Tag Archives: Force Structure

A New DESRON Staff – Beyond the Composite Warfare Commander Concept

By Bill Shafley

A destroyer squadron (DESRON) staff’s employment as a Sea Combat Commander in the Composite Warfare Commander (CWC) construct is unnecessarily narrow and prevents a more lethal and agile strike group. Tomorrow’s fight requires multiple manned, trained, and certified command elements. These elements should be capable of maneuvering and employing combat power. This combat power is required to support area-denial operations, assure the defense of a high-value unit, or conduct domain-coordinated advance force operations to sanitize an operating area in advance of the main body. This ability to diffuse command and control, disperse combat power, and contribute to sea control operations is imperative to fully realize the Distributed Maritime Operations (DMO) concept.

The Fight

The carrier battle groups (CVBGs) of the Cold War evolved into the carrier strike groups (CSG) of today. The components of the CWC organization did as well. The CWC organization evolved into managed defense of a high-value unit to preserve the capability of the carrier air wing (CVW). A destroyer squadron staff embarked on a Spruance-class destroyer managed multiple surface action groups (SAGs) and search and attack units (SAUs). They managed a kill chain designed to prevent submarines and surface ships equipped with anti-ship cruise missiles from ever entering their weapons release lines. As the anti-submarine warfare commander, they also managed the up-close defense of the carrier through assigning screening units and maneuvering the force as necessary to defend the ship and the air wing.

As the CVBG evolved into the CSG of today, the offensive and defensive missions were merged into one. The DESRON Staff was employed as the sea combat commander. The staff left the ships and embarked on the carrier. As maritime forces operated in support of land campaigns with precision fires far afield in mostly benign waters, defense of the CVN as a sortie generation machine became a primary mission. The carrier defense problem could be managed with one or two multi-mission cruisers or destroyers because the mission was generally limited to confined strait transits, managing a layered defense against fast attack craft, and establishing airspace control. The remainder of cruiser and destroyer offensive capability was chopped about between in-theater task force commanders to meet additional missions of interest, namely maritime interdiction and critical maritime infrastructure defense, and support to security cooperation plans. Near the conclusion of deployment, the strike group elements rejoined and went home together. This evolution has been fit for purpose over the last 25 years, but no longer.

The fight of tomorrow looks more like the fight planned for during the Cold War, with one major difference. China’s blue water fleet is quickly becoming more capable than the Soviet fleet ever was. Consequently, the wartime employment of tomorrow’s CSG must focus more on offensive employment in sea control operations while also facing greater threats. These operations are uniquely maritime as they are focused on the destruction of an enemy fleet and its components that may impact the United States Navy’s ability to operate with superiority. Commanders in this environment manage scarce resources (see fig 1) to establish and maintain a kill chain while assuring adequate defense. A CSG must fight into an environment, survive, exploit sea control, and be prepared to move and establish it again; perhaps multiple times. Each CSG, with the CVN, its air wing, the fires resident in the VLS tubes of the DDGs, needs to be preserved as a fighting unit in order to generate the combat power necessary to achieve sea control while assuring its survivability through subsequent engagements.

The defense of the carrier must now be balanced with the work necessary to survive as a complete task-organized force. The greater the demand for sea control in time and space, and the greater the enemy force contesting sea control, the more offensive firepower will be required to neutralize the enemy and establish sea control. At the same time, this enemy force may also out-range many of the CSG’s weapons, might shoot first, and will shoot back. This threat environment increases the requirement for defensive firepower. This is a conundrum for the traditional approach. As the DMO concept suggests, disaggregation of the CSG is driven now by lethality and survivability.

Fig. 1: Establishing and maintaining sea control is a balance between resources and time. Planning for and employing forces in this environment requires new thinking. See the author’s piece at: https://cimsec.org/new-forms-of-naval-operational-planning-for-earning-command-of-the-seas/

 As the above graphic notes, this tactical problem is far more complex than one of classic CVBG defense. Establishing sea control requires an optimized balance between offense and defense. This dilemma poses interesting questions. How much of the combat power of a CSG is left behind in defense? How much of it is committed to strike hard and win the war at sea? How is the offense commanded and controlled? Is there adequate command element (CE) depth to manage the CWC defense in one area and hunt/kill in another? What is the nature of the CE for these missions? Where should the CE be embarked for greatest effectiveness? How robust is it? What is the duration of the mission? The DMO concept requires command elements that, through the use of mission command can control all facets of sea control operations (to include logistics), in communications denied environments and at scale.

Today’s CSG commander lacks command and control options to address these questions. A differently manned, trained, and employed DESRON staff could provide this flexibility. This staff is at its core a command element. It could be ashore working for the numbered fleet commander as a combined task force (CTF) commander one week, embarked on a command platform the next week, and on the carrier the week after that. It might even be dispersed to all of those at once and with multiple units under tactical control (TACON). This flexibility gives higher echelon commanders multiple employment options as they consider how to delegate their command and control to meet mission needs. However, the DESRON of today is not manned, trained, or certified to be employed in this manner.

Manning Concept

The proposed command element would require watch standers and planners, including enough subject matter experts to plug into multiple battle rhythm events. The command element would have cells for current operations (COPS), future operations and plans (FOPS), information warfare (IW), and readiness. It would be manned to provide a six-section watchbill, a distinct and separate planning team, an IW cell and readiness monitoring team that would coordinate with fleet logistics and maintenance support for assigned ships. The six-section watchbill requirement would afford the staff enough personnel to split and establish command and control in two different locations for missions as assigned. This staff size is roughly equivalent to current DESRON manpower levels (40-45 personnel). Its makeup in terms of subject matter expertise is more tailored to the Sea Control mission set.

This new DESRON staff would be manned as follows:

Fig. 2: Staff Manning Construct reflects subject matter expertise for planning and watchstanding functions

Training Concept

This command element should be educated and trained to apply joint warfighting functions with multi-domain maritime resources to establish, execute, and maintain a kill chain in an assigned geographic area. This is a robust capability that can be brought to bear in defense of high value units, in intelligence preparation of the battlefield, in surveillance and counter surveillance, or in direct action against enemy surface and subsurface units.

This organization is led by a major command selected captain (O6) surface warfare officer. This officer should have significant tactical experience in command as a commander (O5), have received a Warfare Tactics Instructor certification, and/or graduated from an advanced in-residence planner course (Maritime Advanced Warfighting School, School of Advanced Air and Space Studies, School of Advanced Warfighting, School of Advanced Military Studies). Experience on squadron, strike group, or fleet staffs would also be beneficial. The chief staff officer would be an O5, post-command officer of similar qualification. Service as the chief staff officer should be viewed as a career enhancing opportunity in the 5 years between O5 command and O6 major command. The leadership of this team would be rounded out by a billeted and selected command master chief.

Officers assigned to the staff should be proven shipboard operators in the all the major warfare areas. They should be qualified as ASW Evaluators and Shipboard Tactical Action Officers. Four post-department surface warfare officers would be assigned to the staff. They would serve as lead officers for current operation (COPs), future operations and plans (FOPs), training, and readiness, and serve staggered 24 month tours. Officers would follow an assignment track within these billets to afford experience in all four jobs, culminating as COPs or FOPs. These leaders should be post-department head officers eligible and competitive for command at sea.

There would be four post-division officer tour officers assigned to this staff structure. These would be qualified as surface warfare officers and served as an Anti-Submarine Warfare Officers/Evaluators, Tomahawk Engagement Control Officers, and/or hold Warfare Coordinator Qualification. These officers would be selected for department head and due course, that is, competitive for further advancement. All of these officers would attend the Staff Watch Officer, Joint Maritime Tactics Course, Maritime Staff Officer’s Course, and specialty schools as necessary. Officer who trained with foreign navies at their principal warfare officer courses and planning courses would also be sought after to bring Coalition Integration to bear.

There would be 3 senior chiefs and 8 chief petty officers permanently assigned to this staff. The senior chief petty officers (SCPOs) would be from the ratings of Sonar Technicians, Operations Specialists, and Information Systems Technicians each would have successfully completed shipboard leading chief petty officer (LCPO) tours. They should respectively hold advanced Navy Enlisted Classifications in the ASW field, achieved senior-level air controller qualifications, and hold Communication Watch Officer and associated computer network management credentials. Assigned LCPOs in rates depicted would provide technical and watchstanding expertise in their rate. All SCPO and CPOs would complete the STWO/JMTC course work and additional rate specific training. The remaining enlisted sailors would be first or second class petty officers (E6/E5), and trained as watchstanders to support the 6 section watchbill and planning cell.

This staff would include support from additional warfare communities. The IW cell would be comprised of a lieutenant commander (O4) maritime space officer and a lieutenant (O3) intelligence officer. The IW community would provide a lieutenant commander (O4) Information Professional officer to manage communications requirements for this rapidly-deployable team. The team would be rounded out with the addition of two aviators: an MH-60R pilot and a P-8A naval flight officer. Their experience would be crucial in planning and for watchstander assistance during training and operations.

Certification Process

The proposed DESRON staff would be assigned to the Carrier Strike Group commander for administrative purposes. The DESRON staff would follow the Carrier Strike Group’s optimized fleet response plan (OFRP) progression (i.e., maintenance phase, basic phase, advanced phase, integrated phase, deployment, and sustainment phase). The staff would be deployable from deployment through the end of sustainment phase, and its qualifications would lapse as the CSG entered the maintenance phase.

Over the course of the OFRP maintenance phase, the staff would go through a personnel turnover period, to include key leadership. The primary purpose of this phase would be to establish the staff’s training plan. The WTIs would tailor the staff training plan based upon lessons learned from previous employment and potential future assignments. This training plan would incorporate the latest in tactical developments and experimentation. Furthermore, participation in table top exercises, Naval Warfare Development Command wargames, and Fleet 360 programs would be included. This training plan would be approved by the Surface and Mine Warfighting Development Center (SMWDC) and enacted by the appropriate tactical training group (Atlantic or Pacific), the Naval War College, and various warfare development commands.

The staff’s basic phase would mirror a ship’s in length and complexity by field. Staff WTIs, along with the appropriate tactical training group, would craft scenarios that build in complexity and the amount of integration with the individual cells. The staff would benefit from staff rides to all of the warfare development centers, and significant time at the tactical training group to learn cutting edge tactics, techniques, and procedures and capabilities and limitations. Through the use of live, virtual, and constructive training tools, the staff would train to the Plan, Brief, Execute, De-brief (PBED) standard in stand-alone work before gradually integrating the staff. The DESRON commander would focus on crafting intent, planning guidance, and risk assessment. The IW Cell would conduct Intelligence Preparation of the Operating Environment, the planners learn the effective use of base plans, branches, and sequels, and the watch standers would execute these in scenario work. The basic phase would culminate with the entire staff certifying over a week long exercise where the team operates in a higher headquarters battle-rhythm driven environment and is certified to a basic standard by Tactical Training Group Atlantic or Pacific (TTGL/P).

The advanced phase would begin with the DESRON staff executing Surface Warfare Advanced Tactics and Training (SWATT) at-sea with SMWDC mentors with live ships, submarines, and aircraft. This exercise mimics the training conducted during the basic phase. In this program, the staff embarks a platform and integrates with the assigned ships and operates at-sea introducing frictions not seen in the live, virtual, or constructive environment. Watch sections and planning teams would be assessed again in-situ and performance assessed to assure continued development. The SMWDC senior mentor would then recommend advanced certification to the certifying authority. If practical, the staff should embark aboard the CVN with the CSG for Group Sail (GRUSL) for additional training opportunity prior to the pre-deployment Composite Training Unit Exercise (COMPTUEX, or C2X).

The COMPTUEX would remain the final hurdle in integrated training leading to deployment certification. Over the course of the 6 weeks at-sea, the staff would have to demonstrate its capability in integrating into the CSG battle rhythm and demonstrate watch stander acumen in increasingly complex live exercise (LIVEX) evolutions.

During the COMPTUEX, the DESRON Staff would have to demonstrate its capability to act as a CTF commander afloat, both on the CVN and embarked in a smaller unit with assigned units. It must demonstrate the capability to conduct “split-staff” operations at a remote site ashore. In each of these instances, the staff must demonstrate its capability to establish C2 of assigned units for mission effect, control operations effectively, and integrate into a higher headquarters battle-rhythm.

Satisfactorily assessed in these areas, the staff would be certified to deploy. During deployment, it would be employed flexibly and with optionality based upon the tactical situation and the desired effects from commanders at-echelon. As the CSG heads over the horizon, the DESRON staff could participate in fleet battle problems (FBP) and coalition-led exercises to test and validate a whole range of new tactics, techniques, procedures, doctrine, and interoperability. As FBPs continue to develop and live, virtual and constructive training tools come on line, the chance to “fail fast” in this space only increases.

Employment Concept

The proposed tactical DESRON could be employed across a wide range of operations supporting Carrier Strike Groups, Amphibious Ready Groups, and fleet commanders. Mission and associated tasks drive span of control in terms of assigned ships, aircraft, and additional resources. As a task organized, employed, and expeditionary staff, its main value prospect would be its flexibility.

Manned, trained, and certified during the intermediate and advance training phases, the command element’s normal mode of operation would be embarked aboard a command ship. Employed to protect a command ship, it would be capable of exercising warfare commander duties in a strike group/CWC environment with up to five assigned ships. While its primary missions would remain anti-surface and anti-submarine warfare, it could augment or establish additional warfare area support (Integrated Air and Missile Defense or Information Warfare) in any surface combatant. Employed as a scouting force further afield in the assigned operating areas, a portion of the staff may embark detached assets to afford command control and transition scouting missions into local maritime superiority missions. Employed as a task force commander, it may disperse further and move ashore with a local fleet commander to oversee operations over a broader area. Though this employment method would be more taxing on the staff, it might be required for short durations of high operational tempo. With basic manning and training levels achieved, the command element could be employed to C2 joint exercises or lead TSC missions ashore with partner nations as part of its further development.

The sustainment phase would be the most important of all for this staff because it would be key to force-wide improvement. Over the course of a deployment, the DESRON staff would have participated in various operations and exercises. Based on these experiences, the staff training officer would lead a robust program of lessons learned. The assigned WTIs would also compile and prepare various tactical notes and after action reports to share amongst other DESRON staffs and units alike. As the staff transitioned into its maintenance phase, it would go “on the road” to debrief its lessons learned, new tactical and doctrinal proposals with the goal of driving organizational learning for future operations. The habitual relationships with War College and its various research groups, the warfare development commands, and SMWDC WTI community makes for an amazing opportunity to share experiences, connect subject matter experts and further development efforts across the fleet.

Conclusion

This concept is aspirational and developed without respect to resources. There are numerous additional details necessary to bring a capability like this to fruition, but none of these details require new thinking to manage. Commitment, purposeful planning, and some smart staff work would be adequate to address each on in turn. A capability like this could be developed within the 5-year Future Year Defense Program/Program Objective Memorandum cycle. The staff’s full capability will be realized over time as new business rules for assignment are enacted. The certification criteria would be amended and in some cases completely developed. But much of this infrastructure, the school houses, the courseware, and training systems already exists.

This model makes no mention of permanently assigned surface ships to the DESRON. This work presupposes that ships assigned to the squadron arrive manned, trained, equipped and certified at the basic level. Ships change operational control to the DESRON for employment via formal tasking order. Readiness oversight functions of this staff are limited across the board. This staff retains a strong working relationship with the various type commands and local maintenance centers to assure in-situ readiness issues can be resolved.

The deployment and sustainment phases of the OFRP are vital to successful maintenance and basic phases for the next set of employment. The DESRON staff responsibility in this work is to assure that the events prescribed by the Surface Force Readiness Manual are scheduled, are thoroughly completed by assigned units, and that long-term readiness risks are endorsed. Once sustainment phase is complete, the assigned ships are returned via “chop” in the same official manner. Readiness oversight success in this environment means that ships have true and complete self-assessments with ample transparency of emergent and voyage work necessary to maintain assigned readiness conditions.

The proposal for a tactical DESRON represents an opportunity to leap ahead of the competition and bring the elements of speed, synchronization, and surprise to the employment of naval forces. The CSG and ARG as units of employment have been disaggregated for most of the last 20 years in an effort to get the most out of assigned theater maritime resources. Forces have been chopped up and moved about amongst standing fleet task forces, leaving the strike group staff in most instances over-billeted in terms of staff capability. This has left DESRON staffs as the under-employed adjuncts of CSG staffs and merely augmenting the battle-rhythm. This proposal to invest in the DESRON staff and reorient it towards looming challenges would correct these trends and yield a more lethal force for employment within the Distributed Maritime Operations concept.

Captain Bill Shafley is a career Surface Warfare Officer who has written extensively on strike group operations, mission command, and sea control in this forum and others. He has served on both coasts and overseas in Asia and Europe. He is a graduate of the Naval War College’s Advanced Strategy Program and a designated Naval Strategist. These views are presented in a personal capacity.

Featured Image: PHILIPPINE SEA (June 18, 2022) Sailors aboard Arleigh Burke-class guided-missile destroyer USS Spruance (DDG 111) handle lines during a replenishment-at-sea with Nimitz-class aircraft carrier USS Abraham Lincoln (CVN 72). Abraham Lincoln Strike Group is on a scheduled deployment in U.S. 7th Fleet to enhance interoperability through alliances and partnerships while serving as a ready-response force in support of a free and open Indo-Pacific region. (U.S. Navy photo by Mass Communication Specialist 3rd Class Taylor Crenshaw)

Force Structure Perspectives: Capt. Jeff Kline (ret.) on Bringing the Fleet Into the Robotics Age

Force Structure Perspectives Series

By Dmitry Filipoff

As a part of CIMSEC’s Force Structure Perspectives Series, CIMSEC discussed the Battle Force 2045 fleet design with Capt. Jeff Kline (ret.) who serves as Professor of Practice of Military Operations Research in the Naval Postgraduate School’s Operations Research department, and serves as Director of the Naval Warfare Studies Institute. In this conversation, Capt. Kline discusses advantages realized by fielding a fleet with greater platform variety, how to mitigate risk to emerging fleet networks, and the impacts of the Robotics Age on naval force structure.

The Secretary of Defense recently announced a new fleet plan for a future U.S. Navy of 500 ships, a major increase over today’s fleet of around 300 ships. Among many changes, the fleet emphasizes substantial additions in areas such as sealift, unmanned warships, submarines, and smaller surface combatants. What do you make of the size of this fleet and its mix of platforms?

I applaud these changes! This vision begins to embrace the offensive advantages of the new Robotics Age of warfare, while retaining more traditional forces to provide defense for sea lines of communications. It is a fleet designed with greater sea denial capabilities yet still retaining the ability to maintain sea control. It is a fleet with more resilience in both operations and logistics, and a fleet better able to operate across the spectrum of competition to conflict. It is very much in line with my CIMSEC commentary of several years ago, the “Impacts of Robots Age on Naval Force Structure Planning.”

This is not necessarily a “high-low” mix fleet design, but rather a lethal, focused-mission sea denial force intended for forward operations while also being a sea control force of multi-mission platforms to protect our ability to use the oceans for sustainment and logistics. It is a fleet design better suited for conflict, and therefore, may better deter conflict.

This new force structure may be used to execute Navy and Marine Corps warfighting concepts, including Distributed Maritime Operations (DMO), and Expeditionary Advanced Base Operations (EABO). These concepts and the new fleet design embody leadership’s thinking on the nature of future warfighing tactics and operations. Are these warfighting concepts mature or flexible enough to provide a long-term foundation for building this redesigned fleet? Are trends in tactics and technology adequately captured?

I believe this new fleet design moves toward an architecture more capable of effectively executing both DMO and EABO, while providing the connections for their synchronous employment. Foundationally, if DMO’s objective is to present an adversary with multiple points of risk, it is easier to do that with 500 platforms than 300. Likewise, if EABO is to place distributed offensive capability forward, then greater logistical capacity will be required to support it. Integrating these concepts will also be enabled by envisioning coordinated operations between the Navy’s forward offensive sea denial platforms—the submarines, unmanned systems, and smaller surface combatants—and the Marine’s shore-based ISR and anti-ship missile capabilities.

Having a better mix of single and multi-mission ships may also catalyze an increase in integrated operations with allies—a necessary condition for both DMO and EABO. Barriers to capability sharing in our advanced defensive systems are not necessarily the same with smaller combatants and unmanned platforms dedicated to regional ISR and offensive operations. And, for basic maritime security missions, smaller combatants are well-suited to work alongside allied partners. Adding a larger proportion of these vessel types to the fleet will provide additional options for engaging regional partners.  

As the new fleet design is incrementally introduced, and the advantages and limitations of new technologies are better understood, tactics can be modified along with concepts to effectively employ them. The greatest risk, of course, is to the networks and communications that tie this fleet together. In a way, this transforms the Navy’s “capital ship” from the aircraft carrier to the fleet network, a natural outcome of distributed operations enabled by the Robotics Age.

Two approaches to mitigate risk to the fleet network must be developed independently: adding robustness to our communication capabilities and maturing tactical mission command to a level that our force is network enabled and not network dependent. Essentially, developing concepts and tactics to allow our force to operate without fleet C2 if necessary. This may be a combination of older concepts by creating geographic operating areas and/or “kill boxes” where local tactical commanders have full control over a detect-to-engage sequence, and new communication techniques like burst mesh networking with robotic nodes. This will not work, however, unless local commanders have local control of ISR, engagement, and battle damage assessment assets in their assigned area. These ideas are covered in more detail in my 2016 CIMSEC article “A Tactical Doctrine for Distributed Lethality” and SECDEF’s fleet design moves toward providing the quantities of unmanned systems to make this happen.

The Navy has long been concerned about whether it can sustainably increase the size of the fleet within traditional levels of shipbuilding funding. How can we view the affordability and sustainability of this fleet? 

Sustainability is the greatest risk to this new fleet plan. Increasing the manpower, maintenance, and logistics requirements to support a more numerous fleet will require a tradeoff of some operational capacity toward sustainability. But even here there are ways to mitigate a traditional sustainment requirement. Exploring concepts involving less expensive, attritable unmanned sensor platforms, shorter platform lives where replacement vice retrofit is the goal, and low maintenance systems are more possible with a greater number of single-mission platforms than expensive multi-mission ones.

A possible manning tradeoff consideration is using lightly crewed or optionally-crewed systems to replace just one aircraft carrier and air wing at the battle’s edge. This may free personnel to fill control, maintenance, and sustainment roles. This is a conceptual leap deserving further analyses, but it reflects possibilities facilitated by leveraging intelligent automated systems and introducing entire platforms which use them. And, this fleet design conservatively retains a large portion of our aircraft carrier fleet to hedge against technological risk.

This process was notable for including the direct involvement and direction of the Office of the Secretary of Defense, which initially rejected the Navy and Marine Corps force structure assessment delivered in January. What is unique about how this process played out and what can we learn for making future assessments?

Historically, large capital-intensive navies are by nature difficult to change. Non Navy-specific, large-segmented bureaucracies, particularly those following established processes like the PPBE and acquisition systems, inspire marginal change at best. There is some goodness to this, as great change in a fleet can incur significant geopolitical and strategic risk, but in our current world-power situation, change is needed in our force structures to meet emerging technological threats. I believe this is well-recognized throughout Navy leadership.

The Secretary of Defense used his offices to overcome some of these barriers. What will be critical now is the next step: execution. I believe Congress, OSD, and Navy leadership will have to be directly involved to ensure this fleet design is realized. We don’t lack for fleet assessments recommending change, we lack for the actual change.

What does it mean for U.S. naval strategy and great power competitiveness to build this fleet, and to build it soon? Does it address a gap between national strategy and the navy needed to execute it?

I believe it sends a strong signal to our potential adversaries that we are building a fleet less vulnerable and more resilient in a possible future conflict across multiple domains. It means we are willing to take some technological risk to stay competitive in the Robotics Age of warfare, and be capable of holding their strategic interests at risk. This may have a strong deterrent effect on aggressive adventurism by providing additional response options with varying levels and types of force.

Previous force structure assessments conducted in 2016 were later considered by some to be overly optimistic with respect to certain factors, such as available resourcing. How can we be confident in this new assessment, and that it will spur the change it recommends? What comes next to build this fleet?

I don’t believe the assessment itself will motivate the necessary choices to realize this fleet design vision. SECDEF, SECNAV, and the CNO must create the organizational changes to institutionalize the transformation. That may require some radical shifting of resources, responsibilities, and authorities, and of course, Congressional support. The next step is really a campaign to address a full strategy—ends, ways and means. The new fleet design provides an endstate and it provides some force structure offsets to identify means. Now, what is required is a transformation execution plan which clearly articulates ways by identifying authorities and resources.

I am optimistic this change is achievable. The recently released House Armed Services Committee Future of Defense Task Force Report 2020 recognizes the advantages emerging technologies like artificial intelligence, quantum computing, and biotechnology can provide us, as well as the threat they pose in an adversary’s arsenal. It calls for changes to the DoD programming and acquisition processes as well as partnerships with industry to meet the vision of a transformed force. It is very much in the spirit of SECDEF’s naval force design. For Navy leadership pursuing this vision, I believe they will find an ally in Congress.

Also, great changes in fleet capabilities are normally associated with a strong visionary and leader who had the longevity to realize the introduction. A flag officer should be appointed with the authority and tenure in office to transform the fleet to embrace new information, manufacturing, cyber, and computational technologies. Naval gunnery was advanced by Dahlgren, the nuclear navy realized by Rickover, submerged ballistic missiles brought on by Burke, Navy computation reared by Hopper, and Aegis was shepherded by Meyer.

Recently, the Chief of Naval Operations launched Project Overmatch, where “Beyond recapitalizing our undersea nuclear deterrent, there is no higher developmental priority in the U.S. Navy,” and whose goal “is to enable a Navy that swarms the sea, delivering synchronized lethal and non-lethal effects from near-and-far, every axis, and every domain.” Can Admirals Small and Kilby, who are charged with leading this project, be those who bring the U.S. Navy into the Robotics Age?

A retired naval officer with 26 years of service, Jeff Kline is a Professor of Practice of Military Operations Research in the Naval Postgraduate School’s Operations Research department and serves as Director of the Naval Warfare Studies Institute. In addition to teaching courses in Joint Campaign Analysis, risk assessment and systems analysis, he supports applied analytical research in maritime operations and security, tactical analysis, and future force composition studies. He has served on the CNO’s Advisory Board for Fleet Architecture and several Naval Study Board Committees. His awards include the J. Steinhardt Award for Lifetime Achievement in Military Operations Research, Superior Civilian Service Medal, and the Institute for Operations Research and Management Science (INFORMS) Award for Teaching of OR Practice. He is a member of the University of Missouri’s Industrial Management Systems Engineering Hall of Fame, the Military Operations Research Society, and the Institute for Operations Research and Management Science.

Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at [email protected].

Featured Image: The X-47B Unmanned Combat Air System Demonstrator (UCAS-D) is secured in the hangar bay aboard the aircraft carrier USS Theodore Roosevelt (CVN 71). (U.S. Navy photo by Mass Communication Specialist Seaman John M. Drew/Released)

Incorporating Uncertainty into the Integrated Force Structure Assessment

Integrated Force Structure Week

By Jack McKechnie

The U.S. Navy has perhaps the toughest problem among the U.S. armed services for planning long-term force structure. Navy ships and submarines are much more expensive and require far longer times to procure compared to the military equipment of the other services. As a result, Navy force planners must consider long-term time horizons to create the force structure the nation needs given the projected threat environment and operational conditions.

Due to large capital expenditures over many budget cycles, the Navy provides to Congress a 30-year shipbuilding plan usually once a year.1 But anticipating the future warfighting environment over the next 30 years is a difficult task involving considerable uncertainty. While force structure assessments (FSA) can mitigate uncertainty through a variety of techniques, significant risk remains. A candid discussion of uncertainty and how we can adjust as unexpected conditions evolve would boost the value of the FSA, and set the stage for how measures could be instituted to ensure the FSA remains resilient and adaptive.

Three sources of uncertainty comprise the most significant risk over the long-term time horizon. Uncertainty of how potential adversaries will increase and modernize their forces is perhaps the most challenging aspect. In a world of great power competition as acknowledged by the U.S. National Security Strategy and the National Defense Strategy, how great power competitors expand their capacity and capabilities is of paramount importance. Specifically, how the leadership of the People’s Republic of China (PRC) chooses to expand the People’s Liberation Army (PLA) is of upmost importance to the U.S. joint force. Accordingly, predictions of how the PLA Navy expands and modernizes is a chief factor for the U.S. Navy’s FSA.

The opaque nature of PLA budgeting and planning and the long-time horizon limits the confidence of force structure projections attempting to peer far into the future. Should the PLAN build and employ considerably more advanced platforms such as ballistic missile submarines and long-range strike cruisers over the next 30 years than the relatively low confidence level projections today suggest, the FSA will quickly be invalidated.

Another substantial source of uncertainty is understanding how a modern naval war between great powers will play out. Neither the U.S. Navy nor the PLAN have experienced the rigors of modern naval combat between highly capable systems and platforms. Our comprehension of how the conflict expands to include rivalry in the space and cyber domains and how the warfare environment is affected can best be described as educated speculation. The ability of each side to degrade or deny the other’s sensing and communication capabilities is highly uncertain in the face of determined resistance. Has the fundamental nature of warfare changed with the advent of increased firepower and other lethal capabilities, bestowing advantage to the defensive position, or have modern capabilities enhanced the ability of naval forces to offensively maneuver? How the fleet will fight will largely determine how the fleet is built, but myriad tactical dynamics of future warfighting remain unknown.  

A third source of uncertainty relates to how evolving technology will affect naval force capabilities and the warfighting environment. Will proliferation of unmanned platforms and advancing artificial intelligence render the maritime environment transparent so that even U.S. submarines will find it difficult to hide? To the contrary, perhaps swarming drone decoys and sophisticated algorithms could distract and degrade sensors so to enable extended freedom of maneuver for naval forces. Will swarms of unmanned platforms become a lethal and persistent aspect during a war, or will they face extensive early attrition due to counter drone technologies so that their impact is initially significant but acute? How will developing advanced firepower such as hypersonic weapons and directed energy alter the vulnerability or protection of forces?

While the questions above do not have simple answers or may not be answerable at this time, there are steps analysts can employ to mitigate the risks of the unknown.

Acknowledge uncertainty. Confidence levels should be thoroughly discussed, and low levels of confidence should be clearly acknowledged. A thorough discussion of the uncertainty and unknowable factors we face will help later as adjustments are necessary.

Define adjustment triggers. The FSA should have established criterion and triggers that describe when and how its findings should be adjusted as uncertainty changes over time. For example, if today’s best prediction of the number of Chinese SSBNs becomes inaccurate in a few years as unanticipated construction occurs, the FSA could identify this as a trigger point to reassess force structure with respect to U.S. ASW and missile defense capabilities.

Advocate. After the next FSA there will be disagreement about the suitability of the shipbuilding goal, which currently stands at 355. Some will advocate for a greater number, but consensus can be found for the factors clearly calling for an adjustment. Continued, dedicated expansion of the PLAN in ways that are not predicted now, but are flagged by adjustment triggers, would provide justification for an increase in U.S. Navy investment and procurement. Audiences such as the U.S. Congress and the American public at large can be prepared for the implications as information is revealed over time. Then demonstration of facts can best advocate for necessary FSA adjustments.  

Hedge. As the nature of warfighting evolves as well as the potential for new and developing technologies to make an impact, U.S. defense expenditures should aim to avoid missing a crucial development or dramatically misjudging the nature of future warfighting. This requires the continued development of expensive technologies to maintain an edge, even those that have not been as fruitful as anticipated, such as directed energy. In addition, material necessary for warfighting such as ammunition and fuel should be stockpiled in larger quantities and prepositioned forward as a relatively inexpensive means to compensate for an FSA that underestimates the opposing force and capabilities.

Expand to the Joint Force. The best FSA would account for the capabilities and forces of the Army and Air Force in addition to the Navy and Marine Corps. Navy and Marine Corps-only analysis is prone to myopically overlook the ability of other services to compensate for weaknesses or bolster strengths. A comprehensive assessment for the required capability and capacity of the entire Joint Force will result in the most efficient solution and avoid gaps or excess in key functions.

Through these measures the U.S. Navy and the Joint Force writ large could better align and adjust its force structure, and minimize the disruptive and deadly surprise that comes from when outdated force structure is finally thrust into war.

Jack McKechnie is a commander in the U.S. Navy and a graduate student at American University, School of International Service. The views expressed in this article are his own.

1. While the Navy also has plans for other platforms such as aircraft and unmanned vehicles or vessels, the shipbuilding plan receives the most focus due to  considerable higher cost per platform and longer time to build

Featured Image: SAN DIEGO (Oct. 15, 2019) Coastal Riverine Squadron (CRS) 3 Mark VI patrol boats provide escort protection to the landing platform dock ship USS New Orleans (LPD 18) during its outbound transit in San Diego Bay as part of unit level training provided by Coastal Riverine Group (CRG) 1 Training and Evaluation Unit. (U.S. Navy photo by Chief Boatswain’s Mate Nelson Doromal Jr./Released)

How the Fleet Forgot to Fight, Pt. 7: Strategy and Force Development

Read Part 1 on Combat Training. Part 2 on Firepower. Part 3 on Tactics and Doctrine. Read Part 4 on Technical Standards. Read Part 5 on Material Condition and Availability. Read Part 6 on Strategy and Operations.

By Dmitry Filipoff

Force Development

Exploring the future of conflict while preparing to wage it is a daunting task. Military forces are constantly attempting to perceive how war is evolving, and subsequently orienting their institutions along that vision in order to be ready. However, what makes a military unique from most other organizations is that it does not execute its primary function (aside from deterrence) until war breaks out. This makes it especially difficult to prepare for major war since it is a rare experience that usually cannot be fully understood until it finally occurs. When war arrives, years of preparation are immediately put to the test, and deficiencies are violently revealed. How well a military has prepared for conflict in peace helps determine how much it will have to adjust in war. In this sense, force development is the peacetime equivalent of wartime adaptation. 

The term force development has been used here in place of a term that is often used to describe military evolution, “modernization,” which tends to have an inherent bias toward high-end capability and not full-spectrum competence. The idea of “modernizing” implies a focus on pushing for better technology, yet “modernization” 20 years ago could have meant preparing for low-end conflicts where technological superiority conferred little advantage. The term “modernization” can also encourage a habit of using the procurement of newer systems as a major milestone for progress, and promote the fallacy that once new technology is bought and fielded a shortfall has been filled or an advantage has been gained. What has to be recognized is that once the taxpayer has purchased new military tools the warfighter has an obligation to execute follow-through in the form of developing new tactics and training around those tools. Otherwise, the benefits or pitfalls of new technology will not be fully realized.

Force development as it has been described here intends to convey that the institutions that focus on tactics and doctrine, not procurement, are what primarily drive competitive military advantage. It intends to convey that operator understanding of how to execute and evolve tactics and doctrine is how to best define warfighter competence. Tactics and doctrine must not only be well-understood by the warfighter, they must be thoroughly validated so that they actually make sense in application. The professionalism of the force will punch far below its weight if warfighters are well-versed in warfighting concepts that turn out to be brittle.

Force development still occurs even in the middle of war, but it takes on a far more urgent character. Militaries are often forced to innovate and experiment in the middle of conflict, and spend precious time and resources on force development when those resources could be applied to the battlefield. However, even in the middle of a war (or especially so) militaries often choose to make those considerable investments because wartime adaptation can be decisive. Wartime force development can seek to correct deficiencies revealed by combat experience, rapidly field new capabilities built on fresh tactical insight, or remain ahead of the curve in a general sense as all sides continually pursue better tactics. If a force can enter a conflict with sturdier warfighting concepts then it can focus more of its wartime force development on proactive evolution instead of painful corrective action.

An example of failed peacetime force development and a subsequent effort to urgently correct deficiencies in the middle of war can be found in the U.S. submarine force. The submarine force entered WWII with ill-conceived concepts of operation, a highly risk-averse culture, faulty weapons, and underdeveloped tactics. Submariners at first expected to mostly use sonar to attack their targets (a dubious tactic at the time), were equipped with torpedoes that often failed to detonate upon impact, and had little doctrine for unrestricted anti-submarine warfare. These deficiencies forced American submariners to experiment with new tactics and doctrine in the midst of conflict.1 This force development failure happened in spite of the interwar period wargames, Fleet Problem exercises, and Admirals King and Nimitz both having a decent amount of submarine experience. U.S. naval commanders even had the especially useful experience of watching German U-Boats earn combat experience as they sunk hundreds of merchant ships in the Atlantic before America entered the war. However, as a result of poor force development, U.S. submarines punched far below their weight for many months while the rest of the force still relied heavily on them to take the fight to enemy home waters.

The U.S. military suffered a historically painful force development experience in recent years. Despite after crushing the initial opposition in the opening phases, the wars in Iraq and Afghanistan began to falter hard as insurgents made impressive gains in territory and manpower. The counterinsurgent fight proved to be extremely difficult in these countries due to the complexity of interagency operations, unfamiliar frontline roles, war-torn societies, and a host of many other significant challenges. But as the Department of Defense sought to adapt itself to a difficult fight it at least had the benefit of history. Insurgency is perhaps the most common form of warfare, with around 100 such conflicts in the past century.There was no shortage of case studies to learn from.

The Navy’s current situation couldn’t be more opposite. High-end fleet combat between great powers using precision weapons has never happened before. This is why realistic exercising for the sake of experimentation and investigation is so important. Because there are zero historical examples to draw on, the Navy must dedicate an especially large effort toward building its own case studies of networked fleet combat actions in the form of unconstrained, large-scale exercises. However, the Navy’s long tradition of highly unrealistic exercising translates into very poor institutional understanding on many specifics of future combat.

The Navy’s chronic lack of realistic exercising and its bloated certification system reveal a force development enterprise in disarray. The Navy has many institutions that produce tactical memoranda, concepts of operation, and doctrine, all of which seek to evolve the force. Yet many of these ideas have not been effectively validated because exercises were not used to meaningfully test ideas in realistic environments. The few tactical and doctrinal ideas that did have the opportunity of being tested in large-scale exercises were likely pitted against handicapped opposition forces. This undercuts the process tremendously. Scripted exercises that guarantee easy victory are far more likely to produce brittle tactics and doctrine. These concepts will rarely experience multiple rounds of revision and refinement born from a series of iterative exercises. Clearly there will be many rounds of trial and error if one is testing warfighting ideas against capable opposition. As a result of using weak opposition to validate warfighting concepts many of the Navy’s most important wargames, tactical memoranda, concepts of operation, and doctrine never left the level of a rough draft.

Even if it was effectively validating concepts through realistic exercises, the Navy’s ability to teach the average Sailor new tactical lessons is severely handicapped. Warfighting certifications are supposed to institutionalize the Navy’s force development, but the bloated character of the certification system is strangling the Navy’s ability to become a learning organization. Tactical and doctrinal products cannot turn into meaningful learning if they take the form of just another certification event or inspection Sailors have to check off among the dozens if not hundreds of other events. Many Sailors already feel it is virtually impossible for them to get good at the numerous certifications that have been forced upon them. Because of this, institutions that work on producing tactics and doctrine are having many of their efforts effectively wasted because their products simply cannot compete for time within the certification system. And even if the Navy somehow made enough time for Sailors to effectively study tactical and doctrinal publications, they are being given little opportunity to use meaningful exercises to distill those lengthy publications into actionable and digestible insights. The scarcity of meaningful exercising and the bloated certification system have combined to produce numerous warfighting ideas that are untested, unrefined, and untaught.  

Under these conditions, the U.S. Navy is hard-pressed to define requirements that can remain durable in great power war. There should be absolutely no doubt that an incredible number of latent problems have been accumulated over the years as a result of lax force development and using weak opposition to validate concepts. If the Navy decides to embark on a serious path of transformation for the high-end fight then it must steel itself for difficult corrective actions, stubborn bureaucratic pushback, and the possibility that it may be stuck with tactically disadvantageous investments that could prove fatal in war.

Wargaming

Soon after leaving his term as the first president of the Naval War College he founded, Stephen B. Luce grew frustrated. Just before opening the War College, Luce commanded the North Atlantic Squadron, a unit he used to test warfighting concepts through at-sea experimentation and exercises. After finishing his term at the War College, Luce came back to the Squadron, hoping to conduct more exercising in pursuit of new tactics. Others had something else in mind.

After rejoining the Squadron, Luce’s attention was almost immediately diverted by higher ups. He was ordered to handle brewing fishing disputes that consumed much of his attention for the first year of his command. Unrest in Haiti prompted the Navy to detach one of his ships to the Caribbean. A request from the State Department took another ship. Not long after Luce’s flagship was also stripped from his command to serve elsewhere, the Navy Department inquired about his summer training plans.

Luce had finally had enough. With only two ships remaining under his command Luce fired off a stern letter to Secretary of the Navy William Whitney, and described how a fundamental mission of the Naval War College was being undermined:

“The fundamental idea (emphasis added) is to make theoretical instruction and practical exercise go hand in hand; or, in other words, to correlate the work of the Squadron and that of the College. In the lecture room certain tactical propositions are laid down, or war problems given out, to the officers under instruction. Their merit is then tested in the School of Application, the Squadron, and the result afterwards discussed in the lecture room. This system raises our Squadron exercises to a higher plane than those of any other known to me, and places our Navy, comparatively insignificant in all else, in advance of the Navies of the world in respect to professional education.”3

Today, the Naval War College stands as one of the most important institutions to the Navy’s force development. Aside from educating cohorts, the College performs critical force development functions for the Navy by playing a leading role in its wargaming enterprise. These wargames seek to answer some of the most critical questions of strategy and future development. They can inform war plans, test contingencies, and support major programmatic decisions such as future warship procurement. They can explore new tactics, doctrine, and warfighting concepts. However, the problem that afflicted Luce’s squadron also holds true today. The Navy has allowed operational demand to strip units away from its wargaming enterprise, and no serious effort has been made for decades to “correlate the work of the Squadron and that of the College.”

The Navy continues to use wargaming to make major decisions and provide important insights. However, the validity of wargaming is being diminished by both the rising complexity of networked warfighting and a lack of real-world testing. The Navy is heavily leaning on a tool that is growing ever more dependent on real-world testing for the sake of accuracy, yet the Navy’s exercise agenda appears to rarely reflect major wargaming initiatives. 

Wargames, because they are virtual simulations of conflict, operate on a far wider spectrum of tactical assumptions than real-world exercises. Attempting to recreate tactical accuracy in wargames stretches them to their limits and takes considerable effort. High-fidelity wargames can be extremely intricate programs, requiring meticulous inputs, powerful processing capabilities, and are governed by many rules. Elements of chance can be introduced through randomized results, similar to a dice roll.

Exercises and wargames must work together when exploring tactics and doctrine. Wargames can play out many scenarios in a preliminary manner to narrow down options and ideas. What remains can then be played out in the real world using exercises. In addition to testing out the ideas themselves, exercises can uncover assumptions and collect important technical data that can update the models the wargames operate on. This point was elaborated on by renowned wargamer Peter Perla:

“Careful observation, reconstruction, analysis, and interpretation of exercise events and system and unit performance can provide the insights and data to improve the form of mathematical models and the quality of parameter estimates. In addition, the physical execution of maneuvers and procedures required to carry out the operation can help to identify important operational opportunities or potential problems that the analysis and wargaming may have downplayed or failed to consider at all.”4

As powerful and complex wargames are, they are still only simulations, and cannot come close to the realism of exercises. Exercises have to be used to refine wargames in a continual feedback loop for the sake of refinement, and to keep wargames grounded in reality. Many types of wargames are not supposed to be static, but fluid simulations that are continuously updated through exercises to improve their realism and ensure their accuracy. Significant tactical discoveries should also be enough to prompt the replaying of certain wargames. Exercises can help wargamers more precisely understand the very things that make a wargame artificial, such as factors that must be reduced to dice rolls, inputs, and rules. In short, exercises help wargamers understand their assumptions.

The complexity of Information Age warfighting is one of the most powerful forces diminishing the value of tactical- and operational-level wargaming. As warfare becomes more complex, it becomes more difficult to simulate. This holds true for both exercises and wargames, but it is especially more true for the latter given they are simulations and not real maneuvers. The world of inputs required to accurately simulate warfare has grown to unprecedented heights, especially because so much decisive tactical space now exists within electronic means that are especially difficult to replicate in a simulation.

Networked warfare involves many complex and nuanced electronic interactions between opposing forces. The nature of sensing, deciding, and engaging has become an ambiguous electronic battlefield. Opposing sides will seek to jam, intercept, and deceive communications and sensors across the spectrum. Cyber attacks will seek to cripple systems, collect sensitive information, and proliferate throughout infrastructure. As an anti-ship missile closes in, its seeker can use a variety of sensors to pinpoint its target, and a variety of countermeasures such as electronic warfare will respond in an attempt to confuse the seeker. Bandwidth limitations will shape decision-making, and data will be processed and refined by both man and machine. Operators and autonomous actors will attempt a variety of real-time workarounds in response to electronic attack, and these attacks can cause them to lose confidence in their equipment and each other.

It is already extremely difficult to replicate many of these network combat dynamics in exercises, and for wargames many elements are outright impossible. While a wargamer can make due by using dice rolls to distill combat ambiguity into specific outcomes, this will not often satisfy the tactician or the trainer. Even the supposed strengths of wargaming are challenged by networked warfare. According to Perla, wargaming “is a tool for exploring the effects of human interpretation of information. Wargames focus on the decisions players make, how and why they are made, and the effects that they have…The true value of wargaming lies in its unique ability to illuminate the effect of the human factor in warfare.”5 Yet so much decision-making in modern war is completely beholden to electronic nuances that wargames struggle to replicate, and decision-making is often the direct objective of electronic attack.

Because networked warfare poses immense realism challenges to wargaming, a force development strategy in the modern era demands an especially exercise-heavy process of tactical investigation. Wargames have become more dependent than ever on exercises because exercises can probe whether decisive tactical truth lies undiscovered within the seams of simulation.

Exercises are indispensable to wargames because they can provide the important baseline input of the competence of the force. Even though it can be difficult to program human performance factors into a simulation, these are some of the most important variables to know for the sake of realism. By benchmarking human performance through exercises, wargames can have a realistic baseline of how well the force can perform and then build ideas within the limits of that potential. Otherwise, wargames will be misaligned with the training of the force, and can run the grave risk of producing tactics, doctrine, and war plans that are beyond the ability of the force to execute. To paraphrase a certain quote, you go to war with the fleet you trained, not the one you wargamed.

Force Structure

Soon after guiding at-sea experiments to test future warship concepts, Wayne Hughes became frustrated. The USS ­Guam had been modified to test concepts for the Sea Control Ship (SCS), a warship concept touted by then-Chief of Naval Operations Admiral Zumwalt who desired a large platform dedicated to anti-submarine warfare. However, according to Hughes, the tests were hamstrung by a lack of imagination and poor understanding of how to use exercises to make a warship concept come alive:

“It was my task to design an experiment from which as much information as possible could be gleaned during ten days of intensive interactions between submarines, their target (played by the Guam), and the assorted screening units…SCS success depended on new tactics (emphasis added), which we didn’t have, and the tactical commander’s staff lacked enthusiasm to develop. I had frustrating conversations with the admiral, who thought his responsibility began and ended by rigidly following the test plan…An exercise at sea is as much for tactical development and training as it is for statistical testing. Most new weapons, sensors, and command-and-control systems entail new tactics to reach their full potential.”6

This experience points to a fundamental principle of designing military forces: force structure is founded on tactics.

How a fleet will be used in war is fundamental to its design, and the shape of force structure is guided by a perception of what capabilities and tactics will dominate. When it appeared advantageous to use aircraft to attack ships, nations built aircraft carriers. When a torpedo fired from an undersea platform could produce a powerful combination of surprise and lethality, nations built more submarines. When aerial threats took the form of missile salvos the U.S. Navy led the way in building warships focused on long-range air defense. When platforms were deemed to have lost their tactical relevance, whether ships of sail, ironclads, or big-gun battleships, nations stopped making them.

Three congressionally mandated force structure studies set out to understand what the future fleet could look like, and examined various considerations such as cost, forward presence models, and national strategies. However, while a force structure assessment can be shaped by many factors, the assessment is inherently incomplete if it does not attempt to understand how future tactics and doctrine will define the composition of forces. While the studies took various analytical approaches, the assessment conducted by the Center for Strategic and Budgetary Studies stands out in this regard. 7 It devoted extensive attention to trying to understand the character of future conflict, how capability development is trending across numerous warfare areas, and what new operating concepts may require. All of the studies acknowledged to some extent that visions of tactics and operating concepts are fundamental to designing force structure.

The existence of a platform or payload is solely justified by the tactical options and advantages it offers. The structure of a fleet is therefore the embodiment of concepts of operations that are built on tactics that are meant to work well together. However, the extent to which those warfighting concepts are proven or not is another question. Aligning force structure planning with an ever-evolving vision of future war is a major strategic challenge, and goes to the very core of force development. This point was made clear by maritime strategist Julian Corbett:

“The truth is, that the classes of ships which constitute a fleet are, or ought to be, the expression in material of the strategical and tactical ideas that prevail at any given time…It may also be said more broadly that they have varied with the theory of war…It is true that few ages have formulated a theory of war, or even been clearly aware of its influence; but nevertheless such theories have always existed, and even in their most nebulous and intangible shapes seem to have exerted an ascertainable influence on the constitution of fleets.”8

Those who favored battleships in the interwar period did not accurately predict their fate because their “theory of war” had failed to keep pace with change. They had a flawed understanding of how future war at sea would develop at the tactical level, especially with respect to how the air domain could dominate the surface domain. The American capital ships that were long expected to be the dominant offensive platform for anti-surface warfare instead spent most of their fleet combat actions serving as ships focused on the defensive anti-air mission. New tactical truth led to battleships being modified in the middle of the war to carry additional anti-air weapons and bolster their defensive firepower. However, their enormous guns, the core weapons that originally justified their construction, were totally irrelevant in this new role. If the interwar Navy had accurately predicted the tactical fate of the battleship would it have built them differently? Would it have built them at all?

For all the good the interwar period wargames and Fleet Problem exercises did for the Navy’s force development they often made one major mistake – scripting battles to guarantee a clash between the battleline.9 The potential of the aircraft carrier was rapidly growing, but in the minds of many interwar leaders the fleet combat actions of the era would still frequently feature fights between battleships. Interwar period exercises and wargames were artificially fulfilling this warfighting theory, thereby lending weight to programmatic decisions to procure battleships. It is quite possible that if not for the revealing combat experiences of WWII then navies would have continued building big-gun warships.

Modular force structure can act as an insurance policy against the sort of tactical irrelevance that befell the battleship. Modularity helps ease both peacetime force development and wartime adaptation. A “payloads not platforms” approach can help a force compensate for poorly-adjusted warship designs once conflict reveals hard lessons. Deep magazines and the large variety of missile payloads could allow a modern ship to change its mix of capabilities in far less time than it took a battleship to undergo a refit.

However, net-centric warfare has made adapting modern warships more difficult in certain respects, even with modularity. A key challenge will be in trying to ascertain how tactical outcomes heavily influenced by ambiguous electronic effects will translate into an ideal mix of capabilities. If defensive electronic warfare or jamming proves to be especially capable at defeating missile seekers then an adaptation could take the form of equipping a different missile loadout. Missile loadouts could also be affected by how well datalinks and network nodes can concentrate fires while being degraded by electronic attack. If the network is less resilient than anticipated, then a new missile loadout could focus on making a warship more independent from forces it would have originally relied on for networked fires.

An enduring principle of successful warfighting is optimizing the concentration of firepower. This principle has especially dominated naval force structure, and can be seen in how successive capital ship designs often grew larger and larger to concentrate more firepower. Preferable ways to concentrate firepower through force-wide tactics can also translate into how a fleet is built. Ships of various sizes offer different levels and types of firepower, and the way tactics affect concentration can translate into an ideal mix of platforms. Interwar period navies did not build fleets of only the most powerful platforms in the form of battleships or carriers even though large-scale fleet combat featured prominently in their minds. Rather, their fleets struck a balance between large capital ships and many smaller combatants such as cruisers and destroyers. They felt that their visions of fleet combat created relationships between tactics and concentration that encouraged a degree of platform variety.

Optimizing platform variety has become far more difficult in the age of networked warfare because assumptions about network performance can have a powerful effect on designing force structure. Network resilience will strongly dictate the extent to which capabilities can be effectively distributed and concentrated in combat, but the distribution and concentration of capability is also exactly what force structure seeks to optimize. A fleet that is built on a vision of a well-functioning network could very well have a vastly different composition compared to a fleet that anticipates fighting mostly in the dark.

To use a modern example, a U.S. Navy cruiser has 122 launch cells and a possible version of the Navy’s future FFG(X) frigate could have 16 launch cells. Would the Navy be better served by buying 20 frigates or 10 cruisers, where the cruiser could cost twice as much as the frigate but has seven times the missile capacity? A well-grounded understanding of how retargeting and engage-on-remote tactics shape a distributed force’s ability to mass firepower should inform such a debate.

Today the Navy finds itself at a critical inflection point in building the future fleet. It is currently finalizing designs and requirements for the next generation of surface warships in the form of a future frigate FFG(X), and a family of future surface combatants (FSC). The FFG(X) frigate and FSC warships are expected to serve well into the latter half of the 21st century. The request for proposals for the FFG(X) frigate offers interesting concepts of operation for how the Navy intends to use the platform:

“This platform will employ unmanned systems to penetrate and dwell in contested environments, operating at greater risk to gain sensor and weapons advantages over the adversary. The FFG(X) will be capable of establishing a local sensor network using passive onboard sensors, embarked aircraft and elevated/tethered systems and unmanned vehicles to gather information and then act as a gateway to the fleet tactical grid using resilient communications systems and networks…In terms of the Navy’s Distributed Maritime Operations (DMO) Concept, this FFG(X) small surface combatant will expand blue force sensor and weapon influence to provide increased information to the overall fleet tactical picture while challenging adversary ISR&T efforts.”10

This is a preview of future tactics and missions, but it hints at a major force development challenge. Requirements for these ships have to try to align with major transformations the Navy has planned. The Distributed Maritime Operations Concept is still in its early stages. The Distributed Lethality concept envisions numerous surface action groups that combine various types of ships into tailored force packages. Networked warfighting can feature various multi-domain tactics and distributed fleet formations, each with a different ability to concentrate firepower and facilitate command and control. Tactics for key capabilities like NIFC-CA, CEC, retargeting, and engage-on-remote will be the bread and butter of networked warfighting. An unprecedented increase in long-range anti-ship firepower is about to hit the Navy as a new generation of anti-ship missiles is fielded.

In short, these future ships must somehow reflect the implications of many net-centric tactics and roles the Navy has yet to develop or discover.

The Navy is heavily relying on simulations such as wargames and tabletop exercises to test concepts of operations for these future ships. According to Navy officials, the FSC program was “preparing for a big wargame…to test out ideas for the FSC family of systems” and that “Based on the outcome of the June wargame, officials should have a ‘surface force initial capabilities document’ written by July to get FSC into the acquisition pipeline.” One Navy official emphasized, “We’ve got to get these wargames right…”11

The Navy’s void of high-end experience is now a critical foundation upon which it is deciding its future. The Navy is led by officers who spent most of their careers in a fleet that failed to train them in sea control, abstained from equipping them with essential weapons like anti-ship missiles, and neglected to give them enough opportunity to test their tactical imagination in exercises. Many of the Navy’s most important wargames and simulations have not been properly tested or refined by real-world experimentation. The Navy has virtually no concrete doctrine for a very complex form of warfare that’s never happened before. This is a recipe for producing flimsy requirements for future capability. 

The experience of testing the Sea Control Ship concept suggests there may be merit to the idea of using real ships to test ideas for future ships. The Navy’s surface warfare directorate has already teased the idea of standing up an “experimental squadron” within the next year, and include a Zumwalt-class destroyer, a Littoral Combat Ship, an Arleigh-Burke-class destroyer, and an unmanned surface ship.12

However, compared to most other force development missions, the enormous investment that comes with a new generation of force structure should already pose one of the strongest possible demand signals for rigorous at-sea experimentation. The modern fleet should already be acting as an experimental squadron for the future fleet. But it appears the Navy is making some of the most important naval force structure decisions of the 21st century without using a series of major exercises to inform requirements. Now the Navy is poised to set sail into the future with a new generation of ships inspired by doctrine born in a simulation, and not in the fleet.


The eighth and final part will offer a Force Development Strategy.


Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at [email protected].

References

1. F.G. Hoffman, “The American Wolfpacks: A Case Study in Wartime Adaptation,” Joint Forces Quarterly, January 2016. https://ndupress.ndu.edu/Media/News/Article/643229/the-american-wolf-packs-a-case-study-in-wartime-adaptation/

2. Christopher Paul et. al, Victory has a Thousand Fathers: Detailed Counterinsurgency Case Studies, RAND, 2010. https://www.rand.org/content/dam/rand/pubs/monographs/2010/RAND_MG964.1.pdf

3. James C. Rentfrow, “The Squadron Under Your Command: Change and the Construction of Identity in the U.S. Navy’s North Atlantic Squadron,1874-1897,” 2012. https://drum.lib.umd.edu/bitstream/handle/1903/12855/Rentfrow_umd_0117E_13092.pdf;jsessionid=A0AEFD1C57596CDFFEAF23292597ECA4?sequence=1 

4. Peter Perla, The Art of Wargaming, U.S. Naval Institute Press, 1990. 

5. Ibid.

6. Captain Wayne P. Hughes Jr., USN, “Navy Operations Research,” Operations Research, 2002. https://pubsonline.informs.org/doi/pdf/10.1287/opre.50.1.103.17786 

7. Bryan Clark et. al, Restoring American Seapower: A New Fleet Architecture of the U.S. Navy, Center for Strategic and Budgetary Assessments, 2017. https://csbaonline.org/uploads/documents/CSBA6292-Fleet_Architecture_Study_REPRINT_web.pdf 

8. Julian Stafford Corbett, Some Principles of Maritime Strategy, 1911http://www.gutenberg.org/ebooks/15076?msg=welcome_stranger

9. Albert Nofi, To Train the Fleet For War, Department of the Navy, 2010. 

Excerpts: 

“While no fleet problem was scripted from start to finish, some portions of each were usually set-up in order to play out certain ideas or test particular tactics. After all, the actual playing out of a scenario might not have resulted in a particular type of action developing, such as a battleline clash. So the stage was often set for these, in order to test ideas, new or old. Unfortunately, pre-planned portions of the fleet problems seem to have led to many officers to draw the wrong conclusions about the future of naval warfare. As Mark Allen Campbell observed, ‘The dramatic images of battle lines engaged in long-range gunnery duels with one another may very well have persisted longer in the memories of the officers present than the remembrance of the artificial conditions necessary to get the dreadnoughts into firing range of each other.'”

“For example, as late as 1940 Admiral Richardson concluded that the fleet problems demonstrated carriers needed to stay close to the battleline, in order to be protected by its heavier firepower. Concern about the potential value of the autonomous carrier task force was not necessarily the result of blind unwillingness to see the obvious. Carriers had been “sunk”or “damaged” by surface ships during Fleet Problems IX (1929), X (1930), XII (1931), XIV (1933), XV (1934), and XVIII (1937), and had come under “gunfire” on numerous other occasions. It was not until almost literally the end of 1941 that the Navy had dive bombers and torpedo bombers capable of harming heavy ships in long range operations or fighters with the “legs” to escort and protect them. Until then carriers had to take great risks in order to be effective. The possibility that a carrier might be caught by surface forces was very much on the minds of senior naval officers during the 1920s and 1930s, as can be seen by the 8-inch guns carried by Lexington and Saratoga.”

For Wargaming see: John M. Lillard, Playing War, Potomac Books, 2016.

10. RFI: FFG(X) – US Navy Guided Missile Frigate Replacement Program, Department of the Navy, July 10, 2017. https://www.fbo.gov/index?s=opportunity&mode=form&id=cdf24447b8015337e910d330a87518c6&tab=core&_cview=0 

11. Megan Eckstein, “Wargames This Year to Inform Future Surface Combatant Requirements,” U.S. Naval Institute News, February 21, 2017. https://news.usni.org/2017/02/21/wargames-future-surface-combatant-requirements 

12. Ibid.

Featured Image: The USS Zumwalt makes it way down the Kennebec River as it heads out to sea. (The Associated Press/Robert F. Bukaty)