Category Archives: History

Naval and maritime history section.

March 24, A Very Significant Day For Mariners

John-HarrisonIf you were aware of the grounding of the British fleet, and the deaths of over 2000 sailors, off the Isles of Scilly, west of Cornwall, in October 1707, then you are either the rare supercentenarian or you are a maritime history geek such as myself. All of this begs the question, why is this date in maritime history so important?

Well since you’re wondering, it took those deaths to get the attention of the Admiralty in solving one of the biggest conundrums in ocean navigation, accurately measuring longitude.  Seven years later in 1714 Parliament passed the Longitude Act,  [they] convened a Board of Longitude to examine the problem and set up a £20,000 ( $2.5 Million 2015) prize for the person who could invent a means of finding longitude to an accuracy of 30 miles after a six week voyage to the West Indies. It also made minor awards for discoveries and improvements to the general problem. (Citation from The Royal Naval Museum) 

John Harrison undertook this challenge with no formal education or training. By Jove he was just a self taught clock maker! John’s belief was that time would prove the correct measurement of Longitude. He was going head to head with the Astronomer Royal, Nevil Maskelyne, the most prominent proponent of an astronomy-based method.  Maskelyne wholeheartedly believed that longitude could be calculated using lunar charts and tables, and that using a mechanical piece was irrelevant.  

The prize offered by the Board of Longitude was a tempting one for Harrison and he set out to make a sea-going timekeeper that could keep accurate time to claim the prize. It became his life-long work. The idea was to be able to compare local time to that of the pre-determined Greenwich time (which the timekeeper or chronometer would be set to), and thus find the longitudinal position of the ship.

After years of development and five versions of his time piece, H-1 to H-5, it was a copy of H-4 that accompanied Captain Cook’s h1_smsecond voyage (1772-1774). The Captain was so impressed with the chronometer that he was able to accurately chart the South Sea Islands. He eventually took the chronometer on his third and final voyage. 

John, however did not win the entire prize. During the periods of 1765 and 1773 he was awarded a little more than half. In 1774 the Parliament set new standards for winning the prize; all entries must be submitted in duplicate, undergo testing for one year at Greenwich, be further tested on approved voyages by the board. h4

John Harrison died on his 83rd birthday on March 24, 1776 at Red Lion Square, London. He was buried in a vault in Hampstead church. A tomb was later erected by his son, William. In 1879, the London Company of Clockmakers reconstructed it as a mark of respect for his achievements- even though Harrison had not been one of its members.

So please, on this day March 24th lift a glass to the man who made a navigators heroes since 1772.

sailors-beer1

Cheers John!

Airpower-R-US: The Old, New Way of Doing Business?

“Kurdish Forces, Backed by Coalition Airstrikes, Move Toward Mosul” announced a recent headline from the front in the war against the so-called Islamic State (ISIS) in Iraq and Syria.  As I read this headline the slogan that popped into my mind was Toys-R-US, or more to the point, Airpower-R-US; and in a more joint context, Fires-R-US. The US stands for United States. The metaphor here involves going to the store (the US) and getting what one needs to handle one’s military and political problems. The toys, of course, are the array of capabilities that the US Department of Defense can provide, courtesy of the National Security Council and with the blessing of the President; especially combat aircraft and the best trained crews for them in the world.

With all the handwringing about the future of warfare and the 21st century “threat”  being bandied about in security policy circles, perhaps the new norm should be identified as the US’s propensity for “loaning out” its air power and fires capabilities. These tend to be assigned to causes US leaders perceive as “righteous” or at least worthwhile enough (to US interests) to apply the military component of national power. The Kurds for example might provide the ground troops and we provide the air/fire power to help them achieve their goals (and maybe even air defense and ballistic missile defense).  Or perhaps to simply prevent US enemies (like ISIS) from achieving their goals, or rather, more of their goals.

This approach to the use of military power seems to be something we previewed for everyone as early as World War II, and then practiced more deliberately in places like Vietnam, Iraq (1990- present), Bosnia, Kosovo, Afghanistan, Libya, and now Syria (whose conflict now overlaps with Iraq). In order to provide value, a brief review of the history of the evolution of Airpower-R-US is in order. As a reminder, the pattern we are discussing is a tendency to eschew the commitment of ground forces in favor of commitment of air power (including things like sea-launched land attack cruise missiles and Predator drones with hardkill payloads).

World War II: The Pattern in Preview

The US first previewed a pattern of providing high tech additives, primarily air power, in its strategic planning and initial execution of operations in World War II.

Its leaders, especially President Franklin Roosevelt and the air power lobby, initiated this practice during World War II, providing first the equipment (Lend-Lease) and then the manned air forces to sustain the major ground fights, primarily in the Soviet Union but also as a strategy for the Pacific in China.  Claire Chennault, for example, was sent to Nationalist China to help build, train, and employ its (American-built) air force against the Japanese in 1937. As for Europe, the air power advocates produced the overall air plan designed to achieve victory shortly after the war in Europe began in 1939 and over the course of 1940 and early 1941. It was designated AWPD-1.   Here is a summary that leaves no doubt about what it intended to do:

The primary target systems were selected on the basis of an air offensive embracing the entire strategic air force, after it had reached full strength and lasting for six months. Moreover, the offensive was planned to be completed before the invasion, if an invasion should prove necessary. Target schedule for the beginning of the main air offensive was taken as one year and nine months after the outbreak of war. One year was for the production, training, and organization of the force. Nine months were reserved for deployment overseas, build up, and initial combat experience of the force. By that time, we anticipated there should be a total bomber force of nearly 4,000 bombers in place. [emphases original]

However, both of these we-provide-the air-(and navy) and you-provide-the-troops strategies did not completely pan out.   It may have in Europe had the US accepted the probable loss of Western Europe to the Soviets. In any case, large numbers of US ground troops ended up being committed in combat.  This was a preview of an emerging pattern.

This pattern, it might be assumed, had proven itself somewhat less than efficacious, at least in terms of avoiding the commitment of US ground forces, although what was committed was the result of a gamble, that air power would work and the US only needed 90 divisions at most to win the war.  In fact it came dangerously close to running out of ground power by the end of the war.  The World War II pattern in many ways repeated itself just five short years later in Korea, when deterrence with atomic weapons delivered by air power came up short and there was precious little conventional air power on hand to help not only the South Koreans but even US ground forces until the crisis at Pusan had passed.

Vietnam and Beyond

At this point the pattern seemed to take a holiday.  That holiday was known as Vietnam; or more correctly the years of primarily advisory support to the government of South Vietnam (1959-1965).   However, with the failure of the advisory effort by Military Assistance Command, Vietnam (MAC-V), the pattern re-emerged as President Lyndon Johnson intervened with ground forces, initially as security forces for US and South Vietnamese air bases at places like Bien Hoa and Da Nang. However, ground forces soon got sucked into the fighting and the war assumed a two track character:  General William Westmoreland and the South Vietnamese Army (ARVN) fought the ground war while five separate air forces (four of them US) fought the air war.  The crowning jewel of the air war was Operation ROLLING THUNDER, an air campaign intended to actually win the war by sending “signals” to the North Vietnamese leaders in Hanoi to cease and desist with their aggressions in the south.  It failed miserably and was cancelled by Johnson during the chaotic year of 1968.  In contrast, the ground war achieved a stalemate as a result of the defeat of the North Vietnamese Army (NVA) and Viet Cong during the Tet Offensive.

                              B-52 bombers at Andersen AFB, Guam

Failure and stalemate in Vietnam in 1968 led to the first realization of what today’s pattern, on display in places like Yemen, Syria, and Iraq, might look like.  Johnson’s successor as commander in chief, Richard Nixon, decided to “Vietnamize” the war.   Critical to this approach was the withdrawal of ground combat forces (as in Iraq and Afghanistan, today).   However, Nixon gave the South Vietnamese leaders assurances that their military would be supported by US air power and in 1972 this was successfully tested as the ARVN bore the brunt of the so-called Easter Offensive by the NVA in its attempt to conquer the south in one fell swoop.  Massive application of US air power in the two LINEBACKER air campaigns, along with some hard fighting by the ARVN, saved the day, albeit only temporarily. The Pattern (it now deserves formal noun status), had worked.  US air power and indigenous ground forces had staved off disaster, against one of the best armies in the world.  Until they didn’t—after two years (50 years ago this year) and Nixon was no longer President.   The US refused to use Airpower-R-US in 1975 to help its “abandoned” client in Saigon and the NVA achieved its long sought goal of unifying Vietnam under communist rule.

There was something like the Pattern in the US support of the Afghan Mujahedeen in their fight against the Soviets during the last decade of the Cold War, but instead of US pilots, the hardware was of the smaller variety, most especially surface-to-air missiles, an Anti-Airpower-R-US variant.   Similarly, the small Gulf States accessed a sea power version of US power in the late 1980s with the reflagging of Kuwaiti ships in response to Iranian mining threats.  In that case the US provided all of the maritime firepower during Operations . But these operations reflect something of the Pattern.  One might advance the idea that it was also a partial component behind Operations DESERT SHIELD and DESERT STORM, especially the seven week air campaign that preceded the ground offensive.  During the planning for that component of the operations, the air force chief of staff was relieved for suggesting that air power might do it alone, without the commitment of substantial US and coalition ground forces to actual combat beyond their coercive value as a threat.  As it turned out the US had to make good on that threat to use ground forces after all to retake Kuwait.

However, the Pattern, now in its mature form, emerged after the end of the Cold War.   The author experienced it directly while flying missions for the Navy during operations DENY FLIGHT and DELIBERATE FORCE, wherein NATO conducted overlapping air campaigns to stabilize the situation in Bosnia from 1994 to 1995.  NATO air power finally conducted limited bombing attacks, measurably aided by an offensive of Bosnian-Croat ground forces that led to the signing of the Dayton Accords in the Fall of 1995 by all parties (including the Bosnia Serb factions).  This same dynamic occurred again four years later with Operation ALLIED FORCE, the air campaign against Serbia and in support of the Kosovar Albanians.  It has been characterized as “winning ugly,” but for those folks interested in limited war, Airpower-R-US provided more evidence to support the efficacy of this approach, no matter how messy.  The commander of US forces in Europe, General Wesley Clark, even cached the experience into a book proclaiming that this was the face of modern war.

As with all things, after the terrorist attacks on 9/11, the US entered something of an interregnum, or interval, in which the Pattern was not the primary choice.  Both the Afghanistan and Iraq campaigns, although relying heavily on air power, employed substantial ground forces. Of the two, the initial phases of Operation ENDURING FREEDOM in Afghanistan most closely approximate the Pattern when US air power, special forces, and indigenous forces took the fight to Al Qaeda and the Taliban in 2001.  However, by Operation Anaconda in March of 2002, substantial US ground forces were back in the game and the utility of the Pattern presumably inadequate to achieving further national interests in that desolate place.

The sobering experiences in Iraq and Afghanistan from 2001 to 2014 led to a full-fledged return of the Pattern.   Its first widespread use has already occurred with the proliferation of armed drones, sometimes with the permission of governments, and, in the case of Pakistan, sometimes not .  The point at which use of the Pattern can definitely be characterized as the norm came with the so-called “Arab Spring,” most especially in the oddly named Operation ODYSSEY DAWN, although the bulk of NATO air power employed to help the Libyan insurgents against the forces of Muammar Gaddafi was US. Questions of its ultimate efficacy aside, it did get the job done of pairing up US/NATO air power (and sea power) in support of indigenous “boots on the ground” to accomplish regime change.  Whether this result was for better or worse is a different matter and beyond the scope of this discussion.

Which brings us back to today’s headlines and the current air campaign in Iraq and Syria—Operation .  The Pattern here supports a variety of different entities and their ground forces including: the government of Iraq, various rebel groups fighting ISIS, the aforementioned Kurds, and whether we like to admit it or not, Bashar Al Assad.   We might even throw in the enemy of our enemy, Iran.   The Obama administration’s embrace of this approach, similar to that of the earlier Clinton administration, has potentially far reaching implications in what it tells us about the evolving American Way of War.  Are these really “new” norms, or are they now established norms?  And based on this review of pertinent recent history, how new are they, really?

Today: Old-New Ways of War

In sum, The US has established a pattern of providing high tech capabilities, primarily air power, to the ground forces of others (nations as well as non-states like the Kurds and the Kosovo Liberation Army), as a means to achieve its national interests and objectives.  This US approach places air power alongside venerable mercenary icons such as the Swiss Landsknecht and the Italian Condottierri of the 15th and 16th Centuries.  Is Airpower-R US an updated version the infamous army of General Albrecht von Wallenstein that hired itself out to various bidders during the 30 Years War? Has it become a sort of paradigm mercenary force available for hire as a means to maintain and defend US (and sometimes Western) interests?  Instead of receiving money as payment, though, the US forgoes commitment of ground troops and gets stability in return (or maintains the stability of the existing system).

Is this approach worth preserving, or even improving?  Whatever the road ahead, it is here and it is in active use today in Iraq, Syria and elsewhere.   It might be in use in the near future in Ukraine and it is incumbent on US policymakers to think a bit more intensely about what they design the military instrument of national power to do, and not do, for the future.   In a time of relatively low risk, it makes some sense.  But does it need to be so expensive, and can we get the same bang for the buck for a lot less?  These are the questions we should be asking ourselves about Airpower-R-US, and certainly a few other related issues, as we await the next crisis in which we might employ it.

About the author:

Dr. John T. Kuehn is the General William Stofft Chair for Historical Research at the U.S. Army Command and General Staff College CGSC).  He retired from the U.S. Navy 2004 at the rank of commander after 23 years of service as a naval flight officer flying both land-based and carrier-based aircraft.  He has taught a variety of subjects, including military history, at CGSC since 2000.  He authored Agents of Innovation (2008), A Military History of Japan:  From the Age of the Samurai to the 21st Century (2014), and co-authored Eyewitness Pacific Theater (2008) with D.M. Giangreco as well as numerous articles and editorials and was awarded a Moncado Prize from the Society for Military History in 2011.  His latest book, due out from Praeger just in time for the 200th Anniversary of the Battle of Waterloo is Napoleonic Warfare: The Operational Art of the Great Campaigns.

The views are those of the author and do not reflect the official policy or position of the Department of the Army, Department of Defense, or the U.S. Government.

Can China Rise Peacefully? What Does History Suggest?

John J. Mearsheimer concludes his book, The Tragedy of Great Power Politics, with the chapter “Can China Rise Peacefully?” This is certainly on the minds of many, as over the the past few years the size of China’s economy has overtaken that of the U.S. While China’s economy grows, so too has her aggressive stance on her territorial claims in the South China Sea, Scarborough Shoal and the Senkaku Islands. Coupled with her rapid double digit increases in military spending, one would be hard pressed not to conclude that China is quickly rising to “Great Power” status, if not there already.

At the same time, China’s leadership has gone out of its way to promote its policy of “peaceful development.” It has embarked on a program of “neighborhood diplomacy” emphasizing “friendship and partnership” and “good neighborliness.”  It has even enshrined this policy of peaceful development and eschewed hegemonic intentions in the Chinese Communist Party doctrine.

ConfuciusChina asserts that unlike Western powers, it can rise peacefully due to its unique Confucian cultural tradition. In 2014, China celebrated the 2,565th birthday of Confucius (551-479 BC), and President Xi Jinping provided the keynote address marking the occasion. In it, he sought to emphasize that China’s Confucian heritage, integrated within Communist doctrine (naturally) would promote social harmony at home and peaceful understanding with its neighbors and the world. Martin Jacques, author of When China Rules the World, suggests as much when he describes China as a “civilization state” rather than a “nation state.

So what are we to make of this? Will China’s “Confucian exceptionalism” exempt her from the traditional historical patterns of conflict when rising powers bump up against status quo powers like the United States? Yuan-kang Wang, assistant professor at Western Michigan University addresses that question in his book, Harmony and War: Confucian Culture and Chinese Power Politics. In it, he asks, “To what extent does culture influence a state’s use of military force against external security threats?” This is the central concern to those in the world outside of China, as history tends to suggest that when a rapidly rising power threatens an established power, competition almost inevitably leads to conflict – the dreadful Thucydides’s Trap. (There is a good argument that the trap may already have been sprung.)

Harmony and WarReturning to China and its Confucian tradition, what does history suggest? The premise of Dr. Wang’s book is to address head on whether “cultural theories [which] argue that ideational factors … can transform the harmful effects of [state system anarchy] and have an independent effect of state behavior.” Therefore, China’s strategic behavior in the past should largely reflect and be explained by the cultural traditional of “Confucian pacifism.”

Confucian pacifism has four key features: a culture of antimilitarism, defensive grand strategy, the theory of just war and limited war aims. Antimilitarism suggests that China has a historic bias toward civil virtue over martial virtue as shown by its state promotion of Confucian ideology. Its tradition of nonviolence led it to favor a defensive grand strategy over aggressive expansion, relying on “cultural attraction” or the “benevolent way” as opposed to the Western tradition of the “hegemonic way.”

Even Confucius understood that military preparedness was important to state survival. However, he argued for “righteous war” (similar to Western just war), and suggested that force be used “only when defensive options are exhausted.” Confucius also maintained that force is justified “when the ruler of another state is morally depraved,” similar to the current theory of “humanitarian intervention.” Yet this should be punitive in nature, and not for the purpose of annexing territory or expansion. War aims should be limited to the restoration of the status quo ante, never for the total destruction of the enemy.

So does Chinese history bear out its Confucian pacifism? Dr. Wang looks at two periods in China’s history, the Northern and Southern Song Dynasty (960-1179 AD) and the Ming Dynasty (1368 – 1644 AD) and finds that “Confucian culture did not constrain the leaders’ decision to use force; in making such decision, leaders have been mainly motivated by their assessment of the balance of power between China and its adversary.” This largely aligns with the expectations of structural realism theory as opposed to cultural realism theory.

Dr. Wang argues that three themes emerge in Chinese history. First, “China’s decision makers frequently probed for weakness in the country’s adversaries and took advantage of it when found.” Imperial China was never reluctant to use force, nor did it use force only as a last resort. China is not as pacifist as some scholars (and its political leadership) would suggest.

Second, its use of coercive force largely correlated with its relative power position. When strong, Imperial China adopted “offensive-oriented” strategies. When it considered itself weaker, they sought to maintain a defensive posture and be more accommodating “while embarking on domestic reforms aimed at strengthening its military forces and improving its economy.” Indeed, court documents and transcripts indicate that officials would most often refer to Sun Tzu’s strategy of subduing the enemy without fighting only when in a position of weakness rather than as a matter of universal policy.

Finally, war aims were not limited to “defensive border protection” or “restoration of the status quo.” This was evident in both policy debates within the Imperial Court and in actual behavior. Indeed when China had to adopt a more defensive posture, this was less a cultural preference and more a result of insufficient offensive capabilities.

Great WallTake China’s construction of The Great Wall. This is often pointed to as an example of both Confucian pacifism and China’s historically defensive nature. However, Dr. Wang’s review of court transcripts on the decision making process and historical context that led to its construction paint a different picture. Construction of the today’s recognizable wall began in 1474 AD, during the Ming Dynasty, amid constant conflict with the Mongols. Debate amongst the Ming court showed a preference for launching an attack on the Mongols to recover lost territory and bring them to heel. However, they were constrained not by a cultural predilection for defensive strategy but rather a lack of offensive capabilities. Indeed, the Confucian traditionalists “lamented that a country as great as China should come under the mercy of the culturally inferior nomads” – themes that would be echoed by Chinese leadership today when recalling China’s “Century of Humiliation.” In short, an assessment of military weakness drove the Ming to build The Great Wall, not Confucian tradition.

Xi Jinping Confucius
Chinese President Xi Jinping addresses an international seminar to mark the 2,565th anniversary of the birth of Confucius, which is concurrent with the Fifth Congress of the International Confucian Association (ICA), at the Great Hall of the People in Beijing, capital of China, Sept. 24, 2014. (Xinhua/Huang Jingwen)

Dr. Wang’s historical study challenges the popular narrative of China’s historic cultural pacifism. This has implications for future relations between China, her neighbors and the United States, as China’s leaders use this Confucian tradition as a legitimizing mechanism of its peaceful development and growing military power. He ends his study by suggesting that “based on theory and history, China will gradually shift to an offensive grand strategy when it has accumulated sufficient power.”

Of course, one should not be fatalistic or succumb to historical determinism. Conflict need not be inevitable. However, while history does not repeat itself, it does rhyme. American policy makers (and our friends and allies around the world) would do well to consult Dr. Wang’s book.

About the Author:

LT Robert “Jake” Bebber USN is an Information Warfare officer assigned to U.S. Cyber Command and is a contributor to the CIMSEC NextWar Blog. His articles have appeared in Orbis, Proceedings, Small Wars Journal and elsewhere. Jake holds a PhD in Public Policy from the University of Central Florida. He is supported by his wife, Dana and their son, Vincent. The views expressed here are his own and do not reflect those of the U.S. Department of Defense, the U.S. Navy or U.S. Cyber Command. He welcomes your comments at jbebber@gmail.com.

Clausewitz and Corbett are Now Too Much

clausewitz-1
Carl von Clausewitz

The 20th century American strategist Rear Admiral J.C. Wylie said, “I believe deeply that strategy is everyone’s business.”1 The expansion of internet-based strategic commentary, and the greater distribution of traditional sources of strategic discussion like the U.S. Naval Institute Proceedings, and The Naval War College Review have certainly played a role in achieving Admiral Wylie’s desire. The works of strategic theorists such as Carl von Clausewitz, Alfred Thayer Mahan, Sir Julian Corbett, and Wylie himself are discussed on a daily basis in multiple global mediums. Many would-be strategic thinkers are happy to drop comments from all four of these experts within their writings in support of the policy they advocate. These “hipster” strategists and their overly-familiar homilies to the teachings of “Uncle Carl” and “Sir Julian” (as if these long-dead strategists were their drinking companions) often obscure the backgrounds, geopolitical world views, and national goals of these noted military theorists. The world is rapidly leaving behind the period of the U.S. “unipolar moment” (1991-2008). It is now entering a new multipolar period of great power and non-state actor activity reminiscent of the period that ended in 1945 with the defeat of the Axis powers. While the works of all four have a role to play in determining the next U.S. military strategy, the writings of Mahan and Wylie have much more currency than those of Clausewitz and Corbett.  Their focus on operational vice strategic issues is a handicap in a new age when preliminary strategic decision rather than operational art is the key. While it is evident that both Clausewitz and Corbett were masters of the strategic geography and warfare methods in their own times, their applicability in the second decade of the 21st century is problematic at best. For these reasons, the U.S. should ignore the strategic “hipsters” and their plethora of Corbett and Clausewitz quotations and instead embrace the sound combination of strategic, operational, and tactical thinking found in the works of Admirals Alfred Thayer Mahan and J.C. Wylie.

The works of Carl von Clausewitz and Sir Julian Corbett are directly influenced by their backgrounds, associations, and by the geopolitical situations of their respective nations during their lives. Clausewitz wrote On War at a time when his nation was recovering from the wreckage of Napoleonic Europe, and just beginning to compete with the Austrian Empire for domination of the Confederation of German States that emerged from the final breakdown of the Holy Roman Empire. Since the re-emergence of the nation state in the late Middles Ages, state structures have been primarily geared for the making of war for offensive and defensive purposes. Well known Ohio State University military historian Geoffrey Parker noted that in the period from 1641-1815, “hardly a decade can be found in which at least one battle did not take place.”2 The rise of the bureaucratic European state from the Renaissance forward was primarily directed toward a nation’s army, which Clausewitz described as “the center of gravity” for leaders from Alexander the Great to Frederick the Great.3 It is perhaps no wonder then that a staff officer from a land-locked garrison state organized primarily for life and death military contests against similar European monarchical elements would determine that “war is merely the continuation of policy by other means.”4 While this key phrase has been mistranslated and Clausewitz clearly desired to subordinate the military to civilian authority, his ideas on conflict are firmly rooted in the Prussian military experience.5 The geography of the book is limited to operational and tactical discussion. Geographic locations, whether the Rhine River, the fortress of Olmutz, or the forests of Russia and Poland are treated as obstacles to an army’s tactical or operational movement rather than as strategic strong points to be taken or lost. The continued existence of the armed forces of the nation as an employable tool of the monarch, rather than the possession of any one or more key geographic locations is what matters. On War was written in German and intended for the use of other Prussian Staff Officers with world views analogous to that of Clausewitz. It is very much a product of an army-centric central European world view. Prussia had a known reputation as a warlike state. Napoleon Bonaparte said, “Prussia was hatched from a cannonball” and the French aristocrat and later revolutionary the Count of Mirabeau said, “War was Prussia’s national industry.”

Corbett
Sir Julian Corbett

The writings of Sir Julian Corbett are equally reflective of the general mindset of the British Empire at the high noon of its existence in the late 19th and early 20th century. The Royal Navy (RN) had not faced a peer competitor in pitched battle at sea since Trafalgar in 1805. The Naval Defence Act of 1889 brought with it the” two power standard” measure of British naval superiority where the RN would maintain a number of battleships equal or superior to the next two ranking naval powers. France and Russia struggled to match the British in quality and quantity of warship construction, but largely failed in their endeavors to create equivalent fleets. The chief threats to imperial security were not from enemy battle fleets or direct attacks on the British Isles, but rather assaults on the vital imperial lines of communication and supply. The French in fact largely eschewed battleship construction for a time and instead concentrated in the construction of large commerce-raiding cruisers. The RN saw these ships as a direct threat to the security of the Empire. Protection of the lines of communication between London and Cairo, Delhi, and on to Singapore and Sidney was vital to commercial activity and provided the British the ability to rapidly reinforce beleaguered dominions threatened by external invasion. The problem of reinforcing India against a Russian invasion through Afghanistan in particular was a source of great concern to British statesmen and military leaders from the period of the Indian Mutiny of 1857 onward to the early 20th century.

It is perhaps no wonder that the writings of Corbett, and the opinions of his most significant interlocutor, First Sea Lord Admiral Sir John Fisher, focus on protecting these imperial lines of communication rather than in the engagement of enemy battle fleets in decisive combat. Corbett defined “command of the sea” as means nothing but the control of maritime communications, whether for commercial or military purposes. The object of naval warfare is the control of communications, and not, as in land warfare, the conquest of territory.”6 Corbett seldom references geography except as loci of communications. These “naval positions” he defines as “firstly, naval bases and, secondly, the terminals of the greater lines of communication or trade-routes and the focal areas where they tend to converge, as at Finisterre, Gibraltar, Suez, the Cape, Singapore, and many others.”7 Corbett’s rather loose reference to specific locations is explained by the fact that the principle audience of his book, British naval officers who sat in his War College courses, had no need of a strategic geography course. As Clausewitz’s lectures were written to inform Prussian military officers, so Corbett’s concepts of operational warfare were designed to be employed by the Royal Navy in defense of the far flung British Empire. The RN had spent the last 300 years striving to control key geographic positions around the world in order to isolate opponents and protect its own lines of communications. Admiral Fisher in 1904 said “five keys (Singapore, the Cape of Good Hope, the entrance to the Suez Canal, Gibraltar, and Dover at the entrance to the English Channel) lock up the world!”8 The radical new component of naval force structure Fisher proposed to defend these routes was the heavily armed, high speed battle cruiser.9 Corbett for his part emphasized the importance of “cruisers” and specifically labeled them as central to control of the routes communication.10 British statesmen of the period were equally well versed in the Empire’s strategic geography. It was the civilian First Lord of the Admiralty, Lord Selborne, who conceived of the masterful geographic re-balancing of the Royal Navy in reply to big geopolitical changes at the dawn of the 20th century.11 Even the average British citizen of the late 19th and early 20th century understood that the maintenance of the nation’s sea power was of vital importance to its national interest. One popular English music hall song of the period exclaimed, “We don’t want to fight but by Jingo if we do, we’ve got the ships, we’ve got the men, we’ve got the money too.” Working among such knowledgeable geopoliticians as Selborne and Fisher, Corbett could comfortably maintain focus on the operational aspects of “imperial” warfare.

Potential U.S. application of both Clausewitz and Corbett in the 2nd decade of the 21st century is problematic at best. Clausewitz’s maxim that “war is a continuation of political action (mistranslated or not)” is, however, not a useful tool for nation not as centrally organized for war as was 19th century Prussia. Admiral Wylie said, “War for a non-aggressor nation is actually a nearly complete collapse of policy.”12 In the coming of war then, he says, “nearly all prewar policy is utterly invalid because the setting in which it was designed to function no longer corresponds with reality.”13 From Wylie it is fairly clear that the paranoid Prussian garrison state model has little relevance to a democratic government committed to the preservation of peace and active deterrence of war. Corbett’s operational concepts embodied in Some Principles of Maritime Strategy are more applicable to contemporary U.S. strategic issues. His notion of “Sea Control”, however, is more constrained by its focus on the maintenance of communication with other parts of the British Empire than contemporary U.S. requirements to police global common spaces. The most important of these imperial communication routes was that from Great Britain itself to India. British historians Ronald Robinson and John Gallagher wrote, “To all Victorian statesmen, India and the British Isles were the twin centres of their wealth and strength in the world as a whole”.14 They further noted that the principal reason for the establishment of British colonies in Africa was the preservation of the communication route to India from the British Isles.15 There is no U.S. equivalent of India as a focal point around which U.S. global communications must be constructed. U.S. strategic interests are global in nature, but more distributive than those of late 19th and early 20th century Britain. The wars of the past decade in Afghanistan and Iraq also seem to have discouraged many U.S. defense and foreign policy elites from contemplating similar efforts to influence events ashore through the deployment of ground forces. Accordingly, the concept of Sea Control, as defined by Corbett may not be of the same importance for naval forces for the foreseeable future.
Most importantly, both the writings of Clausewitz and Corbett both supported well-established strategies.

The United States, by contrast, has been in a kind of strategic drift since the end of the Cold War in 1991. It has been bereft until the past several years of a specific opponent or opponents around which to construct a replacement to the successive Cold War strategy of Containment. Defense reform efforts like the Goldwater Nichols Act of 1986 reduced the power of service chiefs who traditionally formulated strategy. In their place, a distributive combination of regional military commanders supported by joint and service elements from Washington D.C. created ad hoc operational solutions to regional issues. The first Gulf War of 1991, operations in the Balkans in the mid 1990’s and even the opening battles of the War on Terrorism in Afghanistan (2001) and Iraq (2003) represent this focus on regional operational issues that often neglected wider strategic concerns. It is perhaps not surprising that the rise of joint-enabled operational solutions to these problems of the last two decades coincided with a rise in the quotation of Clausewitz and Corbett as the touchstones for this effort. Military historian Williamson Murray labeled this result as “operational solutions to strategic problems” in his description of the military policy of the German Empire, but his further description of its use of an “infallible central planning role for a general staff” and embrace of “an unquestioned cult of the offensive” could also characterize U.S. action in the period from 1991-2008.16

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Rear Admiral Wylie

While it is not necessary to entirely remove Clausewitz and Corbett from the War College curriculum, it is perhaps time to limit their use in favor of those theorists who speak in terms of long range strategy, and those more relevant to the current U.S. experience. Admirals Alfred Thayer Mahan and J.C. Wylie represent such a combination of strategic thought supported by a more recent experience than either Clausewitz or Corbett. The works of Alfred Thayer Mahan cover a wide field of concepts and disciplines, but a large number combine the disciplines of history and geography as the principal components of strategic thought. Mahan described the importance of history in strategic thinking through a quote from the esteemed French naval strategist Captain Rene Daveluy as:

“History, being the record of experience, if exhaustively studied, brings out all of the variable factors which enter war; because history, however imperfect, forgets none of them. History is photographic, where as the rational processes, that is, when a man having established a basis of truth, builds up his system without checking it by history, the rational processes tend to be selective. History in short gives you all of the qualifying factors; whereas reason, in love with its own refinements, is liable to overlook that which should refine them.”17

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Alfred Thayer Mahan

Some of Mahan’s concepts are also rooted in the geostrategic situation that confronted the United States in his lifetime. His belief in the concentration of forces as vital to combat success was as much influenced by U.S. strategic geography and potential opponents as it was by the history of past British naval wars he imparted. In the years before the First World War the primary strategic threat to the U.S. homeland was expected to come in the form of a cross-Atlantic invasion by an aggressive European power such as the German Empire. Only through concentration of its battle fleet would the U.S. likely prevail against a cross Atlantic invasion force. Mahan’s greatest contribution according to Wylie was “his recognition of seapower as a basis of national power.”18
Admiral Wylie’s works represent a synthesis of work of Clausewitz, Corbett and Mahan, as well as that of 20th century air and guerilla warfare disciplines. Wylie’s work is remarkably enduring in that it acknowledges that “terrorism is not going to disappear tomorrow” in spite of the information revolution or other aspects of advanced technology.19 He respects and anticipates that advances in missile and guidance technology will make war at sea more challenging.20 Finally, Admiral Wylie’s thinking and associated analysis are firmly grounded in the American experience of war, an aspect of his work that Clausewitz and Corbett do not necessarily reflect. The Prussian officer and the British operational theorist still have a part to play in the War College classroom, but their role in the curriculum should be adjusted for current events.

A notable naval history conference held at the Naval War College in September 1992 declared “Mahan is not Enough” and rightly suggested that the works of Corbett, and British Admiral turned historian Sir Herbert Richmond had been unfairly ignored in the study of 20th century naval history and strategy. The message was also a warning that the United States did not focus enough on operational art in the achievement of its military and national objectives. The brief period of the American “hyper power moment”, however, ended in the period 2008-2010. The rise of new competitors, the return of old challengers, and increasing disorder throughout the globe calls for an emphasis on historical strategic thinkers like Mahan and Wylie rather than operational artists like Clausewitz and Corbett. The strategic hipsters would do well to remember that “Uncle Carl” and “Sir Julian” could not have developed in the absence of underlying strategy that supported their operational theories. Rather than be concerned about numbers of strategists trained, the War Colleges would do better to improve the strategic curriculum in order to train a new generation of Mahans and Wylies to confront the nation’s present strategic challenges.

Steve Wills is a retired surface warfare officer and a PhD student in military history at Ohio University. His focus areas are modern U.S. naval and military reorganization efforts and British naval strategy and policy from 1889-1941. He posts here at CIMSEC, sailorbob.com and at informationdissemination.org under the pen name of “Lazarus”.

1.  J.C. Wylie, Maritime Strategy, A General Theory of Power Control, Annapolis, MD, Naval Institute Press, 1989, p. 1.
2.  Geoffrey Parker, The Military Revolution, Military Innovation and the Rise of the West, 1500-1800, Cambridge, UK, Cambridge University Press, 1996, p. 1.
3.  Parker, p. 168.
4.  Carl von Clausewitz, edited and translated by Michael Howard and Peter Paret, On War, Princeton, NJ, Princeton University Press, 1976, p. 87.
5.  Wylie, p. 67.
6.  Sir Julian Corbett, Some Principles of Maritime Strategy, Project Gutenberg E-Book, released 16 February 2005, p. 94.
7.  Corbett, p. 106.
8.  Peter Kemp, ed, The Papers of Admiral Sir John Fisher, Volume 1, London, NRS, 1960, p. 161.
9.  Nicholas A. Lambert, Sir John Fisher’s Naval Revolution, Columbia, SC, University of South Carolina Press, 199, p. 93.
10.  Corbett, pp 114, 115.
11.  Aaron l. Friedberg, The Weary Titan, Britain and the Experience of Relative Decline, 1895-1905, Princeton, NJ, Princeton University Press, 1988, p. 135.
12.  Wylie, pp. 67-68.
13.  Wylie, p 68.
14.  Ronald Robinson and John Gallagher, Africa and the Victorians, The Official Mind of Imperialism, London, Palgrave Macmillan, 1978, p. 17.
15.  Robinson and Gallagher, Africa and the Victorians, p. 464.
16.  Williamson Murray, McGregor Knox, and Alan Bernstein, eds. The Making of Strategy, Rulers, States, and War, 1996, Cambridge, UK, Cambridge University Press, 1996, p. 80.
17.  Alfred Thayer Mahan, Naval Strategy, Compared and Contrasted with the Principles and Practices of Military Operations on Land, London, Sampson, Low, Marston, and Co., 1911, p. 16.
18.  Wylie, p. 34.
19.  Wylie, p. 106.
10.  Wylie, p. 102.