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Asia-Pacific, Events, Future War, Global Analysis, Strategic Outlook

China’s Military Strategy: Assessment of White Paper 2015

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This article can be found in its original form at the National Maritime Foundation here and was republished with permission. 

China has been issuing Defence White Papers biennially since 1998. The ninth White Paper of 2014 titled ‘China’s Military Strategy’ was released recently in May 2015. This essay seeks to analyse the salient aspects of the document, particularly in context of the preceding document of 2012 released in April 2013.

In comparison to the Defence White Papers published by China in the preceding years, the 2014 document is very concise. Nonetheless, it reveals substantial content and context, disproportionate to the size of its text. While much of the revelation is likely to be Beijing’s ‘strategic communications’, the document is nonetheless insightful.  

Title of White Paper

The present White Paper has continued the trend of using a thematic title – a trend that was initiated with the 2012 document titled ‘The Diversified Employment of China’s Armed Forces’. The trend and the specific title spelling out “China’s Military Strategy” signify the increased self-confidence of an emerging global military power, which until a few years ago, preferred to be opaque to the world on ‘matters military’.  The document also reflects an increased self-assurance as a nation, stating that “China’s comprehensive national strength, core competitiveness and risk-resistance capacity are notably increasing, and China enjoys growing international standing and influence”.

Core National Objectives

In the document, China has maintained its earlier stance of avoiding war through its military strategy of “active defence” (that envisages an ‘offensive’ only at the operational and tactical levels). However, the document mentions “preparation for military struggle (PMS)”, which indicates its strong desire to retain the option of first use of military force, if it cannot achieve its core objectives otherwise. Furthermore, the emphasis on “maritime PMS” indicates that these objectives pertain to Taiwan’s “reunification”, and fructification of its maritime-territorial claims in the Western Pacific. Furthermore, the inclusion of the phase “You fight your way and I fight my way” indicates that China’s war-fighting concept to meet its core objectives is likely to be based on use of asymmetric capabilities.

Maritime Interests

The previous 2012 document stated the PLA Navy’s mandate to preserve China’s sovereignty over its territorial seas and its maritime rights and interests in ‘offshore areas’ against complex security threats, thereby portraying China as a victim or an underdog reacting to the actions of Japan, and implicitly, of the U.S. The new document, however, emphasises a more proactive protection of its interests in ‘open waters’, thereby enlarging its strategic depth. Notably, the document also calls upon the need to shed the mindset that peace, stability, and development of China is linked to affairs on land rather than the sea. This indicates a maritime emphasis of China’s military strategy.

With regard to the security of sea-lanes, it uses the term “strategic Sea Lines of Communication (SLOCs)”. Although the term ‘SLOC’ itself bears a ‘strategic’ connotation, the addition of the adjective indicates that China considers itself vulnerable to commodity denial during war, thereby severely limiting its option of use of military force. Although the document does not specifically mention the ‘Indian Ocean’, the reference to Indian Ocean SLOCs may be inferred.

 Naval Presence in Indian Ocean

Alike the previous 2012 document, the 2014 White Paper states that the PLA Navy would maintain “regular combat readiness patrols…(and maintain)…military presence in relevant sea areas.” While the former may refer to the Western Pacific, the latter is a likely reference to the Indian Ocean. This is buttressed by the statement that the PLA Navy would “continue to carry out escort missions in the Gulf of Aden and other sea areas as required, enhance exchanges and cooperation with naval task forces of other countries, and jointly secure international SLOCs.” This implies that China’s naval presence in the Indian Ocean would continue, and may even increase. While such presence may be primarily for undertaking ‘Military Operations Other than War’ (MOOTW), it is likely to be dovetailed with preparing for ‘wartime’ operations. This assertion is borne out by Beijing’s assertion in September 2014 that its Song-class submarine deployed in the Indian Ocean was meant for counter-piracy. (The credibility of this rationale was dismissed by naval analysts on operational grounds). The document adds that the “PLA Navy will work to incorporate MOOTW capacity building into…PMS” thereby implying the China would also seek to develop fungible capabilities.

Furthermore, the White Paper lays emphasis on ‘sustenance’ of the forward-deployed naval platforms through “strategic prepositioning”. This indicates that China is likely to seek overseas access facilities (if not military bases) in the Indian Ocean, or even resort to the U.S. concept of ‘sea-basing’. The latter possibility is supported by recent news-reports about China developing large ‘Mobile Landing Platforms’ (MLP) similar to those used by the U.S. expeditionary forces.

Military Interface with Major Powers

The mention of Russia in the White Paper precedes all other countries. The “exchanges and cooperation with the Russian military within the framework of the comprehensive strategic partnership…to promote military relations in more fields and at more levels” indicates the imminence of a China-Russia quasi-alliance. 

The 2012 White Paper, without naming the U.S., had expressed a concern for its “pivot” to Asia strategy and “strengthening of its military alliances with the regional countries, leading to tensions.” In contrast, the 2014 document mentions the U.S. explicitly. While it does state the need for “cooperative mechanisms with the US Navy, including exchange of information in the maritime domain”, its tone and tenor indicates a precursor to a ‘Cold War-style’ military interface between the two major powers. It talks about a “new model of military relationship” with the US based on “major-country relations”, with “strengthening of defence dialogue (and)…CBMs to include notification of major military activities (and) rules of behaviour” to prevent “air and maritime encounters…strengthen mutual trust, prevent risks and manage crises.” However, it is yet unclear what kind of bipolar interface will eventually emerge since the current global environment marked by close China-U.S. economic ties is vastly dissimilar to the erstwhile Cold War era.

 The 2012 White Paper had mentioned India’s combined Army exercises with PLA and increased anti-piracy coordination with India. Since the 2014 document is more succinct, the lack of details is understandable. However, the lack of even a mention of defence exchanges with India, or any other Asian country is remarkable.

Also ‘conspicuous by absence’ are the various facets of ‘transparency’ that the preceding Defence White Papers had addressed, ranging from China’s defence budget to its nuclear weapons policy of no-first use (NFU). Evidently, China has ‘arrived’ on the world stage with a single-minded preoccupation of how it could challenge the unipolar world order dominated by the U.S.

Captain (Dr.) Gurpreet S Khurana is the Executive Director, National Maritime Foundation (NMF), New Delhi. The views expressed are his own and do not reflect the official policy or position of the NMF, the Indian Navy or the Government of India. He can be reached at [email protected]

 

Asia-Pacific, Strategic Outlook

China’s South China Sea Strategy: Simply Brilliant

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This article can be found in its original form at ASPI here, and was republished with permission.

In the past 12 months, China has provoked considerable attention with its reclamation activities in the South China Sea, particularly in the Spratlys where it controls seven maritime features.

China’s history of salami-slicing presents a dilemma to regional countries as well as external powers with regional interests: do they escalate an incident each time China slices the salami and risk open conflict, or stand down and allow China to augment its territorial claims.

The million-dollar question remains: who or what will freeze China’s reclamation in the South China Sea? The answer: nothing, really.

It has been proposed, for example, that like-minded states carve out a ‘code of practice’ that would stress the rule of law and mirror the 2002 Declaration on the Conduct of Parties in the South China Sea. Another option being considered by the Pentagon is to send US aircraft and ships within 12 nautical miles of the Chinese-built reefs in the Spratlys, to challenge its influence there.

While useful, such proposals won’t freeze or rollback China’s attempts to change the facts on the ground (or the high sea). China’s reclamation seeks to pre-empt any decision that would come from the Philippines’ challenge in the International Tribunal for the Law of the Sea over China’s nine-dash line claim to the South China Sea.

It’s noteworthy that China hasn’t only engaged in salami slicing; it has sought to use the attraction of its economy, trade and aid to offset its high-risk behaviour.

Following the 2012 Scarborough Shoal incident with the Philippines, China launched a charm offensive in 2013, wooing ASEAN with a treaty of friendship and cooperation, stressing that it intended to take China–ASEAN relations from a ‘golden decade’ to a ‘diamond decade’.

This year, when concerns about China’s reclamation have intensified, China has offered a carrot: US and other countries would be welcome to use civilian facilities it’s building in the South China Sea for search and rescue and weather forecasting, when ‘conditions are right’.

China has also used its economic weight to deftly tilt the balance (of influence, at least) in its favor. Its Asian Infrastructure Investment Bank (AIIB) is attracting long-standing American allies such as Great Britain, Australia and South Korea. China has stolen a march on the US in the battle to win friends and influence people.

And the economic offensive doesn’t end with the AIIB. The Regional Comprehensive Economic Partnership—a free trade agreement that would involve ASEAN, Australia, China, India, Japan, New Zealand and South Korea—is seen as a rival to the US-led Trans-Pacific Partnership. China’s Silk Road Economic Belt is also another lure for peripheral countries keen on leveraging on China’s economic ascent.

Concerted and effective opposition to China’s fait accompli in the South China Sea requires an astute mix of diplomacy and deterrence. It might take the form of a regional effort to get China to clarify its nine-dashed line claims based on UNCLOS principles, an ASEAN ultimatum for China to at least freeze its reclamation activities, and joint ASEAN–US patrols near the reefs being reclaimed by China. This looks unlikely to emerge anytime soon.

ASEAN was damaged in 2012, when it failed—for the first time in its 45-year history—to issue a communiqué due to differing views over the South China Sea. ASEAN has recently upped its game by underscoring the dangers of China’s reclamation, but there’s little the group can do apart from pushing for a formal Code of Conduct. A successful conclusion of the code isn’t assured; China dangles the carrot of code negotiations to buy time even as its carries out reclamation.

For all its rhetoric about the need to uphold international law and the freedom of navigation, the US is conflicted when it comes to China. It all boils down to this: will the US risk its extensive relationship with China over a few rocks in the South China Sea? As Hillary Clinton once said: how does the US ‘deal toughly’ toward its banker?

To get a sense of the effect of China’s creeping invasion of the South China Sea, one only need look at Vietnam. Faced with China’s challenge to its claims to the Paracel Islands, Vietnam has purchased Kilo-class submarines, reportedly armed with sub-launched land-attack Klub missiles that could threaten Chinese coastal targets. But Vietnam didn’t fire a shot when China towed a US$1b oil rig into waters claimed by Vietnam last year. On a recent trip to Hanoi, Vietnamese scholars told me that Vietnamese military officers urged sterner action, such as firing on Chinese ships, but senior leaders vetoed them, instead deciding to sit back and let China incur ‘reputational damage’.

Not many people in Asia would agree with what China is doing in the South China Sea. But as it stands, China’s strategy—salami slicing, using offsets to soften risky behavior and accelerating its reclamation activities in the absence of significant opposition—can be summed up in two words: simply brilliant.

William Choong is a Shangri-La Dialogue senior fellow for Asia-Pacific Security at the International Institute for Strategic Studies.

Asia-Pacific, Capability Analysis

China’s Naval Modernization: Implications for U.S. Navy Capabilities

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By Dmitry Filipoff

“The U.S.-Chinese military balance in the Pacific could nevertheless influence day-to-day choices made by other Pacific countries, including choices on whether to align their policies more closely with China or the United States.”

Superbly researched and organized, China’s Naval Modernization: Implications for U.S. Navy Capabilities—Background and Issues for Congress by CRS analyst Ronald O’Rourke serves as an excellent resource from which to better understand China’s evolving naval capabilities and how the U.S. Navy can retain its edge in the face of the Anti-Access/Area Denial (A2/AD) challenge. The scope of the report is wide, with information given on a large variety of platform and weapons procurements. The breadth is matched by depth of analysis, as the author assesses the sophistication of individual systems, offers concepts of employment, describes potential conflict scenarios, and explains how naval modernization is tied to broader policy. The report is broadly organized into sections that cover Chinese platforms and weapons, American policy decisions responding to China’s naval rise, key U.S. Navy acquisition programs, relevant sections from the National Defense Authorization Act, and an appendix providing supplemental readings. Certain sections could be strengthened and new areas could be explored to further flesh out the expanse of information, but nonetheless this fact packed publication has plenty to teach.

The detailed section on the People’s Liberation Army Navy (PLAN) is thoroughly informative on China’s maturing navy. Every surface combatant the PLAN fields is covered in the report. Each ship class’s capabilities are described along with their production history and projected numbers. Ships are contrasted with the capabilities of the vessels they are replacing, producing an appreciation of progress. Furthermore, certain ships are highlighted for their ability to enable operations that were not feasible until recently, such as the power projection and humanitarian assistance missions that could be conducted by the new Liaoning carrier and Type 071 vessels. Extensive attention is devoted to the new carrier, including the significant limitations posed by a ski-ramp configuration and the critical research role the vessel will play in familiarizing the PLAN with carrier operations. Information is also given on upcoming and prospective designs such as the Type 055 cruiser, Type 081 amphibious assault ship, and Type 095 nuclear attack submarine. In total, these sections combine to produce a clear trajectory of naval modernization.

The Liaoning, China’s first aircraft carrier. The vessel was commissioned in 2012, and is being used to familiarize the PLA Navy with carrier operations.

The American perspective is captured as well. The report documents in numbers the changes being made to the Navy’s force posture and forward basing in order to operationalize the Asia Pivot. The Air Sea Battle concept is discussed along with the operational goal of disrupting kill chains in the electromagnetic spectrum. An especially insightful subsection describes the variety of nuances that should inform comparisons between the U.S. and Chinese navies, and naval forces in general. A unique strength of CRS reports, relevant legislation is included, providing key information into how Congress is influencing policy towards China and America’s own naval modernization. These sections in the National efense Authorization Act (NDAA), will help the reader better understand how Congress perceives the implications of China’s naval modernization, and which ongoing U.S. Navy procurement programs have Congressional priority towards meeting the A2/AD challenge. The NDAA also identifies certain knowledge gaps and requires reports be drafted in order to raise awareness, offering a glimpse into potential weaknesses and priorities.  

There are certain key points and gaps of information within the report that need to be addressed in order to fully appreciate the increasing modernity of China’s Navy and A2/AD abilities. For example, the author states “Changes in platform capability have been more dramatic than changes in platform numbers” but this is contradicted by ONI Officer Jesse Karotkin’s testimony that is included in the appendix: “China is implementing much longer production runs of advanced surface combatants and nuclear submarines, suggesting a greater satisfaction in their recent ship designs.” The tables provided by the author on yearly ship comissionings support this conclusion, marking a new and more confident phase of modernization that is gaining momentum. This trend highlights an aspect of modernization that requires greater attention, China’s increasingly formidable shipbuilding industrial base.

China’s naval modernization can be subsumed under a greater A2/AD aspiration, and the author stresses that proper assessment of a potential maritime conflict includes understanding “maritime relevant capabilities that are outside their navies.” Information is included on land based platforms such as backfire bombers procured from Russia, UAV’s, ASBMs, and even EMPs. However, if it is the intent to draw awareness towards addressing the A2/AD threat as a whole, primary attention should be given to China’s robust cruise missile inventory, which is the most significant weapon system towards enabling land based A2/AD. Although the author takes note throughout the report which platforms can field ASCMs and LACMs, the ASCM section lacks information on the precise range and speed of China’s cruise missiles and their advantages relative to comparable weapons fielded by American surface combatants. There is also no information provided on LACM types and capabilities.

The author writes “China’s naval modernization effort also includes reforms and improvements in maintenance and logistics, naval doctrine, personnel quality, education and training, and exercises.” Yet these topics received hardly any attention, and are arguably more critical to the maturity of the PLAN than capabilities borne from more modern platforms and systems.

When it comes to logistics, underway replenishment vessels are the foundation of blue water power projection. The number of these vessels in a Navy’s inventory is indicative of broader policy and the priority placed on projecting presence far from home. China possesses eight such ships, with three constructed from 2012-2014. The five type 903A “Fuchi” class vessels are relatively modern, with the first pair of ships launched in 2004. These ships may be among the most operationally experienced vessels in China’s navy. Since China began its anti-piracy mission in the Gulf of Aden in 2008 there have been twenty deployments, and a replenishment vessel has accompanied every task force sent. The PLAN also operates two type 904 general stores ships, which have delivered necessities to installations in the Spratly Islands.

Type 903 Fuchi class vessel conducts simultaneous replenishment of Type 071 landing dock vessel and Type 052C guided missile destroyer
Type 903 Fuchi class vessel conducts simultaneous replenishment of Type 071 landing dock vessel and Type 052C guided missile destroyer

The PLAN is clearly committed to producing personnel with the high degree of technical proficiency necessary to operate modern warfighting platforms and systems, and such investments are already paying off in active operations. The PLAN is partnered with thirteen universities, and financial aid given to enrolled students was doubled to ten thousand RMB in 2009. Beginning in 2012, the PLAN launched programs partnering with specialized vocational schools from which high school graduates chosen through a competitive process would receive senior technical certifications following graduation, and be inducted as NCOs. Skill redundancy is achieved by requiring more technical proficiencies be acquired as an enlisted sailor rises in rank, resulting in units with greater shared expertise.  In 2011, technical evaluation stations were stood up in an effort to standardize assessment of NCO performance, and operate at the level of local units.

Author Ron O’Rourke writes “China’s naval modernization is a broad based effort with many elements” and China’s Naval Modernization certainly captures many of them. However, analysis of China’s military has been dominated by more observable material developments such as ship acquisition and weapons procurement. The trend has been made clear, and now it is as much a given for China to be continually introducing better platforms as it is for the United States. But these developments are subsidiary to more immaterial initiatives. Key elements such as doctrine, organization of forces, personnel education, operational experience, interoperability, and exercises are all more meaningful indicators of the growth of the PLA Navy than new equipment. And all of these areas have undergone their own changes in tandem with procurement programs. The challenges posed by the effective implementation and evaluation of these reforms need to be acknowledged, but this institutional development of the PLA Navy is what will ultimately best empower it to function as an enabler of policy.

Dmitry Filipoff is an Associate Editor with CIMSEC.