(Note: This article appearedat RealClearDefense and is cross-posted by permission.)
In previous writing about the ongoing East Asian naval race shortly after the launching of the Japanese helicopter destroyer Izumo (DDH-183), I noted that the feverish naval race may be rooted in historical grievances, fierce competition for scarce resources, and the recent sequestration cuts within the Department of Defense, which may make it more difficult for theUnited States to “manage its alliances and strategic partnerships in the region.”
As some of my readers have pointed out, I may have appeared somewhat biased against Japan because I did not fully account for other dynamics of the regional naval competition. However, it is not my intention in any way to accuse Japan or its neighbors of espousing expansionist tendencies. I should, therefore, point out that the factors behind the ongoing naval race may be more complex than they appear at first.
First, it should be noted that Japan’s 4.68 trillion yen budget ($46.4 billion) pales incomparison to China’s raw defense budget of $166 billion. Though Japan’s recent 40 billion yen ($410 million) increase in its defense budget has been construed by some in neighboring states as part of Prime Minister Shinzo Abe’s hawkish agenda, Japan’s defense budget is relatively modestwhen compared to that of China’s, and hence, insufficient to tip the regional security balance in their favor.
That said, the launching of Japan’s newest ship has provoked controversy over what kind of ship the Izumo really is. Whether the Izumo is a STOBAR (Short-Take-Off But Arrested Recovery), VSTOL (Vertical Short Take-Off and Landing), or CATOBAR (Catapult-Assisted Take-Off But Arrested Recovery) type “aircraft carrier” hardly matters. The reason why some of Japan’s neighbors are upset about the Izumo is the fear that Japan may eventually field an F-35B squadron on the ship. In short, it is not Japan’s current capabilities that are provoking uneasiness, but its future naval might.
Indeed, Beijing and Seoul have accused Abe of attempting to repeal the war-renunciation clause within the existing constitution in favor of the “establishment of an army, navy and air force in name.” But both China and South Korea (the Republic of Korea or ROK) share blame for upping the ante for the ongoing naval race.
As Robert Farley, an assistant professor of the Patterson School, noted a few days ago, the Izumo was “hardly the only naval aviation news to emerge over the past week [since]photographic evidence seems to indicate that China is well on its way to a second, indigenous carrier, this one sporting full catapults.”
While it may be easy to suppose the three East Asian naval powers may be harboring expansionist tendencies, it may also be the case that each is looking to defend its own interests. Indeed, if we trace the origins of this naval race, we can discern that defense budget increases—or for that matter, acquisition of improved capabilities—by the three East Asian countries were reactions to perceived threats posed by their rivals’ attempts to rearm themselves. Thus, the three states can and should adopt “trust building” diplomatic measures to avert a disastrous regional war.
Considering the obvious distrust that pervades among the three East Asian naval powers, it is not difficult to understand why I have previously argued that taming the East Asian naval race may require America’s continued diplomatic presence as a disinterested mediator. The United States can no longer afford to appear inflexible in the face of fluid geostrategic dynamics and unrelenting sequestration cuts. Nor can it afford to alienate China by implementing “pivot to Asia” strategy. Not only that, but “leading from behind” to tame the ongoing East Asian naval race just may be the most cost effective way in which to exercise influence in the region.
But most importantly, through this newfound role as peacemaker, the United States can set an example as a peace-loving democratic nation committed to promoting good will within East Asia and to the rest of the world.
Note: This article was originally published in its original form in the Naval Institute’s blog and was cross-posted by permission.
On August 6th,CIMSEC ran a feature on the latest Japanese helicopter destroyer, the Izumo (DDH-183). CIMSEC contributor Miha Hribernik observed that the Izumo, which is supposedly capable of carrying an aviation squadron and boasts a 814 feet-long (248 meters) STOBAR (short take-off but arrested recovery) flight deck, is “sure to cause concern in China…[since the launching of the ship] presents a potent addition to the operational capabilities and strategic reach of the JMSDF.”
According to Business Insider, the helicopter destroyer “came in” shortly after China’s recent statement that it is in “no rush [to sign the proposed Code of Conduct] since [Southeast Asian nations involved] harbor unrealistic expectations.” Japan’s territorial row involving Diaoyu/Senkaku coupled with threats emanating from the DPRK (Democratic Republic of Korea) might have triggered increased defense spending. However, the two aims of Japan’s burgeoning defense spending, pre-emptive strike capabilities and the creation of an amphibious assault unit similar to the United States Marine Corps, have made its East Asian neighbors uneasy. As for America’s reaction, Zachary Keck believes that while it is “unclear” how the Obama Administration will respond to Japan’s pre-emptive attack on its “adversary’s bases,” the Obama Administration could become “vocal” should Japan act upon its “threats to review [its] past apologies.”
In light of the fact that the ROK (Republic of Korea), China and Japan are seeking to boost their naval capabilities in recent years, some now fear that East Asian countries may have entered into a “regional naval competition.” One explanation for the naval race, as recent territorial rows and controversies over Japan’s wartime atrocities demonstrate, is that the ongoing tension in East Asia remains rooted in historical grievances. Osaka mayor Toru Hashimoto’s remark in May that wartime brothels were “necessary…to maintain military discipline” coupled with the photo of Shinzo Abe inside the cockpit of a T-4 trainer with thenumber 731 stenciled on its fuselage seemed to evoke among the Chinese and Koreans memories of Japan’s imperial aggression during the Pacific War. Indeed, Japan’s seemingly strident militarist overtone may have worsenedthe extant historical enmity among the three major East Asian countries.
To the historical grievances must be added another dimension—the fierce competition for energy resources. According to the National Geographic, “how much oil and natural gas is at stake, in either the South China or the East China Sea, is unclear [since] territorial disputes have prevented any reliable survey.” Nonetheless, each country’s efforts to “guarantee access to resources” will indubitably enhance its ability to “to shape international events according to a new definition of self-interest, one matching [the country’s] status.” As regards the territorial row over Dokdo/Takeshima, some aver that contradictory claims are based on “sequence of centuries-old records and half-told versions of more recent history.” To the extent that natural resources may be concerned, the Dokdo/Takeshima islets, although “poor in fresh water necessary to sustain human life,” are “abundant in fish.” Furthermore, the island is said to “contain natural gas reserves estimated at 600 million tons.” It can be argued, therefore, that in the Dokdo/Takeshima dispute, as with that of Senkaku/Diaoyu, energy security will retain “great salience” in the years, if not decades, to come.
However, one major factor that may explain the exacerbating the East Asian arms race is the recent sequestration cuts within the Department of Defense which may make it more difficult for the United States to “manage its alliances and strategic partnerships in the region.” Keck argues that a new geostrategic environment whereby the United States increasingly desires to see its East Asian allies “shoulder more of the burden for regional security” may the create the perception that the United States presence in the region has diminished despite its commitment to the “pivot to Asia” strategy.
Nevertheless, it is unlikely that peace in the region can be successfully maintained without the continued American presence in the region. While it may be true that “rational trust-building” diplomatic measures among East Asian states may somewhat temper the extant tension in East Asia, at present, the basis for mutual trust among East Asian states remains flimsy at best. For this reason, the United States must learn to “lead from behind” in East Asia by demonstrating its diplomatic prowess. To that end, the United States must seek cooperation with China in order to achieve stability on the Korean peninsula and to temper the tension over Senkaku/Diaoyu. With respect to Japan and the ROK, the United States can work to defuse tension over the competing claims to the Dokdo/Takeshima islets. One way in which the United States can defuse the naval race would be to help form a combined fleet whereby the United States Navy, together with its sister East Asian navies, “may share their unique resources and cultures to develop flexible responses against future threats.”
In short, the ongoing naval race, as represented through the launching of the Izumo, is an outcomeof deep-seated historical enmity and rivalries over increasingly scarce energy resources. While some may dismiss the possibility of a regional war, slight miscalculation among East Asian state actors may indeed spiral out of control and lead to a lethal war.
Notwithstanding the substantive defense budget cuts which could hamper flexible strategic responses, the United States nevertheless has a role to play to ensure peace in East Asia. “Leading from behind” to tame the ongoing East Asian naval race just may be the most cost effective way in which to exercise influence in the region.
Jeong Lee is a freelance writer and is also a Contributing Analyst for Wikistrat’s Asia-Pacific Desk. Lee’s writings on US defense and foreign policy issues and inter-Korean affairs have appeared on various online publications including East Asia Forum, the Georgetown Journal of International Affairs, the World Outline and CIMSEC’s NextWar blog.
______________
NOTE: In a follow-up article entitled “More Than Meets the Eye in Asian Naval Race” published at RealClearDefense, I argue that the naval competition among the three East Asian countries is driven by each country’s desire to look after its own self-interests and not necessarily by desire for imperial expansion.
Five months after the much-dreaded sequestration went into effect, many defense analysts and military officials alike are worried about the negative repercussions of the drastic budget cuts on military readiness. In his latest commentary, the rightwing commentator Alan Caruba declared that “The U.S. military is on life support.” Defense Secretary Chuck Hagel also argued in his Statement on Strategic Choices and Management Review (SCMR) that “sequester-level cuts would ‘break’ some parts of the strategy, no matter how the cuts were made [since] our military options and flexibility will be severely constrained.”
Secretary of Defense Chuck Hagel answers reporters’ questions during a Pentagon press briefing on the recent Strategic Choices. Navy Adm. James A. Winnefeld Jr., right, vice chairman of the Joint Chiefs of Staff, joined Hagel for the briefing. (DOD photo by Glenn Fawcett)
To its credit, the SCMR seemed to hint at operational and structural adjustments underway by offering two options—trading “size for high-end capacity” versus trading modernization plans “for a larger force better able to project power.” Nevertheless, one important question which went unasked was whether or not the US Armed Forces alone should continue to play GloboCop.
The current geostrategic environment has become fluid and fraught with uncertainties. As Zhang Yunan avers, China as a “moderate revisionist” will not likely replace the United States as the undisputed global champion due to myriad factors. As for the United States, in the aftermath of a decade-long war on terror and the ongoing recession, we can no longer say with certainty that the United States will still retain its unipolar hegemony in the years or decades to come.
That said, Secretary Hagel is correct that the United States military may need to become leaner in the face of harsh fiscal realities. To this must be added another imperative: The US Armed Forces must fight smarter and must do so in ways that may further America’s strategic and commercial interests abroad.
So how can the United States military fight smarter and leaner?
Possible Combatant Command Realignments
First, given massive troop reductions whereby the Army personnel may be reduced to 380,000 and the Marine Corps “would bottom out at 150,000,” while at the same, the DoD is seriously considering restructuring existing Combatant Commands (COCOMs), it no longer makes sense to deploy or train troops for protracted counterinsurgency campaigns or foreign occupations. Instead, should another transnational terrorist group or a rogue state threaten homeland security, the United States could rely on SOF (Special Operations Forces) commandos and UAV (Unmanned Aerial Vehicles) to selectively target and neutralize potential threats. While the SOF and UAV surgical raids should not be viewed as substitutes for deft diplomacy, they can provide cheaper and selective power projection capabilities.
Second, since the United States Navy may be forced to “reduce the number of carrier strike groups from 11 to 8 or 9,” it can meet its power projection needs by encouraging cooperation among its sister navies and by bolstering their naval might. One example of such partnerships would be to form a combined fleet whereby America’s sister navies “may share their unique resources and cultures to develop flexible responses against future threats” posed by our adversaries.
Third, the United States may encounter more asymmetric threats in the form of cyber attacks, CBRN (Chemical, Biological, Radiation, Nuclear) attacks, and may also be subjected to attacks from within by homegrown terrorists and drug cartels—all of which may wreak havoc and may even cripple America’s domestic infrastructures. As retired Admiral James Stavridis argues, such asymmetric attacks may stem from convergence of the global community. Such threats require that the United States take the fight to its adversaries by cooperating with its allies to “upend threat financing” and by strengthening its cyber capabilities.
Fourth, where rogue states such as Iran, Syria and North Korea, are concerned, the United States could implement what General James Mattis refers to as the “proxy strategy.” Under this arrangement, while “America’s general visibility would decline,” its allies and proxies would police the trouble spots on its behalf.
Fifth, the United States must be prepared to defend homeland against potential missile attacks from afar. The United States may be vulnerable to hostile aggressions from afar following North Korea’s successful testing of its long-range rocket last December and Iran’s improved missile capabilities. Thus, improving its missile defense system will allow greater flexibility in America’s strategic responses both at home and abroad.
Last but not least, the United States Armed Forces needs to produce within its ranks officers who are quick to grasp and adapt to fluid geostrategic environments. One solution, as Thomas E. Ricks proposes, would be to resort to a wholesale firing of incompetent generals and admirals. However, it should be noted that rather than addressing the problem, such dismissals would ultimately breed resentment towards not only the senior brass but civilian overseers, which will no doubt exacerbate civil-military relations that has already soured to a considerable degree. Instead, a better alternative would be reform America’s officer training systems so that they may produce commanders who possess not only professional depth but breadth needed to adapt to fluid tactical, operational, and strategic tempos.
“The US Military Establishment’s Greatest Foes” By Jack Ohman/Tribune Media Services
Despite the hysteric outcries from the service chiefs and many defense analysts, in the end, the sequestration may not be as dire as it sounds. In fact, Gordon Adams argues that after several years of reductions, “the defense budget…creeps upward about half a percentage point every year from FY (Fiscal Year) 2015 to FY 2021.” Simply stated, one way or the other, the US Armed Forces may eventually get what it asks for–as it always has been the case. Nonetheless, the sequestration “ordeal”—if we should call it as such—offers the US military object lessons on frugality and flexibility. Indeed, American generals and admirals would do well to listen to General Mattis who recently admonished them to “stop sucking their thumbs and whining about sequestration, telling the world we’re weak,” and get on with the program.
Note: This article was originally published in its original form in the Naval Institute’s blog and was cross-posted by permission.
Jeong Lee is a freelance writer and is also a Contributing Analyst for Wikistrat’s Asia-Pacific Desk. Lee’s writings on US defense and foreign policy issues and inter-Korean affairs have appeared on various online publications including East Asia Forum, the Georgetown Journal of International Affairs, the World Outline and CIMSEC’s NextWar blog.
Just as Subic Bay is no longer in its once geo-strategic prime, the Navy of the Philippines has seen better days.
As history records it, the Philippines has traditionally occupied the roles of both a logistical base and buffer for the West in modern 20th-Century conflicts. As one of the first U.S. outposts to be attacked and overrun in World War II, and later serving as one of the largest regional ports and airbases during the Cold War, the country finds itself on the cusp of the Asian Century serving once more as part of a virtual wall, this time holding back China’s slow but inexorable encroachment upon the second island chain.
Article II of U.S. and the Philippines’ Mutual Defense Treaty (MDT) calls for both nations to sustain territorial control and maintain a basic self-defense capability. It’s hard to imagine now, but there was a time when the Philippines had one of the most advanced and well-equipped armed services in Southeast Asia. In the days following World War II, the geographical importance of the island nation and close ties to Washington brought a wealth of weapons aid to Manila while neighbors were rebuilding their war-torn infrastructure and fighting off internal security threats.
Fast-forward to the present-day Philippines and the decades of underfunding and neglect are painfully apparent. The causes are numerous; most notably endemic corruption, a weak economy and focus on internal stability operations, but the end result is that the Armed Forces of the Philippines (AFP) is unable to put up a basic credible defense of the nation’s territory. Among other things, this undermines America’s China-containment strategy requiring allies to use political, and if needed, military options to mitigate a de-facto surrender of territory or economic resources.
In 2003 under President Gloria Macapagal Arroyo’s administration, the AFP embarked upon what is now known as the Capability Upgrade Program (CUP). The plan’s core described eighteen blocks that span from Human Resources to doctrine and training all the way to force and infrastructure modernization. The funding would come from a variety of sources, including excise taxes and profits made from the joint venture Malampaya Oil Fields located off the coast of Palawan facing the Western Philippine Sea (WPS). A decade later, President Benigno Aquino the III’s term in office has most progressed this effort.
While theoretically well-funded, the CUP is hamstrung by several factors: a convoluted, inefficient, and supplier-unfriendly logistics and acquisition process; the interference of serving politicos seeking to direct purchase decisions for their own benefits; systemic graft and corruption within public and military agencies; a struggling economy; and, competing needs to maintain and upgrade basic infrastructure and services required throughout the rest of the country.
What’s missing for the Philippine Navy (PN):
BRP Gregorio del Pilar, a Hamilton class US Coast Guard-Weather High Endurance Cutter.
Foremost lacking for the PN are surface combatants with a baseline contemporary self-defense and offensive capability. With the exception of the recent U.S. Coast Guard WHEC cutters and South Korean attack craft, most of the Philippine Navy’s fleet is well past the age (some are as old as 1943) where other nations would have decommissioned the vessels on safety and maintenance principles alone. None of the vessels are missile-armed nor anti-submarine equipped, and with the exception of recent acquisitions, most combat suites and sensors date back to the 1960s or earlier. For most of the fleet, major organic fires are limited to 5″ guns and smaller caliber cannons and machine guns. PF-16 Ramon Alcaraz (the newest of the WHECs) will receive the first upgraded shipborne weapons in several decades: two Mk 38 Mod 2 remotely controlled Bushmaster cannons.
Immediate major combatant vessel acquisitions would likely be in the frigate class. Initially, there was consideration to purchase another nation’s Excess Defense Articles (EDA) – in the running were USN Perry class and Italian Maestraele frigates; but the recent experience with converting and refurbishing the former Coast Guard WHECs (particularly the delay with PF-16, the former USCG Dallas) educated PN and political leadership that buying new makes more fiscal sense then perpetuating the process of keeping older vessels going beyond their projected life-cycle. However, a recent boost in US military assistance aid could result in a third WHEC being obtained while bidding continues on the new frigate build.
While quite a few manufacturers responded, the serious bids seemed to come down to a few – including Spain’s Avante 1800, Israel’s SAAR V, South Korea’s Incheon class FFG and unspecified options from Australia, Croatia and the United States .
One of the benefits of having more recent used articles is that crews finally get training and experience on contemporary marine technology, such as Gas Turbine powerplants, and even the WHEC’s older combat integration system is still years ahead of what’s present in the rest of the fleet.
The Coast Guard Dilemma
What the PN also needs is more Off-shore Patrol Vessels (OPVs). The proposed re-integration of the Philippine Coast Guard back in the Department of National Defense (DND) highlights the service’s severe lack of assets to cover basic patrol and presence operations, never mind being able to deal with operations-other-than war (OOTW) such as the Sabah Crisis. A stop-gap purchase of a used French Patrol Vessel will help to restore PCG capability. Projected purchases include new build French 83m and 24m vessels and ten unspecified new patrol boats from Japan.
As an unintended consequence, the PCG’s dearth of assets caused escalation in clashes with China. Confrontations over resources such as the Scarborough Fishing shoals forced the AFP to initially send assets that had the range and speed to reach the intrusion point in a timely fashion. This meant sending gray hulls like the newly arrived PF-15 WHEC while Beijing had only dispatched China Marine Surveillance hulls. The end result is that the Philippines inadvertently looked like they were escalating by using overwhelming force.
Aviation Support and Maritime Surveillance
Naval Aviation assets are sorely lacking. Due to attrition and the need to gain efficiencies with remaining inventory, serviceable military aircraft lie mostly in Philippine Air Force (PAF) inventories. The PN would especially benefit from long-range Maritime Patrol Aircraft (MPAs) to effectively cover areas such as fishing zones in the WPS and the contested Spratleys. Currently, a few BO-105 rotary craft and BN Islanders are providing surveillance roles. In 2012, a contract to deliver three AW-109 Augusta helicopters for utility and ship-borne aviation was concluded. These assets would presumably be paired with the new WHECs to deliver surveillance and potentially stand-off strike capability.
There is a strong reliance on the PAF to provide the air defense and monitoring component – namely replacement military radar sites to complement the existing ATC network and tactical jets for basic offense and defense. There are enormous gaps in Strike and non-existent Air Defense/Interception assets. The Air Force is slogging through a long-convoluted deal with Korean Aerospace International for purchase of the T/A-50 Golden Eagle – a spinoff of the Lockheed Martin F-16 Falcon. The T/A-50 would play the role of a Lead-In Fighter Trainer/Surface Attack Aircraft (LIFT/SAA), paving the way to indoctrinate pilots in a future Multi-Role Fighter (MRF) yet to be selected.
Lift, Logistics and Basing
For logistical and lift needs, the PN has also been investigating MRVs (Multi-Role Vessels) such as the Indonesian Makassar Landing Platform Dock (LPD), a useful asset in both combat and Humanitarian Assistance / Disaster Response (HA/DR) operations – especially so for a nation often in the path of tropical typhoons. This is a gap that could be filled locally; an appropriate ferry with roll-on/roll-off ramps and a helipad could be converted or purpose-built.
Additional basing and expanded facilities in the Spratleys and the Palawan peninsula are needed to complement any increase in force modernization. Ports, airfields, and refueling points within and facing the WPS would reduce reaction times and increase operational range of any assigned assets. With current basing, major combat assets face a 200 nm transit to get to contested areas.
As an extreme example of infrastructure need, the Philippine Marine “garrison” in the contested islands is actually agrounded 1940s Tank Landing Ship (LST). A proposed expanded logistics and supply base in Ulugan Bay on Palawan would allow direct access to the WPS (instead of sailing around the island), as well as proximity security to the nearby Malampaya Oil Fields. And after years of commercial use, the Philippine government is contemplating more useful contingent access to the former naval base at Subic, which would allow visiting allies more than just courtesy access to one of the finest deepwater ports in the region.
Despite all that, successful defense projects are possible to fulfill compelling strategic goals, even with limited resources. The Coast Watch South initiative shows that the AFP can deliver a competent maritime security environment with political and modest but sufficient fiscal support. The latter two are the critical factors to CUP success.
Time is the Challenge
It is the glacial pace of modernization that is ultimately the biggest threat to the CUP. As time passes, the opportunity cost to bring the major budget requisitions to fruition is rising ever higher. From a political perspective, there is the perpetual notion that EDA and stop-gap efforts are “good enough;” permissive factors in the past which in fact led to the current sad state of affairs for the AFP. The Philippine Congress and Aquino III’s administration are now suffering from sticker shock as they collectively realize what it will take to bring a “credible defense” to reality. That was most notable in the President’s most recent State of the Nation Address. The competing needs of domestic issues and persistent problems in the economy, healthcare, jobs and housing could end up diverting funding away from the CUP. With only two years left in Aquino’s term, the next Administration could have an agenda brings the progress made to a screeching halt. The cascade implications to the U.S. Pivot to the Pacific could put more burden upon the US Navy and Air Force to take up activities and responsibilities that rightfully belong to the treaty partner.
Juramentado is the pseudonym for Armando J. Heredia, a civilian observer of naval affairs. He is an IT Risk and Information Security practitioner, with a background in the defense and financial services industries. The views and opinions expressed in this article are those of the author, and do not necessarily represent the views of, and should not be attributed to, any particular nation’s government or related agency.
