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From the Azov Sea to the Black Sea: Russia’s Maritime Campaign

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By Jonathan Hall

Almost five years following the Minsk Agreements, the war in Ukraine has claimed the lives of over 13,000 individuals. While much of the attention has been on the annexation of Crimea and continuous fighting throughout the Donbas region, Russia has more recently added a maritime component to its campaign with aggressions in the Sea of Azov. The Secretary of the National Security and Defense Council of Ukraine, Oleksandr Turchynov, sees the possibility of the region being used as a “springboard for further expansion,” a land invasion of Mariupol being his greatest concern. While many may fear expansion into the land environment, the far more likely scenario is westward progress by Russian naval forces, furthering their disruptive campaign off Ukraine’s coastline.

Linking the Seas

Western defense planners and analysts often refer to the Black Sea and the Sea of Azov as independent entities. Distinct in their own rights, the latter largely unknown until recent events, what is important to note is the Russian government views them as inextricably linked. In 2003, President Putin reiterated this in stating, “the Azov-Black Sea basin as a whole…the zone of our strategic interests.”

Within this context, a useful analytical framework of inspection would be Russia’s “Boa Constrictor Strategy” (Тактика Удава). Attempting to economically strangle the Ukrainian government, the blockade of the Kerch Strait serves as the first example to do so in the maritime environment. Hamstringing shipment to and from the port cities of Mariupol and Berdyansk, located in the Sea of Azov, Russia is likely to continue these economically disruptive and militarily aggressive activities in the greater Black Sea region. The object of such operations would invariably be the littoral waters near Ukraine’s western port city – Odessa. While maintaining the status quo – relative restraint in deploying land forces – the Kremlin could similarly hamper maritime commerce, endanger sea lines of communication (SLOC), and therefore dissuade future investment in the region. Loss of industry and access to the sea via de facto Russian control of the remaining Ukrainian coastline could both financially cripple Kyiv’s economy and, in effect, landlock the country.

Fighting in the Gray Zone: From Land to Sea

Discussions of Russia’s operations often refer to its “gray zone” approach to warfare. Defined as, “Those covert or illegal activities of non-traditional statecraft that are below the threshold of armed organized violence; including disruption of order, political subversion of government or non-governmental organizations, psychological operations, abuse of legal processes, and financial corruption as part of an integrated design to achieve strategic advantage.”

In the Sea of Azov, there are already observed Russian gray zone methods in the maritime domain. Therefore, while the threat of a Russian land invasion should be considered, the threats facing Odessa – and the Ukrainian coastline writ large – likely will remain in the Sea. For several reasons, these incrementally disruptive hostilities, akin to ongoing naval tactics being employed by the Chinese in the South and East China Seas, should be Kyiv’s greatest worry.

First, an overt incursion on Odessa would necessarily involve Russia telegraphing the movement of its Black Sea Fleet – serving as host to a sizeable contingent of sea and land forces. Due to the augmented defensive capabilities installed by the Ukrainian military – its newly developed anti-ship “Neptune” cruise missile and modernized S-125 Neva/Pechora surface-to-air missile system – Kremlin strategists would likely advise against such a move. Although Ukraine’s personnel and equipment in the region would not ensure victory over a would-be invading Russian force, they provide the conventional deterrence required to allay concerns that Moscow believes it can quietly seize the region.

Route of Ukranian vessels seized by Russian vessels in late 2018 near the Sea of Azov (BBC)

Second, despite doubts regarding open invasion, concerns abound that Russia may attempt similarly subversive activities in Odessa to what occurred in Crimea and throughout Donbas. The tactics used in the early years of the conflict – in annexing the Crimean Peninsula and creating the so-called Donetsk and Luhansk People’s Republics – were both geographically and demographically dependent and unlikely to be as successful if applied in western Ukraine.

In Crimea, the Kremlin’s “little green men” were able to assume control without widespread violence due to favorable conditions which do not exist in Odessa. The political environment on the peninsula, conducive for a Russian takeover, hosted a citizenry which was, for the most part, either emboldened by Russia’s sudden presence, indifferent, or silenced by fear.

Throughout Donbas, the disinformation campaign and political saboteurs were able to stoke the flames of discord required to launch the creation of the so-called autonomous republics. With Russian-backed separatists, private military contractors, and Russian regulars all taking part, control was effectively fractured from Ukraine’s federal government.

Geographically proximate to the Russian border, the Kremlin was able to either leverage the political environment preexisting in Crimea or, in the case of Donbas, fabricate one through its disinformation campaign, funding of separatist fighters, and covert transportation of Russian regulars across the border. According to a 2015 study by the International Republican Institute, roughly 25 percent of Odessa’s citizenry are ethnic Russians, with 78 percent citing Russian as the primary language spoken at home. The presence of ethnic Russians, often referred to as a fifth column – or minority group which can be leveraged – in Odessa has sparked concerns that a similar situation which unfolded in the east could be incited. However, the geographic conditions and element of surprise required are missing. Additionally important to note, the general political situation in the country was diametrically different to what it is today. When Crimea was annexed, and subsequent fighting in Donbas began, Ukraine’s federal government was dysfunctional and divided. Following the Euromaidan protests and deposition of then-president Yanukovych, several top officials abandoned their posts. Among them were the Ministers of Defense and Internal Affairs, the commander of the Internal Troops of Ukraine, and the commander of the Ukrainian Navy in Crimea (who convinced over 5,000 Ukrainian sailors to defect with him).

Finally, one possible reason for escalations in the Sea of Azov – Russia’s first major foray into the maritime environment against Ukraine – would be the Kremlin’s decision that further subversion on land would be either impossible due to increased Ukrainian resilience, or inadvisable due to international backlash. Regardless, the fact Moscow has chosen to add this maritime component to continue its incrementally aggressive gray zone approach supports the argument that any activities to Ukraine’s west – a “harder target” in military parlance – would similarly remain offshore.

Russia’s Black Sea Fleet

Russia’s Black Sea Fleet, after suffering two decades of decline following the collapse of the Soviet Union, has undergone more than a decade of serious reform, doubling its offensive capabilities since 2014. Prior to the annexation of Crimea, Russia had a basing agreement with the Ukrainian government. However, this agreement stipulated categorical limitations on personnel and equipment. Along with access to the port of Sevastopol, Moscow was allowed to garrison 25,000 troops, in addition to 132 armored combat vehicles, 22 military aircraft, and 24 pieces of artillery. In 2013, Russia was stationing 12,000 troops, zero tanks, 24 pieces of artillery, and 22 military aircraft. By 2018, those numbers rose to 32,000 troops, 40 tanks, 174 pieces of artillery, and 113 military aircraft – in addition to S-400 anti-aircraft missile systems, Bastion and Bal coastal defense missile systems, and Iskander short-range ballistic missile systems.

The Fleet, also host to several new advanced surface combatants and submarines – along with many warships transferred from the Caspian Sea Flotilla – is fulfilling the guiding principles highlighted in Russia’s 2015 maritime doctrine: “In the Black and Azov Sea, the foundation of the National Maritime Policy is the accelerated modernization and comprehensive reinforcement of the strategic position of the Russian Federation.”

These tenets were further discussed in the 2017 Naval Fundamentals document, emphasizing improvement of combat capabilities and joint operability with other branches of the military in Crimea. Moscow’s recent development of its Special Operations Forces (SSO) command is the most likely suspect to be used in a combined arms operation in the Black Sea. An example can be seen with the oil derricks near Odessa, which were illegally seized by special operations forces and are subsequently being guarded by several small warships – preventing any attempt by the Ukrainian military to retake them. While a less severe example, this low-risk operation represents one of many lessons for the Kremlin that this sort of incremental approach pays dividends. These “stealth seizures,” i.e. annexation of Crimea, naval blockade of the Sea of Azov, and the capture of the oil derricks are the hallmark of Russia’s approach in the region but by their nature are limited in scope.

Area of Operations: The Black Sea

Unlike the proximate waters of the Sea of Azov, the Black Sea is busy with international activity and with all parties involved interested in keeping the sea lines open for trade and joint military cooperation. In addition to the western littoral states (Romania, Bulgaria, and Turkey), the navies of the United Kingdom and United States have operated in the Black Sea in recent months. The Royal Navy’s HMS Echo entered the Black Sea and arrived at Odessa on 19 December, 2017. The UK’s Defense Minister, Gavin Williamson, later announced joint exercises would take place with the Ukrainian Navy in early 2019. In early January, the USS Fort McHenry (LSD-43) made a regularly scheduled sail through the Black Sea. The Fort McHenry, an amphibious ship, equipped with defensively oriented weapons, was followed more recently by a visit to Georgia by the USS Donald Cook (DDG-75), an Arleigh Burke-class guided-missile destroyer – sending a much more clear message to the Kremlin. Backing up this show of resolve, the U.S. announced it would send additional lethal aid to the Ukrainian military.

While international presence in the region is a possible deterrent, many factors complicate the helpfulness of foreign vessels in the region. First and foremost, there is a perennial question mark in regard to what form(s) of Russian aggression will incite a Western response. And even then, showing diplomatic support of the situation is of little good to an embattled Ukrainian military. Second, the Montreux Convention Regarding the Regime of the Straits, an agreement signed in 1936, presents a logistical impossibility to an ever-present U.S. Navy in the Black Sea. The agreement stipulates that an aggregate tonnage of all non-Black Sea warships in the Black Sea cannot exceed 30,000 tons (or 45,000 tons under special conditions), and they are permitted to stay in the Black Sea for no longer than twenty-one days. Russia, undoubtedly monitoring the U.S. Navy’s days at sea, could conceivably coordinate an operation during a lull of U.S. activity.

Defending Ukraine

The onus of defense, therefore, falls on the Ukrainian military. Prior to the aggressions in the Sea of Azov, for all intents and purposes the Ukrainian Navy lacked a coherent maritime doctrine within the overall military strategy. Suggested to have a “continental mindset,” the greatest cause for concern is always from the next impending land invasion. The most recent example was the build-up of Russian forces in its Western Military District, from which came no invading force. Rather than an abnormal development, prior to the annexation of Crimea, roughly 40,000 troops were amassed on Ukraine’s eastern border – used for purposes of intimidation and to mask subsequent asymmetric operations, rather than to be conventionally deployed.

Despite these issues of threat assessment, the Ukrainian Navy has maintained steady success in developing itself into a competent fighting force, notwithstanding losing the majority of its assets during the annexation of Crimea. The guiding principle toward renewed maritime capacity building in the Ukrainian Navy can be seen in the “mosquito fleet” concept first proposed by Captain Andriy Ryzhenko, the Navy’s deputy chief of staff for Euro-Atlantic integration. His idea is that despite budgetary pressures the navy should plan for “near-term procurement of small, fast, low-signature, well-armed boats and craft for various purposes.” The highly mobile proposed flotilla would serve well in the face of uncertainty presented by Russia’s subversive maritime activities.

Toward this goal, the Ukrainian Navy plans to commission two Gyurza-class armored boats and two Centaur-class fast assault craft sometime in 2019, and to assume command of two U.S.-built Island-class patrol cutters this summer. These efforts toward naval capacity building are the key component of the “New Strategy of the Naval Forces of the Armed Forces of Ukraine to 2035,” introduced by the Commander of the Naval Forces of Ukraine, Admiral Ihor Voronchenko in November 2018.

Moving Forward

As this gray zone approach continues to permeate the maritime environment, these aggressive asymmetric operations must remain an integral component of Ukraine’s military calculus. They are incremental in their approach, and below the threshold of war in their character. For these reasons they will be difficult to predict, deter, and defend against. However, the Ukrainian military has been and will continue to undergo reform with these very tenets in mind. Analyzing the tactics used in the Sea of Azov by Russia, similar operations in the South and East China Seas by China, and how they may be adapted to fit the Black Sea is the most advantageous starting point toward an effective plan of defense. As the Ukrainian military remains resilient, and its allies supportive, the defense of Western ideals and international rule of law will come through the sober realization that these low-scale acts of force and subversive maneuvers are here to stay both within Ukraine’s borders and off its coast.

Jonathan Hall is a security and political risk analyst focused on Eurasian geopolitics, military affairs, and emerging technologies. He can be found on Twitter @_JonathanPHall.

Featured Image: Military base at Perevalne during the 2014 Crimean crisis. (Wikimedia Commons)

Current Operations, South America

Asian Fishing Fleets Commit Yet Another Illegal Fishing Incident in Argentine Waters

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The Southern Tide

Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.

“My plain and simple message to our friends in the region is ‘the United States is a reliable and trustworthy security partner….Latin America and the Caribbean are not our backyard. It’s our shared neighborhood… And like the neighborhood … where I grew up, good neighbors respect each other’s sovereignty, treat each other as equal partners with respect, and commit to a strong neighborhood watch.”  –Vice Admiral Craig Faller, USN,  before the Senate Armed Forces Committee, Sep. 25, 2018. 

By W. Alejandro Sanchez

The Argentine Coast Guard stopped a South Korean trawler that was allegedly operating without authorization in its Exclusive Economic Zone (EEZ) in early February. The non-violent operation highlights how Asian fleets are willing to travel long distances in order to make a profit, and how Latin American navies and coast guards need to be more focused than ever before on combating unauthorized fishing.

The O Yang 77

The latest international fishing incident in Argentine waters occurred when the South Korean trawler O Yang 77 was detected by Argentine authorities, which deployed PNA Doctor Manuel Matilla (GC-24), a Mantilla-class patrol boat, to stop said vessel. According to Infobae, the vessel was detected around Chubut province, in the Southern part of Argentina, with its nets down. Aboard the vessel, Argentine authorities found some 130 tonnes of fish. A 11 February video posted on the Argentine coast guard’s Twitter account shows the  O Yang 77 docked in the South American country’s Comodoro  Rivadavia port.

South Korean authorities argue that the vessel, which belongs to Sajo Oyang Corporation, did not violate Argentina’s EEZ.

Illegal Fishing and Incidents

The aforementioned incident highlights one obvious fact: illegal, unauthorized and unregulated (IUU) fishing does not occur simply because Latin American and Caribbean fishing vessels break the law, but extra-regional vessels, particularly large fleets from Asian nations, are willing to travel long distances in order to make a profit and satisfy their nation’s demands.

Previous commentaries by the author noted the problem of IUU fishing in Latin America (see CIMSEC’s “Latin American Navies Combat Illegal Fishing”), of which Chinese fleets are repeated offenders. For example, in 2016 the Argentine Coast Guard shot at and sank a Chinese fishing vessel, Lu Yan Yuan Yu, which was part of a larger fleet operating in Argentina’s EEZ. The following year, the Chinese vessel Fu Yuang Yu Leng 999 was spotted close to the Galapagos Islands and detained by Ecuadorian authorities. An inspection discovered over 300 tons of a variety of fishes, particularly hammerhead and silky sharks as well as other endangered species (see CIMSEC’s “A Growing Concern: Chinese Illegal Fishing in Latin America”). A year later, in late 2018, Peruvian authorities stopped the Chinese vessel Runda 608 for fishing without authorization in Peruvian waters.

Ironically, at the time of this writing, yet another incident regarding Asian fishing fleets occurred in the South Atlantic. In mid-February, the patrol boat Mantilla was once again called into action, this time to help the Zhongyuanyu 11, a Chinese fishing boat that collided with the Spanish fishing vessel Pesca Vaqueiro, some 16 km outside Argentina’s EEZ. The Argentine platform was deployed to rescue the crew of the sinking Chinese ship, while the Spanish vessel apparently did not suffer significant damage. These incidents highlight the constant presence of extra-regional fishing vessels in the South Atlantic.

How are Regional Governments and Navies Reacting?

Unsurprisingly, whenever a major illegal fishing incident occurs, there is an understandable public outcry and regional governments promise to protect a country’s maritime resources. For example, after the Lu Yan Yuan Yu incident in the Galapagos Islands, the Ecuadorian Navy deployed its submarine Huancavilca to help combat unauthorized fishing. Quito also reportedly sent a formal letter of protest to Chinese authorities about the incident, though it is unclear (and highly doubtful) if any measures have been implemented to avoid future violations of Ecuador’s maritime sovereignty by Chinese vessels.

Successfully and efficiently protecting an EEZ is not easy. Additional vessels for navies and coast guards would certainly be helpful and, to be fair, several Latin American nations continue to upgrade and expand their navies. For example Argentina has confirmed the purchase of four French offshore patrol vessels; Brazil has purchased a carrier (see CIMSEC’s “Atlantico: Brazil’s New Carrier”) and is constructing submarines; Mexico has constructed a long-rang patrol vessel and various OPVs; and Peru is constructing a second landing platform dock, BAP Paita.

However, it is also necessary to obtain aerial platforms that can help monitor and intercept suspicious vessels faster. Space programs can be additionally helpful to locate suspicious ships as well – the Chinese vessel Runda 608 was reportedly located via space-based capabilities. In other words, the answer is not just adding more ships to a fleet to successfully combat illegal fishing; aerial platforms and even space technology are also critically important.

Moreover, governments have a vital role to play. Robust legislation to combat IUU fishing is necessary, such as heavy fines or even prison time for offenders, but there also has to be action at the diplomatic level when illegal fishing is conducted across national borders. It will be important to monitor whether Buenos Aires confronts Seoul over the latest incident, though it is unlikely as Buenos Aires-Beijing relations remain the same after the Fu Yuang Yu Leng 999 incident.

As a corollary to this analysis there is an ironic detail worth highlighting: in late January the Argentine news service Ambito reported that South Korea is planning to donate an Ulsan-class frigate to Argentina. This report has been frequently cited in other media outlets. Such a move is not without precedent as Seoul donated a corvette to Peru a few years ago as well. It will be interesting to see if Seoul does in fact donate a warship to Buenos Aires, which would likely be utilized for patrol operations to crack down on maritime crimes in Argentina’s EEZ, such as illegal fishing.

Final Thoughts

The O Yang 77 incident will not be the last time that Asian fleets fish without authorization in Latin American waters as these vessels constantly operate in the South Atlantic – this is best demonstrated by the collision between the Zhongyuanyu 11 and the  Pesca Vaqueiro just days after the  arrest of the O Yang 77. Demographic growth, the eternal quest for profit, and depleting maritime life in other bodies of water mean that extra-regional fleets will travel great distances for new sources of fish. 

It is bad enough when illegal fishing occurs domestically (e.g. a Peruvian fishing vessel operating illegally in Peruvian waters) or across regional borders (e.g. a Ecuadorian vessel ilegally fishing in Peruvian waters). The scope of IUU fishing by Asian fishing fleets could help bring about the destruction of an already fragile Latin American maritime ecosystem.

Latin American navies and coast guards are the tip of the spear in combating IUU fishing, and they have a mighty opponent in front of them.

Wilder Alejandro Sanchez is an analyst who focuses on geopolitical, military, and cybersecurity issues. He tweets at @W_Alex_Sanchez.

The views expressed in this article are those of the author alone and do not necessarily reflect those of any institutions with which the author is associated.

Featured Image: Coast Guard patrol GC-24 Mantilla. (Mercopress)

Africa, Capability Analysis

The Gulf of Guinea is Ready for Maritime Technology

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By Dr. Ian Ralby, Dr. David Soud, and Rohini Ralby

Few regions of the world have seen more improvement in maritime security institutions over the last five years than the Gulf of Guinea. At the same time, however, maritime security threats across West and Central Africa have continued to evolve and are increasingly difficult to address. Ironically, the region is becoming a victim of its own success: improved maritime law enforcement drove criminals to become both more brazen and more innovative in how they pursue illicit profit. These heightened challenges, however, are no longer as insurmountable as even basic ones were a decade ago. Having built one of the most sophisticated and promising sets of maritime security architecture in the world, the Gulf of Guinea is actually well-placed to take on the new challenges it faces.

To maximize the efficiency and effectiveness of this architecture in confronting these threats, a new element has to enter the conversation: technology. States, zones, regions, and the wider interregional mechanisms must all explore ways of leveraging technology to realize their respective mandates in the most cost effective way. Five years ago, discussing maritime technology would have been of limited value, as the state and cooperative mechanisms across West and Central Africa were too nascent to take advantage of it. Now, however, the Gulf of Guinea is primed to make better use of maritime security technology. 

The Gulf of Guinea Has Momentum

While progress in developing functional maritime security in the Gulf of Guinea may not have been as fast as some would prefer, it is now moving rapidly, and its trajectory is unmistakable. The signing of the 2013 Code of Conduct Concerning the Repression of Piracy, Armed Robbery against Ships, and Illicit Maritime Activity in West and Central Africa – known informally as the Yaoundé Code of Conduct – catalyzed an intensive process of national, zonal, regional, and interregional improvement that continues to gain momentum. As Article 2 of the Code states, “the Signatories intend to co-operate to the fullest possible extent in the repression of transnational organized crime in the maritime domain, maritime terrorism, IUU fishing, and other illegal activities at sea.” This initiative has given rise to a multi-tiered effort.

The Gulf of Guinea (Osservatorio Strategico 2017 – Year XIX issue IV)

At the national level, states are working to establish interagency processes for maritime governance, and to develop and implement national maritime strategies. States will remain the fundamental building blocks of maritime security in the Gulf of Guinea. Only through the national laws of the regional states can maritime crimes be effectively prosecuted. Beyond these national efforts, however, the states are engaging in an increasingly integrated, multilateral architecture that facilitates seamless cooperation.

The states, including the landlocked signatories to the Yaoundé Code of Conduct, are grouped by their respective Regional Economic Communities (REC) into maritime Zones. The Economic Community for Central African States (ECCAS) has Zones A and D (there is neither a B nor a C) and the Economic Community for Western African States (ECOWAS) has Zones E, F, and G. The national groupings are as follows, with an asterisk indicating each country that hosts a Zonal Multinational Coordination Center (MCC):

  • Zone A: Angola, Democratic Republic of Congo, Congo
  • Zone D: Cameroon*, Equatorial Guinea, Gabon, São Tomé and Príncipe
  • Zone E: Nigeria, Benin*, Togo, Niger
  • Zone F: Ghana*, Côte d’Ivoire, Burkina Faso, Sierra Leone, Liberia, Guinea
  • Zone G: Cabo Verde*, Senegal, the Gambia, Guinea Bissau, Mali

Each REC also has a corresponding Regional Coordination Center – CRESMAC for ECCAS based in Pointe Noir, Congo, and CRESMAO for ECOWAS based in Abidjan, Côte d’Ivoire. The two regional centers interact and share information with the MCCs to ensure operational cooperation across their respective areas of responsibility.

At the apex of the architecture is the Inter-regional Coordination Center (CIC) in Yaoundé – the intersection of the operational, strategic, and political aspects of maritime safety and security in the Gulf of Guinea. CIC both coordinates and supports the work of the two regional centers, the five zones, and the 25 member states. At the same time, it has the important role of engaging both with international partners and national governments to build political will and ensure the Gulf of Guinea’s momentum continues.

Importantly, the Yaoundé Architecture for Maritime Safety and Security (YAMSS), as the institutional framework is often called, is not merely a nice idea on paper; it is increasingly producing real results on the water. Furthermore, the community of maritime professionals involved in implementing this architectural design are increasingly connected with each other and working collectively to make maritime safety and security a reality in the Gulf of Guinea. As perhaps the most notable example, Zone D already serves as a leading example of how to conduct systematic combined operations at sea for maritime security, not just in Africa but around the world. CRESMAC and CRESMAO are becoming increasingly operational in sharing information across their regions and with each other. And CIC is beginning to garner the attention needed to be successful. At every level, there are encouraging signs of growing momentum and increased community among the maritime professionals in West and Central Africa.

Most technology for maritime law enforcement is procured at the national level. Given the extent of the integration within the Yaoundé architecture, however, there is also an opportunity for technology to be procured at the zonal, regional or inter-regional levels to ensure harmonization, to streamline access to common, inherently interoperable systems and provide a uniform operating picture. 

Technology, some procured within the Gulf of Guinea and some provided by international partners, has been a part of this process from the start. Most of it has involved enhancing visibility to improve maritime domain awareness (MDA). But with the growing coordination across states and regions, and the problem-solving and advance thinking that expansion has generated, key stakeholders have crossed a threshold: they can now discern with confidence what technologies will actually help maximize the impact of maritime operations. The lessons learned along the way merit careful attention from anyone seeking to leverage technology for improved maritime security. What follows are some of those insights.1

Avoiding Information Overload 

Improving MDA has been a major focus for years in Africa. But there is a balance to strike: being aware of everything is almost as challenging as being aware of nothing. Efficiency and effectiveness therefore begin with how information is selected and packaged for use on and off the water. Operators from across different maritime agencies share a keen interest in technology that highlights useful, actionable information, and not only collects but also filters input, helping them focus on key areas of concern rather than providing blanket visibility of all maritime activity. Given the region’s limited human as well as financial resources, such technology could guide them toward confidently engaging in targeted interdiction. This holds true for maritime criminal activity as well as fisheries protection.

But to be used consistently and effectively, the technology must be user-friendly as well. Simplicity is an important differentiator between technology that would improve general maritime domain awareness and technology that would actually help operations in law enforcement, fisheries protection, or search and rescue. For instance, artificial intelligence has now made it possible to have an MDA platform that not only shows ship positions and makes recent AIS anomalies visible, but also aggregates a wide range of real-time and historic data and filters them according to selected parameters, providing instant alerts to suspected illegal activity. That array of functions would allow for both launching decisive interdictions and detecting patterns of illicit activity.

Technology Can Facilitate Inter-Regional Harmonization 

When any one state or even zone is perceived to be weaker than its neighbors, in terms of either its laws or its capacity for law enforcement, that state or zone becomes a magnet for criminality. Consequently, a major focus of the YAMSS is on harmonization to ensure consistency in deterring and addressing maritime crime throughout the Gulf of Guinea. Depending on how it is chosen, distributed and applied, technology could either exacerbate the problem or help resolve it.

When one state has a significant technological advantage over its neighbors, the neighboring states are likely to suffer. Conversely, when shared technologies are deployed across neighboring zones and regions, new possibilities arise for communication, coordination, interoperability, and even harmonization of legal and regulatory frameworks. Some technologies, for example, could provide insight across the region as to where IUU fishing and illicit transshipment most frequently occur, or call attention to ships on erratic or otherwise suspicious courses. This could in turn inform legislative or regulatory action as well as operational decision-making at the national or zonal levels to help address maritime problems where they are most acute. Such an approach can therefore help CIC with building the political will to harmonize, as well as help the operators in their planning and execution of law enforcement activities. The more seamlessly technology is deployed across a region, the more difficult it becomes for criminals to find venues for illicit activity. As the name suggests, transnational crime is borderless; a common operating picture across the regions is therefore vital to identifying that illicit activity.

Not only have the maritime institutions evolved in recent years, the available maritime technology has developed greatly. Surveillance systems to identify illicit activity on the water – from illegal fishing to illicit transshipment to trafficking and smuggling – have improved dramatically. Employing this technology means that operators are not merely patrolling on the off chance they encounter illicit activity. The confidence of law enforcement agencies that they will not be wasting fuel and other resources is greatly enhanced by engaging in targeted interdiction of vessels reasonably certain to be committing offenses based on real-time information.

If law enforcement agencies can show that their efficiency is such that they have successful interdictions nearly every time they deploy assets, that success can become contagious. It can help energize the maritime agencies, deter criminal actors, and at the same time build the political will to ensure the longer-term safety and security of the maritime domain. Politicians are persuaded by success, and technology can greatly increase the odds of operational success.

Culprits Do Not Have to be Caught Red-Handed

In addition to facilitating targeted interdiction, advanced surveillance technologies can offer a further benefit. Just as a robber could be arrested at home for a heist caught on closed caption television (CCTV), it is now possible for vessels to be arrested in port for illicit actions committed at sea and recorded using sophisticated maritime surveillance platforms. Though CCTV is not a possibility on the water, other technologies including the use of the vessels’ Automated Information System (AIS), Synthetic Aperture Radar (SAR), and Electro Optical Imaging (EO) can produce high degrees of certainty regarding illicit activity. While states must ensure that their rules of evidence allow for such electronic and digital data to be used in court, this leveraging of historic surveillance data is another way the technology available today can greatly amplify the impact of limited maritime law enforcement resources. 

Technology that helps counter smuggling will inherently benefit two states simultaneously – the state that is losing the smuggled good, and the state that is losing the tax on the importation of that smuggled product. If implemented effectively, technology could disincentivize the smuggling of certain goods. One crucial example of this is fuel: the cost of doing business in illicit fuel could, with effective law enforcement, become higher than that of selling it legally, thereby making it an unattractive business proposition. A suite of technologies such as molecular marking, GPS tracking of shipments, digital documentation, and state-of-the-art metering, strategically implemented across the Gulf of Guinea, would alter the risk-reward calculus and help West and Central Africa eradicate most cross-border smuggling of fuel. These and related technologies could also appreciably mitigate other modalities of illicit trade, including counterfeit tobacco and pharmaceuticals.

Technology that Pays for Itself Sells Itself

For states and multinational bodies working to secure and govern vast maritime spaces that seldom command the political attention they deserve, investments in technology have to bring returns that justify initial and ongoing expenditure. Technologies that enable more streamlined and cost-effective operations, that combat activities that lead to substantial economic losses, or that actively generate revenue in the form of taxes, fees or various kinds of penalties are preferable to those that run at ongoing cost.

Countering IUU fishing, prosecuting environmental crimes, and combating fuel smuggling are three efforts that could hold precisely this kind of appeal. Acquiring new technology that can stem economic losses from depleted fisheries and degraded marine spaces, elicit substantial financial penalties for illegal fishing or environmental, dumping, recover revenues previously lost to fuel smuggling or prevent subsidies fraud may well find more support among decision-makers than procuring more patrol vessels that need to be crewed, fueled, and maintained. And when the technology begins to pay for itself and lead to more success on the water, investing in new patrol vessels that can amplify that success also begins to look more attractive.

If the political classes can see financial return on investment as well as improved maritime safety, security, and sustainability, wider adoption of the technology becomes more likely. Furthermore, if the procurement approach does not put all the economic burden on the purchaser, but rather balances investment and return, the Gulf of Guinea states are more likely to proceed.

Maritime Safety, Security and Resource Protection Can Share Technology 

The Gulf of Guinea Code of Conduct not only laid the groundwork for an inter-regional security architecture, it also established IUU fishing as a crime coequal with piracy, trafficking, oil theft, and other illicit activities. This move made it possible to establish far more effective legal deterrents than the administrative penalties that often accompany fisheries-related crimes. It also allows for more sharing of technology and information across agencies that combat the full range of illicit maritime activities. In light of how such criminal enterprises as IUU fishing, trafficking, and oil theft often overlap, sharing technology in this fashion can close gaps in law enforcement that criminals have all too often exploited.

Given that limited resources become even more limited when they are divided among multiple agencies trying to accomplish similar tasks, this sort of integration could have an immediate impact on maritime safety, fisheries protection and maritime security. Such sharing of resources, however, necessitates a functional interagency mechanism for maritime governance. Thus the state-level work on both whole-of-government approaches to maritime security and integrated maritime strategy development and implementation go hand-in-hand with the prospects for effective use of such technology. 

Technology Can Both Help and Complicate Legal Finish 

One of the most difficult challenges for the Gulf of Guinea, and indeed for any region, is translating operational successes into legal finish. If no prosecutorial or regulatory action is taken to penalize illicit activity, maritime law enforcement becomes a matter of catch and release. Technology can play an important role in assisting with maritime interdiction, but it also has an essential role to play in effectuating legal finish.

That said, a challenge must first be overcome. Not all legal systems have provisions for technological, digital, or electronic evidence. In order to be able to use the evidence provided by the MDA and monitoring, control, and surveillance (MCS) technologies now emerging, the state’s evidentiary rules must be amended to ensure that technology can be used in court. If those evidentiary rules are more permissive, however, there is another possibility for assisting law enforcement.

Traditionally, in the maritime space, perpetrators have to be caught in the act. But, as noted above, technology that provides evidence of illicit activity at sea could potentially be used to arrest vessels at the pier and on their return from a voyage that involved a breach of the law. In other words, limited vessels or a lack of fuel would not be a barrier to arrest and prosecution. Furthermore, regardless of where a vessel was caught, historical data could be used to increase the charges and penalties for prior offenses as indicated by the technology.

Conclusion 

The Gulf of Guinea is ready to more effectively use technology to enhance the work done to develop and operationalize the cooperative maritime security architecture in West and Central Africa. Cost-neutral or even revenue generating technology is most likely to garner the necessary political will, but from an operator’s standpoint, simplicity is also key. In addition to aiding targeted interdiction, technology can help provide the evidence for pier-side arrests and even enhance charges and penalties based on prior illicit activity. That said, legal systems must account for such technological evidence in court. Harmonized legal finish across the Gulf of Guinea must be a central focus, as that is the only way to change the risk-reward calculus and ensure that no state or zone becomes a magnet for crime.

In a larger, more strategic sense, the individual states and regional bodies pursuing greater maritime security and development in the Gulf of Guinea must also work together to harmonize their more foundational approaches to the challenges facing the region. Too often stakeholders presented with the chance to cooperate or collaborate in confronting such issues fall into the trap of viewing that effort in terms of false dichotomies. They may rightly be keen to exercise autonomy in light of a history in which their sovereignty has been compromised. But they may also unhelpfully misinterpret the cooperative and collaborative harmonization of approaches as being a threat to sovereignty. In an effort to maintain their autonomy, they may therefore isolate themselves, and consequently become more of a magnet to the highly cooperative, transnational criminals they face.

Exercising autonomy Losing sovereignty
Isolating Cooperating and collaborating

This diagram reveals how the terms of a dichotomy are never simply binary, but actually part of a cluster of related terms that are often conflated, or defined in varying ways.2 Failing to get outside the “box” formed by these choices can narrow vision and obstruct communication, and thus frustrate efforts at progress. The stakeholders in the Gulf of Guinea must clarify for themselves and each other the difference between exercising autonomy and isolating themselves, and between cooperating or collaborating and losing sovereignty. If everyone can achieve this “outside-the-box” clarity, progress can happen quickly and effectively. While many of the maritime operators recognize these nuanced dynamics, they have a challenge to overcome in convincing their political leadership to move past a limiting dichotomy centered on autonomy, and instead embrace cooperation and recognize the value in sharing resources and technology to secure, govern, and develop the maritime space in the Gulf of Guinea.

The work of maritime professionals in West and Central Africa to pursue safety, security, and sustainability in the maritime domain has already led to some notable successes. Now it is in a position to begin realizing the ambitious vision of successfully securing, governing, and developing the region’s maritime domain. This is where new, better, and more effectively used technology can play a pivotal role by enabling individual states and regional bodies to make far more effective use of their resources to control the maritime space. Stakeholders must now select the right tools for the job – those that provide the necessary precision, simplicity of use, cost-effectiveness, and ability to link efforts across both agencies and maritime boundaries.

Ian Ralby is a recognized expert in maritime law and security, serving as Adjunct Professor of Maritime Law and Security at the US Department of Defense’s Africa Center for Strategic Studies; a Maritime Crime Expert for UNODC; and as CEO of I.R. Consilium, a family business that works matters of security, governance and development.

David Soud is Head of Research and Analysis at I.R. Consilium and works on issues at the intersection of fisheries governance and transnational organized crime.

Rohini Ralby is Managing Director of I.R. Consilium and works on strategy development and implementation.

References

1. A recent public-private conference organized by the US firm I.R. Consilium, LLC in Freetown, Sierra Leone explored this topic and served as the basis for the key points of this article.

2. The diagram is an example of the “fourchotomy,” a strategic tool devised by Rohini Ralby.

Featured Image:  GULF OF GUINEA (April 2, 2014) A U.S. Coast Guard law enforcement detachment member and a Ghanaian navy sailor inspect a fishing vessel suspected of illegal fishing during the Africa Maritime Law Enforcement Partnership. The partnership is the operational phase of Africa Partnership Station and brings together U.S. Navy, U.S. Coast Guard, and respective Africa partner maritime forces to actively patrol that partner’s territorial waters and economic exclusion zone with the goal of intercepting vessels that may have been involved in illicit activity. (U.S. Navy photo by Kwabena Akuamoah-Boateng/Released)

South America

USNS Comfort’s Latest Humanitarian Mission Throughout Latin America

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The Southern Tide

Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.

“My plain and simple message to our friends in the region is ‘the United States is a reliable and trustworthy security partner….Latin America and the Caribbean are not our backyard. It’s our shared neighborhood… And like the neighborhood … where I grew up, good neighbors respect each other’s sovereignty, treat each other as equal partners with respect, and commit to a strong neighborhood watch.”  –Vice Admiral Craig Faller, USN,  before the Senate Armed Forces Committee, Sep. 25, 2018. 

By W. Alejandro Sanchez

Introduction

USNS Comfort (T-AH-20) has finished another deployment to the Western Hemisphere as part of the Enduring Promise initiative. The U.S. hospital ship’s latest tour took it to Colombia, Ecuador, Honduras, and Peru where it provided free medical assistance to thousands of individuals in need. This is an example of medical diplomacy at work and a great initiative to improve U.S.-Latin American relations at a time when more cohesion among governments in the Western Hemisphere is needed.

Current Deployment

Comfort is a large vessel, with a length of 894 feet and a beam of 105 feet, the same as its sister ship, USNS Mercy (T-AH-19) – the two are converted San Clemente-class super tankers. According to the U.S. Navy, each platform “contain[s] 12 fully-equipped operating rooms, a 1,000 bed hospital facility, digital radiological services, a medical laboratory, a pharmacy, an optometry lab, a CAT-scan and two oxygen producing plants,” along with helicopter decks. Hence, the vessel is able to provide for vast numbers of patients simultaneously with different services. The vessel’s most recent tour, the sixth time that it has been deployed to the region, lasted 11 weeks.

Comfort was well-received by the local populations. For example, the vessel was in the city of Esmeraldas, Ecuador, from 22-26 October. According to the Ecuadorian Ministry of Defense the medical staff attended between 500-750 per day, while a Southern Command press release stated that “Comfort has treated more than 4,000 patients, including nearly 2,500 medical patients, 1,100 optometry patients, 450 dental patients, and performed 81 surgeries.” An Ecuadorian ministry press release explained “The arrival of the vessel is part of the strengthening of defense relations between Ecuador and the USA.”

Comfort then traveled to Paita, in northern Peru, where it treated over 5,000 patients, according to the Peruvian government. The U.S. hospital ship also donated wheelchairs and medical supplies. The Peruvian government noted that this is the third time that Comfort has visited Peru, in 2011 it provided medical assistance to 7,352 patients, and in 2007, it aided 9,223 Peruvian citizens.

TRUJILLO, Honduras (Dec. 10, 2018) – Hospitalman Eric Trybus, from Oklahoma City, Okla., helps a patient walk to a medical station to receive treatment at one of two medical sites. (U.S. Navy photo by Mass Communication Specialist Seaman J. Keith Wilson/Released)

The vessel’s stops in Colombia and Honduras had similarly positive results. In Colombia, the U.S. hospital ship docked in Turbo (Antioquia) and then Riohacha (La Guajira), with the local government estimating that some 7,400 patients were treated by Comfort’s medical staff. As a final point, it is worth noting that the citizens of these nations were not the only ones to receive treatment aboard Comfort. Case in point, while in Colombia medical personnel also helped Venezuelan migrants who have settled in Riohacha as they flee the political and socio-economic crisis in their homeland.

Discussion 

Enduring Promise is an example of a medical diplomacy initiative that helps promote a positive image of the U.S. In this case, the people that were helped by Comfort, along with their families and other loved ones, will likely now have a more positive view of the U.S. and its military due to the free and professional medical services they received. An indigenous person from the Wayuu ethnic community in Colombia described Comfort’s visit as a “blessing from God” as it helped vulnerable communities, peasants, and Venezuelan migrants, according to Colombia’s daily El Nacional. Even more, governments also get a load taken off their shoulders, as Comfort provided services that local medical services could not offer, or were too financially costly for families to afford. For the U.S. and its partners, this was a win-win situation.

One important fact to mention is that Comfort visited Ecuador. A few years ago, when former President Rafael Correa was in power, this trip would have been unthinkable, as the former South American leader was known for his anti-U.S. sentiments. He famously expelled the U.S. military from its base in Manta, in 2009, and he was a close ally of the late-Venezuelan leader Hugo Chavez.

Nevertheless, President Lenin Moreno has carried out a complete turnaround to Ecuador’s foreign policy by rapproaching the U.S. In recent months, the Ecuadorian Esmeraldas-class corvette BAE Los Ríos (CM 13) participated in the U.S.-sponsored UNITAS multinational exercise in Colombia, personnel from the U.S. Naval Small Craft Instruction and Technical Training School visited the South American country, and Defense Minister Oswaldo Jarrin has visited the headquarters of U.S. Southern Command. Comfort’s visit, thus, is the proverbial cherry on top of the cake of improving bilateral relations.

As for Honduras, the visit is likewise significant as a caravan of Central American migrants, mostly Hondurans, is attempting to enter the U.S. as they escape poverty and violence in their homeland. Comfort’s visit to the Central American state is an example of SOUTHCOM and the U.S. Navy providing humanitarian aid to Hondurans in need, irrespective of the rhetoric coming out of Washington lately. Hence, it is refreshing to read SOUTHCOM’s 25 October communique, which explains that “the embarked medical team will provide care on board and at land-based medical sites, helping to relieve pressure on national medical systems caused partly by an increase in cross-border migrants. The deployment reflects the United States’ enduring promise of friendship, partnership and solidarity with the Americas.”

China’s Peace Ark 

As a caveat to this analysis, it is necessary to mention China’s hospital ship, Peace Ark. In a previous CIMSEC commentary, “The Significance of U.S. and Chinese Hospital Ship Deployments to Latin America,” the author discussed how both Washington and Beijing utilize their hospital vessels as diplomatic tools in order to improve their image in countries that said ships visit during their humanitarian tours. As it turns out, both ships would be deployed simultaneously to the Western Hemisphere. While Comfort visited the aforementioned nations, Peace Ark visited Antigua and Barbuda, Dominica, the Dominican Republic, Grenada, and Venezuela. Even more, on 15 November the Ecuadorian Ministry of Defense announced that the vessel had docked in Guayaquil to provide medical assistance to as many as 3,200 patients.

While governments are free to decide which vessels from foreign powers can enter their ports, it is impossible to avoid the irony that the hospital vessels of two nations that continue to be at odds with each other, from trade wars to incidents in Asian waters, are back-to-back welcomed in the territory of third-party states. As a result, Ecuadorians living in the Esmeraldas and Guayaquil regions enjoyed free medical services from two rival powers, while Quito maintains good relations with both nations.

Final Thoughts 

Medical diplomacy is an effective way to improve bilateral ties between the U.S. and its Latin American allies. Comfort’s visit to four Latin American nations, Colombia, Ecuador, Honduras, and Peru will improve the U.S. image at the grassroot level, as the citizens of these nations that received free and professional medical service will know that, irrespective of the current rhetoric coming out of Washington, U.S. medical personnel are still there to help those in need.

Wilder Alejandro Sanchez is a researcher who focuses on geopolitical, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.

The views expressed in this article are those of the author alone and do not necessarily reflect those of any institutions with which the author is associated.

Featured Image: TRUJILLO, Honduras (Dec. 6, 2018) – The hospital ship USNS Comfort (T-AH 20) is anchored off the coast of Honduras as part of an 11-week medical support mission to Central and South America as part of U.S. Southern Command’s Enduring Promise initiative. (U.S. Navy photo by Mass Communication Specialist 1st Class Scott Bigley)