Category Archives: Asia-Pacific

Analysis relating to USPACOM.

North Korea and Asymmetric Naval Warfare

By Paul Pryce

In recent years, several detailed analyses have been produced on Iranian efforts to develop the doctrine and capabilities necessary to wage ‘asymmetric naval warfare.’ This has involved preparing the Islamic Republic of Iran Navy (IRIN) and Iranian Revolutionary Guard Corps’ Navy (IRGCN) to wage a kind of insurgency in the Strait of Hormuz and the Persian Gulf, employing ‘swarming’ tactics with well-armed small boats and fast-attack craft along with naval mines, submarines, and anything else that might allow Iran to exploit the vulnerabilities of a technologically superior enemy like the United States Navy (USN). In 2008, the Washington Institute for Near East Policy released an excellent example of this analysis less than a year after IRGCN forces captured 15 British Royal Navy personnel that had been operating in Iraqi waters.

Yet there are few detailed analyses of whether the Korean People’s Navy (KPN) – the maritime force of the Democratic People’s Republic of Korea (DPRK) – could similarly employ asymmetric warfare to counter the technological superiority of the Republic of Korea (ROK) and its US allies. This is particularly surprising when one considers how Iran has only recently begun to develop such asymmetric capabilities since its mining of the Persian Gulf during the Iran-Iraq War, which saw significant damage to the guided missile frigate USS Samuel B. Roberts in April 1988. The DPRK, meanwhile, has been contending with a capability gap against its southern adversary for far longer. Although IRIN must divide its attention somewhat between the Persian Gulf and the Caspian Sea, the KPN is truly split into two distinct fleets, one concerned with the Yellow Sea to the west and the other concerned with the Sea of Japan to the east. Simple geography prevents the KPN from ever truly consolidating its forces. This extends, of course, even to shipbuilding, with many vessels in the Eastern Fleet originating at Wonsan Shipyard and much of the vessels in the Western Fleet originating at Nampo Shipyard.

Helped along by the dissolution of the Soviet Union and the decline in availability of Russian military equipment, it seems the DPRK has set about developing its own defence industry and is producing new vessels that, while clearly unable to square off against ROK counterparts, could prove effective at waging asymmetric warfare at sea. Well-suited to swarming, the Nongo-class fast attack craft, which appears to be 35 metres long and displace 200 tons, could harass ROK and USN vessels. Rare glimpses of this vessel in DPRK propaganda footage suggest that the Nongo-class is equipped with a turret-mounted 76mm gun, possibly reverse-engineered from the Italian-designed OTO Melara 76mm, along with a complement of Russian-produced Zvezda Kh-35U subsonic anti-ship missiles.

Nongo class missile boat.
Nongo class missile boat.

The prominence of submarines in KPN modernization efforts is also telling. The old Romeo- and Whiskey-class diesel-electric submarines received from the Soviet Union are being phased out in favour of some domestically produced designs. Satellite imagery as recent as July 2014 indicates North Korea is building a submarine with a length of 65.5 metres and a displacement of between 1,000 and 1,500 tons, which has been dubbed the Sinpo-class, for addition to its East Fleet. South Korean media sources, such as Yonhap News, claim that the design is reverse-engineered from a Soviet Golf-II diesel-electric submarine and could deploy ballistic missiles. Others, like the US-Korea Institute at Johns Hopkins University’s School of Advanced International Studies, believe the design to be based on older Yugoslavian designs like the Heroj- and Sava-classes. However, little else can be discerned about the lone vessel of this class spotted in satellite imagery.

The most compelling aspect of KPN asymmetric warfare to date is the continued prevalence of the Yeono-class midget submarines. First introduced in 1965, these vessels require a crew of only two to operate but can carry six or seven passengers, proving useful for DPRK covert operations against South Korea and Japan. With a submerged displacement of 130 tons and a length of approximately 20 metres, each is armed with two 533mm torpedo tubes. It is believed that a Yeono-class submarine fired the torpedo that sank ROKS Cheonan, one of South Korea’s Pohang-class corvettes, in March 2010. Although the KPN reportedly has only ten Yeono-class submarines left in operation, the attack on ROKS Cheonan demonstrates how such a weapon, deemed obsolete by Western standards, might still present a very real threat to network-centric navies like that of the ROK.

CNO Admiral Jon Greenert visits the Cheonan memorial in May 2013. U.S. Navy photo.
CNO Admiral Jon Greenert visits the Cheonan memorial in May 2013. U.S. Navy photo.

The North Koreans are not alone in recognizing the potency of midget submarines like the Yeono-class. Since 2007, Iran has acquired 14 submarines of this class and is domestically producing its own derivative of the design, known as the Ghadir-class. The convergence of Iranian and North Korean naval doctrine underscores the need for further analysis of the latter’s intentions, capabilities, and potential impact on the security of the Korean Peninsula’s littorals. The KPN’s Soviet submarines and swarms of small Kusong-class torpedo boats might have once seemed to American and South Korean defence planners to be sufficiently straightforward a threat to counter. But the vessels described here demonstrate that the DPRK is adapting to its strategically disadvantaged position and lack of technological sophistication.

This is particularly problematic for the ROK Navy, which has focused so heavily in recent years to attain blue-water status. According to the analysis of Vice Admiral (retired) Yoji Koda of the Japan Maritime Self-Defense Force, the ROK has limited anti-submarine warfare capabilities. In this sense, the Yeono-class perfectly exploits one of the ROK Navy’s most glaring capability deficits. Satellite imagery may have picked out a vessel as substantial as the Sinpo-class, but what might it miss? Based on the successful engagement against ROKS Cheonan, it would not be a surprise if the DPRK were actively working on a new design based on the Yeono-class. Such small vessels would not be spotted as readily as a 1,500 ton submarine openly berthed at Sinpo South Shipyard.

Another area of some uncertainty regarding DPRK asymmetric capabilities is minelaying. Naval mines were of significant importance to the KPN during the Korean War – so much so that 70% of the casualties suffered by USN vessels during that conflict were due to mines laid by DPRK forces. Yet subsequent research suggests those mines were laid with significant Soviet guidance and training, and it would be a stretch to assume DPRK mine warfare has gained much in sophistication since then. There are also no indications whether the KPN currently operates dedicated minelaying vessels. In the absence of such, DPRK mine warfare would certainly be inefficient but it could, in the most desperate of circumstances, even employ civilian vessels in such a role. For example, during the Korean War blockade of Wonsan, the DPRK made use of local sampans as minelayers. It would be wise of the ROK Navy to not bet on that scenario and invest in improved mine countermeasures.

The DPRK is among the most secretive regimes and so detailed information on its military capabilities is scarce as has been indicated here. Yet what little can be prised from open source information shows that the DPRK is at least as advanced as Iran in its ability for asymmetric warfare at sea. It is vital that further attention be paid to the evolution of the KPN so that, first and foremost, incidents like the sinking of ROKS Cheonan are not repeated, but also to ensure that any potential intervention by the international community against the DPRK proceeds without significant loss of life or assets for the ROK and its allies.

Paul Pryce is Political Advisor to the Consul General of Japan in Calgary and a long-time member of the Center for International Maritime Security (CIMSEC). He has previously written as the Senior Research Fellow for the Atlantic Council of Canada’s Maritime Nation Program.

China’s Middle East Balancing Act

This article originally featured at the Conference of Defense Associations Institute, and is republished with permission. Read it in its original form here. 

CDA Institute Security & Defence Blogger Adam MacDonald, an independent scholar on Canadian foreign policy and Asia-​Pacific security, examines China’s role in the Middle East.

Turmoil in the Middle East has motivated most of the world’s major powers to become increasingly involved in stabilizing the region while progressing their own geopolitical agendas. Both the United States, trying to foster local solutions that would allow them to reduce their involvement and refocus energies elsewhere, and a Russia that senses an opportunity for increased influence in a theatre long outside its reach, have a number of strategic and security interests in the region. But it is China which has the most to lose (and gain) from a stable Middle East. Despite the strategic importance of the Middle East, Beijing has been cautious in engaging the region – an approach informed by higher level considerations underpinning their global engagement strategy as a whole.

China’s increasing reliance on Middle Eastern oil imports is becoming the Achilles Heel of Beijing’s energy security interests, owing to the disruption risks associated with ongoing regional volatility and the fact oil shipments travel on lengthy Sea Lanes of Communications (SLOCs). Despite diversification efforts (including closer energy partnerships with Russia and Central Asia), China receives 51 percent of its imported oil from the Middle East, with estimates projecting this value to increase to 60 percent by 2030. China is currently taking advantage of current low oil prices to build up its National Strategic Reserve, resulting in major shortages in storage capacity. Of course, Beijing also assesses supply disruptions as a realistic concern, and is cautiously beginning to become more diplomatically involved in strengthening relations with major oil suppliers as well as supporting conditions maintaining the general stability of the region writ large.

China’s Middle East engagements have stressed the importance of peaceful resolutions to conflicts and political tensions, fearing that a region-​wide conflict would paralyze desperately needed oil supplies and justify foreign interventions to remove regimes friendly to Beijing. China’s foreign policy privileges incumbent governments (regardless of the ways in which they access, wield, or maintain power) and pledges ‘non-​interference’ in their internal affairs, offering a counter-​balance (along with Russia) to regional players wary of Western calls for democratic development and political pluralism. Western powers have been frustrated by Russian and Chinese vetoing of numerous United Nations Security Council Resolutions (UNSCR) to end the Syrian civil war, but these obstructions largely stem from their experiences in supporting UNSCR 1973 in 2011 that imposed a No-​Fly Zone over Libya but quickly morphed into a military régime change campaign.

China and Russia, thus, only agreed to the latest UNSCR pertaining to Syria when explicit assurances were made that the Assad régime could remain in power until elections are scheduled. Within such negotiations China has played a supportive role, allowing Russia (which whom they share many broad strategic and regional interests), to be the face of opposition to the West. Beijing, however, has taken the initiative on some fronts, such as offering to host cease-​fire talks. As it pertains to the Iranian nuclear deal, Beijing has also played a low-​key diplomatic role but emphasized the need to reach a peaceful resolution to reduce the likelihood of conflict between Tehran, a major oil partner, and the West.

China is slowly beginning to augment bilateral diplomatic relations with regional partners, moving beyond collective action as part of their role as a permanent member on the UNSC. President Xi’s recent trip to the Middle East, the first by a Chinese president since 2009, included visits to its three largest trading partners in the region (Egypt, Saudi Arabia, Iran), signing dozens of new economic deals, particularly with Tehran. Sino-​Iranian relations in particular have been strengthened, with Tehran now named a ‘great neighbour’ in Chinese foreign policy – a term denoting a state which shares similar economic, political, and strategic interests with Beijing. China, however, must balance its interests in Iran with those in Saudi Arabia, their largest oil partner, particularly as tensions have been rising dramatically with both powers supporting opposing sides in various regional conflicts. One can also add the cessation of diplomatic relations between the two, when Saudi Arabia’s Iranian embassy was sacked following Riyadh’s execution of a prominent Shia Cleric.

Beijing remains reluctant to fully engage in the region, especially on the military front. Much of this apprehension stems from the United States’ expected reaction of more comprehensive Chinese involvement in an area historically defined by heavy American influence. Despite protests for Beijing to become more of a ‘responsible stakeholder’ in providing public security goods in support of the international system, China believes the deployment of military forces, regardless of their composition or purpose, would create anxiety in Washington, thereby drawing their strategic focus towards them vice their current fixation with Russia and its recent activities in Ukraine and Syria.

Chinese concerns regarding the lack of influence over their SLOCs including oil supply routes from the Middle East has motived the military, particularly the People’s Liberation Army Navy (PLAN), to focus towards expeditionary operations under the new mandate of ‘Open Seas Protection’ as opposed to their traditional role of coastal defence. The PLAN will continue to remain mostly active and focused in their immediate environment but have begun operating abroad in new theatres, most recently in the Bering Sea which drew much interest (and concern) in the US media. Beijing, wanting to avoid the strategic gaze of the West, has been surgical in employing them abroad, especially the Middle East. To date, Chinese military deployments have focused on protection of commercial traffic from piracy in the Gulf of Aden; assisting in the evacuation of citizens (and other foreign nationals) from conflict zones such as Yemen; and non-​combat units participating in UN peacekeeping missions. China, therefore, despite their fury following the execution of a Chinese journalist by ISIS, will most likely not deploy military assets in any large measure to the region anytime soon, especially in a combat role.

Beijing has pursued a low-​profile role in the region’s complicated political environment to avoid comprising other aspects of their foreign policy, not least relations with other major powers, most importantly the United States. Chinese leaders have and will avoid calls from some within the region, such as Egypt (which admires and wants to emulate Beijing’s successful development model of economic modernization without political pluralism), for a greater Chinese presence and leadership role to counterbalance the West. China does not necessarily lack the capacity to assume such a role (even if it lacks experience in global leadership) but will continue to play more a supporting role and rely on the other major powers to do the heavy lifting in maintaining regional stability.

Throughout this process, Beijing will continue to position itself in a supportive and non-​threatening role, allowing Russia to assume the mantle of the geopolitical ‘destabilizing other’ displacing American leadership and influence in the region. China will continue to expand its diplomatic engagements throughout the region, specifically on a bilateral level with Iran and Saudi Arabia, but these shall not result in any comprehensive change in Beijing’s current regional strategy. Assisting (but not leading) in regional stability efforts; building strong and reliable economic partnerships; and avoiding the entanglements of great power competition over influence and leadership between Russia and the United States will remain Beijing’s main objectives in the Middle East.

Adam P. MacDonald is an independent academic whose work focuses on Canadian foreign policy in Asia, Chinese naval developments, and the ongoing political transition in Myanmar. He can be reached at adampmacdonald@gmail.com. (Image courtesy of Reuters.)

US Department of State Seeks to Clarify Meaning of China’s 9-Dash Line Part 4

By Alex Calvo

This is the fourth installment in a five-part series summarizing and commenting the 5 December 2014 US Department of State “Limits in the Seas” issue explaining the different ways in which one may interpret Chinese maritime claims in the South China Sea. It is a long-standing US policy to try to get China to frame her maritime claims in terms of UNCLOS. Read part one, part two, part three. 

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3.- “Dashed Line as a Historic Claim”

The third way to see the dashed-line, according to the Limits in the Seas series paper, would be as a historic claim. Under UNCLOS this can take two forms, “one of sovereignty over the maritime space (‘historic waters’ or ‘historic title’)” or “some lesser set of rights (‘historic rights’) to the maritime space.” The paper devotes much more room to discussing this possibility than to the two previous alternative interpretations. It begins by pointing out that “some Chinese government statements and acts could be read to support a version of this historic claim interpretation”, and by noting that given that “the dashed-line maps pre-date the People’s Republic of China, the views of Taiwan are also of interest.” Concerning the Island’s claims, the text underlines that while in 1993 its “Policy Guidelines for the South China Sea” said that the dashed lines enclosed a “’historic water limit’ within which Taiwan ‘possesses all rights and interests’” (see K-H. Wang, “The ROC’s Maritime Claims and Practices with Special Reference to the South China Sea,” Ocean Development and International Law, Volume 41, 2010, pp. 237-252), Taipei has not stuck to this view. “Subsequent maritime legislation enacted by Taiwan and subsequent public statements, however, suggests that this view may no longer be officially held,” noted the State Department in another Limits on the Seas series issue, published in 2005, devoted to Taiwan. While the text refers to this 2005 paper, the latter’s contents do not discuss in depth ROC claims on the South China Sea, as clear from the fact that the term “South China Sea” only appears three times, whereas “dash” is not to be found. Thus, while the assertion that in studying PRC claims one should pay attention to ROC claims seems logical, this is not followed up, either in the 2005 Limits on the Issues paper devoted to Taiwan, or in the 2014 one dealing with China. In other words, the Department of State does not follow its own advice. How should we read this? On the one hand, the preeminent use of “Taiwan” may seem to amount to a limited recognition of political realities on the ground, in opposition to Beijing’s views, further contradicted by the scant regard for ROC practice as opposed to the PRC’s emphasis on administrative and international legal continuity with the Nationalist regime. An alternative, more Beijing-friendly, interpretation of the DOS approach may be that it is treating Taipei as the de facto authority on the Island, also for law of the sea purposes, while restricting its role in the South China Sea, where the PRC has consistently sought to exclude Taiwan from regional fora, in line with its traditional policy towards the Island. More generally, this may reflect the complex and ambiguous status of Taiwan, with neither the Island itself nor countries like the United States completely sure what it is. To add to the confusion concerning Taiwan in the DOS paper, it states on page 21 that “Many islands and other features in the South China Sea are occupied not just by China, but by … Taiwan,” yet again this is not followed by any detailed examination of Taipei’s claims.

Going back to evidence for the possible interpretation of Beijing’s claims as historic, the report cites as “most notable” China’s “1998 EEZ and continental shelf law, which states [in Article 14] without further elaboration that ‘[t]he provisions of this Act shall not affect the historical rights of the People’s Republic of China’” (emphasis added in the DOS report). China’s 2011 Note Verbale says that Beijing’s claims are supported by “historical and legal evidence,” but while the DOS report adds emphasis to “historical”, one should be careful not to confuse a historical claim with a claim supported by history. A country may put forward historical evidence in both negotiations and arbitration or adjudication in areas where UNCLOS refers to “equitable” solutions. The text also notes how many “Chinese institutions and commentators have considered that the dashed-line maps depict China’s historic title or historic rights.”

The DOS reports explains that “some” Chinese Government actions and statements which are “inconsistent with” UNCLOS, while not amounting to “express assertions of a historic claim, they may indicate that China considers that it has an alternative basis – such as historic title or historic rights – for its maritime claims in the South China Sea,” and provides some examples, such as the assertion by Foreign Ministry Spokesperson Qin Gang on 10 March 2014 that the Second Thomas Shoal (Ren’ai Reef) was under Chinese “sovereignty.” Qin Gang said “It is known to all that China has sovereignty over the Nansha Islands and their surrounding waters, including the Ren’ai Reef.” This mantra about sovereignty, together with repeated appeals to history, could indeed be considered as evidence that what Beijing has in mind is a historic claim. Furthermore, it may well be a claim going beyond the provisions for such term in UNCLOS. The report provides further evidence, beyond statements, to support the view that China may be making a historical claim. First of all, the “periodic oath-taking ceremonies at James Shoal” by Chinese naval vessels “to affirm ‘sovereignty’ over this bank” and the 2012 introduction by the China National Offshore Oil Corporation (CNNOC) of lease blocks in front of Vietnam’s central coast, in “waters under jurisdiction of the People’s Republic of China” according to the company yet with “portions of two of these blocks (BS16, DW04)” extending “without explanation to waters that are beyond 200 nm from any Chinese-claimed island.” The DOS report stresses that the resulting “assertion of maritime jurisdiction … exceeds what is provided for under” UNCLOS.

“Coat of arms of USS Lassen (DDG 82), which has conducted FONOPS in the South China Sea. Experts have criticized their ambiguity and are still debating their exact nature.”
Coat of arms of USS Lassen (DDG 82), which has conducted FONOPS in the South China Sea. Experts have criticized their ambiguity and are still debating their exact nature.

The idea that Chinese claims are “separate from, and additional to” UNCLOS is also suggested by domestic legislation, the DOS report notes. As an example it cites China’s 1999 Law on Marine Environmental Protection, which describes its geographical scope as extending to the country’s “internal waters, territorial sea, contiguous zone, exclusive economic zone, continental shelf of the People’s Republic of China and other sea areas under the jurisdiction of the People’s Republic of China” (emphasis in the DOS report). According to the text, UNCLOS is restricted to maritime zones mentioned in the law, and not to any “other sea areas under the jurisdiction” of the PRC, and “perhaps” this is a reference to “areas where China considers that it has historic claims.” Again, we must remember that this could be understood in two different ways, either China making a claim based on historic facts (recognized to a limited degree by UNCLOS) or China laying down sovereignty over certain areas of the sea based on principles and rules outside UNCLOS, or outside the prevailing interpretation of UNCLOS.

Has China made a historic claim? Next the DOS report examines two issues: whether China has actually “Made a Historic Claim”, and whether it would “have Validity.” Concerning the former, the text states that “China has not actually made a cognizable claim to either ‘historic waters’ or ‘historic rights,’” the reasons being a lack of “international notoriety” and the statement in her 1958 Territorial Sea Declaration that “high seas” separate the Chinese mainland and coastal islands from “all other islands belonging to China”. The text admits that the expression “historic waters” appears in some Chinese legislation and statements, and actually cites some of them, but believes that this does not amount to “notoriety” to a degree sufficient to “at the very least” allow “other states” to “have the opportunity to deny any acquiescence with the claim by protest etc.” (Taken from C.R. Symmons, Historic Waters in the Law of the Sea: A Modern Re-Appraisal, (Leiden: Martinus Nijhoff Publishers, 2008), p. 145) since “no Chinese law, declaration, proclamation, or other official statement” exists “describing and putting the international community on notice of a historic claim.” The text dismisses references to “historic rights” in the 1998 EEZ and continental shelf law as “a savings clause” and “not a statement of a claim itself.” An additional reason put forward by the text is that these could be references to “China’s sovereignty claim to the islands, and not the waters.” The 1947 map does not constitute either, according to the DOS report, a claim, and furthermore even if one had been made, the fact it was published domestically “in the Chinese language” would not amount to “an act of sufficient international notoriety to have properly alerted the international community.” More generally, the text considers that no subsequent Chinese map can be treated as having made a claim either, since they all “lack the precision, clarity, and consistency that could convey the nature and scope of a maritime claim” and cites in support of this view the ICJ “statement of principle” in the Frontier Dispute case between Burkina Faso and Mali, which says that “Whether in frontier delimitations or international territorial conflicts, maps merely constitute information which varies in accuracy from case to case; of themselves, and by virtue solely of their existence, they cannot constitute a territorial title, that is, a document endowed by international law with intrinsic legal force for the purpose of establishing territorial rights.”

Read the next installment here. 

Alex Calvo is a guest professor at Nagoya University (Japan) focusing on security and defence policy, international law, and military history in the Indian-Pacific Ocean. Region. A member of the Center for International Maritime Security (CIMSEC) and Taiwan’s South China Sea Think-Tank, he is currently writing a book about Asia’s role and contribution to the Allied victory in the Great War. He tweets @Alex__Calvo and his work can be found here.

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India: International Fleet Review 2016

This article was originally published by the South Asia Analysis Group.  It is republished here with the author’s permission.  Read the article in its original form here.

By Commodore RS Vasan IN (Ret)

“An Opportunity for India to showcase the Capacity, Capability, and Intent of a strong, vibrant, emerging Maritime Nation in the 21st Century.”

The IFR 2016 will indeed be a grand spectacle as more than one hundred ships from the navies of over fifty countries will participate in this exercise that is carried out every five years. The event, which in the  initial years  was mostly limited to the participation of ships from the Indian Navy, Indian Coast Guard and the merchant navy, has transformed in to an international event with a major maritime event conducted in 2001 under the initiative of then Chief of Naval Staff Admiral Susheel Kumar. The marching of the naval officers and sailors from ships around the world along the marine drive in Mumbai and the presence of ships from around the world signaled a new era in maritime diplomacy. The intentions of a maritime India to occupy center stage in both regional and global missions by using the Indian Navy as an instrument of national policy were explicit.

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Indian Navy carrier. Indian Navy photo.

As the participants of the IFR witnessed scores of indigenous ships of the Indian Navy, it was evident that the Indian Navy was in the process of transforming from a buyer’s navy to a builder’s navy. The process was a prerequisite to assuming greater regional leadership role and responsibilities. This did not escape the attention of the participant nations and motivated them to engage with India at many levels.  It is not to be forgotten that this initiative was taken under the leadership of Admiral Susheel Kumar, who succeeded Admiral Vishnu Bhagwat. Admiral Bhagwat was relieved of his duties as CNS on 30 December 1998 by the NDA Government under certain debatable circumstances. The Navy’s morale, which was dented, had to be built up brick by brick and the IFR of 2001 from that point of view provided a launching pad for the force that was fast becoming a blue water Navy. The theme ‘Bridges of Friendship’ was very well received and created an environment that facilitated the process of integration of a regional navy in to a global matrix.

While both the Indian Navy and the Indian Coast Guard have conducted the Fleet Reviews on the east coast (The very first Indian Coast Guard Fleet Review by the Raksha Mantri was conducted off the east coast when the author was the Regional Commander of the Indian Coast Guard, Region East), this is the first time that an international fleet review of this scale is being conducted in the Bay of Bengal. By design, this also complements the ‘Look East’ policy of the Government of India. It also adds value to other maritime initiatives, such as the biannual Milan (established as an initiative for meeting of the naval minds in Port Blair) and the Indian Ocean Symposium (IONS), now a well-established forum among Navies of not just the Indian Ocean but also the rest of the world.

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Indian Navy maritime patrol craft. Indian Navy photo.

By all expectations, China will be a first-time participant in the Indian Fleet Review. From the point of view of PLA-Navy, participation  signals its intention to be a part of global initiatives in the Indian Ocean. The anti-piracy patrols by PLAN units, which are still underway off the coast of Somalia, provided ample opportunity for the Chinese Navy to assert its intention to be part of the international mechanisms to combat piracy. Both the Indian Navy and the Chinese Navy worked shoulder to shoulder in warding off this threat, though India was concerned about the presence of another extra regional player in its traditional back yard. The visit of the Chinese submarines both conventional and nuclear last year again caused ripples in Delhi. There are no doubts that India and China will jostle for power and influence in the Indian Ocean Region. While India does have geography on its side, the  surplus funds that can be channeled for initiatives such as the Maritime Silk Road and the One Belt One Road will change the strategic landscape of Indian Ocean Region. The IFR also comes at a time when there are great initiatives being taken by China in Asia, Africa and Europe in terms of connectivity. The fact that the PRC plans to build a naval base in Djibouti  and has huge investments in the maritime sector in Sri Lanka, the Maldives, Bangladesh, and Pakistan are of concern to India, which appears to have conceded strategic space to China in its areas of influence. The presence of the INS Vikramaditya and India’s nuclear submarines  would send a message to observers about the might of the Indian Navy that can be brought to bear as and when required in areas of interest. The presence of a P-8i surveillance aircraft could also generate interest in the capability of this newly acquired platform, capable of locating and tracking submarines and  surface assets of extra-regional powers in the Indian Ocean. The message that the Indian Navy is net-centric warfare capable as a result of plenty of indigenous efforts would be very clear.

The Indian Navy has inherited many of the traditions and practices from the Royal Indian Navy while adding its own local flavor. The President of India, by virtue of being the Supreme Commander of the Armed forces, reviews the fleet invariably before he or she demits office during the tenure of five years as the President. It is a mega-event by any standards, and even the state Government has committed more than 83 crores in beautifying the city of Vizag, which houses the Eastern Naval Command and important maintenance facilities of the Navy. It is also the base for the nuclear submarines of the Indian Navy, including strategic assets. All the arrangements have been reviewed at the level of the Raksha Mantri and the Navy and nation are geared up for this event in the first week of February that will showcase the prowess of the Indian Navy. A successful conclusion of the IFR will reinforce the position of the Indian Navy as a professional arm that can be used as a powerful instrument of national policy both in war and peace.

Historically, the role of the Indian Navy after the spectacular missile attacks on ships and oil tank farms Karachi in 1971, with the then-only Asian carrier Vikrant enforcing a blockade off then East Pakistan indicates how it is important to possess and use a strong navy for furthering national objectives. The fact that the Indian Navy was not used at all during the war in 1965 therefore comes as a surprise. The role of the Indian Navy during the tsunami of 2004, its evacuation of Indian nationals from war torn areas, and its ability to relief and succor to the flood and cyclone affected victims on many occasions highlights strength of the Indian Navy that has proved its mettle.

The Mumbai terror attack in November 2008 changed the way maritime threats were perceived and brought about a paradigm shift in the maritime security architecture (MSA). The Indian Navy was placed at the apex of the MSA and made responsible for both coastal and oceanic security. Without going into the details, suffice it to say that the entire gamut of maritime threats and response mechanisms have undergone a sea change.

It is not out of place to recollect that it was the Indian Navy that first brought out a National Maritime Doctrine in 2004 revised it in 2007, 2009, and 2015. Even in terms of indigenization, the Indian Navy is way ahead of its sister services, having embarked on indigenization in the late 60s. The first indigenous frigate Nilgiri and its follow-ons have provided the nation with options for ship building in both PSUs and private yards. The fact that the Indian Navy was able to even design a carrier and orchestrate its construction in the Cochin Shipyard Limited is a tribute to the leadership, the naval designers, and in-house capability to produce warships of different size. The design of stealth ships such as the Shivalik, large destroyers such as the INS Kochi, construction of corvettes, and the completion of the naval off-shore vessels are all praiseworthy. The most notable feature of the Indian Navy’s indigenization process is the addition of INS Arihant which provides that strategic deterrence capability that eluded India for many decades. The construction of improved versions of Arihant and also the Indigenous Aircraft Carrier (IAC) are logical

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Indian Navy photo.

conclusions to the aspirations of a blue water navy that has both regional and global roles. However, the dwindling strength of conventional submarines has been a source of great concern to the planners in Delhi. There are some recent efforts to ensure that this serious deficiency is overcome both by accelerating the Scorpene production and also embarking on the indigenous production of project 75A submarines for which more than 60,000 crores  has been earmarked.

The shape and size of the Indian Navy is formidable as India moves in to the next century. With geography and a growing economy on its side, India’s Navy will continue to complement the ambitions of a maritime India. A powerful Navy will promote maritime safety and security in the Indian Ocean. As a guarantor of net security at sea, safeguarding the global commons, maritime interests, and the sea lines of communications that represent the life lines and arteries of global trade and commerce will be a top priority for the Indian Navy.

India is conscious of the fact that there are rich dividends in forging strategic alliance with other like-minded nations on a case by case basis while retaining its strategic autonomy. The trilateral treaty with Sri Lanka and Maldives and Exercise Malabar or other such exercises are all measures to ensure that the maritime domain remains manageable and the Indian Navy is in a position to control the happenings in areas of interest. Maritime engagement with Mauritius, Seychelles, Mombasa, Oman, and other maritime nations are all significant in ensuring that there is seamless integration of the maritime domain, and that all the maritime nations in the region are under one umbrella and can work in unison to serve the interests of the century of the seas. The IFR will be a keenly watched event around the world and the navies who are part of this Indian initiative will carry back cherished memories from this mega-event. From the point of view of the Indian Navy, it will again provide an opportunity to take the initiative from “Building Bridges of Friendship” in 2001  to  an architecture that is “United  through Oceans” in 2016 and beyond.

Commodore RS Vasan is an alumnus of Defence Services Staff College, the Naval War College, and the International Visitor Leadership Prgramme. He is presently the Director of Chennai Centre for China Studies and also the Head of Strategy and Security Studies at Center for Asia Studies. Commodore Vasan has been associated with many think tanks since retirement after a distinguished service of 34 years that included a share of command, staff, and instructional tenures both in the Navy and the Coast Guard. He is regular speaker at many international events and writes extensively on maritime issues and International relations. He can be contacted at rsvasan2010@gmail.com