Category Archives: Global Analysis

A Geographical Breakdown of What’s Going on in the World

Capability Analysis, Europe

Building an Asymmetric Ukrainian Naval Force to Defend the Sea of Azov, Pt. 2

Leave a comment

The following two-part series will analyze the maritime dimension of competition between Ukraine and Russia in the Sea of Azov. Part 1 analyzed strategic interests, developments, and geography in the Sea of Azov along with probable Russian avenues of aggression. Part 2 will devise potential asymmetric naval capabilities and strategies for the Ukrainian Navy to employ.

By Jason Y. Osuga

Three Approaches to Building a Credible Deterrent

The primary job of any country’s military is to defend the nation from foreign attacks. The Ukrainian military must prevent further encroachment of its territory by Russia. Ukraine should consider three approaches to its nation’s defense. First, Ukraine should develop an effective asymmetric navy and coastal defense to counter the much stronger Russian conventional navy. An asymmetric navy can disrupt naval operations of a conventional fleet through the use of guerrilla tactics at sea. An asymmetric navy is also cheaper to build compared to a conventional navy which requires an enormous amount of resources and time to build. All these efforts could prove futile against a greater and stronger-willed adversary intent on defeating Ukraine in war. However, if Ukraine is able to raise the potential costs and increase enough risk, Russian leadership may think twice about conducting further encroachments on Ukrainian sea and land territories.

Second, the Ukrainian Navy and Army must adopt a joint strategy of conducting sea denial operations against Russian attempts to gain sea control. The Army and Navy must develop a joint sea denial doctrine and train together to prevent Russian forces from achieving sea control and chokepoint control of Kerch Strait. Ukraine’s sea denial strategy should focus on attacking the Russian center of gravity (COG) by weakening the functions that enable the COG to operate. Finally, the Ukrainian Navy should consider establishing a naval base in Mariupol and forward-deploying part of its fleet to the Sea of Azov (SOA). The patrol fleet would act as a deterrent against Russian encroachment in eastern Ukraine. Forward-basing cuts down on deployment time from Odessa, Ukraine’s only naval base of any significance following the loss of Sevastopol. Ukraine should also set up supply depots along the Azov coast to mitigate vulnerability of a singular dependence on Mariupol.

Asymmetric Naval Forces and Guerrilla Warfare at Sea

The backbone of an asymmetric navy is a sizeable fleet of small patrol crafts, missile boats, and mine-laying vessels. Small boats are necessary for speed and presenting a small target for the adversary. Hence, a large quantity of small boats is necessary to present a challenge through a swarm effect. During the Iran-Iraq war of the 1980s, Iran learned that large naval vessels are vulnerable to air and missile attacks from a conventionally superior foe, which confirmed the efficacy of small boat operations and spurred interest in missile-armed fast-attack crafts (FAC).1 Iran expanded the use of swarm tactics that formed the foundation of its approach to asymmetric naval warfare.2 Investment in an asymmetric navy composed of small craft is more cost-effective compared to building large surface combatants in addition to presenting a more elusive target. The shallow water environment precludes friendly or enemy deep-draft capital warships and submarines from operating in the SOA. It is the shallowest sea in the world with a mean depth of just 10 meters. Just as Iran developed asymmetric tactics to deal with a larger and more sophisticated U.S. Navy, so can Ukraine develop asymmetric tactics against a larger and more sophisticated Russian Navy.

For defense of the SOA, the Ukrainian Navy should consider investing in Anti-Surface Warfare (ASUW), Coastal Defense (CD), Mine Warfare (MIW), and military pay, housing, and training.  

Anti-Surface Warfare (ASUW)

The Ukrainian Navy should focus on building numerous anti-ship cruise missile (ASCM)-capable Patrol Boats (PB), Patrol Crafts (PC), and Guided-Missile Patrol Crafts (PTG). These small boats form the backbone of an asymmetric navy. Speed is a key requirement for these small boats to be able to employ shoot-and-scoot tactics. These vessels must be able to achieve minimum of 35 knots sustainable speed. In addition, these vessels must have long endurance to remain at sea for long periods of time. Frequent return to home-port to resupply makes the vessels more vulnerable. Therefore, vessels must have large storage capacity for provisions and fuel, relative to the size of the expected operating environment. To take on provisions, small crafts should be able to operate from inlets and small ports along the Azov coast. Therefore, another critical requirement is a low draft to operate in the SOA. Another potential solution could be small Rigid Hull Inflatable Boats (RHIB)-like crafts with powerful outboard engines. These 11-meter boats are capable of high speed, low draft, and are suitable for calm seas operations in the SOA. Under the Foreign Military Sales program in 2015, the US Navy delivered five 7/11-meter RHIBs produced by Willard Marine.3 This transfer fulfills speed and low draft requirements in the shallow littorals. Ukraine should continue to build a more robust surface patrol capability.

Maintenance, crew manning, and armaments are other important considerations. The future asymmetric fleet must be easy to maintain by using interchangeable parts that already exist in Ukraine’s defense infrastructure. Crew manning should be minimal to allow for crew rotation, training conducted on similar platforms, and manned by small increases to the overall manning level of the Ukrainian Navy. As for armaments, vessels should have 57-mm or 30-mm gun for self-defense and fire support, and perhaps .50 caliber (12.7mm) crew-served weapons for future interoperability with NATO.

These vessels’ main armament, however, should be ASCMs due to their longer range and lethality. The Ukraine Navy should incorporate the newly developed Neptune missile system on PCs, PTGs, and PBs when it passes all operational testing and evaluations.4 The two Gurza-M class armored patrol boats introduced to the Navy in 2015, with a further 20 planned by 2020, is a promising step in the right direction.5 However, these boats should have an ASCM capability. Otherwise, these new vessels risk being out-gunned and out-ranged. Such vessels would only be capable of conducting law enforcement operations in peacetime but inadequate in conducting sea denial operations in war.

Another area of needed attention is the modernization of C4ISR, strengthening cyber networks, and growing a professional cyber force in the Ukrainian military. All the investments in asymmetrical hardware would not be completely effective in combat unless they are tied to a modern, resilient battle network. Ukraine must elevate cyber to strengthen networks and the C2 of the fleet. The U.S. should provide training and support to standing up Ukrainian cyber defense efforts through rotational training, NATO exercises, and foreign military sales and support.

Coastal Defense (CD)

The Ukrainian Army, not the Navy, should develop and operate Coastal Defense Cruise Missile (CDCM) battalions. The Army has deeper funding and manning levels to be able to better integrate this additional mission. Other nations employ this model. Namely, the Japan Ground Self Defense Force is responsible for operating/employing CDCMs against enemy ships. Giving the coastal defense mission to the Army will lessen the burden on the Navy and allow it focus on sea denial operations while the Army supports these efforts from the littorals. Command and control between Army and Navy units is paramount to ensure target coordination. Modern C4ISR networks should aid target cueing. The Army can organize mobile battalions to employ shoot-and-scoot tactics from concealed positions against the enemy fleet at sea. If the new Neptune ASCM passes operational testing and evaluation, Ukraine can mass-produce these ASCMs to achieve economy of scale and equip Army CDCM battalions. Ukraine has a naval infantry arm which could also take on the coastal defense mission. However, the Army should operate the CDCMs over the naval infantry because the latter is a mobile strike fighting force, while the Army has broader experience and funding support for artillery and related mission areas.  

Helicopter-Based ASUW Capability

Helicopters should possess an air-to-surface anti-ship missile capability to complement the surface fleet and coastal defense ASCM capabilities. This strategy completes the triad of anti-ship missile forces operating from land, air, and sea. Helicopters can operate from unprepared airfields, an advantage over fixed-wing aircraft which require a longer, prepared runway. Helicopters can hover at low altitudes for longer periods of time – a suitable platform for conducting ASUW from the air. Ukraine should attempt to fit the indigenous Neptune missile on helicopters to field a formidable anti-ship platform in the SOA littoral.

Mine Warfare (MIW)

Ukraine should develop a defensive mine warfare capability to protect the Ukrainian coastline as well as to have the ability to conduct chokepoint denial operations. Bottom, moored, and influence mines should be adapted to the shallow operating environment of the SOA. In addition, the Ukrainian Navy should invest in mine-clearing capabilities to counter potential Russian mining of SOA and the Kerch Strait. An unmanned mine-clearing capability is likely more economical than sweepers with a crew of 30 personnel.  NATO countries should help Ukraine obtain an affordable mine-clearing capability. Such a defense-oriented system would not threaten Russia. Furthermore, providing this level of support does not cross the threshold that would require a NATO membership for Ukraine.

Pay, Housing, and Training

Finally, improvements in the morale intangibles are indispensable for building a modern navy. Ukraine must increase military wages and expand access to housing which cuts to the root of persistent low morale. Only then can Ukraine begin to turn the tide on poor job performance, recruiting, retention, and even defections. A robust training program is also necessary to be effective in asymmetric warfare. Old ammunition stockpiles should be renewed for safe training and operations. Above all, training should emphasize the Ukrainian joint force ability to defend the SOA with no help from other countries, in line with geopolitical realities. In addition, exercises with NATO provide invaluable interoperability and high quality training opportunities, and thus should be continued.

Joint Sea Denial Strategy

Ukraine should animate the above fleet investments with a cohesive joint doctrine to conduct sea denial operations. The goal of sea denial is to prevent sea control, and therefore, preventing Russia from using the sea to do harm through amphibious landings, blockade, and fires against shore defenses.7 Currently, Ukraine has local control only along its coast and cities such as Mariupol and Berdyansk. Patrols and coastal surveillance should ensure that no suspicious vessels operate near the littorals. Russian Special Forces may operate close to the littorals on civilian vessels feigning as fishermen or conducting commercial shipping. Through exercises that focus on interoperability, U.S. and NATO Navies can provide training on maritime interdiction and patrol operations to develop doctrines to help Ukraine defend its borders from the seaborne equivalent of Russia’s little green men.

A map of the Azov Sea (mapofukraine.net)

In wartime, Ukrainian forces should focus their attack on the Russian Special Forces, ground, and amphibious forces on military or commercial transports. Thus, the primary focus of effort for Ukrainian surface combatants, CDCMs, and helicopters should be concentration of fires on transports carrying Russian troops and Special Forces to deny seaborne invasion and infiltration. If Russian surface combatants are protecting the transports, Ukraine must threaten those combatants to strip away protection. The secondary target is to weaken enemy sustainment by attacking supply ships and commercial vessels carrying materiel. Tertiary targets should be enemy operational fires capabilities, i.e., ships with naval gun fire support, Russian air support, and artillery. Ukraine forces should jam enemy communications to prevent effective C2 and weaken enemy intelligence gathering efforts through operational deception.

Ukraine Chokepoint Denial Operations

Eventually in wartime, Ukraine must try to deny Russia’s ability to control the Kerch Strait through chokepoint denial operations. The Ukrainian Navy must use its asymmetric fleet with swarm tactics, surprise, and concentration of force against the Russian fleet when they are most vulnerable coming through the Kerch Strait. This will likely be a large missile engagement; therefore, the side with more firepower that presents the most elusive targets will win. If Ukraine is unsuccessful in preventing Russia from closing the Strait, Russia will be able to control the OPTEMPO in the SOA and isolate eastern Ukraine while threatening vital coastal cities such as Mariupol. Dividing Ukrainian forces will lead to a quick and eventual defeat, resulting in Russian dominance in the SOA. Russia’s commercial interests, sea mineral resources, and Crimea’s rear area will be secure from foreign threats. This is Russia’s desired end state, which Ukraine must prevent through sea denial and choke-point denial operations.  

Mariupol Naval Base

The last part of the strategy is to establish a naval base in Mariupol and forward deploy a part of its asymmetric fleet to help defend it. Mariupol is Russia’s ultimate operational objective in a scenario that seeks to connect Crimea and Russia. For Ukraine, Mariupol is its theater-strategic center of gravity in preventing Russia from annexing the Priazovye region. Since the loss of Sevastopol to Russia, the Ukrainian Navy has only one operational base in Odessa. Currently, there are no Navy bases east of the Crimean Peninsula. Therefore, Ukraine should consider establishing a naval base in Mariupol as it is the most favorable city with natural harbors, a sizeable population, and an industrial base to sustain a moderate naval and Sea Guard force. Establishing a naval base in Mariupol will enhance the ability to safeguard maritime rights in SOA during peacetime and conduct sea denial operations during wartime. The Sea Guard also already has a base in Mariupol. Co-location of the Navy and Sea Guard with shared use of repair and logistics facilities would alleviate resource constraints while investing in resilience in the form of resupply points and depots along the Azov coast and inlets to support replenishment. An over-reliance on Mariupol creates a singular vulnerability to attack, as seen in separatists’ offensives against Mariupol in 2014/15. Ukraine must diversify risk by spreading out resupply capabilities throughout the Azov coast.

Finally, Ukraine should station about one-third of the Ukrainian Navy assets in Mariupol. This balance would be favorable to have enough economy of scale and concentration of force to conduct effective patrols and have a deterrent effect against the adversary. Critics may point to the fact that forward-deploying a large percentage of Ukraine’s fleet in the SOA would be akin to trapping the fleet if Russia closes the Kerch Strait. That is the reason why Ukraine should not deploy more than one-third of its fleet to Mariupol. If Russia establishes control of SOA and closes the Kerch Strait, the SOA fleet would be trapped in; however, Ukraine would still possess two-thirds of its fleet in Odessa as an operational reserve for a possible future counterattack. Nevertheless, one-third of the Ukrainian fleet patrolling the SOA is a marked improvement from the current situation, which is a weak, sporadic, or virtually non-existent presence in the SOA. Forward presence would be a step in the right direction to show resolve and stave off potential encroachment of Ukrainian territory.

Counterargument

Why build an asymmetric fleet and position over a third of its force to the frontlines?  After all, this action may provoke a Russian reaction. In addition, an ill-conceived asymmetric navy will not deter a determined and capable Russia from further encroaching on Ukrainian territory. Western sanctions and fear of diplomatic reprisals have so far deterred Russia and separatists from taking over Mariupol. Russia will not be able to brook further sanctions on its already fragile economy. Thus, Russia will weigh the risk versus the rewards, and decide that it is not in Russia’s interest to take actions that would further result in crippling sanctions on its economy. Therefore, Ukraine should spend its precious resources elsewhere to help its citizens. Furthermore, any resources spent on the Ukrainian military should continue to prioritize the army and air force which are doing the lion-share of fighting in the Donbas region.

However, sanctions have seldom deterred Russian actions. Russia’s honor, prestige, and the importance of holding Crimea far outweigh the risks of sanctions and how the international community will regard such an action. If Russia cannot resupply Crimea adequately, the fear of potentially losing Crimea will force Russia to take measures to ensure Crimea’s survival by building a land corridor to Russia. Russia will factor the Ukrainian Army’s relative strength over the Ukrainian Navy’s weakness. If Ukraine takes no action to prioritize and strengthen its naval and coastal defense forces, the power vacuum left in the SOA will tempt Russia to regain its former territory via the sea. What would become of the Ukrainian government’s legitimacy when it cannot defend its country again from foreign attacks, including those from the maritime domain? The risks of inaction are greater than they appear.

Conclusion

Following Crimea’s seizure, Ukraine continues to face threats of Russian encroachment on its territory. Russian designs are based on geopolitical needs for resources, consolidation of gains, and resupply of Crimea via a land corridor linking to Russia. Supported by historical narratives of “Novorossiya,”8 Russia will time the invasion by hybrid forces when Ukraine is weak and the international community’s attention divided. As in the case of Crimea, seizure of the Azov coast will be swift, probably led by “little green men” using plausible deniability and supported by separatist forces from Donbas region.

Ukraine has three main ways to counter future Russian aggression in the SOA: develop an asymmetric force, conduct joint sea denial operations, and forward deploy forces to defend Mariupol. Ukraine must implement this strategy immediately. The risk of inaction is too great for Ukrainian territorial sovereignty. In the end, Russia’s overwhelming military power may be too much for a small, underfunded Ukrainian military. The idea, though, is to introduce enough risk to deter Russia from further aggression against Ukraine. The answer lies with the Ukrainian people which strategy they should pursue. 

LCDR Jason Yuki Osuga is a graduate of Johns Hopkins University’s School of Advanced International Studies (SAIS) Europe Center and the U.S. Naval War College.  This essay was written for the Joint Military Operations course at NWC.

These views are presented in a personal capacity and do not necessarily reflect the views of any government agency.

References

1. Fariborz Haghshenass, “Iran’s Doctrine of Asymmetric Naval Warfare.” Washington Institute, December 21, 2006. Accessed October 1, 2016, http://www.washingtoninstitute.org/policy-analysis/view/irans-doctrine-of-asymmetric-naval-warfare.

2. Ibid.

3. “CCD Contracts and Technical Briefs,” NAVSEA Combatant Craft Division, August 15, 2015, 30.

4. “Ukraine Develops New ‘Neptune’ Anti-Ship Missile Complex,” Info-News. May 17, 2016. Accessed October 9, 2016. http://info-news.eu/ukraine-develops-new-neptune-anti-ship-missile-complexe/.

5. Eugene Garden, “Ukraine Plans for 20 New Patrol Boats,” Shephard Media, March 8, 2016. Accessed October 9, 2016. https://www.shephardmedia.com/news/imps-news/ukraine-plans-20-new-patrol-boats/.

6. “Ukraine Develops New ‘Neptune’ Anti-Ship Missile Complex,” Info-News.

7. Geoffrey Till, Seapower: A Guide for the 21st Century, (New York: Routledge, 2013), 152.

9. Kirill Mikhailov, “5 Facts About “Novorossiya” You Won’t Learn in a Russian History Class,” Euromaidan Press, October 17, 2014. Accessed 01 Oct 2016, http://euromaidanpress.com/2014/10/17/5-facts-about-novorossiya-you-wont-learn-in-a-russian-history-class/#arvlbdata.  

Featured Image: Gurza-M (Project 58155) small boat of the Ukrainian Navy. (Ministry of Defense of Ukraine)

Asia-Pacific, Capability Analysis

Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation

7 Comments

Andreas Rupprecht and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012. 256pp. $64.95

By Lieutenant Commander David Barr, USN

Over the past two decades, the term “modernization” has been widely used by foreign affairs experts, military and political leaders, and intelligence analysts to describe the startling rapidity of the Chinese military’s rise from an arguably primitive force to one of the most technologically-advanced militaries in the world. In his article, “China: A Threat or a Challenge: Its Air Power Potential”, Indian Air Marshall RS Bedi describes modernization as “a dynamic process to keep abreast with the latest” (Bedi, p3). By applying lessons learned from its military actions against U.S. forces during the Korean War and observations made during later conflicts such as Operation Desert Shield/Desert Storm, NATO operations in the Balkans, and Operations Enduring Freedom and Iraqi Freedom, the PLA have kept abreast of the significant role of airpower in modern warfare. Accordingly, both the People’s Liberation Army Air Force (PLAAF) and People’s Liberation Army Naval Air Force (PLANAF) have quickly progressed through this “dynamic process” and have emerged as a force capable of countering American and regional neighbor land- and sea-based airpower, including aircraft carriers, cruise missiles, and long-range bombers. Via informative writing and a litany of glorious, colored and black & white photographs, Modern Chinese Warplanes leads readers along the PLA air forces’ progressive path toward today’s modernized force. Chock full of vivid and informative photographs, readers are immediately transfixed. To invoke a classic adage, if a picture speaks a thousand words, then even a cursory flip through the pages reveals a stunning, photographic summary and leaves the reader eager to investigate the accompanying text.

The first chapter of Modern Chinese Warplanes is dedicated to describing the origins, progressions, and even setbacks of both the PLAAF and the PLANAF, thus providing succinct yet informative context toward understanding how remarkable the modernization of China’s air forces has been. Although the PLAAF and PLANAF were established in 1949 and 1952 respectively, it could be argued that the modernization of today’s force was born from the compelling wake-up call presented to Chinese Communist Party (CCP) and People’s Liberation Army (PLA) leadership during the 1991 U.S.-led military operations in Iraq. Using Rupprecht and Cooper’s description, U.S. operations in Iraq “shocked the PLA into the realization that it had to become capable of engaging in high-tech warfare or otherwise face the certainty of falling ever further behind other modern militaries.” This marked a momentous shift in Chinese national military strategy and the subsequent 1993 issuance of the “The Military Strategic Guidelines for the New Period” by the CCP and PLA. Thus, if 1993 can be considered the start of China’s current military modernization period, the mere 24-year rise in military capabilities of the PLA, arguably now on par with the world’s leading military forces, is even more remarkable.

After Chapter 1’s useful historical context, Rupprecht and Cooper use Chapters 2 through 6 to succinctly present the book’s stated objective: to provide “a summary of the Chinese air arms as they are today, what equipment they operate, and how this equipment is organized.” Chapters two and three both describe and illustrate China’s modern combat aircraft, combat support aircraft, and associated armament. Chapter two’s introductory pages aptly describe Chinese aviation nomenclature and unique designations but then seemingly gloss over China’s numerous aircraft manufacturing companies. Admittedly this area is outside the scope of Modern Chinese Warplanes; however, readers seeking additional information regarding Chinese aircraft manufacturing companies would benefit by combining this book with The Chinese Air Force; Evolving Concepts, Roles, and Capabilities by National Defense University Press (Hallion). The remainder of Chapters two and three however, present information that is well-researched and effectively organized into an almost encyclopedic presentation of each aircraft’s unique characteristics, performance parameters, and weaponry. The vibrant pictures and charts are wonderfully placed and provide ample relevance. An especially intriguing inclusion within Chapter 2, especially to military analysts and aircraft enthusiasts, is the sections entitled “Future” at the conclusion of each aircraft’s narrative. These paragraphs provide the reader with tantalizing hints regarding future aircraft developments, variants, and designations – details that would need to be expounded upon in a possible update. Additionally, Chapter four provides a highly-informative explanation of PLA aircraft markings and serial number systems – information neither readily available nor widely understood.

The only thing going against Modern Chinese Warplanes is time, for today the term “modern,” as the book’s title implies, is especially fleeting regarding the modernization of the Chinese military and its air forces. Since the book’s 2012 publication date, further reflected in the 2012 Order of Battle in chapters five and six, numerous changes have occurred within China’s political and military structures that, if the authors and publisher do not address, will quickly render this book irrelevant: In November 2012, Xi Jinping assumed China’s presidency and chairmanship of the Central Military Commission (CMC), quickly embarking on a campaign to reorganize the PLA, including restructuring the existing military regions. This effort was realized in February 2016 as the seven military regions described in Modern Chinese Warplanes were reorganized into five theater commands – a reorganization which also affected the subordinate command structures (Wuthnow). Additionally, in 2013–2014, China initiated substantial dredging and land reclamation projects in the Spratly and Paracel Islands.

These efforts continued, despite international backlash and in the face of a ruling by an international tribunal in The Hague in July 2016 which officially stated that China’s expansive claim to sovereignty over the waters of the South China Sea (SCS) had no legal basis. Today, these projects have resulted in three highly-functional artificial islands which are strategically located in the southern portion of the SCS and are fully capable of hosting Chinese military aircraft (Kyodo). Furthermore and more specifically, the PLA has accelerated its 4th and 5th-generation aircraft and armament development programs; therefore, many of the programs or technologies only hinted at within the pages of Modern Chinese Warplanes such as the Chengdu J-20 stealth fighter, Shenyang J-15 aircraft carrier-based fighter, and the Xian Y-20 heavy transport aircraft have rapidly progressed to the point of entering service in the PLAAF and/or PLANAF (Adams).

Finally, the PLA continues to initiate or expand military aviation and armament developmental programs. Modern Chinese Warplanes needs to be updated to further reflect the ongoing advances in PLAAF and PLANAF aviation platforms and technologies such as the Shenyang J-31 “Gyrfalcon”/”Falcon Hawk” stealth fighter (Fisher), the CJ-20 long-range land-attack cruise missile (LACM), and the YJ-12 long-range anti-ship cruise missile (ASCM) (Roblin).

In Modern Chinese Warplanes, the authors do not dive deep into foreign affairs or military strategy, nor do they embark on theorizing on how the aircraft are or will be operationally integrated into the PLA – foreign affairs experts, military analysts, and political strategists will find little usefulness here. Readers seeking to expand into air power operational integration would benefit by also reading Chapter five of China’s Near Seas Combat Capabilities by Peter Dutton, Andrew Erickson, and Ryan Martinson (Dutton). However, military analysts, history buffs, and even aircraft model aficionados will discover a wonderful and colorful addition to their collection – as a quick reference or an immersive interlude – likely resulting in many dog-eared pages. For any military enthusiast looking to expand his or her knowledge of modern Chinese aviation, this book is certainly a handy reference; however, it should not stand on its own but rather serve as a springboard toward additional research. If not already in the works, this reader personally hopes the authors and publisher collaborate and embark on revised editions that includes updated information and equally stunning photographs so that the 2012 version of Modern Chinese Warplanes will not be lost to the annals of time but rather, much like the PLA itself, will continue “in a process of sustained reform and modernization.”  

LCDR David Barr is a career intelligence officer and currently within the Directorate for Intelligence and Information Operations for U.S. Pacific Fleet. His opinions do not represent those of the U.S. Government, Department of Defense, or the Department of the Navy.

References

Adams, Eric. “China’s New Fighter Jet Can’t Touch the US Planes It Rips Off”; Wired; 07 NOV 2016. https://www.wired.com/2016/11/china-j-20-fighter-jet/

Bedi, R.S. “China: A Threat or a Challenge:  Its Air Power Potential”; Indian Defense Review; 08 March 2017. http://www.indiandefencereview.com/print/?print_post_id=35227

Dutton, Peter, Andrew S. Erickson, and Ryan Martinson. China’s Near Seas Combat Capabilities. Newport: U.S. Naval War College; China Maritime Studies, 2014.

Fisher, Richard D Jr. “New details emerge on Shenyang FC-31 fifth-generation export fighter”; IHS Jane’s Defence Weekly; 09 NOV 2016. http://www.janes.com/article/65359/new-details-emerge-on-shenyang-fc-31-fifth-generation-export-fighter

Hallion, Richard, P., Roger Cliff, and Phillip C. Saunders. The Chinese Air Force: Evolving Concepts, Roles, and Capabilities. Washington, D.C.: National Defense University Press, 2012.

Kyodo News. “China tests 2 more airfields in South China Sea”; posted 14 July 2016. http://news.abs-cbn.com/overseas/07/14/16/china-tests-2-more-airfields-in-south-china-sea

Roblin, Sebastien. “China’s H-6 Bomber: Everything You Want to Know about Beijing’s ‘B-52’ Circling Taiwan”; The National Interest; 18 DEC 2016. http://nationalinterest.org/blog/the-buzz/chinas-h-6-bomber-everything-you-want-know-about-beijings-b-18772

Rupprecht, Andreas, and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012.

Wuthnow, Joel and Phillip C. Saunders. “Chinese Military Reform in the Age of Xi Jinping: Drivers, Challenges, and Implications”; National Defense University Press; March 2017. http://ndupress.ndu.edu/Portals/68/Documents/stratperspective/china/ChinaPerspectives-10.pdf?ver=2017-03-21-152018-430

Featured Image: A J-31 stealth fighter (background) of the Chinese People’s Liberation Army Air Force lands on a runway after a flying performance at the 10th China International Aviation and Aerospace Exhibition in Zhuhai, Guangdong province, in this November 11, 2014 file photo. (Reuters/Alex Lee)

Asia-Pacific

A Growing Concern: Chinese Illegal Fishing in Latin America

1 Comment

The Southern Tide

Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.

“The security environment in Latin America and the Caribbean is characterized by complex, diverse, and non-traditional challenges to U.S. interests.” Admiral Kurt W. Tidd, Commander, U.S. Southern Command, before the 114th Congress Senate Armed Services Committee, 10 March 2016.

By W. Alejandro Sanchez

In mid-August the Ecuadorian Coast Guard detained a Chinese vessel off the Galapagos Islands, an inspection revealed the ship was transporting approximately 300 tons of fish, some of which were endangered species. This is yet another high-profile incident involving Chinese ships fishing without authorization in Latin American waters and ongoing efforts by regional naval forces to stop this crime. (This commentary follows up a previous report by the author for CIMSEC entitled “Latin American Navies Combat Illegal Fishing.”)

Ongoing Incidents

The most recent incident occurred on 13 August when an Ecuadorian Coast Guard vessel and a supporting helicopter detained the Chinese vessel Fu Yuang Yu Leng 999 within the Galapagos Islands Marine Reserve. The vessel was escorted to Puerto Baquerizo Moreno, where an inspection discovered over 300 tons of a variety of fishes, particularly hammerhead and silky sharks as well as other endangered species. The vessel was a factory ship, which was fed fishes that were caught by other vessels. The country’s Ministry of Defense has stated that the Chinese fleet operating around Ecuador may number as many as 300 vessels. The incident prompted non-violent protests in front of the Chinese embassy in Quito as well as in Santa Cruz Island. At the time of this writing Ecuadorian authorities have put the crew on trial and have also sent a letter of protest to the Chinese government.

Previous to this case, the most notable illegal fishing-related incident in the region (so far) occurred in Argentina last year. In March 2016, the Argentine Coast Guard located a Chinese fleet fishing in its territorial waters by Chubut, southeast of the country. Security vessels were deployed, and the Coast Guard shot at the vessel Lu Yan Yuan Yu to prevent it from fleeing to international waters. Rather than stopping, the Chinese ship tried to ram one of the vessels.

https://gfycat.com/HospitableSoreAfricanwildcat

Argentina Coast Guard footage of Chinese fishing vessel Lu Yan Yuan Yu in March 2016. 

There have been other incidents in the past couple of years involving Chinese fishing fleets. A final example occurred in 2015, when the Chilean Navy stopped a number of Chinese vessels off the Bio Bio region in Chile’s exclusive economic zone. The concern was that they were fishing for shrimp. An 11 July 2015 Navy press release explains that said vessels were inspected and no illegal cargo was found.

In December 2016, the Peruvian media reported the presence of large fleets from Asian nations (China, Korea, Taiwan). Similar articles explaining how these fleets hurt Peru’s fishing industry were also published in May to continue to raise awareness among the population. It is important to stress that apart from the 2016 incident in Argentina, there have been no other reports regarding violent maneuvers by Chinese fishing vessels when in contact with Latin American security forces (at least none that the author could verify).

The Response

Leaving aside the governmental response to these incidents, regional naval security forces now must demonstrate that they are capable of monitoring and controlling their nation’s territorial waters. For example, after the Galapagos Islands incident, the Ecuadorian Navy carried out naval exercises aimed at combating transnational maritime crimes. The 209/1300 submarine Huancavilca participated in the maneuvers, along with three coast guard vessels and a helicopter. A civilian fishing vessel and crew were also utilized as the target for said maneuvers. Days after the exercises, the Ecuadorian media reported that Huancavilca had departed for the Galapagos Islands to help with patrolling the area against illegal fishing activities.

It is also worth noting that Ecuador and other nations are obtaining new naval platforms, particularly offshore patrol vessels (OPV), to monitor their maritime territory. For example, IHS Jane’s has reported that on 31 July the Argentine government passed a decree “authorizing state credit to finance some of the major defense acquisition programs included in the 2017 budget.” The acquisitions program includes OPVs, Beechcraft T-6C+ Texan II aircraft, among others. It is unclear if the OPV acquisition was motivated by the 2016 incident, but it stands to reason that this incident provided even more evidence that the Argentine Navy requires new platforms for maritime control.

Discussion

Discussing unauthorized Chinese fishing is complicated as alarmism must be avoided. The incidents between Chinese fishing fleets and security forces in Latin American waters have been few – at least from what has been reported. And apart from the 2016 incident in Argentina, none other has been violent.

Nevertheless, there are a plethora of reports regarding Chinese fleets operating without authorization in Latin America and other parts of the world, particularly in Africa: just this past June, Senegal detained seven Chinese trawlers for illegally fishing in its waters. Moreover, it is correct to assume that these fleets will continue to attempt to operate in Latin American waters in the near future, particularly as domestic demand for maritime resources prompts them to be bolder when it comes to the areas that they travel to. It is also important to mention that not all the fish China captures are for internal consumption, as the Wilson Center’s report “Fishing for Answers” explains: “most of China’s high-value species and about half the overall catch are exported to the EU, the United States, and Japan, and the other half is brought back to China and sold domestically.” (While this article is focusing on illegal fishing by Chinese fleets, we must keep in mind how growing global demand for fish is affecting the fishing industry in general).

Thus one concern looking toward the future is whether there will be more violent confrontations between illegal fishing fleets and security forces given a growing demand for maritime resources. So far, the vessels have either attempted to flee or surrendered to authorities, but the Argentine incident raises the question: would some of these crews one day decide to fight back in order to avoid capture and protect their profit?

Finally, the possible ramifications of future incidents like this must be considered. China is a global economic force, and most nations, including developing nations such as those in Latin America, would not want to take Beijing head on. This is arguably the reason why the incidents mentioned in this article have not somehow evolved into some type of trade or diplomatic crisis. In fact, just this past March, the Argentine government signed a  memorandum of understanding with the Chinese company Ali Baba to sell products like wine, meat, and (somewhat ironically) fish. Similarly, in spite of the December 2016 reports about the Chinese fishing fleet in its territorial waters, Chinese-Peruvian trade remains strong as the latest data by the Peruvian government states that trade grew by 30 percent in the first half of 2017 compared to the same period last year.

How Ecuador reacts to this latest incident will be interesting as Quito-Beijing ties are not only strong due to commerce but also on other areas. For example, Ecuador has acquired “709 4×4 and 6×6 multipurpose trucks, 6×4 fuel and water trucks, and different types of buses in a deal reportedly worth USD81 million,” according to IHS Jane’s. On 4 September, Ecuador’s daily El Telegrafo reported that China’s Ministry of Agriculture has proposed the establishment of an “intergovernmental communication mechanism” between Quito and Beijing to “exchange information and jointly protect” maritime resources and crack down on illegal fishing activities. At the time of this writing there have been no reports about how the Ecuadorian government will respond to this proposal but, if previous incidents in other countries are a precedent, the Galapagos Islands incident will probably be minimized in order to protect Quito-Beijing partnerships in other areas.

Final Thoughts

Demographic growth and scarcer maritime resources are a catalyst for more frequent clashes at sea. In recent years there have been various reports about Chinese fishing fleets operating in international waters and also crossing into a country’s maritime territory to carry out unauthorized fishing activities. The most recent August incident off the Galapagos Islands is another example of this problem, one which has gained prominence in Latin America since the March 2016 incident in Argentina.

New platforms like OPVs will help regional navies to more efficiently patrol their maritime territory and intercept unauthorized fishing fleets in the near future; however this is just half of the equation. The second part is how Latin American governments will adapt their relations (particularly trade) with China since most violating fishing fleets appear to be Chinese. Combating illegal fishing is a complex issue, as it involves modern (and numerous) platforms for surveillance and interception, as well as a skilled judicial system to prosecute the culprits. Adding the future of a country’s relations with China will not make the problem any easier. 

W. Alejandro Sanchez is a researcher who focuses on geopolitical, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.

The views presented in this essay are the sole responsibility of the author and do not necessarily reflect those of any institutions with which the author is associated.

Featured Image: Ecuadorian Navy photo of intercept of Chinese fishing vessel FU YUAN YU LENG 999.

Asia-Pacific

China’s Synchronization of Party and Military

1 Comment

By Dr. Ching Chang

The Coming Synchronization

As many political observers have already noted, the Nineteenth National Congress of the Communist Party of China is expected to be held in Beijing soon, most likely in the late fall of this year. Generally speaking, this event may lead to a major power reshuffle within the top leadership of the Communist Party of China (CCP). According to the general precedent in Chinese Mainland politics so far, the majority of the members in the Politburo Standing Committee will retire right after this meeting.

Members of the delegations from various provinces, municipalities, and People’s Liberation Army (PLA) commands will elect members and alternate members of the Central Committee as well as members of the Central Commission for Discipline Inspection. The new members of these two Central Committees form the power basis for the CCP leadership in the future. The First Plenary Session of the Nineteenth National Congress of the Communist Party of China will be held immediately after the CCP Nineteenth National Congress to elect General Secretary, members of Politburo, Politburo Standing Committee, endorse the members of the party Secretariat, and finally decide the members of the Military Commission of the Central Committee.

Per the political and strategic culture known as the principle of “the party commands the gun” established through the Sanwan Reorganization in 1927 and the Gutian Congress in 1929, the Communist Party of China is tightly linked with the military organizations of the People’s Liberation Army. As noted in the General Program of the Party Constitution of the Communist Party of China: “The Communist Party of China persists in its leadership over the People’s Liberation Army and other armed forces of the people, builds up the strength of the People’s Liberation Army, ensures that it accomplishes its historic missions at this new stage in the new century, and gives full play to its role in consolidating national defense, defending the motherland and participating in the socialist modernization drive”, the leadership over the People’s Liberation Army is absolutely non-negotiable to the Communist Party of China.

However, the party and military are interdependent in several aspects, including personnel career management and organizational alignment. Given the recent political reforms and consequences of the administrative power reorganizations in the mainland China, there are three issues concerning the synchronization of party and military that need to be well-managed in the coming CCP Nineteenth National Congress itself or the subsequent First Plenary Session of the Nineteenth National Congress.

Party Post and Military Billet

The party post is a required element for professional career development within the People’s Liberation Army and a prerequisite for further promotion. Any PLA members assigned to key leadership billets should have matching party posts compatible with their decision-making and policy formulation authorities. Those senior leaders with high military ranks who lose their party posts in the next five-year term National Congress of the Communist Party of China are likely to enter retirement in the near future.

On the other hand, under the leadership of Xi Jinping, the prerequisite of appropriate party posts, such as members and alternate members of the Central Committee as well as members of the Central Commission for Discipline Inspection for those who want to be promoted to the rank of three-star general or admiral, may be a thing of the past. Since his inauguration as the Chairman of the Central Military Commission, Xi has personally handpicked five senior military members, two on July 31, 2015 and another three on July 28, 2017, to be promoted to the rank of the three-star general officers with no proper party post in the top tier of the Communist Party of China. Among these five senior newly promoted high rank general officers, none of them owns the party post such as members or alternate members of the Central Committee or even members of the Central Commission for Discipline Inspection. Apparently, there is a certain gap between party post and military billet developing in the top layer of the PLA leadership.

Three-Star PLA General Officers Promoted by Xi With No Proper Party Post
Name Billet as Promotion Promotion Date
宋普選Song, Puxuan Commander, Northern Theater Command July 31, 2015
李作成Li, Zuocheng Commander, Chengdu Military Region

(Now, Chief of Staff, the Joint Staff Department of the Central Military Commission)

 July 31, 2015
韓衛國Han, Weiguo Commander, Central Theater Command

(Now, Commander, PLA Ground Force)

 July 28, 2017
劉雷Liu, Lei Political Commissar, PLA Ground Force July 28, 2017
于忠福Yu, Zhongfu Political Commissar, PLA Air Force July 28, 2017

There are various interpretations to explain why the mismatch of the party post and military billet may occur in such a high tier of the PLA leadership. Natural attrition together with unexpected disciplinary actions disrupted original leadership echelon arrangements is perhaps the most acceptable explanation to PLA observers. After all, a total of 24 incumbent, former, or alternate members of the Central Committee and members of the Central Commission for Discipline Inspection have been disciplined, including one former Politburo Standing Committee member and four present or former Politburo members under Xi’s leadership.

Other interpretations may include that Xi is basically following the tradition to promote those senior officers with party posts unless their specialties are in areas where appropriate military billets cannot be assigned. As no suitable candidate with proper party post may be available, the selection list may naturally extend to those without a party post in the high tier of the Communist Party of China.

General Li Zuocheng, who was newly promoted to Chief of the People Liberation Army’s Joint Staff Department. (Ren Dong/Color China Photo via AP Images)

In any case, the personnel reshuffle is unavoidable in the coming Nineteenth National Congress of the Communist Party of China in order to let the military billets match with party post. Further, certain military elites with strong professional career potential also appeared in the list of members and alternate members of the Central Committee as well as members of the Central Commission for Discipline Inspection. Most importantly, members given positions on the new list will likely have a better potential for further promotion since they are chosen by Xi and he may stay in power for at least another five years.

Reinstitutionalization of the CMC after Military Reform

The second issue concerning the synchronization of party and military is the possibility of re-institutionalizing of the Central Military Commission after the PLA military reform. Members of the Central Military Commission were not matched with military posts until the Fourth Plenary Session of the Sixteenth National Congress of the Communist Party of China on September 16, 2004, when Jiang Zemin resigned the chairmanship of the Central Military Commission.

As Hu Jintao succeed Jiang to be the new CMC Chairman, several senior members were selected into the Central Military Commission as new members according to their military billets. Members of the Central Military are institutionalized since then by the following order:  Defense Minister, Chief of the General Staff Department, Chief of the General Political Department, Chief of the General Logistics Department, Chief of the General Equipment Department, Commander, Commander of the PLA Navy, Commander of the PLA Air Force, and Commander of the Second Artillery Corps. Apart from the Chairman of the CMC, two senior military professionals will be appointed as the deputy Chairman of the CMC. An extra First Deputy Chairman of the CMC is likely to be appointed for the next generation of leadership. This similar practice was adopted for the cases both for Hu Jintao and Xi Jinping.

President Xi Jinping greets personnel at the Central Military Commission’s Joint Command Headquarters, where he called on the Chinese military to continue improving its capabilities for joint command. (Photo by Zhou Chaorong/China Daily)

So far, this institutionalized Central Military Commission structure was followed in the Seventeenth and Eighteenth Military Commission of the Central Committee of the Communist Party of China. Following selection of the Central of Military Commission membership, the National People’s Congress will elect another set of the members, drawing on the same pool of candidates, to the National Central Military Commission in late March after the National Congress of the Communist Party of China in the previous year. Obviously, there is a gap between the establishment dates of these two Central Military Commissions of the party and the nation separately. Nonetheless, the existing National Military Commission will somehow automatically cease to function in order to assure the synchronization of party and military.

The Central Military Commission is the highest mechanism for determining the military and defense policy proposals prior to submittal to the Politburo for further discussion and review. As we already know, there have been many organizational revisions in the People Liberation Army’s administrative chain of command and operational command and control structure. It is necessary to reorganize the members of the Central Military Commission to reflect the present PLA administrative and command structure. For instance, a new service equivalent organization known as the PLA Strategic Support Force was established in January 2016. The Joint Logistics Support Force directly subordinated to the Central Military Commission is another significant reorganizational arrangement. Four General Departments are reorganized into fifteen functional departments or agencies. Most importantly, there is no representative for the newly formed PLA Ground Force, the army equivalent, as the member of the Central Military Commission so far.

Due to the recent reforms noted above, the current PLA organization structure and the organization of the Central Military Commission are obviously not aligned. These reorganizations likely need to be matched with newly institutionalized Central Military Commission representation structure in order to assure their smooth operation. It is a reasonable prediction that this reorganization of the Central Military Commission will be a priority in the coming First Plenary Session of the Nineteenth National Congress of the Communist Party of China right after the CCP National Congress itself.

Revision of Associated Party Constitution

Last but not the least, the PRC’s National Defense and Military Reform is a part of overall social reform policies as noted by a policy document known as “The Decision on Major Issues Concerning Comprehensively Deepening Reforms” (中共中央關於全面深化改革若干重大問題的決定) that was approved by the Central Committee of the Chinese Communist Party at the Third Plenary Session of the Eighteenth Chinese Communist Party Central Committee on November 12, 2013. It is naturally no surprise that numerous institutions need to be amended and experience organizational reforms in various aspects of Chinese political, legal, and social systems. This is also the case for the PLA organizational reform.

For instance, the previous General Political Department of the Chinese People’s Liberation Army was consolidated into a newly established organization known as the Political Work Department of the Central Military Commission on January 11, 2016. It remains the chief political organ under the Central Military Commission and still leads all political activities in the People’s Liberation Army.

Nonetheless, after this reorganization process, the authorities of this new Department are inconsistent with the Article 23 of the Constitution of the Communist Party of China:

“Party organizations in the Chinese People’s Liberation Army carry on their work in accordance with the instructions of the Central Committee. The political work organ of the Military Commission of the Central Committee is the General Political Department of the Chinese People’s Liberation Army; the General Political Department directs Party and political work in the army. The organizational system and organs of the Party in the armed forces are prescribed by the Military Commission of the Central Committee.”

Although clearly the Political Work Department of the Central Military Commission is intended to succeed the previous General Political Department of the Chinese People’s Liberation Army with all its powers, it is still necessary to revise the bureaucratic language in the Constitution of the Chinese Communist Party to fit with the new military establishment.

Since, per the point four of the Article 19 of the same constitution: “The functions and powers of the National Congress of the Party are as follows: ………4) To revise the Constitution of the Party;” we should expect certain work for revising the Constitution of the Communist Party of China will be taking place in the coming Nineteenth National Congress of the Communist Party of China.

During his inspection of the PLA Hong Kong Garrison Force in this June, Xi Jinping himself called for efforts to build a highly centralized and unified military force, and run the military in accordance with law to forge a strong force with ironclad belief, faith, discipline, and responsibility. We should expect the synchronization of party post and military billet, institutionalization of the CMC after reform, and revision of the Chinese Communist Party Constitution to align with new military structures that will be a part of Xi’s legacies in the coming Nineteenth National Congress of the Communist Party of China and its subsequent First Plenary Session of the Nineteenth National Congress in October 2017.

Dr. Ching Chang was a line officer in the Republic of China Navy for more than thirty years. As a very productive commentator on the Chinese military affairs, he is recognized as a leading expert on the People’s Liberation Army with unique insights on its military thinkings.

Correction: The month which the Nineteenth National Congress will occur is in October, not November.

Featured Image: President Xi Jinping, also general secretary of the Communist Party of China Central Committee and chairman of the Central Military Commission, and other senior leaders Li Keqiang, Zhang Dejiang, Yu Zhengsheng, Liu Yunshan, Wang Qishan and Zhang Gaoli attend a grand gathering in celebration of the 90th founding anniversary of the People’s Liberation Army at the Great Hall of the People in Beijing, capital of China, Aug 1, 2017. (Xinhua)