Unmanned Systems and Distributed Operations: Out of One, Many

Let’s face facts: it appears the U.S. Navy is incapable of building surface combatants, even small ones, for less than about a billion dollars apiece.  Consequently, it is likely the fleet will continue to shrink for the foreseeable future.  Yet it appears that the global demand for surface ship presence remains high for both peacetime operations and as an on-call force for contingency response.  So how can the Navy continue to meet worldwide operational commitments given fewer ships?  The key to maximizing the effectiveness of a declining surface force lies in combining suitable motherships with the latest unmanned warfighting technology.

Unmanned naval systems are rapidly proliferating internationally because they are increasingly capable and cheaper than manned alternatives for certain missions.  To date, sea-based unmanned systems have primarily conducted intelligence, surveillance, reconnaissance and mine countermeasures operations.  But within the next decade or so, we’ll see naval drones supporting a much wider spectrum of warfighting; including anti-submarine warfare, anti-surface warfare, electronic warfare, vertical replenishment, and even anti-air warfare. 

Fundamentally, naval warfare is about deploying payloads (sensors, weapons, and people) into different domains (water, air, land, and electromagnetic/cyber) from or against sea-based platforms.  These payloads have historically been delivered from ships, submarines, and aircraft.  Ships deploy offensive and defensive weapons, or those of their embarked aircraft, out to the limit of their organic sensors.  Sometimes they can be delivered over-the-horizon when cued by the sensors of another platform.  A guided missile destroyer fires its magazines of anti-aircraft weapons at targets it can detect and track.  A frigate deploys a single towed array sonar and perhaps a helicopter with sonobuoys and torpedoes that extend the reach of its ASW reach. A corvette can engage a surface threat within the range of its guns and surface search radar or electro-optical fire control system.  The point is that current naval operations are generally designed around weapons and systems hosted from surface combatants, so the number of primary platforms available limits the span of a Navy’s operations.

The Venus is an unmanned surface vehicle built by Singapore Technologies Electronics Limited (ST Electronics) and based on a hull developed by US company Navatek Ltd.
The Venus is an unmanned surface vehicle built by Singapore Technologies Electronics Limited (ST Electronics) and based on a hull developed by US company Navatek Ltd.

By employing distributed maritime operations, a single surface platform with embarked unmanned vehicles can operate over a wider area than one without.  Using a multi-tiered hub-and-spoke concept, a large surface ship should be capable of simultaneously operating dozens of air, surface, and sub-surface vessels.  Some of these would be launched from an intermediate staging craft carried on the mothership such as a RHIB or Unmanned Surface Vehicle, while others will launch directly from the main ship.  Currently, many of these intermediate platforms are manned, but in the future, large volume unmanned underwater vehicles and unmanned surface vehicles will operate for several days or more independently from a larger mothership which transports them into an operational theater.  The persistent over-the-horizon UUVs and USVs will deploy their own smaller drone counterparts to transport sensors or weapons the last dozens of miles to a target. 

Despite more than a few hiccups in her development, this distributed operations model is roughly the construct that the Littoral Combat Ship (LCS) will follow.  The off-board MIW and ASW mission packages will consist of a variety of UUVs, USVs, and the MQ-8B Firescout UAV.  The LCS was designed to shift out entire mission packages to use the same “sea frame” for surface, anti-surface, or mine counter-measures operations, although not at the same time.  The intent of this modularity was additional flexibility with fewer platforms; however, that concept of operations has not panned out because the ships will not be capable of shifting warfare areas as quickly as originally envisioned.  Rather than focusing on the LCS’ modularity and ability to transfer wholesale mission packages, it would be wiser to shift attention to finalizing the actual vehicles and interfaces that will support these warfare mission areas.  Moreover, LCS unmanned payloads that are not compatible with other vessels should be scrapped immediately.  With the future of the LCS program uncertain at best, unmanned vehicle integration lessons learned should be leveraged for other platforms. Flexibility and compatibility with multiple platforms are the key to ensuring a distributed operations model is successful.

Ships that feature spare volume for additional payloads and “interfaces” – flight decks, well decks, ramps, davits, and cranes – will be in highest demand for distributed operations involving drones.  So in addition to LCS, amphibious ships, the Joint High Speed Vessel (JHSV), Mobile Landing Platform (MLP), and other Military Sealift Command ships are included in this category.  In tune with the CNO’s “payload over platform” theme, given these attributes, ships that might otherwise not be considered state of the art warfighting vessels can have a new lease on life as unmanned motherships.  And ships that have generally been considered auxiliaries will now play a role in supporting offensive naval warfare by deploying sensors and weapons systems to complement the main batteries of high end surface combatants.  The end result of these drone motherships will be more sensors and weapons deployed across a wider ocean area with the same, if not smaller number of surface combatants.

The venerable Ponce’s recent conversion into an Afloat Forward Staging Base and its ongoing Arabian Gulf deployment is telling.  Ponce flew the ScanEagle UAV from her own flight deck, but also demonstrated the ability embark several Riverine Command Boats (RCBs) which can operate the PUMA UAV.  In a wartime scenario, each of these UAVs could support targeting for surface engagement (whether from a VBSS team or anti-surface missile).  During International Mine Countermeasures Exercises, Ponce deployed RHIBs with multiple mine-hunting UUVs.  So while a traditional surface ship might operate a boat or two and the same number of helicopters, using unmanned vehicles, that same platform can deploy numerous sensors and weapons at a considerable distance from the ship across all maritime domains.  

Distributed unmanned operations will require new concepts in afloat logistics.  Moored undersea docking stations to recharge the batteries of long range UUVs should be designed for air or surface deployment.  Unmanned air vehicles flying from surface ships will also support vertical resupply of distributed sea and ground elements operating hundreds of miles from their motherships.  This concept has been demonstrated successfully ashore with the K-MAX rotary wing vehicle which has flown 17,000+ sorties in Afghanistan since 2011, delivering over four million pounds of supplies to Marines in remote forward operating bases. 

The critical path to operational success will be tying all these systems together. Common technology standards and protocols must be developed sooner rather than later as discussed in detail here by Captain Lundquist.  Rather than relying on 40 year old legacy data-links, the architecture that connects manned and unmanned systems, regardless of domain, should be secure, light-weight, high-bandwidth, and affordable.  With today’s technology, those attributes need not be mutually exclusive.

The challenges and limitations to deploying these distributed unmanned concepts are non-trivial.  In addition to the issues with standards discussed above, autonomous algorithms need improvement, electrical storage capacity (especially for UUVs) must be increased, and cultural apprehension to offensive unmanned vessels need to be overcome.  But shrinking operational reach need not be a foregone conclusion with declining fleet size if the next wave in operating unmanned vehicles distributively is embraced.

CDR Chris Rawley is a surface warfare officer.  The opinions expressed are his own. 

Remote Aviation Technology – What are We Actually Talking About?

This is the first article of our “Drone Week”, which has been slightly truncated by the Crimean Crisis.

In most ‘drone’ conferences, there comes an awkward moment when a panelist realizes that the category ‘drone’ has very little to do with the question that they’re asking.  To quote the Renaissance philosopher Inigo Montoya, “I don’t think that word means what you think it means.”  In order to improve the remote aviation technology discussion, we need to be clear what we’re actually talking about. 

What we should be talking about is ‘remote aviation technology,’ which is simply a fusion of the air and cyber domains through the ubiquitous technologies of datalinks, autopilots, and performance airframes.  The fundamental tension is not between risk and responsibility, the two things over which the pop-sci-strat ‘drone’ debate obsesses, but between latency and performance.  To the risk point, a military has a moral obligation to reduce risk to its warfighters, so reducing risk through tech is not new; to the responsibility point, professionalism and integrity are the roots for the warfighter’s seriousness about their duties, not risk.  We find that we’ve actually been dealing with these questions for a while – so we have some pretty effective models already, which we can use as soon as we get the definitions straight. 

First, we must take all the conceptual rocks out of the ‘drones’ rucksack.  We can say definitively what we aren’t talking about.  We are looking only for questions that are new or fundamentally altered by remote aviation technology: any discussion that can be understood through extant tech or literature probably should be.  What is not changed by the advent of remote aviation technology?

  • The ethics of airstrikes and targeting – kinetics are no more intrinsic to remote aviation than they are to manned aircraft.  The same weapons deployed from Reapers are also launched from Apaches and F-16s.  The idea of ‘drone strikes’ as distinct from ‘air strikes’ is a distraction.  The choice to apply force comes from a chain of command, not from a circuit board.
  • The effectiveness of air campaigns – calling persistent airpower a ‘drone campaign’ is as reductionist as calling landpower a ‘carbine campaign.’  Certainly, long-dwell sensor-shooter remote aircraft have greatly expanded the possibilities for persistent airpower, but AC-47 gunships conducted a major persistent air campaign over the Ho Chi Minh trail – we would do better to remember this historical precedent rather than treat the capability as new, strange, or different.    
  • The nature of sovereignty in the modern international system – There is some very difficult homework that remains to be done about how best to deal with the export of violence from ungoverned or poorly governed spaces, and about the conduct of conflict against global, networked non-state actors.  Though some answers to these Westphalian questions involve persistent remote air platforms, these questions are themselves not a function of the technology. For instance, the British used airpower in these ways well before the Second World War. 
  •  The cultural issues and experience of remote killing.  These questions are foregrounded by remote aviation technology, but they are not intrinsic to this technology.  Artillerists, SWOs and manned airmen similarly wrestle with these sorts of questions – this issue is as old as arrows and siege engines. 

With these big rocks removed, we find two things left in this analytical rucksack of ‘drones.’  At the bottom of the pack, there’s a pile of emotional sediment in the shape of scary killer robots, and autonomous, invincible sci-fi nightmares that make war risk-free at the cost of our humanity.  Using these fictions to reason about actual remote aircraft is much like using the Easter Bunny to think about the role of rabbits in ecosystems.  Since these tropes and this misguided inter-subjectivity drives much of the public pop-discourse, we are certainly not talking about this ontological flotsam.

This leaves only the aircraft themselves, which is precisely what we want.  We’ve argued in other works that, for most discussions, we should consider Predators, Reapers, Global Hawks, UCLASS and so on the same way we consider any other aircraft – by mission, not by control system.  E.g., for almost all intents and purposes, Reapers are persistent reconnaissance-attack aircraft.  Similarly, we generally don’t consider the F-16 and the C-17 as ‘the same thing’ because they both have fly-by-wire systems.  But sometimes it matters that they have fly-by-wire systems vice electro-hydraulic control cables – e.g., for example, during an EMP event.  And sometimes, it matters that a ‘fly-by-wireless’ control system drives the Predator, Reaper, Global Hawk, the BQ-8 (Modified B-24),  the SAGE F-106, the Sukhoi-15TM, and so on.

How, then, does a ‘fly-by-wireless’ system matter?  The presumed tension for this technology is risk vs. responsibility – long-range datalinks reduce risk to the pilot, and since the pilot has ‘no skin in the game,’ they are presumed to be less invested in their choices.  This is deeply problematic – a military has a moral imperative to reduce risk to its warfighters.  Secretary Gates’ continually and rightly obsessed over body armor, MEDEVAC, and other risk mitigation technologies – this was a testament to his integrity.

While it is certainly true that increasing distance reduces risk, this does not inherently change warrior’s perception of his or her own responsibility to the mission and to comrades.  A lack of responsibility about killing results from a lack of professionalism or integrity, poor training, or other personnel problems.  SSBN crews isolate their weapons from risk through technology, and are similarly distant from their potential acts of killing.  I trust that our submarine community sees their duties with the deadly seriousness that they deserve.  Risk reduction through technology is ubiquitous, and these reductions do not undermine warfighter responsibilities: this is not truly a tension.

Similarly, advocates of ‘supply-side war control’ cite this risk point – the theory being that, without having to put constituents at risk, policymakers will be more willing to go to war.  If the risk vs. responsibility logic plays out on a strategic level (and if this is so, it is due to the political construct of ‘drone warfare’ rather than the technology itself), this tension is better answered through accountability for strategic choices rather than by inducing risk on our warfighters.  Just as Creighton Abrams’ attempt to downgrade the Special Operations community did little to keep the United States out of small wars, this approach is unlikely to deter policymakers.  For jus ad bellum questions, it is far better to focus on the pen of policymakers than on the red button of warfighters; better to locate risk at the ballot-box than in than soldiers’ lives.     

These points are covered at length by BJ Strawser and his co-authors in Killing by Remote Control: air warfare has no special moral problems inherent to the technology.   So we will have to look further to understand how and why the tech matters. 

What, then, is the actual tension of remote aviation technology?  Latency versus performance.  On one hand, a ‘fly-by-wireless’ control system allows the aircraft to keep weighty, expensive and risky components of the aircraft on the ground, where the performance constraints are far less pressing.  Accordingly, without the limitations of a human body and without cost of life support systems, designs that would otherwise be impossible can be fielded.  This performance can be cashed out as:

  • Persistence: A long-dwell design, such as the Predator or the Reaper, allows for sorties much longer than crew rest would normally allow – these designs focus on optimizing persistence, typically at the expense of survivability in high-threat environments.  These aircraft share bloodlines with persistent sensor-shooter craft such as the Gunship. 
  • Survivability:  A survivable design, such as the Taranis, makes use of small size, stealth and high maneuverability.  Without the size requirements for human habitation, these craft have new tactical options that pair well with advanced tactical aircraft.  They are cousins to F-22 fifth generation fighters. 
  • Affordability:  A low-cost design best fits the traditional definition of ‘drone’ – like the Firebee, a semi-disposable aircraft intended for ‘dull, dirty and dangerous’ jobs.  Quad-copters and the proposed Amazon delivery ‘drones’ fit this category well – these generally perform simple tasks and are not economical to remotely pilot in the traditional direct sense.  Swarming adds a new twist to these ‘drones’ – distributed capabilities makes a flock of these vehicles capable in its own right as air players.  Notably, the risk-reduction logic applies best to these craft – a survivable or a persistent aircraft will generally be too costly to be used as disposable assets, but if a design is built to be cheap from the outset, then it can be used in these ways.  (The same logic applies to missiles, which could be themselves considered ‘drones.’) 

The downside is latency.  For ‘fly-by-wireless’ control systems to work, there must be a way to port human control and judgment to the craft.  In a manned aircraft, where the crew builds situational awareness in an expanding ‘bubble’ around the craft; in a remote craft, the crew must ‘drill’ from their control station, through a web of datalinks, into their craft.  The negative result of this process is that the remote aircraft will typically be slower than an equivalent manned aircraft; this is offset by the ease with which a remote aircraft can link to offboard assets for situational awareness.  Still, the fundamental problem of the link remains.  There are two approaches to solving this problem:

  • Physics: Increasing gain and decreasing distance both increase the strength of the link between the remote operator and the aircraft.  Conversely, a contested Electronic Warfare environment seeks to degrade this link.  Accordingly, in the ‘physics’ solution, we anticipate a world with airborne RPA pilots, who fly their craft from aboard a ‘mothership’ craft.  Such a world hearkens back to the idea of an interlocking B-17 ‘Combat Box’ formation.
  • Automation:  The second approach ‘bottles’ human judgment and agency into an algorithm, and sends the remote craft on its way with these instructions.  When the craft can no longer maintain link, it executes these algorithms, performs its mission, and returns to base (if possible.)  This is essentially what already happens with advanced missiles.  The difficulty of this approach is the risk of ‘complex failure,’ if the craft is asked to perform a task whose complexity exceeds these algorithms.  For precisely scripted missions, this approach works well; for ‘improvisational’ missions such as CAS, it falters. 

If latency vs. performance is the fundamental tension of this technology, then much of the contemporary debate misses the mark.  For example, ‘optionally manned’ aircraft are touted to bridge the gap between manned and remote craft.  From a risk-vs-responsibility frame, this makes perfect sense – if you want to send the craft on a high-risk mission, leave the pilot at home.  But from a latency-vs-performance frame, it recalls the old joke about Washington, DC: a town with Southern efficiency and Northern charm.  Since one cannot cash back in the weight of life support systems and the like when they leave the pilot on the ground, optionally manned aircraft have the latency of an RPA and the performance of a manned aircraft – the worst of both worlds.

‘Complement,’ as described by my friend and classmate Rich Ganske, is a much better answer.  If humans excel at judgment, and robots excel at math, then when the robots can do more math, it frees up the humans to do more judgment.  The partnership between humans and hardware – both onboard and offboard hardware – is, and long has been, the key to dominating the battlespace.  The natural contours of remotely-piloted aviation tech complement well the natural contours of directly-piloted aviation tech – they are each strong where the other is weak, and together are better than either is alone.  How does this look, in practice?  For two non-exhaustive examples: 

  • Aerial Dominance Campaign:  In this world, low-cost autonomous craft, much like the TACIT RAINBOW or countermeasures would complicate an adversary’s air defense tasks, while high-end survivable craft linked as ‘loyal wingmen’ to similarly survivable manned craft.   In this war, every aircraft is a squadron, and every pilot a combat squadron commander.  Accordingly, the art of socio-technical systems command begins to take precedence over technical tasks for the future aviator. 
  • Vertical Dominance Campaign: A persistent air campaign team would use both remote and manned aircraft jointly to vertically dominate a battlespace from a persistent air environment.  The manned and remote aircraft that inhabit this space sacrifice maneuverability and speed for endurance and payload.   The craft we most often associate with remote technology inhabit this world, but we do the discussion a disservice by assuming the vulnerabilities of persistent aircraft are inherent to the design of remote aircraft. 

We’ve described a number of things that are only orthogonally related to remote aviation technology: air strikes, air campaigns, sovereignty and remote killing.  Once we removed those rocks from our rucksack, we were left with ‘fly-by-wireless’ control system technology.  We wrestled with the supposed primary tension of the technology – risk vs. responsibility, which we reject.  Our proposed primary alternate tension is – latency vs. performance.  There are three ways to gain improved performance from a remote control system: persistence, survivability and affordability; each of these has strengths and weaknesses in different environments, and are generally in tension with each other.  There are two ways to solve the remote latency problem: physics, which may involve partnering manned aircraft, and automation, which has problems dealing with complexity.  Ultimately, we argue that the best answers pair manned and remotely piloted aircraft together. Remote aircraft add tremendous performance to the team, while manned aircraft provide essential situational awareness and judgment to complex combat. 

Dave Blair is an active duty officer in the United States Air Force and a PhD student at Georgetown University.

Fast Response Not Necessarily the Best in Crimea

As matters continue to escalate between Ukraine and Russia in Crimea, many are quickly calling for action in response by the United States. They say it is our duty as a leader on the world stage, and claim that if the U.S. does not take action then it conveys to the world that we are inept and will not take action in response to aggression around the world. Of course, when people call for action they really mean military action. This is probably because utilizing the military is the most overt, visible, and rapid response. We are living in a very fast time. We used to think the 24-hour-news reporting cycle was fast, but then we discovered live-tweeting of world events. We find out about things quickly and along the same vein we want to see responses quickly. There can be no doubt in the media and public perception that if missiles start firing and troops begin landing then we are taking action. Though always defaulting to the military might convey action, it might not be the best course of action.

We too often confuse military strategy with grand national strategy and military power with national power. We oversimplify and forget the diplomatic, information, and economic aspects. When these are coupled with the military aspect we get the nice acronym DIME (diplomatic, information, military, and economic) that many of us are familiar with from doctrine. A military response would most certainly be the most rapid and overt, but those features alone do not make it the most appropriate. Military power is so much more than utilization of force. Possessing credible military capability can add validity to efforts of diplomacy, economics, and gathering of information. The military is an essential element of national power, but as the saying goes, if all I have is a hammer (or all I think about is a hammer), then all of my problems look like nails.

Unfortunately we tend to think of events in terms of a duel. Each side takes their predetermined shot and in the end whoever is left standing wins. In reality, international relations are more like a game of chess. You have many different moves at your disposal and every more you make (or do not make) will have implications for every following move. The question of what we lose or gain from action – as compared to inaction – must be asked. Inaction by a party does not imply maintaining a status quo. International relations are dynamic and continuously evolve regardless of whether the U.S. takes proactive military action or not.

If military action is not taken by the U.S. or NATO in Ukraine, what is to gain and what is to lose? If Russia expands its sphere of influence to encompass Crimea, it will secure control of Sevastopol and its coveted warm-water port for the Black Sea Fleet. This has been a strategic goal for Russia since the 17th century, but is it worth the cost? In the end it might be that Russia is winning the battle but losing the war. An invasion of Crimea could have long-lasting political ramifications that overshadow gaining lasting control of a warm-water port. Gaining Crimea could mean Russia losing its influence in Ukraine and Georgia. Seeing Russia’s aggressiveness and willingness to take military action to achieve its goals could be just the motivation Ukraine and Georgia need to grow closer to NATO and the European Union.

This port is so nice and warm
This port is so nice and warm

Though it appears Russia will expand its influence to encompass Crimea, it may not be a lasting influence. The major ethnicities in Crimea are 58% Russian, 25% Ukrainian, and 12% Crimean Tatars. Even before the invasion, the Ukrainians were not very fond of the Russians, so the sentiment from Crimea’s 2nd largest ethnic group will only worsen. Along the same lines, the Crimean Tatars have been very anti-Russian since the mid-20th century. Russia may gain its coveted warm water port, but it may come with a hornet’s nest throughout Crimea that it will have to deal with for years to come.

It looks like about 58% of the people like us here
It looks like about 58% of the people like us here

Even before committing forces in Ukraine, Russia had a lease for use of the naval base at Sevastopol, so Russia gaining control of Crimea is not a significant change in that respect. What is much more significant is it coming with the opportunity to expand the influence of NATO to former Soviet bloc nations and potentially having unrest in Crimea that Russia will have to dedicate resources to address for years to come. Military inaction in favor of expanded diplomatic, information, and economic actions in the region could be the best option.

LT Jason H. Chuma is a U.S. Navy submarine officer who has deployed to the U.S. 4th Fleet and U.S. 6th Fleet areas of responsibility. He is a graduate of the Citadel, holds a master’s degree from Old Dominion University, and has completed the Intermediate Command and Staff Course from the U.S. Naval War College. He can be followed on Twitter @Jason_Chuma.

The opinions and views expressed in this post are his alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy.

Fostering the Discussion on Securing the Seas.