For Ukraine, the 1,000-Ship Navy Finally Sets Sail

Russia-Ukraine Topic Week

By J. Overton

As of mid-March 2022, the nation of Ukraine, invaded and partially occupied by Russia, effectively has no Navy. On March 3, 2022, Ukraine scuttled its Navy’s flagship to prevent the vessel’s capture by invading Russian forces, and some of its remaining ships – in this case transferred ex-U.S. Coast Guard cutters three to four decades old – have been destroyed. Recent losses aside, the two nations’ naval forces were unevenly matched before the current war began. According to retired U.S. Navy Admiral and former Naval Forces Europe commander James Foggo, “If you go back to 2014, when the Russians essentially blockaded the Ukrainian fleet, they were both at the time in [the Crimean port of] Sevastopol and they had upwards of 80 ships. When [Russia] sank all these old relics in the harbor and the Ukrainians couldn’t get out, they lost their navy. They lost their naval headquarters. They lost their naval academy. And they lost some of their officers that were sympathetic to the Russian side…The balance is tipped grossly in favor of the Russians.”

Being without a Navy, fortunately, does not mean that there is no seapower acting in Ukraine’s interest, or that there are no naval lessons or innovations coming from this terrible and hopefully short conflict. From Maine to Majorca, Turkey to Panama, a distributed network of international maritime actors has emerged in response to Russian aggression. It manifests a theory that was developed 17 years ago — the “1,000 Ship Navy” (TSN).

The TSN concept was publicized in remarks that then-Chief of Naval Operations Admiral Michael Mullen made at the Naval War College’s 2005 Current Strategy Forum. In those and following remarks and articles, he explained the idea: “…we could broaden our definition of what constitutes the fleet. The United States Navy cannot, by itself, preserve the freedom and security of the entire maritime domain…It must count on assistance from like-minded nations interested in using the sea for lawful purposes … I envision a ‘1,000-ship navy’ – a fleet-in-being, if you will, made up of the best capabilities of all freedom-loving navies of the world.”

Saying that the U.S. Navy needed “assistance” was not always well-received within the U.S. or by those hoped-for global partners. The name was an attempt to more clearly define a nebulous desire for broader global maritime partnerships. It did not literally mean 1,000 ships, or necessarily any ships, since Mullen described the TSN of being composed of “capabilities,” not only ships. Attempts were made to give concrete examples of how a TSN would look and function, to name it something more palatable (like “Global Maritime Partnership”), and in a Naval War College Review article from 2007, to define steps to “revive enthusiasm” for it only two years after it was first publicized.

In the first few months of 2022, however, a TSN is finally forming. Its nature as a cooperative effort of international maritime capabilities, biased toward action rather than regulation, pursuing a common objective below the threshold of war – makes it recognizable as such. But now realized and observable, in its very early stages, the character of the TSN emerging in reaction to the Russia-Ukraine war is different in three significant ways from what was originally theorized.

The theoretical TSN was a collection of primarily nation-state naval capabilities used against non-state actors and natural disasters. But this new TSN is a collection of mostly interagency, non-naval, and sometimes non-state capabilities, using diplomatic and economic power, and even guerrilla tactics, against a nation state’s (Russia’s) elements of maritime and national power.

This new TSN’s first action was arguably when, after the Irish government was unable to stop a pending Russian naval exercise in its fishing grounds, Irish fisherman took to seas by the hundreds to legally, peacefully obstruct the exercise (notably different from State-directed Chinese fishing fleets also used to impact naval exercises). Their efforts were successful and prompted Russia’s defense minister to relocate the exercise in late January 2022.

Ongoing operations from local jurisdictions and individual actors include striking targets of opportunity with the general objective of depleting or hindering Russia’s maritime power and interests, such as turning Russian vessels away from ports and sabotaging or impounding yachts owned by Russian oligarchs.

The superyacht Dilbar owned by Russian oligarch Alisher Usmanov. The yacht is currently suspended from leaving port in Hamburg, Germany. (Getty photo)

The theoretical TSN was envisioned as an adjunct to the world’s most powerful Navy. The new TSN formed organically and disparately. The world’s three biggest shipping lines suspended non-essential deliveries to Russia, joining a growing list of companies shunning Moscow amid Western sanctions over its invasion of Ukraine. Turkey, not considered a belligerent in this conflict, has restricted the passage of warships from warring states – notably, Russia – through the Bosphorous. The Russian Navy’s attacks – deliberate or not – on third-country merchant shipping are also helping unite maritime powers, who otherwise would have minimal interests in the war, in opposition to Russia.

The theoretical TSN envisioned the U.S. providing communications and intelligence networks for a “common operating picture” among partners in the TSN. The new TSN relies on open source communications and intelligence, available to mostly everyone with an internet or cell phone connection.

Black Sea shipping traffic can be monitored in real-time online, without particular equipment training, and the location of Russian ships, or Russian-crewed ships, in other parts of the world is being shared via traditional and social media. TSN actors – independent actors, nation states, and international agencies and corporations – guided by a common goal, will act on this information as they see fit.

Conclusion

Attention related to the international community’s direct involvement in the war remains mostly focused on landpower. The maritime component of this war – which, with a few exceptions, bears little resemblance to common perceptions of naval warfare – is covered mostly anecdotally. This horrible conflict has however been the catalyst that set in motion a concept which a decade-and-a-half ago was considered too idealistic. The emerging TSN may be an example of the limits, or decline, of U.S. naval power. It may turn out to be too uncoordinated and tactically sporadic to provide any strategic benefits to Ukraine or damage to Russia. Its Nelsonian standing order may remain nothing more substantive than the profane, defiant “last words” of a Ukrainian soldier.

But this TSN is an undeniable “global force for good,” in an early and disparate iteration, quickly spreading across the maritime domain with more potential reach than any single nation’s Navy. It just took Russian aggression – not American encouragement – to put it to sea.

J. Overton is Non-Resident Fellow at the Modern Institute at West Point. He was previously an adjunct professor for the Naval War College and Marine Corps Command and Staff College, and served in the U.S. Coast Guard. He is a graduate of the Naval War College, the Joint Forces Staff College, and Northern Arizona University. He lives in the Pacific Northwest. The views expressed are those of the author and do not reflect the official position of the United States Military Academy, Department of the Navy, or Department of Defense.

Featured Image: The superyacht Dilbar owned by Russian oligarch Alisher Usmanov. (Photo via Yachtandboatguide.com)

An Anti-Access Denial Strategy For Ukraine

Russia-Ukraine Topic Week

By Jason Lancaster

Russian forces crossed the border into Ukraine on 24 February 2022. Since then, these forces have been slowly advancing;1 yet there has been little press coverage of activity at sea. The Russian Federation Navy has exercised sea control throughout the conflict, which it has so far exploited to conduct an amphibious landing near Mariupol,2 attack merchant ships with missiles, and bombard Snake Island. It remains unclear whether Ukraine or Russia are responsible for drifting mines discovered in the Black Sea and neutralized by Turkey and Romania.

A map indicating strikes, fronts, and contested areas in the Ukraine War. Click to expand. (Graphic via UK Ministry of Defence)

Prior to hostilities, Russia transferred several ships from the North and Baltic Sea Fleets into the Black Sea, including a Slava-class cruiser and six Landing Ship Tanks (LSTs).3 Since hostilities began, Turkey has closed the Bosporus Strait to all warships, eliminating Russia’s ability to reinforce the Black Sea Fleet.4

Maritime strategist Julian Corbett divided the concept of sea control between local or general, temporary or permanent. Sea control means controlling the sea lines of communications one side needs to maintain while fighting to deny that control to an adversary. Wayne Hughes described sea denial as “turning the ocean into a vast no man’s land.”Ukraine lost 80% of its navy and support infrastructure with the loss of the Crimea in 2014.6 With little money, few ships, and no time to acquire new weapons, Ukraine cannot achieve sea control. However, the right NATO support could enable Ukraine to deny Russia sea control, limit Russian maneuver, and impose costs on the Russian Federation Navy.

To deny sea control to the Russians, Ukraine needs sea mines, coastal defense cruise missiles, and scouting assets, such as fast patrol boats and drones. These systems have a symbiotic relationship in layered defense. Mines slow down the adversary; during clearance operations, CDCMs have an opportunity to engage the slowed vessels; and scouting assets support maritime domain awareness for over the horizon targeting. NATO should rush these weapons to support Ukraine’s defense.

Sea Mines

“We have lost command of the sea to a nation without a navy, using weapons that were obsolete in World War I and laid by vessels that were used at the time of the birth of Jesus Christ.”— Rear Adm. Smith, Commander, Amphibious Task Force, Wonsan, Korea, 1950.7

Any coastal nation can utilize mines to defend its coast. Mines are a cheap and effective way to deny the enemy maneuver. Mines damaged more U.S. ships since the end of World War II than any other weapon. They can be effective and terrifying. The majority of the Black Sea between Odessa and Crimea is less than 50 fathoms, which makes it an excellent location for mine warfare.

Location in the water column and fuse systems are the two ways mines are classified. Protective and defensive mining defends one’s own ports in territorial and international waters. Protective minefields would help defend the Ukrainian army’s flank from an amphibious assault. Offensive mining denies the enemy the use of their ports or closes off chokepoints. Floating mines are in violation of the 1907 San Remo Treaty but have been found in the Black Sea. It is unclear whether they were Ukrainian or Russian mines that broke free of moorings, or if they were part of a Russian false flag operation.8

Offensive minefields laid off of the main naval base of Sevastapol and in the Kerch Strait would limit the Russian Navy’s ability to maneuver and operate in the Black Sea. The majority of Russian ships in the Black Sea are smaller ships, such as frigates and corvettes. Smaller ships require more frequent port visits to resupply and give their smaller crews time to rest. Closing off the port of Sevastapol and the Kerch Strait would prevent the ships from resupply or leaving port.

NATO partners such as Italy are world leaders in mine development. The Italian Manta mine is a popular bottom influence mine. A Manta mine damaged the USS Princeton (CG 59) during the first Gulf War. NATO support to Ukraine has included other defensive weapons, such as anti-aircraft missiles and anti-tank weapons; mines would be an effective way to defend Odessa’s right flank while denying the Russian Federation Navy control of the Black Sea.

Coastal Defense Cruise Missiles

“They blew my old ship Sheffield away last night…”Rear Admiral Sandy Woodward RN, Commander Falklands Battle Group, 19819

The first battle with anti-ship cruise missiles occurred in 1967. Egyptian patrol boats sank the Israeli destroyer Eilat with Styx missiles. The British lost several ships to anti-ship cruise missiles during the Falklands War. An Exocet fired from the beach damaged HMS Glamorgan. The Argentinians used ship-based missiles jury-rigged to fire from a truck. Both of these examples demonstrate a naval David’s challenge to a naval Goliath.

Without missile-armed ships or aircraft, coastal defense cruise missiles (CDCMs) are the main way Ukraine can challenge Russia’s sea control. CDCMs mounted on transport, erector, launchers (TELs) are highly mobile. They identify a target, shoot, and then maneuver to another location. The threat of missiles changes operational behavior. Most modern navies draw range rings around the coast of an opponent with CDCMs. Within the enemy’s weapons engagement zone (WEZ), ships will operate in ways to minimize the risk of detection and maximize their chances to defend themselves. These behavioral changes limit Russia’s ability to utilize their fleet to their advantage. The added stress of sudden combat increases fatigue and can lead to mistakes.

Many countries including Ukraine produce anti-ship cruise missiles. Ukraine produces the RK-360 Neptune anti-ship cruise missile. The Neptune is a derivative of the SS-N-25 Switchblade, also known as the “Harpoonski,” which supposedly became operational in 2021.10 It has an operational range of about 170NM. Most of the Black Sea Fleet is vulnerable to the Neptune, which is capable of sinking ships up to 5,000 tons. Despite the missile being in service, there have been no media reports of its use in the war.

Ranges of anti-ship cruise missiles based near Odessa. (Author graphic)

NATO nations should rush to send Harpoon and Exocet missiles and surface radars to Ukraine to support targeting Russian ships. Depending on variants, these missiles have ranges of about 40-80NM. Missiles with those ranges will enable Ukraine to deny sea control near Odessa.

Scouting Assets

Scouting and anti-scouting are key elements of naval warfare. Without scouting, one cannot effectively target the enemy. Conversely, anti-scouting shields your own force from detection. Modern scouting and anti-scouting are multi-domain: cyber, electronic warfare, radar, ships, subs, and aircraft. Captain Hughes defined the role of scouting as “to help get weapons within range and aim them effectively.”11

Missiles need targeting data. Radars are the most effective way to surveil large quantities of ocean, but they lack the ability to classify a target. Classification requires a visual sighting of the ship or electronic reconnaissance. Electronic reconnaissance is passive and detects radar emissions from ships and aircraft. Combinations of different radars can help classify ships.

Ukraine procured several scouting assets before the war began, two of which were the Turkish-made Bayraktar TB2 unmanned aerial vehicle (UAV) and the U.S.-made MK VI patrol boat. Ukraine started the war with an unclear number of TB2s, possibly between 12 and 36. These UAVs have a 27-hour endurance, 186-mile range, and carry four laser-guided munitions. UAVs endurance and armament enable them to function as scouts in the narrow confines of the Black Sea. UAVs can identify targets in conjunction with radar and electronic warfare assets, minimizing the risk of sinking neutral shipping with ASCMs. Not only can TB2s scout, they can also attack. Their guided munitions can damage radar and communication antennas, putting modern ships out of action.

The United States had a foreign military sales agreement with Ukraine for 16 MK VI patrol boats, 3 of which were scheduled for delivery in 2022. These 25-meter patrol boats are equipped with two remote-controlled 25mm guns. With a 600NM range and a speed of 45 knots, these boats could use speed, darkness, and littoral clutter to scout.12 In addition to scouting duties, these boats could be used in anti-scouting and offensive roles.

Since the development of the torpedo in the 1880s, small boats with torpedoes and later missiles have been able to challenge larger warships. These boats are fast and can undertake offensive action in the Black Sea littorals to disrupt Russian actions and impose costs. They are not designed to carry mines, but they can carry a 7-meter rigid hull inflatable boat (RHIB) in an angled stern ramp. Removal of the RHIB would free ramp space to carry and launch mines. Their range and speed allow them to travel the 158NM from Odessa to Sevastopol, mine the harbor, and utilize LAWs, Javelins, and other small missiles to disrupt Russian operations.

Conclusion

Russia has not yet moved amphibious forces towards Odessa, but it is likely they will in the future.13 President Lukashenko was photographed in early March with a map showing a planned landing to the east of Odessa. The assistance recommended in this article would help Ukraine challenge the Russians and allow them to contest control of the Black Sea.

Belarusian president Alexander Lukashenko with a map of Ukraine depicting plans for an amphibious landing near Odessa on Ukraine’s southern coast. Click to expand. (Graphic via Hisutton.com)

Without assistance, Russia will maintain sea control. Although the bulk of this conflict has played out ashore, sea control enables supply and maneuver, including an advance towards Odessa. The best Ukraine can hope for is sea denial. NATO can support Ukraine’s fight for sea denial by providing mines, anti-surface cruise missiles, and scouting assets.

Ukraine successfully attacked Russian ships unloading armored vehicles in the port of Berdyansk. One LST sank at the pier and two others sortied, possibly damaged. It is unclear whether this attack was with ballistic missiles, drones, or something else, but it demonstrates the creative spirit of the Ukrainian Navy. This attack temporarily denied sea control to the Russian Navy and imposed costs on their ability to reinforce their siege of Mariupol. Improving Ukraine’s ability to deny Russia sea control will support the Ukrainian resistance along the coast.14 Although Ukraine might not be able to prevent another landing, these capabilities would enable Ukraine to impose serious costs on the Russian Navy. With the Bosporus Strait closed, Russia cannot reinforce the Black Sea Fleet. Enough ship losses will not only help Ukraine, but also help protect NATO’s Black Sea members.

LCDR Jason Lancaster is a Surface Warfare Officer. He has served at sea aboard amphibious ships, destroyers, and a destroyer squadron. Ashore, he has worked on various N5 planning staffs. He is an alumnus of Mary Washington College and holds an MA in History from the University of Tulsa. His views are his own and do not reflect the official position of the U.S. Navy or Department of Defense.

References

[1] British Ministry of Defense (2022, April 6). Russian Attacks and Troop Movements. London, United Kingdom: Twitter. Retrieved from https://twitter.com/DefenceHQ/status/1511640825549279233/photo/1

[2] Mongilio, H., & Lagrone, S. (2022, February 25). Russian Navy Launches Amphibious assault on Ukraine. USNI Blog. Retrieved from https://news.usni.org/2022/02/25/russian-navy-launches-amphibious-assault-on-ukraine

[3] Lagrone, S. (2022, February 24). Russian Navy masses 16 warships. USNI Blog. Retrieved from https://news.usni.org/2022/02/24/russian-navy-masses-16-warships-near-syria

[4] Mongilio, H. (2022, February 22). Turkey Closes Bosphorus, Dardanelles Straits to Warships. USNI Blog. Retrieved from https://news.usni.org/2022/02/28/turkey-closes-bosphorus-dardanelles-straits-to-warships

[5, 11] Hughes, W. (2018). Fleet Tactics and Naval Operations. Annapolis: Naval Institute Press.

[6] Ponomarenko, I. (2022, January 4). Ukraine to get at least 3 Mark VI boats in 2022. Kyiv Independent. Retrieved from https://kyivindependent.com/national/ukraine-to-get-at-least-3-mark-vi-boats-in-2022/

[7] National Academies of Sciences, Engineering, and Medicine. 2000. Oceanography and Mine Warfare. Washington, DC: The National Academies Press. https://doi.org/10.17226/9773

[8] Ralby, Ian and Zaliubovsky, Leonid, (2022, March 25), New Heights of Russian Hypocrisy and Unlawfare in the Black Sea. Retrieved from: https://cimsec.org/new-heights-of-russian-hypocrisy-and-unlawfare-in-the-black-sea/

[9] Woodward, S. (1992). One Hundred Days, The Memoirs of The Falklands Battle Group Commander. London: Harper Collins.

[10] Ponomarenko., I. (2021, March 15). Ukraine’s navy acquires first Neptune cruise missiles. Kyiv Post. https://www.kyivpost.com/ukraine-politics/ukraines-navy-acquires-first-neptune-cruise-missiles.html?cn-reloaded=1

[12] Warner, B. (2019, January 10). Mark VI Patrol Boats Sail 500 Nautical Miles in Record Transit. USNI Blog. Retrieved from https://news.usni.org/2019/01/10/mark-vi-patrol-boats-conduct-long-pacific-transit

[13] Mongilio, H. (2022, March 4). U.S. Officials: Russian Forces Keeping Forces Ashore For Now, Odessa Amphibious Assault Still Possible. USNI Blog. Retrieved from https://news.usni.org/2022/03/04/u-s-officials-russian-forces-keeping-forces-ashore-for-now-odesa-amphibious-assault-still-possible

[14] Sutton, H.I. (2022, March 25). Satellite Images confirm Russian Landing Ship sunk at Berdyasnk. USNI Blog. Retrieved from https://news.usni.org/2022/03/25/satellite-images-confirm-russian-navy-landing-ship-was-sunk-at-berdyansk

Featured image: Russian Black Sea Fleet landing craft approach Crimea during an exercise Sept. 11, 2012, about two years before Russia took the peninsula from Ukraine. (Credit: Russian Defense Ministry)

Reconsidering Russian Maritime Warfare

Russia-Ukraine Topic Week

By Michael B. Petersen

How might Russian maritime forces be brought to bear against the United States and its allies? This question is particularly critical as fears of inadvertent escalation in Ukraine increase. Understanding the answer requires a close reading of what Russian military theorists themselves write about warfare, matched with an examination of maritime geography; combat power; and intelligence, surveillance, reconnaissance, and targeting (ISR-T). Constraints in all of these areas mean that rather than solely seeking out targets at sea for a series of navy-on-navy fights, Russian maritime forces are likely to be more effective at operations that focus on striking “critical objects” on land rather than ship-to-ship combat at sea.

Many analyses of Russian naval warfare focus on the concept of anti-access/area denial (A2/AD). These valuable studies nevertheless do not discuss Russia’s ability to fight at the theater level. A broader assessment at this level is necessary in light of renewed suggestions that Russia may seek to close the Greenland-Iceland-United Kingdom (GIUK) Gap or English Channel, or engage in a Fourth Battle of the Atlantic” over sea lines of communication.

The Russian Federation Navy’s Wartime Tasks

Understanding the navy’s role first requires a basic grasp of Russian conflict periodization. The two most critical periods in Russian military thought are the “Threatening Period” (“Ugrozhayemyy Period,”) and the “Initial Period of War” (“Nachal’nyy Period Voiny”). In contemporary Russian military philosophy, the Threatening Period is generally characterized as a short, sharp crisis potentially leading to war, while the Initial Period is characterized by decisive, rapid, joint, military, political, and cyber operations designed to achieve primary objectives or enable follow-on operations.

The Ministry of Defense has assigned several tasks to the Russian Navy in the Threatening Period. They include

  • rapid mobilization and transition to wartime footing as part of a strategic deterrence mission
  • Isolation of local conflicts and preventing them from growing into a regional war
  • Protection of Russian economic interests and freedom of navigation at sea

Given the Russian General Staff’s philosophical emphasis on preemptive operations, the Navy is also required to be able to rapidly shift to offensive and defensive combat operations when ordered. This is generally considered the start of the Initial Period of War.

In the last decade, Russian naval thinkers have emphasized the importance of land attack against critically important targets (or “objects”), especially in the Initial Period. Its official doctrine notes that one of its roles is “to attack the critically important ground-based facilities of the adversary, without violating, until a certain moment, its national sovereignty.” A crucial wartime objective is “destruction of enemy’s military and economic potential by striking its vital facilities from the sea.” This is a concept known in some circles as “the fleet against the shore.”

This is not to minimize the more traditional need to destroy naval targets at sea. For example, an influential article in the General Staff’s journal Military Thought highlights attacks against “maritime carriers that are the global strike assets” and “maritime components of the U.S. national [missile defense] system”). Thus a combination of strikes against critical targets afloat and ashore are at the core of a naval cost imposition strategy.

Indeed, despite the West’s analytic emphasis on A2/AD, Russian naval warfighting philosophy does not focus exclusively on sea control or denial. Instead, it emphasizes cost imposition ashore and afloat via strikes against targets selected for their critical strategic value. Russian naval strategists blend both, attempting to both limit damage and impose cost.

The Tyranny of Geography

While geography offers Russia certain advantages in the littorals and so-called “Near Seas” (a term rarely defined, but generally understood as laying up to 300 nautical miles off shore), as a factor in warfighting against distant targets, geography presents Russian forces with significant challenges. The long-standing geographical concept of a “loss of strength gradient” is useful here. This is a unit of competitive power that is lost per some unit of distance from home shores. In short, relative military strength changes with distance. In Russia’s maritime domain, this loss of strength gradient is particularly relevant at the operational level of war because of capacity limitations and the broad failure to secure overseas alliances or bases.

Russian warfighting in its littoral and Near Sea regions is based around a densely layered and redundant network of land-based sensors, jammers, decoys, land-based missiles, and tactical fighters. As it moves into the Far Sea zone and distant “World Ocean,” (both roughly over 300-400nm from Russia) the military’s loss of strength gradient begins to take hold as the potential volume of contested geographic space increases and available sensors decrease. Larger areas require higher-volume over-the-horizon search capabilities coupled with large numbers of survivable oceangoing warships. Both are in limited supply in the Russian Navy.

Moscow has successfully built lines of smaller and less complex naval platforms that are expected to defend its near seas in conjunction with shore-based assets. The smaller size of these ships limits their range and survivability, confining their anti-ship capabilities to local waters. But many are nevertheless equipped with the Kalibr land-attack cruise missile, capable of performing a theater strike role against targets ashore nearly 1,000 miles away.

Larger platforms, especially large surface combatants and nuclear-powered submarines based in the Northern and Pacific Fleets, have greater range and survivability. In the near term, however, they suffer from severe order of battle constraints. If Moscow draws off SSNs to defend its strategic nuclear ballistic missile submarines, then the navy’s fighting strength in the Far Sea and World Ocean is may be limited to three to five submarines in the North Atlantic, for example (an area comprising some 6.4 million square miles), and two or three in the vast Pacific.

Over-the-Horizon ISR

Over-the-horizon (OTH) ISR, an essential element of open-ocean warfare, is perhaps Russia’s most critical maritime warfighting challenge. Its maritime joint combat force has developed extraordinary long-range anti-ship missiles, but they cannot kill what they cannot find. In order to exploit that range, the volume of required search space has exploded. OTH sensors capable of transmitting target-quality data to shooting platforms have lagged behind this need.

Russian shore-based sensors have impressive capability out to a few hundred miles — the Near Sea Zone — but are inadequate for open-ocean targeting. To overcome this, Moscow has constructed a new family of electronic intelligence satellites. The “Liana” system of satellites collects electronic signals emitted by adversary naval vessels and transmits that information to Russian warships equipped with the proper satellite communications equipment. According to open sources, only one Pion-NKS satellite and three Lotos-S satellites are currently operational. Publicly available satellite tracking websites indicate that there may be considerable coverage gaps.

Long-range maritime patrol and reconnaissance aircraft such as the Tu-142 Bear-F and Il-38 May must fill these gaps. But Russia lacks forward basing, fighter aircraft with similar range, and carrier-based fighter aircraft, making long-range escort of these missions impossible. Unless they are willing to assume extraordinary levels of risk, unarmed reconnaissance aircraft must stay within easy reach of Russian fighter patrols or land-based SAM coverage for their own protection, limiting the ocean area they can safely cover.

Sensors aboard warships and submarines also have critical limitations. For submarines, only under certain conditions will sonar detections of surface vessels be possible out to a few dozen miles. Surface platforms can have much greater detection ranges, but lack the endurance and survivability of nuclear-powered submarines. Ship-based ISR presents an ever-increasing risk as it patrols farther away from shore-based air defense. Finally, as Russian analysts themselves acknowledge, even the most advanced systems are not foolproof against sophisticated adversaries.

Imagining Russian Warfare at Sea

How might these dynamics manifest themselves in a high-intensity, regional or large-scale war in the next two to three years? Combining these military concepts at the operational and strategic level of war with Russian strengths and limitations, and pitting them against a sophisticated adversary such as the United States and NATO, it is possible to gain a sense of the broad contours of such a conflict.

During the Threatening Period, the Russian Navy is likely to begin dispersing to assigned patrol areas in the littorals, Near Sea, and Far Sea zones in an effort at crisis deterrence. Ashore, theatre-level Aerospace Defense Forces deployed along maritime frontiers will be brought up to higher states of readiness and possibly deployed from garrisons. The goal of all of these forces would be to threaten “deterrent” or unacceptable damage to the potential adversary.

Given the General Staff’s sensitivities to correlations of forces over time and its emphasis on preemptive warfare, Moscow may initiate hostilities if it believes that deterrence is failing. Rapid, decisive strategic aerospace operations, or strategic operations for the destruction of critically important targets (SODCIT), are key elements of potential campaigns in the Initial Period. Yasen and Yasen-M SSGNs are especially crucial in this regard, and may be required to attack military-industrial facilities, headquarters, and C2 nodes. Importantly, with only two or three potential submarines in this class in the near term, order of battle shortfalls place limitations on Russia’s ability to execute this mission, but given targeting limitations against naval targets, land attack is a key area of emphasis. 

The navy will likely comprise one component of a larger effort to achieve local superiority during this period. For example, in a hypothetical conflict in Europe or East Asia, the Initial Period may be characterized by an intense campaign against targets in places such as Norway, Romania, and Poland in Europe, and perhaps in Japan in East Asia. This campaign may form part of a larger effort to conduct theater-wide attacks on strategic targets with precision standoff weapons. Put another way, Russia may attempt to “expand” its adversary’s relative geography by pushing its opponents out of bases closer to Russia, forcing a more costly application of resources, while a nation like the U.S. may attempt to “shrink” its own by using standoff strike in order to bring follow-on military power forward.

Russian Long Range Aviation (LRA) bombers firing long-range precision-guided munitions from sanctuary may be more dangerous than the navy’s limited number of cruise-missile shooting submarines and their relatively small potential salvo size. Nevertheless, modern Kalibr-capable vessels should not be dismissed. Even if “bottled up” in their home waters in the Barents, Baltic, or Black Seas, smaller vessels can still strike most of northern, central, and eastern Europe. These attacks can have a decisive political effect on the course of a conflict.

Moving, uncooperative adversary naval targets are a far more difficult targeting problem. Large naval platforms in the Northern and Pacific Fleets, dispersed in the Threatening Period, may attempt to overcome open-ocean ISR shortcomings by lying in wait near maritime choke points. Though limited in number, nuclear-powered submarines play a crucial role in both offensive cost imposition and defensive damage limitation by seeking out these vessels before they get into striking range of Russian shores.

This is where the geographic loss of power gradient may affect Russia’s adversaries. If Russia can successfully eliminate forward air basing, the U.S and its partners must invest greater resources to move large amounts of combat strength forward. If the U.S. Navy must come forward, the searchable volume of ocean shrinks proportionately. Surface ships, including carrier strike groups, could be exposed to attacks from strike aircraft, other surface ships, and any submarines that may be lying in wait. Counter-ISR-T and operational maneuver techniques are likely to be the difference between life and death. Given these conditions, it is possible that the relative power gradient may rebalance if a U.S. carrier strike group or other platforms come forward.

This stage of warfare may be where Russia can impose the most cost. Large Russian surface combatants will provide air defense and surface strike while smaller frigates and corvettes, many equipped with Kalibr anti-ship cruise missiles, will conduct anti-surface warfare. But given limitations in numbers of missiles on board and the absence of at-sea reloads, an equal contributor in the effort to dole out punishment on any adversary naval forces that come forward will be made by land-based strike aircraft supported by tactical fighters and shore-based missile systems.

Implications for Analysis and Planning

This analysis has several implications. First, arguments about threats to Trans-Atlantic SLOCs require much greater analytic clarity because they run the risk of warping strategic realities. Given Russian capacity and OTH ISR challenges, it seems likely that points of embarkation and debarkation — the ends of the SLOCs, not the vast middle of the SLOCs — are at risk, primarily because it is comparatively easier to destroy a ship in port than it is to do so at sea. The circumstances of geography and the state of their own military modernization would likely drive Russian naval forces in this direction.

The majority of Russian naval effort would likely be dedicated to inflicting carefully dosed conventional damage effects in an effort to disorganize responses, interrupt logistics flows at fixed points, and generally impose “deterrent” or “unacceptable” damage that coerces an adversary to sue for peace on terms favorable to Russia. Thus, the bulk of offensive activity is likely to be on landward, fixed targets as part of a joint campaign aimed at cost imposition. Long-range precision guided munitions may be used either from the sanctuary of distant bastions or from the far seas. Russian joint assets are less likely to dedicate the lion’s share of resources for long and frustrating hunting missions for moving targets in a very large ocean. Such attacks, while possible, are far more ISR-intensive and tactically complex.

Concerns about Russia’s purported ability to threaten targets south of the Greenland-Iceland-United Kingdom Gap (GIUK Gap) are probably inflated. While Russia may technically be able to close the GIUK Gap or even the English Channel for a time, the likelihood of such an attempt is low. Rather, Russian warfighting strategy is partially shaped by its need to minimize its asymmetric disadvantages in warship capacity and ISR. In short, Russia still lacks the open-ocean capacity necessary to meaningfully overcome the geographic loss of strength gradient and successfully conduct ship-to-ship fighting in the central Atlantic at a scale to defeat the United States and NATO.

Even so, this analysis also suggests that the U.S. and NATO should not ignore investments in key future capabilities. Continued development in ISR and counter-ISR capabilities will remain essential. But counter-ISR will be no guarantee against attack. As Russia fields more advanced sensors to feed combat platforms equipped with new hypersonic anti-ship missiles, avoiding detection and shooting down inbound missiles will become ever more difficult, requiring more investments in so-called “soft-kill” technologies that seduce missiles to strike false targets. In addition, if Russia is able to successfully expand the maritime geography, U.S. and NATO partners are likely to require greater investments in aerial refueling to ensure that tactical combat aircraft are able to transit and fight at long distance.

Finally, it is worth remembering that any wartime adversary of Russia gets a vote. Too much of what passes for analysis of the Russian military, particularly its maritime warfighting capabilities, is carried out in the absence of what a sophisticated adversary may do with its own force. War is a dynamic interaction. Moscow’s potential opponents have effective and powerful militaries of their own, and are developing sophisticated concepts to deter or defeat Russia. Any clear-headed assessment of Russian maritime warfighting must take both perspectives into account. 

Dr. Michael Petersen is director of the Russia Maritime Studies Institute and Holloway Advanced Research Program at the U.S. Naval War College. The opinions here are solely the author’s and do not represent those of the U.S. Navy or Department of Defense.

Featured Image: Russian Navy Admiral Gorshkov-class frigate Admiral Gorshkov. (Alamy photo)

Russia-Ukraine Week Kicks Off on CIMSEC

By Dmitry Filipoff

This week CIMSEC will be featuring submissions sent in response to our call for articles on Russia, Ukraine, and the related dimensions of naval power.

The war between Russia and Ukraine rages on, with mounting losses and destruction. While primarily a land conflict, the maritime dimension has witnessed its fair share of contested operations. Russia’s broader development of naval capabilities and strategy has gained especially acute salience with the outbreak of conflict and as the possibility of escalation remains ever present.

Below are the articles and authors featuring in the topic week, which may be updated with further submissions.

Reconsidering Russian Maritime Warfare,” by Michael B. Petersen
An Anti-Access Denial Strategy For Ukraine,” by Jason Lancaster
For Ukraine, the 1,000-Ship Navy Finally Sets Sail,” by J. Overton
Russian Naval Strategy for the Indo-Pacific,” by David Scott

Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at Content@cimsec.org.

Featured Image: Destroyed Russian tanks are seen amid Russia’s invasion of Ukraine, in the Sumy region, Ukraine, March 7, 2022. (Press Service of the Ukrainian Ground Forces/Handout via Reuters)

Fostering the Discussion on Securing the Seas.