Sea Control 413 – Antarctica: A History in 100 Objects with Dr. Daniella McCahey and Dr. Jean de Pomereu

By Jared Samuelson

Dr. Daniella McCahey and Dr. Jean de Pomereu join the program to discuss their book, Antarctica: A History in 100 Objects, and some of their favorite items from the collection of objects chosen to represent the Antarctic.

Dr. McCahey is an Assistant Professor in Modern British History at Texas Tech University. Her research broadly covers the history of Antarctica. Dr. de Pomereu is a Marie Skłodowska-Curie Research Fellow at the Scott Polar Research Institute, University of Cambridge. His research focuses on two separate but interconnected themes. One is the scientific and political history of the Greenland and Antarctic ice sheets. The other is the visual and material culture of Antarctica, including photography, drawing, painting, scientific images and objects.

Download Sea Control 413 – Antarctica: A History in 100 Objects with Dr. Daniella McCahey & Dr. Jean de Pomereu


Links

1. Antarctica: A History in 100 Objects by Jean de Pomereu and Daniella McCahey, Conway, 2022.

Jared Samuelson is Co-Host and Executive Producer of the Sea Control podcast. Contact him at Seacontrol@cimsec.org.

This episode was edited and produced by Joshua Groover.

Adapting Navy Medicine for Future Warfighting: Scenario Thinking for Combat Casualty Care

By Art Valeri, Jay Yelon, Juanita Hopkins, and Seamus Markey

In May 2018, the Chief of Naval Operations directed a comprehensive review of Navy Medicine’s ability to support Distributed Maritime Operations and Expeditionary Advanced Basing Operations across all warfighting domains.1 An effective strategy must anticipate the future environment. Although history shows that accurate forecasting is nearly impossible, scenario thinking can help prepare for multiple alternative futures.1, 4, Medical planning for future conflicts is a vital component of support of the National Security Strategy. Using lessons learned from past conflicts and predicting the needs of injured or ill service members are vital for planning. Although attention to conflict in the Pacific appears to be a priority, as it aligns with the national strategy, the Navy and Joint medical leadership must also prepare for various possibilities. Within our discussion, we will use scenario thinking as a framework to identify key questions for analysis.

We will approach our scenario thinking through a four-step process:

  • Identifying the driving forces
  • Identifying the critical uncertainties
  • Development of plausible scenarios
  • Discussion of implications and ways forward

Our discussion will focus on Navy Medicine fully understanding the limitations of this approach as the move towards a more joint approach is more effective and realistic. However, this same approach can serve equally effectively in joint discussions. In discussing implications and paths forward, we will utilize a framework of manning, training, and equipping our medical teams.

Identifying the Driving Forces

A common business approach to understanding the driving forces in a changing environment surveys political, economic, sociocultural, technological, legal and environmental (PESTLE) factors.5 It also applies to military healthcare and specifically to combat casualty care. Identification of legal and environmental forces is likely beyond the scope of this discussion, and as such will proceed with a PEST analysis.

Political: The National Security Strategy orients politics for military leaders in developing approaches for potential future conflict. Although this provides the framework, many factors influence the direction of leadership as contingencies and plans are made. The major focus revolves around the complex relationship with China and the potential conflict with Russia. Additionally, there is always the threat of terrorism, non-state actors, the impact of pandemic diseases, cyber threats and other concerns. All these issues will frame strategy and medical planning, as will the formation of the Defense Health Agency (DHA) and the implications for individual services’ medical services. The issues of joint medical forces operating in environments that are not native to the service can potentially cause points of friction if DHA sees this as an imperative.

Economic: Although financial solvency is not typically discussed within the military healthcare framework, discussions regarding supply chain, procurement, and sustainment costs at military treatment facilities and Veterans Affairs healthcare facilities is a significant burden. Procuring medical materials, drugs, and technology in potentially austere environments will be a significant logistics evolution. Supply will be directly impacted by supply chain issues for products produced outside the United States. Demand for new maritime platforms to support the medical mission will need to be addressed and budgeted.

Sociocultural Issues: These can have an impact depending upon the area of operation in which medical care is being provided. Understanding cultural norms for land-based operations will be essential. Additionally, within the Navy medical community, it may be necessary to broaden one’s job description and skillset. Understanding how that will be socialized within the Navy will be vital to providing individuals with the appropriate support for optimal patient outcomes. Recruitment and retention of highly skilled service members is an ongoing issue in our all-volunteer military. Competition with civilian positions, especially within the medical corps, will need to be addressed in some meaningful way.

Technology: Improvements in medical technology, artificial intelligence, and machine learning will have a deep impact in allowing us to address far-forward resuscitative and surgical care. Improvements in blood banking technology and the advent of shelf-storable blood substitutes will probably have the biggest impact on providing resuscitative care close to the point of injury. Cybersecurity will be a limiting factor in utilizing advanced technology for medical care. Mitigation strategies will be necessary for both cybersecurity and, in the situation where communication is lost, for sustainability of ongoing patient care. Demand for technological development will originate from the requirements incurred by operating from atypical platforms and environments requiring advanced medical care. The other impact of technology would include the evolution of new weaponry with effects still to be understood.

Critical Uncertainties

Many variables can influence the direction of combat casualty care for the next conflict. Over the past twenty years, the U.S. military has provided state-of-the-art trauma care in a land-based conflict, resulting in the development of a highly functioning trauma system. The mandate from the Secretary of Defense requiring access to surgical care within 60 minutes (the Golden Hour) nurtured an environment requiring high numbers of tactically distributed medical providers and the necessary support to achieve this benchmark. The patient outcomes demonstrate the effectiveness in which there was an unprecedented 94 percent survival rate if a wounded service member made it to surgical care within an hour of injury. Limiting the U.S. strategy to similar scenarios would be shortsighted. The top two trends that would likely have the biggest impact would be location of conflict (land vs. sea-based) and illness type (trauma vs non-trauma). Graphically, this might be represented as follows:

Quad chart depicting types of combat casualty care: Trauma vs. Non-Trauma, and Land-Based vs. Sea-Based
Figure 1: Quad chart depicting types of combat casualty care.

Non-Trauma illness would include all pathologies that would not require initial surgical care as a life-saving measure. This could include infectious diseases, including pandemics, chemical and radiation exposures, and other illness that would impact the war-fighting effort. Trauma, including burns, are injuries caused by kinetic activity. Beyond the current thinking this would include injury caused by new weaponry including directed energy weapons and other advanced technologies. As for location, a sea-based conflict would be burdened by time and space, what is now termed distributed maritime operations. In these situations, there may be access to land-based resources but these may be limited by control of sea lanes and cooperation from foreign governments. As one moves from one quadrant to the next, the demands for medical care can change drastically. It will be necessary in the future to incorporate non-traditional approaches to providing medical care while maintain the highest standards for quality. This will require leaders to think strategically and outside-the-box to develop solutions for complex patient care and environmental issues.

Plausible Scenarios

Land-Based/Non-trauma: The illness complex in this scenario is potentially vast and has the potential to deal with illnesses that we know little or nothing about. A pandemic or other highly communicative disease intersecting with a land-based war would be challenging. In highly contagious diseases, the transmission rate could produce hundreds of patients in a short time. Additionally, if this is an unknown pathogen issue related to treatments and protection of healthcare providers is amplified. High patient volumes would preclude evacuation and would require prolonged care at the epicenter of the outbreak.

Similarly, in a chemical or radiation event, issues related to healthcare provider access and evacuation concerns would be paramount. In any disease state that would require critical care treatments, including mechanical ventilation, continuous infusion medications, or organ support technology (i.e., dialysis), equipment and supply issues would pose a logistics concern. Finally, ethical decisions regarding withholding care would be required to do the greatest good for the greatest number.

Land-Based/Trauma: This scenario is the most familiar to healthcare providers and leaders, as this represents a situation we have effectively dealt with over the past two decades in Afghanistan and Iraq. In that conflict, Navy Medicine was able to participate in a highly functional joint services trauma system that resembles CONUS civilian trauma system. Patient care was driven by evidence-based medicine, outcomes were tracked, and performance improvement was incorporated. The variable that permitted such a highly functioning system was air superiority. What if there was no control of the air? How would our approach to similar injuries differ? Evacuation times would be prolonged, and demands for prolonged care would be required at both role-2 and 3 facilities. The resupply of materials, including medications and blood, would be challenging. Specialized care, typically provided CONUS during the last conflict, would not be readily available because of extended evacuation times.

Sea-Based/Non-trauma: In a sea-based scenario, the issues of space and time become major influences in decision-making. Furthermore, if the disease process originates on a naval vessel, all levels of care are determined by the type of vessel and the organic medical capabilities. In the case of a carrier, the medical resources are limited for the population it serves. Although the carrier strike group has a more robust capability, evacuating critically ill patients may not be possible. In fact, evacuation may not be wise, as this may spread the disease across vessels. If the United States and its Allies are not in control of the sea lanes, then evacuation becomes even more complicated. The issues of patient volume, equipment, and ethics, as in the land-based scenario, are mirrored here but become complicated by time/space and control of the air and sea.

Sea-Based/Trauma: The U.S. Navy has not had to confront sustained mass casualties at sea since WWII. The complexity of dealing with a large volume of severely injured patients in a maritime setting is unique and amplified by the issues of time and distance. Shipboard capabilities vary by platform, and medical expertise may be limited or nonexistent. The challenges of limited supply, medications, and blood further complicate the care of the injured. The organic medical capabilities of the ship may be destroyed by the attack. The damage to the ship will influence holding and evacuation capabilities. Finally, control of sea line and air will greatly influence the delivery of care and the evacuation of the injured.

Implications and Paths

On review of the possible scenarios, several unifying themes start to emerge to address some of the current limitations for the United States. The recommendations allow leaders and front-line workers to consider the way forward for innovation. First, if one considers the issues of the inability to evacuate patients several nodes can be addressed to impact both. The U.S. military medical community needs to utilize providers, beyond physicians, outside their usual job descriptions. This would allow force multiplication to impact many patients in a wide geographic space. The magnitude and effectiveness of enlisted personnel provide a powerful, often under-utilized, workforce that would allow for the delivery of time sensitive, lifesaving interventions in a dispersed environment.

This can only be possible by leveraging technology to improve patient care. Technological innovation can address many of the areas of concern in this discussion. Specifically, telehealth capabilities need to be expanded and applied across the continuum of patient care. Integral to the exploitation of telehealth is to assure adequate cyber security. Although technology may allow the force multiplication is a dispersed environment, consideration for the potential negative effects must be considered. Issues related to the technology itself, such as latency or disconnect must be considered; and the potential issues with the end users, such as failure to recognize complications or the inability to continually monitor a patient following intervention. Some of these negative effects may be mitigated by investment in innovative diagnostic and therapeutic modalities will permit far-forward advanced patient care. These innovations must include artificial intelligence and machine learning to assist caregivers with diagnoses and decision-making. To address issues of resupply, investment in unmanned vehicles, both land, and sea-based, for the specific purpose of resupply and equipment delivery needs to be made. Exploring more capabilities of 3-D and advanced printing can also address some of the resupply concerns.

The issue of prolonged field care touches on all four quadrants of our scenario. Again, leveraging technology for telehealth, innovation in diagnostics and therapeutics, and artificial intelligence to assist caregivers are vital in assuring optimal outcomes. Congruently, novel ideas for patient transport will need to be addressed. New concepts of maritime-based vehicles allowing for transport while advanced and critical care is provided to patients will be necessary. Medically, we will need to explore ideas of “suspended animation” to allow time to be effectively slowed for the patient thereby mitigating the effects of delayed access to specialty care.

Finally, all the scenarios presented pose ethical concerns if we use the experience from our last conflict as our benchmark. For the past two decades, we achieved an unparalleled survival rate. This success may not be achieved in our next conflict. As such, we believe it will be necessary to address the ethics of these potential scenarios. We will need thought leaders to address concerns and provide guidance in limiting medical care. We will need to understand the “breakpoint” between patient salvage and provider safety and redefine the concepts of futility with large-scale illness or injury.

Conclusion

Navy Medicine is likely to face numerous challenges in future conflicts. The framework provided here should enable further discussion of planning for medical care for future conflicts beyond that of a near peer confrontation in the USINDOPACOM area of operations. Although many of the unifying features of all the scenarios are applicable to this focus, more opportunities arise from the discussion of non-trauma scenarios and conflicts without control of the air or sea. Benefits of exploring in this way include addressing potential blind spots by listening to and incorporating critical thinking and input from expertise outside medicine (engineering, economics, education, industrial psychology); this will be the necessary for the successful response of Navy Medicine and Joint Medical Forces to future conflicts.

Authors’ note: This article resulted from a group project for Naval Postgraduate School course GB3400: Critical Thinking for Strategic Leadership. The course is centered on students developing their critical and strategic thinking skills, and to better understand how to use critical thinking as a tool for strategic leadership in and of organizations and its importance for national security.

Commander (Dr.) Art Valeri is an Operative Dentist stationed at NMRTC Great Lakes serving as the Department Head/Chief, Dental Service of the Veterans and Military Staff Hospital Dental Clinic, Captain James A. Lovell Federal Health Care Center, North Chicago, IL.

Commander (Dr.) Jay Yelon is a US Navy Trauma Surgeon stationed at the Military-Civilian Partnership at the University of Pennsylvania. He is a Professor of Surgery at the Uniformed Services University of Health Sciences, F. Edward Hebert School of Medicine.

Lieutenant Commander Juanita Hopkins is Registered Nurse and resident student at the Naval Postgraduate School, Monterey, California.

Lieutenant Seamus Markey is a US Navy Human Resources Officer serving as the Human Performance Program Officer at Recruit Training Command, Great Lakes, IL.

References

1. Gillingham B, Dagher K. Letter in response to Joint Integrative Solutions for Combat Casualty Care in a Pacific War at Sea. JFQ 96, 1st Quarter; 2020.
2. National Defense Strategy 2022. defense.gov. Accessed September 14, 2022.
3. Kahn H. In Defense of Thinking. https://www.hudson.org/national-security-defense/in-defense-of-thinking. 2020.
4. Augier M, Barrett S. Cultivating Critical and Strategic Thinkers. Marine Corps Gazette. July 2019.
5. Walsh K, Bhagavatheeswaran L, Roma E. E-learning in healthcare professional education: an analysis of political, economic, social, technological, legal and environmental (PESTLE) factors. MedEdPublish; 2018, p 97.

Featured Image: PHILLIPINE SEA (April 20, 2022) Hospital Corpsman 2nd Class Anthony Castro, from Kissimmee, Fla., assigned to amphibious transport dock ship USS John P. Murtha (LPD 26) stabilizes the head and neck of a simulated casualty during a Mass Casualty Drill. (U.S. Navy photo by Mass Communication Specialist 2nd Class Curtis D. Spencer)

Incubators of Sea Power: Naval Combat Training in the PLA Surface Fleet

These republished selections originally featured in the report, “Incubators of Sea Power: Vessel Training Centers and the Modernization of the PLAN Surface Fleet,” published by the China Maritime Studies Institute of the U.S. Naval War College. These selections are republished with permission.

By Ryan D. Martinson

Basic training conducted at Vessel Training Centers (VTCs) is essential to PLAN preparations for high-end conflict in maritime East Asia, which is the primary focus of China’s current military strategy. The surface force, working in conjunction with PLAN aviation, submarines, and coastal defense missile batteries, plus relevant units from the PLA Air Force and PLA Rocket Forces, would be expected to vie for “command of the sea” (制海权) in key operational areas within the first island chain and contest U.S. operations in waters beyond. Yet very little is known about the VTCs charged with helping them prepare to do that. This report seeks to fill this knowledge gap by providing an overview of VTCs— who they are, what they do, and how they do it—and examining some of the main factors affecting their effectiveness.

In particular, this report tracks recent efforts by the PLAN’s VTCs to evolve to meet the requirements of a rapidly expanding and modernizing surface fleet. This expansion/modernization began in the early 2000s, with the development of new classes of destroyers, frigates, and fast attack craft, but has accelerated since Xi Jinping came to power in late 2012. In the last decade, the PLAN has invested massive resources into new construction of advanced surface combatants, from stealthy corvettes intended for “near seas” operations to amphibious assault ships designed to project Chinese naval power throughout the Indo-Pacific and beyond. The PLAN’s embrace of surface warfare has placed huge stresses on the VTCs—to train more ship crews, to keep pace with new technologies and mission sets, and to ensure that training quality matches Beijing’s aspirations for a “world-class” navy. This report argues that despite some enduring challenges, the PLAN’s VTCs have generally succeeded in adapting to these new requirements.

VTCs serve two core missions. The first is to provide “basic training” to crews of newly commissioned surface vessels and older surface vessels that have completed major repairs, upgrades, or extended maintenance and need to be prepared to return to active status. Most classes of PLAN surface ships receive basic training at VTCs. This ranges from fast attack craft to hospital ships, corvettes to cruisers. VTCs are not responsible for training the crews of aircraft carriers. Ships enter VTCs as “Class 2” (二类) vessels (nondeployable) and, assuming they meet all requirements and pass all tests, depart for their operational units as deployable assets (“Class 1,” 一类). The VTCs second core mission is to conduct formal “evaluations” (考核) to ensure that the ship as a whole meets basic standards of readiness and that individual sailors meet the training requirements for their respective posts. These evaluations occur over the course of basic training. Basic training also culminates in a final “comprehensive training evaluation” (全训合格考核) that determines whether or not the ship can be certified for deployment.

The basic training conducted at VTCs is comparable to “Basic Phase” training done by the U.S. Navy’s surface force. VTCs themselves are analogues of the U.S. Navy’s Afloat Training Groups. Like with the U.S. Navy, basic training received at VTCs lays a tactical and technical foundation for the crews of individual ships to conduct more advanced training in conjunction with other ships (“surface action groups,” or ship “formations” in PLAN parlance), other arms of the navy (air, submarine, etc.), and the joint force…

…Ships are “stationed” (驻训) at VTCs for the duration of basic training. This allows the crew to focus entirely on the task at hand and use the dedicated training equipment and facilities available at the VTC. There is no explicit timeline within which basic training must be completed, but in practice it typically takes 6-12 months for a newly-commissioned ship to pass the comprehensive training evaluation. This differs from the U.S. Navy’s basic phase training, which is intended to last precisely 24 weeks (5.5 months).

While each VTC has some latitude to decide how it fulfills its training and evaluation missions, all must strictly adhere to a set of “Outlines on Military Training and Evaluation” (军事训练与考核大 纲, OMTE). The PLA issues a general, military-wide OMTE containing key principles that inform the development of a narrower set of OMTEs for each service.

To date, the PLA has issued three military-wide OMTEs. The first was issued in 2001, going into effect on January 1, 2002. Among other aims, the 2002 OMTE sought to ensure that training evaluations were true assessments of capabilities instead of “theatrical performance.” The 2009 update sought to increase the quantity of combined arms training, focus more on operations in complex electromagnetic environments, augment use of simulators, expand training for non-war military operations, increase “confrontation” (i.e., blue/red) training, and raise standards for basic training. These new requirements directly impacted the policies and approaches of the VTCs. Very little is known about the 2018 OMTE, as the PLA did not allow any media commentary about its contents. Four years later, key themes contained within it remain largely unknown. Each military-wide OMTE begets a separate set of service-specific OMTEs. These documents, in turn, inform the development of OMTEs for different service arms, and in the case of the PLAN surface force, OMTEs for each ship class. VTC instructors adhere to existing OMTEs for ships they are training, and they also help develop OMTEs for new classes of ships.

… Over time, the focus of at-sea training transitions from basic proficiency to handling complex scenarios under stressful situations. The experience of the Type 052D destroyer Qiqiha’er is a case in point. In October 2020, just two months after her commissioning, the Northern Theater Command Navy VTC took the Qiqiha’er out for seven days of training in the Yellow Sea. The training involved 20+ subjects, including firing the ship’s main gun against a surface target (an “enemy frigate”), missile defense (by simulating the firing of the ship’s surface to air missiles and actual firing of its close-in weapons systems—CIWS), man overboard recovery, and underway replenishment.

Basic training at VTCs involves use of live ordnance. Surface combatants fire their main guns against surface targets or targets ashore, CIWS against target drones, rocket-propelled depth charges, and surface-to-air and anti-ship missiles. Ships engaged in at-sea training also use onboard combat systems to simulate the firing of missiles and torpedoes.

Though the focus of basic training is on developing the technical and tactical capabilities of individual ships, VTCs will organize two or more ships to train together at sea, often for several days at a time. For example, in February 2021 the North Sea Fleet VTC took out eight ships for five days of at-sea training in the Yellow Sea. Participants included the Type 056A corvette Zhangjiakou; the Type 052D destroyers Huai’nan, Qiqiha’er, and Tangshan; and the auxiliary Beilan 770.

The composition of training groups changes over time, as some ships complete their training/evaluations and return to the fleet and new ships arrive. For example, in July 2021 the Type 052D destroyer Huai’nan that participated in the February 2021 training event (described in the previous paragraph), departed with another group of ships for six days of training in the Yellow Sea: the Dongpinghu (Type-903A), Kaifeng (052D), Xinji (056A), and Dongying (056A)…

A ship undergoing basic training at the Northern Theater Command Navy VTC fires a surface-to-air missile. (Photo via People’s Navy)

… Despite going out as a group, the focus remains on individual ships. But in some cases, two or more ships in the group will operate together to fulfill training requirements. For example, the preferred PLAN approach to ASW requires multiple ships, aircraft, and other platforms working in close concert. Therefore, ASW training will sometimes involve two or more ships in the group, plus embarked helicopters… 

…In at least some, perhaps all, cases, ships engaged in basic training at VTCs conduct more advanced “formation training” (编队训练). This involves members of a task force operating together as a surface action group, synergizing their efforts to complete tasking. For example, in October 2021 the Northern Theater Command Navy VTC took out two Type 052D destroyers (the Huai’nan and the Kaifeng) and three Type 056A corvettes for five days of formation training in the Yellow Sea. While at sea, the five ships practiced joint air defense involving simulated attacks against enemy aircraft, joint fires strikes against enemy-held islands, mine countermeasures, and surveillance and countersurveillance. Video footage of the training shows the ships operating in conjunction with at least one China Coast Guard vessel, demonstrating the ability of VTCs to enlist forces from other services to support training goals. By contrast, the U.S. Navy defers task force and combined arms training until after Basic Phase training is complete.

At-sea training organized by VTCs is designed to be “realistic” (实战化), i.e., to approximate real combat situations. This involves bringing a ship (or small group of ships) to sea and forcing crews to demonstrate mastery of the training subject in unpredictable circumstances. Ships receive orders to leave port to respond to a particular crisis—e.g. the menacing presence of an enemy warship—and must be prepared to cope with threats almost immediately upon departure. Inevitably, the crisis will escalate and the Chinese ship will be ordered to simulate an attack on the enemy combatant. The ship’s crew might also be forced to fend off attack from an enemy aircraft or evade an enemy missile. The purpose of at-sea training is to place crew members under stress to improve their ability to apply skills developed ashore (in simulators) to real world circumstances. These combat scenarios are created by VTC staff members, who also observe and critique the crew’s responses to them.

To further bolster realism, VTCs will sometimes enlist the help of other PLAN units to serve as adversary (i.e., “blue”) forces. For example, while conducting basic training in 2013, the Type 056 corvette Bengbu trained with a PLAN submarine. In December 2015, the Type 052D destroyer Changsha conducted “confrontation” training with PLAN submarines, aircraft, and other ships. The PLAN’s emphasis on “realism” differs from the U.S. Navy’s Basic Phase training, the focus of which is to ensure that crew members develop the technical skills to perform their jobs. While creating “realistic” scenarios is cited as a U.S. Navy training aim, it clearly does not reach the same degree of priority as in the PLAN. In fact, unit-level combat scenarios designed to stress the whole crew only occur during the “Final Battle Problem”—a 2-3 day event at the end of the Basic Phase. Moreover, unlike the PLAN the U.S. Navy does not generally involve real aircraft or submarines to serve as adversary (“red”) forces in the Basic Phase…

Improving Training Quality

At the same time that VTCs have strived to expand capacity, they have also sought to improve the quality of the training they provide. This has not been easy. At the core of this effort has been the development and improvement of a system of “training supervision” (训练监察). Initially, in the early 2000s, this involved the creation of a Training Supervision Department in each VTC, which later evolved into a set of committees charged with the task of monitoring training quality, providing feedback, and (as discussed below) ensuring the integrity of evaluations. Training “supervisors” ( 监察员) point out problems/failings of individual crew members and weaknesses in the performance of the ship as a whole. They record these problems in dossiers, which can be reviewed by the training staff and officers aboard the ship undergoing training so that adjustments can be made. For example, Eastern Theater Command Navy VTC training supervisor Liu Zhiwan (刘志皖) noted eleven specific problems during a 2017 ASW training event. Among these, “the ship CO’s tactical awareness was not strong, the sonar operator lacked a clear mastery of the [tactical] situation, and the towed array was deployed at the wrong time.”

VTCs’ pedagogy has evolved over time to foster better training outcomes. For years, VTCs employed what was called a “nanny style” (保姆式) approach. That meant that VTC instructors did the bulk of actual teaching. This approach resulted in passivity among ship officers and “weakened the initiative” of ship COs. In 2010, the East Sea Fleet VTC, taking its cues from new OMTE requirements, revised its approach by empowering COs to take greater responsibility in organizing training for their ships. This reportedly increased the agency and creativity of the COs. Henceforth, they were responsible for organizing training for “ordinary” training subjects. The CO took the lead, with VTC staff providing assistance. They were also allowed a greater role in the organization of more important training subjects. The new approach, called a “guiding style” (指导式), “fully mobilized the initiative and creativity” of ship COs….

….VTCs have taken steps to ensure a highly-motivated training staff. By 2013, the leaders of the North Sea Fleet VTC, for example, had concluded that the attitudes of instructors assigned there were too lax. The problem was that the job was too “stable,” so that some of them “lacked enterprising spirit.” To stimulate greater zeal for their work, the North Sea Fleet VTC instituted an “incentive mechanism” and began providing extra compensation for high-performing training captains, trainers, and mission area experts.

VTCs have also instituted mechanisms that allow sailors receiving training to provide feedback on particular instructors or instructional practices. For example, the South Sea Fleet VTC invited sailors to complete appraisals of their instructors and mission area experts. Staff members with negative appraisals were reprimanded for their failings. Students dissatisfied with the quality of instruction can also provide feedback directly to training supervisors at the VTC.

A Northern Theater Command VTC staff member observes at-sea training. (via CCTV)

Evaluation: Making Sure the Ship is Ready to Fight

Evaluations are the method by which the PLAN ensures that desired levels of technical and tactical training proficiency are reached for all training subjects. They are also seen as an instrument—in their words, a “command stick” (指挥棒)—to force units to train hard and well…

…After the ship passes all subject evaluations, it can proceed to the comprehensive training evaluation. Taking place at sea over the course of two or more days, the comprehensive training evaluation is both a judgment of the competence of the ship’s commanding officer (and other senior officers) and the competence of the ship as a whole. The core focus is on “integrated offense/defense” (综合攻防), i.e. engaging multiple threats from all three domains (air, surface, and subsurface). PLA media coverage of these events often shows footage of the CO and XO in the ship’s CIC, issuing orders to neutralize (or avoid) enemy threats. Behind them stand members of the “evaluation group” (考核组), who judge the correctness of their words and actions given the situations that they face. Other members of the evaluation group are likely dispersed around the ship, observing the performance of other crew members.

During comprehensive training evaluations, surface combatants will live-fire weapons systems including main guns, CIWS, and rocket-propelled depth charges. When engaging aerial threats, they will launch decoys. When engaging enemy submarines, they will simulate the firing of torpedoes.

To mimic real combat conditions, comprehensive training evaluations are unscripted. Ships put to sea without any knowledge of the challenges they will face. Therefore, these events are naturally very stressful for the CO and the crew. PLAN officers often describe the years of preparation and the culminating event as “more difficult than getting a PhD.”

To further increase realism, VTCs will involve outside units to serve as “blue” aggressor forces. For example, in December 2021 the Northern Theater Command Navy VTC organized three ships—the destroyer Harbin and corvettes Xinji and Songyuan—to participate in a 72-hour comprehensive training evaluation. VTC staff members responsible for organizing the evaluation enlisted the participation of other PLAN surface vessels, at least one PLAN submarine, PLAN early warning and strike aircraft, PLAN observation and communications stations, and electronic warfare forces.

Chief of Staff of the Eastern Theater Command Navy VTC, CAPT Zhang Jinjun, discusses the importance of “realism” during comprehensive training evaluations. CAPT Zhang’s red badge identifies him as the head of the evaluation group for this particular evaluation. (via CCTV)

Ensuring the Integrity of Evaluations

… The PLAN does not release its OMTEs, so little is known about its standards of proficiency. But it does openly discuss its struggle to ensure rigorous enforcement of its evaluation standards, which has been long and not completely successful.

The first challenge to the integrity of evaluations is institutional. Specifically, groups and individuals who have an interest in high success rates for evaluations have been allowed to play key roles in the evaluation process. Through the 1990s, the task of evaluating training proficiency was the job of VTC staff members in charge of training. In PLAN parlance, “whoever organized training did the evaluations” (谁组训谁考核). This practice was later recognized as hugely problematic, since trainers had a professional interest in seeing high pass rates because it reflected well on them. As a result, “training was not realistic and evaluations lacked rigor” (训练不实、考核不严), and ships judged certified sometimes fell short when conducting real-world operations.

The VTCs took steps to mitigate this problem in the early 2000s. Responsibility for evaluating crew performance was stripped from training staff and assigned to training supervisors (discussed above). Supervisory organizations evolved over time, but the principle remained the same: namely, to “separate training from evaluations” (训考分离). But assigning training and evaluation to different staff members within the same organization is also problematic, since the organization has a strong interest in passing ships that received training there. High success rates reflect well on the training organization. In theory, VTCs have rules preventing senior leaders from directly interfering in evaluation results. However, that has not always stopped them from trying to exert influence. Moreover, members of the evaluation group no doubt feel indirect pressure to act for the benefit of the organization to which they belong.

This conflict of interest was not just a problem in the PLAN. Early in Xi Jinping’s tenure, the PLA recognized that organizations responsible for conducting training should not also be responsible for evaluating training outcomes. Doing so resulted in a lack of focused training, obsession with safety, exercises that were highly scripted (演习念稿子), formalism (形式主义; i.e., focus on image, not substance), and a tendency to fake results (弄虚作假). To remedy this problem, in 2014 the PLA as a whole began embracing principles of training supervision that relied on evaluators external to the organization undertaking training.

For its part, the PLAN took steps to create “third parties” responsible for supervising comprehensive training evaluations. By 2016, the East Sea Fleet, for example, was organizing third party “joint evaluation groups” (联合考核组) to evaluate officers for ship command. This resulted in more objective evaluations and much higher failure rates. By 2018, the Eastern Theater Command Navy Staff Department had begun sending teams to supervise evaluations of ships that had received training at the VTC. As a result, according to the VTC Deputy Director, Wu Guoyu (吴国瑜), “judgments had become more objective and accurate, and some problems with training had been exposed more prominently.” These accounts suggest that the involvement of the Fleet (now Theater Command Navy) Staff Department has strengthened the integrity of comprehensive training evaluations and improved overall training quality….

….What is clear is that institutional and cultural problems have undermined the PLAN’s efforts to ensure that ship crews actually meet all the training standards outlined in the OMTEs. This is done through formal evaluations over the course of basic training and a final, multi-day comprehensive training evaluation held after basic training is complete. VTCs have strong incentives to give passing marks to all ships/crews that they train, because doing so reflects well on them. However, in recent years the PLAN—following guidance from above—has implemented a system that involves “third party” entities in the evaluation process. These teams of experts from the Theater Command Navy Staff Department are more insulated from institutional pressures to achieve high success rates. By some accounts, this new system is yielding more objective assessments….

…Despite similar timelines, PLAN basic training appears to cover more content than U.S. Navy Basic Phase training. After completing basic training and passing all evaluations, PLAN vessels are expected to be ready for almost immediate deployment, as single ships or as members of “ship formations” (i.e., surface action groups). Therefore, basic training includes subjects such as joint ASW, joint air defense, and joint search and rescue, which the U.S. Navy leaves for later phases in the training process. Moreover, PLAN basic training concludes with a multi-day comprehensive training evaluation that certifies that a ship and its CO are ready for action. The U.S. Navy’s Basic Phase does not.

Lastly, PLAN basic training places much heavier emphasis on training ship crews under “realistic” combat conditions. The aim is to force sailors to demonstrate competence in unpredictable circumstances, under stress, and against “blue” aggressor forces enlisted for the purpose. Except for a 2-3 day capstone Final Battle Problem, reserved until the end of Basic Phase training, the U.S. Navy does not prioritize training under realistic conditions until months later, during follow-on training phases.

Ryan D. Martinson is a researcher in the China Maritime Studies Institute at the Naval War College. He holds a master’s degree from the Fletcher School of Law and Diplomacy at Tufts University and a bachelor’s of science from Union College. Martinson has also studied at Fudan University, the Beijing Language and Culture University, and the Hopkins-Nanjing Center.

Featured Image: The guided-missile frigate Xuchang (Hull 536) attached to a destroyer flotilla with the navy under the PLA Southern Theater Command fires its close-in weapon system at mock sea targets during a maritime training exercise in waters of the South China Sea in late March, 2020. (eng.chinamil.com.cn/Photo by Li Hongming and Li Wei)

A Fleet Adrift: The Mounting Risks of the U.S. Navy’s Force Development

The following is based on a presentation delivered to multiple think tanks and U.S. Navy staffs. 

By Dmitry Filipoff

“How the Fleet Forgot to Fight” was an article series I published some time ago on CIMSEC. The series covers many topics so I’ll narrow it down and focus on what I believe are the more important things.

When those two major reviews tried to explain why those collisions happened out in the Pacific, one term that got used was the “normalization of deviation.”1 This term is the main theme behind this series, that the Navy is suffering from very serious self-inflicted problems and is deviating in many of its most important efforts in how it prepares for war.

What specifically inspired the series was writing in Proceedings, mainly writing on the new Fleet Problem exercises by Admiral Scott Swift, who was the Pacific Fleet commander, and also writing by Captain Dale Rielage, who was the Pacific Fleet intelligence director.2 Especially an article of his called, “An Open Letter to the U.S. Navy from Red.”3 These articles helped spark the series because of how they describe the character of the Navy’s combat exercises. And given how important these exercises are, this issue really sheds light on systemic problems throughout the Navy.

When looking into the Navy’s exercises, the key themes that kept coming up were things like high kill ratios, training one skillset at a time, ad-hoc debriefing, and shallow opposition. I’m going to briefly go over some of these things.

The structure of combat exercises in the Navy usually took the form of focusing on individual skillsets and warfare areas—anti-surface warfare and anti-air warfare, and so on. But these things were not often combined in a true, multi-domain way. Instead, exercise and training certification regimes often took the form of a linear progression of individual areas.

The opposition forces were made to behave in such a way as to facilitate these events. However, a more realistic and thinking adversary would probably employ the multi-domain tactics and operations that are the mainstay of war at sea. But instead, the opposition often acted more as facilitators for simpler target practice it seems, which is why very high kill ratios were the norm. But more importantly, a steady theme that kept reappearing was that the opposition pretty much never won.

There are so many of these events, so many training certifications that had to be earned in order to be considered deployable that Sailors feel extremely rushed to get through them. And these severe time pressures help encourage this kind of training, especially at the expense of having a solid after-action review process.

By comparison, if you are losing and taking heavy losses then you should be taking that extra time to do after-action reviews and debriefing to figure out what went wrong and how to do better. The after-action review of a combat exercise can be a really humbling experience for the warfighting professional, where leaders are forced to take responsibility for mistakes that, in real combat, would have gotten their people killed. How a leader accounts for such consequential errors can reveal something about their command philosophy and leadership style. And so the way this kind of after-action conversation plays out is absolutely fundamental to the professional development of the warfighter, and it is an important expression of the culture of the organization.

Now when it comes to debriefing culture across the Navy’s communities you can see a difference in the strike fighter community, where candid debriefing and opposition force training is more embedded into how they do business.4 But I’d say the opposite was very much true of the Surface Navy’s system. And what is being described here also applies more broadly to how things were done for larger groups of ships, such as at the strike group level.

But overall, the Navy’s major exercises often took a scripted character, where the outcomes were generally known beforehand and the opposition was usually made to lose. Training only one thing at a time against opposition that never wins barely scratches the surface of war, but for the most part this was the best the Navy could do to train its strike groups for years.

So is this common? It looks like all the services have some history of doing heavily scripted combat exercises, but there is a major difference between what the Navy was doing, and what the Air Force and the Army have been doing for a long time.

The Army and Air Force do have high-end combat exercise events they rotate their people through. For the Air Force this is a major exercise called Red Flag and for the Army this happens at the National Training Center.

There they compete against opposition that often inflicts heavy losses and employs a variety of multi-domain assets at the same time. Those forces are composed of units that are dedicated toward acting as full-time opposition for these events, such as the 11th Armored Cavalry Regiment, where units across the Army rotate through the NTC to face off against them specifically. The job of these standing opposition forces is to learn and practice the doctrine of foreign adversaries and then put that into practice to make for a much more realistic fight. But by comparison it seems the Navy doesn’t have a major, multi-domain standing formation to act as full-time opposition for the high-end fight.

A 2017 table of brigade kill ratios at the National Training Center. Original caption from source: “This table captures the lethality of four armored BCTs (ABCTs) that trained under live-fire conditions at NTC by outlining the total number of threats presented to the ABCTs and the effects of the BCTs’ weapon systems. Of note is that greater than 94 percent of the ‘enemy’ destroyed during these live-fires were destroyed with direct-fire systems (including attack aviation), meaning that our formations fought a ‘fair’ fight.”

When it comes to the Marines, a valuable question was posed by Captain William Bradley. In an article he asked, “Who among us can say he has been a part of major exercises where ‘success’ was not artificially preordained?”5 That article published more than 30 years ago. In the early 2000s, in an article entitled “What Are We Afraid Of?” Colonel Mark Cancian wrote that “We Marines believe we are master tacticians, ready to take on any adversary. In reality we are like a football team that scrimmages against easy opponents, and because it always wins, thinks it’s ready for the Super Bowl.”6 Much more recent writing on how opposition forces were used in the Marine Corps kept referencing something called the “die-in-place” method.7

Now when it comes to the Chinese Navy, those public reports the Office of Naval Intelligence puts out paint a very different picture from what the U.S. Navy was doing.8 The Chinese Navy often trains multiple skillsets at a time, they do not always know the composition and the disposition of the forces they are facing off against, and they do not always know exactly what will happen when the event is about to go down. And not only did Chinese Navy combat exercises become increasingly intense, they were willing to impose on themselves certain warfighting fundamentals of friction that the U.S. Navy was unwilling to do.

They have been training like this for some time now, and with a specific institutional focus on high-end warfighting at the very same time the U.S. Navy was focusing on the low-end spectrum of operations.9 And this is a disparity worth highlighting because it can have strategic consequences. For years the U.S. Navy did not try to practice destroying modern fleets, while the Chinese Navy was.

The PLA also explicitly and candidly states that this habit of guaranteeing victory in heavily scripted exercises is counterproductive and something to be overcome.10 We rarely if ever hear similar things from U.S. Navy leaders.

PLA Navy guided missile destroyer Wuhan (Hull 169) attached to a destroyer flotilla under the PLA Southern Theater Command releases jamming shells during a maritime training exercise in waters of the South China Sea in July 2019. (eng.chinamil.com.cn/Photo by Li Wei and Qian Chunyan)

Recently there have been some positive changes for the U.S. Navy. There are the Fleet Battle Problem exercises Admiral Swift started which seem to be the first truly contested, large-scale, high-end exercise events the Navy has had in a long time. Unit-level exercises and larger-scale events are becoming more difficult through LVC, or Live Virtual and Constructive training, especially the COMPTUEX exercise ships do before deploying.11 The Surface Navy is going through these new SWATT exercises which are now some of the most advanced events surface ships experience.12 The submarine force has stood up a new aggressor squadron.13 And there have been some similar changes for the Marines.14

But what all of these changes have in common is that they only started within the past several years. The extent to which the Navy will really make the most of them is unclear, and this progress is still reversible. It is also unclear if these improvements have been matched by a willingness to be defeated by the opposition. But what is clear is that the corporate memory of the fleet, the institution of the modern U.S. Navy, has been heavily shaped by decades of these heavily scripted exercises.

And exercises go far beyond training. At the tactical level, they are the one activity that comes closest to real war. So exercises are supposed to play a vital function in setting a standard and serving as proving grounds for all kinds of concepts, ideas, and capabilities. This goes to the very heart of one of the most important missions of a peacetime military, which is to develop the force for future conflict. So the Navy’s decades-long exercise shortfall is far more than an issue of operator skill, it is a sweeping developmental problem.

Consider how you could go about exploring a new tactic, a wargame, or a warfighting concept. You come up with an idea and refine it as much as possible through simulations or other methods. And then you finally try it out in the real world through an exercise. You make sure to use serious opposition to see where things may go wrong or backfire. You then repeat trial and error until you have a sturdy, resilient concept. And once you have that, you convert lessons learned in experimentation into new training, you update the training events, and then rotate your people through those events so they have a chance to learn and apply the new thing.

But this is not how force development worked in the U.S. Navy.

When it comes to at-sea experimentation, relatively few warfighting ideas were ever tried out in the real world to begin with. But if an idea managed to get tested in some sort of combat exercise, it often went up against heavily scripted opposition. As a result it had few, if any, rounds of trial and error. Instead, it often was a one-and-done “validation” event that was deliberately crafted to prove the idea right. But if they moved on in spite of that, the idea was perhaps turned into some publication that was then tucked away in a lessons learned library somewhere. And there it will sit among many other publications that hardly anyone is really familiar with.

Now if they do happen to be familiar with it, they will not often have the chance to actually apply it and practice it in a live combat exercise. But if they do have the chance to actually practice it, it most likely turned into just another check-in-the-box scripted certification event, lost among the dozens if not hundreds of other certifications that are all competing with each other for the time of the extremely busy Sailor. And the Sailors often have no real choice but to rush through them and frequently cut corners just to make due and get out on time for deployment.

It is important to recognize that these scripted exercises and this bloated training certification system overlayed an era of supposed transformation for the Navy, because the littoral power projection era was happening at the very same time as the network-centric era. The Navy promoted supposedly transformative warfighting concepts like ForceNet and AirSea Battle, but to the average deckplate Sailor these concepts didn’t change much. There just never was much AirSea Battle training, network-centric warfighting doctrine, or extensive tactical development for many new major capabilities.

Now, the Navy certainly made an effort to transform, but progress cannot be measured by how many new capabilities come online, how many CONOPs or doctrine documents get published, or how many wargames or simulations get run. If these things are going to truly come alive they have to be taught to and refined by the people that will be charged with their execution. In my mind at least when it comes to force development and warfighting, real progress and skill is best defined by what the Sailors and commanders on the deckplate know how to do well, and for that there is only training.

So looking back on the Navy’s recent history of force development, so much of what the Navy did just didn’t go that far. This habit of unrealistic exercising and this overflowing training certification system came together to render so many warfighting methods untested, unrefined, and untaught.

For an important example on why other parts of force development have to be grounded in combat training and translated into combat training, you can look to the Navy’s wargaming enterprise. These wargames are really important to how the Navy thinks about the future, and among many things these wargames can inform war planning. But if you read more into it, these wargames aren’t always as scripted or as straightforward as the live training and exercise events, and the fleet often takes very serious losses in these wargames. Especially against China.15

So what could be the implications of having a large disparity between the realism of training and the realism in wargaming? For one, it means the war plans the United States has drawn up for great power conflict are filled with tactics and operations for which the U.S. Navy has made barely any effort to actually teach to its people. To paraphrase a certain Defense Secretary, you go to war with the fleet you trained, not the one you wargamed.16

Strategy and Operations 

Another major implication of the exercise shortfall was in how the Navy applied strategy to operations, or what the fleet was spending its time doing on deployment in recent decades. Because the Navy not only has the chance to work on force development through exercises within the workup cycle, but also once ships are certified and out on deployment. But once ships deployed in the power projection era, their operations mostly focused on missions that didn’t contribute all that much to high-end force development.

A sampling of power projection missions. (Via thesis of CDR James Webb, U.S. Naval War College.)

It should be remembered that many of the low-end power projection missions that dominated Navy deployments during these past few decades, things like security cooperation, forward presence, maritime security, these things were at first not seen as overriding demand signals for the Navy’s time. The strategy and policy documents the Navy was putting out just after the Cold War ended essentially characterized the opportunity to do many of these missions as a luxury, something that was afforded to the Navy only through the demise of a great power rival.17

When it comes to the major campaigns the U.S. was involved in these past few decades, mainly Iraq and Afghanistan, what needs to be understood is that blue water naval power really struggles to find relevance in these kinds of wars. A destroyer or a submarine just cannot do much to fight insurgents or nation-build. So for the vast majority of the fleet’s ships, they usually did other things with their time, including many of these missions that were certainly helpful but often optional. Plenty of these operations are better described as the many opportunities that come with the especially diverse set of missions you see at the low-end spectrum of operations, rather than really pressing requirements driven by wartime demand or acute geopolitical risk. For just one example, while tens of thousands of Soldiers and Marines were solely focused on advising heavily embattled Iraqi and Afghan troops, the Navy enjoyed the luxury of partnering with dozens of other nations, almost all of whom were not engaged in any major hostilities.

Now in spite of their own crushing operational tempos, the Army and the Air Force have guaranteed significant amounts of forces for their high-end exercises. Hundreds of aircraft participate in the Air Force’s Red Flag exercises each year, and about a third of the Army’s active-duty brigades rotate through the National Training Center annually.18

The force generation models of these services, and the associated combatant commander demand signals, have preserved significant amounts of forces and readiness for these services to consistently conduct major high-end force development exercises at home. The ready forces of these services are not all exclusively allocated toward feeding COCOM demand.

Soldiers from the 1st Stryker Brigade Combat Team “Arctic Wolves” conduct convoy operations to a tactical assembly area at the National Training Center, Fort Irwin, Calif., Jan. 18 2015. (Photo by U.S. Army Sgt. Christopher Prows, 5th Mobile Public Affairs Detachment)

Compared to this the Navy operates under a different model. The Navy is a continuously deploying expeditionary force, compared to the more garrison-oriented postures of the Army and Air Force. Once U.S. Navy ships complete maintenance and certification and are deemed ready for high-end operations, they are then turned over to the operational chain of command. The Navy is essentially the only service that is afforded little to no ready forces for its own use and force development agenda. So it looks like for the past few decades almost all of the ready naval power of the fleet was being spent on combatant commander demand. And those demand signals were so overpowering that they made it incredibly difficult for the Navy to pull together enough ready ships to do truly large-scale and high-end exercises on a regular basis.

Now, some might say the Navy actually did do a lot for force development on deployment when it was exercising with partners and allies abroad. But there are some issues with this. The U.S. Navy does not like sharing various types of classified information with many partner fleets, and this really limits the willingness of the Navy to fully flex its capability abroad. Another major reason is that there is a severe amount of concern on the Navy’s part, perhaps overconcern, on being surveilled by competitors when exercising in forward areas, or anywhere actually. So aside from what looks like a handful of exceptions, most of the exercises the Navy does abroad with partners are maybe even more straightforward than what it does close to home.

PACIFIC OCEAN (July 28, 2022) Ships sail in formation during Rim of the Pacific (RIMPAC) 2022. (U.S. Navy photo by Mass Communication Specialist 3rd Class Ian Thomas)

But the main point here is that the Navy hardly recognizes force development as a major driver of fleet operations. Things like working out wargames, warfighting methods, and new tactics in the real world must be recognized as some of the strongest possible demand signals for ready naval power. So as the Navy reconfigures itself for great power competition it has to think about how it will strike a new balance between spending time on forward operations versus spending time on working on itself.

The fleet can start with the strategic guidance the Navy has to align itself with. There is a national defense strategy that makes great power competition the main priority.19 So what does the Navy need to learn about for great power competition? There is certainly a broad spectrum of capability that is relevant to that competition, but high-end warfighting especially deserves greater emphasis compared to where it has been these past few decades.

So the Navy needs to identify what specific operations have the most learning value when it comes to getting better at great power competition skillsets. Look at the learning value of a Fleet Battle Problem or a SWATT exercise and compare it to maritime security missions or doing security cooperation with a third world partner. It should become pretty clear that these exercise events can teach the Navy far more about high-end warfighting than most forward operations.

And these events need to be deliberately resourced in global force management rather than be something that is squeezed in between events within the workup cycle, or squeezed into the window of time where a deploying unit has just completed certification but hasn’t yet reached the forward operating environment. And you have to view these exercise events as something directly connected to making Distributed Maritime Operations, or any of the Navy’s warfighting methods, a more tangible reality. Because the more reps and sets you do of these things the faster you will climb that learning curve and the quicker you will mitigate the outstanding force development risk residing within the Navy. Imagine how much progress could be made if a strike group spent a full two or three months on deployment working on Navy force development through focused reps and sets of contested opposition force exercises and at-sea trials. We could get to a place where these high-end exercises are often the point of some deployments and not just an accessory. The Navy can consider how steep it wants its slope of improvement to be.

Now I want to paraphrase something I read from an admiral who was the submarine force commander a couple years back. In a news article he said something along the lines of, “We’re taking a really hard look and in-depth scrub of our certification process….to insert ten days’ worth of force-on-force training for the high-end fight.”20 Only ten days’ worth within a months-long process. This points to something important about the Navy when it comes to trying to do more unscripted, contested exercises.

Why was it so difficult for the Navy to make so little time for one of the most important things it has to be doing? Whether it’s cutting certifications to make time for more thorough events within the workup cycle, or retasking ships on deployment, it has often been a tough bureaucratic fight to make space for these things. This problem suggests that the Navy has gone for so long without unscripted, contested force development exercises that the need for them may have turned into a blind spot, and it didn’t realize why it is so critical that it is missing out on these things, and why it is so fundamental to the well-being of the force. If there is not that much experience in doing this kind of thing then there will not be that many advocates. And so what the Navy has been doing with its time and its budgets and its forces for so many years was stretched to its limits in the absence of a major demand signal.

The Force Development Demand Signal

And that demand signal is something I really want to hone in on.

I want to try and describe a framework for why force development is a major demand signal for ready naval power. And I also want to try to describe the nature of failing to account for force development risk.

There are at least two elements that can drive this demand signal and increase force development risk. One is the force development of competitors and the other is the nature of disruptive capability surprise.

Looking at China, it is critical to understand that the Chinese military is primarily focused on its force development. They also have no significant overseas operations that split their resources elsewhere. And because of that, the operating posture of their fleet has far more in common with the interwar period U.S. Navy than the modern U.S. Navy does. This can make them especially dangerous, because like the interwar period U.S. Navy (that would of course go on to help win WWII) their operating posture allows them to spend most of their time on working on themselves for the high-end fight.

PLA Navy warships attached to a destroyer flotilla under the PLA Eastern Theater Command steam in astern formation in waters of the East China Sea on April 23, 2021. (eng.chinamil.com.cn/Photo by Fang Sihang)

Going to a second major demand signal of force development, that is guarding against disruptive capability surprise.

Look at WWI, the machine gun, chemical gas, and rapid-fire artillery. When they finally put all these new things together, it created a type of warfare that nobody had really seen before. New technology had changed the nature of tactical success so much, but their peacetime force development failed to detect that. The disruption that came from those new weapons and the tactics they produced was so powerful it helped rip apart the operational and strategic plans of nations caught in great power war. And of course there was a tremendous human cost in failing to detect these new tactical trends.

So how do you get a sense of that burden today, of how much real-world combat experimentation needs to go into modern high-end force development? And how much latent force development risk could be residing within modern forces?

Look to how networked combat between great powers has never happened before, or how fleet combat between great powers hasn’t happened since WWII. Look at everything that has evolved since then. Electronic warfare, cyber, missiles, satellites, so much has changed, and our ability to truly know how all of that will actually come together to produce specific tactical dynamics and winning combinations is very hard to know for sure.

Slide from presentation by Program Executive Office Command, Control, Communications, Computers, and Intelligence (PEO C4I) and Program Executive Office Space Systems, NDIA San Diego Fall Industry Forum, October 24, 2017.

A lot of these questions are already being looked at by organizations within the Navy, but the furthest the analysis is able to go is often limited by the imperfections of simulations. Some time ago we published an excellent piece on CIMSEC where people from the Naval Postgraduate School, mainly wargamers and operations researchers, talked about doing tens of thousands of simulations and models to look at tactics for a new unmanned warship.21 Those kinds of people certainly learn plenty about new tactics, but I imagine they will tell you that they could benefit from a lot more real-world experimentation. That is because real-world experimentation can discover the decisive tactical truths that are hiding within the seams of simulation. And I also imagine that wargamers and operations researchers would want some of their insights to eventually be passed on to the deckplate Sailor through updated training.

Now when it comes to force development, clearly you want to enter a conflict with the most tried-and-true warfighting methods and capabilities. But it’s almost inevitable that when you finally get into a real high-end fight, something is going to break. So I want to use another example to show how force development risk reveals itself in wartime.

The U.S. submarine force entered WWII with ill-conceived concepts of operation, a highly risk-averse culture, faulty weapons, and underdeveloped tactics. Submariners at first expected to mostly use sonar to attack their targets (which didn’t make much sense at the time), the torpedoes didn’t work well, and they didn’t have much doctrine for unrestricted submarine warfare.22

This force development failure happened in spite of interwar period wargaming, Fleet Problem exercises, and Admirals Nimitz and King both having a decent amount of submarine experience in their careers. U.S. naval commanders even had the benefit of watching German U-Boats earn combat experience as they sunk plenty of shipping in the Atlantic before the U.S. formally entered the war. But in spite of all of that, the U.S. submarine force punched far below its weight for many months while the rest of the force depended very heavily on them to take the fight to enemy home waters at the start of the conflict.

The submarine force would go on to fix these problems, but they were forced to experiment with their force development in the middle of the war.23 And this points to something important as to why you should really try to get your force development right in peacetime. The better you do in peacetime, the more you will be able to focus your wartime force development on proactive evolution, instead of retroactive corrective action. You would rather be taking those hard-earned combat lessons and using them to make the next best torpedo, rather than trying to figure out what’s going wrong with the ones you already have. And so if these force development shortfalls are worth taking the time to fix in the middle of a war, then surely they are worth fixing today in a time of relative peace.

But coming back to the present, it is hard to say just how many unhelpful and fragile things have made it into the modern U.S. Navy simply because hotly contested, unscripted, high-end exercises were not there to serve as proving grounds or set a standard. While the Navy was working to mitigate geopolitical risk through forward operations, the force development risk that resides within the Navy has been building, and building. The Navy’s system of trying things out in the real world has almost certainly primed the fleet for a lot of hard corrective action in the event of great power conflict.

And so imagine how this could play out. Imagine there was a new major concept of operations or set of TTPs in the works, and it was lucky enough to get the Navy to devote a single large-scale exercise to trying it out. And after that one exercise it got the stamp of approval and then was filed away in a lessons learned system somewhere. Now imagine a conflict breaks out and a fleet commander needs that concept. And when he sees it, it’s the first time he’s ever really looked at it, he’s never tried it out, he’s pretty sure nobody under his command has been trained to do it, and he can’t even be sure that the concept itself was the product of a rigorous series of at-sea combat trials.

Now how much risk do you think that has? The Navy has plenty of things like this residing within itself. And this points to why heavily scripted combat exercises and training events can be so self-defeating, because when you script the challenge out of an exercise, you mask the shortfalls you could be revealing, and you defer the critical warfighting lessons you could be learning. So it’s important to view the habit of heavily scripted exercises as a significant source of self-inflicted risk. And it’s important to contemplate just how much of this risk has been injected into the Navy after doing mainly these kinds of exercises for decades.

So it is safe to say that if a major conflict breaks out tomorrow, from the very start a lot of people in the Navy will be forced to improvise. And by its very nature, the skill of improvisation is just about the furthest thing heavily scripted training is able to teach.

Why Is This Happening?

Why is this happening, why does the Navy keep doing this? There are several reasons, and they include expedience, politics, and culture.

Heavily scripted exercises are expedient. They cost a lot less time than more contested events. It allows you to put many more exercises into the schedule, get more certifications done, and to get through the schedule with fewer interruptions.

A common thing you hear from naval officers who work on these things, is for example, when they tried to insert electronic warfare, or cyber, or some sort of degraded critical enabler into an exercise, it often gets white-carded out of the event. The umpires jump in, restart the event, and “white-card” those effects out of the experience. And the common justification is that they have a schedule to get through, they have to preserve that schedule. Which implies that the schedules are not designed with these things in mind, and that simply getting through the schedule or the checklist might be more important to some than the quality of the actual learning experience. This is a common theme of this problem. Scripting exercises saves time, which nobody has enough of.

When it comes to politics, hard-fought and contested exercises can have programmatic implications. And after something becomes programmatic, it can become political. There is a story that shows this. In the 1980s there was a naval officer, Vice Admiral Hank Mustin, who was a very hard-charging personality who focused much of his career on force development and operational innovation. In an exercise he organized, he scored simulated hits on a carrier with a notional anti-ship missile capability. He figured he had something worthwhile and filed it away in his exercise report. But as he tracked the progress of the report as it made its way through the chain of command, he noticed that the part about him getting hits on the carrier kept getting deleted. And he eventually found out that his superiors at the four-star level were doing this because carrier funding was a difficult topic with Congress at the time.24

If something keeps failing in contested exercises, it is perfectly natural to question if the service should continue to invest in it. The proper response is to innovate. You don’t suppress challenging feedback, you don’t script the risk out of the exercise, or force people to stick with disproven warfighting methods. Rather, you go back to the drawing board, you do trial and error, and you innovate with your tactics, operations, and training. Because that’s exactly what you would be doing in wartime. And so it’s not enough to have well-designed or realistic exercises, there needs to be the will to act on their results, a healthy tolerance for the inherent uncertainty of force development, and the patience for rigorous trial and error.

That brings me to the final point on why this is happening, and that is culture.

Some parts of the military services are afflicted by zero-defect culture. Zero-defect culture is a collection of inherently corrosive dynamics that undermine the health of institutions. What it boils down to is that it is often professionally unsafe to report problems or shortfalls, or even areas that simply have room for improvement. It can be professionally unsafe to make simple mistakes, even honest mistakes. But this culture can force people to engage in dishonest behavior as they try to navigate the irreconcilable contradictions of an overbearing system and a climate of fear in some parts of the fleet.

And this often affects combat training. Because the training requirements system is overflowing, it roughly takes the form of something like this: You have 200 days’ worth of training requirements to complete, but only 150 days to do it. And you’re immersed in a zero-defect culture. So what do you do, when what you have been asked to do is literally impossible? In the Navy it’s called gundecking, in the Army it’s called pencil-whipping. But basically, you report that things are green across the board, and that you completed every one of those 200 days’ worth of requirements.

So how do you define good leadership in this dynamic? What do you make of the commander that gundecks the paperwork for his motorcycle safety certification, in order to buy a sliver of time to do more complex air defense training with his Sailors? Does that make him a slightly better leader than the commander who doesn’t do that? Possibly. But what happens when you have so many commanders across the Navy making that subjective judgment on their own, deciding which of these combat training requirements is worth actually doing, and which are worth only reporting as being done? And when you send that reporting up the chain, to the higher echelon commanders who have come up through this system, how do they decide what to believe? So when out-of-control training requirements come together with zero-defect culture, the natural result can be what the Lying to Ourselves Army War College report described as, a “state of mutually agreed deception.”25

So how does heavily scripted exercising complement zero defect culture? It spares the Navy from having the hard conversations its culture is not always the best at having. It allows people to be professionally safe, to keep their heads down, and stay in their lanes. Or would you rather be the person whose professional competence is immediately under suspicion because the opposition force pushed a little too hard in that last exercise? Or come across as the rogue maverick who tried out a new set of tactics in an event, rather than using an officially sanctioned checklist that might have been written 15 years ago? Or the Navy finding out that a certain capability or platform that it bought with a lot of taxpayer money is maybe not all it has been made out to be? The main thing is that in zero-defect culture, heavily scripted exercises can make things professionally and politically safe.

And so we can say a lot about how to make combat exercises more realistic. But the cultural and political factors are maybe the most decisive obstacles. When it comes to combat exercises, these factors have made it extremely difficult for the Navy to go harder on itself, to be more honest with itself, and to have a constructive approach toward pushing its people to their limits and beyond.

There is also a broader theme here. I’ve talked a lot about exercises, training, and force development so far, but these issues go much further than this. The main fundamental problem of concern is the state of tactical focus in the fleet. There is a resounding concern across many in the Navy that serious tactical learning and effectiveness has really fallen by the wayside. Whether it’s how the Navy does manning, personnel evaluations, PME, admin, inspections, for so many things in a very comprehensive way, it looks like serious tactical learning is struggling to make the list of top priorities. Instead, a large variety of other things have been allowed to overwhelm the time and focus of Sailors, and this is coming at the direct expense of their tactical warfighting skill. There are many ways to tell this story, and the story behind the Navy’s exercise shortfall is just one of them.

Now taking a longer strategic view, after the Soviet Union fell, the Navy could have taken a different path rather than pivoting all the way to power projection. This sort of awkward mismatch between blue water naval power for counterinsurgency could have actually been a blessing in disguise for the Navy while the other services were heavily tied down by operations in the Middle East. The Navy could have instead focused on settling complex developmental questions posed by emerging net-centric concepts. But the Navy effectively missed a historic opportunity to make major progress on force development, where the fleet could have focused on securing its future edge.

Instead, it let a rising rival close the gap. For a generation now the Chinese and U.S. Navies have focused their skills, training, and warfighting culture on opposite ends of the warfighting spectrum. This disparity can be far more fatal to the American fleet. A superpower navy does not threaten its existence by lacking low-end skills, but it can certainly risk destruction by not being ready for the high-end fight. This is why full-spectrum competence across the range of operations is so indispensable and can’t be ignored for a superpower fleet. Now a possible historical legacy of the likes of Saddam Hussein, Osama bin Laden, and the Ayatollah could include helping the U.S. Navy lose enough high-end skill that it was taken advantage of by China.

Conclusion

To wrap it up, I would say much of the modern U.S. Navy’s story is that of an organization that was divorced from what had long been its defining mission, which was high-end sea control. And when that separation occurred at the end of the Cold War and the start of the littoral power projection era, problems radiated throughout the Navy’s institutions, and especially across its system of force development.

Now the Navy is embarking on a tough transition back toward great power competition, which has been made all the more urgent by the rise of a rival maritime superpower.

Dmitry Filipoff is CIMSEC’s Director of Online Content and Community Manager of its naval professional society, the Flotilla. He is the author of the “How the Fleet Forgot to Fight” series and coauthor of “Learning to Win: Using Operational Innovation to Regain the Advantage at Sea against China.” Contact him at Content@Cimsec.org.

References

1. “Strategic Readiness Review 2017,” U.S. Secretary of the Navy, pg. 3 2017, https://s3.documentcloud.org/documents/4328654/U-S-Navy-Strategic-Readiness-Review-Dec-11-2017.pdf

2. See:

Admiral Scott Swift, “Fleet Problems Offer Opportunities,” U.S. Naval Institute Proceedings, March 2018. https://www.usni.org/magazines/proceedings/2018-03/fleet-problems-offer-opportunities.

Admiral Scott Swift, “A Fleet Must Be Able to Fight,” U.S. Naval Institute Proceedings, May 2018. https://www.usni.org/magazines/proceedings/2018-05/fleet-must-be-able-fight.

3. Captain Dale C. Rielage, USN, “An Open Letter to the U.S. Navy from Red,” U.S. Naval Institute Proceedings, June 2017. https://www.usni.org/magazines/proceedings/2017-06/open-letter-us-navy-red. 

4. “Ninety Days to Combat: Required Training Capabilities for the Fallon Range Training Complex 2015-2035,” Naval Air Warfighting Development Center, June 2015 ,https://frtcmodernization.com/portals/FRTCModernization/files/FRTCM_EIS_-_90-Days_to_Combat-Jun2015.pdf

5. William S. Bradley, “The Training Mandate,” Marine Corps Gazette, October 1990.

6. Col. Mark Cancian, USMCR, “What Are We Afraid of?” Marine Corps Gazette, April 2002.

7. See:

Staff, Marine Corps Warfighting Laboratory, “Opposing Force TTP,” Marine Corps Gazette, August 2016. https://www.mca-marines.org/gazette/2018/02-27 

Sgt. Luke G. Cardelli, “MAGTF Integrated Exercise (MIX-16),” Marine Corps Gazette, November 2017. https://www.mca-marines.org/gazette/2017/11/magtf-integrated-exercise-mix-16

8. See:

Office of Naval Intelligence, “The PLA Navy: New Capabilities and Missions for the 21st Century, 2015. https://fas.org/irp/agency/oni/pla-navy-2015.pdf

Office of Naval Intelligence, “China’s Navy,” 2007. https://fas.org/irp/agency/oni/chinanavy2007.pdf

Also see: Ryan D. Martinson, “China Maritime Report No. 24: Incubators of Sea Power: Vessel Training Centers and the Modernization of the PLAN Surface Fleet,” U.S. Naval War College China Maritime Studies Institute, November 2022, https://digital-commons.usnwc.edu/cgi/viewcontent.cgi?article=1023&context=cmsi-maritime-reports

9. Captain Dale Rielage, “Chinese Navy Trains and Takes Risks,” U.S. Naval Institute Proceedings, May 2016. https://www.usni.org/magazines/proceedings/2016-05/chinese-navy-trains-and-takes-risks

10. See:

Elsa B. Kania and Ian Burns McCaslin, “Learning Warfare from the Laboratory, China’s Progression in Wargaming and Opposition Force Training,” Institute for the Study of War, September 2021, https://www.understandingwar.org/sites/default/files/Learning%20Warfare%20from%20the%20Laboratory%20ISW%20September%202021%20Report.pdf.

David C. Logan, “The Evolution of the PLA’s Red-Blue Exercises,” China Brief Volume 17 Issue 4, Jamestown Foundation, March 14, 2017, https://jamestown.org/program/evolution-plas-red-blue-exercises/

11. See:

Megan Eckstein, “Warfighting Development Centers, Better Virtual Tools Give Fleet Training a Boost,” USNI News, February 23, 2017, https://news.usni.org/2017/02/23/fleet-training-getting-a-boost-through-better-lvc-tools-warfighting-development-centers.

Megan Eckstein, “IKE Carrier Strike Group Commands SEALs, Marine Missile Teams in First-of-a-Kind, Large-Scale Drill,” USNI News, February 17, 2021, https://news.usni.org/2021/02/17/ike-carrier-strike-group-commands-seals-marine-missile-teams-in-first-of-a-kind-large-scale-drill. 

12. See:

Dmitry Filipoff, “RDML Christopher Alexander On Accelerating Surface Navy Tactical Excellence, CIMSEC, January 11, 2022, https://cimsec.org/rdml-christopher-alexander-on-accelerating-surface-navy-tactical-excellence/.

Dmitry Filipoff, “On the Cutting Edge of U.S. Navy Exercising: Surface Warfare Advanced Tactical Training,” CIMSEC, November 30, 2018, https://cimsec.org/on-the-cutting-edge-of-u-s-navy-exercising-surface-warfare-advanced-tactical-training/

13. Dmitry Filipoff, “Undersea Red: Captain Eric Sager on the Submarine Force’s New Aggressor Squadron,” CIMSEC, July 13, 2021, https://cimsec.org/undersea-red-captain-eric-sager-on-the-submarine-forces-new-aggressor-squadron/

14. Gidget Fuentes, “Marine Infantry Training Shifts From ‘Automaton’ to Thinkers, as School Adds Chess to the Curriculum,” USNI News, December 15, 2020, https://news.usni.org/2020/12/15/marine-infantry-training-shifts-from-automaton-to-thinkers-as-school-adds-chess-to-the-curriculum

15. Tara Copp, “‘It Failed Miserably’: After Wargaming Loss, Joint Chiefs Are Overhauling How the US Military Will Fight,” Defense One, July 26, 2021, https://www.defenseone.com/policy/2021/07/it-failed-miserably-after-wargaming-loss-joint-chiefs-are-overhauling-how-us-military-will-fight/184050/.

16. Eric Schmitt, “Iraq-Bound Troops Confront Rumsfeld Over Lack of Armor,” The New York Times, December 8, 2004, https://www.nytimes.com/2004/12/08/international/middleeast/iraqbound-troops-confront-rumsfeld-over-lack-of.html

17. John B. Hattendorf, D.Phil., “U.S. Naval Strategy in the 1990s Selected Documents,” U.S. Naval War College Press, pg. 89, 2006, https://digital-commons.usnwc.edu/cgi/viewcontent.cgi?article=1026&context=newport-papers&#page=95.

Quoted as: “With the demise of the Soviet Union, the free nations of the world claim preeminent control of the seas and ensure freedom of commercial maritime passage. As a result, our national maritime policies can afford to de-emphasize efforts in some naval warfare areas.”

18. For National Training Center reference:

Colonel John D. Rosenberger, “Reaching Our Army’s Full Combat Potential in the 21st Century: Insights from the National Training Center’s Opposing Force,” Institute of Land Warfare, February 1999, https://www.ausa.org/sites/default/files/LPE-99-2-Reaching-our-Armys-Full-Combat-Potential-in-the-21st-Century-Insights-from-the-National-Training-Centers-Opposing-Force.pdf.

Major John F. Antal, “OPFOR: Prerequisite to Victory,” Institute of Land Warfare, May 1993. https://www.ausa.org/sites/default/files/LPE-93-4-OPFOR-Prerequisite-for-Victory.pdf

For Red Flag reference:

414th Combat Squadron Training “Red Flag,” July 2012. https://www.nellis.af.mil/About/Fact-Sheets/Display/Article/284176/414th-combat-training-squadron-red-flag/

19. U.S. Department of Defense 2022 National Defense Strategy, https://media.defense.gov/2022/Oct/27/2003103845/-1/-1/1/2022-NATIONAL-DEFENSE-STRATEGY-NPR-MDR.PDF.

The latest NDS describes competition between great powers as “strategic competition,” rather than “great power competition” as its predecessor NDS. In practice the intent is much the same.

20. Megan Eckstein, “Navy Wants More Complex Sub-on-Sub Warfare Training,” U.S. Naval Institute News, October 27, 2016. https://news.usni.org/2016/10/27/navy-wants-complex-sub-sub-warfare-training.

21. By Jeffrey Kline, John Tanalega, Jeffrey Appleget, and Tom Lucas, “Developing New Tactics and Technologies in Naval Warfare: The MDUSV Example,” CIMSEC, January 24, 2019, https://cimsec.org/developing-new-tactics-and-technologies-in-naval-warfare-the-mdusv-example/

22. Frank Hoffman, “Wartime Innovation and Learning,” Joint Forces Quarterly, 4th Quarter, 2021, https://ndupress.ndu.edu/Portals/68/Documents/jfq/jfq-103/jfq-103_100-109_Hoffman.pdf?ver=YxmLg-7ITNr4chMEkKZDJw%3D%3D

23. Ibid.

24. David Winkler, “Oral History of Vice Admiral Henry C. Mustin,” Naval Historical Foundation, pg. 146, July 2001, https://www.navyhistory.org/wp-content/uploads/2015/04/Mustin-Oral-History.pdf.

25. Dr. Leonard Wong and Dr. Stephen J. Gerras, “Lying to Ourselv o Ourselves: Dishonesty in the Army Pr es: Dishonesty in the Army Profession,” U.S. Army War College, pg. 12, 2015, https://press.armywarcollege.edu/cgi/viewcontent.cgi?article=1465&context=monographs

Featured Image: Indian Ocean (January 6th, 2021) The aircraft carrier USS Nimitz (CVN 68) steams in the Indian Ocean. (U.S. Navy photo by Mass Communication Specialist Seaman Drace Wilson)

Fostering the Discussion on Securing the Seas.