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Asia-Pacific

The CCP National Congress: Milestone for Policy Revision?

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Dr. Ching Chang

The Coming Power Reshuffle

The Nineteenth National Congress of the Chinese Communist Party will be held on October 18, 2017. As many China political observers already know, the Communist Party National Congress itself and the First Plenary Session of the Nineteenth National Congress of the Communist Party of China that gathers immediately after the National Congress will be the defining event for the reallocation of power for the next five years.

This National Congress will select new membership for the Central Committee, the Central Commission for Discipline Inspection, and the subsequent First Session of the Central Committee will select Politburo, Politburo Standing Committee, and party Secretariat members. It will also decide on the members of the Military Commission of the Central Committee, in addition to leadership selection such as the General Secretary. Additionally, many states that are tightly associated or affected by future Chinese political maneuvers are concerned about whether any new policy will also be formulated through the same mechanisms.

This article will provide certain credible references as the basis to judge the possibility of revising existing policies by scrutinizing the institutions of these two meetings and reviewing actual practices of previous similar meetings. Whether these two meetings can become platforms for substantial policy discussion, debate, and reconciliation is the core matter that needs to be understood in order to identify any PRC policy revision and grasp a more overt picture of how the Chinese Communist Party manages their political and power transitions. Yet this still might not be necessarily implying any immediate policy shifts and adjustments.

Examining the Nature from the Institutions

It is necessary to review the Chinese Communist Party Constitution to understand the nature of the National Congress of the Chinese Communist Party. According to Article 19 of the Constitution:

“The functions and powers of the National Congress of the Party are as follows: 1. To hear and examine the reports of the Central Committee; 2. To hear and examine the reports of the Central Commission for Discipline Inspection; 3. To discuss and decide on major questions concerning the Party; 4. To revise the Constitution of the Party; 5. To elect the Central Committee; and 6. To elect the Central Commission for Discipline Inspection.”

As we review the meeting records of previous Chinese Communist Party National Congresses, we may notice that all six functions and powers have been well exercised except the third one which is, “To discuss and decide on major questions concerning the Party.” This is actually the only function that contains the possibility of formulating or revising policies, yet it is rarely utilized in previous congressional agendas. The first and the second functions are fundamentally a top-down model of political communication and the examination process is in essence a formality conducted by applauding. The fourth function is focused on internal institutions by setting operational rules within the party and hardly associated with any policy toward the outside world. And finally, the fifth and the sixth functions are basically serving the purpose of internal power reallocation. We therefore hardly find any trace of substantial policy formulation.

Nonetheless, the first function of the Party General Secretary is to identify certain elaborations and interpretations of policies. For instance, Hu Jintao, in his capacity as the General Secretary of the Central Committee of the Communist Party of China, delivered his report to the Eighteenth National Congress of the Communist Party of China titled, “Firmly March on the Path of Socialism with Chinese Characteristics and Strive to Complete the Building of a Moderately Prosperous Society in all Respects” (堅定不移沿著中國特色社會主義道路前進，為全面建成小康社會而奮鬥) on Nov 8, 2012, is a typical case of identifying the contents of PRC’s policies.

The major portion of this policy report may address domestic issues. Nevertheless, contents mainly within several chapters of this report such as the Chapter IX, “Accelerating the Modernization of National Defense and the Armed Forces” (加快推進國防和軍隊現代化), Chapter X, “Enriching the Practice of ‘One Country, Two Systems’ and Advancing China’s Reunification” (豐富”一國兩制”實踐和推進祖國統一) and Chapter XI, “Continuing to Promote the Noble Cause of Peace and Development of Mankind” (繼續促進人類和平與發展的崇高事業) may naturally trigger concerns from  international audiences.

There are several features we should address here to remind the readers that these statements within the report are not the result of policy formulation process contained by the meeting agenda. First, the contents of the report are concluded from the actual practices during the period of the previous Central Committee still in power. The perspectives are more or less retrospective and relatively less prospective in nature. Second, it is a report delivered by the party General Secretary of the past five-year term Central Committee. Unless the same General Secretary of the party extends for another term for five years, power may pass to new leadership right after the party National Congress. Although there certain elements of policy continuity may exist, the contents revealed by the report are no assurance for their applicability in the future.

And last, it is a unilateral political communication, not a multilateral discussion at all. It therefore could not be a result of a policy review occurred within the National Congress itself. We may expect Xi Jinping will follow the same modus operandi to conclude all his achievements in his previous five-year term and mention still valid policies for his next term. The possibility of declaring new policy is relatively low since no proper policy review is likely to happen in this enormous political gathering. There also is no meeting agenda to accommodate any provisional policy proposal.

As for the First Plenary Session of the Nineteenth National Congress expected to be held right after the National Congress, its main mission at this period is to select new leadership for the party, not revise or promulgate new policies. According to Article 22 of the present Constitution of the Chinese Communist Party:

“The Political Bureau, the Standing Committee of the Political Bureau and the General Secretary of the Central Committee of the Party are elected by the Central Committee in plenary session. The General Secretary of the Central Committee must be a member of the Standing Committee of the Political Bureau. When the Central Committee is not in session, the Political Bureau and its Standing Committee exercise the functions and powers of the Central Committee. The Secretariat of the Central Committee is the working body of the Political Bureau of the Central Committee and its Standing Committee.

The members of the Secretariat are nominated by the Standing Committee of the Political Bureau of the Central Committee and are subject to endorsement by the Central Committee in plenary session. The General Secretary of the Central Committee is responsible for convening the meetings of the Political Bureau and its Standing Committee and presides over the work of the Secretariat. The members of the Military Commission of the Central Committee are decided on by the Central Committee.”

It is also noted at the end of the same article that, “The central leading bodies and leaders elected by each Central Committee shall, when the next National Congress is in session, continue to preside over the Party’s day-to-day work until the new central leading bodies and leaders are elected by the next Central Committee.”

Obviously, the power rearrangement is the major concern for the First Plenary Session of the Chinese Communist Party Nineteenth National Congress. Although it is clearly noted in  Article 21 of the present Chinese Communist Party Constitution, “…The Central Committee of the Party meets in plenary session at least once a year, and such sessions are convened by its Political Bureau. The Political Bureau reports its work to these sessions and accepts their oversight,” it is not always practical to conduct these for the First Plenary Session of each party National Congress since the members of the Central Committee and the Politburo are newly elected at the moment. We therefore may expect that no policy review and reformulation process will be exercised during the coming First Plenary Session of the Chinese Communist Party Nineteenth National Congress.

Assessing Meeting Practices

Reviewing actual meeting practices, we may also assess whether the Chinese Communist Party National Congress and its subsequent First Plenary Session of the Central Committee can be a platform for policy revision and formulation. As many political observers have already concluded, although the Chinese Communist Party National Congress and the Central Committee are theoretically the highest political power mechanism as noted by Article 10, Point 3 of the CCP Constitution: “The highest leading body of the Party is the National Congress and the Central Committee elected by it,” all the important decisions including personnel arrangements and policy stances are generally settled before the actual meetings. After all, the actual political practices are the consequences jointly achieved by political institutions and political culture together. Hidden rules in human societies always exist.

Premier Li Keqiang delivers a speech during the National People’s Congress in the Great Hall of the People in Beijing. (AFP)

So far, the Chinese Communist Party has persistently tried to keep a harmonic and systematic power transition process since Deng Xiaoping in the mid-1980s though this political design was still unavoidably disrupted by the Tiananmen Square incident in 1989.  The routine CCP National Congress may always attract international media attention simply because it has the capacity to present the major leadership shift every ten years in its even number term gatherings. On the other hand, the CCP National Congress will also reveal the future political leadership by promoting young generations to key party posts for preparing to shoulder the duties of leadership in those odd number party assemblies of the national level like this time.

Given the size of congregation, well over two thousand including voting delegates plus specially-invited delegates who are retired seniors but granted equal delegate privileges for the CCP National Congress in the previous two terms. As for the Central Committee, its full members and alternate members are generally selected from the leadership of provinces, direct-governed municipalities and autonomous regions, top brass of the People’s Liberation Army, operational theater and major staff establishments of the Central Military Commission, leadership at the minister level of the State Council and CCP administration apparatus, as well from the leadership of state-owned enterprises or state-sponsored institutions. No meaningful and substantial policy reconciliation process can be managed within a meeting of such a complicated composition and with members from so diversified backgrounds. And this is exactly the reason why we had never seen any PRC’s policy shift after those CCP National Congresses for power reshuffles and their subsequent First Session of the Central Committee.

Predicting Policy Orientation from Personnel Structures

As noted above, the nature of the CCP National Congress and its subsequent Session of the Central Committee is power reorganization and transition, personnel reallocation and revisions to party institutions as necessary. These two meetings are by no means an appropriate or useful venue for policy review, discussion, debate, and formulation. Although certain traces of policies can be identified from those political reports, most of the contents in these political statements are retrospective but less prospective.

Nonetheless, policies are defined and designed by those holding the legitimate positions in the decision-making systems. Fresh arrangements of PRC’s personnel structure in various dimensions can be the catalysts for formulating new policies towards the external world. Those states that have deep concerns about how new Chinese policies will affect their interests have the opportunity to observe these decision-makers, and their selection, through these two political conferences. Even though we should remember that it always takes two for tango, many policies are the result of interactions and not unilaterally decided. For those cases where Beijing does not have full capacity to dominate all future developments, it is hard to precisely expect how Beijing may react to outside challenges with any specific policy.

We should also remember that the process of negotiating personnel arrangements before these two party meetings among the party leadership may also practically reflect the significant political positions that will eventually affect policies. Many active political figures may not be promoted in these party meetings as many international observers would expect. Those PRC government officials who are not assigned any party posts are encountering the dead end of their political future.

Those who expect any PRC policy revision towards any specific objective or aspect after the coming Nineteenth Chinese Communist Party National Congress and the following First Plenary Session of its Central Committee should reconsider the nature of these political events before jumping prematurely into conclusions. Without knowing the result of power sharing arrangements, how can we fairly foresee the future Chinese policy? As we have no idea of the general characteristics and power structure of the PRC’s leadership over the next five years, how can anyone tell what will possibly be the results of their policy review and revision process?

It takes time for the new echelon of the PRC leadership to review the present policies before any future revision. That nothing regarding policy can be really determined immediately after the power transition is the best advice that we should keep in mind. And of course, no reliable or credible predictions of PRC’s future policies can be made before these two meetings, either.

Dr. Ching Chang was a line officer in the Republic of China Navy for more than thirty years. As a very productive commentator on Chinese military affairs, he is recognized as a leading expert on the People’s Liberation Army with unique insights on its military thinking.

Featured Image: The ceiling of the 10,000-seat auditorium in China’s Great Hall of the People. (Wikimedia Commons)

Asia-Pacific, Capability Analysis

Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation

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Andreas Rupprecht and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012. 256pp. $64.95

By Lieutenant Commander David Barr, USN

Over the past two decades, the term “modernization” has been widely used by foreign affairs experts, military and political leaders, and intelligence analysts to describe the startling rapidity of the Chinese military’s rise from an arguably primitive force to one of the most technologically-advanced militaries in the world. In his article, “China: A Threat or a Challenge: Its Air Power Potential”, Indian Air Marshall RS Bedi describes modernization as “a dynamic process to keep abreast with the latest” (Bedi, p3). By applying lessons learned from its military actions against U.S. forces during the Korean War and observations made during later conflicts such as Operation Desert Shield/Desert Storm, NATO operations in the Balkans, and Operations Enduring Freedom and Iraqi Freedom, the PLA have kept abreast of the significant role of airpower in modern warfare. Accordingly, both the People’s Liberation Army Air Force (PLAAF) and People’s Liberation Army Naval Air Force (PLANAF) have quickly progressed through this “dynamic process” and have emerged as a force capable of countering American and regional neighbor land- and sea-based airpower, including aircraft carriers, cruise missiles, and long-range bombers. Via informative writing and a litany of glorious, colored and black & white photographs, Modern Chinese Warplanes leads readers along the PLA air forces’ progressive path toward today’s modernized force. Chock full of vivid and informative photographs, readers are immediately transfixed. To invoke a classic adage, if a picture speaks a thousand words, then even a cursory flip through the pages reveals a stunning, photographic summary and leaves the reader eager to investigate the accompanying text.

The first chapter of Modern Chinese Warplanes is dedicated to describing the origins, progressions, and even setbacks of both the PLAAF and the PLANAF, thus providing succinct yet informative context toward understanding how remarkable the modernization of China’s air forces has been. Although the PLAAF and PLANAF were established in 1949 and 1952 respectively, it could be argued that the modernization of today’s force was born from the compelling wake-up call presented to Chinese Communist Party (CCP) and People’s Liberation Army (PLA) leadership during the 1991 U.S.-led military operations in Iraq. Using Rupprecht and Cooper’s description, U.S. operations in Iraq “shocked the PLA into the realization that it had to become capable of engaging in high-tech warfare or otherwise face the certainty of falling ever further behind other modern militaries.” This marked a momentous shift in Chinese national military strategy and the subsequent 1993 issuance of the “The Military Strategic Guidelines for the New Period” by the CCP and PLA. Thus, if 1993 can be considered the start of China’s current military modernization period, the mere 24-year rise in military capabilities of the PLA, arguably now on par with the world’s leading military forces, is even more remarkable.

After Chapter 1’s useful historical context, Rupprecht and Cooper use Chapters 2 through 6 to succinctly present the book’s stated objective: to provide “a summary of the Chinese air arms as they are today, what equipment they operate, and how this equipment is organized.” Chapters two and three both describe and illustrate China’s modern combat aircraft, combat support aircraft, and associated armament. Chapter two’s introductory pages aptly describe Chinese aviation nomenclature and unique designations but then seemingly gloss over China’s numerous aircraft manufacturing companies. Admittedly this area is outside the scope of Modern Chinese Warplanes; however, readers seeking additional information regarding Chinese aircraft manufacturing companies would benefit by combining this book with The Chinese Air Force; Evolving Concepts, Roles, and Capabilities by National Defense University Press (Hallion). The remainder of Chapters two and three however, present information that is well-researched and effectively organized into an almost encyclopedic presentation of each aircraft’s unique characteristics, performance parameters, and weaponry. The vibrant pictures and charts are wonderfully placed and provide ample relevance. An especially intriguing inclusion within Chapter 2, especially to military analysts and aircraft enthusiasts, is the sections entitled “Future” at the conclusion of each aircraft’s narrative. These paragraphs provide the reader with tantalizing hints regarding future aircraft developments, variants, and designations – details that would need to be expounded upon in a possible update. Additionally, Chapter four provides a highly-informative explanation of PLA aircraft markings and serial number systems – information neither readily available nor widely understood.

The only thing going against Modern Chinese Warplanes is time, for today the term “modern,” as the book’s title implies, is especially fleeting regarding the modernization of the Chinese military and its air forces. Since the book’s 2012 publication date, further reflected in the 2012 Order of Battle in chapters five and six, numerous changes have occurred within China’s political and military structures that, if the authors and publisher do not address, will quickly render this book irrelevant: In November 2012, Xi Jinping assumed China’s presidency and chairmanship of the Central Military Commission (CMC), quickly embarking on a campaign to reorganize the PLA, including restructuring the existing military regions. This effort was realized in February 2016 as the seven military regions described in Modern Chinese Warplanes were reorganized into five theater commands – a reorganization which also affected the subordinate command structures (Wuthnow). Additionally, in 2013–2014, China initiated substantial dredging and land reclamation projects in the Spratly and Paracel Islands.

These efforts continued, despite international backlash and in the face of a ruling by an international tribunal in The Hague in July 2016 which officially stated that China’s expansive claim to sovereignty over the waters of the South China Sea (SCS) had no legal basis. Today, these projects have resulted in three highly-functional artificial islands which are strategically located in the southern portion of the SCS and are fully capable of hosting Chinese military aircraft (Kyodo). Furthermore and more specifically, the PLA has accelerated its 4th and 5th-generation aircraft and armament development programs; therefore, many of the programs or technologies only hinted at within the pages of Modern Chinese Warplanes such as the Chengdu J-20 stealth fighter, Shenyang J-15 aircraft carrier-based fighter, and the Xian Y-20 heavy transport aircraft have rapidly progressed to the point of entering service in the PLAAF and/or PLANAF (Adams).

Finally, the PLA continues to initiate or expand military aviation and armament developmental programs. Modern Chinese Warplanes needs to be updated to further reflect the ongoing advances in PLAAF and PLANAF aviation platforms and technologies such as the Shenyang J-31 “Gyrfalcon”/”Falcon Hawk” stealth fighter (Fisher), the CJ-20 long-range land-attack cruise missile (LACM), and the YJ-12 long-range anti-ship cruise missile (ASCM) (Roblin).

In Modern Chinese Warplanes, the authors do not dive deep into foreign affairs or military strategy, nor do they embark on theorizing on how the aircraft are or will be operationally integrated into the PLA – foreign affairs experts, military analysts, and political strategists will find little usefulness here. Readers seeking to expand into air power operational integration would benefit by also reading Chapter five of China’s Near Seas Combat Capabilities by Peter Dutton, Andrew Erickson, and Ryan Martinson (Dutton). However, military analysts, history buffs, and even aircraft model aficionados will discover a wonderful and colorful addition to their collection – as a quick reference or an immersive interlude – likely resulting in many dog-eared pages. For any military enthusiast looking to expand his or her knowledge of modern Chinese aviation, this book is certainly a handy reference; however, it should not stand on its own but rather serve as a springboard toward additional research. If not already in the works, this reader personally hopes the authors and publisher collaborate and embark on revised editions that includes updated information and equally stunning photographs so that the 2012 version of Modern Chinese Warplanes will not be lost to the annals of time but rather, much like the PLA itself, will continue “in a process of sustained reform and modernization.”  

LCDR David Barr is a career intelligence officer and currently within the Directorate for Intelligence and Information Operations for U.S. Pacific Fleet. His opinions do not represent those of the U.S. Government, Department of Defense, or the Department of the Navy.

References

Adams, Eric. “China’s New Fighter Jet Can’t Touch the US Planes It Rips Off”; Wired; 07 NOV 2016. https://www.wired.com/2016/11/china-j-20-fighter-jet/

Bedi, R.S. “China: A Threat or a Challenge:  Its Air Power Potential”; Indian Defense Review; 08 March 2017. http://www.indiandefencereview.com/print/?print_post_id=35227

Dutton, Peter, Andrew S. Erickson, and Ryan Martinson. China’s Near Seas Combat Capabilities. Newport: U.S. Naval War College; China Maritime Studies, 2014.

Fisher, Richard D Jr. “New details emerge on Shenyang FC-31 fifth-generation export fighter”; IHS Jane’s Defence Weekly; 09 NOV 2016. http://www.janes.com/article/65359/new-details-emerge-on-shenyang-fc-31-fifth-generation-export-fighter

Hallion, Richard, P., Roger Cliff, and Phillip C. Saunders. The Chinese Air Force: Evolving Concepts, Roles, and Capabilities. Washington, D.C.: National Defense University Press, 2012.

Kyodo News. “China tests 2 more airfields in South China Sea”; posted 14 July 2016. http://news.abs-cbn.com/overseas/07/14/16/china-tests-2-more-airfields-in-south-china-sea

Roblin, Sebastien. “China’s H-6 Bomber: Everything You Want to Know about Beijing’s ‘B-52’ Circling Taiwan”; The National Interest; 18 DEC 2016. http://nationalinterest.org/blog/the-buzz/chinas-h-6-bomber-everything-you-want-know-about-beijings-b-18772

Rupprecht, Andreas, and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012.

Wuthnow, Joel and Phillip C. Saunders. “Chinese Military Reform in the Age of Xi Jinping: Drivers, Challenges, and Implications”; National Defense University Press; March 2017. http://ndupress.ndu.edu/Portals/68/Documents/stratperspective/china/ChinaPerspectives-10.pdf?ver=2017-03-21-152018-430

Featured Image: A J-31 stealth fighter (background) of the Chinese People’s Liberation Army Air Force lands on a runway after a flying performance at the 10th China International Aviation and Aerospace Exhibition in Zhuhai, Guangdong province, in this November 11, 2014 file photo. (Reuters/Alex Lee)

Asia-Pacific

A Growing Concern: Chinese Illegal Fishing in Latin America

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The Southern Tide

Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.

“The security environment in Latin America and the Caribbean is characterized by complex, diverse, and non-traditional challenges to U.S. interests.” Admiral Kurt W. Tidd, Commander, U.S. Southern Command, before the 114th Congress Senate Armed Services Committee, 10 March 2016.

By W. Alejandro Sanchez

In mid-August the Ecuadorian Coast Guard detained a Chinese vessel off the Galapagos Islands, an inspection revealed the ship was transporting approximately 300 tons of fish, some of which were endangered species. This is yet another high-profile incident involving Chinese ships fishing without authorization in Latin American waters and ongoing efforts by regional naval forces to stop this crime. (This commentary follows up a previous report by the author for CIMSEC entitled “Latin American Navies Combat Illegal Fishing.”)

Ongoing Incidents

The most recent incident occurred on 13 August when an Ecuadorian Coast Guard vessel and a supporting helicopter detained the Chinese vessel Fu Yuang Yu Leng 999 within the Galapagos Islands Marine Reserve. The vessel was escorted to Puerto Baquerizo Moreno, where an inspection discovered over 300 tons of a variety of fishes, particularly hammerhead and silky sharks as well as other endangered species. The vessel was a factory ship, which was fed fishes that were caught by other vessels. The country’s Ministry of Defense has stated that the Chinese fleet operating around Ecuador may number as many as 300 vessels. The incident prompted non-violent protests in front of the Chinese embassy in Quito as well as in Santa Cruz Island. At the time of this writing Ecuadorian authorities have put the crew on trial and have also sent a letter of protest to the Chinese government.

Previous to this case, the most notable illegal fishing-related incident in the region (so far) occurred in Argentina last year. In March 2016, the Argentine Coast Guard located a Chinese fleet fishing in its territorial waters by Chubut, southeast of the country. Security vessels were deployed, and the Coast Guard shot at the vessel Lu Yan Yuan Yu to prevent it from fleeing to international waters. Rather than stopping, the Chinese ship tried to ram one of the vessels.

https://gfycat.com/HospitableSoreAfricanwildcat

Argentina Coast Guard footage of Chinese fishing vessel Lu Yan Yuan Yu in March 2016. 

There have been other incidents in the past couple of years involving Chinese fishing fleets. A final example occurred in 2015, when the Chilean Navy stopped a number of Chinese vessels off the Bio Bio region in Chile’s exclusive economic zone. The concern was that they were fishing for shrimp. An 11 July 2015 Navy press release explains that said vessels were inspected and no illegal cargo was found.

In December 2016, the Peruvian media reported the presence of large fleets from Asian nations (China, Korea, Taiwan). Similar articles explaining how these fleets hurt Peru’s fishing industry were also published in May to continue to raise awareness among the population. It is important to stress that apart from the 2016 incident in Argentina, there have been no other reports regarding violent maneuvers by Chinese fishing vessels when in contact with Latin American security forces (at least none that the author could verify).

The Response

Leaving aside the governmental response to these incidents, regional naval security forces now must demonstrate that they are capable of monitoring and controlling their nation’s territorial waters. For example, after the Galapagos Islands incident, the Ecuadorian Navy carried out naval exercises aimed at combating transnational maritime crimes. The 209/1300 submarine Huancavilca participated in the maneuvers, along with three coast guard vessels and a helicopter. A civilian fishing vessel and crew were also utilized as the target for said maneuvers. Days after the exercises, the Ecuadorian media reported that Huancavilca had departed for the Galapagos Islands to help with patrolling the area against illegal fishing activities.

It is also worth noting that Ecuador and other nations are obtaining new naval platforms, particularly offshore patrol vessels (OPV), to monitor their maritime territory. For example, IHS Jane’s has reported that on 31 July the Argentine government passed a decree “authorizing state credit to finance some of the major defense acquisition programs included in the 2017 budget.” The acquisitions program includes OPVs, Beechcraft T-6C+ Texan II aircraft, among others. It is unclear if the OPV acquisition was motivated by the 2016 incident, but it stands to reason that this incident provided even more evidence that the Argentine Navy requires new platforms for maritime control.

Discussion

Discussing unauthorized Chinese fishing is complicated as alarmism must be avoided. The incidents between Chinese fishing fleets and security forces in Latin American waters have been few – at least from what has been reported. And apart from the 2016 incident in Argentina, none other has been violent.

Nevertheless, there are a plethora of reports regarding Chinese fleets operating without authorization in Latin America and other parts of the world, particularly in Africa: just this past June, Senegal detained seven Chinese trawlers for illegally fishing in its waters. Moreover, it is correct to assume that these fleets will continue to attempt to operate in Latin American waters in the near future, particularly as domestic demand for maritime resources prompts them to be bolder when it comes to the areas that they travel to. It is also important to mention that not all the fish China captures are for internal consumption, as the Wilson Center’s report “Fishing for Answers” explains: “most of China’s high-value species and about half the overall catch are exported to the EU, the United States, and Japan, and the other half is brought back to China and sold domestically.” (While this article is focusing on illegal fishing by Chinese fleets, we must keep in mind how growing global demand for fish is affecting the fishing industry in general).

Thus one concern looking toward the future is whether there will be more violent confrontations between illegal fishing fleets and security forces given a growing demand for maritime resources. So far, the vessels have either attempted to flee or surrendered to authorities, but the Argentine incident raises the question: would some of these crews one day decide to fight back in order to avoid capture and protect their profit?

Finally, the possible ramifications of future incidents like this must be considered. China is a global economic force, and most nations, including developing nations such as those in Latin America, would not want to take Beijing head on. This is arguably the reason why the incidents mentioned in this article have not somehow evolved into some type of trade or diplomatic crisis. In fact, just this past March, the Argentine government signed a  memorandum of understanding with the Chinese company Ali Baba to sell products like wine, meat, and (somewhat ironically) fish. Similarly, in spite of the December 2016 reports about the Chinese fishing fleet in its territorial waters, Chinese-Peruvian trade remains strong as the latest data by the Peruvian government states that trade grew by 30 percent in the first half of 2017 compared to the same period last year.

How Ecuador reacts to this latest incident will be interesting as Quito-Beijing ties are not only strong due to commerce but also on other areas. For example, Ecuador has acquired “709 4×4 and 6×6 multipurpose trucks, 6×4 fuel and water trucks, and different types of buses in a deal reportedly worth USD81 million,” according to IHS Jane’s. On 4 September, Ecuador’s daily El Telegrafo reported that China’s Ministry of Agriculture has proposed the establishment of an “intergovernmental communication mechanism” between Quito and Beijing to “exchange information and jointly protect” maritime resources and crack down on illegal fishing activities. At the time of this writing there have been no reports about how the Ecuadorian government will respond to this proposal but, if previous incidents in other countries are a precedent, the Galapagos Islands incident will probably be minimized in order to protect Quito-Beijing partnerships in other areas.

Final Thoughts

Demographic growth and scarcer maritime resources are a catalyst for more frequent clashes at sea. In recent years there have been various reports about Chinese fishing fleets operating in international waters and also crossing into a country’s maritime territory to carry out unauthorized fishing activities. The most recent August incident off the Galapagos Islands is another example of this problem, one which has gained prominence in Latin America since the March 2016 incident in Argentina.

New platforms like OPVs will help regional navies to more efficiently patrol their maritime territory and intercept unauthorized fishing fleets in the near future; however this is just half of the equation. The second part is how Latin American governments will adapt their relations (particularly trade) with China since most violating fishing fleets appear to be Chinese. Combating illegal fishing is a complex issue, as it involves modern (and numerous) platforms for surveillance and interception, as well as a skilled judicial system to prosecute the culprits. Adding the future of a country’s relations with China will not make the problem any easier. 

W. Alejandro Sanchez is a researcher who focuses on geopolitical, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.

The views presented in this essay are the sole responsibility of the author and do not necessarily reflect those of any institutions with which the author is associated.

Featured Image: Ecuadorian Navy photo of intercept of Chinese fishing vessel FU YUAN YU LENG 999.

Drones, Future Tech

Will Artificial Intelligence Be Disruptive to Our Way of War?

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By Marjorie Greene

Introduction

At a recent Berkshire Hathaway shareholder meeting Warren Buffett said that Artificial Intelligence – the collection of technologies that enable machines to learn on their own – could be “enormously disruptive” to our human society. More recently, Stephen Hawking, the renowned physicist, predicted that planet Earth will only survive for the next one hundred years. He believes that because of the development of Artificial Intelligence, machines may no longer simply augment human activities but will replace and eliminate humans altogether in the command and control of cognitive tasks.

In my recent presentation to the annual Human Systems conference in Springfield, Virginia, I suggested that there is a risk that human decision-making may no longer be involved in the use of lethal force as we capitalize on the military applications of Artificial Intelligence to enhance war-fighting capabilities. Humans should never relinquish control of decisions regarding the employment of lethal force. How do we keep humans in the loop? This is an area of human systems research that will be important to undertake in the future.       

Self-Organization

Norbert Wiener in his book, Cybernetics, was perhaps the first person to discuss the notion of “machine-learning.” Building on the behavioral models of animal cultures such as ant colonies and the flocking of birds, he describes a process called “self-organization” by which humans – and by analogy – machines learn by adapting to their environment. Self-organization refers to the emergence of higher-level properties of the whole that are not possessed by any of the individual parts making up the whole. The parts act locally on local information and global order emerges without any need for external control. The expression “swarm intelligence” is often used to describe the collective behavior of self-organized systems that allows the emergence of “intelligent” global behavior unknown to the individual systems.

Swarm Warfare

Military researchers are especially concerned about recent breakthroughs in swarm intelligence that could enable “swarm warfare” for asymmetric assaults against major U.S. weapons platforms, such as aircraft carriers.  The accelerating speed of computer processing, along with rapid improvements in the development of autonomy-increasing algorithms also suggests that it may be possible for the military to more quickly perform a wider range of functions without needing every individual task controlled by humans.

Drones like the Predator and Reaper are still piloted vehicles, with humans controlling what the camera looks at, where the drone flies, and what targets to hit with the drone’s missiles. But CNA studies have shown that drone strikes in Afghanistan caused 10 times the number of civilian casualties compared to strikes by manned aircraft. And a recent book published jointly with the Marine Corps University Press builds on CNA studies in national security, legitimacy, and civilian casualties to conclude that it will be important to consider International Humanitarian Law (IHL) in rethinking the drone war as Artificial Intelligence continues to flourish.

The Chinese Approach

Meanwhile, many Chinese strategists recognize the trend towards unmanned and autonomous warfare and intend to capitalize upon it. The PLA has incorporated a range of unmanned aerial vehicles into its force structure throughout all of its services. The PLA Air Force and PLA Navy have also started to introduce more advanced multi-mission unmanned aerial vehicles. It is clear that China is intensifying the military applications of Artificial Intelligence and, as we heard at a recent hearing by the Senate’s U.S. – China Economic and Security Review Commission (where CNA’s China Studies Division also testified), the Chinese defense industry has made significant progress in its research and development of a range of cutting-edge unmanned systems, including those with swarming capabilities. China is also viewing outer space as a new domain that it must fight for and seize if it is to win future wars.

Armed with artificial intelligence capabilities, China has moved beyond just technology developments to laying the groundwork for operational and command and control concepts to govern their use. These developments have important consequences for the U.S. military and suggest that Artificial Intelligence plays a prominent role in China’s overall efforts to establish an effective military capable of winning wars through an asymmetric strategy directed at critical military platforms.

Human-Machine Teaming

Human-machine teaming is gaining importance in national security affairs, as evidenced by a recent defense unmanned systems summit conducted internally by DoD and DHS in which many of the speakers explicitly referred to efforts to develop greater unmanned capabilities that intermix with manned capabilities and future systems.

Examples include: Michael Novak, Acting Director of the Unmanned Systems Directorate, N99, who spoke of optimizing human-machine teaming to multiply capabilities and reinforce trust (incidentally, the decision was made to phase out N99 because unmanned capabilities are being “mainstreamed” across the force); Bindu Nair, the Deputy Director, Human Systems, Training & Biosystems Directorate, OASD, who emphasized efforts to develop greater unmanned capabilities that intermix with manned capabilities and future systems; and Kris Kearns, representing the Air Force Research Lab, who discussed current efforts to mature and update autonomous technologies and manned-unmanned teaming.

DARPA

Finally, it should be noted that the Defense Advanced Projects Agency (DARPA) has recently issued a relevant Broad Agency Announcement (BAA) titled “OFFensive Swarm-Enabled Tactics” – as part of the Defense Department OFFSET initiative.  Notably, it includes a section asking for the development of tactics that look at collaboration between human systems and the swarm, especially for urban environments. This should certainly reassure the human systems community that future researchers will not forget them, even as swarm intelligence makes it possible to achieve global order without any need for external control.

Conclusion

As we capitalize on the military applications of Artificial Intelligence, there is a risk that human decision-making may no longer be involved in the use of lethal force. In general, Artificial Intelligence could indeed be disruptive to our human society by replacing the need for human control, but machines do not have to replace humans in the command and control of cognitive tasks, particularly in military contexts. We need to figure out how to keep humans in the loop. This area of research would be a fruitful one for the human systems community to undertake in the future.  

Marjorie Greene is a Research Analyst with the Center for Naval Analyses. She has more than 25 years’ management experience in both government and commercial organizations and has recently specialized in finding S&T solutions for the U. S. Marine Corps. She earned a B.S. in mathematics from Creighton University, an M.A. in mathematics from the University of Nebraska, and completed her Ph.D. course work in Operations Research from The Johns Hopkins University. The views expressed here are her own.

Featured Image: Electronic Warfare Specialist 2nd Class Sarah Lanoo from South Bend, Ind., operates a Naval Tactical Data System (NTDS) console in the Combat Direction Center (CDC) aboard USS Abraham Lincoln. (U.S. Navy photo by Photographer’s Mate 3rd Class Patricia Totemeier)