Tag Archives: Russia

Bear, Dragon & Eagle: Russian, Chinese & U.S. Military Strategies

Guest post for Chinese Military Strategy Week by Chad M. Pillai

Last year, I wrote about “The Return of Great Power Politics” and described an emerging multi-polarity and its impact on the global security environment. Since then, the updated Russian Military Doctrine, Chinese Military Strategy, the U.S. National Military Strategy were all released. Each has its own distinct characteristics that illuminate each nation’s perception of its global power and that of its primary threats. While there has been commentary on a possible Sino-Russian block balancing the U.S. hegemonic position, the jockeying for global power, position, and prestige is far more complicated. As such, I offer a comparative analysis of the three military doctrines/strategies and how they relate to one another.

The Bear Reawakens but Remains Paranoid

A woman reaches into her bag, which rests on a fallen Soviet hammer-and-sickle on a Moscow street in 1991, Getty Images
A woman reaches into her bag, which rests on a fallen Soviet hammer-and-sickle on a Moscow street in 1991, Getty Images

Russian President Putin described the collapse of the Soviet Union as the greatest geo-political disaster of the 20th Century. It ushered in an era of weakness and shame for the Russian people as NATO expanded eastward next to the Russian border. During this period, the Russian military performed poorly in Chechnya and much of its infrastructure and human capital degenerated. However, since Putin’s rise to power, he has charted a new course for Russia, promising to re-establish the global respect it once had during the Soviet period.

The 2014 Russian Military Doctrine reflects this new optimism while remaining true to the Russian historical paranoia about its security. It clearly identifies NATO, and by extension the U.S., as its primary security threat. This includes the presence of NATO in Afghanistan and U.S. forces operating from regions considered within the traditional spheres of influence of previous Russian empires. Because of their realization of their conventional force inferiority compared to the West, the Russian doctrine emphasizes the right to use nuclear weapons in the event of an aggressive conventional force act by the West that makes nuclear escalation necessary – an ambiguous red-line that undermines the US policy of escalation dominance. To regain its influence in its immediate border region (to include Ukraine), Russia has employed an unconventional war strategy to keep the conflict below the boiling point for a western response while simultaneously exercising its heavy conventional forces and deployment of theater ballistic missiles as deterrence towards NATO. Simultaneously, Russia is expanding its military capability in the arctic region and sees naval cooperation with China in the Pacific and India in the Indian Ocean. Russia’s military doctrine does not view China as a military threat and states areas of cooperation with China on regional counter-terrorism through the Shanghai Cooperation Organization (SCO). However, as China grows more powerful, Russia may need to relook the threat to its eastern frontier; especially as recent Russian policy attempts to counter the PRC essentially squatting its way to de facto control over parts of Siberia.

The rest of the document focuses on how the Russian Military and Defense establishment will rebuild itself. It focuses on reforming its military command and control structures, developing professional expeditionary forces, and investing in advanced technologies for cyber, ISR, precision strike, and anti-access/area denial (A2/AD). Additionally, it calls for reform of Russia’s defense industrial sector, patriotic indoctrination of the Russian people, and greater cooperation with bordering states representing the Commonwealth of Independent States, Collective Security Treaty Organization, and SCO. The document reflects the reawakening of the Russian Bear from the nightmare of the post-Soviet collapse as it seeks to remind the world of its place among the great powers of the global order.

The Dragon’s Ascent

“Illustration of the Decapitation of Violent Chinese Soldiers” by Utagawa Kokunimasa, Public Domain.
“Illustration of the Decapitation of Violent Chinese Soldiers” by Utagawa Kokunimasa, Public Domain.

The Chinese Military Strategy reflects the Chinese Dream to repair the damage of the Century of Humiliation and regain a position atop the global order by the 100th anniversary of the Communist Party’s defeat of the Nationalists. Its growing confidence and the perceived decline of U.S. hegemonic power is evident in its analysis of the world order when it states, “Global trends toward multi-polarity and economic globalization are intensifying, and an information society is rapidly coming into being.” China views the U.S. and its allies and partners as the primary threats to its ascent in the global order. According to Henry Kissinger’s book World Order, the Chinese had no say in the development of the post-WWII order and now seek to modify it “with Chinese Characteristics” according to their Neo-Confucius Tributary Hierarchal world view where China was called the Middle Kingdom for a reason.

The Chinese Military Strategy serves to safeguard the nation’s core interests while preparing to assume a greater global role in security matters. Its Strategic Guideline for Active Defense lays out the goal of updating its operational doctrines to ensure combat forces are integrated to “prevail in system-vs-system operations featuring information dominance, precision strike, and joint operations.” As a result of the Chinese studying U.S. joint operations since the 1991 Gulf War, the Chinese appear on the path of counter-optimizing against U.S. Joint Operational Doctrine (especially the “Joint Anti-Air Raid campaign”). This PRC strategy culminates a 75-year evolution of the People’s Liberation Army from securing the Communist Party of China, to securing China from invaders and disruptors, to an unprecedented role as guarantor of access to the global markets upon which China’s economy depends.

Chinese Carrier Liaoning, PLAN Photo.
Chinese Carrier Liaoning, PLAN Photo.

To gain the initiative, the Chinese seek to “proactively plan for military struggle in all directions and domains, and grasp the opportunities to accelerate military building, reform, and development.” To achieve its ends, the People’s Liberation Army is directed to “elevate its capabilities for precise, multi-dimensional, trans-theater, and multi-functional and sustainable operations.” The Navy was directed to shift towards an “Open Seas Protection” approach, build an effective marine force, and be capable of “strategic deterrence and counterattack, maritime maneuvers, joint operations at sea, comprehensive defense and comprehensive support.” The Air Force was directed to shift its focus from “territorial defense to both defense and offense, and build an air-space defense force structure that can meet the requirements of ‘informationized’ operations.” It also recognizes its critical security elements of cyber, space, and nuclear forces. Finally, the Chinese recognize the need to plan for military operations other than war ranging from counterterrorism to humanitarian assistance and disaster relief.

The Chinese strategy recognizes the need for security cooperation to create “a security environment favorable to China’s peaceful development.” It articulates the need to maintain cooperation with the Russian military within a framework of a comprehensive strategic partnership while maintaining ties with the U.S. military that conform to a new model of “major-country relations.” The difference in language reflects China’s view that they are more on par with the U.S. in global standing and that the Russians are simply regional partners.

China’s strategic position is shaped by having the world’s second largest economy and, unlike the U.S., a worldview that doesn’t see Russia as a military threat – though the PRC has historically calibrated its rhetoric on Russia to its correlation of military forces, so Russian activism in the Pacific could quickly change China’s rhetoric. Like Russia, however, China’s economy is experiencing a slowdown that may threaten its ability to increase military spending due to domestic pressures to alleviate rising unemployment. Also like Russia, demographic pressures are likely to force more internal investment as China’s working population moves from wage earners to pensioners and transitions to a new working cohort that is severely constrained by the aftermath of the one-child policy. For now, though, the PRC appears to recognize that there is a unique window of opportunity to reassert itself as the Middle Kingdom.

Exhausted Eagle

The tone of the U.S. National Military Strategy (NMS) is one of an exhausted super power engaged in the preservation of a global order increasingly threatened by state and non-state actors. It asserts that “we now face multiple, simultaneous security challenges from traditional state actors and trans-regional networks of sub-state groups – all taking advantage of rapid technological change.” The NMS articulates the threat that both Russia and China represent; however, unlike the Chinese and Russians, it clearly articulates the threat posed by Iran, North Korea, non-state actors such as ISIL, and cyber. These threats fall in line with Chairman Dempsey’s 2-2-2-1 construct describing the global security environment: two heavyweights (Russia and China); two middleweights (Iran and North Korea); Al Qaeda and trans-national criminal networks; and cyber.

To address the emergent security environment, the NMS specifies three national military objectives: (1) Deter, deny, and defeat state adversaries; (2) Disrupt, degrade, and defeat violent extremist organizations; and (3) Strengthen our global network of allies and partners. The NMS enumerates 12 prioritized joint force missions ranging from maintaining a nuclear deterrent to security cooperation within the global integrated operations construct. In an increasing fiscally constrained environment, the NSM list the mission of “strengthening partners is fundamental to our security, building strategic depth for our national defense.” While the NMS acknowledges the potential negative impact of sequestration on the defense budget, it fails to specify what trade-offs it will make in the face of these pressures, such as placing less emphasis on developing a global network to ensure remaining available forces are capable of achieving the deter, deny, defeat state adversaries.

F-35A Lightning II Joint Strike Fighter, USAF Photo.
F-35A Lightning II Joint Strike Fighter, USAF Photo.

To address the growing risk and fiscal constraints, the NMS list three areas of Joint Force initiatives: (1) producing creative, adaptive leaders; (2) adopting efficient, dynamic processes; and (3) developing flexible, interoperable capabilities. Of these, adopting efficient, dynamic processes will be the most important as the Department of Defense will continue to struggle with balancing the capabilities required and available resources. As the nation struggles to reduce its financial debt, the DoD needs to demonstrate greater efficiency in resource management in light of two decades of program mismanagement ranging from the Army’s Future Combat System (FCS) to the F-35 Joint Strike Fighter.

The Eagle, is exhausted by 14 years of continual conflict with violent extremist groups. Even as it attempts to contain the global terrorist threat, it faces traditional-state challengers seeking to re-align the global order. These challenges coupled with domestic political gridlock and fiscal mismanagement will continue to stress the U.S.’s ability to maintain its position.

Areas of Convergence and Divergence

The Russian, Chinese, and U.S. National Military Strategies have three areas of convergence where cooperation among the powers is possible. All three national military doctrines/strategies recognize the threat from violent terrorist organizations such as ISIL/Daesh – both the direct threat and the indirect threat via similar or affiliated groups such as Chechnyan extremists and Uighur separatists – and all three nations seek their destruction. However, unlike the U.S., Russia and China will not commit significant resources to combat ISIL/Daesh. In fact, it serves their longer term interests to allow the U.S. to take the lead against ISIL/Daesh and further erode its resource base in the effort. Further, all three powers agree on the dangers caused by trans-regional criminal and narco-trafficking groups that cause instability in places like Afghanistan and the Central Asian States. Finally, all three powers recognize the danger from the proliferation of WMD falling into the hands of terrorist organizations but have different views on the threats posed by nation states such as Iran and North Korea.

There are two significant areas of divergence between the three powers. The strategies and the national interests of the Russians, Chinese, and U.S. will more seriously diverge in the Central Asian States as all three powers compete for influence and access to tap into the region’s economic potential. While Russia may accept Chinese economic development in the region, it may react negatively to any Chinese military engagement or posture to protect its core economic interests. Both Russia and China are wary of a long-term US presence in the region fearing that any counter-terrorism posture could be refocused on serving as a military platform against either state. A second area of divergence will be the emerging importance of the Arctic. While Russia is actively building its military capability for the arctic region, the U.S. published a strategy in 2013 highlighting the importance of the region and the need to work with its key Arctic Allies such as Canada and Norway. China is also looking northward in the race for natural resources by actively engaging with the Nordic Nations and Irish, signing a joint statement with Russia on shipping access, and becoming a member of the Arctic Council in 2013.

Conclusion

Bear-Dragon-EagleAs a multi-polar moment approaches, understanding the military strategies of the key players will be of utmost importance. Unlike the Cold War’s bi-polar world, the Bear, the Dragon, and the Eagle will simultaneously seek cooperation while posturing to deter the others. Additionally, each will have to develop new relations with other emerging regional powers such as Iran and India who will play increased roles in the global order. As a result, each will have to place a greater emphasis on balance between its external national security and domestic responsibilities. And the global power whose economic and political foundation collapses first from the competitive strain will be displaced with unforeseeable global consequences.

Major Chad M. Pillai is an Army Strategist currently assigned to MacDill Air Force Base.  He previously served assignments at the Army’s Capability Integration Center (ARCIC), ISAF Commander’s Action Group (CAG), Speechwriter to the Army Chief of Staff, and as a Strategic Planner at the Army’s War Plans Division.  MAJ Pillai has published articles in Infinity Journal, War on the Rocks, Small Wars Journal, Military Review, The Strategy Bridge, and Offiziere.Ch.  He received his Masters in International Public Policy from the Johns Hopkins University School of Advanced International Studies (SAIS) in 2009. The views expressed in this article are his own.
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INS Vikrant Makes Progress at Cochin Shipyard

Guest Post by Chris B.

New satellite imagery shows that India’s first indigenous aircraft carrier has made significant progress since it was launched in August 2013, helping India inch towards the goal of a two carrier battle group.

Imagery acquired by commercial satellite firm DigitalGlobe in February 2015 shows further assembly of INS Vikrant, a 40,000 ton aircraft carrier and India’s soon-to-be largest vessel once commissioned. Additional ship modules now welded to the hull have enlarged the deck width — measuring almost 60 meters. The erection of the superstructure reported last November was also confirmed. India’s first domestically produced carrier is currently under construction at state-owned Cochin Shipyard Limited, the country’s largest shipbuilding and maintenance facility located in Kerala on the west coast.

Like other vessels built in India, significant cost overruns and delays have hampered shipbuilding progress. The South Asian country is already four years behind schedule on the project with the latests estimates pushing an operational date closer to December 2018, if not beyond. However, the Indian Navy expects that the vessel will “undock” sometime this month after mounting the propellers on the engine shafts, according to an April statement from Vice Admiral Ashok Subedar. Afterward, the shipyard will continue with the fitting out process.

Originally, India was to have fielded her carrier by 2014, eleven years after the government approved the build. Last July, the Cabinet Committee on Security released an additional Rs 19,000 crore (approx USD 3.18 billion), the lion’s share, to complete the vessel’s construction — on top the USD 585 million already spent. Due to India’s extensive bureaucracy, the funds languished for almost a year halting progress on the project.

“As much as 95 per cent of its hull is complete as is 22,000 tons of [its] steel structure,” Subedar went on to say. That’s 3,500 tons heavier than its August 2013 launch weight though significantly less than its planned 40,000 tons. Of course, much of the that weight will be comprised of two fixed wing squadrons (12 x fighters each) of Russian-built MIG-29K and Indian-built Tejas Light Combat Aircraft, 10 x Ka-31 ASW helicopters as well as necessary ammo, fuel, and other supplies.

Vikrant

Indian Navy Computer Model of INS Vikrant

Featuring a STOBAR (short take-off but arrested recovery) configuration with a ski-jump, India’s indigenous carrier will push naval pilots to master a new launch and recovery system, one very different from its existing STOVL (short take-off and vertical landing). Luckily, Russia helped India build a shore-based testing facility which became operational early last year. Imagery shows that Indian pilots are already hard at work. (INS Vikramaditya also features a STOBAR configuration).

Aircraft aside, India’s latest carrier will be powered by four General Electric LM2500 gas turbines capable of cruising speeds around 18 knots. With an endurance of 7,500 nautical miles the Navy should have few problems projecting force throughout the Indian Ocean region, especially given India’s previous proficiency in carrier operations.

But if issues do arise, the United States has proposed a joint working group to help support Indian ops, share best practices and even possibly, technology. All of which may lead observers to conclude that India’s naval capability has become increasingly important. Prime Minister Modi made that clear while visiting Mauritius in March: “India is becoming more integrated globally. We will be more dependent than before on the ocean and the surrounding regions. We must also assume our responsibility to shape its future. So, [the] Indian Ocean region is at the top of our policy priorities.”

As perhaps it should be. India is already advantaged by its unique geography, jutting out in the Indian Ocean with its 7,500km coastline and island territories. Given India has short distances to travel to manage any regional conflict or rivalry, it only makes sense that India would focus resources on protecting national interests in its own backyard.

DG (11MAR15) PLAN Salalah

Satellite Imagery of PLAN Vessel at Oman’s Salalah port (DigitalGlobe 11MAR15)

However, few regional contenders are making a splash in the maritime space, though emerging challenges from China are certainly on India’s radar. China’s People’s Liberation Army Navy (PLAN) commissioned its first aircraft carrier, the Liaoning, in 2012 and has already started construction on a second. With recent infrastructure established in the South China Sea and additional PLAN deployments in the Indian Ocean region, China appears poised to take a more aggressive maritime stance, a clear departure from India’s Cold War experience.

In response, India is planning a 160-plus-ship navy as it seeks to constrain what it sees as a Chinese incursion into its sphere of influence. Unfortunately for the navy, India is still predominately a land force with the Army maintaining the biggest share of the defense budget. Regardless, India expects that its homegrown carrier program will eventually allow it to maintain two carrier battle groups supporting its respective Eastern and Western Naval Commands.

Named after India’s first aircraft carrier recently scrapped, the INS Vikrant is one of two homegrown carriers planned for the Indian Navy. The second carrier, INS Vishal is currently being fast-tracked—though it’s unknown what this means for Vishal’s construction timeline. In the meantime, India’s lack of experience building carriers and the uncertainty of outside assistance may impede India’s pressing strategic goals, probably pushing the operation of its second carrier to 2025 or beyond.

This article can be found in its original form at Offiziere.ch

China’s Military Strategy: Assessment of White Paper 2015

This article can be found in its original form at the National Maritime Foundation here and was republished with permission. 

China has been issuing Defence White Papers biennially since 1998. The ninth White Paper of 2014 titled ‘China’s Military Strategy’ was released recently in May 2015. This essay seeks to analyse the salient aspects of the document, particularly in context of the preceding document of 2012 released in April 2013.

In comparison to the Defence White Papers published by China in the preceding years, the 2014 document is very concise. Nonetheless, it reveals substantial content and context, disproportionate to the size of its text. While much of the revelation is likely to be Beijing’s ‘strategic communications’, the document is nonetheless insightful.  

Title of White Paper

The present White Paper has continued the trend of using a thematic title – a trend that was initiated with the 2012 document titled ‘The Diversified Employment of China’s Armed Forces’. The trend and the specific title spelling out “China’s Military Strategy” signify the increased self-confidence of an emerging global military power, which until a few years ago, preferred to be opaque to the world on ‘matters military’.  The document also reflects an increased self-assurance as a nation, stating that “China’s comprehensive national strength, core competitiveness and risk-resistance capacity are notably increasing, and China enjoys growing international standing and influence”.

Core National Objectives

In the document, China has maintained its earlier stance of avoiding war through its military strategy of “active defence” (that envisages an ‘offensive’ only at the operational and tactical levels). However, the document mentions “preparation for military struggle (PMS)”, which indicates its strong desire to retain the option of first use of military force, if it cannot achieve its core objectives otherwise. Furthermore, the emphasis on “maritime PMS” indicates that these objectives pertain to Taiwan’s “reunification”, and fructification of its maritime-territorial claims in the Western Pacific. Furthermore, the inclusion of the phase “You fight your way and I fight my way” indicates that China’s war-fighting concept to meet its core objectives is likely to be based on use of asymmetric capabilities.

Maritime Interests

The previous 2012 document stated the PLA Navy’s mandate to preserve China’s sovereignty over its territorial seas and its maritime rights and interests in ‘offshore areas’ against complex security threats, thereby portraying China as a victim or an underdog reacting to the actions of Japan, and implicitly, of the U.S. The new document, however, emphasises a more proactive protection of its interests in ‘open waters’, thereby enlarging its strategic depth. Notably, the document also calls upon the need to shed the mindset that peace, stability, and development of China is linked to affairs on land rather than the sea. This indicates a maritime emphasis of China’s military strategy.

With regard to the security of sea-lanes, it uses the term “strategic Sea Lines of Communication (SLOCs)”. Although the term ‘SLOC’ itself bears a ‘strategic’ connotation, the addition of the adjective indicates that China considers itself vulnerable to commodity denial during war, thereby severely limiting its option of use of military force. Although the document does not specifically mention the ‘Indian Ocean’, the reference to Indian Ocean SLOCs may be inferred.

 Naval Presence in Indian Ocean

Alike the previous 2012 document, the 2014 White Paper states that the PLA Navy would maintain “regular combat readiness patrols…(and maintain)…military presence in relevant sea areas.” While the former may refer to the Western Pacific, the latter is a likely reference to the Indian Ocean. This is buttressed by the statement that the PLA Navy would “continue to carry out escort missions in the Gulf of Aden and other sea areas as required, enhance exchanges and cooperation with naval task forces of other countries, and jointly secure international SLOCs.” This implies that China’s naval presence in the Indian Ocean would continue, and may even increase. While such presence may be primarily for undertaking ‘Military Operations Other than War’ (MOOTW), it is likely to be dovetailed with preparing for ‘wartime’ operations. This assertion is borne out by Beijing’s assertion in September 2014 that its Song-class submarine deployed in the Indian Ocean was meant for counter-piracy. (The credibility of this rationale was dismissed by naval analysts on operational grounds). The document adds that the “PLA Navy will work to incorporate MOOTW capacity building into…PMS” thereby implying the China would also seek to develop fungible capabilities.

Furthermore, the White Paper lays emphasis on ‘sustenance’ of the forward-deployed naval platforms through “strategic prepositioning”. This indicates that China is likely to seek overseas access facilities (if not military bases) in the Indian Ocean, or even resort to the U.S. concept of ‘sea-basing’. The latter possibility is supported by recent news-reports about China developing large ‘Mobile Landing Platforms’ (MLP) similar to those used by the U.S. expeditionary forces.

Military Interface with Major Powers

The mention of Russia in the White Paper precedes all other countries. The “exchanges and cooperation with the Russian military within the framework of the comprehensive strategic partnership…to promote military relations in more fields and at more levels” indicates the imminence of a China-Russia quasi-alliance. 

The 2012 White Paper, without naming the U.S., had expressed a concern for its “pivot” to Asia strategy and “strengthening of its military alliances with the regional countries, leading to tensions.” In contrast, the 2014 document mentions the U.S. explicitly. While it does state the need for “cooperative mechanisms with the US Navy, including exchange of information in the maritime domain”, its tone and tenor indicates a precursor to a ‘Cold War-style’ military interface between the two major powers. It talks about a “new model of military relationship” with the US based on “major-country relations”, with “strengthening of defence dialogue (and)…CBMs to include notification of major military activities (and) rules of behaviour” to prevent “air and maritime encounters…strengthen mutual trust, prevent risks and manage crises.” However, it is yet unclear what kind of bipolar interface will eventually emerge since the current global environment marked by close China-U.S. economic ties is vastly dissimilar to the erstwhile Cold War era.

 The 2012 White Paper had mentioned India’s combined Army exercises with PLA and increased anti-piracy coordination with India. Since the 2014 document is more succinct, the lack of details is understandable. However, the lack of even a mention of defence exchanges with India, or any other Asian country is remarkable.

Also ‘conspicuous by absence’ are the various facets of ‘transparency’ that the preceding Defence White Papers had addressed, ranging from China’s defence budget to its nuclear weapons policy of no-first use (NFU). Evidently, China has ‘arrived’ on the world stage with a single-minded preoccupation of how it could challenge the unipolar world order dominated by the U.S.

Captain (Dr.) Gurpreet S Khurana is the Executive Director, National Maritime Foundation (NMF), New Delhi. The views expressed are his own and do not reflect the official policy or position of the NMF, the Indian Navy or the Government of India. He can be reached at gurpreet.bulbul@gmail.com

 

The Sea Power of the State in the 21st Century

Admiral Sergei S. Gorshkov’s legacy as a naval leader and strategic thinker has not been entirely forgotten. Reports of his death, however, were not greatly exaggerated. Largely ignored by the NATO navies that once studied him so intently as the head of the Soviet Navy for much of the Cold War, Gorshkov remains an inspirational symbol in the two countries that should come as no surprise: Russia and China.

Earlier this year, Admiral Viktor Chirkov, the current commander-in-chief of the Russian Navy, pointedly chose the 105th anniversary celebration of Gorshkov’s birthday in his childhood home of Kolomna to make some bold statements about the navy’s future in the 21st century. After laying flowers at Gorshkov’s monument, Chirkov formally announced that Russia will be back in the aircraft carrier business with plans to build a new-generation one comparable in size to a U.S. supercarrier. Given the current state of Russian shipyards and the tremendous costs involved, defense analysts greeted the announcement with skepticism.  There was good reason to doubt this most recent news: Russia had already announced in 2005, and again in 2008, that it would begin to build carriers by 2010. According to Jane’s Defence Weekly, the new multipurpose, dual-design (two ski-jump ramps and electromagnetic catapults each) carrier is called Project 23000E or Shtorm (Storm).

USNA17th-19th C. Sea Power of the State: Admiral Chirkov getting a tour of USNA Museum in 2013 from CIMSEC member Claude Berube. Was the Russian navy chief trying to get advance info on the #CarrierDebate? (Photo credit: USNA PAO)

 Of course, Admiral Gorshkov once promoted the virulent anti-carrier stance of the Soviet Union. He mocked the platform as too expensive and too vulnerable and echoed Premier Nikita Khrushchev’s view that they were “floating coffins.” Yet, the Soviet Navy’s need to be untethered from the sole support of land-based naval aviation first resulted in helicopter carriers for anti-submarine warfare and amphibious operations in 1967, then eventually in large-deck carriers for fixed wing aircraft toward the end of the Cold War – the Kuzntesov (still in service, although with considerable time in the repair dock, in the Russian fleet) and the Gorshkov (sold to India).

Gorshkov would likely have applauded Chirkov’s ambitious 50 ship building plan for 2015 that included a mixture of surface and subsurface vessels. In particular, the resurgence of nuclear submarine production, especially the Borei-class ballistic missile sub, is a reminder of how Gorshkov once used submarines as the cornerstone of Soviet naval power and prestige for decades.

Chirkov also announced that 30 ships and submarines were currently deployed around the world, which indicated a modest but nonetheless significant return to the pattern of out-of-area patrols and presence missions for the Soviet Navy that Gorshkov introduced to much fanfare in the mid-1960s. This May’s joint Russian-Chinese naval exercises in the Mediterranean also supports the views that the Russian Navy is “rebalancing” to the region while the Chinese Navy may intend to secure its energy supply lines at the western edge of the “New Silk Road.”

Above all, Gorshkov would probably have approved of Chirkov’s vision: the adoption of an “ocean strategy” that will seek to reestablish Russia’s global reach and promote its political and economic interests. Chirkov’s choice of language harkened back to the efforts of his Cold War-era predecessor to justify a blue-water navy. Notably, Chirkov did not directly challenge the supremacy of the U.S. Navy as Gorshov did in the late 1960s. Rather, Admiral Chirkov’s mission, at least for the moment, is to put Russian naval forces back on the path to restoration, not on one toward great power rivalry. 

TimeCover

Gorshkov was associated with the phrase “’better’ is the enemy of ‘good enough.’” In other words, Chirkov must get the Russian Navy back to Gorshkov-era “good enough.”

There is also nothing revolutionary in Chirkov’s pronouncements. The navy’s primary missions are still, as in the Cold War, strategic deterrence and defense. It will likely not be as rapid as the transformation after the Cuban Missile Crisis, either. The Russian Navy, according to defense analyst Dmitry Gorenburg, will slowly grow through a phased recapitalization scheme that will unfold over 20 years. The pace of naval construction is, of course, subject to change based on evolving political and economic imperatives.

To further underscore that Admiral Gorshkov has not passed entirely into irrelevance, a pair of Russian military writers (one a retired navy captain) paid homage to him in a recent article for Voyennaya Mysl [Military Thought], the elite journal of Russia’s Defense Ministry for nearly a century. In “The Sea Power of the State in the 21st Century,” the authors noted that Gorshkov’s seminal 1976 book, The Sea Power of the State, took an expansive view of sea power that included naval, merchant, fishing, and exploration capabilities. Gorshkov envisioned the World Ocean as one immense domain upon which to assert Russian national power. These authors, however, wished to scope the definition of “the country’s sea power” down to “the navy’s real combat power” in order to illustrate the special place that navies hold in geopolitics.

A central theme of their essay, based on historical examples, was that countries without sea power do not have “a decisive voice in world affairs.” Russia used a strong navy in the past, the authors argued, to maintain its place in the top tier of nations. The blow to Russian prestige was great at the end of the Cold War with the demise of the Soviet Navy:

… the loss of the core of its powerful oceangoing navy during the political and economic reforms in the late 1980s and early 1990s cost the country dearly. It caused other nations, Russia’s neighbors and rivals on the high seas, in the first place, to rethink their attitude to this country. It was deserted by many allies and friends, and its image of a great sea power has faded.

Thus, the article indirectly endorsed Admiral Chirkov’s current strategy of “looking to the ocean” and his plan for a navy that can once more defend Russia’s national interests and secure it against threats. The authors acknowledged, however, the huge lead by the U.S. Navy in air-sea battle concepts and that of American expertise in network-centric naval warfare. Indeed, “it is difficult, even hopeless at times, for Russia to take up this challenge for economic considerations.” Nonetheless, they concluded, it is a price that must be paid for the return to greatness on the world stage.

Writers in Chinese open source literature have also found reasons for optimism in the example set by Admiral Gorshkov during the Cold War. According to Lyle J. Goldstein at the Naval War College’s Chinese Maritime Studies Institute, some naval analysts in China “are extremely interested in Gorshkov, his legacy, and Soviet naval doctrinal development in general” [per his correspondence with this author]. They are impressed by the rapid transformation of Soviet naval power under Gorshkov as well as his ability to check U.S. power with his own oceangoing navy. Moreover, they also appreciated, based on Gorshkov’s lesson, that a “balanced fleet” can also emphasize undersea platforms while never reaching parity with U.S. carriers.

China’s recent strategy white paper elevated the PLA Navy’s status and explicitly tied naval power to China’s geopolitical ambitions and economic development with the navy’s dual missions of “open seas protection” and coastal defense. Indeed, sea power will play a central role for the Chinese state in the 21st century: 

The seas and oceans bear on the enduring peace, lasting stability and sustainable development of China. The traditional mentality that land outweighs sea must be abandoned, and great importance has to be attached to managing the seas and oceans and protecting maritime rights and interests.

On the other hand, Gorshkov’s legacy shows that sea power, once achieved, can be transitory due to geographic, economic, and political factors. His is also a cautionary tale, for Russians and Chinese alike, not to pursue sea power beyond what a nation can support. As Goldstein noted, “… the [Chinese] authors do indeed directly connect the all-out Soviet naval expansion of the later Cold War, and the commensurate enormous investment of Russian national resources, to the demise of the USSR.” Moreover, there is the potential risk involved in Russia’s attempt under Vladimir Putin to return to the past glories of the Soviet superpower era yet fall well short of his goals. This naturally includes naval ambitions for aircraft carriers that never make it beyond the concept stage. Even the modernization of smaller surface ships such as frigates (including the new Admiral Gorshov-class) is now endangered by Russian actions in the Ukraine.

Both Russia’s and China’s navies may also face the same dilemma as that of the Soviet Navy by the mid-1960s if naval construction outpaces professional knowledge and practical experience. As Robert Farley noted, the Soviet Union “built blue water ships long before it built the experience needed to conduct long range, blue water operations.” A more provocative and aggressive stance toward the U.S. Navy, coupled with the deficiencies in Soviet training and this lack of a “blue water look,” resulted in repeated incidents at sea such as collisions that many feared might escalate during the Cold War.

Ultimately, sea power as an expression of great power status is beginning to look in the early 21st century much as it did in the 20th century. The investment in costly blue-water navies still speaks volumes about a country’s geopolitical ambitions and its strategic calculus – where it sees itself in the world and hopes to be in the future. The writings and accomplishments of Admiral Sergei Gorshkov are also a timeless reminder that in order to assess navies, one must still look at what they say, what they build, and what they do. In Gorshkov’s case, what he did remains much more memorable than anything he wrote.

Jessica Huckabey is a researcher with the Institute for Defense Analyses (IDA) and a retired naval reserve officer. She is writing her doctoral dissertation on American perceptions of the Soviet naval threat during the Cold War. The opinions are her own and not those of IDA or the Department of Defense.