That Sinking Feeling: Inflation and the National Shipbuilding Procurement Strategy

This post originally featured on the CDA Institute, and is republished with permission. You can read it in its original form here

CDA Institute guest contributor Ryan Dean, a PhD candidate at the University of Calgary, offers a reminder on the dangers of inflation in Canada’s defence procurement efforts.

A good portion of our future navy has been sunk on the drawing board by inflation.

Inflation is an economic term that encompasses all the variables that lead to a general price increase in a good or service. In the case of warships, inflation includes everything from technical issues related to the design of the ships to increases in the wages of the shipyard workers who build the ships. The longer a budget takes to be spent, the less that budget can buy.

Military inflation rates have a voracious appetite and can eat through capital budgets far faster than their civilian counterparts. American warships have historically inflated at an annual rate of 9 to 11 percent. The National Shipbuilding Procurement Strategy (NSPS), modeled on American shipbuilding practices, could suffer from even higher inflation rates as we are dealing with the additional time and costs of resurrecting a shipbuilding industry and we do not enjoy the same economies of scale as our southern neighbour in sustaining this strategic industry.

Long delays between the allocation of budgets for a class of warship and their actual construction allows for high inflation rates to halve these budgets. This has already happened with the Joint Support Ship (JSS) and the Arctic Offshore Patrol Ship (AOPS) procurements. It is now happening with the Canadian Surface Combatant (CSC) Project.

The time invested in designing the JSS to be a highly capable platform backfired. $2.9 billion was budgeted in 2006 to build three replenishment vessels by 2012. Internal pressure for a very ambitious ship led to sealift and command-​and-​control ashore capabilities being added to the original refueling and resupplies tasks of the proposed vessels. Three “big honking ships,” to borrow the term introduced by General Rick Hillier, with those capabilities could not be delivered within budget and the government rejected bids in 2008. The NSPS effectively pushed things back until 2011, at which time the procurement resumed. In 2013 the “off the shelf” German designed Berlin-​class, capable of refueling and resupplying but not sealift and command-​and-​control, was selected as Canada’s next replenishment vessels with construction beginning in 2016 and deliveries scheduled for 2019 and 2020. Instead of three of these vessels, now only two Queenston-​class ships are promised. The negative effects of inflation resulting from years of delays have sunk one of our replenishment vessels on the drawing board.

The AOPS was announced in 2007. $3.1 billion was budgeted to build six to eight ships with deliveries starting in 2013. Based on the Norwegian Svalbard-​class, much time and money was invested in attempting to increase the capabilities of the design, though it appears these efforts have largely failed. Time spent on this and the development of the NPSPpushed the AOPS delivery date back to 2018. As with the JSS, the years of delay allowed inflation to hollow out theAOPS budget. A report issued late 2014 by the Parliamentary Budget Officer (PBO) found that the AOPS budget could only afford four vessels at that point. In response, the government added an additional $400 million to the project and revised their official number of ships delivered down to five or six, though these numbers remain optimistic. Inflation has sunk nearly half the proposed AOPS.

$26.2 billion is budgeted to build up to 15 CSCs, at best a one-​for-​one warship recapitalization program to replace the Royal Canadian Navy’s destroyers and frigate fleet. Given that the AOPS was placed first in the NSPS construction queue, the first CSC will not be delivered for another 10 years with the rest following over a 2030 year period. This affords inflation plenty of time and opportunity to do its worst. A 2013 PBO report and recent news reports draw attention to this fact, with inflation placing nearly half the future CSC fleet in jeopardy. The financial situation is so grim that, as a cost saving measure, there has even been a proposal to start cannibalizing systems from our current fleet with which to outfit our future fleet.

The thrust of this short piece is that we must stay aware of the negative effects of inflation in our military procurements. Delays come with significant costs. In the cases of the JSS and AOPS, the costs are fewer and less capable ships.

How can inflation be addressed, aside from cutting numbers or capabilities to stay within eroded budgets? The best way is speed, something to keep in mind regarding the CF-​18 Replacement Project and proposals by the Opposition parties to restart an open bidding process. Would any benefits that could result from pressing the reset button on that procurement program again outweigh the high costs of additional time and inflation? Similarly, robbing the CF-​18 Replacement Project to pay for the CSC Project would only magnify the problems of the Royal Canadian Air Force’s recapitalization due to inflation. However, in the case of the CSC, speed is not an option due its place in the NSPS shipbuilding queue.

The other way to address inflation is to simply buy back time by increasing capital budgets. The Trudeau-era’s Defence Structural Review did this, increasing the military’s capital budgets which led to the purchases of the CF-​18s and the Halifax-​class frigates in the 1980s. This has historically been something that Canada has been adverse to do but times could be changing. As noted above, the AOPS budget was increased late last year by $400 million despite constraints on across the board federal spending. Additional monies will preserve not just CSC numbers, but their capabilities as well.

Ryan Dean is the winner of the 2015 Canadian Naval Memorial Trust Essay Competition and is a PhD candidate in the Department of Political Science, University of Calgary. (Image courtesy of the Royal Canadian Navy.)

Distributed Lethality and Concepts of Future War

By Dmitry Filipoff

Introduction

One must be ready to change his line sharply and suddenly, with no concern for the prejudices and memories of what was yesterday. To rest upon formula is a slumber that, prolonged, means death.”-Admiral Hyman G. Rickover.1

Distributed lethality is a concept that was officially launched a year ago by Navy leadership to explore how dispersing forces would enhance warfighting. Traditionally, dispersion has been a cardinal sin in the highly decisive nature of naval warfare, but new threats and capabilities may have changed this principle that has long guided the employment of warships. This analysis aims to show how distributed lethality can offer versatile means for achieving political and military objectives in an era of lean budgets and evolving threats.

Warfighting Characteristics

“More ships with more firepower acting more independently will increase the planning complexity and resourcing of our potential challengers.”-Vice Adm. Tom Rowden, Commander U.S. Naval Surface Forces.2

Navy leaders assert that distributed lethality will “add battlespace complexity3 and “complicate the calculus” of an adversary. How will dispersed surface action groups (SAG) accomplish this compared to traditional carrier strike groups (CSG), and how will dispersion affect operations in the electromagnetic (EM) domain?

Distributed lethality attacks left on the kill chain, meaning it intends to influence the earlier phases of the process by which targets are located, identified, targeted, engaged, and effects are assessed. Aside from increasing search volume, dispersion challenges intelligence, surveillance, and reconnaissance (ISR) through modularity. In a CSG centric navy, the detection of a large surface combatant increases the probability of learning the disposition of other warships, including valuable capital ships, and of knowing the operational unit they are arrayed in. The modularity offered by dispersed SAGs exacerbates the ISR challenge by reducing the certainty of what kinds of forces may be acting in concert with a potential contact, and what their capabilities and missions are. This will complicate prioritization of ISR and firepower, and increase the probability of expending precision guided munitions (PGM) due to forced error.4

However, distributed lethality will induce friction on the dispersed force. It is presumed that naval forces will employ emissions control (EMCON) techniques to frustrate the adversary in the EM domain. But EMCON exacerbates the challenges inherent to coordinating a dispersed force. Prior Navy experimentation discovered these challenges. Operations Haystack and Uptide revealed that dispersed operations under EMCON dramatically increase carrier survivability against submarines and land based bombers but at the expense of lengthened decision cycles.5 Under electromagnetic opposition, the degradation of confidence in the networking of a distributed force is easier because of additional variables to be accounted for and that can be influenced by enemy action. Aggregated forces can also more easily employ alternative means of communication compared to distributed forces.

Lengthened decision cycles for dispersed forces causes handicaps and presents dilemmas. Operations whose success is contingent upon careful coordination are less likely to succeed. The ability to mass capability on short notice amidst determined opposition is impaired. Planners must consider the extent that a SAG may be tied down by enemy action and its own tasking, and the resulting  impact on total force flexibility. Operations must have built in flexibility and consider myriad contingencies. Scenarios where SAGs may be called upon to support one another will pose a challenge given how the Navy’s offensive firepower may soon outstick its defensive firepower. These realities will place a premium on inclusive planning and the Navy’s command by negation tradition.

Dispersion will complicate the enemy’s ISR at the expense of reducing one’s own C2 agility. It is important to note that C2 is not just further left in the kill chain than ISR and targeting, but threads the entire process together. These realities may make distributed lethality inflexible under certain circumstances, and result in a higher echelon commander’s intent being articulated in broader terms and with more modest aims. Vice Adm. Ted N. Branch, Deputy Chief of Naval Operations for Information Dominance, pointedly reminded that “the assured C2 pillar touches almost everything we do.”6 The nature of modern conventional warfare has made the EM domain the battleground for superior decision making, and distributed lethality affects the kill chain of all parties.

Distributed Lethality versus Anti-Access/Area Denial 

As they seek greater influence, we confront states that seek to compromise freedom of the seas, where conflict and coercion are increasingly common.Chief of Naval Operations Adm. John. M Richardson.7

The Anti-Access/Area Denial (A2/AD) environment is the threat environment dominating the thinking of senior Navy leaders. What advantages does distributed lethality offer in meeting the A2/AD challenge?

Combating an A2/AD adversary could involve operations spanning multiple areas including blue water sea control, power projection into the littoral and across land. While the CSG is a formidable asset against the warships of a near peer adversary, a salvo competition between a CSG and A2/AD forces, especially land based forces, would be suicidal. The A2/AD model is attrition based. Its predominant advantage over expeditionary forces is the logistical sustainment of PGM, ensuring victory in a salvo competition if accurate targeting is sustained. By denying commons, A2/AD reduces freedom of maneuver and raises the probability of attrition based operations, forcing expeditionary forces into the A2/AD’s strength.

Distributed lethality counters A2/AD’s attrition model through maneuver warfare’s intent to probe for weakness and influence psychology. Dispersion facilitates multiple points of entry into theater, allowing for more sea control and maneuver. This in turn strains the anti-access mission and forces the adversary into executing area denial simultaneously. Distributed forces can probe more areas of the A2/AD envelope to gain intelligence on the opponent’s ISR capabilities and discover the true extent of their maritime domain awareness (MDA), setting the stage for follow on operations. Complicating ISR and targeting offsets logistical superiority by injecting uncertainty.

Platforms and Capabilities

“The Navy must be able to access any domain – and possess the mix of kinetic and non-kinetic weapons necessary to prevail today and tomorrow.”-Rear Adm. Mathias W. Winter, Chief of Naval Research.8

Distributed lethality will benefit from the numerous capabilities the Navy is developing to maintain its edge. The concept seeks to employ platforms in different ways, and promote versatility to make the most of limited resources. How could the Navy employ its warships differently and which capabilities should be prioritized?

In a 2014 CIMSEC article Admiral Tom Rowden, then director of Surface Warfare Directorate OPNAV N96, articulated a concept of dispersed lethality and asserted a distributed force will not be dependent on the air wing.9  While distributed lethality deemphasizes carrier strike missions, the air wing will be a critical enabler for the distributed force. A distributed air wing can provide rapid response anti-submarine warfare capability and function as communications relays for maintaining a responsive decision cycle while the dispersed force operates under EMCON. The air wing’s screening and early warning functions will be indispensable for enabling commanders on the scene to exercise initiative and engage on their own terms. The air wing will refocus from the right side to the left on the kill chain. 

Much has been made of a recent memo issued by Secretary of Defense Ash Carter to Secretary of the Navy Ray Mabus on the Navy’s programs. The most significant directives include cutting procurement of the littoral combat ship (LCS) from 52 hulls to 40, and procuring 31 additional F-35C aircraft.10 It is important to note that distributed lethality was born from a wargame at the Naval War College where a LCS equipped with a long range surface to surface missile “added stress and complexity to the red force commander, who had to spend precious ISR resources trying to find these upgunned ships.”11 If aircraft and fast frigates/LCS are mutually exclusive investments in the near term, the Navy should explore whether it needs more shooters in the form of additional warships or air wing enablers performing the aforementioned missions.

USS Fort Worth. Rolls-Royce Photo.
USS Fort Worth. (Rolls-Royce Photo)

A payload that has been wisely distributed across the Navy’s warships is the AN/SLQ-32 electronic warfare (EW) system. The Block III increment of the Surface Electronic Warfare Improvement Program (SEWIP)  will provide common electronic attack capability to surface combatants.12 Not only does the CSG focus large surface combatants on the defensive application of anti-air warfare (AAW), it does the same for EW. A distributed force equipped with an offensive EW capability could cause great disruption to an adversary’s ISR picture, reinforcing distributed lethality’s intent to attack left on the kill chain. As a part of a proposed acquisition fastlane, Chief of Naval Operations Adm. John Richardson has singled out EW capabilities as “candidates for this kind of rapid acquisition, rapid prototyping13 which will benefit distributed lethality enormously.  

Distributed lethality aims to add more firepower to the fleet, potentially even equipping logistics vessels with missiles as a part of the maxim “if it floats, it fights” issued by OPNAV N96 chief Rear Adm. Peter Fanta.14 However, the Navy should reexamine prioritizing anti-surface warfare (ASuW) capability and consider focusing on land attack. While putting modern anti-ship missiles on more surface combatants would reinvigorate the Navy’s ASuW capability, enhanced power projection across land holds greater deterrence value. The Navy’s land attack proficiency is well honed and proven through recent experience. Thankfully the versatility of the tomahawk missile can enhance both mission sets, but presents the technical challenge of installing vertical launch cells on ships that may have little space and weight to spare.

Arguably no set of capabilities stand to enhance distributed lethality more so than Cooperative Engagement Capability (CEC) and Naval Integrated Fire Control-Counter Air (NIFC-CA). These capabilities allow one platform’s sensors to provide a targeting solution to another platform’s weapons. This will multiply the lethality of a distributed force across vast areas of influence by allowing for the massing of payloads but not platforms. Distributed forces will be able to mitigate risk by mixing and matching whatever combination of sensors and shooters best fits an engagement while ensuring survivability.

Strategic Merit

“…it’s primarily about changing our ways and means right now and the operational concepts we use to achieve our objectives…”- Deputy Secretary of Defense Robert O. Work.15

An operational concept’s warfighting advantages are linked to its deterrence value. How does distributed lethality contribute to deterrence, and what options does it provide policymakers confronting crisis?

Distributed lethality enhances deterrence by influencing psychology through more than just kinetic means. It aims to degrade an adversary’s confidence in their weapons rather than through the threat of overwhelming force, a threat that is not as credible against an A2/AD adversary. Dispersion better allows for demonstrations within the EM domain, which may prove a less escalatory form of conveying resolve than deploying a CSG to a hotspot. The enormous creativity allowed by electromagnetic maritime deception allows for a more nuanced and flexible escalatory dynamic. Demonstration options range from temporarily confusing sensors to simulating strikes against strategic forces with impunity as the Navy did in NORPAC 82.16 Not only does threatening the destruction of networks constitute escalation, it attacks the channels by which deception conveys deterrence.17 During crisis, distributed lethality’s modularity allows for more options in terms of what and how many assets are committed to posturing, giving policymakers a more flexible means for adjusting the “temperature.” Distributed lethality not only has more to offer for maneuver in the military sense, but also politically.

As the threat environment evolves, reassessing the CSG’s deterrence value should occur in tandem with reevaluating its warfighting applications. Captain Robert C. Rubel (ret.) makes the excellent point that “If a lucrative target loaded with potent geopolitical symbolism is on scene, with more on the way, it could precipitate a dangerous “window-of-opportunity” mindset in the opposing government.”18 Sending a CSG to a hotspot could “catalyze as deter” and threaten nightmarish devastation or monumental loss of face as carriers are hurriedly withdrawn for the sake of preservation at the outbreak of war. During the initial phases of conflict, failing to deceive ISR through nonkinetic means could quickly escalate into attempting their physical destruction, up to and including strikes on mainland installations, which is more likely if a carrier’s survival is at stake.

Distributing forces will lower a first strike’s potential for success, which is especially important for deterring an adversary employing A2/AD. Jon Solomon points out an adversary’s maritime domain awareness “will never be as accurate and comprehensive at any later point in a conflict as it is during peacetime’s waning moments.”19 A patrolling, dispersed force would provide a more complex targeting picture, and would reveal more indicators and warning of an impending attack across a larger geographical area. These advantages would be realized by having forward deployed forces already operating in a dispersed manner at Phase 0, or otherwise face the uncomfortable process of transitioning into a dispersed force in the midst of crisis or at the onset of conflict.

Final Thoughts

“It will be orange and it may look kind of odd put together and won’t have the nice slick red/gray paint and it won’t be totally tested and it might fail, but we’ve got to get it out there and see what we can do with that.”-Chief of Naval Operations Adm. Jon Greenert.20

There are additional lines of inquiry that must be explored in order to flesh out distributed lethality. For example, what does it entail for amphibious forces? These forces are more likely to face the littoral arena, and their objectives are set upon fixed geography which limits their freedom of maneuver. The history of naval warfare has shown time and time again that key naval engagements precipitated in relation to developments and objectives on land. Scenarios commonly envisioned today such as a Taiwan contingency or a defense of the Strait of Hormuz demand that the Navy examine distributed lethality in a fixed geographical context. The concept will also challenge the ability to wage coalition warfare, as the careful planning and execution demanded by dispersed operations under EMCON will require ample cooperation and true interoperability.

Nonetheless, distributed lethality offers numerous benefits. It will make the most of what the Navy has today, while maximizing the value of investments that will achieve fruition both in the short and long term. It provides means for confronting the A2/AD challenge, and fulfills Air-Sea Battle’s intent to ensure U.S. forces can “assure access, maintain freedom of action, conduct a show of force, or conduct limited strikes.”21 Ultimately, it provides political and military leadership more flexibility to maneuver within crisis and conflict. The Navy must call upon its rich history of innovation and experimentation to turn distributed lethality into a credible warfighting construct that will deter foes, reassure allies, and make the greatest Navy the world has yet seen greater still. 

Dmitry Filipoff is CIMSEC’s Director of Online Content. He can be contacted at Nextwar@cimsec.org.

[1] Admiral Hyman G. Rickover. US Naval Postgraduate School address (16 March 1954). 

[2] Vice Adm. Tom Rowden. “Distributed Lethality: The Beginning of the Beginning,” Navy Live (January 20, 2015).

[3] Vice Adm. Thomas Rowden et. al. “Distributed Lethality,” U.S. Naval Institute Proceedings (January 2015).

[4] Solomon, Jon. “Guided Munitions Inventory Management, Producibility, and their Effects on Strategy (Part 1 of 2),” Information Dissemination (November 3, 2014).

[5] Angevine, Robert G. “Hiding in Plain Sight: The U.S. Navy and Dispersed Operations Under EMCON, 1956-1972,” Naval War College Review (Spring 2011).

[6] Vice Adm. Ted N. Branch. “A New Era in Naval Warfare,” U.S. Naval Institute Proceedings (July 2014).

[7] Chief of Naval Operations  Adm. John M. Richardson. “The Growing Importance of the Maritime,”10th Regional Seapower Symposium, Venice, Italy (October 22, 2015).

[8] The Fiscal Year 2016 Budget Request United States House of Representatives, 114th Cong. Statement of Rear Admiral Mathias W. Winter, United States Navy Chief of Naval Research. House Armed Services Subcommittee on Emerging Threats and Capabilities (March 26, 2015).

[9] Rear Adm. Thomas S. Rowden. “Surface Warfare: Taking the Offensive,” Center for International Maritime Security (June 14, 2014).

[10] U.S. Navy. “Surface Electronic Warfare Improvement Program (SEWIP),” United States Navy Fact File (November 15, 2013).

[11] Freedberg Jr., Sydney J. “CNO Richardson Urges Fast-Track For Cyber, EW & Drones,” Breaking Defense (December 7, 2015).

[12] Secretary of Defense Ash Carter. “Memorandum for Secretary of the Navy,” United States Department of Defense (December 14, 2015).

[13] Eckstein, Megan. “Navy Studying Implications of Distributed Lethality in Wargames Series,”U.S. Naval Institute News (July 9, 2015).

[14] Freedberg Jr., Sydney J. “ ‘If it Floats, It Fights’: Navy Seeks ‘Distributed Lethality’,” Breaking Defense (January 14, 2015).

[15] Deputy Secretary of Defense Robert O’Work.  The Third U.S. Offset Strategy and its Implications for Partners and Allies, Center for a New American Security, Washington D.C. (January 28, 2015).

[16] Pico, Andy. “How to Hide a Task Force,” Navweaps ( June 2, 1999).

[17] Solomon, Jonathan F. “Maritime Deception and Concealment Concepts for Defeating Wide-Area Oceanic Surveillance Reconnaissance-Strike Networks,” Naval War College Review (Autumn 2013).

[18] Capt. Robert C. Rubel (ret.), “Cede No Water: Strategy, Littorals, and Flotillas” U.S. Naval Institute Proceedings (September 2013).

[19] Solomon, Jon. “Parrying the 21st Century First Salvo,” Information Dissemination (October 16, 2014).

[20] Chief of Naval Operations Adm. Jonathan Greenert. Speech given at Naval Future Force Science and Technology Expo, (February 4, 2015).

[21] Air-Sea Battle: Service Collaboration to Address Anti-Access and Area Denial Challenges, United States Department of Defense (May 2013).

Communist China’s Approach to Force: 1962 Lessons for the Senkaku Islands?

By Alex Calvo

Given the continued tensions in the East and South China Seas, and the constant speculation on whether Beijing may choose to escalate, it can be useful to have a look at how the PRC has traditionally resorted to force, and in particular the 1962 Sino-Indian War.

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Professor Brahma Chellaney wrote an interesting summary of Communist China’s approach to war, based on that conflict, which saw the Chinese Army penetrate deeply into India for 32 days, after which “Beijing announced a unilateral ceasefire, and the war ended as abruptly as it had begun. Ten days later, the Chinese began withdrawing from the areas they had penetrated on India’s eastern flank, between Bhutan and Burma, but they kept their territorial gains in the West—part of the original princely state of Jammu and Kashmir. India had suffered a humiliating rout, and China’s international stature had grown substantially”. The six principles displayed were:

  • Surprise. As already advised by Sun Tzu, who wrote that all warfare was “based on deception”.

  • Concentration, “hitting as fast and as hard as possible”.

  • First Strike.

  • Waiting, and choosing the right moment.

  • Camouflaging offence as defence, engaging in “defensive counterattacks”.

  • Daring. A tendency to gamble and take risks.

When it comes to the Senkaku Islands, a question is whether these principles may be employed, in the form of an airborne or seaborne landing of troops or a mixed force of military personnel and “activists”, bypassing the Coastguard units shielding them and taking advantage of the lack of land forces.

Aerial view of the Senkaku Islands
Aerial view of the Senkaku Islands

Concerning surprise, we can see a clear distinction between 1962 and this scenario in terms of strategic surprise. Beijing is announcing every day that she wants the Senkaku, and not making any effort at all to pretend that she is only ready to resort to non-violent means. No ambiguity here, therefore no strategic surprise is being sought. At the tactical level, on the other hand, there is no surprise either in the constant harassment at the hands of paramilitary assets or “civilian” expeditions, but this could be a cover behind which to prepare a landing by military or other government personnel. It is here that surprise may lie, since Beijing may try to take advantage of the presumption that it is only unarmed activists who try to land, inserting an armed force, maybe by air.

With regard to concentration, the nature of the islands means that this principle would not be applicable in exactly the same sense as it was in 1962. Rather than hitting “as fast and as hard as possible”, as Chellaney explains China did against India, the goal would be still be to do it as swiftly as possible but not as hard as possible, rather the contrary, since the idea would be to avoid a clash with the Japanese Coast Guard or other government agencies. Beijing’s goal would be to force Tokyo to take the always difficult decision in a democracy to fire the first shot.

When it comes to striking first, again we have to note an essential difference. Beijing would still be interested in surprise, as already noted, that is she would try to make the first move (and by definition she would, since the islands are already in Japanese hands) but not to shoot first. This would be a major difference with 1962 or with the 1979 “lesson” against Vietnam.

The idea that an attack should be launched at the right time, with a view to a favourable worldwide state of affairs, remains as relevant as ever. This is linked to one of Beijing’s imperatives, preventing the US from coming to Japan’s aid. It would also involve other, regional, powers however. China has a need to keep an eye on Russia, Vietnam, the Philippines, and India, among others. It must be said, concerning this, that while it is true that Beijing has usually been smart to launch its limited offensives at the right time (this includes the seizure of the Paracel Islands, occupation of Johnson Reef, and capture of Mischief Reef), when it comes to Japan she miscalculated in 2010. Beijing imposed an embargo on rare earths exports in reaction to the arrest of a trawler’s skipper, not only failing to secure any objective beyond his release but unleashing a major effort to implement alternative technologies, recycle, seek new suppliers, and even explore seabed deposits. The result is that Japan has significantly cut down her dependence on Chinese rare earths.

Japanese air patrol over the Senkaku Islands
Japanese air patrol over the Senkaku Islands

The tendency to carry out “defensive counterattacks” seems to be a constant in Chinese behaviour, which Chellaney reminds his readers had already been noted by the Pentagon in its 2010 report on “Military and Security Developments Involving the People’s Republic of China” to Congress. This report lists a number of instances where Beijing chose to seize the initiative, while framing her actions in a “response” narrative. In a way this is already been happening in the Senkaku Islands, since after each incident Beijing not only rejects Japanese protests but actually issues her own, saying that they are part of her territory and that therefore it is Japanese units which are trespassing. The text also points out how Chinese doctrine calls for waiting for the enemy to strike first, while defining that first strike in political, not necessarily military, terms. Thus it is fine to be the first to resort to force in reaction to a political offensive. The report quotes from “the authoritative work, Science of Military Strategy,” to explain that “Striking only after the enemy has struck does not mean waiting for the enemy’s strike passively.… It doesn’t mean to give up the ‘advantageous chances’ in campaign or tactical operations, for the ‘first shot’ on the plane of politics must be differentiated from the ‘first shot’ on that of tactics… if any country or organization violates the other country’s sovereignty and territorial integrity, the other side will have the right to ‘fire the first shot’ on the plane of tactics.'”

Would this doctrine be compatible with a sneak landing on the Senkaku Islands? It could fit with it if we expanded it to comprise three, as opposed to two planes. The first one would still be the political, with Beijing claiming (as she does) that the islands are hers and that therefore the Japanese are invaders, a position made much easier to sustain by Tokyo’s reluctance to develop the islands, thus contradicting her claims that not only do they belong to the country but that there is no territorial dispute. The second one, where Beijing would be taking the initiative, would be the “tactical-cold” one, that is the employment of force (in the sense of deploying military or paramilitary personnel in violation of Japan’s borders but without inflicting casualties). Finally, the third would be the “tactical-hot,” that is the actual employment of weapons with live fire, where China would rather have Japan be the first to shoot, in the knowledge that it is difficult for democracies to take such decisions and thus in the hope that Tokyo would refrain from doing it or that, if she did, this could be used to Beijing’s advantage on the propaganda and diplomacy fronts.

Finally, with regard to China’s tendency to gamble and take risks, Chellaney notes that this could be furthered by her “second-strike nuclear capability and unprecedented economic and conventional military strength.” In addition to these two powerful factors, we could perhaps mention two additional ones, whose impact is less clear cut but which may nevertheless have some influence: a possible economic crisis and popular demand for the seizing of the Islands. Concerning a crisis, a growing number of voices are alerting about the possibility that the country’s uninterrupted economic growth may sooner or later be brought to a halt. Whether that would prompt a more cautious foreign policy or on the contrary whet Beijing’s appetite for adventures is open to debate. With regard to her domestic public opinion, Beijing is playing a dangerous game by pushing so hard for the Senkaku Islands and thus risking becoming a prisoner of her own narrative. This brings to mind Hugh Bicheno’s comment, in his unofficial history of the Falklands War, that territorial conflicts may be useful to “distract the masses,” but that this “creates an issue others will exploit to question the Nationalist credentials of whoever is refraining from recovering the lost lands.”

We can thus conclude that Communist China’s traditional approach to force, as exemplified by the 1962 War, means a clear danger that Beijing will try to seize the Senkaku Islands by inserting forces and daring Tokyo to be the first to open fire.

Alex Calvo is a guest professor at Nagoya University (Japan) focusing on security and defence policy, international law, and military history in the Indian-Pacific Ocean Region. A member of the Center for International Maritime Security (CIMSEC) and Taiwan’s South China Sea Think-Tank, he is currently writing a book about Asia’s role and contribution to the Allied victory in the Great War. He tweets @Alex__Calvo and his work can be found here.

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Fostering the Discussion on Securing the Seas.