Category Archives: Asia-Pacific

Analysis relating to USPACOM.

The Concept of ‘Reach’ in Grasping China’s Active Defense Strategy: Part II

This publication was originally featured on Bharat Shakti and is republished with permission. It may be read in its original form here.

By Vice Admiral Pradeep Chauhan AVSM & Bar, VSM, IN (Ret.)

Editor-in-Chief’s Note

Part I of this two-part article introduced the geoeconomic and geostrategic imperatives that shape China’s geopolitical drives. It also presented the overarching concept of “reach” as an aid to understanding the international import of China’s military strategy. Read Part I here.

In this second and concluding part of the article series the author explores Chinese strategic intent and its ramifications. The article provides an account of the naval facilities China is promoting or constructing on disputed islands among littoral states of the Indian Ocean; assesses China’s economic linkages with African nations; and projects the growth curve of the Chinese Navy, all of which are important to keep in view while analyzing the trajectory of Chinese geo-strategic intent.

By emphasizing the factor of temporal strategic-surprise (in contrast to spatial surprise), the author offers clues to understanding the links between China’s military strategy and her geopolitical international game-moves as they are being played out within a predominantly maritime paradigm. As in the famous Chinese game of Go—perhaps a more apt analogy than chess—the People’s Republic is putting in place the pieces that will shape her desired geopolitical space. The author explores the spatial and temporal dimensions of the Chinese strategy and the related vulnerabilities of the opposing Indian establishment.

In his 2006 dissertation written at the US Army War College then-Lt. Col Christopher J. Pehrson, USAF, termed the Chinese geostrategy the “String of Pearls.” This expression, first used in January 2005 in a report to U.S. military officials prepared by the U.S. consulting firm of Booz Allen Hamilton, caught the attention of the world’s imagination. Pehrson posited China as a slightly sinister, rising global power, playing a new strategic game, as grandiose in its concept, formulation and execution as the “Great Game” of the 19th century. Despite vehement and frequent denials by Chinese leadership of any such geostrategic machinations designed at the accumulation of enhanced geopolitical and geoeconomic power and influence, the expression rapidly embedded itself into mainstream consciousness.

Image Courtesy: Chinausfocus.com
China’s One Road, One Belt economic infrastructure initiative. (Chinausfocus.com)

As a net result, for over a decade, China has chafed under the opprobrium heaped upon it for a concept that (to be fair) it had never once articulated by the state. However, in a brilliant rebranding exercise by Beijing in 2014, the world’s attention is being increasingly drawn away from the negative connotations associated with the phrase String of Pearls and towards the more benign-sounding 21st century Maritime Silk Route Economic Belt, also known as “One Road, One Belt.” This presents an alternative expression, while it nevertheless covers essentially the very same geostrategic maritime game-plays that Colonel Pehrson explained a decade ago. The new expression emphasizes transregional inclusiveness and evokes the romance of a shared pan-Asian history with the implied promise of a reestablishment of the economic prosperity that the Asian continent’s major civilizational and socio-cultural entities, namely China and India, enjoyed until the 18th century.

Each “pearl” in the String of Pearls construct—or in more contemporary parlance, each “node” along the Maritime Silk Route—is a link in a chain of Chinese geopolitical and geostrategic influence. For example, Hainan Island, with its recently upgraded military facilities and sheltered submarine base, is a pearl/node.

It is by no means necessary for a line joining these pearls/nodes to encompass mainland China in one of the concentric ripples typified by the Island Chains strategy. In fact, since the Maritime Silk Route is a true maritime construct, it is highly unlikely that the nodes would do so.

Image Courtesy: chinahighlights.com
The location of Hainana Province, China. (chinahighlights.com)

Other pearls/nodes include the recent creation of artificial islands in the Paracel and Spratly islands incorporating, inter alia, the ongoing construction/upgrade of airstrips on Woody Island—located in the Paracel Islands, some 300 nm east of Vietnam—as also on Mischief Reef and Fiery Cross Reef in the Spratly Islands. Additional pearls/nodes have been obtained through Chinese investments in Cambodia and China’s continuing interest in Thailand’s Isthmus of Kra.

China’s development of major maritime infrastructure abroad—the container terminal in Chittagong, Bangladesh; the Maday crude oil terminal in Myanmar’s Kyakpyu port; the development of ports such as Hambantota in Sri Lanka, Gwadar in Pakistan, Bagamoyo in Tanzania, Beira in Mozambique, Walvis Bay in Namibia, Kribi in Cameroon, the Djibouti Multipurpose Port (DMP), and the offer to even develop Chabahar in Iran (checkmated by a belated but vigorous Indian initiative), along with the successful establishment of a military (naval) base in Djibouti—all constitute yet more pearls/nodes. The development of an atoll in the Seychelles, oil infrastructure projects in Sudan and Angola, and the financing of newly discovered massive gas finds in offshore areas of Mozambique, Tanzania and the Comoros, are similarly recently acquired pearls/nodes. Even Australia yields a pearl/node, as does South Africa, thanks to Chinese strategic investment in mining in general and uranium-mining companies in particular, in both countries.

Chinese maritime policing vessel.
Chinese maritime policing vessel. (SCMP.com)

From an Indian perspective, China’s new strategic maritime-constructs (by whichever name) are simultaneously operative on a number of levels, several of which are predominantly economic in nature and portend nothing more than fierce competition. At the geostrategic level, however, the economy is at its apex and is China’s and India’s greatest strength and greatest vulnerability, at the same time; therefore, the economy is the centerpiece of the policy and strategy of both countries. This is precisely why, as the geographical competition space between India and China coincide in the Indian Ocean, there is a very real possibility of competition transforming into conflict, particularly as the adverse effects of climate change on resources and the available land area becomes increasingly more evident.

“Reach” has both spatial and temporal dimensions. The spatial facets of China’s geopolitical moves are evident, as illustrated in the preceding String of Pearls discussion. It is critical for India’s geopolitical and military analysts to also understand the temporal facets of this construct. The terms short term, medium term and long term are seldom used with any degree of digital precision. A nation tends to keep its collective “eye on the ball” in the short term and, by corollary, tends to assign far less urgency to something that is assigned to the long term. This ill-defined differentiation is how strategic surprise may be achieved in the temporal plane. For instance, in China, the short term generally implies 30 to 50 years. This is an epoch that is far in excess of what in India passes as the long term. Consequently, India fails to pay as close attention to developments in China as she might have were the developments to unfold in a duration corresponding to India’s own short term of 2-5 years. This distinction permits China to achieve strategic surprise, and this is as true of military strategy as it is of grand strategy and geoeconomics.

On the one hand, it should be remembered that these strategic constructs are not only about maritime infrastructure projects, involving the construction of ports, pipelines and airfields, though these developments constitute their most obvious and visibly worrisome manifestation. The strategy is equally about new, renewed or reinvigorated geopolitical and diplomatic ties between the People’s Republic of China and nation states across a very wide geographical swath (including the African littoral and the island nations of both the Indian Ocean and the Pacific Ocean). On the other hand, China’s strategic maritime constructs have some important military spin-offs, which closely align to the furtherance of geostrategic reach. Thus, by developing friendly ports of call (if not bases), facilities and favorable economic dependencies in the various pearls/nodes, the logistics involved in the event of an engagement in maritime power-projection are greatly eased.

1_091223153841_1
Type 904 (Dayun Class) Transport Ship (globalmil.com)

Supplementing the pearls/nodes are the Chinese Navy’s five impressive stores/ammunition supply ships of the Dayun Class (Type 904) and six underway replenishment tankers of the Qiandaohu Class (Type 903A). In addition, China requires ground control stations to meet her satellite-based needs of real-time surveillance. Unlike the United States, China simply does not have adequate ground control/tracking stations within the Indian Ocean to affect requisite ground control and real-time downlinking of her remote-sensing satellites. This forces her to deploy a number of ships (the Yuanwang Class) for this purpose. These constitute a severe vulnerability that China certainly needs to overcome. One way to do so is to establish infrastructure and acceptability along the IOR island states and along the East African littoral, as China is currently attempting to do.

The principal lack in the Chinese strategy to provide military substance to the country’s geoeconomic and geostrategic reach comes in the form of integral air power through aircraft carriers. China is rapidly learning that while one can buy or build an aircraft carrier in only a couple of years, it takes many more years to develop the human, material, logistic and doctrinal skills required for competent and battle worthy carrier-borne aviation. For nearly a decade now, China has demonstrated her ability to sustain persistent military (naval) presence in the Indian Ocean—albeit in a low threat environment. Combat capability is, of course, quite different from mere presence or even the ability to maintain anti-piracy forces, since the threat posed to China by disparate groups of poorly armed, equipped and led pirates can hardly be equated with that posed by a powerful and competent military adversary in times of conflict.

Despite the impressive growth of the Chinese Navy and the vigor of the Chinese military strategy, China may not, in the immediate present, have the combat capability to deploy for any extended period of time in support of its geoeconomic and geostrategic reach were they to be militarily contested by a major navy. However, as James Holmes points out, if India were to continue to cite shortfalls in current Chinese capability and conclude that it will take the PLA Navy at least fifteen years to station a standing, battle worthy naval squadron in the Indian Ocean, this would lull Indians into underplaying Chinese determination and the speed of that country’s military growth. This would carry the very real consequent possibility of India suffering a massive strategic surprise. Is that something that India can afford?

Vice Admiral Pradeep Chauhan retired as Commandant of the Indian Naval Academy at Ezhimala. He is an alumnus of the prestigious National Defence College.

Call for Articles: South China Sea Security Topic Week

By Dmitry Filipoff

Week Dates: July 18-22, 2016
Articles Due: July 17, 2016
Article Length: 800-1800 Words (with flexibility)
Submit to: Nextwar@cimsec.org

In mid-July CIMSEC will be launching a topic week on the security situation in the South China Sea. Tensions are on the rise as China continues to defend its nine-dash claim in the South China Sea while most other claimants and regional powers strengthen security cooperation agreements with the United States. Rules based international order is being challenged as numerous militaries in the region modernize with growing defense budgets. 

How may South China Sea disputes animate the geopolitics of the Asia-Pacific region? How may crises and flashpoints come about, be diffused, or escalate? How can claimants restore trust? How is the regional military balance of power trending, and what would conflict look like? How can rules based order be preserved in Asia’s maritime domain, and what does its violation warrant for the future? 

Contributors are encouraged to answer these questions and more as they seek to understand the complexity of the strategic crossroads that is the South China Sea. Please submit draft contributions to Nextwar@cimsec.org.

Editor’s Note: This topic week has since concluded and the writings submitted in response to this call for articles may be viewed here

Dmitry Filipoff is CIMSEC’s Director of Online Content. He may be contacted at Nextwar@cimsec.org

Featured Image:  Aerial view of the Yongxing Island, also known as Woody Island in the South China Sea on June 19, 2014 in Sansha, Hainan Province of China. ChinaFotoPress/Getty Images

Will China Decide to Reduce Tension in the South China Sea?

The following piece was originally published on 31 May 2016 by The Straits Times. It is republished here with the authors’ permission. It may be read in its original form here.

By James Kraska and Raul Pedrozo

On May 19, The Straits Times published an article written by Xu Bu, China’s Ambassador to Asean, that criticises US involvement in the South China Sea (“US ‘rebalancing’ is fishing in S. China Sea’s troubled waters”).

Ambassador Xu accused the United States of being the “driving force” behind increased tensions in the region, but his rhetoric is based on faulty assumptions and misinterpretations of the facts and the law.

Mr. Xu suggests that after U.S. Secretary of State Hillary Clinton visited the region in 2009, the region “evolved into a disturbing… hot spot,” and that her visit encouraged states to change their policies to confront China.

But China’s problems in the South China Sea were created by conscious decisions in Beijing to insistently use coercion to advance its expansive and unlawful claims, alarming China’s neighbours. And the Philippines and Vietnam clarified their claims in the South China Sea not because of Mrs. Clinton’s visit, but to comply with international law – something China might well consider for itself.

The Philippines did not enact a new baseline law in March 2009 “to claim sovereignty over… Huangyan Island (Scarborough Shoal) and some of the Nansha (Spratly)Islands.”

In fact, Republic Act 9522 was passed to bring the Philippines’ archipelagic baseline system into full compliance with the United Nations Convention on the Law of the Sea.
ST_20160531_STREBUTTAL_2330015
Filipino students holding anti-Chinese placards during a rally in Manila in March against Chinese vessels reportedly dropping anchor near a South China Sea atoll also claimed by the Philippines. Photo: Agence France-Presse.

Philippine sovereignty over Scarborough Shoal can be traced back to 1800, when the Philippine-based Spanish frigate Santa Lucia surveyed the shoal. Colonial Spain, and later the U.S., effectively administered the shoal and its surrounding waters until the Philippines gained its independence in 1946. Philippine claims to the Spratlys’ Kalayaan Island Group (KIG) date back to 1956; the KIG was formally annexed by Philippine Presidential Decree No. 1599 in 1978.

Similarly, Mr. Xu asserts that Vietnam’s May 2009 submission to the Commission on the Limits of the Continental Shelf, in which Hanoi claimed an extended continental shelf in the South China Sea and reaffirmed its sovereignty over the Paracel and Spratly islands, was somehow linked to Mrs. Clinton’s visit. In fact, Vietnam submitted its claim on May 6 and 7 in order to meet the UN-established deadline – May 13, 2009. Vietnam’s title to the Paracel and Spratly islands is well founded in history and law. Vietnam exercised peaceful, effective and continuous administration of the Paracel Islands from the early 18th century until 1974, when Vietnamese forces were ejected in a short, bloody attack by China – a violation of Article 2(4) of the UN Charter.

Similarly, Vietnamese sovereignty over the Spratlys can be traced to French annexation and peaceful occupation of the archipelago in the 1930s. Taiwan’s illegal seizure of Itu Aba Island in 1956 and China’s invasion of the Spratlys in 1988 violate Article 2(4) and do not confer lawful title to the Spratlys to either nation.

Turning to Coercion

The wedge between China and Asean with regard to the South China Sea emerged from China’s end to its “peaceful rise,” as it turned towards coercion to bully its neighbours. Noteworthy examples of Chinese aggression include – harassing Vietnamese and Philippine seismic survey ships by cutting their seismic cables and threatening use of force (2011-2012); preventing Vietnamese and Filipino fishermen from pursuing their livelihood in their own exclusive economic zone (EEZ) by ramming and sinking their boats (2014-2016); seizure of Scarborough Shoal (2012) and Jackson Atoll (2015); conducting military exercises on James Shoal (2013-2014); interfering with the humanitarian resupply of Filipino marines aboard the BRP Sierra Madre at Second Thomas Shoal (2014) – a submerged feature on the Philippine continental shelf; conducting oil exploration with the deepwater oil rig Haiyang Shiyou 981 in Vietnam’s EEZ (2014-2016); construction of massive, mid-ocean artificial islands (2013-2016); establishing military installations and radar sites on them, and building airstrips on the features capable of accommodating every military aircraft in the People’s Liberation Army (PLA) inventory (2015-2016); and stationing surface-to-air missiles in the Paracels in order to expand its anti-access/area denial envelope (2016).

China took all of these actions and more despite its obligation to comply with the 2002 Declaration on the Conduct of Parties, in which the parties pledge to exercise self-restraint in conducting activities that could complicate or escalate disputes and affect peace and stability, and to refrain from action of occupying presently uninhabited features.

While all South China Sea claimants reclaimed land to artificially enhance islands in the region, the speed and scale of China’s campaign, combined with aggressive policing of its extravagant nine-dash line claim, have inspired fear.

Since December 2013, China has reclaimed more than 1,295ha of artificial territory. By comparison, Vietnam has reclaimed approximately 32ha; Malaysia, 28ha; the Philippines, 6ha; and Taiwan, 3ha.

In other words, China has reclaimed 17 times more artificial land in two years than the other claimants combined over the past 40 years, which accounts for nearly 95 per cent of all reclaimed land in the Spratly Islands.

Mr. Xu also claims Washington encouraged the Philippines to abandon bilateral negotiations with China in favour of litigation at the Permanent Court of Arbitration. The Philippines, however, neither sought nor needed U.S. approval, and was driven by its own frustration over 20 years of failed bilateral consultations and negotiations with China. The tribunal concurred, noting that “despite years of discussions aimed at resolving the… disputes, no settlement has been reached. If anything, the disputes have intensified.”

Freedom of Navigation Threat

The Ambassador suggests that the U.S. fabricated a threat to freedom of navigation and overflight, which he claims has never been at risk in the South China Sea. Since 2001, however, Chinese ships and aircraft have conducted countless provocative, dangerous and unprofessional challenges and intercepts of U.S. surveillance/ reconnaissance aircraft (such as EP-3 incident 2001, P-8 incident 2014, EP-3 incident 2016); U.S. warships (such as USS John S. McCain 2009, Cowpens 2013, Chancellorsville 2016); and U.S. military survey ships (such as USNS Bowditch 2001/2008, Sumner 2002, Impeccable 2009/2013, Victorious 2009).

China has also issued grave warnings to Indian warships (INS Airavat 2011 and Shivalik 2012) and Australian surveillance aircraft and warships (2015-2016) exercising high sea freedoms in the South China Sea.

Ironically, China is completely hemmed in by neighbouring EEZs, and the PLA Navy operates freely in its neighbours’ EEZs, as well as conducts spying in the U.S. EEZ off Hawaii and Guam.

The U.S. is a treaty alliance partner with five nations in the region – Australia, Japan, the Philippines, South Korea and Thailand.

Ambassador Xu claims that these long-standing relationships are militarising the region. But American naval force levels and those of its allies are essentially unchanged for 20 years.

Over the past five years, the U.S. transferred three repurposed U.S. ships to the Philippine Navy – BRP Gregorio del Pilar (2011), Ramon Alcaraz (2013) and Gregorio Velasquez (2016), while China launched three new warships in a single day last year! Likewise, the recent agreement between the U.S. and the Philippines to permit American forces occasional access to a handful of Philippine bases is part of the modest rebalance that arose after 15 years of breathtaking increases in the quality and quantity of Chinese warships and military aircraft.

The economic prosperity of the people of South-east Asia is best assured by the peace and security of enduring partnerships between the United States and its friends and allies, and a commitment by all states to a rule-based order in the world’s oceans.

If China is indeed a “strong supporter of a rule-based international order,” as the Ambassador claims, then Beijing has to act as though international law binds and restrains powerful states as well as the weak.

Until that occurs, China will never win the respect of those responsible nations who truly seek peace and prosperity in the Indo-Asia Pacific region.

Raul Pedrozo is a non-resident scholar in the Stockton Centre for the Study of International Law at the US Naval War College. James Kraska is a professor in the centre.

Featured Image: DigitalGlobe, via CSIS Asia Maritime Transparency Initiative.

India’s Submarine Situation: Evolving Capabilities and Opportunities

The Future of Undersea Competition Topic Week

By Vidya Sagar Reddy and Rajeswari Pillai Rajagopalan

Two events set the stage for India-China strategic competition going underwater – one is the docking of China’s submarine in Sri Lanka’s Colombo port and the other is the loss of India’s submarine INS Sindhurakshak in a major fire incident.. These and subsequent events showed that China is signalling its strategic intentions in the Indian Ocean via its submarines while the resident power is scrambling.

The claim by China that its submarines are deployed as part of anti-piracy operations in the Gulf of Aden has been refuted on the grounds of overmatching capability of these platforms and the timing when piracy is coming down.

Protection of sea lines of communication in the vast Indian Ocean region is in the interest of every state and therefore naval cooperation would be both economical and reassuring. Such an outlook is however not forthcoming from China. Rather it is undertaking unilateral actions without establishing proper communication with other navies in the region.

The submarine deployments can therefore be considered as geopolitical signalling of a rising China. First, the long range deployments showcase the capabilities of a blue water navy. The Indian and Pacific Oceans are the primary theatres of such deployments. Second, the timing of deployments showcases intent.

A Chinese submarine docking in Colombo coincided with the visit of Japan’s Prime Minister Shinzo Abe to Sri Lanka. The docking in Karachi came on the heels of India’s Prime Minister Modi’s first official visit to China. It sent warships inside the U.S. territorial waters off Alaska when President Obama was visiting.

A People's Liberation Army Navy submarine . Photograph: Guang Niu/Getty Images
A People’s Liberation Army Navy ballistic missile submarine . Photograph: Guang Niu/Getty Images.

The intent behind these strategic signals cannot be missed. China consistently opposes any partnership between the navies of India, Japan, and the U.S. given their capacity to challenge its unlawful assertions in the East and South China Seas.

India’s economic growth and influence in the international order are dependent on the reawakening of its maritime culture. Accordingly, it is taking a number of policy and investment actions in this direction.

The success of these initiatives is dependent on a peaceful and stable neighborhood along with a secure Indian Ocean region. China’s presence and intentions in this region carried out through its submarine deployments signals the contrary. It even finalized a deal to sell eight submarines to Pakistan with little regard to India’s sensitivities.

Considering these developments, India decided to augment its current underwater fleet of only 13 aging diesel-electric (SSK) submarines (nine of Soviet and four of German origin). These submarines constructed during the Cold War have already reached their replacement period. Commissioning new submarines into the force is critical at this juncture  as India’s national interests expand and threats multiply across the Indian Ocean.

India therefore initiated Project 75 and Project 75(I) to strengthen its submarine arm. The Project 75 will deliver six SSK of French Scorpene design with the last two added with indigenously developed air-independent propulsion system (SSP). There is also a provision for adding three more platforms.

The Project 75(I) is follow-on to the Project 75 to build six advanced SSP submarines fitted with vertical launch systems to fire BrahMos supersonic cruise missiles and torpedo tubes. India is also designing six nuclear powered attack submarines.

The first of Project 75, INS Kalavari, is undergoing sea trails and is expected to be commissioned by 2016. The remaining five boats will be delivered by 2020. Unfortunately, the INS Kalavari will be commissioned without its main weapon, the torpedo, since the government decided against buying them from a company under investigation.

It will be quite some time before these projects mature and the submarine arm of the Indian navy operates at its full potential. The Project 75 itself is running almost four years behind schedule. Additional Poseidon P-8I anti-submarine warfare (ASW) aircraft can be acquired to fill the gap initially and to later form a three dimensional force to counter submarine threats.

The P-8I is the Indian variant of P-8A Poseidon operated by the U.S. Navy for long range maritime reconnaissance and ASW requirements. India contracted Boeing to build eight of these aircraft for the Indian Navy. Indeed, the first platform arrived in 2013 just as the Indian Ocean’s subsurface started heating up.

Its speed, range and endurance enables India to mount rapid surveillance missions deep into the Indian Ocean. It was deployed recently for surveillance in the exclusive economic zone of Seychelles and had been pressed into action to hunt for Chinese submarines probing near the strategically located Andaman and Nicobar islands. The P-8I boasts advanced sensor and communication suites and is armed with missiles, torpedoes, and depth charges.

Boeing P8I long range maritime reconnaissance and anti-submarine warfare aircraft of the Indian Navy being welcomed at INS Dega in Visakhapatnam. Photo by The Hindu.
Boeing P8I long range maritime reconnaissance and anti-submarine warfare aircraft of the Indian Navy being welcomed at INS Dega in Visakhapatnam. Photo by The Hindu.

The P-8I is a key platform enabling interoperability with the U.S. Navy that shares India’s concerns in the Indian Ocean. Both countries have decided to upgrade their defense relationship to include submarine tracking, communication, and ASW capabilities. The next joint naval exercise will see enhanced ASW practice.

India should also enhance its submarine interoperability with Vietnam, Indonesia, and Australia while  extending the scope of partnership beyond the Indian Ocean. Australia recently finalized an agreement with the French firm DCNS to deliver 12 submarines to replace its aging Collins class submarines. Vietnam and Indonesia are set to acquire six and at least two Russian Kilo submarines respectively.

India has already trained Vietnam’s submariners and is in talks with Russia to establish Kilo class submarine maintenance and modernization infrastructure in the country. South East Asian countries are weary of China’s intentions and are visibly frustrated with its use of force in the South China Sea (SCS). Vietnam is on the frontline while Indonesia is closely monitoring the situation but is also perturbed.

China’s turning out of   large number of submarines each year and the associated basing facilities in Hainan and their proximity to SCS islands easily overwhelms other claimants and concerned parties in and beyond the region.

It is absolutely essential to exchange information for forming a joint operational picture of the undersea domain of the Indo-Pacific. Submarine interoperability between the concerned parties is critical to deter and defeat fast emerging threats. India should take advantage of its diplomatic and material capabilities to realize these objectives for the purpose of maintaining peace and stability in the region.

Vidya Sagar Reddy and Rajeswari Pillai Rajagopalan is a Research Assistant and Senior Fellow respectively at the Observer Research Foundation, New Delhi.

Featured Image: Indian Navy’s first Scorpene submarine being launched in Mumbai, April 2015. Photo: Reuters.