Category Archives: Global Analysis

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No Money Back? History Lessons on the Russia MISTRAL Sale

Is there a case for historical analogies and the use of military history for contemporary decision-making? Are we just marking the centenary of World War One or, a hundred years on, are we going back to the future? Like others I acknowledge the value of history as a frame of reference, but I try to avoid (too close) analogies. Especially with World War One. Inconveniently, on 17 July 2014, Russian separatists in Ukraine shot down an innocent passenger aircraft killing 298 passengers and crew. Russia’s international credentials headed south, but questions remained also with regards to Ukraine’s role in this sorry episode. As recriminations were flying back and forth I felt reminded of the sinking in 1915 of the British liner LUSITANIA by the German submarine U-20. Then, 159 (neutral) American passengers were killed (out of a total of 1,198 casualties); the episode caused irreparable damage to Germany’s reputation and international relations in World War One.

And there I was. I suppose you can find such analogies everywhere, if you cast your net wide enough. But as the discussion flared up again about the sale to Russia of two MISTRAL-class amphibious assault ships (BPC-210 class) by France, I really had the impression that we have been there before in some way or another. One of the vessels (the VLADIVOSTOK) has already paid for and France is in a quandary whether or not to deliver the ship to Russia, a country against which the EU has by now imposed wide-ranging sanctions. Reversing the German government’s tacit approval of Paris’s sale of the ships to Russia, some German politicians have now suggested that instead the EU should step into the contract and buy the ships. France argues the crews have already arrived in France for familiarisation and France cannot back out of the contract.

Vladivostok
BPC-210 type amphibious assault ship VLADIVOSTOK fitting out at DCSN in St Nazaire, January 2014. (Photo: G Plagué, Shipspotting)

Rewind 100 years: on 2 August 1914 the Ottoman Empire ratified an alliance with the German Empire setting in motion a chain of events whose effects can still be felt today. This step had not been entirely unavoidable for the Entente powers. Unfortunately, the government in Istanbul had placed orders for two dreadnoughts with British shipyards (or rather: it had taken over a Brazilian contract in one case), one in 1911 and the other in 1913 (as well as one in 1914, but work never began on that order). As war loomed large the British government, at the behest of the First Lord of the Admiralty Sir Winston S Churchill, pre-emptively seized the two Ottoman battleships named Sultan Osman-ı Evvel and the Reşadiye after having stalled delivery of the already completed SULTAN OSMAN-I EVVEL for several weeks. The Admiralty offered a fixed payment per day for their usage in war, but this did not mollify the Ottoman government or public. The situation then was, of course, quite different from that of today, since France and Russia are not as war (as the British and Ottoman Empire would soon be after this episode), but the vignette offers a nice object lesson on the diplomatic and strategic reverberations of the cancellation of a major weapons deal in times of heightened tension.

The cancellation of the dreadnoughts’ delivery to the Ottoman Navy pushed Istanbul into the arms of the Central Powers. It also gave the Germans the opportunity to leverage the political and strategic impact of two vessels – the battlecruiser GOEBEN and the light cruiser BRESLAU – that were effectively bottled up inside the Mediterranean. Both ships were sent to the Ottoman Empire, which conveniently “purchased” the vessels as a replacement for the two dreadnoughts on 16 August 1914. However, these two ships were never an adequate replacement for the two heavy dreadnoughts kept by the British. It was only luck and the early demise of Czarist Russia that that prevented the small flotilla from being swept up in the Black Sea by the much bigger Russian dreadnoughts (IMPERATICA MARIJA class) that came into service in the course of the war. The Ottoman Empire also never fully recovered from the loss of her best naval crews that had been interned in Britain, even though the German crews expended much energy on training their Ottoman allies. In this respect, seizing the two vessels made a difference in the balance of power, though one that the Entente was never able to capitalise upon. Ultimately, Russia’s demise was also a result of the Entente’s inability to control the Bosporus.

OSMAN
Battleship SULTAN OSMAN I fitting out at Armstrong in Newcastle upon Tyne, ca. 1913. (Photo: Wikimedia Commons)

Acquiring the two Ottoman dreadnoughts in 1914 was a double edged sword for the Royal Navy. Although it increased the fleet size by two very powerful ships, those never quite fit into the fleet due to the different specifications to which they were built. Agincourt – originally a Brazilian prestige project, failed to impress Admiral John Jellicoe to the point that he initially refused to accept the ship into the Grand Fleet. The ship also required modifications, such as a conversion of the lavatories or addition (in the course of the war) of a better fire control system. The Royal Navy’s lack of enthusiasm for the two gift horses became apparent after the war, when Agincourt and Erin were the most modern major surface combatants to be scrapped in 1922 in order for Britain to meet her obligations under the Washington Naval treaty.

So what is to be done about the MISTRALs due to be delivered to Russia? Just like the dreadnoughts would have been valuable to Ottoman sea control in the Black Sea, the MISTRALs would be just the tool for Russia’s new “ambiguous warfare” and a valuable addition to re-asserting its sea control over the Black Sea rim, as Felix Seidler has argued in a recent post here. Indeed, his suspicion that at least one of the ships would be deployed to the Black Sea, rather than the Pacific, was borne out by a statement made by the Russian Navy on 27 July 2014, stating that one vessel would be based in Sevastopol. Indeed, not just as a C2 platform, but also as a floating base for special operations the MISTRALs would add very convenient capability given Russia’s current security environment and concept of operations in the Black Sea region.

As the Agincourt example shows, purchasing the ships brings its unique set of problems. Beyond the issue of technical integration into western forces, there is Russia’s political response to consider, which includes the small matter of Europe’s (especially Germany’s) dependence on Russian natural gas. The cancellation of the MISTRAL deal (technically only possible if the EU imposes level 3 sanctions) might just be enough to push Russia into retaliating with the “energy weapon”, something that might make even the most vocal German politician pause. France, however, is largely immune to this threat and has little to lose except its credibility as a weapons supplier and the loss of revenue from future arms deals with Russia.

France already has experience with having paid-for warships and problematic (embargoed) customers on her hands. In 1969 the Israelis recovered five Sa’ar 3 guided missile boats that had already been paid for from a French yard after the French had refused to hand them over. This was a somewhat offbeat example of how to resolve such a matter. After the French government under Charles de Gaulle imposed an arms embargo on Israel in 1968, the boats were sold to a mysterious Panamanian-based Norwegian firm which was of course a front for the Israelis. There is some controversy, but it appears that French intelligence was forewarned about Israeli intention to liberate the vessels. So was the shipbuilding supervisor, Felix Amiot, who was later blamed for his part in the affair, but vigorously defended himself by saying “Security is not my problem. My job was to build ships. I got along very well with the Israelis, but as far as I know that is not a crime.” Ironically, Amiot’s shipyard had won the contract largely because it was able to deliver a German-design, which the Germans themselves could not deliver to Israel in the first place due to their restrictive arms export policy. On the morning of Christmas Day 1969 the five boats surreptitiously left Cherbourg and began their transit to Israel. There was some faked outrage, but neither French Mirages who overflew the boats nor Russian, British or American warships engaged the unarmed missile boats on their way.

Two completed Israeli Sa’ar 3 “patrol” boats in Cherbourg in 1969, less their weapons. (Photo credit: forum.valka.cz; photo source: unknown)
Two completed Israeli Sa’ar 3 “patrol” boats in Cherbourg in 1969, less their weapons. (Photo credit: forum.valka.cz; photo source: unknown)

Whatever France’s tacit involvement was in the “escape” of the Stars of Cherbourg, the episode left the relationship between France and Israel markedly cooler for the next 10 years. Israel discontinued the purchase of Mirage aircraft and switched to US products for some time, although France is now again Israel’s largest arms supplier from the EU, especially for equipment that Israel is unable to obtain from the US. Given the protectiveness of France towards its defence industry, it is unlikely that the country would want to risk the highly lucrative arms sale (in the range of US$ 1.5 bn) to Russia just to please its EU neighbours. In any case, short of the EU implementing level 3 sanctions or impending hostilities by Russia against NATO or EU members it would seem unlikely that the MISTRAL deal could (and would) be cancelled without great cost to France – and potentially her European allies, if they are seen to be egging Paris on. More likely that France will try and temporize, hoping that the Ukraine conflict will blow over before the ships are to be formally handed over. Perhaps a lesson from the Ottoman battleships can still be learned here and some “unexpected” technical troubles and delays arising during the acceptance trials could buy France the time needed to avoid having to take an unpleasant decision.

Dirk Steffen is a Commander in the German Naval Reserve and the Director Maritime Security for Risk Intelligence. When not wrestling with West African maritime security issues he reflects on naval and military history, particularly the period between 1840 and 1920. Dirk holds an MA in Military Studies (Naval Warfare) from the American Military University. The views expressed in this article are his own.

Sea Control 46 (Asia Pacific) – Indonesia Primer

seacontrol2This week, Sea Control Asia Pacific brings you a primer on Indonesia: what do its recent elections mean for its global role? The largest state in Southeast Asia as well as a stable, Muslim majority democracy, Indonesia is always said to have ‘great potential’ both as a regional power and global player. With a newly elected president, could Indonesia do more in international affairs? To answer that question, Natalie Sambhi, of the Australian Strategic Policy Institute, interviews Dr Peter McCawley, an expert in Indonesian economics, and Dr Ross Tapsell, an expert in media and Indonesia studies, both from the Australian National University. They discuss Indonesia’s national priorities, a future foreign policy, the economy and the state of democratic politics.

DOWNLOAD: Sea Control 46: Indonesia Primer

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Narco-Submarines: Drug Cartels’ Innovative Technology

This is an article in our first “Non Navies” Series, written by Byron Ramirez and Dr. Robert J. Bunker

Drug cartels today are much more organized, adaptive, and strategic. Over time, they have acquired vast financial resources that allow them to invest in technologies geared towards providing them with a strategic edge. Drug cartels have learned to adapt to a changing environment where law enforcement authorities and militaries are also seeking to find their own effective ways of disrupting the flow of illicit drugs. Technology has become a source of competitive advantage and both drug cartels and militaries have been investing in engineering and technological tools that will allow them to counteract one another.

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narcosubOn one side, drug cartels attempt to optimize their operational efficiency while mitigating the risk of detection, seizure, and capture. On the other side, we have law enforcement and militaries’ efforts to improve their surveillance and detection capabilities. This race to out-flank and counteract one another has led to the development of narco-submarines.

During the past twenty years, Colombia’s various drug cartels have engaged in investing in and developing narco-submarine technology that will yield a competitive edge. Over time, their increasing need to evade capture and confiscation of narcotics led drug cartels to move away from using go-fast boats and planes, and instead turn towards developing in-house, homemade, custom built narco-submarines.

A narco-submarine (also called narco-sub) is a custom-made, self-propelled vessel built by drug traffickers to smuggle their goods. Over the years, their engineering, design and technology have improved, thus making them more difficult to detect and capture. Moreover, from a cost-benefit perspective, the yielded benefits are far superior to the associated costs of building these vessels.

Although militaries and law enforcement agencies have become progressively collaborative in their efforts to reduce the flows of narcotics, the use of narco-submarines enables narcotics to continue to reach their destinations while reducing the probability of detection. Albeit, there have been some confiscations of narco-submarine vessels over the last several years. These appropriations in turn have led to our understanding of how narco-submarines are designed, engineered, and used to deploy narcotics.

Cocaine smuggling from the Andean region of South America to the United States generates yearly revenues in the high tens of billions of dollars (e.g. 2008 UN estimate of USD $88 billion retail) and over the last thirty-five years has produced in the low trillions of dollars in retail sales. The use of narco-subs and related vessels represents one component of a broader illicit distribution strategy that also relies upon go-fast boats, airplanes, the hiding of narcotics inside bulk containers and smaller commodities, drug mules, and other techniques to covertly get this high value product into the U.S.

In fact, as of June 2012, maritime drug smuggling accounts for 80% of the total illicit flow from the Andean region into Honduras, Mexico and other mid-way transportation regions prior to entry into the U.S. About 30% of the maritime flow is estimated by the Drug Enforcement Administration (DEA) to utilize narco submarines. Overall, however, maritime interdiction rates are very low. In March 2014, the commander of the U.S. Southern Command testified to Congress that:

“Last year, we had to cancel more than 200 very effective engagement activities and numerous multilateral exercises, Marine Corps Gen. John F. Kelly told members of the Senate Armed Services Committee. And because of asset shortfalls, Southcom is unable to pursue 74 percent of suspected maritime drug trafficking, the general said.

“I simply sit and watch it go by,” he continued. “And because of service cuts, I don’t expect to get any immediate relief, in terms of assets, to work with in this region of the world.”

As a result, it can be seen that narco-submarines and related maritime drug trafficking methods are being carried out with relative impunity, with only about 1 in 4 craft presently being interdicted.

Per the testimony of Rear Admiral Charles Michel, JIATF-South Director, in June 2012, the following statistics pertaining maritime contact numbers and interdictions are provided:

JIATF-South detected an SPSS [Self-Propelled Semi-Submersibles] at sea for the first time in 2006. By 2009, the interagency detected as many as 60 SPSS events were moving as much as 330 metric tons per year. Prior to 2011, SPSS had only been employed by traffickers in the Eastern Pacific. However, since July 2011, JIATF-South has supported the disruption of five SPSS vessels in the Western Caribbean, each carrying more than 6.5 metric tons of cocaine.

There have been a total of 214 documented SPSS events, but only 45 were disrupted due largely to the difficulty of detecting such low-profile vessels.

The numbers of these vessels which now exist is also highly debatable with potentially dozens of them being produced every year by criminal organizations in Colombia such as the FARC (Fuerzas Armadas Revolucionarias de Colombia), Rastrojos, and Urabeños. One point greatly influencing the numbers of these vessels which exist at any specific time is if they are utilized once and then scuttled after their delivery (the traditional U.S. military viewpoint) or if they are utilized multiple times (the traditional Colombian military viewpoint). Depending on the perspective held, greater or lesser numbers of narco subs would be required to be produced each year to replenish the vessels lost due to capture, accidental sinking, intentional-scuttling to avoid capture, and, potentially most importantly, at the end of a delivery run.

What is known is that the capability of these vessels has grown over the last two decades with their evolution and, if the Colombian cartels’ dream of making the journey (using fully submersible narco-subs) to West Africa and Europe is realized, such subs would very well represent a valuable cross Atlantic trafficking resource that would not likely be scuttled at the end of such a profitable illicit trade route.

Given this context concerning the immense values associated with the cocaine trade to the U.S. and the large amount of these illicit drugs not being interdicted during the initial leg in their journey to the United States, we have written a paper, “Narco-Submarines – Specially Fabricated Vessels Used For Drug Smuggling Purposes”, soon to be released by the Foreign Military Studies Office (FMSO) and intended to be an initial primer on the subject of narco-submarines, that is, those specially fabricated vessels utilized principally by Colombian narco traffickers and developed to smuggle cocaine into the U.S. illicit drug market.

narco2This work is anticipated to appear in the Foreign Military Studies Office (FMSO) website as unclassified research conducted on defense and security issues that are understudied or under-considered. The work contains a preface written by Dr. James G. Stavridis, and a number of essays written by U.S. Navy Captain Mark F. Morris, Adam Elkus, Hannah Stone, Javier Guerrero Castro, and Byron Ramirez discussing and analyzing narco-submarines. The paper also comprises a comprehensive photo gallery, arranged in chronological order, which allows the reader to observe the evolution of narco-submarine technologies. It also contains a cost benefit analysis of using narco-submarines, as well as a map and a table that highlights where these distinct narco subs were interdicted. The data that we came across seems to propose that cartels have been using different types of narco-submarines concurrently; hence, they seem to be employing a mixed strategy.

This study is important and relevant to the present challenges faced by law enforcement authorities and militaries. This effort seeks to add value to the existing literature on the subject as it contains several essays which describe the complexity of the challenges that narco-submarines present. The document also provides the background and context behind the emergence of these vessels. Furthermore, the work illustrates the evolution of narco-submarine technology and the advances in their design, features, and technical capabilities.

Finally, it is important that we collectively consider the potential of these types of vessels to transport more than just narcotics: the movement of cash, weapons, violent extremists, or, at the darkest end of the spectrum, weapons of mass destruction.

While this is a volume that will be of general interest to anyone with an interest in global security, the intended readers are military, homeland security, and law enforcement personnel who wish to learn more about these vessels and their respective capabilities. Policymakers and analysts may also find the work useful for understanding the detection and interdiction challenges that these vessels generate. Increasing the area of knowledge about narco-submarines should enrich and deepen our understanding of the threat they pose to our domestic security, and indeed to the global commons.

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Private Anti-Piracy Navies: How Warships for Hire are Changing Maritime Security

This is an article in our first “Non Navies” Series.

By Emil Maine

I recently sat down with John-Clark Levin, coauthor of Private Anti-Piracy Navies: How Warships for Hire are Changing Maritime Security. For those of you interested in the subject of private maritime security, Levin’s book “is intended to provide a contextualized understanding of the historical origins, current state, and future prospects of this fast-changing sector.” Rather than simply rehash Joseph Hammond’s earlier interview of Levin, I decided to take the discussion in a slightly different direction.

EM: Some experts have argued that pirates off West Africa benefit from stable governments that provide easy access to corrupt officials and a steady stream of valuable targets. How does this complicate or undermine the effectiveness of private security contractors?

JCL: This undermines the effectiveness of private security contractors, because West African governments are generally quite hostile to foreign maritime security companies. Armed guards or escort vessels are prohibited from entering territorial waters, which introduces unnecessary hassle and danger. Merchant ships carrying armed security must stop at the twelve-mile limit and either lighter the guards off onto another vessel, or dispose of their arms. This has often forced shipping companies to hire local paramilitary groups for protection in territorial waters. This is a very bad thing, because it takes security out of the hands forces that are internationally accountable, and entrusts it to shadowy and unregulated entities. But because the arrangement is lining the pockets of a corrupt few, there’s political incentive to keep it going.

EM: Do you think that with the increasing number of prisons in Somalia, i.e. Puntland, housing together both convicted al-Shabaab militants and Somali pirates will create an even more complex system integrating terrorism and maritime piracy once they are released?

JCL: To my knowledge, that’s not something that analysts have considered much. Any time groups are housed together in prison, there is potential for links to form, and carry over outside the prison walls. But it doesn’t seem that that risk is acute enough to warrant alternative prison arrangements, given the difficulty in finding places to house pirates in the first place.

EM: Until recently one of the main prisons for pirates was in Somaliland, a relatively stable, semi-autonomous area in northern Somalia, the U.N. is now building facilities in Somalia proper because Seychelles no longer wants to imprison Somalis, how secure do you think these facilities are?  Are the proposed sites secure and stable enough to survive a jailbreak attack?

JCL: I know that there’s a facility in the works in Garowe, Puntland, but I have not seen any plans for it, so can’t comment on security. In order to weather a major jailbreak attack, it would certainly have to be strongly fortified, and have a large and well-armed guard force. But I’d be more worried about pirates escaping by bribery than by a frontal assault.  

EM: A single piracy case will often affect several nations. How does this complicate some of the legal issues private security contractors must face?

 JCL: Whenever pirates attack a vessel, several countries can potentially claim jurisdiction over them—the flag state of the victim ship, the shipowner’s country of origin, and the home states of the crew. If there are private security personnel aboard, that may add more states to the mix, and if there is a private escort vessel, that layers on an additional flag state and shipowner country. If any of those nations cannot protect the human rights of prisoners, that could arguably give the other nations an obligation to prevent the suspected pirates from falling into that country’s hands. In practice, though, the problem has almost always been the reverse: countries trying to avoid responsibility for prosecution. Prosecuting and imprisoning pirates is an inconvenient and expensive undertaking that can last decades. The burden naturally falls on a single country, but all nations share in the benefits. It has taken years to develop agreements within which stakeholder states can share the burdens fairly.

This unruly tangle of jurisdictions can also complicate private anti-piracy operations themselves. Although there are now international licensing and accreditation standards for private maritime security companies, none of those are legally binding. Rather, countries’ domestic law takes precedence. Similarly, although there are now widely accepted rules for the use of force by private security, domestic doctrines of self-defense prevail. Thus, private security companies must take great care to ensure that they are not breaking the laws of anyone who might prosecute them if something goes wrong.

For example, if personnel aboard a private escort vessel believe themselves to be under attack and shoot civilian fishermen in error, both the flag state of the escort and the flag state of the client merchant ship may apply their own laws on self-defense and come to opposite conclusions about whether the shooters acted criminally. Because there have been very few test cases in this area, it remains unclear how such an incident would be resolved.

Emil Maine is a National Security Research Assistant at the Heritage Foundation, where he conducts independent research on U.S. defense posture. The views and opinions expressed in this article are his own.