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Indo-Asia-Pacific

Turnbull’s Choice: Australian Security Policy Evolves to Face a Rapidly Changing Pacific

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This article originally appeared in Strategic Vision for Taiwan Security and is republished with permission. Read it in its original form here.

By David Andre

Reacting to Australia’s Foreign Policy White Paper, a Chinese Defense ministry spokesperson cautioned Australia to get rid of its “old mentality in mind while having a new Asia Pacific in sight.” While these comments rank as some of the most benign in a recent series of caustic remarks, they do capture the essence of the maritime environment of South and East Asia: A boiling pot where competing historical narratives, rapidly changing geopolitics, and great power competition clash in the East and South China Seas. As these issues are unprecedented, so too are the challenges they present. Too often, though, Australia’s policies have been characterized as a choice between the United States and China, but such a characterization is misleading and oversimplified. One thing is certain: Australia’s maritime policies in South and East Asia will have a significant impact on the countries of the Pacific region.

In November 2017, the Australian government of Malcolm Turnbull released its new Foreign Policy White Paper—the first since 2003. This document describes a very different Asia-Pacific region than the one of 14 years ago, detailing a region where economic dynamism, great-power competition, and land and maritime border disputes are on the uptick. What appears from the White Paper is a resolute Australia, committed to stepping up its role in the security and prosperity of the Pacific. Nowhere is this resolve more salient than in the maritime domain, where disputed islands and maritime militarization threaten to undermine maritime security, destabilize the region, and create a polarized Pacific defined by the divergent security interests of the United States and the People’s Republic of China (PRC). This scenario is routinely presented as a Sophie’s Choice for the Australian government: a choice between the security brought by the United States—Australia’s strongest ally—and the economic prosperity promised by continued trade and investment in China—now Australia’s biggest trading partner. This is a specious argument.

 State of Polarization

The argument oversimplifies what is a much more nuanced situation and neglects the fact that Australia has already chosen a side. Though that choice was never between the United States and China; rather it was a choice in favor of a maritime security environment defined by multilateral institutions and a rules-based global order, which neither the United States nor China distinctly embodies. Characterizing Australia’s maritime policies in Asia as anything else is an attempt to force a state of polarization in the region.

The Asia-Pacific is a maritime domain of competing realities and compelling narratives. In the 2017 Foreign Policy White Paper, Australia offered a practical rendering of the geopolitical realities that define the Asia-Pacific. This rendering begins by acknowledging that the maritime superiority long enjoyed by the United States in the Pacific is now being contested by the PRC. Indeed, political, material, and budgetary constraints have placed and will continue to place a significant strain on US naval operations in the Pacific. This contrasts with China, where Xi Jinping holds an extraordinarily powerful position and possesses an economy to support his aggressive military modernization program. Certainly these realities have emboldened China, exemplified by Xi Jinping’s recent Party Congress speech, in which he referenced the construction progress China has made on the islands and reefs in the South China Sea, saying, “no one should expect China to swallow anything that undermines its interests.”

The relevance of these trends to Australia’s security and prosperity is undeniable. So, it should come as no surprise then that the Foreign Policy White Paper states that Australia must step up its efforts in the Asia-Pacific, specifically in regard to the maritime disputes in the South China Sea.

Enduring Allies

For Australia, there are geopolitical realities and historical narratives that impact its maritime policy in the Pacific. Foremost is the reality that the trajectories of China and the United States will continue toward increased competition and, potentially, direct conflict. Putting the debate over hegemonic aspirations aside, China is the most dominant regional power in East Asia and, by extension, the East and South China Seas. Little about this trajectory suggests that there will be a change in the coming decades.

Political climate notwithstanding, the United States and Australia are enduring allies, with a 2017 Lowy institute poll reporting a majority of Australians believe an alliance with the United States remains critical for security — again there is little to suggest that this will change. These trajectories intersect on the regional fault line of the South China Sea and put considerable pressure on Australia.

Second, each country believes it is executing a rational strategy and so has no impetus to change. These rationales derive from deep-seated historical narratives. China believes that the post-WWII global order and the accompanying international norms developed independent of Asian input, and are thus not binding. This leads to a modernizing China that is looking to cast itself as a sidelined power merely assuming its rightful mantle. While there is some validity to this reasoning, there is a counter opinion that purports that the global order, regardless of its Western-centric origins, has allowed China to become the leading economic and military power in Asia. This explains the United States portraying itself as a stabilizing influence and champion of a rules-based international order. As with most national narratives, there is a pragmatic mixture of truth and revisionism involved. Alas, the naval strategies at play in the Pacific are a result of these beliefs and it is unlikely that Australia will change the mindset of either actor. Given this scenario, Australia’s balanced approach remains the best course of action for realizing its interests and the interests of others.

A Third Choice

Portraying Australia’s Asian maritime policies as a choice between the security of the United States and the prosperity of China presents a false dilemma. Australia denounces such depictions, believing that an either/or characterization belies the complexity of Asia’s maritime issues. Unfortunately, such portrayals are common. In 2010, political scientist John Mearsheimer argued that it was inevitable that China’s rise would be seen as offensive in nature and that Australia would have no choice but to join the US-led balancing act.

More recently, in August 2016, a US military official offered a similar sentiment stating that “there’s going to have to be a decision as to which one [China or the United States] is more of a vital national interest for Australia.” With the recent release of the Foreign Policy White Paper, these calls have renewed in earnest, repeated to the point of cliché. Unfortunately, by presenting a polarized view of the maritime domain, these assertions neglect a third choice — the choice of global order and international norms, which supports Australia’s national security better than either of the national strategies of the United States or China.

Australia’s behavior represents a commitment to a multilateral Asia. A member and advocate of multilateral institutions throughout the Asia-Pacific, Australia maintains strong bilateral ties with many members of the Association of Southeast Asian Nations, (ASEAN), as well as rising powers India and Japan. While many write this off as the lot of a benign Middle Power, it comes with the power to tip the scales.

Proof of this power was on display in China’s reaction to the new Foreign Policy White Paper. Despite its oblique references to maritime disputes, China’s Foreign Ministry was quick to chide Australia for what it called “irresponsible commentary” and “propaganda.” Branding Australia’s foreign policy in such a manner represents China’s own coercive way of telling Australia that it must choose sides. It is also a harbinger of the difficulties that Australia will face as it attempts to navigate an increasingly unstable Asia.

Insistent Tone

While Australia’s tone may be growing sterner under the Turnbull administration, the message is the same: respect the international norms and rules- based global order. In maritime Asia, this means allowing the free flow of shipping through the East and South China seas. The message was present in the 2016 Defence White Paper, with calls to establish a Code of Conduct between China and ASEAN, to stop land reclamation, and uphold maritime rights in accordance with the United Nations Convention on the Law of the Sea (UNCLOS). Meanwhile, the increased military spending outlined in the Defence White Paper signaled a more insistent tone emerging in Australia’s Foreign policy. Australia struck a similar tone in July 2016, when reacting to the South China Sea arbitration, which ruled in favor of the Philippines.

Alongside these declarations are a series of practical, balanced statements representative of Australia’s position in the regional power dynamics. Julie Bishop’s statements in October 2016 asserting that Australia should seek to de-escalate tensions in the Pacific and not take sides exemplify this sentiment. The continual efforts to goad Australia into choosing sides disrespects Canberra’s strategy and risks removing an important actor’s ability to maintain balance in the Pacific. For just as Beijing’s vision of its regional role continues to expand, so too must Australia’s.

Though Australia has yet to conduct any Freedom of Navigation Operations (FONOP), like the United States has consistently done, the Royal Australian Navy’s presence has been steadily increasing in the region. Indo-Pacific Endeavour, Australia’s largest joint task group to sail in the Indo-Pacific region in 40 years puts action to the words detailed in the foreign policy document. The 11-week long deployment involved ASEAN partners Brunei, Cambodia, Indonesia, Malaysia, the Philippines, Singapore, and Thailand, as well as regional actors such as Japan, India, Micronesia, and East Timor.

Fundamental to Peace

As Australia’s physical role expands, so too does its affirmation of international order. Speaking about Indo-Pacific Endeavor, Minister of Defense Marise Payne referenced the ongoing disputes, saying, “Maintaining the rule of law and respecting the sovereignty of nations large and small is fundamental to continued peace and stability in our region.” In addition to Indo-Pacific Endeavour, Australia participated in a joint exercise with the United States and South Korea in November 2017. These exercises came on the heels of an agreement on joint maritime patrols with the Philippines in Western Mindanao.

(Photo via Wikimedia Commons)

In addition to conducting joint maritime operations throughout the region, Australia has steadily increased defense dialogues among ASEAN countries. In early November 2017, Australia concluded the first iteration of a new defense dialogue with Vietnam, which builds on increasingly stronger defense ties that have been building for a decade. There is also a deepening of the maritime relationship with Indonesia, Australia’s nearest ASEAN partner and a unique actor in the South China Sea disputes. In perhaps its most concrete act, Australia routinely conducts Maritime Patrols to contest China’s attempt to establish an Air Identification Zone (ADIZ) over the South China Sea. Lastly, the September 2017 commissioning of the HMAS Hobart signaled the entry of a new class of Destroyers to support the intent of stepping-up engagement in the Pacific.

Australia’s steady expansion of its maritime role in the Asia-Pacific still allows room for engagement with China. In August 2017, Australia and China concluded the 20th iteration of their annual Defense Strategic Dialogue in Canberra. The dialogue acknowledged the importance of regional peace and stability in the South China Sea. Through this wide breadth of strategic dialogues and maritime exercises and operations, Australia shows its commitment to the maritime domain as well as the international order. So far, the realignment of power in the Asia- Pacific has been without direct conflict.

When it comes to the Pacific, the reality is Australia has placed international order at the forefront of its national security. As the Pacific’s maritime domain continues to evolve and the strategic stability of the post WWII-era is challenged, Australia’s policies toward the region will undoubtedly develop to meet this challenge. Considering Australia’s growing importance to the region, any actions Australia takes will undoubtedly have a significant impact on its regional partners. As such, attempts at polarizing Australia’s maritime policy will only worsen the divide.

As more and more nations feel compelled to choose sides, the likelihood of consensus drives down and the possibility of a bifurcated maritime domain rise. So, when it comes to the United States and China, Australia has not taken sides, nor is it in anyone’s best interests to do so. So far, the realignment of power in the Asia-Pacific has been without direct conflict and Australia plays an integral role in keeping it as such.

Lieutenant David Andre is a former Intelligence Specialist, and has served as an Intelligence Officer and Liaison Officer assigned to AFRICOM. He is currently serving as N2 for COMDESRON SEVEN in Singapore. He can be reached at [email protected].

Featured Image: Prime Minister of Australia Malcolm Turnbull takes a selfie. (U.S. Embassy Canberra)

Indo-Asia-Pacific

How Australia’s Maritime Strategy and Partnerships in the Indo-Pacific Upset China

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By David Scott

Introduction

On 4 September 2017, an Australian naval task group departed from Sydney  and embarked on a unique deployment called Indo-Pacific Endeavour 2017 to participate in a series of key naval exercises with a variety of partners in the Indian Ocean, the South China Sea and the Pacific – i.e. the Indo-Pacific. Its commander, Jonathan Earley, oversaw six ships and over 1300 personnel, making it the largest coordinated task group from Australia to deploy to the region since the early 1980s.

The immediate purposes of the exercise were given by the Australian Department of Defence as two-fold; namely soft security “focused on demonstrating the ADF’s Humanitarian and Disaster Relief regional response capability, as well as hard security “further supporting security and stability in Australia’s near region.” The latter was described as demonstrating “high-end military capabilities such as anti-submarine warfare.” Geopolitically this reflected what the Defence Minister Marise Payne called “heightened interests in the Indo-Pacific” for Australia, with frequently recurring China-related considerations.

China’s Ministry of Foreign Affairs did not comment on the Indo-Pacific Endeavour 2017 deployment. However, the Chinese state media was certain on Australian motives, running articles like “Australia-led military drills show tougher China stance” (Global Times, 7 September). In the article, Liu Caiyu argued that “Australia’s largest military exercises in the Indo-Pacific region show it has toughened its stance toward China, especially on South China Sea issues.” The People’s Daily wondered, pointedly, given this deployment into the South China Sea and East China Sea, “What does Australia want to do with the largest military exercise encircling China in 30 years?”

It was revealing that Indo-Pacific Endeavour 2017 was explained by the Australian Department of Defence as enhancing military cooperation with some of Australia’s “key regional partners”; specifically named as Brunei, Cambodia, the Federated States of Micronesia, India, Indonesia, Japan, Malaysia, the Philippines, the Republic of Korea, Singapore, Thailand, and Timor-Leste. Politically the absence of China as a partner was deliberate but accurate, and in which the range of other countries represented a degree of tacit external balancing on the part of Australia.

The Itinerary

The naval group was led by HMAS Adelaide, Australia’s largest flagship, commissioned in December 2015. HMAS Adelaide was joined at various moments by HMAS Darwin (guided missile frigate), HMAS Melbourne (guided missile frigate), HMAS Parramatta (anti-submarine/anti-aircraft frigate), HMAS Toowoomba (anti-submarine/anti-aircraft frigate), and HMAS Sirius (replenishment ship). These units highlighted Australia’s unique Indo-Pacific positioning given it faces both oceans, as units from Fleet Base East at Sydney (HMAS Adelaide, HMAS Darwin, HMAS Melbourne, and HMAS Parramatta) and from Fleet Base West at Perth (HMAS Toowoomba and HMAS Sirius) participated.

The task force’s first engagement activity announced on 8 September was for HMAS Adelaide to conduct aviation training with USS Bonhomme Richard, a large American amphibious assault ship, on the east coast of Australia. HMAS Adelaide then completed further amphibious landing craft and aviation training with the Republic of Singapore’s amphibious ship, RSS Resolution while deployed further up the east coast of Australia off the coast of Townsville.

The first external port call was carried out on 20 September as HMAS Adelaide, HMAS Darwin, and HMAS Toowoomba steamed into Dili, the capital of East Timor, to deliver a portable hospital ahead of Exercise Hari’i Hamutuk. This engineering exercise involves Australian, Japan, U.S., and East Timor’s military forces working side-by-side to build skills and support East Timor’s development. This set the seal nicely on their reconciliation over claims in the Timor Sea, achieved when the two sides reached agreement at the Permanent Court of Arbitration in The Hague.

HMAS Parramatta proceeded northward to conduct joint patrols from 22-26 September with the Philippine Navy in the Sulu Sea, as part of the annual Lumbas exercises running since 2007. HMAS Parramatta sailed eastwards to Palau for a three-day stop from 22-24 September. Significantly Palau recognizes Taiwan (ROC) rather than Beijing (PRC) as the legitimate government of mainland China. A further extension saw HMAS Parramatta visit Yap on 27 September. Its stay at Yap included cross-deck training with the Federated States of Micronesia (FSM) Patrol Boat FSS Independence, an Australian-gifted Pacific-class Patrol Boat. Both stops showed Australian naval outreach into the so-called “second island chain” (dier daolian) which Chinese naval strategy has long shown interest in penetrating, as with deployments of underwater survey vessels around the Caroline Islands in August 2017.

Philippine Chief of Naval Staff, Rear Admiral Allan Ferdinand Cusi and his staff with their host, Commander Joint Task Group 661.1, Captain Jonathan Earley RAN on the flight deck of HMAS Adelaide as it sails into Manila Bay for a visit to the Philippines during Indo Pacific Endeavour 2017. (Australian Ministry of Defense photo by LSIS Peter Thompson)

Meanwhile, HMAS Adelaide and HMAS Toowoomba paid a port call to Jakarta from 24-26 September. It was significant that this brought to an end a previous period of coolness between the two governments, at a time when Indonesia was becoming more assertive in its own claims over maritime waters in the South China Sea, renaming waters around the Natuna archipelago (which also fall within China’s 9-dash line) as the North Natuna Sea.

HMAS Adelaide and HMAS Parramatta then rendezvoused at the Malaysian port of Port Klang from 1-5 October to carry out joint Humanitarian and Disaster Relief exercises and demonstrations on 4 October. Relations with Malaysia have remained strong, anchored through the Australian presence at Butterworth Airbase under the Five Power Defence Agreement (5PDFA) and the bilateral 25-year old joint defense program between Australia and Malaysia.

 Australian naval units then retraced their steps and entered the South China Sea. These waters are mostly claimed by China within its 9-dash line, which includes the Spratly Islands (disputed in varying degrees with Indonesia, Malaysia, Brunei, Philippines and Vietnam) and with Beijing in control of the Paracels (disputed with Vietnam) since 1974. China viewed the arrival of the Australian Navy in the South China Sea with some unease, with the state media warning that the “Australian fleet must be wary of meddling in South China sea affairs” (Global Times, 24 September).

Having paid then a friendly port call to the small, oil-rich state of Brunei from 30 September to 2 October, HMAS Melbourne then moved up with HMAS Parramatta to Japan, where they arrived on 9 October to take part in the bilateral Nichi Gou Trident exercise with the Japanese Navy off the coast of Tokyo. The ships practiced anti-submarine warfare, ship handling, aviation operations, and surface gunnery. This exercise has been alternatively hosted between Australia and Japan since 2009. Security links with Japan have been considerably strengthened during the last decade since the Joint Declaration on Security Cooperation was signed in March 2007.

Simultaneously, further deployment into the Indian Ocean was carried out by HMAS Toowoomba which carried out a four-day goodwill visit to Port Blair from 12-15 October. Port Blair is the key archipelago possession of India dominating the Straits of Malacca and the Bay of Bengal, and the site for India’s front-line Andaman and Nicobar Command. Various joint exercises were carried out between the Indian Navy and Australian Navy. This reinforced the strengthening naval links between Australia and India, flagged up in the Framework for Security Cooperation signed in November 2014, and subsequently demonstrated with their bilateral AUSINDEX exercises in June 2017 off the western coast of Australia and in September 2015 in the Bay of Bengal.

Meanwhile, HMAS Adelaide and HMAS Darwin proceeded to the Philippines for a further goodwill visit from 10-15 October. Maritime links have been further strengthened of late with the donation of two Balikpapan-class heavy landing crafts by Canberra in 2015, and nominal-rate sale of three more in 2016. Australia’s concerns had been on show in Defense Secretary Marise Payne’s discussions in Manila on 11 September. These have been partly to bolster the Philippines against ISIS infiltration into the Muslim-inhabited southern province of Mindanao, but also to bolster the Philippines’ maritime capacity in the South China Seas against a rising China. With regard to the South China Sea, Australia has called for China to comply with the findings of the UNCLOS tribunal in July 2016, in the case brought by the Philippines, which rejected Chinese claims in the South China Seas.

HMAS Adelaide and HMAS Darwin then re-crossed the South China Sea to pay a port call at Singapore on 23 October. This maintains the regular appearance of Australian military forces at Singapore, which have been an ongoing feature of the 5 Power Defence Forces Agreement (5PDFA). While HMAS Darwin returned to Darwin, HMAS Adelaide paid a friendly port call at Papua New Guinea’s main port of Port Moresby on 11 November. Papua New Guinea is Australia’s closest neighbour, a former colony, and (like East Timor) the subject of Chinese economic blandishments.

HMAS Melbourne and Parramatta and a P-8A submarine hunter aircraft moved across from Japan to the Korean peninsula for an extended stay from 27 October – 6 November. This included their participation in the biannual Exercise Haedoli Wallaby, initiated in 2012, which focuses on anti-submarine drills with the South Korean Navy. This also reflected a reiteration of Australian readiness to deploy forces into Northeast Asia amid heightened tensions surrounding North Korean nuclear missile advancements. Naval logic given by the Task Group commander, Jonathan Earley was that “as two regional middle powers that share common democratic values as well as security interests, Haedoli Wallaby is an important activity for Australia and the ROK.” Wider trilateral activities were shown with the Melbourne and the Parramatta then carrying out anti-missile drills with U.S. and South Korean destroyers in the East China Sea on 6-7 November.

Australia’s Strategic Proclamations as Context

The general context for the Indo-Pacific Endeavour 2017 deployment was the explicit focus on the “Indo-Pacific” as Australia’s strategic frame of reference stressed in the Defence White Papers of 2013 and 2016, and rising concerns about China’s growing maritime presence.

This strategic context for the Indo-Pacific Endeavour 2017 deployment was elaborated at length by the Defence Minister Marise Payne at the Seapower Conference in Sydney on 3 October. Payne’s speech contained strong messaging on Australian assets, deployment, and the Indo-Pacific focus of Australian defense strategy.

With regard to assets, Payne announced and welcomed “the most ambitious upgrade of our naval fleet in Australia since the Second World War” to create “a regional superior future naval force being built in Australia which will include submarines, frigates, and a fleet of offshore patrol vessels.” She also noted her own pleasure in commissioning Australia’s “largest warship” (HMAS Adelaide, commissioned on 4 December 2015) and “most powerful” air warfare destroyer (HMAS Hobart, commissioned on 23 September 2017). Australia’s second air warfare destroyer, Brisbane, began sea trials off the coast of southern Australia in late November 2017. This current naval buildup could be seen as demonstrating external balancing, but of course this raises the question of external balancing against whom – to which the unstated answer is China.

With regard to deployments, Payne enthused on decisive opportunities for a fifth generation navy:

“Altogether these and those future capabilities will transform the Australian fleet into a fully operational, fifth generation navy. The RAN will be able to deploy task groups equipped with a wide range of capabilities, from high-end war fighting to responsive and agile humanitarian assistance … To envisage that future, high-end war fighting to humanitarian assistance and disaster relief, we also only need to look at the ADF’s Joint Task Group Indo-Pacific Endeavour 2017 that’s currently underway in the Indo-Pacific region.”

Finally, the whole Indo-Pacific nature of Australian maritime strategy was stressed:

“From the Malacca, the Sunda and Lombok Straits to the South and East China Seas, many of the most vital areas of globalisation and sources of geopolitical challenge are in our backyard. If the twenty-first century will be the Asian Century, then it will also be the Maritime Century. Just as surely as the balance of global economic and military weight is shifting in the Indo-Pacific, so too is it focused on the waters of the Indian and Pacific Oceans. With established and emerging maritime powers across the region rapidly expanding their naval capabilities, the waters to Australia’s north are set to teem with naval platforms, the numbers and the strength of which has never been seen before […] In a crowded and contested Indo-Pacific maritime sphere, Australia must present a credible deterrent strategy, and to do our part in contributing to the peace, stability and security, and to good order at sea […] Our naval capabilities will therefore be integral […] to the preservation of the rules-based global order, and safeguarding peace in the maritime Indo-Pacific.”

China was not specifically mentioned but was the unstated reason for much of these Indo-Pacific challenges that Australia felt it had to respond to, with its behavior in the South China Sea frequently the subject of the strictures on maintaining a “rules based” order.

The South China Sea issue was on public view at the Australia-U.S.-Japan trilateral strategic dialogue (TSD) meeting on 7 August 2017 where Australian Foreign Minister Julie Bishop joined her Japanese and U.S. counterparts in expressing “serious concerns” over “coercive” actions and reclamation projects being carried out and urged China to accept the ruling against it by the UNCLOS tribunal. Finally they announced their intentions to keep deploying in the South China Sea, into what they considered were international waters. In June 2017, Australia had already joined Japan, Canada, and the United States for two days of military exercises in the South China Sea.

As Vice Admiral Tim Barrett, Australia’s Chief of Naval Staff, noted in his speech on “Law of the Sea Convention in the Asia Pacific Region: Threats, challenges and opportunities,” despite “the increasingly aggressive actions taken by some nations to assert their claims over disputed maritime boundaries …[…] the Navy will continue to exercise our rights under international law to freedom of navigation and overflight.” Australian commentators were quick to point out its significance. In effect China was in mind as a threat and challenge. Although Australia has not taken a formal position on rival claims on South China Sea waters, it had strongly criticized Chinese reclamation projects and military buildups in the South China Sea, hence Global Time articles like “South China Sea issue drags Sino-Australian ties into rough waters” (20 June 2017).

Australian naval chief of staff Vice Admiral Tim Barrett (L) and Chinese naval chief of staff Admiral Shen Jinlong shake hands during an engagement in December 2017. (photo via ABC.net.au)

Even as Indo-Pacific Endeavour 2017 units ploughed across the Western Pacific, Australia officials joined their U.S., Japan, and Indian counterparts on 12 November in a revived Quad format on the sidelines of the ASEAN summit. Australian concerns, shared with its partners, were clearly expressed by the Department of Foreign Affairs and Trade (DFAT): “upholding the rules-based order in the Indo-Pacific and respect for international law, freedom of navigation […] and upholding maritime security in the Indo-Pacific.” The official Chinese response at the Ministry of Foreign Affairs was minimal, “we hope that such relations would not target a third party” (14 November), followed by sharper comments in the state media on Australian participation being unwise (Global Times, “Australia rejoining Quad will not advance regional prosperity, unity, 15 November). The so-called Quad had emerged in 2007 with meetings between officials on the sidelines of the ASEAN summit, with Australia joining in the Malabar exercises held in the Bay of Bengal by India, Japan, and the U.S. Australia subsequently withdrew from that format, though continuing to strengthen bilateral and trilateral naval links with these other three partners. This renewed Quad setting is likely to see Australia rejoin the Malabar exercises being held in 2018.

It was no surprise that this Indo-Pacific setting was reinforced with the Foreign Policy White Paper released on 23 November with its listing of “Indo-Pacific partnerships” in which “the Indo–Pacific democracies of Japan, Indonesia, India, and the Republic of Korea are of first order importance to Australia” as “major partners.” China’s absence from this listing of Indo-Pacific partners was revealing. Balancing considerations were tacitly acknowledged in the White Paper:

“To support a balance in the Indo–Pacific favourable to our interests and promote an open, inclusive, and rules-based region, Australia will also work more closely with  the region’s major democracies, bilaterally and in small groupings. In addition to the United States, our relations with Japan, Indonesia, India, and the Republic of [South] Korea are central to this agenda.”

China was again absent from this listing, which was no surprise given how the White Paper noted that “Australia is particularly concerned about the unprecedented pace and scale of China’s activities. Australia opposes the use of disputed features and artificial structures in the South China Sea for military purposes.” In China this was immediately rejected by the Ministry of Foreign Affairs as “irresponsible remarks on the South China Sea issue. We are gravely concerned about this…” and also in the state media (Global Times, “China slams Australian White Paper remarks on South China Sea,” 23 November). This explains the extreme sensitivity China had shown over the Indo-Pacific Endeavour 2017 deployment into the South China Sea.

Conclusion

Consequently 2017 ended by palpable Australia-China maritime friction, when China’s Ministry of Defense gave details of discussions between China’s Navy commander Shen Jinlong and his Australian counterpart Vice Admiral Tim Barrett. The Chinese statement said that “in the last year, the Australian military’s series of actions in the South China Sea have run counter to the general trend of peace and stability. This does not accord with … forward steps in cooperation in all areas between the two countries.” In retrospect Australia’s maritime strategy shows itself to be primarily Indo-Pacific oriented, with its increasing concerns over China generating a response of external balancing through naval exercises and cooperation with India, Japan, the U.S., and a multitude of other partners, and with an increasing focus on restraining China in the South China Sea. China has been upset.

David Scott is an independent analyst on Indo-Pacific international relations and maritime geopolitics, a prolific writer and a regular ongoing presenter at the NATO Defence College in Rome since 2006 and the Baltic Defence College in Tallinn since 2017. He can be contacted at [email protected].

Featured Image: HMAS Adelaide sails the Timor Sea to deliver a mobile hospital to Dili, Timor Leste, as part of a multi-national Humanitarian Assistance and Disaster Relief exercise. (Australian Ministry of Defence photo by LSIS Peter Thompson)

Asia-Pacific

After the Shangri-La Dialogue – For China, So What and Now What?

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By Tuan N. Pham

Singapore hosted the 2017 Shangri-La Dialogue (SLD) from June 2-4. The dialogue was well attended by defense ministers from the United States, Japan, Australia, New Zealand, Philippines, Indonesia, Malaysia, Singapore, Canada, and France, with other regional countries sending varying levels of defense representation. One conspicuous divergence from previous dialogues was the Chinese delegation, who curiously sent a relatively low-ranking representative. From 2013 to 2016, the Chinese delegation was led by a deputy chief-level People’s Liberation Army (PLA) general officer. This year, Beijing sent Lieutenant General He Lei, the Vice President of the PLA’s Academy of Military Science.

Many have speculated about China’s motives, and Shannon Tiezzi of The Diplomat offers one of the best analyses to date. The focus of this article is to build on the extant analysis and explore whether the deliberate choice produced a diplomatic win or loss for Beijing. To do so, I will recap some of the rhetoric aimed at China during the SLD along with the Chinese response.     

China’s Decision

Why did China send a “lower-ranking” representative with no formal government position and no apparent defense credential to lead its delegation to Asia’s premier security forum? Tiezzi provided some possible explanations (analytical baseline) in her well-written article titled “Why is China Downgrading Participation in the Shangri-La Dialogue?”  She suggested that Beijing’s decision was a preemptive and subtle refutation of the SLD’s agenda, and pointed to a deeper problem that China has with the annual dialogue itself. The stated agenda of “upholding the rules-based regional order, practical measures to avoid conflict at sea, and nuclear dangers in the Asia-Pacific,” made Beijing an easy target of reproach for its provocative actions in the South and East China Seas (ECS/SCS) and perceived inability to curtail Pyongyang’s nuclear and ballistic missile development ambitions. Beijing also chooses not to discuss its maritime disputes in any multilateral forum, asserting that bilateral negotiations are the appropriate mechanism debating such contentious issues. The SCS is a recurrent SLD topic – and China, much to its chagrin, has little influence over the non-friendly –and the Chinese might say hostile – agenda.

Besides a desire for bilateral negotiations, other explanations for the lower-ranked SLD representation include Beijing not wanting to undermine its public diplomacy campaign of global governance and desire to extend its strategic momentum from the inaugural Belt and Road Forum (BRF) in Beijing 14-15 May and the 19th China-European Union (EU) Summit (CES) in Brussels 1-2 June. Since the release of a white paper outlining its updated foreign policies on “Asia-Pacific Security Cooperation” last January, Beijing has pushed a harder strategic narrative of global benevolence. China’s guiding principles for its new altruistic foreign policy are based on its Confucian culture of universal peace and sharing, and are rooted in its belief that the 21st Century is an epoch of globalization and economic interdependence. Ideally, a strategic network will be established in all the regions of the world to achieve “universal peace, international order, and global prosperity.”

China will increasingly be called upon to find solutions to global challenges (and opportunities), such as terrorism, climate change, free trade, and economic development. In his opening BRF remarks, President Xi Jinping stated that “we should build the Belt and Road into a road for peace, road of prosperity, road of opening up, road of innovation, and road for connecting different civilizations.” While at the CES, Premier Li Keqiang said that China and the EU are “contributors and beneficiaries of world multipolarization and process of economic globalization, and under the current situation, China and the EU should confront the instability of the international situation with a stable bilateral cooperation.” 

Note: On 2 June, Beijing unexpectedly announced the cancellation of the 2017 Xiangshan Forum – annual regional security conference organized by China and widely seen as a rival (counter) to the SLD – due to pressures at home and abroad. Cited reasons include major leadership reshuffles, clashes with other events, and a desire to allay fears of Asian neighbors.            

Rhetoric Aimed at China

Beijing’s decision to downgrade its footprint at the SLD may not be so surprising considering the keynote speech by Australian Prime Minister Malcolm Turnbull, remarks by American Secretary of Defense James Mattis during the first plenary session (United States and Asia-Pacific Security), and comments by Japanese Minister of Defense Tomomi Inada during the second plenary session (Upholding the Rules-based Regional Order). Important highlights from these speeches include:

– Turnbull asserted that Asia’s future peace and prosperity depend on preserving the rules-based regional order that has worked so well for so long. He suggested that China can only expand its strategic influence to match its economic might within the bounds set by the same rules-based regional order; implied that Beijing was undermining that order in Asia by unilaterally seizing or creating territory and militarizing disputed areas; warned that a coercive China would drive its regional neighbors to bolster alliances and partnerships between themselves and the United States; and exhorted his regional neighbors to assume greater responsibility for their own security and prosperity.

– Mattis called out China for disregarding other nations’ interests and international law, militarizing the SCS, and undermining regional stability. He reiterated that the United States would continue “to fly, sail and operate wherever international law allows, and demonstrate resolve through operational presence in the SCS and beyond”; urged China to recognize that North Korea has become a strategic liability and cautioned Beijing that seeking cooperation on Pyongyang did not mean Washington would not challenge Chinese activities in the SCS; and restated the United States’ steadfast commitment to the defense of Taiwan as outlined in the Taiwan Relations Act (TRA). 

Lieutenant General He Lei, vice-president of the Chinese PLA Academy of Military Science, talks with foreign officials during this year’s Shangri-La Dialogue in Singapore. (chinamil.com)

– Inada leveled similar criticism against China in her speech. She implied that Beijing bore most of the responsibility for the extant regional instability; criticized China for “unilaterally” altering the status quo in the ECS and SCS and undermining the rules-based regional order; called out China for its continued destabilizing militarization of the SCS; urged Beijing to follow international law and respect last year’s tribunal ruling on the SCS; and expressed support for U.S. freedom of navigation operations in the SCS.

Chinese Response

The Chinese response was expectedly swift and coordinated, but ultimately uninspiring. The Chinese delegation held a media briefing on the summit’s sidelines at the end of the second day, defending China’s position as a rising power that abides by international law and the United Nations Convention on the Law of the Sea; repeating longstanding policy positions on Taiwan, North Korea, and SCS; and expressing frustration that Beijing is unfairly singled out for criticism. China’s Ministry of Foreign Affairs followed the tepid response the next day and called out Mattis and Inada’s statements on the SCS and Taiwan as “irresponsible” and recycled previous talking points:

– China has indisputable sovereignty over the Spratly Islands and their adjacent waters, and stays committed to peacefully resolving disputes with countries directly concerned through negotiation and consultation and upholding peace and stability of the SCS with Association of Southeast Asian Nations countries.

– China respects and safeguards all countries’ freedom of navigation and overflight in the SCS under international law, but definitely opposes certain country’s show of force in the SCS under the pretext of navigation and overflight freedom, challenging and threatening China’s sovereignty and security.

– China builds relevant facilities on the islands and reefs of the Spratly Islands for the purpose of improving the working and living conditions for people stationed there, and better defending its sovereignty and performing China’s international obligations and responsibilities.

– Thanks to the efforts of countries in the region, the situation in the SCS Sea has calmed down and turned positive.

– The Senkaku Islands have been part of China’s territory since ancient times; patrol and law enforcement activities by Chinese government vessels in the relevant waters are justified and legitimate; China is resolute in safeguarding its territorial sovereignty and maritime rights and interests, and will continue with its patrol and law enforcement activities in the future.

– China’s position on the Taiwan question is clear-cut and consistent; China stands firmly against the so-called “TRA” unilaterally made by the United States and requires the United States to honor the One-China policy and the three China-U.S. joint communiqués.

– China is clear and consistent about opposing relevant countries’ deployment of the Terminal High Altitude Area Defense system, and again urge them to immediately stop the deployment.  

So What and Now What

Given the circumstances, Beijing may have miscalculated. By downgrading its presence at the SLD, China ceded the strategic narrative and initiative to the United States. Specifically, Beijing yielded Washington and its regional allies and partners a public platform to stake out their strategic positions, counter the Chinese strategic messaging, and further encourage China to become a more responsible global stakeholder that contributes positively to the international system.

To date, Beijing has “2 (wins), 2 (losses), and 1 (tie), and 1 (undetermined)” in major international affairs for 2017 – Xi underperformed at the Trump-Xi Summit; Xi recovered and outperformed at the BRF; Li acquitted himself (and China) well at the CES; the SLD delegation seemingly did not; and the inaugural U.S.-China Diplomatic and Security Dialogue (D&SD) resulted in no joint U.S.-China readout, fact sheet, or outcomes document – indications suggest dialogue made no significant progress on North Korea or the SCS; and the G20 Summit outcomes are still being ascertained. Next up are the Asia-Pacific Economic Cooperation (APEC) Leaders Meeting in Danang (Vietnam) 11-12 November, and the East Asia Summit (EAS) in Manila (Philippines) 13-14 November, and the second Trump-Xi Summit in Beijing (TBD).

All in all, the apparently poor showing at the SLD was a setback for Xi’s 2017 strategic agenda. He wants and needs a successful diplomatic year to build political capital and momentum leading into the 19th National Congress of the Communist Party of China (CPC) in late 2017. There is widespread speculation that Xi is trying to promote more members of his faction to the Central Committee and the Politburo, a necessary interim step if he wants to change CPC’s rules to serve an unprecedented third term as president (and/or retain his other two titles of general secretary of the CPC and chairman of the Central Military Commission) and maintain power and influence beyond 2022.

Tuan Pham has extensive experience in the Indo-Asia-Pacific, and is widely published in national security affairs. The views expressed therein are his own and do not reflect the official policy or position of the U.S. Government. 

Featured Image: Australia’s Prime Minister Malcolm Turnbull speaks during the International Institute for Strategic Studies 16th Asia Security Summit in Singapore on June 2, 2017. (DOD photo by U.S. Air Force Staff Sgt. Jette Carr)

Podcast, Sea Control: Asia-Pacific (ASPI)

Sea Control 112 – Australia’s 2016 Defence White Paper

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Australia’s Defence White Paper, submarines and scotch? Sounds like a recipe for a fun time.

Prime Minister of Australia, the Hon Malcolm Turnbull MP, launches the 2016 Defence White Paper at the Australian Defence Force Academy (ADFA) in Canberra. *** Local Caption *** On 25 February 2016, the Prime Minister, The Hon Malcolm Turnbull, MP, and the Minister for Defence, Senator The Hon Marise Payne released the 2016 Defence White Paper, the Integrated Investment Program and the Defence Industry Policy Statement. Together, these three documents set out the Government's direction to Defence to guide our strategy, capability, and organisational and budget planning.

Get ready for a special joint episode with the Perth USAsia Centre’s Perspectives podcast series. In this episode, Kyle Springer, Program Associate at the Perth US Asia Centre, asks Natalie Sambhi, host of Sea Control: Asia Pacific, and Reed Foster, retired US Army officer and defence capabilities analyst at IHS Jane’s, to share their thoughts on the newly-released Australian Defence White Paper 2016. Kyle asks whether Australia faces any conventional threats, and the trio also discusses major capability acquisitions planned by the white paper including submarines, international engagement with countries like the US and Indonesia, and ponders a hypothetical scenario posed by a ballistic missile-capable North Korea.

This week’s episode features the guests sipping on Bowmore 12-year old Scotch Whisky.

CIMSEC Australia Defence White Paper 2016

Image courtesy of the Australian Department of Defence.