Our New Partners

We here at CIMSEC are excited to announce several new partnerships we’ve forged over the past several months. While we remain an independent institution and take no organizational positions, these and our existing partnerships allow us to further our mission of broadening exposure for our authors’ ideas and better honing them through wide feedback. At the same time they allow us to bring you additional insights and perspectives.

Our first new partner, Offiziere.ch, is a site providing a Swiss and continental European perspective on security affairs. Articles are a mix of analysis and first-hand reporting in English and German.

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Our second, the Phoenix Think Tank, is an excellent British-based “platform for naval and maritime authors” supporting “independent naval and maritime thinking” – a mission very similar to our own. They run several superb focused series on items of interest to the Royal Navy and naval issues writ large.

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Third and finally, the Maritime Executive is a magazine focused on maritime-related industries, from shipbuilding to shipping to naval affairs.

The Tiger’s Reach: China’s Blue Water Ambitions

The Chinese People’s Liberation Army-Navy (PLAN) will deploy ballistic missile submarines on deterrence patrols in the Pacific Ocean later this year, placing them within striking distance of Alaska, Hawaii, and the western United States. This report isn’t too alarming – U.S. Navy ballistic subs regularly deploy on deterrence patrols, and during the Cold War Soviet boomers regularly parked off America’s coasts with little fanfare. The significance of these deployments have less to do with China’s second-strike capability than with extending its reach beyond their regional coastline and moving towards a true blue-water navy.

Sailors of the world, unite.
Sailors of the world, unite.

The PLAN’s operations have typically focused their own neighborhood. China’s naval force, until recently, comprised of craft better suited to Anti-Access/Area Defense (A2/AD) in the surrounding seas and their claimed territory. Quiet diesel submarines, along with hundreds of missile boats and patrol craft, make up a bulk of the Chinese fleet. The Air Defense Identification Zone (ADIZ) over the East China Sea and the DF-21D anti-ship cruise missile (ASCM) round out China’s robust A2/AD doctrine. Focusing on such a strategy has its advantages – China certainly has an edge over some form of U.S. intervention in Southeast Asia that might threaten China’s interests, including in Taiwan.

While China’s salami-slicing and regional territorial disputes with its neighbors are rightfully garnering attention in the region and throughout the world, they aren’t the only moves up its sleeve. Since the mid-1990s, China has tested its ability to conduct blue water operations, gaining the experience and training they sorely lack. Beginning with multinational exercises with European navies,  the PLAN moved on to Chinese destroyer deployments in the Gulf of Aden in support of anti-Piracy missions there. Protecting Chinese shipping interests in the Middle East is just the beginning of PLAN blue water deployments.

PLAN ships have already deployed within Southeast Asia, including an exercise this month in the vicinity of the Malacca Strait, apparently searching for alternatives to the strait in the event of regional crises which threaten strategic interests. With East African piracy winding down and West African piracy ramping up, Chinese intervention in West Africa is just down the road. Nigeria produces 5-6% of the world’s oil, and China is keen on protecting their economic and shipping interests in West Africa, just as they were in the Gulf of Aden. This doesn’t mean another international coalition to battle piracy; rather, international cooperation and aid to West African nations. While the U.S. has been slow out of the gate on this front, China is already delivering naval patrol vessels to the Nigerian navy. It appears China is more eager to gain influence and protect interests in the region than the U.S., meaning maritime patrols and port visits to the area are not out of the question, especially if China longs for an influential and worldwide deployable naval force.

West Africa, the Pacific deep, and the Straits of Malacca are not the end for PLAN deployments. Chinese forces may soon make an appearance in the Arabian or Red Sea to project power and match wits with the U.S. Navy. While deployment experience and combat training are far behind the U.S., these moves are a step towards gaining legitimacy and experience in worldwide operations. U.S. Naval intelligence projects a Chinese blue water navy by 2020; they are well on their way.

LTJG Brett Davis is a U.S. Navy Surface Warfare Officer. He also runs the blog ClearedHot and occasionally navigates Twitter. His opinions are his own and do not represent the views of the U.S. Navy or Department of Defense.

The Future of China’s Expeditionary Operations

China’s top maritime priorities will remain in the East and South China Seas. Nevertheless, extended expeditionary ambitions are real. However, more assertive Chinese behavior on blue-waters does not mean that great power conflict is inevitable. The upcoming East Asia Summit may be a forum for finding solutions.

Back to the USSR?

Global Soviet naval presence in the 1980s

China does not seek an overseas presence as the Soviets did in the 1980s. They simply cannot do it yet. The USSR needed decades to establish a global naval presence. For China, it would not be different. However, the world is watching how China is on the march to reach the status of a ‘medium global force projection navy’, comparable to the British and French. In terms of numbers, but not in terms of quality, Beijing’s navy has already surpassed Paris’ and London’s and the naval armament goes on:

During 2013 alone, over fifty naval ships were laid down, launched, or commissioned, with a similar number expected in 2014. Major qualitative improvements are occurring within naval aviation and the submarine force, which are increasingly capable of striking targets hundreds of miles from the Chinese mainland.” (Source: USNI)

Moreover, ‘medium global force projection navy’ does not necessarily mean that there are warships in all oceans. It means that China could globally project power in one or two theaters simultaneously, if its political masters so decide. Besides the question of whether a Chinese naval presence outside the Pacific really would have a serious impact, political prestige must also be taken into account. Britain’s Indian Ocean presence does not make a difference. However, London decides to go there just because they can, and to pretend that Britain is still a global power. Beijing’s political and military elites might feel the same way. Often criticized is China’s military bureaucracy and corruption. However, for naval power projection, it does not matter whether Chinese officers in Xingjang or Tibet are corrupt Maoist bureaucrats.

The PLAN’s second aircraft carrier is under construction. Given a six-year construction time, the new carrier will be commissioned in the early 2020s. Present reports say, moreover, that China aims to build in total at least four carriers. However, except for a research program for nuclear-propulsion, there is not yet credible evidence that one of the carriers will be nuclear-powered. 

PLAN carrier strike groups

Source: China Defense Blog

Accompanied by two destroyers, two frigates and two submarines, China’s carrier has been deployed for the first time to the South China Sea. Militarily, Liaoning‘s trip may just have been an exercise. Politically, however, it was a clear message from Beijing: Our carrier can go to the South China Sea and we are there to stay. This has been the first “show of force” by a Chinese carrier strike group. More will follow. Simple exercises could have been done in closer home waters.

However, the more China invests in carriers, the less money will be available for other capabilities, like cruise missiles or submarines. Criticism on carrier acquisition often ignores that, after World War II, carriers have not been used in open-sea battle between major powers. Instead, carrier operations always targeted weaker countries or supported land operations. Due to the lack of combat experience, the Chinese would never act so irrationally that they would try to take on a US carrier strike group in open battle. If they would, it would end up in a slaughter. Chinese carriers would primarily go for show-of-missions targeted at inferior Indo-Pacific states, like Vietnam or the Philippines.

Moreover, in the earthquake, typhoon, and volcano plagued Indo-Pacific, Chinese carriers are much more likely to go for disaster relief rather than combat. Rather than fighting them, Chinese carriers will join their US counterparts in delivering water, food and medical care. Naval diplomacy and outreach to partners like Brazil will come along, too. However, wherever China’s carriers go, they will have ‘close friends’: US attack submarines.

Indian Ocean deployments

Since 2008 the PLAN has had a permanent naval presence in the Indian Ocean, officially in order to fight piracy. However, one side effect is the build-up of a new overseas presence. To understand what China could (not) do in the Indian Ocean it makes sense to look back at what the Soviets did. Their naval presence in the Indian Ocean (late 1960s – 1991) was normally between 5-10 surface warships and a few submarines. However, there were no Soviet carrier operations, just due to the lack of carriers. Moscow’s intentions were a show of force, surveillance of US activities (like the SIGINT station on Diego Garcia) and, in case of war, to open up an additional naval front to bind US capabilities, raid US supply lines and prevent US SSBN from striking Central Asia.

China faces the same challenges as the Soviets did: Access through vulnerable choke points; no direct supply line by land and therefore the need for bases or port access; no air bases for immediate air support. As a consequence, China’s approach would not be too different from the Soviets’. Even though the Somali pirates are in retreat and international counter-piracy operations will be downsized, China is likely to somehow keep an Indian Ocean presence out of its national interests.

Chinese LPD Changbaishan (Source: USNI)

The recent Indian Ocean exercises of the Chinese LPD Changbaishan accompanied by two destroyers underline Beijing’s extended expeditionary ambitions. That one of the PLAN’s most sophisticated vessels was sent indicates that further intentions exist. However, for a real deployment such a squadron would need supply ships and tankers.

Nevertheless, in India, China’s exercises caused concern about the Andaman and Nicobar Islands. Beyond India, weaker Indo-Pacific countries like Sri Lanka, the Maldives, the Philippines, and Vietnam were psychological targets of this show-of-force. In Australia, Changbaishan’s Indian Ocean tour led to the perception of a change in its strategic environment. Although a quick and limited tour, the PLAN’s Indian Ocean exercises obviously already matter.

Thus, we will see at least one, probably two PLAN frigates or destroyers in the Indian Ocean accompanied by a supply ship, maybe even an LPD. Port access may be granted by Pakistan, Yemen, Sri Lanka or Kenya. Thereafter, the PLAN could increase its presence gradually based on the gained experience, e.g. ship refueling on open waters. However, that does not mean that China will start fighting in the Indian Ocean. The most likely missions are counter-piracy, military diplomacy, disaster relief, evacuation of Chinese citizens, and contribution to other international operations.

Chinese SSBN in Sanya (Source: China Defense Blog)

Of the PLAN submarines, probably only SSN will continue to operate in the Indian Ocean, due to their operational range. However, unlike the Soviets there will be no Chinese SSBN west of Malacca Strait. Why send them straight into the range of Indian and US anti-submarine warfare capabilities? In home waters, the Chinese can protect their second strike capability with surface warships and air forces.

However, the good news is that China is not going to freeride on the stability in the Indian Ocean that is provided by others, namely the US. Beyond the discussions about conflict, China`s presence will contribute to safe and secure sea lanes and to stability in the wider Indian Ocean area. They will do so simply because it is in China’s national interest.

Beyond the Indo-Pacific

PLAN missile frigate Yangcheng in the Med (Source)

After numerous friendly visits and a 2011 evacuation operation in Libya, the PLAN is now engaged in a real operation in the Mediterranean (Med’). Together with Danish, Norwegian, British, and Russian warships, one PLAN frigate is protecting Danish and Norwegian freighters transporting Syria’s chemical weapons to a US vessel for the c-weapons’ destruction. China’s Med’ deployment is hardly motivated by altruistic regard for what Europeans call “international responsibility”. Instead, the Chinese are just taking any opportunity they get to gain more operational experience.

In addition, China was only able to deploy to the Med’ due to its Indian Ocean presence. Nevertheless, it is remarkable that the PLAN operates in European homewaters from Cyprus, an EU member state. Interestingly, a Greek follower commented on this blog (comments are in German) that the EU is almost irrelevant in the Eastern Med’. Given his perspective is right, China stepped into a vaccuum provided by Europe. That is how maritime power shifts become real. However, once Syria’s chemical weapons are destroyed, probably in late 2014 or early 2015, China’s Med’ presence will end.

Moreover, we have seen Brazilian-Chinese exercises in the South Atlantic. Brasilia and Beijing seem to be happy with their naval cooperation, which makes its extension very likely. However, aside from the cooperation with Brazil and some friendly port visits, the debate about a Chinese presence in the Atlantic has remained purely hypothetical – and it will remain so for long.

Win wars without fighting

If Peaceful Rise ever was real, it is definitely over. China’s latest Defence White Paper clearly said that China aims to win local wars under the conditions of informationization. Moreover, the White Paper outlined that China would not attack first, but if attacked, it would strike back. However, the White Paper left open what China considers an attack. An attack does not have to be a kinetic strike, but rather China could consider other states’ activities in waters claimed by China as an attack on its national sovereignty.

After China’s soft power was ruined by not immediately responding to the need for disaster relief in the Philippines (they send their hospital ship very late and only after harsh criticism from abroad), China now lets hard power speak. Obviously, Beijing came to the conclusion that it is time to openly pursue a more assertive track, including the use of military power, which does not necessarily mean the use of force.

When talking about China’s military rise, many observers mistake the use of military power for use of military force. Using force is always is always inefficient, due to the costs involved. However, as Sun Tzu outlined, the most efficient way to win a war is not to fight it, but rather allocate military means in a way to impose one’s will on the other side without firing a shot. That is what China is trying to do. They do not follow the Clausewitzian dictum of open war as politics by other means.

China’s ADIZ

China’s recently established ADIZ can be considered a test of this approach. They extended their sphere of influence by the use of military power, but without the use of force. As the test worked quite well from Beijing’s perspective, an ADIZ in the South China Sea could follow. However, China would need much more tanker aircraft for aerial refueling and aircraft carriers for enforcing an ADIZ in the southern South China Sea.

China is now actively seeking – with the use of military power as a means among others – control over areas it has not controlled before. More assertive Chinese behavior and Japanese responses increase the likelihood of unintended conflicts. The US, Japan, and South Korea will have to react to everything China is doing, because they have to save face. For that reason, maritime Asia needs a collective system of conflict prevention.

East Asia Summit: Forum for solutions

Maritime security will be a top geopolitical priority through this decade and beyond. In the 2020s, China and India, both with at least three aircraft carriers, will operate sophisticated blue-water navies. China will project power into the Indian Ocean, while India in response will demonstrate political will in the Western Pacific. Great power conflicts, with or without the use of military force, loom on the horizon, but is not inevitable. Therefore, maritime security will remain on forthcoming East Asia Summit’s (EAS) agenda.

Asian countries, in particular China and Japan, should agree to establish military-to-military hotlines for the opportunity to de-escalate unintended naval incidents. In terms of conflict prevention mechanisms, formal treaties are unlikely, because they would be hard to ratify in all states involved. However, by programs for mutual trust building and collective eschewal from un-announced unilateral measures, the EAS could establish a consensus for an informal modus vivendi in maritime Asia. The greatest plus of an informal modus vivendi would be that such an approach would allow all sides to save face.

Moreover, resource exploration (oil, gas, fish, minerals) have to be put on the EAS’ agenda. With ongoing globalization, increasing population, rising wealth and economic growth, sea-borne trade will grow even further, making these global economic lifelines even more vital for everyone. Now under research, deep-sea mining in the Indian and Pacific Ocean is likely to start in the 2020s. Competition over these resources will lead to the necessity to discuss how conflict can be prevented and how these resources can be used in a way that will suit all parties’ interests. If Asia manages to increase maritime interdependence in trade and resources among all countries and for mutual benefit, this makes armed conflict less likely. No country will strike its own lifelines. 

Felix Seidler is a fellow at the Institute for Security Policy, University of Kiel, Germany, and runs the site Seidlers-Sicherheitspolitik.net (Seidler’s Security Policy).

Follow Felix on Twitter: @SeidersSiPo

Ukraine: Sink or Swim

Ще не вмерла України і слава, і воля

Ukraine has not yet perished, nor her glory, nor her freedom
Upon us, fellow Ukrainians, fate shall smile once again.

These words of the Ukrainian National Anthem are full of passion, but they are a key to understanding the dynamics of the events and determination in Kiev. What pushed thousands of people to remain in Majdan Square for 3 winter months in spite of more than 70 victims? Clausewitz’s trinity of passion, chance, and reason is in some way applicable to today’s situation in Ukraine. There is clearly passion, and chance was evident in that this was the second opportunity for revolution – the first being the Orange revolution of 2004-2005. Now reason must govern a way forward full of compromises. For those in the U.S. public who would like to be more informed about these events, a series of questions arises:

– What Happened and Why?
– What Comes Next?
– What is the Larger Meaning for U.S. Interests and Strategy?

The direct cause of the protest was President Yanukovich’s rejection of the European Union Association Agreement. Aleksander Kwasniewski, former president of Poland, said that protests were predictable as one half of Ukraine wants to join the EU and the other half was persuaded by Yanukovich for three years that the agreement should be signed. So nearly everyone was surprised when the agreement was discarded.

Commenters often talk about two parts of Ukraine that are very different. This is true, there is a difference in culture, religion, and business preferences, which comes from history. But both parts want to live in independent Ukraine, without neighbors interfering in domestic matters, and they want to have a chance to realize their ambitions. For many of us this sounds natural, sentimental, or simply trivial. This is a very old nation but very young state. Ukraine gained independence for a brief period between 1918 and 1920 and most recently again in 1991. Not surprisingly they are very sensitive to problems of national independence. Nationalism is strong and could be equally constructive or destructive. The fact that Ukraine was and continues to be very important to Russia, doesn’t help. And it makes a difference. We speak about the vital interests of a former hegemon and a country that has the ambition to regain its status as a world-class power.

So what comes next? We should start with the simple statement that the situation is unpredictable and volatile. There are at least two reasons for that. One is the pace of change and dynamic course of action, full of unexpected turns. Using an analogy to Boyd’s OODA Loop, Majdan acts inside the decision loop of any potential opponent. The second reason is that given the history of the country and the very short period of independence, Ukraine needs time to work on the many soft elements constituting a state: well-crafted law and respect for the rule of it, transparency, accountability, democratic traditions, mature political elites, and so on. This alone is challenging without speaking of external circumstances. The biggest and most immediate threat to Ukraine’s stability is the legitimization of the new President and the economic situation. Such arguments have already been raised by Russian Federation officials, according to Reuters:

“We do not understand what is going on there. There is a real threat to our interests and to the lives of our citizens,” Prime Minister Dmitry Medvedev was quoted by Russian news agencies as saying.

“There are big doubts about the legitimacy of a whole series of organs of power that are now functioning there.”

Russian naval vessels in Sevastopol, Ukraine.
Russian naval vessels in Sevastopol, Ukraine.

Strong rhetoric is not a mere ghost from the past. It is a sign that other tools from the Soviet epoch could also find their way into the hands of state leaders. We could witness subtle diplomacy interweaving with hard politics. The references to Russian citizens are especially worrisome. It seems natural, but we shouldn’t forget that there is a strong ethnic Russian minority in Crimea [who reportedly “elected” a Russian citizen as mayor this week] and that Sevastopol is a major naval base for Black Sea Fleet. The situation seems to be serious enough to cause a series of public statements by officials from both the United States and Poland.

Bronisław Komorowski, President of Poland considers honest and transparent presidential elections, producing an undeniable outcome, as a top priority. This was quickly countered by Russian Federation Minister of Foreign Affairs Sergey Lavrov, who stated, “We consider it premature to hold presidential elections in Ukraine in May, as it contradicts the agreement dated February 21.”

On Feb 23rd, the U.S. State Department on Twitter said “US expects Ukraine’s sovereignty, territorial integrity, democratic freedom of choice to be respected by all states”.

Prof. Stanislaw Koziej, Chief of BBN (Poland’s National Security Counsel) expressed his concern more directly: “Intervention in Ukraine by foreign power would have significant consequences for international security”.

In order to facilitate strategy shaping for dealing with Ukraine, Prof. Zbigniew Brzezinski offers his long-term vision in an article titled “Ukraine Should Join EU, but No Military Alliance” and says “In brief, the Finnish model is the ideal example for Ukraine, and the EU, and Russia.”

From the geo-strategic point of view, the big problem is that any formal or institutional link of Ukraine with the EU drastically limits Russia’s options and potential to influence this country.

What does this mean for the United States? Even if it doesn’t seem to be a priority, Ukraine’s future could have many indirect and strategic consequences. If the United States really believes in its values, it needs to respect the sovereign decision of Ukrainians. However, any chance of a scenario in which a weak Ukraine becomes a satellite state to Russia, would certainly resonate in all of Central Europe. That means adapting strategy, military modernization programs, and priorities at the NATO Summit in Wales, UK. A Strong or stronger Russia in this region is also an argument in favor of the “Three-Hub Navy” proposed by Brian McGrath.

But even then the hub in the Mediterranean still wouldn’t be among the top strategic priorities until we will assume that a powerful Russian Federation is a link between Europe and Asia. Russia is absent from most discussions about the Rebalance to the Pacific or events in China’s Near Seas, perhaps because the focus is on South China Sea. The way the Russian Federation is going to protect their interests in the Far East and Arctic, and interact with major players there, is likely to impact perceptions of security at least in Central Europe if not in the whole of Europe.

Any discussion about the future of Ukraine is impossible without considering the broader context in which Russia plays a key role. It has been this way for centuries. Poland is ready to offer its own experiences with the transformation process, which was long and painful, but the U.S. is probably the only power capable to persuade an assertive Russia.

Przemek Krajewski alias Viribus Unitis is a blogger In Poland. His area of interest is the context, purpose, and structure of navies – and promoting discussion on these subjects in his country.

Fostering the Discussion on Securing the Seas.