The United States Navy Needs an Operational Level of War Strategy to Inform Fleet Design

Notes to the New CNO Series

By Steve Wills

The United States Navy has been without an operational level of war strategy to guide its force size, design, and employment since June 1990. In testimony to the Senate Armed Services Committee, Chief of Naval Operations (CNO) nominee Admiral Frank Kelso put the Maritime Strategy of the 1980s “on the shelf,” stating, “military strategy needs a specific enemy, and the issues before us today seem ones of naval policy rather than strategy.” Since Admiral Kelso’s CNO tenure, the Navy has created a series of white papers and policy documents. These ranged from Kelso’s “From the Sea” document of 1992, to the most recent Advantage at Sea, Tri-Service Maritime Strategy” signed by CNO Admiral Mike Gilday in 2020. CNOs have also issued guidance to the force, with recent examples including CNO Admiral Richardson’s “Designs for Maritime Superiority,” and Admiral Gilday’s “Navigation Plans.” But these documents have not sought to provide a concrete operational strategy for how the Navy would be employed in war.

The same period highlighted how the lack of an operational strategy contributed to the Navy’s declining force structure and readiness. From 1990 to 2020, the Navy decreased from over 520 ships to less than 300. Yet the service continued to forward deploy an average of 100 ships while at the same time maintaining a potential “surge” capacity for short-notice deployment of six carrier strike groups, such as were surged for Operations Desert Storm, and later Operations Enduring and Iraqi Freedom. These requirements became a heavy burden on fleet readiness over the 2000s and 2010s. Successive reports from the Board of Inspection and Survey, the Government Accountability Office, the Congressional Budget Office and Congressional Research Services, and others have been critical of Navy readiness. The 2010 Balisle report and Center for Naval Analyses “Tipping Point” studies both sounded significant alarms on Navy readiness challenges.

Successive service plans to address readiness problems in the form of the Fleet Response Plan, Optimized Fleet Response Plan, and now the 75 Ready Ships initiative have all failed to address the root causes of declining Navy readiness. Multiple classes of ships are reaching block obsolescence, including the CG-47 class cruiser, the LSD-41 class amphibious warfare ship, the SSN-688 class submarine, and the first units of the DDG-51 class destroyer. Attempts in the past two decades to create a new generation of surface ships such as the Zumwalt-class destroyer and littoral combat ship (LCS) failed to provide the desired capability. It seems clear that without an operational strategy to anchor its focus, the U.S. Navy has been unable to develop and sustain a force design with specific numbers of ships that meet its global mission set.

Some may argue that an operational level of war strategy is not the purview of the Navy as a service, but rather that of the combatant commands. The recent Marine Corps reforms highlight what is possible. The development of operational warfighting concepts such as stand-in forces and expeditionary advanced base operations (EABO) set the stage for changes to force design and how to measure readiness. By changing the forces that the service provides, the Marine Corps was able to subsequently evolve the warfighting options and strategies of the combatant commanders.

The 1986 Goldwater-Nichols Act instituted a bifurcation between the military entities that generate forces and those that employ them, which seemingly put a service-developed operational strategy like the Navy’s 1980s Maritime Strategy out of reach. But this bifurcation does not absolve the services of the fundamental need to develop warfighting strategies. The services must develop their own separate visions of future warfighting given how their force design and readiness mandates go well beyond the typical time horizon of combatant commander responsibilities.

The U.S. Navy is now at a force design and readiness crisis point not seen since Admiral Elmo Zumwalt took the helm in 1970. Admiral Lisa Franchetti should take the initiative to develop a comprehensive, operational level of war maritime strategy that will determine fleet missions, which will subsequently inform a specific fleet size and force design. Forging a stronger connection between warfighting strategy and force design will remain among the most pressing matters for the leadership of the United States Navy.

Dr. Steven Wills is a navalist for the Center for Maritime Strategy at the Navy League of the United States. He is an expert in U.S. Navy strategy and policy and U.S. Navy surface warfare programs and platforms. His research interests include the history of U.S. Navy strategy development over the Cold War and immediate, post-Cold War era, and the history of the post-World War II U.S. Navy surface fleet.

Featured Image: APIA, Samoa (Sept. 13, 2023) – Independence-variant littoral combat ship USS Jackson (LCS 6) arrives in Apia, Samoa, for Pacific Partnership 2023. (U.S. Navy photo by Mass Communication Specialist 2nd Class Deirdre Marsac)

Notes to the New CNO Series Kicks Off on CIMSEC

By Dmitry Filipoff

For the next two weeks, CIMSEC will be featuring short articles submitted in response to our Call for Notes to the New CNO. In this special series, authors will convey their thoughts on what they believe are the most pressing issues for the U.S. Navy’s new top leader, Acting Chief of Naval Operations Admiral Lisa Franchetti. From calls for new naval strategies and approaches to force design, to competing with a rising China and personnel retention issues, the Navy’s new leadership is confronting myriad challenging issues.

The featured authors are listed below, and will be updated with more names as the series unfolds.

The United States Navy Needs an Operational Level of War Strategy to Inform Fleet Design,” by Steve Wills

Create a New Doctrine for Applying Learning Strategies to Warfighting Challenges,” by CDR Paul Nickell

Focus on Culture for Success in the AI Era,” by Harrison Schramm

Dusting Off the Z-Gram: Getting Real with Recruiting and Retention,” by Lt. Sam Strauss

Counter China’s Goal of Displacing American Command of the Sea,” by Robert C. Rubel

Empowering Division Officers and Enhancing Sailor Stability,” by Lt. Upton Wallace

Revamp Force Design for Sea Control and Joint Integration,” by Commanders Andrew “Kramer” Tenbusch and Trevor “Mrs.” Phillips-Levine

The Navy Must Rediscover its Roots and Recommit to Small Combatants,” by Victor Sussman

Capitalize on Allied Capabilities to Succeed at Sea – A View from Spain,” by Gonzalo Vazquez

Rebalance the Fleet Toward Being a Truly Expeditionary Navy,” by Anthony Cowden

Organize Campaigns of Learning and Reshape the Defense Analysis Paradigm,” by John Hanley

Empowering Enlisted Sailors: The Imperative for Expanded Educational Opportunities in the U.S. Navy,” by Petty Officer 2nd Class Richard Rodgers

Get Real Get Better about Digital HR for Sailors,” by Artem Sherbinin and Daniel Stefanus

Down Select and Commit To Uncrewed Surface Systems,” by LCDR U.H. (Jack) Rowley (ret.)

Man The Fleet and Reduce Sailor Exhaustion,” by Capt. John Cordle (ret.)

Sailors Matter Most: Incentivize Education and Cultivate Learning Leaders,” by Sean F. X. Barrett, Mie Augier, and William F. Mullen, III

Lead the Fight Against Climate Change and Transnational Crime in the Indian Ocean,” by Commander Amila Prasanga, Sri Lankan Navy

Prototype the Bi-Modal Naval Force,” by Shelley Gallup

Improve the Culture and Mechanisms of Naval Learning,” by Commander Art Valeri

Ask the Public for Material Sacrifice to Narrow the Civ-Mil Divide,” by Michael D. Purzycki

Be Mindful of JADC2’s Emission Risks,” by Richard Mosier

Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at [email protected]

Featured Image: Washington DC (September 14, 2023) Vice Chief of Naval Operations Admiral Lisa Franchetti answers questions from members of the Senate Armed Services Committee during her confirmation hearing. (U.S. Navy photo by Chief Mass Communications Specialist Amanda R. Gray)

Sea Control 465 – China’s Floating Nuclear Power Plants with Omar Pimentel and Edward Jenner

By Nathan Miller

Omar Pimentel and Edward Jenner join the program to discuss their recent paper for the Center for Global Security Research entitled, Uncharted Waters: Assessing China’s Intentions to Deploy Floating Nuclear Power Plants in the South China Sea.

Omar Pimentel is currently working with the Defense Innovation Unit and has previously worked at NASA Headquarters’ Office of Technology Policy and Strategy (OTPS), and in the U.S. House of Representatives.

Edward Jenner is a Postdoctoral Scholar at the UC Institute on Global Conflict and Cooperation and was also a Senior Reactor Operator at the Irvine Reactor Facility.

Download Sea Control 465 – China’s Floating Nuclear Power Plants with Omar Pimentel and Edward Jenner


Links

1. Uncharted Waters: Assessing China’s Intentions to Deploy Floating Nuclear Power Plants in the South China Sea, by Jonathan Deemer, Omar Pimentel, Mi Jin Ryu, Miku Yamada, and Edward Jenner, Center for Global Security Research, June 2023.

Nathan Miller is Co-Host of the Sea Control podcast, and edited and produced this episode. Contact the podcast team at [email protected].

Sea Control 464 – The Newport Manual with Dr. James Kraska and Professor Pete Pedrozo

By Jared Samuelson

Dr. James Kraska and Professor Pete Pedrozo join us to discuss the Newport Manual on the Law of Naval Warfare.

Dr. Kraska is chair and Charles H. Stockton Professor of International Maritime Law in the Stockton Center for International Law at the U.S. Naval War College.

Professor Pedrozo is the Howard S. Levie Professor on the Law of Armed Conflict, U.S. Naval War College, Stockton Center for International Law.

Download Sea Control 464 – The Newport Manual with Dr. James Kraska and Professor Pete Pedrozo

Links

1. The Newport Manual on the Law of Naval Warfare, by James Kraska, Pete Pedrozo, et al., International Law Studies, U.S. Naval War College, 2023.
2. “Radioactive Tsunamis: Nuclear Torpedo Drones and Their Legality in War,” by Pete Pedrozo, CIMSEC, September 4, 2023.
3. San Remo Manual on International Law Applicable to Armed Conflicts at Sea.

Jared Samuelson is Co-Host and Executive Producer of the Sea Control podcast. Contact him at [email protected].

This episode was edited and produced by Nate Miller.

Fostering the Discussion on Securing the Seas.