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A Bill Too Far? Japan’s Security Legislation and East Asian Security Dynamics

By Justin Chock

Recently, Japan’s parliament approved a set of historic bills: Japan is no longer limited to only defending its own military hardware, and is now able to use its Japan Self-Defense Force (JSDF) to assist its allies whether through military action or logistical support. The original restriction stems from Article 9 of Japan’s constitution, stating that “the Japanese people forever renounce war as a sovereign right of the nation and the threat or use of force as means of settling international disputes.” These bills now reinterpret that passage.

The first bill, as explained by the Japan Times, amends ten laws, and includes lifting the previous restrictions on the JSDF’s collective self-defense capability (the ability to defend an ally under attack rather than one’s own units). Collective self-defense will be limited to three conditions however: Japan, or a close ally, must be attacked with a result threatening Japan’s survival and posing a clear danger to people; force must be the only appropriate means available to repel the attack; and the force is the necessary minimum to negate the aforementioned threat.

The second bill is a permanent law that allows Japan to deploy the JSDF overseas to support UN-authorized military operations by providing logistic support (which Japan previously conducted with the US).

But now that the long-anticipated bills are through, how does this change the strategic calculus in East Asia? Will the maritime territorial disputes over the Senkaku/Diaoyu Islands or the South China Sea ignite over a stronger, more capable Japan?

I argue that while the bills strengthen Japan’s alliances, especially the US-Japan Alliance, this change will not lead to conflict as the bill’s opponents suggest.

From Renouncing War to Proactive Peace

A brief look at the history of Japan’s pacifist constitution is in order for understanding these recent developments. During the US occupation of Japan following World War II, America held two complimentary worries in East Asia: a remilitarized Japan and the onset of the cold war, including a stronger Soviet Union and the increasingly popular Japanese Socialist Party. The solution to both concerns was to maintain an American foothold in Japan as was the same in Germany.

But the US presence was in many ways, like the European case, invited; both General MacArthur and the newly appointed Prime Minister, Kujiro Shidehara, agreed that the introduction of the Article 9 peace clause to Japan’s new constitution would be to the benefit of all (although the originator of the idea is still under dispute). Japanese foreign policy soon adapted to Article 9, as seen by Japan’s newly elected government under Prime Minster Shigeru Yoshida. His “Yoshida Doctrine” relied on the US for security while Japan focused on its economy, and subsequent administrations did not stray far from this baseline (for example, the “Fukuda Doctrine” reiterated Japan’s peaceful orientation while adding a focus on development assistance).

But the most recent framework for Japan’s foreign policy, the “Abe Doctrine,” took a dramatic shift. Under Prime Minster Abe, Japan would no longer be held back by concerns over remilitarization, and would deepen engagement with the US while globally emphasizing “value-oriented” diplomacy. Japan as a “Proactive Contributor to Peace” expanded its defense organizations in various ways during the previous few years through the second-ever update of the US-Japan Defense Cooperation Guidelines (since its last version in 1997), the creation of a National Security Council modeling the American version, the update of the Japan National Defense Program Guidelines, and the recent expansion of Japan’s Defense Equipment and Technology Transfer program, among many other initiatives.

But the projects named above, as expansive for Japan’s defense policy as they were, all came in 2013. Even the 2015 bills were simply a formality to an already accepted change in interpretation by the Japanese cabinet in July 2014, and as noted earlier, there are many restrictions with the bills that keep the JSDF within its typical roles. Thus Japan’s security apparatus was already significantly transformed before any voting took place in the parliament, and the bills are not in and of themselves groundbreaking when seen in the backdrop of all of the other recent changes.

The Chinese Dragon’s Puff?

Supporters in Japan often argue that the bills are necessary in light of China’s growth as an Asian power, to include its military modernization and increasingly assertive foreign policy. So as a response, will China view the Japanese bills as the beginning of a security dilemma with its neighbor and force an East Asian arms race?

The answer is “not likely.” China’s response was actually quite muted. The Chinese government’s solemn but simple “urge” seems beneath its regional power standing, especially when directed to a country that some don’t even rank in the Top 5 militaries in Asia, and even more so when the US comparatively receives “strong opposition” for simply publishing a routine, annual report on China’s Military and Security developments.

But China’s restrained statement supports the idea that, despite anti-Japanese nationalistic protests and extravagant military parades commemorating WWII (read: “War of Resistance Against Japanese Aggression”), China’s focus isn’t Japan. If anything, the US and its Southeast Asian partners like the Philippines are China’s true focus with artificial island building in the South China Sea and ships sailing within 12 nautical miles of the US coast in Alaska.

So if China isn’t overly concerned with these bills nor with Japan itself, what do they, if anything, mean for Asia-Pacific security?

Shifting Security Tides?

First, the bills seem to make few changes to the JSDF’s defensive orientation. As noted earlier, the reinterpretation has already been in effect for a year, and although much has happened since July 2014, the JSDF’s operations have remained fairly routine. With the bills, the options for military action increase, but the probability of their implementation remains quite low and only toward the higher-end of the spectrum of conflict. Fears of a remilitarized Japan that stem from the post-WWII era seem similarly unlikely at this point, and a Sino-Japanese arms race seems similarly unlikely given China’s minimal response.

Second however, Japan’s international involvement will become increasingly global in nature in the “proactive” way that Abe hopes. The legal opening to participate in UN operations will allow Japan to send troops to a wider expanse of the globe as a part of these peacekeeping missions. Similarly, seeing the bills as strength for the US-Japan alliance could lead decision makers to begin the proposed joint patrols in the South China Sea, a move to China’s dismay. Japan playing a larger military role in the Asia-Pacific would, in theory, provide a counterweight to recent increases in Chinese military power (although perhaps the upcoming troop reduction is signaling the end of this growth), but it could just as easily create opportunities for friction that lead to an undesired crisis. The implications of a more proactive Japan are up to the future, but the idea of Japan operating in a wider expanse of the globe is quite certain.

Third, the US-Japan Alliance is receiving a legal and psychological upgrade. In addition to Japan’s new capabilities to include intercepting a missile bound for a US warship, the legislation mitigates America’s historic complaint of Japan not pulling its weight in the alliance. In addition, working alongside JSDF forces during UN operations or increased bilateral training supporting a stronger US-Japan Alliance will have a psychological effect on these countries. Trust is already increasing, as 2015 Pew polls show, “two-thirds of Americans trust Japan a great deal or a fair amount and three-quarters of Japanese say they trust the United States.” This trust will only increase as the two forces work even closer together.

Lastly, the political process for reinterpretation is somewhat worrying from a Japanese domestic legal order standpoint. The current bills still came at a substantial political cost; PM Abe’s approval rating now stands at 40 percent, with his disapproval rating at 47 percent. The bill’s disapproval rating was 54 percent (although the cause was linked to a perceived lack of explanation from the government) with only 31 percent approving, and protests outside the building further demonstrated the depth of opposition. The resulting physical “scuffle” within the parliament itself during the signing was also rare for Japanese politics. Despite all of the pushback, the bills still passed, once again demonstrating how Japan is historically adept at reinterpreting rather than amending its constitution. Technically speaking however, the constitution’s Article 96 outlines the amendment process, and requires both a two-thirds vote in the parliament and a majority vote by the public, with no such amendment ever occurring in the constitution’s history. While these current bills maintain the East Asian balance of power, future legislation may go too far; the potential still exists for a future government to reinterpret the constitution through this same process in a way that inadvertently starts a security dilemma.

Admittedly though, reinterpretations aren’t inherently bad. Reading a strict, literal interpretation of Article 9’s stipulation that “land, sea, and air forces… will never be maintained” would have rendered the JSDF unconstitutional a long time ago. Yet the reinterpretation (or rather the “self-defense” title) leading to their creation turned out to be the right decision as the JSDF continues to prove itself in numerous ways to be an incredibly beneficial force (the discussion of the JSDF itself to be saved for another day). Thus on the point of reinterpretations, the responsibility will be up to the Japanese public and government to continue striking just the right balance of force to maintain security for all.

Only time will tell whether the bills will make Abe’s “proactive contribution to peace” or create regional friction. But despite the domestic uproar in Japan over the bills’ passage, the Asia-Pacific relations as a whole looks set to proceed on its prior course.

Justin Chock is currently an MPhil in International Relations student at Oxford University. The views expressed in this article are his own.

Sea Control 97 – Falklands w/ Sharkey Ward

seacontrol2This is the second in Batch 2 of the Falklands War Series, and normally an introduction is required, but this podcast is special, the person taking part is like the most famous of celebrities – is often known by simple a single name. This podcast is with ‘Sharkey’, more properly known as Cdr Nigel Ward, aka ‘Mr Harrier’, in the Falklands War squadron commander of 801 sqn, operating from HMS Invincible. It was a sincere pleasure to record, and I really do hope, despite being long will be a true pleasure and of great use to listen to. ps. this is also the first I, Alex Clarke, have edited entirely – so if there are any problems, blame Matt Hipple who didn’t instruct me on how to do it – no seriously, it’s all on me, so please send me your feedback.

DOWNLOAD: Sharkey Ward

Determining Success: TRADEWINDS 2015 and Lessons Learned

By W. Alejandro Sanchez.

Between May 31 and June 24 of this year, U.S. Southern Command (SOUTHCOM) carried out joint naval exercises with its partners in the Greater Caribbean. The annual exercises, known as TRADEWINDS, brought together units from over a dozen countries. Without a doubt, multinational military exercises are useful as the personnel involved in the maneuvers learn new techniques from each other as well as how to work together. Nevertheless, a major concern is how well the lessons learned are properly applied to real-world operations.

The Exercises

TRADEWINDS 2015, the 31st iteration of these month-long exercises, took place in two phases: first in Saint Kitts and Nevis and then in Belize. U.S military personnel trained with their counterparts from 18 other nations, including Grenada, Guyana, Haiti, nations from the Greater Caribbean, Mexico, and even overseas partners like the Kingdom of the Netherlands and the United Kingdom (which both have territories in the Caribbean). Caribbean multinational agencies also present included the Regional Security System (RSS), the Regional Intelligence Fusion Center (RIFC), and the CARICOM Implementation Agency for Crime and Security (IMPACS), among others. According to SOUTHCOM, the exercises were aimed at strengthening “the capacity of Caribbean nations to respond to natural disasters, humanitarian crises and counter transnational organized crime.”

There have been several reports that enumerate and explain the nature of the exercise. For example, off the coast of Belize, the navies from Belize, Mexico and the United Kingdom carried out a simulated vessel boarding, search, and seizure operation. Mexican naval personnel from the Mexican Navy ship ARM Independencia, travelling in an interceptor boat, boarded the British vessel the HMS Severn and “simulated [the] arrests of a group of merchant mariners who tried to resist.” Other exercises included crowd control, safety techniques like clearing buildings, and gunnery with a 50-caliber

Members of the Dominican Navy participate in .50 cal exercises aboard a USCG Cutter. (Source: USCG)
Members of the Dominican Navy participate in .50 cal exercises aboard a USCG Cutter. (Source: USCG)

machine gun. A June 10 video posted in the Coast Guard Compass, the official blog of the U.S. Coast Guard, shows USCG personnel aboard a patrol boat from Grenada, explaining various techniques to their counterparts regarding how to understand the sea states and navigate effectively as they pursue a suspicious vessel.

In addition to praise from SOUTHCOM, the exercise has enjoyed the public endorsement and support from various Caribbean governments. For example ZIZ News, a Saint Kitts news agency, quoted Captain Kayode Sutton of the St. Kitts and Nevis Defence Force as saying, “the support from the government [in Basseterre] has been tremendous… Mr. Osbert DeSuza, the Permanent Secretary in the Office of the Prime Minister… visited the Exercise Control Centre and he received a brief as to what is going on for the entire exercise, the training, all the exercises that are going on right now.” Meanwhile, Guyana deployed its navy’s flagship, the GDFS Essequibo, to the exercise’s maritime phase, highlighting Georgetown’s commitment to display the best it has to offer to operate along its regional allies.

How to Determine Success?                                                    

During the TRADEWINDS 2015 opening ceremony in Saint Kitts, Lt. Col. Patrick E. Wallace, commander of the

Lt. Col. Wallace addresses partner nations as part of the 2015 Opening Ceremonies (Source: SOUTHCOM)
Lt. Col. Wallace addresses partner nations as part of the 2015 Opening Ceremonies (Source: SOUTHCOM)

St. Kitts and Nevis Defense Force, declared, “I stress that the knowledge and skill that comes from this exercise is essential … However, just as important, is the strengthening of multi-nation

Mexico's ARM Independencia. The vessel participated extensively in this year's TRADEWINDS exercise.
Mexico’s ARM Independencia. The vessel participated extensively in this year’s TRADEWINDS exercise.

nating with each other will be similarly successful in real life-or-death situations. As one retired Colonel from the Peruvian military told me, “ultimately, the only way to know if an exercise is successful is if you test the lessons in real life.”

Making a multinational exercise successful so it can be properly applied in the real world includes coming up with realistic scenarios, as explained to this author by John Cope, a Senior Research Fellow at the Institute for National Strategic Studies at the National Defense University. He suggests that what’s needed are  “players (other than the US) had a major role in shaping the exercise scenario and the organization of the event so that the exercise emphasizes what they see as their needs rather than what the US/SOUTHCOM thinks are their needs, also the non-US players assume important positions in the structure of the exercise.”

A SOUTHCOM press release announcing the beginning of the exercises went over the two operational phases of TRADEWINDS 2015. But there is also a third phase, the “Key Leader Seminar,” designed to facilitate a discussion of the other phases and the way ahead. Ideally, a comprehensive report will be drafted regarding the lessons learned, as well as lessons that still need to be fully learned, from TRADEWINDS 2015. (In the interests of full-disclosure: in preparation for this commentary, I contacted SOUTHCOM for further information on the lessons learned aspect of TRADEWINDS 2015, but received no reply.)

Numerous military agencies, both U.S. and international, have published reports discussing how to properly adapt lessons learned from both exercises and operations. As the Establishing a Lessons Learned Program Handbook by the Center for Army Lessons Learned ponders, is a military organization “willing to openly discuss its mistakes, and is it willing to share those mistakes across organizational lines to make everyone better?” If not, it will be very difficult to implement an effective [Lessons Learned] program… The act of ‘saving face’ precludes individuals from admitting their mistakes.”

Hopefully phase 3 of TRADEWINDS 2015 included an open and honest discussion between representatives from the participating militaries, where there was not only praise for the event, but admitting, even if it was off the record, which areas they still need improving, in order to work in greater cohesion with the security forces of neighboring countries. Cope explains that, at least

A Coast Guard vessel from St. Kitts participates in a boarding exercise with a U.S. vessel. (Source: USCG Blog)
A Coast Guard vessel from St. Kitts participates in a boarding exercise with a U.S. vessel. (Source: USCG Blog)

regarding the Caribbean, a base for institutionalizing operational and tactical procedures and processes that worked during an exercise may already be standard across various regional states. “Where CARICOM countries are struggling to perfect common approaches is in standardizing procedures for strategic and operational planning and strategic/political decision making. Their comprehensive disaster management process and experience with the Cricket World Cup have helped Caribbean countries, but leaders continually change.”

A PR Campaign?

Part of the problem may be simply a lack of a consistent PR campaign by regional navies (and security forces in general) to highlight the effectiveness of exercises. In other words, if a narco-speedboat is detained in the Caribbean by units of the U.S. and Jamaican coast guard services, it would be helpful if a subsequent press release could tie the hypothetical successful operation with lessons learned from TRADEWINDS. Another initiative would be to invite high-ranking government officials as well as journalists and other experts to the exercises as they take place, as this would help showcase the level of cooperation militaries from different states can achieve. This would have the added benefit of serving as a prime example to support similar exercises in the future.

At a time of budget constraints and with SOUTHCOM being the lowest-priority command center in the U.S. military, said agency needs to better demonstrate to Washington that its activities, including multinational exercises, are beneficial for both U.S. and regional security.

Concluding Thoughts

This discussion is not meant to question the validity of TRADEWINDS specifically, but rather to address multinational military exercises in general. The U.S. conducts quite a number of these in the Western Hemisphere, such as UNITAS, PANAMAX, Continuing Promise, and Beyond the Horizon/New Horizons.

Multinational exercises are important but a strong link has yet to be made between a successful naval exercise (i.e. in which units from two nations operate together to stop a suspicious vessel in the Caribbean), and whether the lessons learned from said simulation were successfully applied in the real world. Given the ongoing amounts of drug trafficking that flow through Caribbean waters, putting these lessons learned to the test would not be difficult.

Ultimately, SOUTHCOM is not lacking in exercises to increase its relations with regional allies in the Greater Caribbean and rest of Latin America; but it seems that the agency could do with a better PR campaign to explain how effective these exercises are in the long run.

W. Alejandro Sanchez is a Senior Research Fellow at the Council on Hemispheric Affairs (COHA) where he focuses on geopolitics, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.

Protraction: A 21st Century Flavor of Deterrence

This interview originally appeared on the Small Wars Journal website and was republished with permission. You may find the interview in its original form here

Interview with Jim Thomas (CSBA) conducted by Octavian Manea

Jim Thomas is Vice President and Director of Studies at the Center for Strategic and Budgetary Assessments (CSBA). He served for thirteen years in a variety of policy, planning and resource analysis posts in the Department of Defense, culminating in his dual appointment as Deputy Assistant Secretary of Defense for Resources and Plans and Acting Deputy Assistant Secretary of Defense for Strategy. In these capacities, he was responsible for the development of defense strategy, conventional force planning, resource assessment, and the oversight of war plans. He spearheaded the 2005-2006 Quadrennial Defense Review (QDR), and was the principal author of the QDR report to Congress.

During the last sequences of the Cold War, the US and NATO emphasized new capabilities and new operational concepts – Assault Breaker, Air Land Battle, Follow-On Forces Attack. What role did these elements have in changing Soviet perceptions about the military balance, including restoring a credible deterrence on the NATO’s Central Front?

Four things stand out as contributing to allied success in influencing the military balance in the early 1980s.

The first and probably the most important was political: allied solidarity. The Alliance successfully deployed highly controversial systems like Pershing 2 to force the Soviet Union back to the negotiating table on intermediate nuclear forces. Showing the alliance solidarity surprised the Soviet leaders and made the situation more difficult for them. Soviet leaders had high hopes that peace movements in Western Europe would scuttle any such deal and they were dead wrong.

The second is financial: beginning in the last year of the Carter Administration and continuing into, and intensifying during the Reagan Administration, decisions were taken to increase military spending. The so-called Reagan rearmament began and continued throughout the 1980s as an effort to outspend the Warsaw Pact forces.

The third is the development of new operational concepts, the American Air Land Battle concept and NATO’s complementary Follow-On Forces Attack, which emphasized being able to hold at risk second echelon forces, to “look deep and shoot deep.”

And that leads to the fourth element: technology. A DARPA initiative called Assault Breaker that was designed to harness advanced technologies that would allow for the implementation of Air Land Battle. It was the R&D centerpiece of a new technological investment strategy and the second offset strategy launched by Harold Brown and Bill Perry during the Carter Administration focusing on three technological areas: precision warfare, low observable aircraft, and the ability to use micro-processors to create the datalinks between sensors, controllers and shooters. Assault Breaker helped to spur development of new airborne sensors, networking, stealthy strike aircraft, and precision guided munitions.

All these trends were observed in Moscow. In 1984, Marshal Ogarkov, the chief of the Soviet General Staff, acknowledged that the so-called reconnaissance strike complex was emerging and that it offered a new revolution in military affairs beyond the nuclear revolution in which conventional weaponry with precision guidance could assume some roles that were previously monopolized by nuclear forces. He was also very pessimistic about the ability of the Soviet military and its defense industry to keep pace with these developments. This military pessimism converged with also changing political currents in Moscow. It wasn’t a decisive factor, but I think it contributed to the decisions made by the Soviet political leadership in the late 1980s to seek a better relationship with the West and try to reduce military competition, which increasingly was seen as a losing proposition.

How do Russia’s contemporary A2/AD capabilities change the security landscape in Europe?

First, Russia has some very capable air and sea denial systems. Russia’s ability not only to protect its own airspace but also to deny the use of airspace over the territory of NATO frontline states in a crisis or conflict has improved dramatically. This poses real problems to the Alliance especially if NATO continues to maintain a defense in depth posture with only lightly defended frontline states.

Second, since the end of the Cold War and especially since the NATO-Russia Founding Act and the adoption of the so called 3 No’s [“no intention, no plan and no reason to deploy nuclear weapons on the territory of new members”], the alliance relied on expeditionary, so-called rapid reaction forces that in a crisis or conflict would be dispatched from the more Western countries of NATO to reinforce the Eastern frontline states. But in the presence of advanced Russian air and sea denial systems this may be very difficult. In a crisis it may be in fact destabilizing to deploy NATO forces eastwards and in conflict it could be even suicidal as transport aircraft and ships, not to mention receiving ports and airbases would be vulnerable to Russian surface-to-air, anti-ship and land-attack missiles.

Third, there is this intermingling of anti-access/area denial capabilities that can essentially check conventional power-projection by other traditional militaries to reinforce frontline allies and at the same time this greater emphasis on non-linear/sub-conventional operations as emphasized by Valery Gerasimov, chief of the Russian general staff. These two types of endeavors really work hand in glove. It is this non-linear warfare area where NATO has been quite slow in terms of both defense (how it addresses these threats) as well as how it too might opportunistically exploit these similar approaches. The same can be said when it comes to A2/AD: how can the frontline states emulate or mimic some of the A2/AD approaches others are adopting to create an effective bear trap. And NATO countries also need to rethink the so called 3 NOs. It may be past time to return to a forward defense posture and permanently station US and other allied forces on the territory of the frontline states. We shouldn’t wait until the next crisis to move in this direction.

Is it accidental that revisionist powers in the Middle East, Far East and Europe are projecting their anti-status-quo interests at a time when they are feeling more confident in their own A2/AD capabilities and their ability to keep at bay traditional power projection?

Definitionally, the intention of a revisionist power is to challenge the status-quo and try to maximize its power and expand its sphere of influence. The character of revisionism is different across the three regions. Many in Europe were surprised by Putin’s annexation of Crimea because they took for granted the borders that were established at the end of the Cold War and that were perceived as indisputable as opposed to the situations in Middle East or maritime Asia.

All these revisionist powers appear less hesitant about employing irregular operations as a surrogate or as a complement to traditional military power projection. Especially when confronting other great powers, the ambiguous nature of irregular actions undertaken not by uniform soldiers, but by fishermen, by civilian protesters or by “little green men” offers a more insidious form of power projection.

Is this an incentivize for a revisionist power that had the intent, and now increasingly the capabilities and the ability, to wage low cost irregular warfare campaigns under an A2/AD umbrella?

Yes, that appears to be the case. Anti-access/area denial at the conventional level buys time and space for revisionist powers to conduct salami-slicing creeping aggression or coercion underneath whether it is in Crimea, in East China Sea, or in the future in the Middle East. Anti-access capabilities can enable conventional or unconventional forms of power projection by providing the umbrella to protect them from conventional counter-attacks especially during movements.

Rather than seeing the irregular gambit as a form of warfare distinct from conventional warfare, the revisionist powers appear to integrate these concepts in ways that combine different approaches. They are able to combine anti-access and area-denial, conventional capabilities with these irregular and sub-conventional capabilities in very effective combinations. These combinations could be differentially applied depending on the circumstances and their specific objectives at any time whether it is in Georgia, Ukraine or perhaps the Baltics or Moldova in the future. The anti-access/area-denial capabilities allow them to hold off conventional military forces and create an umbrella underneath which they can use their sub-conventional capabilities.

Do nuclear weapons have an A2/AD role? Can a nuclear umbrella play the role of an A2/AD umbrella underneath which a revisionist power can employ conventional or sub-conventional forces?

Nuclear weapons are sort of the original A2/AD threat. States that have them tend to be far more effective in dissuading others not to get too close or to think twice before attacking. Coupled with conventional A2/AD capabilities, Russia’s posture poses a vexing problem for allied planners. The range of Russia’s conventional air defense, anti-ship, and land-attack missiles blankets large portions of some frontline allies like the Baltics. Russia has declared that any attack against its territory could invite nuclear retaliation. Thus, its nuclear forces may be perceived as providing some form of sanctuary for its western conventional A2/AD capabilities.

Does NATO need a new updated 21st century Air Land Battle doctrine? How should NATO be re-postured for a security environment where parts of its territories are covered by the competitor’s A2/AD umbrella?

For NATO, the highest priority should be improving local defense of the countries on the frontline. I like Wess Mitchell and Jakub Grygiel’s proposal to establish a preclusive defense posture. Frontline states with assistance from their allies need to develop their own air, sea, land denial capabilities to negate and reduce the risks posed by the Russian conventional force aggression.

At the same time, NATO needs to develop an irregular dimension or irregular characteristics to Alliance deterrence to complement the conventional and nuclear forces. We need to expand the capacity of all NATO frontline states to conduct popular resistance, a defense that is highly irregular in its characteristics and holds out in particular a much greater risk of protracted warfare, denying quick wins for potential adversaries. We want to raise the costs dramatically for any potential aggression against NATO states and hold out the prospect of conflict widening while buying time for allies to respond and avoiding any fait-accompli on the ground. The emphasis should be put on the small highly distributed irregular resistance forces, prepositioned concealed weapons and clandestine support networks and auxiliaries. Modern guerilla forces armed with short-range man and truck portable guided rockets, guided artillery, guided mortars can conduct very rapid and very lethal maneuvers, ambushes and sabotages. We talk a lot about deterrence by denial and deterrence by punishment, but I think increasingly in the 21st century we must talk in terms of deterrence via protraction.

Should NATO have the ability to put in danger the Russian anti-access/area-denial capabilities more along the lines of the Air-Sea battle concept articulated in East Asia?

In Europe, the frontline states should make themselves indigestible and at the same time, NATO should expand its conventional strike capabilities, kinetic and non-kinetic, while preserving its nuclear options for escalation control. We want to demonstrate that there can be no possibility of aggression against NATO frontline states whether that would be classic armed conflict or would be subtle, insidious forms of subversion. We have to demonstrate unquestionable intolerance for the full range of threats that could be posed.

How should emphasis on defense modernization look like for a country like Romania exposed to the Russian A2/AD capabilities and in a time when the Black Sea is rapidly becoming a Russian A2/AD lake?

The sine-qua-non should probably be land, air, sea denial capabilities with greater emphasis on ground based air and coastal defenses, as well as distributed anti-tank weapons and mines. Romania has to return to its history and reintroduce its unique concept of popular resistance. In the long term, it may be an option to build a small fleet of coastal submarines as an asymmetric sea denial force.

This interview was published in the context of the Romania Energy Center project “Black Sea in Access Denial Age”, a project co-financed by the North Atlantic Treaty Organization (NATO). To read more, go to http://www.roec.biz/bsad/