Category Archives: Global Analysis

A Geographical Breakdown of What’s Going on in the World

Innovation Week Kickoff

To mark the success of the first annual Defense Entrepreneurs Forum last year, and to set the stage for DEF 2.0 happening this week in Chicago, The Bridge and CIMSEC have come together to offer a second joint series of posts, this time on the topic of innovation. And this discussion couldn’t come at a more timely moment for many of our followers, given that…

  • Our era of protracted conflict shows no sign of abating, and the very same time that traditional great power rivalries continue to play themselves out.
  • Our current plans for force structure and employment are unsustainable given our internal fiscal situation, and may not be relevant given our anticipated threats even if we can resource them
  • Changes in technology are driving changes in the way we socialize, and are also disrupting traditional balances of power in ways that we cannot yet grasp or adequately anticipate

Why Innovation?

But putting all that aside, why do we innovate, and why do so many of us seem to actually embrace the process of seeking change, even if not all of us do so eagerly?

Because it is literally in our nature to do so.

The story of our ascendance on the planet earth, and our explorations beyond it, despite our otherwise low position on the natural food chain, springs from our ability to innovate new and creative ways to cope with our external environment. Our brains are wired to find satisfaction in making new connections, and seeing existing things in new ways, which has led to our ability to survive in even the most hostile environments throughout history, even with relatively simple technologies.

Because innovation is the key to adaptation in hostile and competitive environments if you want to have a say in your own destiny.

Successful survival in any sense comes from the ability to adapt – to adequately match your response to the challenges that the environment presents, challenges you can never perfectly predict in advance, or sense in the present. The best way to hedge against this uncertainty is to have a variety of potential responses ready, or to design in the capability to rapidly develop adequate ones when a possible threat becomes an actual one. In an organizational sense, we can characterize this organizational ability to adapt as having strategic agility. But agility does not simply mean having many different types of technology available to you – it means being adaptive along the entire process of change within social systems.

Because we have no choice.

The world is constantly changing around us, and we must be adaptive even just to keep the things we already have. But it’s becoming increasingly clear that our current plans and methods are not keeping pace with the rates of change either internally or externally, and our only way out of our current death spirals will be successful innovation.

What are our challenges to successful innovation?

In his book Military Adaptation in War (With Fear of Change), Williamson Murray summarizes the primary challenges that make successful adaptation and innovation difficult:

The greatest difficulty clearly has to do with the fundamental nature of war itself. Second, human nature – especially when the egos of leaders at the highest levels become involved – places considerable difficulties in the path of understanding the tactical and operational issues military organizations confront. Without that understanding, adaptation to the actual conditions of conflict simply cannot take place, or even worse, will follow the wrong path.

Making change more difficult is the harsh fact that incompetence, rather than competence, lies at the heart of man’s character. Inevitably, a few individuals possess the clarity of vision, the self-discipline, the imagination, and the toughness of mind to understand the daunting problems that war creates. Moreover, effective performance at one level of war rarely guarantees success at the next level…That is why there have been so few great captains in military history…The few competent can see the forest and the wider landscape of war; most, however, see only the details and the irrelevant.

Exacerbating the difficulties that military institutions face is the fact that, more often than not, they reach decisions by corporate agreement. And there are few institutions in human life more dysfunctional in reaching clear, distinct, purposeful direction than committees.

Finally, and perhaps most daunting, is the fact that war inevitably involves issues at the political, strategic, operational, and tactical levels. That spread of perspective invariably presents contradictory choices to military leaders. Moreover, the qualities that provide for excellence at one level may prevent adaptation at the other levels. “

If Murray is correct, it’s clear that the challenge of innovation goes far beyond investments in the right tools and technology – it requires deliberate engagement along the entire process of change within military societies, to include how the groups that use the technology are formed, and how they think.

How We’ll Talk About Innovation in this Series

  • We’ll provide a five part series, “The Foundations of Innovation”, to introduce and discuss a three part model of innovation and change based around the mutual evolutions of “Ideas, Groups, and Tools”,
  • We’ll provide examples of innovative ways to look at some the challenges discussed in the “Foundations” series
  • We’ll provide some practical advice from those actively pushing for innovation
  • Practicing what we preach, we’ll leave open space in the format for creative additions before, during, and after DEF

Recommended Reading

The essays in this series will provide evidence from three noteworthy case studies on military innovation, and one brilliant gem written by a self-described “corporate fool”.

The first is Elting Elmore Morison’s Men, Machines, and Modern Times, complied in 1966.

morris

Morison was an author of non-fiction books, an essayist, a United States historian of technology, a military biographer, an MIT professor emeritus, and was notably the conceiver and founder of MIT’s interdisciplinary program in Science, Technology and Society (STS), through which MIT faculty and students focus on the ways in which scientific, technological and social factors interact. During World War II he served in the Naval Reserve.

 

The Second is Williamson Murray’s 2011 book Military Adaptation in War (With Fear of Change).

militaryinnovation

Murray has taught at the United States Air War College, the United States Military Academy, and the Naval War College. According to the Potomac Institute for Policy Studies, he “also served as a Secretary of the Navy Fellow at the Navy War College, the Centennial Visiting Professor at the London School of Economics, the Matthew C. Horner Professor of Military Theory at the Marine Corps University, the Charles Lindbergh Chair at the Smithsonian’s Air and Space Museum, and the Harold K. Johnson Professor of Military History at the Army War College”. He previously served in the US Air Force, including a tour in SE Asia with the 314th Tactical Air Wing (C-130s).

 

The third is Stephen Peter Rosen’s 1994 book, Winning the Next War: Innovation and the Modern Military.

winning

Stephen Peter Rosen is Harvard College Professor and Beton Michael Kaneb Professor of National Security and Military Affairs at Harvard University, was a professor in the strategy department at Naval War College, and was director of political-military affairs at the National Security Council in the Reagan Administration.

The fourth is Steven Johnson’s 2011 book Where Good Ideas Come From: The Natural History of Innovation.

good ideas

Steven Johnson is a contributing editor to Wired, he writes regularly for The New York Times, The Wall Street Journal, The Financial Times, and many other periodicals. He will also be the host of the upcoming BBC and PBS series,

https://www.youtube.com/watch?v=0af00UcTO-c

Johnson is also the host of the television series How We Got To Now, a documentary on the history of innovation currently airing on BBC and PBS.

http://video.pbs.org/program/how-we-got-now/

And finally, Gordon MacKenzie’s 1998 book Orbiting the Giant Hairball: A Corporate Fool’s Guide to Surviving with Grace.

hairball

Gordon MacKenzie was an artist and card designer for Hallmark Corporation who established Hallmark’s Humor Workshop, and eventually created his own position as a “self styled corporate holy man” and “loyal subversive” for Hallmark with the self-created job title of “Creative Paradox”, who served as the the “liaison between the chaos of creativity and the discipline of business”.

http://www.fastcompany.com/32950/how-your-company-giant-hairball

Enjoy the series, and we hope to see you at DEF 2.0!

http://defenseentrepreneurs.org/def2014/

 

Sea Control 57 – Hong Kong, Taiwan, and China

seacontrol2Discussing the Hong Kong protests and Taiwan’s recent statements in regard to them and China with Dean Cheng… and some India thrown in at the end.

 

DOWNLOAD: Sea Control 57- Hong Kong, Taiwan, and China

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Note: Thanks to Sam LaGrone for the kickin’ new tunes.

American Strategy in the 21st Century: Maritime Power and China – Part II

This is the second of a three-part series. See Jake’s first article here.

China is a Land Power
While China continues to invest heavily in a navy, it still remains a continental for several reasons. First, China must maintain a large land force for internal stability and as a deterrent to regional competitors such as India, Vietnam and Russia. It faces demographic, economic and social challenges which threaten the Communist Party’s grip on power. Bernard D. Cole states, “Economic priorities and the need to defend the world’s longest land border with the most nations … still argue against [the PLA(N)’s] ambition for a global navy.”[1] That being said, China continues to develop a navy capable of meeting security interests within the first island chain and most of the South China Sea up to 1,000 nm off the coast.

Second, while China has vastly improved “blue water” capabilities, it has not yet capable of protecting maritime interests beyond the first island chain. Investing heavily in “anti-access/area denial” (A2AD) capabilities is a defensive strategy designed to make the cost of U.S power projection too high. However, A2AD is not a sea control strategy. It does little to prevent the cumulative effect[2] of American (and allied) maritime power to strangle China beyond the first island chain, as outlined by Thomas Hammes.[3] Finally, China’s substantial investment in a navy will likely lead to organizational pressure not to risk it to heavy losses, something which Arquilla and others have also noted. [4]

“Quantity has a quality of its own,” and China will enjoy early numerical superiority against forward-deployed American forces. It would take two to three weeks for additional forces to reach the Western Pacific in the event of an unexpected crisis. A comparison of the PLA(N) and forward deployed American naval forces is found below.

Figure 1. 2012 Comparison of PLA(N) and U.S. 7th Fleet Derived from China Naval Modernization (2012)  a-CV 16 “Liaoning”, while commissioned, does not have a carrier air wing. b-Does not include “Jin” class SSBN or “Ming” class SS c-Derived from Table 4, pg. 41 of China Naval Modernization (2012) d-U.S. 7th Fleet derived from public information available at http://www.c7f.navy.mil/forces.htm
Figure 1. 2012 Comparison of PLA(N) and U.S. 7th Fleet
Derived from China Naval Modernization (2012) [5]
a- CV 16 “Liaoning”, while commissioned, does not have a carrier air wing.
b- Does not include “Jin” class SSBN or “Ming” class SS
c- Derived from Table 4, pg. 41 of China Naval Modernization (2012)
d- U.S. 7th Fleet derived from public information available at http://www.c7f.navy.mil/forces.htm
Noting the numerical superiority of the PLA(N) over local American forces, the PRC may miscalculate on American resolve (or that of allies such as Japan and South Korea) and initiate a conflict.

Also, while the U.S. has not fought a traditional fleet action since World War II, the Navy has been conducting combat operations around the globe for the past two decades. China, for all the investment and exercises, has not engaged in maritime combat since 1988 in the Spratly Islands with Vietnam. PLA(N) commanders may assume their combat capabilities are better than they actually are, providing unfounded assurance to their own political leadership, increasing the odds of miscalculation.

American Maritime Power and the Strategy to Defeat China
America’s super power status is preserved through the ability to project power across the oceans. While the most obvious component of maritime power is the Navy, it is in jointness with the land, air, space and cyberspace components that makes it formidable. The “pivot” to the Asia-Pacific region must include a reallocation of forces and capabilities. China has continued to aggressively pursue territorial disputes, which have had the effect of driving many Asian countries to seek a greater American presence in the region. A larger land presence is out of the question, but naval and air assets – especially airborne ISR platforms – are much less intrusive and appealing. Space and cyberspace will play a significant (perhaps decisive) role, not only in sensor capabilities but also in defeating A2AD systems and PRC ISR.

The core of American maritime power is built upon destruction of enemy naval forces while preserving its own. Around this core are five pillars: scouting effectiveness, long-range strike, logistics and supply, amphibious assault and coalition warfare.

The Core – Sea Combat and Survivability
The ability to destroy or render inoperable the enemy’s navy – on the surface, in the air or under the sea – is the sine qua non of maritime power. At the same time, the survivability of forces enables the Navy to follow up on success and execute further operations, such as additional combat, blockade, escort or other sea control/sea denial tasks. The introduction of amphibious forces also requires sea combat and may be undertaken in contested waters. A maritime war with China will pit numerically inferior American forces against a formidable yet untested larger PLA(N). U.S. forces must be able to fight, win and survive to carry the war closer to China’s shores.

The Pillars
Scouting effectiveness. Wayne Hughes defines scouting as “the gathering and delivery of information,” a more compact and encompassing term than the currently used “ISR.”[6] It also includes the processing and analysis of vast quantities of all-source information – including space and cyberspace – to provide commanders the best picture possible from which they can make timely decisions. Scouting effectiveness is judged by how quickly information can be turned into actionable intelligence. If commanders can remain inside the decision-making loop of their enemy, they can have a distinct advantage.

Long-range strike. American military development continues to pursue the goal of projecting power from extreme distances or from a position of stealth or sanctuary. Long-range strike should be thought of as a “family of systems,” including land-based bombers, carrier-based strike aircraft (manned and unmanned), rail guns, cruise missiles and supporting airborne electronic attack aircraft.[7] The ability to strike the PRC’s A2AD systems, which are located not only on the coast but also far inland, will be crucial in a maritime fight. In this case, space and cyberspace offensive operations should also be considered in the family of “long range” strike.

Amphibious assault. War is ultimately decided by the “man on the scene with a gun.” The ability to insert land forces onto hostile shores in contested seas may be the ultimate arbiter in a maritime conflict with China, especially in the scenario described above. Even if not used immediately, the credible threat of an amphibious landing could have the effect of tying down Chinese naval, land and air forces hundreds of miles away.

Logistics and supply. In a conflict with China, we should expect that forward supply bases such as those in Japan, South Korea and Guam will become targets, along with supply ships. The flow of food, fuel, forces and ammunition will be the determining factor in our ability to sustain a long-term conflict, so our defense of “sea lanes of communication” (SLOCs) will be tested. Concurrently, the ability to restrict or deny China’s SLOCs should be an early objective of operational planning. A prolonged conflict will test both American and Chinese logistical capacity. The longer America is able to sustain a conflict while controlling SLOCs, the more untenable the Chinese position becomes.

Coalition warfare. The scenario we introduced highlights the importance of coalition and allied warfare. From a perspective of legitimacy, American national security policy has largely adopted the position that the unilateral use of force, while retained, is undesirable. World, and more importantly American, public opinion matters significantly in our ability to conduct and sustain military operations. More importantly, the participation of allies is necessary to offset the quantitative advantages of the PLA(N). The Japan Maritime Self-Defense Force (JMSDF) and the Republic of Korea Navy (ROKN) are significant forces in their own right, and combined with the U.S. Navy, would match up well against the PLA(N). Third, while some of our coalition partners and allies such as the Philippines, Thailand, Australia, New Zealand or Singapore may not directly participate, they may provide critical logistical hubs or basing. The pillars described above – scouting effectiveness, long-range strike, amphibious assault and logistics and supply – will hinge on the participation and/or support of our allies and friends.

Preparing to Pivot – Restructuring Forward Deployed American Forces
Former Secretary of Defense Leon Panetta suggested that approximately 60 percent of the U.S. naval forces will be postured toward the Pacific region by 2020. How those forces are configured remains a central question.[8]

A Chinese warship launches a missile during a live-ammunition military drill held by the South China Sea Fleet last year.
A Chinese warship launches a missile during a live-ammunition military drill held by the South China Sea Fleet last year.

Current maritime forces are centered on the USS George Washington carrier strike group and a large amphibious task force, CTF 76. The Air Force, Army, Marines and special forces also have a significant presence in the region in Japan, South Korea and Guam.

Future force realignment in the region should include an increase in the number of forward deployed U.S. submarines. The immediate availability of subsurface assets would tip the balance against the numerical advantage of the PLA(N) and allow commanders the option to operate immediately in the first island chain without risking large surface combatants.

In that vein, the development and construction of small fast and stealthy surface missile combatants would provide another avenue to commanders for operations closer in to Chinese waters.[9] Significant investment has already been made in both the littoral combat ship (LCS) and joint high speed vessel (JHSV), which represents a starting point. If equipped with next-generation anti-ship cruise missiles (ASCM’s) such as the Harpoon Block III, advanced capability (ADCAP) torpedoes and SM-2 missiles, these surface combatants could sortie into the East China and Yellow Seas conducting “hit and run” attacks on the PLA(N) surface units as well as protect Japanese and Korean home waters. Further out from the first island chain, they can also be utilized from the Philippines to the Spratly Islands and Singapore to participate in off-shore blockade of the Malacca strait.

Much like the Navy, the Air Force will operate at a numerical disadvantage to the Chinese air and naval air forces. It will fight further from bases, requiring tanker support making them vulnerable and limiting their attack depth. Both the Navy and Air Force will depend on advantages in electronic warfare to blind China’s air forces and air defense systems while fifth generation stealth fighters, such as the F-22, will be critical to achieve air superiority.

Land forces in a maritime conflict are naturally built around maritime assault. However, the presence of a significant force on the Korean peninsula serves as both a deterrent to North Korea attempting to take advantage of a conflict as well as representing a pool of forces to draw from to conduct amphibious operations. Soldiers and Marines stationed on Okinawa, Guam, Korea, Japan and Australia, have to be sufficient in number to conduct a forced entry and capture of any number of island-war scenarios, whether in the tiny Spratly, Paracel or Senkaku Islands to larger ones such as Taiwan.

Land forces also have a role in our own ability to contest the seas and defeat PRC A2AD systems. They can be used to station our own ASCM capabilities among the many islands and littorals in the East and South China Seas. Coupled with land-based rail or traditional gun systems, they could provide an effective deterrence against a PLA(N) sortie and give the PRC leadership pause before initiating conflict.

The opening stages of a maritime conflict with China will be a contest of sea denial. Large American surface combatants will not be operating within the first island chain until Chinese land-based ASCM capabilities are sufficiently neutralized. Control of the undersea, air and space will be bitterly contested. The PRC will attempt to “blind” American ISR and “command and control” capabilities using cyber attacks and anti-satellite (ASAT) missile systems.

U.S. submarines will play a crucial role attriting Chinese naval forces as well as executing strikes against ports and logistic facilities. U.S. land-based and carrier aircraft will begin to contest the skies. With stealthy, fast missile boats, surface forces could sortie out into contested seas. America will not have initial sea control within the first island chain, but should pursue sea denial to limit the PLA(N)’s freedom of action.

At the same time, larger surface action groups made up of guided missile destroyers and cruisers can begin to choke off China’s economic lifelines, especially south of the Spratly Islands and in the Western Pacific. Long-range strike platforms and airborne electronic attack, coupled with space and cyberspace warfare operations, will attempt to roll back China’s formidable integrated air defense (IAD) and A2AD systems. This will create an ever-tightening grip on Chinese economic activity and achieve air superiority in areas critical to the conflict.

About the Author
LT Robert “Jake” Bebber USN is an information warfare officer assigned to the staff of the United States Cyber Command. He holds a Ph.D. in Public Policy from the University of Central Florida. The views expressed here do not represent those of the Department of Defense, Department of the Navy or the U.S. Cyber Command. He welcomes your comments at jbebber@gmail.com.

Sources

[1] Cole, Bernard D. The Great Wall at Sea: China’s Navy in the Twenty-First Century (2nd Ed). Annapolis: Naval Institute Press, 2010. Pg. 201.

[2] Wylie outlined two types of strategies: sequential and cumulative. A sequential strategy is one in which each success is built upon the other in a march toward victory. He suggests the “island hopping” campaign in the middle Pacific as an example. A cumulative strategy is “made up of a series of lesser actions” which are not “sequentially interdependent.” See pg 22-27 of Military Strategy.

[3] Hammes, T. X. Offshore Control: A Proposed Strategy for an Unlikely Conflict. Washington DC: Institute for National Strategic Studies, National Defense University, 2012.

[4] However, this risk aversion may apply only to newer, modern platforms. The PLA(N) may be more willing to sortie older surface combatants which are still heavily armed anti-ship cruise missile (ASCM) platforms

[5] O’Rourke, Ronald. China Naval Modernization: Implications for U.S. Navy Capabilities – Background and Issues for Congress. CRS Report for Congress, Washington, DC: Congressional Research Service, 2012.

[6]Wayne P. Hughes, Jr. “Naval Operations: A Close Look at the Operational Level of War at Sea.” Naval War College Review, 2012: 23-47. Pg. 32.

[7] Gunzinger, Mark A. Sustaining America’s Advantage in Long-Range Strike. Washington DC: Center for Strategic and Budgetary Assessments, 2010. Pg. ix.

[8] Neisloss, Liz. U.S. defense secretary announces new strategy with Asia. June 2, 2012. http://edition.cnn.com/2012/06/02/us/panetta-asia/index.html (accessed December 1, 2012).

[9] Huges, op cit., Pg. 29.

Leading Where? Reflection on “Saltwater Leadership”

By Erik Sand

In his book Saltwater Leadership, Rear Admiral Robert O. Wray admits that he is not trying to add to the body of leadership knowledge. He seeks to provide a condensed, tailored, leadership primer for junior sea service officers. He includes tidbits from 35 books and stories and advice from hundreds of seagoing leaders. Wray limits his explicit advice but implicitly portrays his vision of successful leadership through the excerpts and anecdotes he includes. While the leaders he envisions would succeed as junior officers, I am left wondering if they would have the skills needed to guide an organization in to the future.

Wray begins by asking, “What is leadership?” He determines that “leadership is the process of getting people to do things.”[1] This simple idea encapsulates the daily tasks of a junior officer. Whether on watch or working with a division, new junior officers must ensure the completion of tasks for which they lack the training to complete themselves. They can complete few of their responsibilities without the work of others.

Yet, Wray quickly muddies the water in answering his next question: “What is the difference between leadership and management?” He provides his own answer along with answers from various scholars and practitioners. In several cases, Wray’s definition of leadership sounds more like what these experts consider management. Wray writes, “Some say that leadership is deciding what to do, and why, while management focuses on how.”[2] The “how” of management seems more like the “process” of his leadership definition than what or why. Similarly, he quotes a leadership expert who states, “A leader knows what’s best to do; a manager knows how best to do it.”[3]

Wray’s original definition of leadership is not wrong. Indeed, it reflects exactly the qualities that earn promotion in today’s Navy. Rather, the contradiction between Wray’s original definition of leadership and his discussion of leadership and management demonstrates that eventually leaders must do more than get things done. Leaders must choose the right things to do.

Wray would likely agree. Leadership is prone to lists, he explains, because many traits and skills are required for success. The exclusion of certain traits from his core definition should not mean those traits are unimportant. The omission of “what and why,” however, continues through the book. Wray surveyed 380 naval leaders from senior enlisted to admirals asking what traits were most important for junior officer success. Integrity, character, and trustworthiness topped the list. Summarizing the overall result, he describes successful junior officers as “ honest, hardworking teammates.”[4] No one should downplay these virtues. They are essential for successful leadership, but they tend toward “how.” The respondents deemed traits needed to make determinations about “what and why” less important. Analytical thinking came in at 18 of 76, and inspiration, vision, scholarship, insight, inquisitiveness, and conviction fell in the bottom third.

The book may emphasize “how” over “what and why” because it targets junior officers. Junior officers spend more effort on the process of doing than on deciding what to do and why to do it. If, however, the skills needed for successful leadership change as a career progresses, the book does not mention it. At some points, it suggests the opposite. Wray writes that “leadership lessons and concepts can be universal.” [5] When he provides caveats, he compares the boardroom and the battlefield not the deckplates and the Captain’s chair. Moreover, several of the stories he includes, such an aircraft carrier captain facing an unconfirmed report of a man-overboard, describe situations a junior officer would almost never face. These stories teach valuable lessons about leadership and life at sea, but their inclusion reinforces the sense that the while the book is tailored for junior officers its view of leadership is not.

 

The Navy has used checklists and written procedures for decades. Today, however, units receive more direction from headquarters than ever before. Type commanders not only direct what training evolutions ships must complete and when, but they also provide detailed grading rubrics specifying exactly how those evolutions must be accomplished. Time dedicated to growing administrative requirements distracts officers from core competencies. Just as Saltwater Leadership seems to focus on the undoubtedly important “how” at the expense of the equally important “what and why,” so too does our Navy.

Admiral Wray has produced a useful compilation of leadership advice for junior officers learning how to lead and how to get things done, but unless those new leaders also learn to make decisions about what must done and why, our future Navy will find itself underway but adrift.

Erik Sand is an active duty U.S. Navy Surface Warfare Officer stationed at the Pentagon. His views do not reflect those of the Department of Defense or the U.S. Navy. He is indebted to the contributions of Midshipman Amanda Assenmarcher for providing a perspective from this book’s intended audience.

 

[1] Wray, Robert O., Saltwater Leadership: A Primer on Leadership for the Junior Sea-Service Officer (Annapolis, MD: Naval Institute Press, 2013), 5.

[2] Wray, Saltwater Leadership, 6.

[3] Wray, Saltwater Leadership, 6.

[4] Wray, Saltwater Leadership, 85.

[5] Wray, Saltwater Leadership, 11.