Global Analysis, Uncategorized

A Beginner’s Naval Intelligence Reading List

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By Mark Munson

While the very topic of naval intelligence may seem to imply secrecy, there is a substantial literature on the topic available to the general reader. While many of the books below may be well known to many in the field, they remain a useful start for the uninitiated:

Patrick Beesley’s two books about British efforts to collect, analyze, and use intelligence, particularly in support of the fight against German submarine warfare, are the best places to start for anyone interested in the practical application of intelligence at sea. Very Special Intelligence: The Story of the Admiralty’s Operational Intelligence Centre, 1939-1945 discusses the Second World War, while Room 40: British Naval Intelligence 1914-1918 covers the First World War. In both books Beesley contrasts the performance of these organizations during the two wars (the sharing and use of intelligence was much better during the Second World War). The discussion of British Naval Intelligence’s involvement in the famous Zimmermann Telegram and the subsequent U.S. entry into the First World War is fascinating.

The recommendation of John Keegan’s Intelligence in War may seem a little too obvious and on the nose, but his chapters on intelligence during the age of sail, the First World War, and the Battles of the Atlantic and Midway during the Second World War are one of the best summations of how wireless communications largely created what naval intelligence practitioners call OPINTEL (operational intelligence). Before wireless communications navies conducted “scouting” and “reconnaissance,” but intelligence as we understand it today largely results from the wireless revolution.

Christopher Ford and David Rosenberg’s The Admiral’s Advantage: U.S. Navy Operational Intelligence in World War II and the Cold War is a flawed book, in large part because this slim volume uses the excuse of many of its sources still being classified to justify the general lack of detail and substance devoted to its subject. Having said that, it’s virtually the only source available to a general audience that explains the post-Second World War history of U.S. Navy intelligence. Among the more interesting claims it makes is that the U.S. Navy’s famous Maritime Strategy of the 1980s was directly informed by a detailed understanding of Soviet naval doctrine by American intelligence analysts.

Colonel John Hughes-Wilson’s Military Intelligence Blunders and Cover-Ups features regularly in military and academic courses on intelligence. Discussion of Indications and Warning failures include chapters on Pearl Harbor, the 1973 October/Yom Kippur/Ramadan War, and the Falklands.

“Eddie” Layton and “Joe” Rochefort are two figures considered among the founding heroes of the U.S. Navy’s Intelligence and Information Warfare communities, respectively. Layton (he retired as a Rear Admiral) was the Pacific Fleet’s intelligence officer during the Second World War (both during the Pearl Harbor disaster and the later American victories in the Pacific) while Rochefort led the codebreaking effort that enabled the American victory at Midway. Layton’s autobiography And I was There as well as the recently published biography, Joe Rochefort’s War, offer insight into how a few surface line officers in the inter-war period began to specialize in intelligence-related duties. Of note, both Layton and Rochefort participated in a program that sent them to Japan for several years to learn the language and culture first-hand, an investment that seems to have paid off.

U.S. Naval Intelligence has been one of the many elements of the intelligence community supporting the various aspects of what used to be called the Global War on Terrorism. Mark Bowden is probably the most well-known author covering the special operations world over the fifteen years. While Black Hawk Down is his most famous book, Killing Pablo: The Hunt for the World’s Greatest Outlaw offers another look at the formative years of the current U.S. Special Operations complex and how intelligence is collected and used to target individuals. He’s also written articles for the Atlantic on the 2006 killing of Abu Musab Zarqawi in Iraq, American Special Operations in the Philippines, and counter-drug operations in Colombia.

For those interested in film treatments of intelligence in support of counter-terrorism the obvious choice is probably Zero Dark Thirty. My choice, however, is John Malkovich’s adaptation of Nicholas Shakespeare’s the Dancer Upstairs, a fictionalized depiction of the hunt for Abimael Guzmán, the leader of Peru’s Marxist Sendoro Luminoso Maoist guerrillas in the 1980s and 90s (both the book and film are excellent).

Lieutenant Commander Mark Munson is a Naval Intelligence officer currently serving on the OPNAV staff. He has previously served at Naval Special Warfare Group FOUR, the Office of Naval Intelligence, and onboard USS Essex (LHD 2). The views expressed are solely those of the author and do not reflect the official viewpoints or policies of the Department of Defense or the US Government.

Capability Analysis, Cyber War

AFRICOM’s Chinese Satellites: How To Lose At Mastermind

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THIS ARTICLE WAS ORIGINALLY PRINTED ON MAY 3, 2013 AND IS BEING RE-PRINTED FOR “CHALLENGES OF INTELLIGENCE COLLECTION WEEK.”

Easy to learn. Easy to play. Now, much easier to win.
                                   It gets easier with practice.

For many, the game Mastermind is their first adolescent introduction to cryptology.  A code-breaker is given limited turns to discover the encrypted signal of the code-maker.  By choosing to put AFRICOM bandwidth over state-controlled Chinese satellites in 2012, the U.S. Defense Department decided to extend their PRC opponents exponentially more “rounds” to win the game.  The U.S> has won a tactical convenience at the cost of strategic peril.

Defense Department representatives claim the use of the satellites was secure due to the encrypted nature of the transmissions.  However, as in Mastermind, more exposure reveals more information, with which the code-maker can be beaten.  With an unrestricted treasure-trove of data, the cyber-battle proven Dirty Data Dozen of Chinese cyber-warfare will have plenty of material to compare and contrast until base patterns are found and exploited.  This vulnerability is especially worrisome in an area of responsibility rife with corruption issues and general penetration by state-associated Chinese assets.  That access to the satellite transmissions might be doubly useful because of the potential access to the pre-transmitted data, further easing decryption efforts.  This undermines force-wide communications, providing information that will end up not only in the hands of the Chinese, but the actors with whom their intelligence services cooperate.  The U.S. stands not only to lose one game of Mastermind, but most of the tourney.

You must accept that you won’t always have attractive alternatives. The Big Picture may demand tactical sacrifice.

It was only last month that the CNO, ADM Greenert, said that the cyber-EM environment is “so critical to our national interests, that we must treat it on par with our traditional domains of land, sea, air, and space…”  The EM-cyber spectrum may be invisible, but they have the same space constraints as those traditional domains.  During the Cold War, if the berths at Bremerton were full, the U.S. Navy would never have requested berthing space in Vladivostok; if the U.S. Army found itself under-equipped, they would never request use of radio towers in East Germany to communicate with West German patrols.  Resources are limited and must be rationed; put simply by Raymond Pritchett, “If this wasn’t the point to tell someone ‘no’ when they ‘needed’ bandwidth, what point is?”  Refusing to prioritize the strategic long-term viability of U.S. communications security over temporary tactical comfort is the laxity alluded to by the CNO when he highlighted the need for a new attitude.  We can start with the lessons learned from a 1970’s board game.

Matt Hipple is a surface warfare officer in the U.S. Navy.  The opinions and views expressed in this post are his alone and are presented in his personal capacity.  They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy.

Cyber War, Future War, Tactical Concepts

Maritime Cryptology at the Crossroads

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After more than a decade of land war and a desire to rebalance to Asia, America’s Navy finds itself smaller, and in many ways weaker in certain respects. One area that should be of great concern is the current practice and future of maritime cryptology.

Cryptology at sea was proven decisive during World War II, beginning with the battle at Midway and the breaking of the Japanese naval code “JN25.”[i] Equally important was the allied program that cracked the German Enigma machines, “Ultra,” especially those used by the German Navy. Winston Churchill famously remarked to King George VI that, “It was thanks to Ultra that we won the war.”[ii]

museum
(A selection of seven Enigma machines and paraphernalia exhibited at the USA’s National Cryptologic Museum. From left to right, the models are: 1) Commercial Enigma; 2) Enigma T; 3) Enigma G; 4) Unidentified; 5) Luftwaffe (Air Force) Enigma; 6) Heer (Army) Enigma; 7) Kriegsmarine (Naval) Enigma—M4.)[iii]
Throughout the ensuring Cold War until the fall of the Berlin Wall, naval cryptology played a vital role in meeting national and tactical intelligence requirements. America gained deep insight and understanding of Soviet and Warsaw Pact allied naval operations and was able to obtain priceless strategic intelligence through collection missions operated by the U.S. Navy. The end of the Cold War, ensuing strategic drift and drawdown was shattered by the terrorist attack of 9/11, yet even in the midst of a worldwide “Global War on Terror,” the pressure remained to cut the naval force. Today, the Navy is at its smallest point since World War I. For the Navy to conduct its maritime cryptology mission, it must have presence in the littorals, especially in key strategic areas of the Western Pacific, Indian Ocean and Arabian Gulf and the Mediterranean and elsewhere. A smaller Navy with fewer platforms means the Navy is not always where it needs to be and when it needs to be there.

The hope was that through force shaping, automation and remote operations, maritime cryptology could continue to thrive in an ever more complex electromagnetic (EM) environment. Adversarial communications have become far more challenging to detect, exploit and prosecute. The Radio Frequency (RF) environment of today is incredibly complex, with tactical, strategic and data communication links operating in all areas of the spectrum and often at frequencies with a very low probability to intercept. Modern encryption techniques have evolved from mechanical electronics to the use of quantum mechanics.[iv]

crypto

The effects of force shaping, automation and remote operations are beginning to take their toll on the tradecraft of maritime cryptology. Today’s junior Sailors and officers have had their training time cut in order to meet growing operational demands on a shrinking Navy. To be successful in the art of cryptology – and it is a practiced art – one must have a deep understanding of the fundamentals of radio signal transmission as well as more than a passing familiarity with the collection equipment. A junior cryptologic technician and junior officer should be able to draw a basic transmitter-receiver diagram and trace the origin of a signal from its original state, such as voice or data, through the transmitter, across a medium and into the collection gear and the operator’s ears. Foundational knowledge required that the basic operator have a working knowledge of the equipment and be able to perform diagnostic and troubleshooting tasks in the event of a malfunction. Finally, operators and junior officers must understand the process of signal intelligence reporting to the tactical unit at sea (indications and warning intelligence) as well as to the national signal intelligence system.

spectrum

At the same time, emerging cyberspace communication networks place entirely new pressures on maritime cryptology. Modern communication, command, control and information sharing are a “network of networks,” an “Internet of things” that require new skill sets and new acquisition and exploitation technologies. Yet the complexity of data systems and volume of data being passed is growing exponentially, outpacing our acquisition and procurement capability. The Navy has tried to mitigate this by relying on commercial off-the-shelf technology (COTS) but this entails its own set of problems. COTS technology must be compatible with legacy systems – some more than twenty years old and built on architecture and code from the late 1980s and early 1990s – and it relies on bandwidth levels that are not always available and reliable. We often find out the hard way that equipment which works well in the sterile lab environment is not up to the task of performing reliably at sea under arduous conditions.

Maritime cryptology is at a cross roads. We must return to the fundamentals of signal intelligence at the same time we are trying to realize the potential of cyberspace operations at sea. This will require a renewed commitment to recruitment and training, and for many middle grade and senior enlisted cryptologic technicians and officers, it means new formal training. Right now, senior enlisted and officers are being asked to take leadership roles in an emerging cyberspace operations field for which they are receiving inadequate or no formal training. We must reconsider recruitment of new junior Sailors and officers who have the background skills, education and knowledge and provide them a career path that emphasizes cryptologic expertise across the spectrum, from “traditional” signals intelligence to modern wireless exploitation. This career path must be grounded in recognizing that maritime cryptology is more art than science, and to become proficient and experienced, one must practice.

The author would like to thank CDR Kevin Ernest who kindly provided his thoughts on the challenges of modern maritime cryptology.

LT Robert “Jake” Bebber is an information warfare officer assigned to the staff of U.S. Cyber Command. The views expressed here are his own and do not represent those of the Department of Defense, the Department of the Navy or U.S. Cyber Command. He welcomes your comments at jbebber@gmail.com.

[i] http://www.navy.mil/midway/how.html

[ii] http://www.history.co.uk/study-topics/history-of-ww2/code-breaking

[iii] http://en.wikipedia.org/wiki/Enigma_machine#cite_note-9

[iv] http://blogs.scientificamerican.com/guest-blog/2012/11/20/quantum-cryptography-at-the-end-of-your-road/

Cyber War, Europe, Global Analysis

Time to Wake Up: Snowden’s Cost

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THIS ARTICLE WAS ORIGINALLY PRINTED ON MAR 30, 2014 AND IS BEING RE-PRINTED FOR “CHALLENGES OF INTELLIGENCE COLLECTION WEEK.”

Regardless of how you feel about Edward Snowden’s domestic surveillance program revelations, it’s time to get real about the cost we are paying for Snowden’s leaks about America’s signals intelligence programs. In a conversation a few months ago with a very senior former US intelligence official, I was struck by their apocalyptic assessment of the damage Snowden’s leaks had caused America’s intelligence capabilities. While he naturally considered the domestic concerns overblown, he was even more upset at Snowden undoing of decades of groundbreaking American work securing our own communications and spying on foreign governments.

Success in signals intelligence relies almost entirely on the opponent not knowing where and how he is being spied upon. As soon as your methods are discovered, your opponent can evade your espionage or, even worse, spoof you with false intelligence. Be detailing the methods that the US uses to spy on other countries, Snowden’s revelations immediately and directly limited the NSA’s capabilities. We are just now beginning to see the fruit of that.

The Crimean crisis has revealed tremendous gaps in American SIGINT and comms against the very country in which Snowden happened to take asylum. Just over a year after Snowden’s releases, it is no coincidence. Now, I don’t mean to give Snowden all the credit – the Russians have maintained aggressive measures against American SIGINT since at least the mid 2000s. But it is not clear that, before the Snowden revelations, they were certain how effective their countermeasures were. By laying bare the sorts of measures the NSA has honed to break open world communications, Snowden has given the Russian military and IC exactly what it needs to craft communications in the American blindspot. Thus, the American intelligence community was blindsided by the Crimean invasion – while they observed the Russian military buildup, the lack of an increase in comms traffic lulled them into a false sense of optimism. Thanks to Snowden, the Russians could be confident that their countermeasures would be effective.

There is another piece of this puzzle that has been troubling me; Over the past year, there have been a number of alarming communications security breeches that have embarrassed US, EU, and Ukrainian officials in ways very convenient for the ongoing Russian information war. Now, I can’t speak to the sources of the EU and Ukrainian leaks (I wouldn’t want to deprive some poor GRU operative his due!), but I was very alarmed by the US breech. Senior (and even not-so-senior) US officials working in the Former Soviet Union are subject to very strict regulations around communications. Now, it’s possible of course that Victoria Nuland and Amb. Pyatt made some error. But this isn’t the first rodeo for either of them: Nuland is the former ambassador to NATO, and Amb. Pyatt is a career FSO with decades of experience working in sensitive areas, including at the IAEA. We know that Nuland was surprised by the leak, calling it “pretty impressive tradecraft.”

There are two likely scenarios of how these communication leaks happened; both of them alarming. The first possibility is that the conversation was had in the clear on an embassy line. Intercepting embassy communications still involves a level of tradecraft above merely intercepting something over Ukraine’s telecoms network, and embassy comms being intercepted indicates a dire but not surprising familiarity with our diplomatic communications system. Nonetheless, such a breech would indicate that our diplomats had not necessarily followed protocol. The more alarming possibility is that the secure line itself was compromised. Prior to Snowden, such a breach was nigh unthinkable. But, prior to his time at the NSA, Snowden worked for the CIA…securing their communications from foreign postings. Now, I’m not suggesting that Snowden is sitting in Lubyanka Square hacking American comms. But it should scare the hell out of us that someone so intimately involved in securing American communications in addition to building American SIGINT capacities now relies on the generosity of his Russian hosts for his breakfast, lunch, and dinner.

It is possible that Snowden could compromise American intelligence in ways he is not even aware; was Snowden really clever enough to completely prevent the Russians from peeking into his document archive? Is he really smart enough to detect whether some of the security problems he might work on for his Russian clients might not actually be FSB tricks to get him to divulge how an American cryptographer might approach security? What frightens me is not the possibility that Snowden is maliciously working against the US. But the Russian intelligence community has access to people who are smarter than he is, are better hackers than him, and are world-class manipulators. Snowden’s naïveté has already harmed the US, but his hubris is positioned to do even more damage, and damage that we will not know the extent of until it is too late.

I realize that this line of analysis has a certain Ian Fleming-ish feel to it; a US cryptanalyst absconds to Russia, and a year later, American SIGINT begins to experience unusual failures and breeches. But that is the reality we are living in, and we need to wake up to it. The damage Snowden has done to America’s information security and intelligence capabilities is not hypothetical and hypothesized. It is real, it is urgent, it is extensive, and it is just starting.

Jon is a 2013 Healy Scholar, a MPhil in International Relations candidate at University of Oxford, and a Research Assistant at Georgetown University. 

Fostering the Discussion on Securing the Seas.