Category Archives: Global Analysis

A Geographical Breakdown of What’s Going on in the World

Should the U.S. Navy Help with the Med. Refugee Crisis?

A Modest Proposal to Help this Generation’s “Boat People”  

By John T. Kuehn

First, this article may be too late.  What do I mean?  I mean that we—as in the global community and the United States in particular—may be too far behind the power curve to do something meaningful about helping the refugees fleeing across the sea from the Syrian Civil War-Islamic Thirty Year’s War raging in the Middle East.  This is my way of saying I wish I had written this about six months ago when the problem was manifest to all.  So why write at all?  Something might be STILL done with forward deployed naval forces of the United States today, perhaps with like-minded maritime allies to help the unfortunate masses of humanity fleeing their homelands from a particularly cruel conflict.    Even if it is too late for current policy, the trend of “boat people” fleeing war to a better life elsewhere has many precedents in history, especially the last one hundred years and it will most certainly occur again.   This means that ringing the clarion now might contribute to effective humanitarian policy action in the future.  So it is worth a try.

First, let us briefly review some relevant history on these sorts of refugee crises as they pertain to migration in unseaworthy craft in search of a better life on distant shores. Case one takes us back to 1975 and the late 1970s when the United States’ lost war in Vietnam resulted in the flight of the boat people of South Vietnam  (and Cambodia, too) from the proletarian utopias established by the new Vietnamese government in Hanoi and the Khmer Rouge. The United States was caught napping somewhat on this one, too, but before long had started making efforts with naval assets based in the Western Pacific to help with this crisis. However,   years later a particularly unfortunate incident occurred in the 1980s wherein the captain of a U.S. warship (the USS Dubuque) failed to render proper assistance to fleeing “boat people” who later survived to present evidence against him. We will return to this issue since it is a feature of the law of the sea that mariners must render aid to people in danger on the high seas.  More recently Americans saw the flight of people from both Cuba and Haiti to the United States in the 1990s, fleeing various natural and man-made disasters in the Caribbean.

Why should the United States use its assets, especially its Navy, to help these people? There are three principle reasons: moral obligation, humanitarian, and practical.    The practical value for the United States involves two factors, leadership and what, for lack of a better term, might be called “good press.” If the U.S. is to be a leader it must take the lead in areas where it claims an interest.  By getting more involved and working with other states of the region while at the same time committing actual naval forces to help, we build partnerships, lead, and help. It is a win-win-win result.

From a moral standpoint we owe it to these people.  Here is the causal logic—when the U.S.-led coalition invaded Iraq all those years ago we removed the government in power and destabilized the region.  From that context Al Qaeda in Iraq (AQI) developed.  During the final years in Iraq we estimated we had pretty much solved the problem of AQI, but instead it had simply transformed itself into the current Islamic State (ISIS).   At the same time Syria fell into civil war, a conflict not unrelated to our actions in Iraq and has been further de-stabilized, especially since 2013, by an increasingly powerful and dangerous ISIS.  The upshot is that some, not all, of these refugees can be traced to American policy choices, so there exists something of a moral obligation to help with the result of our, for lack of a better word, blundering in the Middle East.

Finally, we get back to the purely humanitarian reasons—the salvation of (mostly) innocent human life.   Obviously things are being done, but there is little reason to allow people to helplessly drown or die of exposure at sea on un-seaworthy craft.   They already think they can make it and so the arguments that they would not flee if they did not think someone would help are not only ill-informed, they are morally wrongheaded.   In fact, the United States by simply having ships in the Eastern Mediterranean is obligated to “render assistance” should it run across people in distress on the high seas. Simply stationing ships on patrol in that area will naturally result in a requirement to render assistance because we certainly do not want any more Dubuques like we had in the South China Sea after the Vietnam War had ended.

As with any use of American taxpayer-funded projects, use of U.S. Navy assets must be judicious.  Also, we must coordinate with partners and allies in the region, but rendering assistance on the high seas is part of international law and a moral imperative, more than one might think given our distance from the Eastern Mediterranean. However, if the United States is to use its Navy as the “sysadmin” of the global maritime regime, as Captain Peter Haynes discusses in his recent book on the “new maritime strategy,” then this sort of action and use of naval power is part of the responsibility that the mantle of maritime leadership confers.   Or perhaps we no longer aspire to lead in this domain?  I think not.

Dr. John T. Kuehn is the General William Stofft Chair for Historical Research at the U.S. Army Command and General Staff College CGSC).  He retired from the U.S. Navy 2004 at the rank of commander after 23 years of service as a naval flight officer flying both land-based and carrier-based aircraft.  He has taught a variety of subjects, including military history, at CGSC since 2000.  He authored Agents of Innovation (2008), A Military History of Japan:  From the Age of the Samurai to the 21st Century (2014), and co-authored Eyewitness Pacific Theater (2008) with D.M. Giangreco as well as numerous articles and editorials and was awarded a Moncado Prize from the Society for Military History in 2011.  His latest book, due out from Praeger just in time for the 200th Anniversary of the Battle of Waterloo is Napoleonic Warfare: The Operational Art of the Great Campaigns.

The views are those of the author and do not reflect the official policy or position of the Department of the Army, Department of Defense, or the U.S. Government.

Irregular Forces at Sea: Not “Merely Fishermen”—Shedding Light on China’s Maritime Militia

By Andrew S. Erickson and Conor M. Kennedy

Maritime militia, dead ahead! In a just-published Defense News article, Chris Cavas has made an important contribution to our understanding of the operations and applications of China’s irregular maritime forces. The forces he describes are almost certainly neither ordinary merchant ship operators nor random fishermen, but rather militiamen operating in pre-planned roles in conjunction with USS Lassen’s Freedom of Navigation Operation (FONOP) in the South China Sea (SCS) on 27 October 2015.

Cavas cites a U.S. Navy source: “‘There were Chinese merchant vessels present that were not as demure as the Chinese Navy. One came out of its anchorage in the island and crossed the destroyer’s bow but at a safe distance, and the Lassen did not alter course as the merchant ship circled around.’ Fishing vessels in the area added to shipping traffic in the immediate area, the source said, but the ship did not have to maneuver around them. But the extra craft seem to have been present, the source noted, ‘because they anticipated the Lassen’s transit.’”

In what follows, the authors trace maritime militia involvement—in close coordination with other Chinese maritime forces—to a variety of important incidents at sea. It is thus not surprising to see these forces active near such China-occupied Spratly features as Subi Reef. But greater awareness is needed to address this vital but too-long-understudied issue. To that end, we offer the following major points:

  • China’s maritime militia is understudied, but it is important for understanding Beijing’s maritime strategy, especially in the SCS.
  • The militia work with other instruments of Chinese sea power—the military and the coast guard—to defend and advance China’s position in its disputes. They may also support military operations in wartime.
  • They allow China to vigorously pursue objectives without risking military conflict or creating an image of gunboat diplomacy.
  • This article series will profile four of the most important militia units operating in the SCS.

While Russia has employed “Little Green Men” surreptitiously in Crimea, China uses its own “Little Blue Men” to support its outstanding island and maritime claims in the East and South China seas. These maritime militia forces have participated in some of Beijing’s most important military and paramilitary operations in the SCS. They will be directly involved in future Chinese efforts, possibly including the direct harassment of U.S. and allied FONOPS. By “sending civilian, rather than military, ships to track or confront U.S. Navy vessels,” explains Huang Jing of the National University of Singapore, “China can issue a firm response to the U.S. while signaling that they don’t want to escalate the situation militarily.”

No ordinary civilian fishing boats, these! They are operated by members of China’s maritime militia (海上民兵). These irregular forces are recruited from a local fishing community or other maritime industry and remain employed there while being trained and available for government tasking. China’s modern maritime militia building dates to the founding of the People’s Republic of China (PRC) in 1949, when a rudimentary People’s Liberation Army Navy (PLAN) faced Nationalist blockading of mainland ports and depredations against merchant vessels. As a stopgap measure, the nascent PRC trained and equipped its fishermen militias, both for their self-defense and to support ground and naval operations. Within today’s maritime militia, a small but growing set of elite units are the ones most likely to be deployed on more sophisticated operations that involve monitoring, displaying presence in front of, or opposing foreign actors. They frequently operate in concert with China’s navy and coast guard.

The PLA’s official newspaper states, “putting on camouflage they qualify as soldiers, taking off the camouflage they become law abiding fishermen.” Make no mistake: when national needs dictate, maritime militia are used as frontmen trolling in support of territorial claims. You can read our analysis to date here, here, here, and here. Now, with the potential role and impact of China’s maritime militia growing, it’s time to document their precise nature before Beijing is able to mischaracterize or selectively portray an interaction or incident as simply involving random civilian fishermen or other marine workers motivated by spontaneous patriotism unfairly oppressed by foreign forces.

The concept of deputizing civilians to perform state functions is not novel to China. The United States, for instance, has Naval Militia, as well as Coast Guard Auxiliary and a Craft of Opportunity Program—but they serve vastly different purposes. Many states’ naval militias, such as the Rhode Island Naval Militia, are not currently active. Only the New York Naval Militia has remained continuously active since its founding. The few that have remained active post-World War II or recently (re)activated assist with law enforcement, evacuations, disaster recovery, anti-terrorism, and defense of undisputed American territory and port facilities against mines and other hazards. Importantly, U.S. Naval Militias, like the U.S. Coast Guard, do not harass foreign vessels or conduct other assertive activities to further contested island or maritime claims. In fact, the United States has very few contested claims, and has a track record of adhering to international law to manage or resolve them. It does not resort to harassment or threats of force against foreign vessels regarding disputes; hence there is no need for its Naval Militias to do so.

By contrast, such “maritime rights protection” activities are important responsibilities for China’s leading irregular maritime forces. Selected elite Maritime Militia units prepare for the most advanced missions, in part by receiving training from the PLA Navy (PLAN). As the first article in our series will explain, Vietnam, one of the few other countries with a Maritime Militia similar to China’s in purpose, knows about their efforts only too well. Chinese maritime militia capabilities are poised to grow still further as Beijing’s desire for calibrated SCS operations grows and demobilized military forces may be offered as a result of Xi Jinping’s 300,000-troop downsizing to make the PLA, literally, leaner and meaner.

To challenge future U.S. and allied FONOPS, in addition to verbal challenges and conspicuous monitoring and tracking, Beijing will attempt to further portray itself as the victim of foreign predations, forced to respond “defensively.” In addition to close, ambiguous approaches by China coast guard vessels or aircraft, which—unlike naval warships—are not subject to the bilaterally-accepted Code for Unplanned Encounters at Sea (CUES) or the associated air annex, it may entail closer, even more ambiguous approaches by maritime militia forces. The vast majority would likely operate trawlers, but some may employ other marine economic assets as well, such as the “merchant vessel” that cut in front of USS Lassen. Beijing may attempt to mischaracterize or selectively portray an interaction or incident as simply involving random civilian fishermen or other marine workers and “island residents” unfairly oppressed by foreign forces motivated by spontaneous patriotism—when in fact these are irregular selectively-uniform-wearing forces controlled by the PLA through land-based military People’s Armed Forces Departments (PAFDs). It will also require proactivity and getting out ahead of Beijing’s narrative. Among other things, the U.S. government should document to the world the nature of China’s maritime milita and its government-controlled deception and harassment activities. That will be far easier and more effective before Beijing orchestrates any militia-related confrontation.

To better understand these important dynamics and their strategic, operational, tactical, and policy implications, the authors will therefore offer a series of five articles on the vanguard militia forces of Hainan Province, most relevant to SCS disputes. Four of the leading militias will be surveyed in depth.

  • Located on Hainan’s west coast, the Danzhou Militia of Baimajing Harbor played a significant role in China’s operation to seize the Crescent Group of islands from Vietnam in the January 1974 Battle of the Paracel Islands.
  • Established in 1985, the Tanmen Village Maritime Militia Company of Qionghai County on Hainan’s south-southeast coast has long delivered supplies and building materials to China’s Spratly outposts. It was directly involved in the April 2012 Scarborough Shoal Standoff, with the boats of Chen Zebo and another Squad Leader likely summoning Chinese coast guard intervention when boarded by Philippine Navy forces seeking to confiscate a diverse harvest of endangered marine species. The Tanmen Militia benefited greatly from a visit by Xi himself on 8 April 2013, after which Tanmen Village was declared a model village and received further government investment.
  • Learning from the model set forth by the Tanmen Militia, the Sansha City Maritime Militia was established in its new, eponymous municipality in 2013. Given its location, it promises to play an important role in future Paracel affairs.
  • Last but not least, based in Sanya City near the center of Hainan’s southern coast, is the Sanya maritime militia built out of entities like Fugang Fishery Co. Ltd., which was established in 2001. Given its status as the militia perhaps most likely to be used for near-term frontline operations, such as harassment against U.S. or allied FONOPS, it is the subject of this first article in our series.

Read Part One Here.

Dr. Andrew S. Erickson is an Associate Professor in, and a core founding member of, the U.S. Naval War College’s China Maritime Studies Institute. He serves on the Naval War College Review’s Editorial Board. He is an Associate in Research at Harvard University’s John King Fairbank Center for Chinese Studies and an expert contributor to the Wall Street Journal’s China Real Time Report. In 2013, while deployed in the Pacific as a Regional Security Education Program scholar aboard USS Nimitz, he delivered twenty-five hours of presentations. Erickson is the author of Chinese Anti-Ship Ballistic Missile Development (Jamestown Foundation, 2013). He received his Ph.D. from Princeton University. Erickson blogs at www.andrewerickson.com and www.chinasignpost.com. The views expressed here are Erickson’s alone and do not represent the policies or estimates of the U.S. Navy or any other organization of the U.S. government.

Conor Kennedy is a research assistant in the China Maritime Studies Institute at the US Naval War College in Newport, Rhode Island. He received his MA at the Johns Hopkins University – Nanjing University Center for Chinese and American Studies. 

Canada’s Naval Fuel Crisis

This article originally appeared on the CDA Institute and was republished with permission. You can find the article in its original form here

CDA Institute guest contributor Ken Hansen, a research fellow at Dalhousie’s CFPS, comments on the necessity of logistics in light of the decommissioning of HMCS Protecteur and HMCS Preserver.

The loss of at-​sea replenishment capability has dropped the Royal Canadian Navy’s (RCN) standing from a blue-​water, global force projection navy to an offshore territorial defence organization. The major fire in HMCS Protecteur and the severe rust-​out problems in HMCS Preserver have resulted in the decommissioning of both ships and a logistical crisis that requires corrective action. Some signs for optimism have arisen recently in two contracts with the Spanish and Chilean navies for the use of two of their replenishment ships for a period of 40 days each. The total cost is rumoured to be approximately $160M CAD.

Forty days of sea time will allow each coastal formation to run an exercise involving replenishment at sea training and perhaps a tactical scenario for task group readiness. By doing this, Canadian sailors will get a chance to preserve complex and perishable skills that are vitally important in modern naval operations.

Replenishment at sea involves all of the ship’s departments. Navigation, operations, deck, engineering, and supply must all understand the sequence of events intimately if all is to go as planned. While sailing a ship alongside another at 20 to40 metres distance is demanding in calm seas, at night and in rough weather is no place to be doing this for the first time. The most graphic example of what can go wrong occurred off the coast of South Africa on the night of 18 February 1982, when the South African navy’s replenishment ship SAS Tafelberg rammed and sank the frigate SAS President Krugerafter the latter made the fatal mistake of turning in front of the bigger ship. Sixteen sailors were lost in this incident.

The South African accident occurred due to confusion in close-​quarters manoeuvring during an anti-​submarine exercise. Replenishment is a common activity in multi-​ship exercises and is often scheduled to coincide with other tactical ‘challenges’ to raise the complexity of challenges facing commanders. I have had many first-​hand experiences with these exercises and their hazards. On one occasion, north of Iceland, nearly four hours spent attempting to refuel in stormy winter conditions resulted in a mere 20 cubic meters of fuel transferred, much damage to the equipment, plus lots of frozen fingers and faces from the spray. We nearly lost one sailor overboard from the icy deck before the two captains conferred and agreed to call it off. Another occasion resulted in a side-​swiping by our ship of the much larger oiler. We slid backward along her side, leaving a long smear of distinctive Canadian naval paint on her hull and eventually cleared her stern ignominiously. Everyone knew trying to extricate ourselves by going the other way was potentially fatal.

The history of replenishment at sea training is full of such near misses and embarrassing moments. The calamity that befell President Kruger is actually a rarity. More common are parted fueling hoses and span wires, fouled screws, plus minor dents and scratches. Such tough lessons become legend amongst seafarers and we learned vicariously from these mistakes.

In operations, failure during replenishment at sea takes on a more serious nature. Less well known are replenishment events from the Second World War. Canadian escorts frequently had to abandon their convoys despite the presence of attacking U-​boats, owing to the difficulty of mastering the intricacies of refueling at sea. At one point in the war, the Admiralty forbade Canadian warships from refueling in eastbound convoys due to the amount of damage they were doing to scarce replenishment equipment. A related problem arose during the Cuban Missile Crisis when returning Canadian warships had to pass right through their assigned anti-​submarine patrol stations and carry on to Halifax to refuel. They returned days later. The accompanying aircraft carrier simply did not carry enough fuel to sustain her ‘thirsty’ escorts. Analysis showed that the navy needed a minimum of three replenishment ships to sustain short-​range escorts at a distance of only 250 to 500 nautical miles from base.

Today, the Government of Canada has a penchant for deploying the RCN worldwide. The fuel capacity of our current frigates (.1 tonne of fuel per tonne of displacement) equals historic pre-​war lows. This has forced planners to assume replenishment is a given in fleet operations. That assumption is now false. Without replenishment ships, the navy’s status has fallen and precious seamanship skills are wasting away.

Contracting foreign naval replenishment ships for short-​term training is a necessary expedient but it is only a stopgap measure. It may be that Chantier Davie will be able to produce an interim solution in short order, but if it goes longer than six months you can expect the RCN to re-​contract with the Spanish and Chileans on a regular basis.

The cost of leasing replenishment at sea services must now be added to the construction costs of the two new ships being built at Seaspan plus the cost of the building the interim ship by Chantier Davie. It should have been obvious that delaying the replacements for Protecteur and Preserver would result in added expense and more complexity in operations. It is a sad but entirely predictable mess and there is no real end in sight.

The blame for all this has to lay with the naval leadership. Somehow, generations of Canadian admirals decided that logistics is less important than combat capability. The National Shipbuilding Procurement Strategy (NSPS) is based on a one-​for-​one replacement plan of the Cold War Fleet, with the notable exception of the DeWolf-​class arctic/​offshore patrol ships. The logistical demands of this new security era are vastly greater than they were during the Cold War. The history of the RCN since 1989 has an abundant array of examples to prove this point.

I find it sad that the admirals care more about politics than they do about the history of their own service. A much more robust logistical capacity is needed immediately. They should remember this advice from American General Omar Bradley: “Amateurs talk tactics; professionals study logistics.”

Ken Hansen is an adjunct professor in graduate studies at Dalhousie University and a research fellow with the Centre for Foreign Policy Studies. He served for 33 years as a maritime surface warfare officer with the RCN. (Image courtesy of the Royal Canadian Navy.)

The Other Deep-Water Battleground

This article originally featured on Reuters and was republished with the author’s permission. Read it in its original form here

By Peter Marino 

A floating dock of the Indian navy is pictured at the naval base at Port Blair in Andaman and Nicobar Islands, India, July 1, 2015. REUTERS/Sanjeev Miglani

The Indian Ocean may be the only ocean named for a country, but it’ s still heavily contested territory. Both China and India, who have major strategic interests there, are suspicious of each other. Their struggle for leadership in the “emerging world” will play out for decades and all around the globe, but today the Indian Ocean is Ground Zero.

The South China Sea is home to overlapping claims by China, the Philippines, and other countries in the region. And the Arctic Ocean, increasingly, has seen a build-up of U.S. and Russian troops, lured by the possibility of billions of barrels of untapped oil. The Indian Ocean is significant because of its strategically important sea lanes — particularly for India and China, two of the world’s largest importers.

China imports most of its oil by sea, and 80 percent of it crosses the Indian Ocean before it passes through the Straits of Malacca, on its way to the Chinese market. Beijing is very concerned about its dependency on a waterway it does not control, and is using diplomacy, both carrots and sticks, to ensure that it can continue to access the sea lanes. As part of this effort, Xi Jinping’s “maritime silk road” program will offer cheap Chinese financing to cash-strapped governments for trade and industrial infrastructure along such routes.

China is using hard power as well. Through China’s longstanding alliance with the Pakistani government, it has funded improvements at the deepwater port of Gwadar, Pakistan, where a state-owned Chinese company now has a 40-year management contract. That agreement allowed the port to host ships owned by the People’s Liberation Army Navy, giving the Chinese a permanent, or at least semi-permanent, presence in the region.

China’s participation, since 2012, in the international anti-piracy coalition that mans the Gulf of Aden has also allowed it to operate in the Western Indian Ocean, where it is reported to be conducting studies of the sea depth, presumably to aid future submarine patrol missions.

Delhi has been paying close attention, and is mobilizing its own diplomatic and hard-power tools to shore up its influence in its home region. Indian foreign aid, while not yet on the scale of Chinese state investment, is being spread liberally to countries near the Indian Ocean, especially to Bangladesh and Sri Lanka. India’s proximity and cultural similarities give it some advantages over the Chinese efforts. Nationalist Prime Minister Narendra Modi has been notably active in this area, making the first trip by an Indian PM to Sri Lanka in 28 years as part of the push to improve bilateral relations.

Moreover, Delhi is aware of the gap between the strength of its own forces, and that of the Chinese People’s Liberation Army, which has been modernizing for 20 years. India is opening up its checkbook for better equipment, including a multi-billion-euro deal for advanced Rafale fighter jets from France to replace its aging Russian Sukhois. And it is becoming less shy about the idea that it is countering China at sea. When U.S. Secretary of Defense Ashton Carter visited Delhi in June this year, he signed early paperwork establishing a collaboration to develop India’s next generation of aircraft carriers. Because China had recently launched its first aircraft carrier, the Liaoning, and was constructing two more, the motivation behind this proposed Indo-U.S. partnership was unmistakable.

Despite these conflicting interests, China and India could still have room to collaborate on several major global issues. As two of the world’s biggest importers of agricultural goods, minerals and energy, they share an interest in working with exporters to help smooth out price volatility in commodity cycles. And as countries that will be “great powers” while still relatively poor, they should work with each other to push through reforms at the United Nations, World Bank and other international groups that were set up by the rich world. Their shared interest in a peaceful and stable Southeast Asia should contribute to their joint participation in peaceful diplomacy there, too.

But for the moment, Delhi and Beijing are mostly in a mode of competition in the Indian Ocean, and the tendrils of their struggle extend even further, across the steppes of Central Asia, to the Western part of Africa, and into the Persian Gulf, as well. The Indian Ocean is the one major ocean not bounded by one of the existing great powers, which makes it the perfect locale in which the struggle for primacy in the “emerging world” can play out. What we are seeing now is only the beginning.

Peter Marino holds an MSc in Global Politics from The London School of Economics and is a graduate of Norwich University. He lived in Shanghai from 2003 to 2008 and served as head of China development for London-based Aurigon, Ltd. He founded and sold Quaternion, a political risk startup, and is currently establishing a new Think Tank for International Affairs aimed at promoting engagement with the “Millennial Generation.” He also produces Globalogues, a video blog with commentary on global politics and economics. The views expressed in this article are his own.