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Coast Guard Budget Battles Revisited

Post by Chuck Hill

Why does the Coast Guard seem to be losing the budget battle within the Department of Homeland Security (DHS)? While funding for the Department has grown, the Coast Guard budget has in fact declined in real terms. I suspect it has a lot to do with perceptions of a miss-match between DHS missions and Coast Guard missions.

Congress attempted to address this perceived mismatch in the Homeland Security Act of 2002 by requiring an annual report of resources allocated to DHS missions and non-DHS missions, to ensure non-DHS missions are not ignored. I will refer to this “Annual Review of  the  United States Coast  Guard’s  Mission  Performance” (pdf) as the Performance Report.

It is an interesting report, but it does have significant weaknesses, largely stemming from the use of undifferentiated and undefined “resource hours” as a measure of effort. I reviewed a report back in 2010 and offered my criticisms, which have not changed herehere, and here.

Unfortunately, I think this report may be part of the problem, in that it defines several Coast Guard missions as “non-DHS,” and it gives the impression, erroneously I believe, that roughly half of the Coast Guard’s budget goes for things outside the DHS charter.

Of the eleven Coast Guard missions, six were regarded as Non-Homeland Security missions: SAR, AtoN, Living Marine Resources, Marine Environmental Protection, Marine Safety, and Ice Operations.

The five Homeland Security missions are Ports, waterways, and coastal security, Drug Interdiction, Undocumented Migrant Interdiction, Defense Readiness, and Other Law Enforcement (primarily Foreign Fisheries Enforcement).

But these distinctions are fallacious.

The Department views its own missions as:

  1. Preventing Terrorism and Enhancing Security
  2. Securing and managing our borders
  3. Enforcing and administering our Immigration laws
  4. Safeguarding and securing cyberspace
  5. Ensuring resilience to Disaster

NON-DHS MISSIONS: All these missions, at least in some respects, support DHS missions.

SAR: A robust SAR organization is clearly a necessary foundation for “Ensuring resilience to Disaster.” What were Katrina and Sandy but huge SAR cases? SAR command posts and communications are the skeletal structure upon which Disaster Response is based. After all, every SAR case is really a response to a disaster of some dimension. If the 3,000 plus people the CG saves every year had died in a single incident, it would have been a disaster on the order of 9/11.

AtoN: Most of the population lives near the coast or inland waterways. Most depend heavily on marine transportation and in many cases fishing. When there is a disaster, restoring safe navigation is a high priority both for bringing in assistance and for recovery.

Marine Environmental Protection (MEP):  The Deepwater Horizon was a disaster. MEP regulation attempts head off disasters and mitigate its effects, that is “ensuring resilience to disaster” plus offshore and port-side energy infrastructure are potential terrorists targets.

Marine Safety: Marine Safety is designed to prevent marine disasters. A sunken cruise ship could be a disaster on the order of 9/11. Marine Safety standards tends to mitigate the effects of a terrorist attack on marine targets

Living Marine Resources: Destruction of valuable marine resources can actually be as disaster for the economy of some communities.

Ice Operations: Domestic icebreakers can prevent flooding. We recently had a case where a community in Alaska would have been left without fuel, if an icebreaker had not opened a path for delivery.

THE UNLISTED COAST GUARD MISSION:

Safeguarding and securing cyberspace: It is not one of the Coast Guard’s eleven statutory missions, but this is in fact one of the Commandant’s key priorities. Still it is not addressed in the Coast Guard’s annual Performance Report.

THE NON-DHS DHS MISSIONS: Two missions listed as DHS missions in fact are of little interest to the department, and performance goals (which are themselves perhaps inadequate) in these two areas are not being met.

Defense Readiness: Apparently the Coast Guard is doing more for Defense Readiness now than it was before 9/11, but really little has been done in terms of adapting resources for wartime roles. Additionally, a potentially major Coast Guard contribution to defense readiness, the major cutters, are being replaced at such a slow rate, the fleet continues to age, making it less reliable.

Other Law Enforcement (primarily foreign fisheries): DHS probably has little interest in this. This mission also suffers from the aging of the cutter fleet, and additionally the very large US EEZ in the Western Pacific has been largely ignored.

Problems in DHS: I do think the Departments placement of priority on counter-terrorism over more general disaster response is misplaced,  and this is another source of problems.

CONCLUSION:

I will quote my closing paragraph from my 2010 post,

When it comes time to decide the Coast Guard budget, I would suggest Congress take a different approach. Consider return on investment. If you like the return you are getting from the Coast Guard now, invest more.  Don’t say, “Agency ‘X’ isn’t working, we need to put more money into that.” “The Coast Guard, is doing a good job with their current budget so we don’t need to give them any more.” I don’t quote scripture very often. I’m not religious, but there is some wisdom there. Check out the story of the “good and faithful servant” Matthew 25:14-30.

 

This article can be found in its original form on Chuck Hill’s CG blog.  Chuck retired from the Coast Guard after 22 years service. Assignments included four ships, Rescue Coordination Center New Orleans, CG HQ, Fleet Training Group San Diego, Naval War College, and Maritime Defense Zone Pacific/Pacific Area Ops/Readiness/Plans. Along the way he became the first Coast Guard officer to complete the Tactical Action Officer (TAO) course and also completed the Naval Control of Shipping course. He has had a life-long interest in naval ships and history.

China’s Anti-Piracy Flotillas: By the Numbers

On April 3, the 20th anti-piracy flotilla of the People’s Liberation Army Navy got underway for operations off the Horn of Africa.  Since the arrival off Somalia of the first Chinese anti-piracy flotilla in January 2009, approximately three flotillas have successively served annually in that region.  Simple data compiled from open sources on the deployments of these flotillas is provided in the slides below.  Although these only represent anti-piracy flotillas, combined with other studies, they represent a broader pattern of global presence and increased capabilities of the PLA/N.  The following recent articles and studies are offered to provide readers with greater recognition of the issue:

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Claude Berube teaches at the United States Naval Academy. @cgberube

Capability and Intent in Developing Strategy

Robert Haddick argues early in his Fire on the Water that:

This book will make the case that with respect to China, U.S. policymakers will be wise to focus on China’s projected military capabilities and waste little effort attempting to discern the current or future intentions of China’s leaders. The reason is straightforward: intentions, and thus a country’s national security policies, can change suddenly. What matters for a leader’s calculations is whether the adversary has the instruments, including military capacity, to implement a revised policy. (p. 8)

This seems a reasonable proposition that simplifies the difficult problem of developing strategy. Intentions are fickle and subject to sudden change. Capabilities, by contrast, are relatively stable. They are the combined hardware, personnel, and doctrine that make up military forces. They have a substance to them which is countable and relatively certain. Defense analysts can be fairly certain that tanks will not suddenly transform into submarines. This stability makes it attractive to prioritize analyzing an opponent’s capabilities over identifying and analyzing their intent. It also tends towards the strategic shorthand of treating capability as intent. Unfortunately, ignoring intent or equating it with capability leads to flawed analysis for three reasons.

The first is that ignoring intent denies an opponent’s agency. War is a competitive endeavor between at least two opposing parties. If we are developing a strategy to achieve our goals it is because there is an opponent who would see our goals go unrealized. Our opponent can and will act in order to prevent us achieving our objectives. Our opponent will also act to achieve their own objectives, which are either diametrically opposed to ours, of a different nature, or somewhere in between. Ignoring intent is to argue that our opponent’s objectives are irrelevant to their behavior and that our opponent is simply an object to be acted upon. This never has and never will be the case in international relations. Opponents have the agency to act according to their own strategies in order to achieve their own objectives. To be clear, ignoring intent is not the same as saying an opponent’s intentions are difficult or impossible to comprehend. It is often difficult to identify an adversary’s true objectives, but it is always possible to propose a certain set of opponent intentions and assign a probability to each. It is also possible to discard a certain number of possible opponent goals, no matter how achievable. This thought experiment has the benefit of at least attempting to understand where our opponent is most likely to devote their finite resources and how they may develop their own strategy. Acknowledging an opponent’s agency ensures that we appreciate the inherently interactive nature of strategy as we seek to develop our own.

The second reason is that ignoring adversary intent prevents us from prioritizing our own limited resources. Looking at every enemy capability and asking how it will affect our strategy opens up a near infinite set of effects that must be considered and then countered if not moderated by a theory of most-likely adversary intentions. Take the following small example. Say Country A builds a squadron of advanced multi-role fighter aircraft capable of air defense, ground attack, and strike missions. Country B, a potential opponent, sees this and, ignoring Country A’s motives, determines these aircraft pose a threat to its own air, ground, and naval forces. It therefore develops countermeasures for its forces across all three domains, spending its resources to defeat Country A’s capability. Reasonable, no? But what if Country A had no intention of using these aircraft for the strike or ground attack roles? Country B wasted valuable, limited resources developing defenses against these capabilities. Or suppose Country A truly developed its military to defend against Country C. Country B’s resources were entirely wasted. A final case to consider is if Country B invested resources to build a military that never had any hope of matching Country A. In this case, assume that even if Country B devoted 100% of its gross domestic product to defense, Country A would still overmatch B’s military capabilities. Country B’s defense expenditure could be a total loss if the goal was to deter Country A. These are extremely simple examples, but history is rife with cases of wasted military expenditure designed to counter the wrong enemy or to deter the undeterrable. Focusing only on capabilities, the tendency is to expand threat horizons through well intentioned, but nearly infinite, what-ifs. These what-ifs demand answers, and answers cost money, time, and energy, all of which are limited. Again, strategy is interactive and we cannot consider opponent actions in a vacuum of their intentions.

The third reason is that even supposedly dispassionate capability analysis is subject to cognitive biases. The objects that define capabilities may be concrete, but that does not mean they are of necessity a firmer foundation for analysis. Ships are famously black boxes impervious to detailed peacetime analysis. Haze gray and underway, two nation’s destroyers appear roughly the same, and admirals assume they will operate the same way. But this may simply be mirror-imaging. Perhaps, unbounded by our mental shackles, our opponent has developed some new tactic, technique, or procedure or improved weapon system that generates new possibilities for employing their ship. Ignoring to what end our opponent would use their ships, we are left open to assuming our own tactical and operational art on our opponent. A focus on the technical aspects of adversary capabilities, often necessary in the naval context, can also hamper attempts to come to deeper understandings of operational employment. Mirror-imaging is also a criticism leveled at defense analysts attempting to understand Chinese strategy. The argument in the cited article is that American analysts believe China is pursuing an A2/AD strategy because that is what the U.S. would do if it was in the same position as China and had the same capabilities as the People’s Liberation Army. Ignoring Chinese intentions is exactly the logic that results in equating PLA military capability with Chinese national strategy. Continuing to foster analysis that does not engage with Beijing’s known or likely intentions is not likely to result in better analysis. Cognitive bias is possible in analyzing capabilities and in understanding adversary strategies more widely. Ignoring adversary intentions only serves to make the problem worse by discarding half the material available for understanding an opponent’s strategy.

Ultimately, strategy is competitive. It is crafted to deal with living, breathing, thinking opponents. In order to defeat an opponent we must understand them. This requires empathy, which means intimately understanding their thought processes, fears, and ultimately their intentions. If we focus only on their capabilities we run not only the risk of misunderstanding their capabilities, but also projecting our own intentions on our opponents, leading to incorrect strategic conclusions. Analyzing military capability is difficult, and adding intent to the mix only makes it more difficult to create sound strategy. But ignoring an opponent’s intentions in developing strategy is like navigating dangerous waters using a chart without soundings.

Ian Sundstrom is a surface warfare officer in the United States Navy. The views expressed here are his own and do not reflect those of the United States Department of Defense.

Sea Control 74: Falklands Series 5 – South Georgia Ops

seacontrol2This is the story of Christopher Nunn in his own words, the Captain in command of M Company 42 Commando, who was sent to South Georgia  as part of Operation Paraquet – the first stage of the Falklands and the opening salvo and statement of intent that would set the stage for all that was to come. It was also possibly the most risky operation of the war, as the British forces deployed were completely self-dependent with no possibility of support.

DOWNLOAD: Falklands South Georgia Ops

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