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Tradewinds 2018 and the Caribbean’s Maritime Security Challenges

The Southern Tide

Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.

“The security environment in Latin America and the Caribbean is characterized by complex, diverse, and non-traditional challenges to U.S. interests.” Admiral Kurt W. Tidd, Commander, U.S. Southern Command, before the 114th Congress Senate Armed Services Committee, 10 March 2016.

By W. Alejandro Sanchez

The first two phases of the multinational, Caribbean-focused military exercise Tradewinds 2018 took place between 4-21 June. Said maneuvers, sponsored by U.S. Southern Command (SOUTHCOM), brought together an estimated 1,700 troops from almost two dozen nations. Given the ongoing maritime security challenges that the Greater Caribbean continues to face, these confidence and interoperability-building exercises continue to be very important.

Tradewinds ‘18

The first two phases of Tradewinds 2018 took place in Saint Kitts and Nevis and then in The Bahamas. Phase III, a seminar among regional leaders to discuss the results of the first two phases, occured from 17-19 July in Miami, Florida. The participating nations included the majority of Caribbean states, in addition to Canada, Mexico, the U.S. and extra-hemispheric states like France, the Netherlands, and the United Kingdom.

Some of the platforms that were deployed include the U.S. Coast Guard Cutter Charles David Jr. (WPC-1107); the British RFA Mounts Bay (L3008), a Bay-class auxiliary landing ship dock; Canada’s HMCS Shawinigan (MM 704), a Kingston-class coastal defense vessel; and Mexico’s ARM Oaxaca (PO 161), an Oaxaca-class patrol vessel. As for aerial platforms, these included AS365N3 Panther and UH-60 Blackhawk helicopters. As SOUTHCOM explains “this year’s focus is on countering transnational organized crime in the region,” apart from other priorities like improving disaster response. Operations at sea including procedures to intercept a non-compliant vessel, and live firing exercises with deck-mounted weapon systems like .50 caliber machine guns and 25 mm cannon.

In general, Caribbean governments and security forces have generally had a positive attitude toward these maneuvers. For example, Prime Minister of St. Kitts and Nevis and Minister of National Security the Honourable Dr. Timothy Harris reportedly stated “I have been assured that we can therefore expect training components or injects that reflect real world scenarios so that in the face of a real threat, our security forces and emergency response personnel will be able to coordinate seamlessly and in a manner and time that both meet international standards.” Similarly, Christian J. Ehrlich, an external analyst at the Strategic Research Institute of the Mexican Navy (Instituto de Investigaciones Estratégicas de la Armada de México), explained to the author that Tradewinds will help improve  interoperability between regional navies and coast guards.

Caribbean Threats

The Caribbean’s maritime security challenges are very diverse. They include drug trafficking (Washington’s primary concern), weapons and human trafficking, illegal fishing, not to mention search and rescue operations. These crimes have been extensively recorded, but it is worth noting that some occurred, somewhat ironically, at the same time that Tradewinds was taking place. For example, in mid-June Her Majesty’s Bahamian Ship (HMBS) Durward Knowles, a patrol vessel, intercepted a 50-ft Dominican fishing vessel that was poaching in Bahamian waters. Around the same time, the Dominican Republic chased a speedboat until it stopped in the coast of Pedernales province. Aboard were 351 packets which apparently contained cocaine. A month earlier, in early May, it was the Jamaican Defense Force’s turn to catch a vessel at sea, as a ship reportedly intercepted off the coast of Westmoreland had 764.9 pounds of compressed marijuana.”

Even more, piracy is becoming a noteworthy problem: in 2017 the organization Oceans Beyond Piracy (OBP) “recorded 71 incidents in Latin America and the Caribbean. Most incidents in the region occurred in territorial waters, with anchored yachts being the primary targets for attackers.” There were also 16 attacks against tankers and three fishing vessels, among other types of ships. A map prepared by OBP shows a cluster of incidents off the coast of Belize, Colombia, Venezuela as well around the islands of Grenada, Saint Lucia, and Saint Vincent and the Grenadines.

Map of 2017 incidents by Oceans Beyond Piracy.

Not counted in the report was a late-April 2018 incident along the Guyanese-Surinamese border, where pirates attacked a group of four fishing boats, robbing the crew and killing several of them.

The Status of Caribbean Maritime Forces

Some Caribbean defense forces have attempted to upgrade and expand their maritime fleets in order to take better control of their exclusive economic zone (EEZ). For example, the Royal Bahamas Defense Force (RBDF) has cquired several vessels constructed by Damen Shipyard  via the Sandy Bottom Project. These include Damen Stan 3007 and Stan Patrol 4207 patrol vessels as well as one Stan Lander 5612 auxiliary transport, roll on-roll off vessel. Similarly in 2016 the Jamaican Defense Force (JDF)  upgraded its fleet by receiving two new Stan Patrol 4207 from Damen in 2017. That same year, the JDF received two 38-foot SAFE boats and two 37-foot Boston Whaler vessels, donated by the U.S. More recently, in late July 2018, the Barbados Coast Guard commissioned patrol boat Endurance, a 958Y inshore vessel donated by China earlier this year.  The ambitious Sandy Bottom Project notwithstanding, Caribbean defense forces in general have limited defense budgets, hence new platforms, aerial or maritime, are not acquired or modernized regularly. Moreover, the aforementioned examples also highlight the continuous reliance on extra-regional allies  for donations in order to expand the naval inventory of these defense forces.

Mr. Ehrlich mentions that greater regional cooperation and interoperability is needed in order to make up for a limited number of platforms and personnel, and in order to decrease the region’s dependence on SOUTHCOM and the U.S. Coast Guard. The Mexican Navy could step up its presence in the Caribbean to help its partners with maritime security, but unfortunately the Mexican Navy seems to be more focused on its Pacific territory.

As a final point, it is important to highlight the troubling scandals regarding regional defense officers that are caught in cahoots with criminals. For example, Colonel Rafael Collado Ureña of the Dominican Republic’s Army, was arrested in mid-2017 in Puerto Rico as he was about to carry out a sale of 12.9 kilograms of cocaine. Around the same time, a member of the Jamaican Defense Force was arrested at Kingston airport as he tried to board a flight to Toronto with 2.8 kilograms of cocaine

Final Thoughts

Exercise Tradewinds 2018 recently concluded, and hopefully the maneuvers and training exercises that Caribbean forces carried out with counterparts such as those from Canada, Mexico, the UK, and the U.S, will be helpful for their future patrol and interdiction operations in their respective EEZs. We can also hope that these ongoing exercises, as well as generally cordial regional diplomatic, trade and defense relations, will lead to greater interoperability between regional forces.

While Tradewinds 2018 can be regarded as a success, these maneuvers will have limited positive impact if Caribbean defense forces do not obtain additional funding for new aerial and naval platforms given the size of the Caribbean Sea. Even more, scandals among security personnel, namely their involvement in criminal activities, stain the reputation of regional defense forces and limit the success of any training operations.

Wilder Alejandro Sanchez is a researcher who focuses on geopolitical, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.

The views expressed in this article are those of the author alone and do not necessarily reflect those of any institutions with which the author is associated.

Featured Image: ATLANTIC OCEAN (June 16, 2018) British ship RFA Mounts Bay (l3008) leads United States Coast Guard Cutter Charles David Jr (WPC-1107) (center, rear), Mexican Navy ship ARM Oaxaca (PO 161) (center, front), and Canadian Ship HMCS Shawinigan (MM 704) (right), during a formation exercise in the Atlantic Ocean, off the coast of the Bahamas during the U.S. Southern Command-sponsored exercise, Tradewinds 18. (Royal Canadian Navy Photo by Able Seaman John Iglesias/Released)

Insights from the National Training Center’s Opposing Force, Pt. 1

By Colonel John D. Rosenberger

Few in our Army would dispute the assertion that the 11th Armored Cavalry Regiment, the Opposing Force (OPFOR) at the National Training Center (NTC) is, very good at what they do. The commanders and soldiers in the OPFOR are seldom defeated in battle. For years, this unit has been the anvil upon which we have hammered and forged the combat power of our Army. Have you ever wondered how they do it?

How does OPFOR develop and sustain its ability to fight and defeat its opponents in almost every battle at the National Training Center? How does the regiment, fighting with 1960s-1970s technology, routinely defeat brigade task forces equipped with the most modem weapon systems and technology our Army can provide? How can the regiment do it given the same soldiers, the same personnel turbulence (about 40 percent turnover each year), the same leader development challenges, and the oldest fighting equipment in the active Army?

It’s my premise in this essay that these are not trivial questions, simply answered by the fact that the regiment has the opportunity to train and fight more frequently, or that the OPFOR knows the terrain. Just the opposite: I believe the answers to these questions are critically important to a force projection Army that is growing ever smaller, and they are absolutely key to achieving the full combat potential of Force XXI and the Army.

Realization of Combat Potential

Bottom line up front: It’s my conclusion, after fighting against it, observing it for 12 years and now commanding the OPFOR, that the fundamental reason this remarkable military organization is able to dominate its opponents is because the OPFOR has achieved the combat potential residing in its doctrine, organization, training methods, leaders, soldiers, and the capabilities of its equipment. The brigade task forces they oppose have not. Moreover, they cannot achieve their full combat potential, given existing conditions within our Army today. Understanding this premise, and the disparity, must begin with a discussion of how the OPFOR is organized.

It Is How the OPFOR Is Organized

Fundamentally, the warfighting ability of the OPFOR stems from how it is organized. It is organized as a combined-arms team. It lives together as a combined-arms team, it trains as a combined-arms team, and it fights as a combined-arms team all the time. It is not a collection of units, thrown together on an ad hoc basis from various divisions and installations, who have never trained together, or a collection of units within a division which task organize and train infrequently as a brigade combat team.

On the battlefield, habitual fighting, training and support relationships matter. They matter a lot in combat, and historically, the most combat effective organizations our Army has ever put on a battlefield share this organizational characteristic. Our military history is replete with examples. This comes as no surprise to those who know and understand what it takes to win in combat – teamwork, mutual trust and absolute confidence in every member of the team. To achieve these essential feelings, combat, combat support and combat service support units have to train and fight together as one team for long periods of time.

Habitual team relationships foster incomparable teamwork, a prerequisite to success on any modern battlefield, where multiple units, with multiple capabilities, must be artfully integrated and employed simultaneously. A football analogy works well to describe this critical dynamic.

In the great professional football teams, because they live together, train together and play together, every member of the team understands every other role and responsibility and every member knows the others’ capabilities and limitations. In every play (battle), every player has a specific task and purpose to achieve; he knows when and where his task must be achieved in order to set conditions for success. Equally important, he also understands what every other member of the team will do, when he will do it, and where he will do it. This common understanding develops an incredible sense of unity and purpose, and the most powerful effect of all, a common visualization of the play (battle) and how it will unfold. Each player sees how he fits in the big picture, thereby giving him a sense of purpose. Having a sense of purpose, and knowing your team is counting on you to do your job, produces a powerful motivation to succeed. Moreover, the plays executed by a professional team are a display of artful synchronization, achieved through constant, repetitive practice as a team – something completely unachievable by any other means. This same kind of teamwork is at the heart of the OPFOR’s performance, and historically, the performance of our best combat units.

Habitual team organizations also foster mutual trust and confidence throughout the force. Nobody in combat is comfortable fighting with strangers, fighting with an ad hoc collection of units whose leadership and capabilities are not proven and known. Mutual trust and confidence are absolutely critical in combat. When a team lives together, trains together and fights together all the time, leaders and units get to know one another very well. They learn who they can count on, who can do the job. They learn who can pull their weight. They immediately recognize the others’ voices on the radio: they are talking to friends and comrades. They learn to trust one another, and from this trust comes an unshakable confidence. Though confidence is intangible, that’s what wins in combat, and that’s what brigade task forces are up against in the OPFOR at the NTC. It is a tremendous advantage.

In contrast, the brigade task forces the OPFOR opposes each month are not, by Table of Organization and Equipment (TO&E), organized as combined-arms teams. Instead, they are a temporary or ad hoc collection of units from different divisions or installations, thrown together for training, who have not had the opportunity to train together or to train as one team at the frequency necessary to develop their full combat potential. They are strangers, trying to do their best but handicapped by a variety of conditions that do not foster or develop the kind of teamwork the OPFOR brings to the battlefield. Consequently, it’s like a neighborhood pick-up team stepping on the field with the Denver Broncos.

In sum, the OPFOR provides us an important warfighting insight. Habitual combined-arms organizations (combined-arms teams that live together and train together permanently vs. temporarily) are fundamental to achieving the full combat potential of a force. But this is only a partial answer to the question.

It Is How the OPFOR Trains

The training program and methods employed by the OPFOR to sustain proficiency in mission essential tasks are the catalysts for its success – the way you take potential and turn it into capability. Notably, these methods differ from the training methods employed by the brigade task forces they oppose.

The regiment trains and adheres to proven doctrine, tactics, techniques, and procedures honed through years of trial and experience. Only three bedrock training manuals are used: U.S. Army Training and Doctrine Command (TRADOC) Pamphlet 350-16 on OPFOR Doctrine, the Regimental Tactical Standing Operating Procedures, and the Motorized Rifle Company Handbook. These three manuals serve as the blueprint for success. They establish clear performance standards and expectations. They foster simplicity in training, a common understanding of how we fight as a team and, consequently, an incomparable unity of effort during performance of combat missions. Every trooper learns how to fight from the pages of these three manuals.

There is nothing fancy about how the OPFOR trains. Bottom line: The OPFOR stays focused on the fundamentals of warfighting at the tactical level of war. The entire training program is designed to sustain mastery of a few fundamental tasks and battle drills at each level of command – individual to regiment. For example, the first thing an OPFOR soldier or leader is taught is how to use terrain and all its features to accomplish the mission. Terrain walks are the bread and butter of the training program-low cost, but the most influential training tool in the kit bag. Learn how to see the terrain and how to use it, and you can’t be whipped.

Motorized rifle, antitank, engineer, military intelligence, air defense and tank companies constantly practice only a handful of battle drills – those actions on the battlefield which assure dominance in the close, direct fire fight. Tank and mechanized infantry platoons continually practice set-move techniques, providing overwatch for one another as they bound from one intervisibility line to the next. Regimental battle staffs constantly practice a set of planning and wargaming drills which set near-perfect conditions for synchronization of the combined-arms teams. Blocking and tackling – the fundamentals – that’s what the regiment trains to do. By staying focused on the fundamentals, units are able to achieve the full capabilities and effectiveness of their combat systems on the battlefield.

As to training methods, the OPFOR adheres religiously to the training doctrine and methods espoused in Anny Field Manual (FM) 25-10 I, Training the Force – the entire process. Individuals and units are trained and measured against established performance standards at every level. After-action reviews are always conducted, and if an individual or unit fails to meet the standards, they retrain and execute the task until standards are met, plain and simple. Time is always allocated for retraining. The regiment trains until standards are met all the time. It’s an ingrained habit. Moreover, and this is a critical point, the regiment trains to perform individual and mission-essential tasks at the frequency necessary to sustain performance standards. Nothing is more important to developing full combat potential in the kind of Army we have, than training soldiers, leaders and units at the frequency necessary to sustain performance standards. Why is that?

Simple: Every unit in our Army faces two enemies every day, enemies which sap the combat potential of the force. First, as a result of how we man the Army, every year we turn over about 40 percent of the unit at every level. For the 11th Armored Cavalry Regiment, that’s about 1,000 new noncommissioned officers (NCOs) and soldiers we have to train and prepare to fight as members of the team. We’re continuously in the business of training new soldiers and leaders. Second, warfighting is an extremely complex business these days, with complex tasks to learn and master. And because we’re human, we forget how to do things as time goes by. The more complex the task, the sooner we forget how to do it. It follows, then, that the more complex the task, the more frequently you need to train. For these two reasons we’re constantly training new soldiers and we forget how to do things – the frequency of training individual, leader and unit tasks is absolutely critical to developing and sustaining full combat potential. In other words, get the frequency right, and you can sustain high levels of performance. Within our Army today, for a host of reasons – lack of money to train at the right frequency, lack of time, shortages of leaders and soldiers, installation support, and peacekeeping missions – brigade task forces, unlike the OPFOR, do not have the opportunity to train under tough, realistic field conditions at the frequency required to develop, much less sustain, their full combat potential at every level within the organization. It shows on the battlefields at NTC.

Perhaps the most influential and discriminating difference between the OPFOR and the brigade task forces they fight is the leader certification program. Unlike the units they face, the OPFOR confirms that every soldier and every leader possesses the knowledge, skill and ability to perform his/her duties before they are permitted to fight with the regiment. Every soldier and leader is compelled to undergo a rigorous series of written exams, oral exams, terrain walks, apprenticeships and hands-on demonstrations of their knowledge, skill and ability before they are allowed to fight or lead. That’s right – every soldier and leader, from section to regimental level, is tested and must prove they can execute their individual and leader tasks.

Platoon sergeants, platoon leaders, and company commanders must demonstrate their ability to execute their platoon and company march formations and battle drills, and to orchestrate fire support. The regimental chief of reconnaissance must demonstrate an absolute mastery of intelligence preparation of the battlefield. The regimental chief of staff must demonstrate his ability to conduct deliberate wargaming and set conditions for synchronization of the combined-arms teams. The regimental commander must demonstrate his ability to see the terrain and how to use it, see the enemy, see himself, and visualize how to shape his battlefield and effectively employ every capability of the combined-arms team to defeat his opponent. Only when the commander is assured of a leader’s tactical and technical competence, through testing and examination, is the subordinate leader permitted to serve in his position. This is a process foreign to the remainder of our Army, and in my opinion, at the root of the performance differential we continue to observe here at the NTC. It is a glaring disparity.

The point of all this? These training methods, and the opportunity to train repetitively, are the way the OPFOR is able to achieve and sustain its full combat potential. Unfortunately, the conditions necessary to implement this proved training strategy and methodology, the training resources, and opportunity for the remainder of our Army do not exist. Units at home station do not have the money, time, and other resources necessary to train at the frequency required to develop and sustain proficiency in mission-essential tasks, platoon to brigade level. As an Army we do not train and confirm that battalion and brigade staff officers are competent to perform those duties before they assume their duties. For that matter, combined-arms battalion and brigade commanders are not required to prove and demonstrate a mastery of battle command skills and tactical competence before being placed in command. It is not, and has not been, a prerequisite for command selection. It shows at the NTC, year after year.

To sum up, the OPFOR provides us another important warfighting insight: How you train soldiers, leaders and units, and the frequency of training, are key to achieving the full combat potential of a force. But again, this is only a partial answer to the questions. There is another important reason.

Read Part Two here.

Colonel Rosenberger is currently serving as Commander, 11th Armored Cavalry Regiment, Fort Irwin, CA.

The above was originally published by the Association of the U.S. Army’s Institute for Land Warfare Studies as a part of its Landpower Essay Series. Read it in its original form here.

Featured Image: A U.S. Army armored element from Company A, 1st Battalion, 63rd Armor Regiment “Dragons”, 2nd Armored Brigade Combat Team, 1st Infantry Division, Fort Riley, Kansas, performs a strategic convoy maneuver during Combined Resolve X at the Hohenfels Training Area, Germany, May 2, 2018. (U.S. Army photo by Spc. Andrew McNeil / 22nd Mobile Public Affairs Detachment)

Call for Articles: Bringing Back Sea Control

By Dmitry Filipoff

Articles Due: September 3, 2018
Week Dates: September 10-14, 2018

Article Length: 1000-3000 words 
Submit to: Nextwar@cimsec.org

Great power competition is back, and with it new demands for capability and deterrence. After years of focusing on power projection and low-end missions, many first rate navies have allowed high-end skillsets to erode. As security priorities shift, navies too must change. 

One vital mission for winning and deterring great power conflict is sea control, the ability to secure command of the seas. Today sea control has morphed into something of enormous complexity. It can be a convoluted contest, with platforms and payloads projecting influence across multiple domains. Navies are ever more reliant on electronic effects for warfighting functions, turning cyberspace and electronic warfare into pivotal battlegrounds for sea control. Sea control is the sum of many elements of oceanic warfare, requiring diverse skills and tactics.

In spite of technological change, sea control will remain an important mission so long as the oceans remain crucial to human progress. It is the vital prerequisite for projecting power and securing access via the maritime domain. It can enable blockades and commerce raiding, allowing a navy to exert tremendous pressure on a nation’s vitality. Sea control is a mission as timeless as naval power itself, and one deserving of thorough preparation.

How can the navies of today revitalize their sea control capabilities? How can they become proficient in high-end missions and tactics? What will achieving sea control require, and how best to use it once attained? Authors are encouraged to consider these questions and more as navies around the world reconsider their development in the context of renewed great power competition. 

Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at Nextwar@cimsec.org

Featured Image: BALTIC SEA (June 9, 2018) Thirty maritime unit ships from 12 nations maneuver in close formation for a photo exercise during Exercise Baltic Operations (BALTOPS) 2018 in the Baltic Sea. (U.S. Navy photo by Mass Communication Specialist 1st Class Justin Stumberg/Released)

Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units

Rupprecht, Andreas. Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units Houston: Harpia Publishing, 2018. 80pp. $29.95

By Lieutenant Commander David Barr, USN

In the introduction of his latest installment regarding modern Chinese combat aircraft, Andreas Rupprecht correctly assesses the rapid and expansive scope of Chinese air power modernization: “The amount of ‘recent changes’ especially in doctrine, training, and force structure are so numerous that they would easily surpass the available space within one volume, it was decided to separate the naval air component from the regular Air Force and Army Aviation.”1 His thoughtful and deliberate efforts paid off.  In Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units, Rupprecht wisely focuses his efforts solely on Chinese naval aviation, and in the effort, masterfully delivers its stated purpose to “provide an extensively illustrated compact yet comprehensive directory, with in-depth analysis of the organization and equipment of modern Chinese naval air power.”2

In Chapter 1, Rupprecht succinctly explains the origins and history of Chinese naval aviation or what is modernly referred to as the People’s Liberation Army Naval Air Force (PLANAF). By reading pages 11-14, one will gain an educational understanding of how the PLA historically placed the PLANAF at a lower priority than that of the more prominent and mightier PLA Air Force (PLAAF). And how, like many a younger sibling throughout history, the PLANAF had to make due from hand-me-downs from its bigger brother. Rupprecht dedicates the remainder of the chapter to his assessment of the PLANAF’s future which he briefly describes as “relatively bright” and further predicts that the PLANAF “will probably be the largest beneficiaries of the recent reform and modernization.”3

J-15 landing on Chinese carrier CV-16. (Photo from Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units)

The “recent reform and modernization” to which Rupprecht refers is part of an ongoing and widespread PLA force modernization program which focuses on giving the PLA capabilities to conduct what Chinese military strategists call informatized, integrated joint operations. China’s 2015 defense white paper, released by the State Council Information Office of the People’s Republic of China, directs the PLA to “win informatized local wars” with emphasis on struggle in the maritime domain. Additionally, the white paper addresses the need for further development of PLA Navy (PLAN) capabilities in the face of an expanding mission set, stating the PLAN will shift its focus from “offshore waters defense” to the combination of “offshore waters defense” with “open seas protection.”4 This grander vision for the PLAN aligns with China’s perceived need to protect what it considers its “core interests” – safeguarding its national territorial sovereignty and maritime rights and interests in order to ensure Chinese economic and social development. Toward this end, as Rupprecht’s explains through Andrew Erickson in Chapter 6: “The PLAN is more likely to develop a limited power projection that enhances China’s ability to defend its regional interests; to protect expanding overseas interests; to perform non-traditional security missions.”5 It would seem logical therefore to assess that the PLANAF represents a growth industry for the PLAN over the coming decades.

In Chapters 2 through 5 of Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units Rupprecht offers a solid description of how the PLA is slowly and methodically improving the power projection capabilities and training of its naval aviation combat arm. Chapter 2 briefly provides a helpful explanation of aircraft markings and the serial number system utilized by the PLANAF for its various platforms. Chapter 3 supplies ample information regarding new aircraft variants, improved avionics and sensors, and refueling capabilities of the latest PLANAF fighters, fighter-bombers, bombers, transport, special mission aircraft, helicopters, and unmanned aerial vehicles (UAV). Chapter 4 couples the aircraft with ordnance, offering insight into the latest PLANAF air-to-air missiles (AAM), air-to-surface missiles (ASM), guided bombs, electronic warfare (EW) and targeting pods, as well as torpedoes. And, as has become his calling card and his books’ pièce de résistance, Rupprecht once again supports his text with numerous colorful and vivid photographs of the platforms described.

J-15 preparing to take off from CV-16 (Photo from Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units)

At the beginning of Chapter 5, Rupprecht alludes to the notion of “the greatest technology is only as good as the person (or pilot) using it” by stating “the latest developments in tactics and training are probably even more important for the future outcome of any potential operational use” and explains that both the PLAAF and PLANAF have developed less-scripted and more realistic and integrated training for each arm’s respective pilots over the past decade.6 The rest of Chapter 5 outlines the evolution of PLANAF pilot qualifications, training regimens, and platform transition timelines – a critical, yet not widely understood facet of the PLANAF’s modernization effort.

Rupprecht saves the most intriguing issues and subsequently his best writing for Chapters 6 and 7.  Chapter 6, at only four pages long, provides a concise yet wonderful synopsis of the current and future developments within China’s aircraft carrier program.  Most of the chapter’s pages focus solely on the current status and future projections of China’s current aircraft carriers (CV-16, Type 002, and Type 003) and not the associated air wing which currently uses the J-15 multi-role fighter as its centerpiece (best described in Chapter 3). It remains to be seen if the PLAN defines “air wing” like the United States Navy. If so, then a PLAN air wing will theoretically be composed of various airborne platforms that conduct a variety of missions including airborne early warning (such as the KJ-600 featured on page 29), electronic warfare, in-flight refueling, and other specialized aircraft.

The most absorbing content of Chapter 6 (and possibly the book itself) can be found on pages 52-53 in a section entitled “Future Fleet Size and Operational Options.”  Here, Rupprecht’s words echo the sentiments of the late United States naval officer and strategist, Alfred Thayer Mahan, who consistently argued in the late 19th Century that the United States had a maritime destiny and it could only achieve its national greatness through control of the seas. Addressing similar strategic maritime ambitions of the PLA and the role that a viable aircraft carrier fleet could provide toward achieving those ambitions, Rupprecht states, “A carrier fleet is therefore a consequence of China’s rising ambitions both in terms of the role the country wants to play on the international stage, its role as a premier export nation and, more importantly, its role as a regional power. In order to be able to project these ambitions at any time, a spatially and temporally limited ‘Sea Control’ will be required and a carrier fleet will be a significant tool in building its power projection capabilities.”7

Chinese carrier Liaoning (CV-16) (Photo from Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units)

Chapter 7, entitled “Naval Aviation Order of Battle (March 2018)”, provides much more than a tabular depiction of the PLANAF’s order of battle (OOB), as the title suggests. Just as he did in his 2012 Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation, Rupprecht effectively describes and illustrates, via well-structured text and vibrant pictures and charts, both the operational missions and geographical responsibilities of the three Theater Commands that have a corresponding Fleet Naval Aviation Headquarters (Eastern, Southern, and Northern) thus capturing the growing operational impact of the PLANAF. 

Most intriguingly however, on pages 58-60, Rupprecht provides a brief yet highly insightful assessment of the PLANAF’s seemingly inevitable evolution toward developing into a true “blue water” force.  It is here, in this author’s opinion, in combination with pages 52-53 of Chapter 6 previously mentioned, that Rupprecht captures the very essence of the book for these are the pages that present the strategic and operational impetus of why the PLA is continuing down its path of remarkable military modernization – an effort that may leave it as one of the world’s most dominant military forces. This larger strategic context is far too important to get lost in the pages of latter chapters. It may have been better for this level of analysis to be presented and expanded upon in Chapter 1 if not the introduction.

I applaud and endorse Rupprecht’s decision to narrow the scope of Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units in order to focus solely on the naval aviation component of the PLA.  During a time of a growing perception of a major great power competition between the United States and China, his work is both highly relevant and exceptionally timely.  For any military enthusiast or analyst looking to expand his or her understanding of Chinese naval aviation and how it fits into the PLA’s larger regional and global ambitions, this book provides ample substance and striking illustrations. I equally anticipate reading Rupprecht’s other 2018 work entitled Carrier Aviation in the 21st Century: Aircraft Carriers and Their Units in Detail (as mentioned on page 51) and hope he continues to produce these “extensively illustrated compact yet comprehensive” works of art.8

LCDR David Barr is a career intelligence officer and currently serves as instructor with the National Intelligence University’s College of Strategic Intelligence. All statements of facts, analysis, or opinion are the author’s and do not reflect the official policy or position of the National Intelligence University, the Department of Defense or any of its components, or the U.S. government.

References

1. Rupprecht, Andreas. Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units. Houston: Harpia Publishing, 2018. p. 7.

2. Ibid. p. 7.

3. Ibid. p. 14.

4. “China’s Military Strategy,” State Council Information Office of the People’s Republic of China, May 2015. 

5. Rupprecht, Andreas. Modern Chinese Warplanes: Chinese Naval Aviation – Aircraft and Units. Houston: Harpia Publishing, 2018. p. 53.

6. Ibid. p. 45.

7. Ibid. P. 53.

8. Ibid. p. 7.

Featured Image: Chinese Shenyang J-15 Flying Shark (via USNI News)