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The “Cooperative Strategy” (CS-21/CS-21R): A View from Germany

May 27, 2015 Guest Author Leave a comment

By Dr. Sebastian Bruns

In mid-March 2015, the U.S. Navy, the U.S. Marine Corps, and the U.S. Coast Guard published its new strategy “A Cooperative Strategy for 21^st Century Seapower: Forward, Engaged, Ready.” This article looks at the new strategy through the prism of Germany, one of the leading industrial powers in the world and a country dependent on unhindered maritime trade routes.

As much as for any other nation, the American sea services remain a benchmark for Germany in terms of operations, standardization, and for combined operations. After all, the United States fields the single global force projection navy: It is the qualitatively largest naval force and the only one that is forward-present or rotating in areas of strategic interest. In addition, the U.S. Navy (and, to a lesser degree, the Marine Corps and the Coast Guard) is frequently and proactively used as a foreign policy tool. In short, U.S. sea power helps shape the international security environment for better or for worse. German security policy must heed the political and military implications of where U.S. naval power is being projected (and in some cases, where there is a divergence) in order to play an accordingly responsible and reliable role. As the smallest of the three German military branches, it has often been under the radar of policy-makers and the public. In contrast to the U.S. Navy, for instance, the German Navy has until recently not been understood as a tool of statecraft. Accordingly, German naval operations were, for a long time, more reactive than proactive (which is, certainly, a function of cautious leaders aware of German history as well as of the dynamics of force structure and deployments).

German expeditionary military operations (and by implication, its strategy) by law must be integrated in systems of collective defense or collective security. The North Atlantic Treaty Organization (NATO) firmly bounds Germany and the United States together in a military alliance that is fundamentally maritime in character, although it has been focusing heavily on ground operations for the past decades. Since 1990, Germany’s small navy, grouped around larger frigates and smaller coastal combatants as well as a few state-of-the-art conventionally-powered submarines, has continuously been operating in maritime focus areas as diverse as the Central and Eastern Mediterranean, the Horn of Africa, the Persian Gulf, the Adriatic Sea, and obviously the Baltic Sea and North Sea. It transformed from an escort navy of Cold War days to an increasingly expeditionary navy, as the German military historian Bernard Chiari has characterized it.

German tender FRANKFURT AM MAIN (A 1412) meets U.S. amphibious transport dock MESA VERDE (LPD 19) somewhere between Berlin and Washington.

In all of these regions and in various naval operations, cooperation with U.S. naval forces was the norm rather than the exception.[i] European waters moved to the periphery of American geopolitical thinking. Consequently, U.S. naval forward presence in the 6^th Fleet area of responsibility diminished significantly after the end of the Cold War. Aircraft carriers, for instances, were often only seen in the Mediterranean when they transited to or from the Persian Gulf. Northern European waters, which saw extended U.S.-led naval presence since “The Maritime Strategy” of the 1980s, were almost completely empty of U.S. Navy surface warships (with the notable exception of the annual U.S. Baltops exercise in the Baltic Sea, and on-and-off port visits and exercises in between). Together with the changing security environment in Central Europe, in principle this offered new opportunities for the German Navy, which at the time transformed from protecting to projecting force – in doctrine, not in the composition of the fleet.

CS-21 (2007)

To understand the implications for Germany from CS-21R, it is instructive to briefly review the impact of that document’s predecessor, CS-21 (2007). The strategy, which appeared on the eve of the global financial crisis, featured a systemic approach, that is: it emphasized the cooperative nature of naval forces working together to build maritime security regimes in order to protect the globalized system of the exchange of goods, services, and information. Such an approach – highly uncommon for most maritime, much less naval strategies – fared well in principle with Germany. It did so for several reasons: First, it appeared to overcome the unilaterlist notions of the era of President George W. Bush. Second, it emphasized the need to protect the global commons from harm and hardship, and by extension safeguard the sea lanes on which Germany’s industrial power is very dependent. Third, the cooperative nature was in line with German security policy thinking, which has a marked uneasiness towards employing military means and much rather focuses on ‘civilian-military cooperation’, ‘comprehensive approaches’, and a primate of soft power politics (as if sensible sea power would not offer the vast variety of policy measures on the spectrum of conflict). Fourth, the open spirit of CS-21, its deliberately glossy format, and the non-militaristic lingo had potential to appeal to makers and shapers of policy. It is no coincidence that CS-21, not CS-21R or any other U.S. Navy capstone document, remains the yardstick for naval strategy planning and thinking in Germany for the time being.

German navy corvette Braunschweig (F 260) departs Hamburg in December 2006 on its maiden voyage. The vessel is the first-in-class of the K130-type corvettes.

Operationally, maritime counter-terrorism operations (such as Operation Enduring Freedom’s TF 150 off the Horn of Africa, in which Germany actively participated since 2002), maritime capacity-building measures (such as UNIFIL’s maritime task force off the Lebanese coast since 2006) and counter-piracy efforts (with EU NAVFOR Atalanta being stood up in December 2008) appeared to be the dominating naval missions of the period, along with the occasional disaster relief and humanitarian assistance operations which CS-21 had elevated to a strategic objective. Such a view fared well in Berlin, and for the navy, it meant a boost in public relevance.

In this view, CS-21 was a very fitting document for the German Navy, which to date does not have a unique capstone document of its own. The systemic maritime strategy published in Washington emphasized seemingly softer naval missions at the perceived expense of warfighting, deterrence, or amphibious landings. Implicitly, in the view of Germany, the U.S. and some other allies would probably still do these things, but the focus clearly was elsewhere.

The German navy frigate FGS Hamburg (F220), left, and the aircraft carrier USS Dwight D. Eisenhower (CVN 69), right, take on fuel and stores from the Military Sealift Command fast combat support ship USNS Bridge (T-AOE 10), center, during a replenishment-at-sea in the Arabian Sea on March 23, 2013. The Eisenhower, Hamburg and USS Hue City (CG 66), top, are deployed to the 5th Fleet area of responsibility to conduct maritime security operations and theater security cooperation efforts.

While the narrative about the role of naval forces now was increasingly clear to the German public – after all, fighting pirates and other bad guys at sea has a long tradition in Germany, dating back to the days of the Hanseatic League – a severe intellectual disconnect that had developed since 1990 finally surfaced. More than ever, maritime security operations (MSO), although but one of any balanced navy’s many missions, became the key raison d’être for the German Navy. Stripped of the word ‘operations’, ‘maritime security’ (or Maritime Sicherheit in German) increasingly turned into a catch-all term in German policy and military circles to legitimize the current fleet. The paradox consequence: The securitization of the maritime sphere, as Christian Bueger has characterized it, led to an increasingly diluted understanding of risks and naval countermeasures while at the same time producing an unjustified, mind cuffs-like emphasis on MSOs as the sole rationale for German sea power. The consequence could be observed in the 2011 NATO campaign against Libya: For political reasons that reached to the German foreign minister, the frigate Niedersachsen (F 208) was quickly detached from the NATO force which prepared to strike targets in Libya. The change in government after the 2013 general election in Germany set the stage for a slightly different approach.

CS-21R (2015)

CS-21R, the revised version of CS-21, is being phased in a radically changing security environment. The return of geopolitics over the Ukraine-Russia crises, the rise of the “Islamic State” in Syria and Iraq, the outbreak of Ebola in Africa, failing states in the Southern Mediterranean region, increasing tensions in the South-East Asian littorals, the challenging dynamics of an Iranian quest for a nuclear program, the fallout of the currency and debt crisis in Europe, and many more factors provide ample evidence that the world has not turned into a notably more stable, peaceful, and serene place. Germany is slowly, albeit steadily adopting a more robust posture to address such threats and dynamics. Still, until 2014, the Army-focused operations in Afghanistan dominated the German strategic thinking about the use of military force. With the end of combat operations, the German military establishment and parts of the public and the policy elite are reconsidering their country’s role in the international arena. A new “White Book” is currently in development (the first since 2006, and only the third since the end of the Cold War). This process was recently kicked off with a public forum in order to be as inclusive for stakeholders, analysts, and the public alike. For German terms, an open discussion about defense issues is rather revolutionary. Thus, the orchestrated speeches by President Joachim Gauck, Foreign Minister Frank-Walter Steinmeier, and Secretary of Defense Ursula von der Leyen at the 2014 Munich Security Conference – calling for more robust German engagement, including military means – were remarkable in every way. A 2013 think tank report was outspoken in a similar manner, declaring that Germany’s new power meant a new degree of international responsibility. The 2010 abolition of conscription and (yet another) new organization and orientation of the Bundeswehr by then-Secretary of Defense Karl-Theodor zu Guttenberg have proven to be a fundamental challenge for the service. It has also been demonstrated that against the backdrop of an increasingly violent world, the military is an integral part of German power, and must be treated, organized, funded, and employed accordingly. All of this is important to understand the environment in which CS-21R is made public.

Minehunter FULDA (M 1058), seen here in 2008, and its sister ships may see increased operational relevance now that the Baltic Sea area has once again returned as a maritime focus area with potential for both, cooperation and confrontation (photo: Deutsche Marine)

It is still too early to call the shots on the true effects and consequences of CS-21R on Germany and the German Navy. CS-21R has received little attention in the media (with the exception of the trade press), and even the handful of German military blogs have remained silent so far. There are at least three aspects that have a direct relevance for Germany.

First, a closer look at the document reveals the inclusion of fiscal dynamics into U.S. naval planning. It is likely that the trend of less U.S. naval presence in Germany’s maritime focus areas has very real implications for what the German Navy may be asked to do. This would, in turn, yield the need to invest better in the Deutsche Marine and raise the budget accordingly in line with established overarching defense requirements. A second, potentially contentious point is the absence of humanitarian assistance and disaster relief (HA/DR) as a core strategic capability of the sea services in the new U.S. document. Whereas navies are certainly not built for such operations, as Samuel Huntington already cautioned in his landmark 1954 Proceedings article, such missions provide an opportunity for quick political gains. A response to the on-going migration waves from Northern Africa to Southern Europe using military vessels for search and rescue could be such a measure, even though Germany’s possible participation in would be conditional once again on an international mandate and with the clear understanding that the European littoral states would also shoulder their operational responsibility. Third, CS-21R’s regional approach is centered on the Indo-Asian-Pacific region. These are hardly traditional operating areas for the German Navy, even if the maritime discourse in Germany has been shaped by anti-piracy patrols. Within the framework of “responsibility”, it is conceivable to argue that other nations (and the U.S.) are more responsible for that region, although Germany would potentially be willing to play its part and contribute forces along defined missions (such as in Operation Atalanta or in one of NATO’s four standing naval forces, should the situation require it). The flipside of such an argument is that Germany would have to play a more assertive role in its “home waters” such as the Baltic Sea, the North Sea, and by extension the waters surrounding Europe. As for the Baltic Sea, the first few steps are on the horizon, at least in terms of re-focusing strategically and operationally, and taking leadership through collective security management. Whether the capabilities and the political will can follow along, however, remains to be seen. Still, CS-21R and the environment in which it has been published, provides an opportunity for Germany to focus on the value of navies in international security. A stand-alone strategic capstone document would help explain this new role to its allies as well as to the public and to many policy-makers alike.

From another era? The officers and crew of the German destroyer Lütjens (D 185), say goodbye and render honors to USS Winston S. Churchill (DDG 81) by lining the rails in their Dress Blues as they came alongside the ship at sea. The German Sailors, who had become good friends with many of the crew on board Churchill, were flying an American flag at half mast and had hung a homemade banner that read, "We Stand By You." The ships had been conducting joint exercises off the coast of the United Kingdom prior to the terrorist attack on the United States on September 11th. — From another era? The officers and crew of the German destroyer Lütjens (D 185), say goodbye and render honors to USS Winston S. Churchill (DDG 81) by lining the rails in their Dress Blues as they came alongside the ship at sea. The German Sailors, who had become good friends with many of the crew on board Churchill, were flying an American flag at half mast and had hung a homemade banner that read, “We Stand By You.” The ships had been conducting joint exercises off the coast of the United Kingdom prior to the terrorist attack on the United States on September 11th.

[i] In recent years, there has also been an increasing level of integration with German Type F-123/F-124 frigates being part of U.S. Navy carrier strike groups in the Persian Gulf. Other cooperative measures such as the exchange of officers or cooperation in technology issues have been around since the formation of the German Navy after World War II.

Sebastian Bruns recently graduated from the University of Kiel with a PhD in Political Science. He is a Fellow at the Institute for Security Policy, University of Kiel (ISPK)North Atlantic Ocean (July 12, 2004) — The German frigate FGS Niedersachsen (F208), the submarine tender USS Emory S. Land (AS-39), the Turkish frigate TCG Gediz (F495), and the Spanish frigate SPS Alvaro De Bazan (F101) steam together through the Atlantic Ocean while participating in Majestic Eagle 2004., where he works on naval strategy.

Capability Analysis, New Initiatives

Experimenting With Multinational Mothership Ops

January 19, 2015 Guest Author 1 Comment

The following was reported by the German navy blog Marine Forum:

“8 January, PIRACY– Anti-Piracy Forces: Sweden is preparing for another mission (M-04) in support of EU operation “Atalanta”, this time working jointly with the Netherlands navy … COMBAT BOAT 90 fast interceptor craft, helicopters and 70 personnel to embark on Netherlands Navy dock landing ship JOHAN DE WITT.”

As you may recall, I have advocated using WPCs supported by a mother ship to supplement the larger cutters for distant drug interdiction operations.

The U.S. Coast Guard has has done cooperative counter drug operations with the Dutch Navy in the past. Early last year, the Netherlands OPV Zeeland embarked both a CG LEDET and a CG helo det.

Perhaps we could run a test using the Johan de Witt or her sister ship Rotterdam to try out the mothership concept. Their crew size is similar to that of the National Security Cutters (less than that of the Hamilton class), but they have berthing for hundreds more. They have aviation facilities for up to six helicopters. They can handle boats from both davits and a well deck. They have excellent Command and Control facilities.

“The ships have a complete Class II hospital, including an operating theater and intensive care facilities. A surgical team can be stationed on board.”

That could make them welcome in a lot of ports.

Would the Dutch be interested? The Dutch Navy has already demonstrated its commitment to counter-drug trafficking. They have used these ships several times for counter-piracy. Counter-drug operations are not that much different, and piracy seems to be in decline. When it was being finished, there were reports that the Dutch wanted to sell the Johan de Witt. Operating off Latin America might be seen as an opportunity to demonstrate both this class and the Netherlands’ ship building expertise in an international market.

What might the experimental effort include? In addition to the mothership, perhaps three MH-65s, add a mix of Webber class WPCs, WPBs, Response Boat Mediums (RB-M), and Navy Riverine Command Boats (the U.S. Navy version of the Combatboat 90).

In addition to its counter-drug objectives, the deployment might be seen as a partnership station effort, training as well as working with the locals, and if there should be a natural disaster while they are in the area, it would be a ready-made Coast Guard response.

This post can be found in its original form on Chuck Hill’s Coast Guard Blog.

Global Analysis

Protecting the Exclusive Ecconomic Zone – Part II

November 19, 2014 Guest Author 2 Comments

Feature Picture: LÉ Samuel Beckett the latest OPV of the Irish Naval Service (Trilogy Corporate Site 2014)

Geographical and Oceanographical Factors

When designing OPVs the core question a nation will need to ask itself is how big in terms of area, where the EEZ is (i.e. Northern waters, or Equatorial waters), how far is it that area from the nation’s bases and how much is the EEZ worth. Vessels which are required to operate in stormy or icy waters (i.e. those operated by Denmark) will need to be as structurally strong and survivable as possible, with a high freeboard to help with large waves, as well as having as much of their equipment internalised as can be, and all equipment that can’t be internalised made easy to clear of ice. In contrast vessels which are to operate in warmer areas (i.e. to an extent France) will need enhanced cooling systems, not only to keep the personnel at a workable temperature, but also the computers and machines. A vessel which could find itself in both situations equally (i.e. those operated by Australia or Britain), will of course need both attributes; it is very difficult to retrofit sufficient cooling into a small ship built to be strong, equally it is very difficult to strength a ship that is not built to be strong. Simply put, a lot of thought needs to be placed at the very beginning of the conception and design process with OPVs as to what is needed, what is wanted and what is best to make sure: because there is not the space available to do much rectifying at a later date.

Figure 8. Denmark’s EEZ, total area of 2,551,238km² encompasses a large area of North Atlantic and the Arctic[i]

Figure 9. France’s EEZ totals in at 11,035,000km² and is spread all around the world[ii]

Figure 10. Australia’s EEZ, total area of about 8,505,348km² that straddles the South Pacific and Indian Oceans, whilst encompassing a large chunk of Antarctica[iii]

Supplementary Missions

OPVs, especially those deployed to patrol distant territories or honour commitments to allies, will often be the nation they represent first responders to natural disasters; therefore building a measure of preparation into the design, i.e. storage space for medical supplies, power tools, tents and portable water purification equipment would be of advantage. This is a situation where a nation has the opportunity to engage in a win-win scenario; they help another nation (nations are not altruistic but they do like to look good and earn favours), they get to build a closer relationship with the nation experiencing the disaster and that nation gets some help. Much the same can be said for an OPV’s role in Search and Rescue operations, most nations have some form of lifeboat organisation – whether it is part of the government, independent or a mix differs from nation to nation. OPVs are of course not lifeboats, but if they are present then they can again be crucial first responders, especially in the case of mid-ocean emergencies. There is though a war (or at least combat) orientated mission, which has been highlighted by the events of October 2014 in Sweden; anti-submarine warfare, or ASW[iv].

Figure 11. HDMS Ejnar Mikkelsen a Knud Rasmussen class OPV of the Danish Navy[v]

Now it is reasonable to pose the question ‘how useful could a vessel without a sonar (with the exception of the Danish Knud Rasmussen class[vi] which take advantage of stanflex technology[vii] to acquire one) or torpedoes be to an ASW operation, after all it isn’t a frigate?’ In fact OPVs, even those being proposed in this paper are not even corvettes (being closest in armament to a gunboats), do have something to offer ASW operations, especially those with the ability to support helicopters and operate UAVs. Helicopters have become the cornerstone of ASW operations; whilst Long Range Maritime Patrol Aircraft and ships with towed sonar arrays are very capable assets which really do make a difference: a legacy of the Cold War has been an almost dominance of helicopters in the practice of ASW[viii]. Helicopters of course make use of sonar buoys and dipping sonar to locate enemy submarines, such equipment could also be transferred in time to suitably capable UAVs – some of which are already in operation[ix]. This is in many ways an argument for building in flexible spaces into ship designs, as the one thing that can’t be easily added into a ship is space, yet it is space which serves best to future proof it.

It’s not only ships though that need to be future proofed, so do crews and commanders. Small ships, like OPVs, offer almost unique opportunities for navies to test out commanders at junior ranks with a fair amount of responsibility; at a far lower risk than if the achieve higher rank and untested make their mistakes when in command of far more expensive vessels. Furthermore, a naval commander will often find themselves acting in a diplomatic capacity[x] a fact which has been highlighted by Julian Corbett as well as other authors[xi] throughout the years. Therefore Command of an OPV, especially when despatched to the edges of an EEZ or to patrol distant territories will provide young officers a plethora of opportunities to develop their skills and gain vital experience in this role. The reason that OPVs are unique in this regard is because the other small vessel type, the mine countermeasure vessel (MCMV), is becoming more and more specialised – even as the equipment becomes more containerised and dependent upon unmanned vehicles (although divers retain a vital role in the work); meaning that command of such vessels acting in that role itself requires more and more specialised knowledge.

Possible Missions

“The unassailable political lessons of the Falklands are that disregarding a threat does not make it disappear”

James Cable[xii]

The same can be said for ships, and most definitely for OPVs – disregarding, or down playing the likelihood of circumstances that will require their capabilities doesn’t mean it won’t happen. Even in this work, there are possible missions which OPVs could be used for, beyond those it has discussed. For example, with a suitable CIWS, and dual-purpose deck gun these vessels could make a very much needed war time point defence assets for MCMVs, auxiliaries, ships taken up from trade[xiii] and amphibious ships (including landing craft). In a time of shrinking forces, these are not frigate or destroyer replacements, but they would be able to help; they are able to be the ‘quantity’. Which leads to another scenario for the future. That OPVs cease to exist as they are now, and that nations begin to pursue something more similar to where the Danish model has already gone.

Under this scenario the future is a ship of ~2400tons, with a range of 6-7,000nmi, and which in its basic OPV form is armed with probably either a 57mm or 76mm deck gun[xiv], a CIWS and two single 20mm or 30mm mounts, would carry a rotary UAV and have the ability to deploy and recover boats from a ramp. However, by making use of a system similar to that of the Stanflex modular system, can be quickly modified with additional modules[xv] to make it an MCMV, Oceanography vessel or Point Defence ship (with addition of self-sufficient surface to air missiles which don’t require specialist radar, like the C-Dome is reported to be[xvi]) as required by operation. Although to maintain those skills and to meet ongoing operational commitments some vessels would have to be virtually permanently tasked as the former two; with other ships taking over as required by maintenance. This is because as said above the work of MCMV vessels is particularly specialised, and requires a lot of practice to keep at the level it’s required for war time. Oceanography is of course and ongoing commitment, requiring its own cadre of specialised staff, and equipment, which are easier to leave in place as long as possible so they can ‘bed down’. This all though is not to mean that there are not significant requirements for British Patrol vessels, as Figure 12 (below) highlights; the British EEZ is very expansive.

Figure 12. Britain’s EEZ incorporates an area over 6,805,586km², and whilst world encompassing is concentrated in the Atlantic[xvii]

In the case of the Royal Navy which is currently upgrading its forces to seven River Class OPV’s, operates eight each of the Hunt and Sandown class MCMVs, two Echo Class multi-purpose survey vessels, representing a force of twenty-five ships. Now if all those ships were of the same design, then instead of it being seven OPVs, sixteen MCMVs and two survey vessels, it would be a pool of twenty five vessels (with operational cost savings from streamlining training and maintenance that could be twenty-eight, or even more should Britain continue its focus on reserves and decide to give the Royal Naval Reserve proper ships again[xviii]) that could be orientated as required by circumstance.

Now this is nothing new, the RN’s MCMVs already often do secondary duty as OPVs, and in fact the scenario outlined is to an extent (common hulls), what the Mine Countermeasures, Hydrography and Patrol Vessel (MCHPV) program envisaged[xix]. Unfortunately, and despite the publication of the Black Swan sloop Concept[xx], when the opportunity came to order three more ships for the OPV role – it was not this program which was sourced, but the existing River Class[xxi], suggesting that it has at least been put back if not having been sacrificed for the time being on the altar of the Type 26 Frigate. What is worse is actually the base design of the River class, with its proven track record, adaptability and RN operational experience, would actually (on the face of it) make the perfect base pattern for the MCHPV to be built from. Britain though would not be the only nation which could benefit from such a design, so could other nations such as Japan, South Africa, India, Australia and Canada.

All those nations are nations which are building themselves up in the maritime sense, they have to really, as the world has got more complex and sources of danger have diversified the necessity to protect what is theirs has grown. For the Japanese who have a strong escort force they would be most likely less interested in the point-defence adaptability, but considering their ‘peacetime’ problems of East China Sea EEZ patrol and probable war time issues with mines an adaptable force could prove a very workable and cost effective solution. For Australia and Canada with such vast areas to cover in such hostile seas then the more OPVs the better, more importantly with their relatively small force sizes, some second tier fighting ships might well be an attractive foundation on which to grow operational capabilities. India which has for a long time prided itself on being the strongest Asian naval power, is now facing challenges and a future where there are now easy strategic choices or even black & white decisions – making procurement of a flexible asset of the form of OPV/specialist duty vessel a more practical methodology of future proofing.

This is though beginning to sound similar to a ship design which has dominated American procurement discussion in recent years, the Littoral Combat Ship or LCS[xxii]. This was billed as the go everywhere, do everything low level combatant. Which has become its millstone, because it was supposed to be a jack of all trades it is good at none. Everything was designed from scratch, tailor made to fit this new class of warship. Unfortunately that design included a fixation on stealth, primarily because of the ‘Littoral’, meaning close to shore, in its name. The important difference between the LCS, OPVs and even what is being proposed is that the latter two vessel types are not supposed to do everything. The whole way through this work a constant refrain has been, ‘not a frigate’; OPVs do not need to be stealthy to the extent of the LCS, they do no need multiple hangars or even custom equipment – because that level of equipment is not needed by their mission set. Everything that an OPV needs, even the adaptable ship proposed in this section, is procurable ‘off the shelf’ – theoretically offering governments the opportunity to keep very tight control of the costs because they are known in advance. Even with all its capability the LCS has because of its failure to be able to do everything, had its procurement cut short and the USN are now looking for a frigate. One of the options for which is actually an upgraded version of the Coast Guards National Security Cutter[xxiii].

Figure 13. the Austral’s Independence class LCS, the second of the two designs, its trimaran hull form and distinctive menacing stealth design has already made it a feature of cinema, but also make it cost wise firmly in the frigate classification, despite its limited weaponry[xxiv].

Figure 14. Russian Steregushchiy class corvette[xxv], the Russian equivalent of the LCS, it bristles with weapons and is not really adaptable: these vessels (like the Chinese Type 056) are most definitely small warships rather than a patrol vessel.

Conclusion

“…the greatest value of the Navy will be found in events that fail to occur because of its influence”

Prof. Colin Gray[xxvi]

As has hopefully been shown these words of Prof Gray could be the watchwords for OPVs. Whether in terms of design or employment, the mission of such a vessel is to prevent events from happening through their own presence, and through the influence that being present gives a nation.

At the beginning of this work a very simple question was asked, ‘What do OPVs need to be able to do, to do what they do?’, the answer unfortunately is not so simple. The first part of the question though that needs to be answered is actually the second. This is because what a ship does is ultimately the crucial overarching idea which must dictate their design. In theory the OPVs overarching design idea is to be able to maintain their nation’s EEZ through patrolling, and maximise their nation’s security in general through presence. The trouble is that, whilst put like that it sounds like a two plus two sum scenario, the reality as has been discussed is far more complex. There are reasons that the Nigerian OPV version of the Chinese corvette displaces 300tons more; to start with it is operating primarily in the South Atlantic rather than the more gentle waters of the Pacific, beyond this is the fact that whereas the corvettes can call in support of larger ships – the Nigerian navy hasn’t yet reached that point. This serves as an example as to why it’s so difficult to compare one nations OPV to another’s, as every nation has unique needs, and an its own global perspective which will impact upon what they think they need, therefore what they build.

This complexity then feeds into the first part of the question, for if a vessel is conceived to carry out a primarily fishery protection role then it’s armament beyond machine guns becomes rather unnecessary; if however it is likely to be facing off with other nations warships – then perhaps it needs to be more corvette/small frigate, less OPV. The trick for any nation will be in getting the balance right, because getting it wrong will be far more expensive in lives and treasure. To get it right though then a nation must first properly gauge the threat that its ships will likely face, and just as importantly what level of support they are likely to receive – for a ship that will be on its own and only receive support under the best of circumstance must by necessity be more self-sufficient than one for which possibly overwhelming firepower, medical support or stores are just a beep away.

OPV are because of all this a very revealing class of vessel to watch, by this it’s meant that a nation’s choices will demonstrate much about what their intentions are. The longer the endurance of an OPV the more a nation would seem to be intent on achieving constant presence within their EEZ. This though is not answering the question, the answer to the question is that once a nation has decided what it needs to do, and what it wants to do then it must equip its OPVs accordingly; but they can’t go too far wrong if that OPV is equipped with UAVs, a decent deck gun, a CIWS, the appropriate sensors and possibly most importantly the ability to rapidly deploy and recover boats. Everything beyond that is up to the nation involved.

Dr. Alexander Clarke is our friend from the Phoenix Think Tank in the United Kingdom and host of the East-Atlantic edition of Sea Control.

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[i] (Wikipedia 2014, Exclusive Economic Zones (EEZ) 2009)

[ii] (Wikipedia 2014, Exclusive Economic Zones (EEZ) 2009)

[iii] (Wikipedia 2014, Exclusive Economic Zones (EEZ) 2009)

[iv] (Marzal 2014)

[v] (www.prismdefence.com 2010)

[vi] (CASR 2008, naval-technology.com 2014)

[vii] (Seaforces.org 2014) – this is a brilliant system which allows for a whole range of mission modules to be changed in and out re-rolling a ship in a matter of hours; advantages of this system include reducing maintenance & upgrade costs – by being able to carry out the work inside at a pace dictated by the work, not by the need to get the ship back to sea. The problem with it are that whilst it is really a better version of ‘fitted for not with’ (a famous phrase attached to many RN vessels), as the ships can be fitted very quickly, a small ship will always be restricted to being a general specialist rather a general purpose ship. That though is really not that big a bug to bear.

[viii] (Holmes 2014, USN 2014)

[ix] (Clarke, August 2013 Notes: Possibilities of Future RN AEW 2013, Clarke, August 2013 Notes: UAVs = Cruise Missiles = UAVs… what does the future look like for Navies? 2013)

[x] (Clarke, August 2013 Thoughts: Naval Diplomacy – from the Amerigo Vespucci to a Royal Yacht 2013)

[xi] (J. S. Corbett 1911, Lord Chatfield 1942, Cable, Gunboat Diplomacy 1919-1979, Political Applications of Limited Naval Force 1981, Mahan 1987)

[xii] (Cable, Britain’s Naval Future 1983, xiii-xiv)

[xiii] Which have been a part of warfare forever, and have been a core part of war time planning for many years – as best displayed in the work the USN did on War Plan Orange (Miller 1991, 86-99)

[xiv] In the case of the UK which seems to have enforced a no new gun policy, then there would seem to be a perfect opportunity for some inter-service collaboration, the new army 40mm gun would seem ripe for a sea going conversion, and whilst not being much better than the 30mm option, it would provide a better than nothing increase whilst not requiring a new gun.

[xv] Optimum number would probably be two – four, depending upon whether the CIWS and Deck Gun were also modular installations or were traditionally emplaced.

[xvi] (Eshel 2014)

[xvii] (Wikipedia 2014, Exclusive Economic Zones (EEZ) 2009)

[xviii] Yes this may look a little ‘pie in the sky’ in the light of recent decisions, but considering even a cursory glance at what this force is required to do includes:

Provide presence/maritime security patrols in the Caribbean, Gibraltar and the Falklands; the only one that a standing OPV presence is maintained at the moment is the Falkland’s, with the Caribbean being covered by a Bay class auxiliary, and Gibraltar having something only when it’s passing through.
Fishery Protection/Counter Terrorism patrol of the UK; the OPVs are constant alert for this, whilst Scotland maintains its own Fishery Protection vessels, they don’t do counter terrorism.
MCMV patrols in the Middle East, Faslane for the Strategic Deterrent, Portsmouth for the Carriers and Plymouth for the Amphibious Task Group; possibly the most overworked vessels in the fleet, with
Survey Ships are often either doing or doing the equivalent of around the world voyages in order to maintain up-to-date maps of the oceans beneath the waves to support ASW and submarine operations.

When that is considered, alongside the fact that many of these commitments requiring multiple ships, it could make anyone wonder how the RN manages it with a force of just 25 vessels – which are not ‘interchangeable’ as those proposed would be.

[xix] (naval-technology.com 2012)

[xx] (Ministry of Defence 2012)

[xxi] (Navy News 2014)

[xxii] (Defence Industry Daily Staff 2014)

[xxiii] (Axe 2014)

[xxiv] (Defence Industry Daily Staff 2014)

[xxv] (naval-technology.com 2014)

[xxvi] (Royal Navy 2014)

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Global Analysis, Podcast

Sea Control 21 – Threat Projection

February 10, 2014 Guest Author 2 Comments

Today’s extended episode is a chat on future threat projection with Dennis Smith of the Project on International Peace and Security from William and Mary, Chris Peterson of the Fletcher School’s Neptune Group, and Alexander Clarke of the Phoenix Think Tank. We talk about the next 5-10 years in maritime security, concentrating on global human security, china, and the economy. Please enjoy Sea Control 21- Threat Projection (download).

Remember, we are available on Itunes, Stitcher Stream Radio, and a bunch of other places my Google data can’t identify. Please, leave a comment and a five-star rating so we can get on the front page one day.

Center for International Maritime Security