Sea Control 62: 21st Century Fleet Design, Grand Vision or Ruthless Pragmatism

seacontrol2An academic (Dr. Alexander Clarke), an operator (Cdr Paul Fisher, RN (ret)) and a builder (Douglas Clarke) discuss 21st Century Fleet Design and whether it should be driven by a ruthless pragmatism or a more grand design. Intelligent and all very British, they also mention Germany, The War, and railways. Well worth an hour of your commute this week!
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Members’ Roundup Part 5

Good evening CIMSECians and welcome back to the weekly roundup, where we share with you the great work that other members have published elsewhere. For this week’s edition we present you with articles by regular contributors that take the focus back to high-level policy and strategy debates.

With the recent announcement of Chuck Hagel’s resignation as Secretary of Defense, commentators have been scrambling with their analyses of who the President would tap to become his successor. Many of those whose names appeared in the debate have, however, indicated that they would turn down the position if it were offered to them. Ash Carter, who previously served as Deputy Secretary of Defense, will today take the reigns from Chuck Hagel to become the 25th SECDEF.

Over at Foreign Policy fellow CIMSECian and Dean of the Fletcher School, James Stavridis provides a quirky, but sober, column on what he would say to Carter, if he were the US President. The talking points for that “conversation” include, but are not limited to, challenges concerning Islamic State, Ukraine and Russia, as well as the ‘Third Offset Strategy.’

With Zachary Keck’s move to The National Interest as managing editor, he has been busily contributing in his new post. Future battles between U.S. and Chinese forces would focus on targeting an adversary’s network, writes Keck in a piece summarising a speech delivered by a prominent security analyst. This, of course, is a concern for defense planners when coupled with the release of China’s latest supersonic anti-ship cruise missile, the Chaoxun 1 (CX-1).

Adding to the debate of the United States’ Third Offset Strategy, Keck weighs in with his ‘two cents’ on the matter. Keck neatly summarises the main points in the debate, from arguments presented by the ‘operational concept’ camp to those in favour of having the offset strategy aimed at defeating conventional threats using the United States competitive advantage.

Over at The Diplomat, Darshana Baruah (in a joint article with CNAS Senior Director, Patrick Cronin) writes that Prime Minister Modi’s “Look East” doctrine will face significant challenges in implementation and coordination.

At CSIS’ Asia Maritime Transparency Initiative, new member Mira Rapp-Hooper discusses the prospects for an official end to World War II between Japan and Russia through the resolution of the Northern Territories/Kuril Islands dispute.

Chuck Hill meanwhile covers a new ice-capable research vessel for the U.S. National Science Foundation and the contents/impact of the first draft legislation for the Coast Guard’s 2014 budget at his CG Blog.

Please email dmp@cimsec.org to share your great work with us.

Look to the Brits for the Keys to a Successful Offset Strategy

A Geographic Rebalance, Technology, and Diplomacy Must Be Used Together

The challenges of the 2nd decade of the 21st century call for another phase in “strategic asymmetry” in order to preserve the security of the United States’ global strategic interests. The two versions of the successful Cold War Containment strategy; the “New Look” and “Flexible Response” appear on the surface to be completely different approaches. The first advocated reliance on the threat of nuclear war to deter aggressive action by the Soviet Union. The second advanced a graduated series of steps to meet the global Communist threat of which nuclear war was one component and precision-guided munitions one supporting pillar. Both however were committed to deterring nuclear war, maintaining global U.S. strategic interests, and preventing the further spread of the Communist ideology. Each too was relatively well-endowed with financial support from a U.S. government that stood at the military, political, and economic apex of a world otherwise devastated by the effects of two massive global conflicts and associated revolutions and chaos.

Unlike the Cold War period, the present United States cannot exercise the same dominance in all three disciplines of global power. The nation is in a period of relative decline. Many Eurasian nations have recovered from the effects of the conflicts of the 20th century and have assumed positions of global economic, political and in some cases military power. It is a situation similar to the situation challenging the last great liberal democratic power at the dawn of the 20th century.

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British Empire 1903

The present U.S. situation is very similar to that of Great Britain at the end of the 19th century. The British faced many challenges to their economic and maritime supremacy. France recovered from multiple Napoleonic disasters and built a rival colonial empire; Japan emerged from centuries of isolation to compete for dominance of the Western Pacific; Germany and Russia tried to develop “webbed feet” and associated maritime ambitions; and the United States turned its energies from “winning the west” to winning the game of global economic competition. Furthermore, the “moral authority” the British had enjoyed relative to much of the rest of the world had been sullied to a degree by atrocities committed by British forces during the 1899-1901 Boer War against Dutch settlers in South Africa. That conflict also had significant financial costs that competed against those of the Royal Navy (RN), the British nation’s traditional strategic guardian, as well as those of a rising welfare state.

The United States confronts a similar scenario. Its traditional Eurasian allies have recovered from the effects of World War II and the Cold War and are now sometimes economic and political rivals. The Russian state born from the wreckage of the Soviet Union now maneuvers to regain lost territory and advantage. China has emerged as the principal U.S. economic competitor and also has maritime ambitions. The moral authority of the United States is now in question, like post-Boer War Britain, after questionable counter-insurgency conflicts in Southwest Asia and a global internet monitoring effort conducted by the National Security Agency (NSA). The wars of the last decade drew money away from efforts to maintain and improve U.S. naval and air forces. The U.S. military also competes with an expanding U.S. welfare state.

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The British Grand Fleet

The British solution to their own period of relative decline (well detailed in Aaron Freidberg’s book The Weary Titan) is best described in three steps. British statesmen and military leaders first examined the strategic geography of the British Empire in detail and made a frank assessment of the relative importance of its physical, economic, political, and military components. They conducted a global reduction and re-balance of British naval and military assets that reflected the updated strategic geographic assessment and their own financial limitations. Finally, the British sought accords (both official and unspoken) with a number of nations to implement the new strategic geography. They came to agreements with the French and the Russians on a series of long-simmering colonial competitions, and they signed an alliance with the Japanese in order to secure their Pacific trade lines and possessions. They also accepted the peaceful rise of the United States, a “daughter” liberal democratic power, to its eventual position of leading economic power by 1914 to buttress their own economic system. The end product was a British Empire and associated armed forces better prepared to confront the changing and more volatile 20th century. Britain survived two devastating world wars and although much of its physical empire and supporting military and naval forces declined, that change was demanded and conducted by the British public under far better circumstances than would have occurred in the wake of a military defeat.

There are of course significant risks involved in such a radical re-balancing of forces. Britain’s physical retreat from the Americas and the Pacific in the face of rising American and Japanese power likely pushed the dominions of Canada, Australia, and New Zealand away from direct British influence. British leaders in the late 1920’s, allowed the strength of the British armed forces, especially the Royal Navy to significantly degrade to the point that Britain could no longer provide an effective defense of its Asian possessions. The loss of Singapore and the sinking of HMS Prince of Wales and HMS Repulse was the culmination of 25 years of poor strategic planning. It also wrecked British prestige and was a significant tipping point in the drive for Indian independence and the end of the physical British Empire.

The United States should undertake a similar realistic assessment of its global strategic position. Such a review would include not only land and maritime physical spaces, but also air, space and cyberspace “geography” which equally impact U.S. interests. This review must not be confined to mere budgetary and defense program appraisal, but must carefully examine the nation’s long-term interests. It must determine the most significant threats to the republic, and re-balance naval and military forces within budgetary limits to better confront those perils. Those forces must be both suitable for the geographic areas they defend, highly mobile and able to operationally and strategically re-position as circumstances dictate. While the present threat from both national and non-state actors is complex, some positive changes have taken place in recent years. For the first time since 1942, the United States does not face the threat of an immediate ground war other than on the Korean peninsula. The United States however cannot execute overly draconian cuts and still expect to exercise significant global influence. Some balance must be struck between the needs of the expanding U.S. welfare state, and the military forces that guard its very existence.

Finally, the United States should seek solutions to disagreements with nations and/or non-state actors whose intents and actions do not directly threaten U.S. global interest. The United States should also seek close association with present and rising states that share similar interests, since there is no “heir apparent” waiting to support and perhaps supersede the United States in its role as the defender of traditional liberal values as it was for Great Britain. One potential liberal democratic understudy is India, but other candidates may emerge. Although a rising power with aspirations toward greatness, China cannot be considered as a candidate to replace the United States as guarantor and support of the liberal capitalist system that sustains the global economy. Although perhaps no longer a full-fledged communist nation, China remains an authoritarian corporate state that continues to stifle free speech and expression. China, despite a generally warm welcome in the world economic community has instead chosen to bully its economic partners by needlessly antagonizing its neighbors and contributing to rising instability in East Asia.

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US Surface Combatants At Sea

Like Great Britain, the United States can confront challenges to its global interests through an aggressive self-assessment of its strategic goals and means to which they can be accomplished. Unmanned systems, organized in support of traditional manned combat formations in a “Manned and Unmanned” battle concept, offer the United States and Western powers an offensive edge against robust Anti Access/Area Denial (A2/AD) systems. Unmanned systems, however, represent only one component of a greater post-Post Cold War U.S. grand strategy. A technological “offset” alone is insufficient given the expanding threat level that presently confronts U.S. decision-makers. Technological solutions will likely come from civilian industrial sources and be readily duplicated by potential adversaries. Framing the concept of a future grand strategy through unmanned systems, geographic military rebalance, prioritization of threats and movement to accommodate non-threatening, but distracting disputes with others represent the conditions for a successful response to the emerging strategic environment. The United States can still field a capable military force with global reach for a reasonable cost by undertaking such a broad strategic review.

Steve Wills is a retired surface warfare officer and a PhD student in military history at Ohio University. His focus areas are modern U.S. naval and military reorganization efforts and British naval strategy and policy from 1889-1941. He posts here at CIMSEC, sailorbob.com and at informationdissemination.org under the pen name of “Lazarus”.

Indonesia’s Seaward Shift: A Break from the Past

Jokowi%20oathIn his inaugural speech as the President of Indonesia, Joko Widodo communicated a vision of prosperity for his country based on a tradition of maritime trade. Indonesia, he said, is to become a sea-going trading power once again. With a new Ministry of Maritime Affairs and a US $6 billion investment in maritime infrastructure, he’s putting his proverbial money where his mouth is. While this seems like an obvious path for archipelagic Indonesia to take, there are very important reasons why this signals a profound shift in the strategic thinking of the country from an internal threat perception to an external one. Although some analysts believe Jokowi’s pronouncement is code for abandonment of Indonesia’s non-alignment policy, it is likely his words had nothing to do with external actors and everything to do with growing confidence in Indonesia’s democracy to effectively address its historically troubled internal security.

Understanding this requires a look at the history and culture of Indonesia’s security services. Like many of its counterparts in neighboring states, the Indonesian security apparatus was formed, tested, blooded, and solidified in an environment of internal insurgency. For hundreds of years, Southeast Asian nations (with the exception of Thailand) were caught up in the ebb and flow of colonial domination. In a very short time following the Japanese invasion of the region in December 1941, these nations underwent a rapid decoupling from the colonial system. By 1959 all were newly independent and all except Thailand were on a fairly shaky basis due to the newness of their institutions. Worse, they all suffered from vicious Communist insurgencies formed, trained, and supported by the Allies to counter the Japanese. In some cases, returning colonial powers (French, Dutch, and British) found themselves fighting the very the agents they had trained just a few years earlier. The chickens had come home to roost in a very real and violent way.

The Communists had two weakness: they were not a single, monolithic insurgency but a collection of disconnected national movements (Malayan, Thai, Indonesian, Filipino) vulnerable to defeat in detail, and their core membership was composed primarily of culturally distinct ethnic Chinese minorities. Their ability to blend into the local populations was limited, forcing the Communists to operate in remote, politically marginal areas. Despite this, they posed a very real threat to the stability of the young governments in the five nations that would eventually form the Association of Southeast Asian Nations (ASEAN). By 1967, these nations had had enough and decided they needed a political construct that would enable them to address the problem. The solution was the principle of non-interference enshrined in the founding declaration of ASEAN. This principle allowed member states to define their insurgencies as purely internal problems and to deal with them without fear of interference by other ASEAN member states. In its implementation over the last forty-seven years, the principle of non-interference has been used at times as a cover for the suppression of internal populations through imposition of emergency security measures such as restrictions on freedoms of the press and assembly; common factors in many ASEAN countries. Of course, the best tool for implementing these restrictions is the police. As a result, in many ASEAN countries the police, not the Army, have primacy for both internal and external security. But Indonesia went a different direction, relying more on its military special operations forces (Kopassus and others) than on its police.

Created by the Japanese to fight Dutch-trained Indonesian paramilitary formations (and ultimately the Dutch themselves), the predecessors of the Indonesian Army (TNI) and national intelligence service (BIN) adopted a heavy counter-insurgency focus during their early operations in the Second World War. With the accession of their leaders, Sukarno and Zulkifli Lubis, to political and bureaucratic power, TNI and BIN’s perception of threat from within dominated Indonesia’s strategic landscape until the end of the 20th Century. As TNI’s monopoly on political power quickly eroded after the fall of Suharto in 1998, the emphasis began to shift toward the police. A U.S. legislative prohibition on direct military engagement with individuals accused of human rights violations accelerated the situation. The prohibition disproportionately affected Kopassus after accusations that many of its leaders committed war crimes during the invasion of East Timor in 1975. Decades later, the U.S. failure to engage Kopassus remained problematic for the United States because TNI continued to block access to other Indonesian units, insisting that Jakarta, not the U.S. Congress, would decide which Indonesian formations received priority for mil-mil cooperation. The impasse left the door open for the U.S. State Department to become the lead U.S. agency for security assistance to Indonesia. Through its Anti-Terrorism Agency (ATA), the State Department drove the formation and training of the now famous police counterterrorism unit, Densus 88,[1] known for its spectacular successes against a number of the country’s most wanted international terrorists. By 2007, with hotspots in Timor and Irian Jaya temporarily quiet, Indonesia’s police seemed to be firmly in control of internal security, allowing the country’s military and political leadership to begin thinking outwardly.

It is in this context that Jokowi’s pronouncement makes sense. Navies do not have great utility against insurgencies and it would not be feasible or advisable to emphasize naval power while under threat from within. While some happily interpret this shift to be aimed squarely at China, whose territorial claims in the South China Sea affect Indonesia’s energy rich Natuna Island, this is probably wishful thinking. China’s brushes with Natuna are a very recent development in what is a much older strategic context. Therefore we should not view such a shift as a bold break from strategic concepts of the past, rather we should take it as a reflection of Indonesia’s changing security situation going all the way back to the Japanese invasion in 1941. While it’s probably inaccurate to portray this as evidence of Jokowi’s greatness and vision, we can take heart that a shift to the sea is evidence that a mature, stable Indonesia has indeed arrived and is here to stay.

Lino Miani is a US Army Special Forces officer, author of The Sulu Arms Market, and CEO of Navisio Global LLC.  Views expressed in this article are definitely not the views of the US Government, the U.S. Army, or the Special Forces Regiment.

[1] The name Detacmen Khusus 88, or Densus 88 for short, is reportedly the result of a misinterpretation of the English acronym for Antiterrorism Agency (ATA) by a senior Indonesian police official.

Fostering the Discussion on Securing the Seas.