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Capability Analysis, Strategic Outlook

Prospects and Pitfalls for National Defence: Turning the Liberal Party Election Platform into Policy

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The following piece is cross-posted from our partners at the CDA Institute. You can read the article in its original form here. 

CDA Institute Research Fellow Chuck Davies examines some of the challenges facing the new Canadian Liberal government in turning its election platform on defence into government policy.

The Liberal Party election platform outlines a number of policy intents that will clearly shape the new government’s approach over the coming four years. In the section called “Renewing Canada’s Place in the World and Strengthening our Security,” the Liberal platform contains a mix of defence policy, foreign policy, and, to a lesser degree, national security policy promises. It’s an eclectic offering spanning what are actually three very different policy areas that require different approaches to formulating a way ahead.

Defence Policy

Defence policy has a long-​term horizon and defines what defence capabilities the nation intends to acquire, maintain, or divest, and aligns these ends with the necessary ways and means. Decisions taken by past governments have already largely delimited the military options of the new Liberal government, and its decisions will in turn define the military options available to future governments. Consequently, maintaining reasonable stability in defence policy through successive administrations is very much in the nation’s interest.

How a government uses Canada’s military capabilities is not a question of defence policy but rather foreign or national security policy. It is not evident from the Liberal platform that its framers fully understand the differences between them, given the degree of intermixing of commitments across all three policy areas. This illuminates the new government’s first challenge: avoiding policy incoherence, or even contradiction, that may hinder its ability to act confidently and competently on the international stage, or to establish durable national policy directions.

The most obvious example is the commitment to undertake “an open and transparent review process of existing defence capabilities, with the goal of delivering a more effective, better-​equipped military.” While a very laudable and welcome commitment to strategic defence policy renewal, it is unfortunately undermined by other commitments that effectively set arbitrary boundaries, which could make it much less “open and transparent” and may render it un-​strategic.

A mock up of he Canadian variant of Lockheed Martin's F-35 Lightning II.
A mock up of he Canadian variant of Lockheed Martin’s F-35 Lightning II.

Issues include a funding envelope that is predetermined (and unchanged from the previous government’s plan) alongside promises of substantive improvements to the Canadian Armed Forces (CAF). These are to be achieved by freeing up resources through, among other measures, efficiency improvements inside the Department of National Defence and exiting the F-​35 program. However, the chances that adequate financial flexibility can be created in this way are very low. Expectations for substantial savings from an alternative fighter platform are unrealistic, as noted by Richard Shimooka and Jeff Collins – a conclusion supported by Auditor General and Parliamentary Budget Office reviews. It is unfortunate that the Liberal Party did not apply the same costing discipline underpinning these studies when developing its cost-​savings estimate.

Similarly, as I have previously shown, digging measurable savings from the defence budget through internal transformation is a difficult, long-​term, dollar-​by-​dollar process. It won’t generate large sums quickly. Savings can be extracted by the more usual expedient of fiat, but only at the cost of further eroding the ability of National Defence to do its job of generating and sustaining military forces.

A viable answer to the funding-​capability gap does not lie in picking a different fighter aircraft or lopping perceived “tail” off National Defence. It can only be found in a combination of: (a) improving the efficiency with which the government translates “bucks” into “bang” and (b) bringing the government’s appetite for maintaining CAF capabilities into line with the level of stable funding it is prepared to commit.

To the Party’s credit, the Liberal platform does recognize the need to make strategic changes in both areas by committing to a defence policy review and improving defence procurement, but it pins too much hope on quickly finding economies within the existing defence budget to resource new investments. A more realistic approach would involve examining and reforming the Government of Canada’s business model for managing defence capabilities over their full life cycles, including the procurement function,

File Photo Credit: Department of National Defence.

faster” and to have “vigorous Parliamentary oversight” needs a much more concrete action plan if measurable improvements are to be made in defence capability and resource management. Real change will require serious reform of the business fundamentals within the Government of Canada, which can only be done within a sustained, non-​partisan effort by Parliament and, probably, several successive governments.

Conclusion

The Liberal Party platform is, naturally, a political document aimed at marketing the Party to the electorate. It is not a policy document, so it would be unrealistic to expect it to present a clear, well-​defined, strategic framework on these key issues. Nevertheless, it does tell us a lot about how the new government is likely to proceed, and suggests where it may run into some of the same pitfalls its predecessors have encountered.

The platform presumes what are likely unrealistic prospects for quickly finding substantive savings from defence transformation and exiting the F-​35 program. The government will soon run into this reality, and its response promises to reveal a great deal. If it simply extracts savings from other areas of National Defence by fiat, it will be following the traditional practices of most previous governments and Canada’s defence capabilities will continue their steady, slow, largely hidden erosion. If they face the realities and launch a serious defence policy review that results in a more sustainable alignment between defence funding and CAF defence capabilities, they will place the nation on a much improved footing for the future.

A refocus from “hard power” to “soft power” will also need to be carefully watched over time in order to gauge whether it enhances, diminishes, or simply changes Canada’s ability to influence global events. The impact on the CAF will also need to be observed. Mounting and sustaining a larger range of very diverse but smaller non-​combat missions could be either good or bad, or perhaps both or neither, from the point of view of preserving the core capabilities of the nation’s force of last resort.

Finally, the commitment to be better than the Conservatives at managing defence procurement and the wider defence business are unlikely to be realized without a major renewal of key parts of the basic machinery of government. There are no indications that the new Liberal government understands this fact any better than its predecessors. Also, any such renewal is unlikely to be implemented within the mandate of any one government, leaving little incentive to undertake it. Perhaps the best that can be hoped for is that new government starts to set the conditions for Parliament to finally work on the problem.

Colonel Charles Davies (Ret’d) is a CDA Institute Research Fellow and a former Logistics officer who served for four years as the strategic planning director for the Material Group of the Department of National Defence and three years as the senior director responsible for material acquisition and support policy in the department.

North America

Navies, Narratives, and Canada’s Submarine Fleet

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The following piece is cross-posted from our partners at the CDA Institute as part of an ongoing content sharing relationship. You can read the article in its original form here. 

CDA Institute guest contributor Paul Mitchell, a professor at Canadian Forces College, explores the question of narratives as it relates to Canada’s submarine fleet.

As HMCS Chicoutimi slipped silently into the depths of the Strait of Juan de Fuca, I reflected on what many friends and family remarked when I told them of my opportunity to spend a day underwater on her: “are you crazy?” Indeed, this particular submarine made their concern all the more poignant. Chicoutimi, after all, is arguably the most infamous submarine in the fleet given the fire on its maiden voyage to Canada, an incident that cost the life of Lt. (N) Chris Saunders, repairs costing millions of dollars, and a long delayed re-​entry into operational service. The fire established a story that we had bought lemons from a used car lot.

Since the fire, the navy has had to fight against this very well established narrative. Along with the usual references to the West Edmonton Mall, such derision extends even into the intellectual realm. Professor Michael Byers regularly publishes critiques of the program under snappy titles like That Sinking Feeling. If you Google “Canadian submarine” and “boondoggle,” you will get the picture very quickly.

I shared neither of the qualms of my family, nor the derision of the critics. The dedication and professionalism of those who work beneath the waves is remarkable. The cramped quarters would challenge most of us. Passageways are similar to airplane aisles, requiring passing people to turn sideways and get closely acquainted with their physical features. The “racks” in which one sleeps are roughly the size of a coffin, with just as much headspace. Three toilets are shared by 48 crew men and women (four women proudly serve aboard Chicoutimi), and the mess, a space measuring roughly ten by ten feet, is the only spot where one might escape the demands of the work environment. The biggest space aboard her is the operations room, smaller than most people’s living room, in which a team of 15 to 20 people work. The stink of diesel fuel embeds itself into hair and clothing. Finally, the secrecy of submarine movements means that no one may reveal when they will be leaving or returning to port, thus complicating any sort of social or family life.

The constraints of life are dominated by rigid safety protocols followed religiously. Failure results in death. Once the hatches were locked down, a rapid roll call raced through the vessel to ensure that no one had been left outside: early in the last decade, such a procedure was not standard in another navy, and two submariners, forgotten in the conning tower, paid for it with their lives. Once underwater, a constant drone of contacts, distances, and bearings, as well as depth soundings echoed within the operations room to ensure that Chicoutimi neither hit the bottom, nor vessels sailing above. When you can’t look out a window and see where you are, your reliance on technical systems becomes paramount.

Telling the real submarine story is inherently difficult. To begin with, Canadians have a certain “sea blinded-​ness” and the navy is an “unseen service”: most live far from the coasts and the demands of protecting them does not resonate. Submarines’ inherent stealthiness and secrecy compounds this further. Last, while the navy has good public relations programmes that enable ordinary Canadians to visit its ships and even sail aboard them for a lucky few, similar opportunities with submarines are rare. For my day aboard Chicoutimi, I lobbied the navy relentlessly for about a year, and then had to wait a further 18 months for an opening to occur.

Still, the basic problem affecting the navy’s submarine story is its plot. The navy likes to focus on technical details of the submarines.

Compared with surface vessels, submarines are relatively cost effective in conducting surveillance given the enormous ranges that their sensors are able to surveil together with the small size of their crews. Furthermore, this surveillance can be done very discreetly, allowing submarines to operate undetected in sensitive areas. Canadian submarines have performed very useful roles in the Caribbean Sea monitoring the transit of drug shipments, passing along such information to surface vessels and aircraft for their physical interdiction. Submarines also were able to monitor illegal fishing by American vessels in Canadian waters, surprising a few with a radio transmission noting their activities. It promotes the notion of the “balanced fleet”: waterspace control requires operating in all three dimensions – above, on, and below sea level.

Such arguments ring cold for ordinary Canadians given the lack of connection these success stories have for day to day life. The durability of the narrative of dysfunction is frustrating. Thus, no sub news is good news for the Royal Canadian Navy (RCN). That may satisfy admirals running the day to day operation of the fleet, but it is short sighted when it comes to justifying and replacing these vessels.

In order to drive out the narrative of dysfunction, the navy needs to address the emotive angle: when Canadians call our submarines lemons, they do so not because they know this to be a fact, but rather they feel it to be so. The metaphor of the used car is an easy one to understand and resonates strongly. But our submarines, used though they may be, are so much more than that. A trip on a submarine is like going into outer space. The safety culture of space engineering share much in common with submarines: the environment of outer space is every bit as unforgiving as the undersea environment.

Similarly, there is a “cool” factor that stems from such high technology that has never been exploited by the RCN (although has been by the US Navy – witness films such as The Hunt for Red October and Crimson Tide). If the RCN wishes to change the narrative of its submarines, it must begin to think along these lines. Only then may ordinary Canadians begin to see these vessels, critical to modern maritime security, as something less dysfunctional, and something more relatable to their day to day lives.

Dr. Paul T. Mitchell is a Professor of Defence Studies at the Canadian Forces College, where he is the Director of Academics and the RMC Associate Dean of Arts (CFC). He is well published on submarine affairs: his very first academic publication in 1991 examined the issue of Strategic ASW and War Termination. (Images courtesy of Paul Mitchell.)

Capability Analysis, Current Operations, North America

Canada’s Naval Fuel Crisis

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This article originally appeared on the CDA Institute and was republished with permission. You can find the article in its original form here. 

CDA Institute guest contributor Ken Hansen, a research fellow at Dalhousie’s CFPS, comments on the necessity of logistics in light of the decommissioning of HMCS Protecteur and HMCS Preserver.

The loss of at-​sea replenishment capability has dropped the Royal Canadian Navy’s (RCN) standing from a blue-​water, global force projection navy to an offshore territorial defence organization. The major fire in HMCS Protecteur and the severe rust-​out problems in HMCS Preserver have resulted in the decommissioning of both ships and a logistical crisis that requires corrective action. Some signs for optimism have arisen recently in two contracts with the Spanish and Chilean navies for the use of two of their replenishment ships for a period of 40 days each. The total cost is rumoured to be approximately $160M CAD.

Forty days of sea time will allow each coastal formation to run an exercise involving replenishment at sea training and perhaps a tactical scenario for task group readiness. By doing this, Canadian sailors will get a chance to preserve complex and perishable skills that are vitally important in modern naval operations.

Replenishment at sea involves all of the ship’s departments. Navigation, operations, deck, engineering, and supply must all understand the sequence of events intimately if all is to go as planned. While sailing a ship alongside another at 20 to40 metres distance is demanding in calm seas, at night and in rough weather is no place to be doing this for the first time. The most graphic example of what can go wrong occurred off the coast of South Africa on the night of 18 February 1982, when the South African navy’s replenishment ship SAS Tafelberg rammed and sank the frigate SAS President Krugerafter the latter made the fatal mistake of turning in front of the bigger ship. Sixteen sailors were lost in this incident.

The South African accident occurred due to confusion in close-​quarters manoeuvring during an anti-​submarine exercise. Replenishment is a common activity in multi-​ship exercises and is often scheduled to coincide with other tactical ‘challenges’ to raise the complexity of challenges facing commanders. I have had many first-​hand experiences with these exercises and their hazards. On one occasion, north of Iceland, nearly four hours spent attempting to refuel in stormy winter conditions resulted in a mere 20 cubic meters of fuel transferred, much damage to the equipment, plus lots of frozen fingers and faces from the spray. We nearly lost one sailor overboard from the icy deck before the two captains conferred and agreed to call it off. Another occasion resulted in a side-​swiping by our ship of the much larger oiler. We slid backward along her side, leaving a long smear of distinctive Canadian naval paint on her hull and eventually cleared her stern ignominiously. Everyone knew trying to extricate ourselves by going the other way was potentially fatal.

The history of replenishment at sea training is full of such near misses and embarrassing moments. The calamity that befell President Kruger is actually a rarity. More common are parted fueling hoses and span wires, fouled screws, plus minor dents and scratches. Such tough lessons become legend amongst seafarers and we learned vicariously from these mistakes.

In operations, failure during replenishment at sea takes on a more serious nature. Less well known are replenishment events from the Second World War. Canadian escorts frequently had to abandon their convoys despite the presence of attacking U-​boats, owing to the difficulty of mastering the intricacies of refueling at sea. At one point in the war, the Admiralty forbade Canadian warships from refueling in eastbound convoys due to the amount of damage they were doing to scarce replenishment equipment. A related problem arose during the Cuban Missile Crisis when returning Canadian warships had to pass right through their assigned anti-​submarine patrol stations and carry on to Halifax to refuel. They returned days later. The accompanying aircraft carrier simply did not carry enough fuel to sustain her ‘thirsty’ escorts. Analysis showed that the navy needed a minimum of three replenishment ships to sustain short-​range escorts at a distance of only 250 to 500 nautical miles from base.

Today, the Government of Canada has a penchant for deploying the RCN worldwide. The fuel capacity of our current frigates (.1 tonne of fuel per tonne of displacement) equals historic pre-​war lows. This has forced planners to assume replenishment is a given in fleet operations. That assumption is now false. Without replenishment ships, the navy’s status has fallen and precious seamanship skills are wasting away.

Contracting foreign naval replenishment ships for short-​term training is a necessary expedient but it is only a stopgap measure. It may be that Chantier Davie will be able to produce an interim solution in short order, but if it goes longer than six months you can expect the RCN to re-​contract with the Spanish and Chileans on a regular basis.

The cost of leasing replenishment at sea services must now be added to the construction costs of the two new ships being built at Seaspan plus the cost of the building the interim ship by Chantier Davie. It should have been obvious that delaying the replacements for Protecteur and Preserver would result in added expense and more complexity in operations. It is a sad but entirely predictable mess and there is no real end in sight.

The blame for all this has to lay with the naval leadership. Somehow, generations of Canadian admirals decided that logistics is less important than combat capability. The National Shipbuilding Procurement Strategy (NSPS) is based on a one-​for-​one replacement plan of the Cold War Fleet, with the notable exception of the DeWolf-​class arctic/​offshore patrol ships. The logistical demands of this new security era are vastly greater than they were during the Cold War. The history of the RCN since 1989 has an abundant array of examples to prove this point.

I find it sad that the admirals care more about politics than they do about the history of their own service. A much more robust logistical capacity is needed immediately. They should remember this advice from American General Omar Bradley: “Amateurs talk tactics; professionals study logistics.”

Ken Hansen is an adjunct professor in graduate studies at Dalhousie University and a research fellow with the Centre for Foreign Policy Studies. He served for 33 years as a maritime surface warfare officer with the RCN. (Image courtesy of the Royal Canadian Navy.)

Capability Analysis, Strategic Outlook

A Future for Canadian Submarines? Costs, Capabilities, and Interests

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By Andrew Chisholm

Canada’s submarine fleet often sparks debate, over its high maintenance costs and over whether Canada needs submarines at all. Going forward, that debate must center on how costs, capabilities, and Canadian interests align with one another.

Canada’s Victoria-class submarine fleet has been controversial since its inception. Most recently, a report by Michael Byers and Stewart Webb argues that the time has come to either phase out the program or commit to a robust discussion of how to replace the fleet. Critics cite a disappointing history of expensive repairs, time lost, and a tragic fire. Supporters insist that the boats provide important capabilities, and Navy planners have sought to get the ball rolling on acquiring new subs sometime after 2020. Going forward, debate over the current fleet and its potential replacement should include all of those elements, but focus on how they align with one another: whether submarines provide the right capabilities at the right price to serve Canada’s national interests.

Costs

The subs were launched in the late 1980s and early 1990s, laid aside by the UK in 1994, purchased by Canada in 1998, and delivered between 2000 and 2004. Canada undertook their first real refit after years sitting in saltwater, ending in significant cost overruns. Tragically, during its cross-Atlantic voyage a fire broke out on HMCS Chicoutimi resulting in the death of a Sailor and deferral of Chicoutimi’s repairs to 2010.

Since 2003, the boats have spent a combined total of 1131 days at sea (less than 33% of the time). HMCS Corner Brook remains in maintenance (to be completed in 2016) begun after she ran aground during exercises in 2011, and despite a recent $209-million refit HMCS Windsor is restricted to operations in Canadian waters until one engine is removed and replaced late this summer.

The HMCS Corner Brook at sea, sort of
The HMCS Corner Brook at sea, sort of

Nevertheless, the fleet is scheduled to reach “steady state,” (two subs at high readiness, one at standard readiness, and one in refit) with the completion of Chicoutimi’s repairs at the end of 2013. As one retired Admiral says, the fleet may be turning a corner and Canada now able to reap some benefits.

With regard to replacing the fleet, Byers and Webb note the three main options, ranging in cost (depending on capabilities) from $365 million to $950 million per ship. They also note that replacement subs would be new, off-the-shelf (but built in Canada) and unlikely to have similar maintenance problems and costs.

Interests and Capabilities

The Canadian interests for which submarines could be relevant can be divided into three categories: the defense of Canada and North America, support of Canadian expeditionary deployments, and support of Canada’s interest in global maritime stability.

First, regarding the defense of Canada and North America, proponents argue that submarines provide the ability to covertly carry out coastal sovereignty and surveillance patrols, including in the Arctic. But as Byers and Webb point out, in Canadian waters at least, these functions can be performed better (and cheaper) by aircraft and drones, combined with surface-craft for enforcement. Also, the Victoria Class has no under-ice capability, although new subs likely would.

Second, submarines could support certain expeditionary deployments. The current fleet can provide security for other naval platforms, their covert surveillance and intelligence gathering capabilities would be valuable, and they can enhance the activities of special operations forces. New subs could have the capability to hit land targets with guided missiles launched from offshore, as American and British boats did in support of NATO’s Libyan operation in 2011.

Supporting global maritime stability is a key interest for Canada as it relies heavily on sea-borne trade, even with the United States. More broadly, Canada has long worked to entrench and expand global trade, which is heavily sea-reliant. As its government seeks to expand trade relations with Europe, Asia, and Latin America the importance of commercial sea routes, and therefore of global maritime stability, will only increase for Canada.

This is particularly the case in the quintessentially maritime Asia Pacific region where China in particular is driving growth in economic and military power. Byers and Stewart argue that because of its global trading links, including with Canada, China is unlikely to engage in conflict, so investing in submarines based on the slim probability of Canadian engagement in such a conflict may be unwise. But according to Elinor Sloan, “Horizon 2050: A strategic concept for Canada’s navy,” the document presumed to be guiding future naval platform acquisitions, views maritime inter-state competition in the region with concern.

As I outlined in a previous article, territorial disputes, great power strategy, and nationalist emotions in Asia Pacific create a volatile mix. In this environment conventional deterrence and power projection will play an important role, either in maintaining stability or in actual conflict. The potential for a Canadian submarine presence in such Asia Pacific roles was forecast by HMCS Victoria’s participation in the US-led Rim of the Pacific, 2012 exercise.

In this vein, as Commander Craven notes, submarines provide access to areas denied to other forces and serve as a credible deterrent against almost all forces, including other states’ sea-borne power projection platforms. They can also serve in a power projection role, especially around shipping “choke points” and littoral areas. To be sure, surface ships can perform these roles (and others that submarines cannot), but they lack the tactical and psychological advantages of stealthy subs.

Conclusion

Debate concerning Canada’s submarine fleet and its possible renewal will consider many factors, from costs to capabilities and interests. The final decision must be made based on how those factors align with each other. Submarines provide many capabilities, but they are not necessarily the only platforms that do, and may or may not be the most efficient platforms in the doing. I am not qualified to judge whether submarines are the ideal platform for Canada to secure its interests as efficiently as possible, but that discussion of balance must be the center of debate going forward.

Andrew Chisholm is a Junior Research Fellow at the Atlantic Council of Canada. He recently graduated from the University of King’s College with a B.A., Combined Honours, in Political Science and History, and studied Conflict Resolution at the Rothberg International School at Hebrew University in Jerusalem. Andrew focuses his writing on contemporary Canadian foreign, defence, and security policy. His wider interests include sovereignty and governance, international diplomacy, and emerging security threats. Contact: [email protected]