People Not Parts: Returning Ingenuity and Tenacity to our Officer Corps

By Ian Akisoglu

Since the end of the Second World War, the military dominance of the United States has rested on its relative technological superiority over its adversaries, what has been underwritten by its impressive economic strength and high-tech domestic industries. For the first time in seventy years, the United States military is forced to contemplate a long-term strategy without the implicit guarantee that it will enjoy decisive technological superiority as its most likely adversaries come closer and closer to achieving parity in both technological and economic strength. In order to remain viable in future conflicts, the American military will have to rethink its operational paradigm and learn to rely more heavily on the creativity and individual zeal of its leaders and less on its hard assets.

For much of its history, the American military has fought its major conflicts without the overwhelming technological and financial superiority that it has enjoyed since the end of the Second World War. I believe that this phenomenon can best be explained by the following paradigm: raised in an age where American military power was relatively lacking on the world stage, the American officer corps did not possess any of the bad habits or laziness of thought engendered in today’s officer corps. Looking down on the rest of the world’s militaries from a plateau of overwhelming superiority and relative security, we have become haughty and ignorant of our peers’ capabilities. Previously generations of American military officers were forced to contend with a world in which the United States Army and Navy were not the best – indeed, not even in the top ten at times.

This forced American military leaders to develop and utilize a currently unimaginable level of organizational, operational, and strategic creativity comparably unknown to the armed forces of today, where an over-reliance on financial superiority has led to an over-reliance on technological superiority, which has led to an over-reliance on established procedures and doctrine. In order for the armed forces of the United States of America to continue to enjoy success in the future, both on the battlefield and as a viable instrument of soft power, American military leaders must look to lessons from the past and re-learn how to plan and fight wars without the assumption that they will always enjoy superiority of force.

[otw_shortcode_button href=”https://cimsec.org/buying-cimsec-war-bonds/18115″ size=”medium” icon_position=”right” shape=”round” color_class=”otw-blue”]Donate to CIMSEC![/otw_shortcode_button]

A humorous quote from a European officer highlights the benefit of this, “One of the serious problems in planning against American doctrine is that the Americans do not read their manuals nor do they feel any obligations to follow their doctrine.” This emphasizes the extensive freedom of judgment American commanders previously enjoyed while executing missions in complex operational environments. From the author’s perspective as a contemporary unrestricted line officer in the U.S. Navy, this freedom of judgment is virtually non-existent nowadays. Instead, American military commanders are so hamstrung by strict adherence to the protocol and procedures that have been enshrined throughout their military upbringings that they are often afraid to rely on their own intuition, experience, and creativity. This risk aversion is not unjustified since the risk to reward ratio for officers willing to try new ideas has shifted so heavily to the risk side, that many deem the potential gains not worth imperiling their careers over. The main problem with this method of doing business is that operational arenas are not the static playing fields that we presuppose them to be in most exercise and operation briefs. They are constantly evolving, which requires adaptability and ingenuity instead of a flow-chart approach to missions.

Members of the U.S. Naval Academy Class of 2014 participate in the Oath of Office ceremony at Tecumseh Court. (U.S. Navy photo by David Tucker/Released)
Members of the U.S. Naval Academy Class of 2014 participate in the Oath of Office ceremony at Tecumseh Court. (U.S. Navy photo by David Tucker/Released)

This is not meant to be a rebuke of procedural compliance – far from it. Procedural compliance is important to ensure the safety and proper execution of our technical missions: safety and maintenance. However, it is important to also recognize its inherent limitations, and understand that it’s impossible to write “winning a war” into procedural compliance, since procedures only extend to the realm of what is known, and war often devolves into the area of the unknown. Simply put, officers should be proficient at procedural compliance and planned execution, but once the situation is no longer covered by procedures, strategic entrepreneurship and improvisation must take over seamlessly. If we consistently deny our Navy leadership the ability to improvise and test their creative problem solving abilities for fear of imperiling their careers, how and when can this creative solution seeking process be fostered?

The key question then is how do we recapture the ingenuity of the individual officer? I assert that it must start at the earliest possible point in the officer’s career – for creativity once lost is nearly impossible to rediscover. The Navy should develop programs that both encourage and train officers to think of creative solutions to problems early on in their careers. The best time to start this is at the O-2 and O-3 levels, directly after the completion of an officer’s initial warfare qualifications and first operational tour.

The importance of instilling and encouraging the idea of creative thought early on in the officer corps cannot be overstated. Senior officers that attend the Naval War College relatively late in their careers to explore ideas on war and its strategic theory have already come to depend on the rigidity of the Navy establishment for their paychecks and lifestyle, and thus are less willing to question the institution or its authority. The junior officer, relatively fresh and with fewer mental harangues, owes no such allegiance to the organization and does not see it through the same cynical lens, allowing them to see the flaws in our organization much more clearly than a dyed-in-the-wool career officer. These junior officers are still willing to question the military’s fatal deficiencies and flaws before becoming completely indoctrinated into the system.

One way to implement this would be to establish a school that officers attend with peers from their warfare areas concentrated around every major career milestone. The goal of such a school would be to gather high-flying officers into small groups where they would be posed complex operational problems. However, they would face them with handicaps and constraints put in place, making normal doctrine and pre-planned responses obsolete, and forcing them to develop creative solutions to real world problems. Officers would return to the course at every major career milestone, such as in between division officer tours, prior to starting their department head tours, prior to beginning their XO/CO fleet-up, and prior to achieving flag rank.

One of the most resonant lessons that has been gleaned from the attacks on the USS Stark, USS Samuel B. Roberts, and USS Cole is that in unexpected situations, conventional procedures often are inadequate, and improvisation dominates. Generations of American military officers have become complacent through the knowledge of their nation’s technological and financial superiority. It is time to train them to think and fight absent this implicit safety net once again. It is better to start learning these critical skills now, while remaining in control of the pace, than to be forced to learn them under fire in a future conflict.

Capt. Frank Olmo, deputy commander, Naval Surface and Mine Warfighting Development Center (SMWDC), introduces SMWDC and the new career opportunities it provides junior surface warfare officers (SWOs) during a brief aboard USS Bunker Hill (DDG 52). U.S. Navy photo).
Capt. Frank Olmo, deputy commander, Naval Surface and Mine Warfighting Development Center (SMWDC), introduces SMWDC and the new career opportunities it provides junior surface warfare officers (SWOs) during a brief aboard USS Bunker Hill (DDG 52). (U.S. Navy photo).

Secondly, while an understanding of mathematics and the sciences remain ever important in an increasingly technical and specialized military, officer programs must also recapture the emphasis on liberal arts education and creative thinking that has steadily dwindled in the twentieth and twenty-first century formation of modern military officers. At the United States Naval Academy it is a requirement that sixty-five percent of those graduates must complete degrees in the science, technology, engineering, or mathematics disciplines. Of students commissioning from ROTC programs around the country – which, combined with the Naval Academy, contribute roughly two thirds of new officer accessions the fleet each year – eighty-five percent of available scholarships are rewarded to those students who choose majors in the STEM fields. Those remaining fifteen percent who do express interest in studying disciplines outside of these fields, ignominiously referred to as “Tier 3” majors, find their options for earning scholarships and commissioning more limited.

Technical courses do an excellent job training officers to operate complex combat systems and nuclear reactors, where every aspect can be distilled to checklists and procedures, but do a poor job in training strategic and creative thought. Such critical thinking skills are ultimately where officers render the greatest value to the armed forces as leaders and warfighters, not technicians. At a minimum, a certain number of liberal arts courses in subjects such as philosophy, history, literature, and economics should be required for certain officer programs in just the same way that calculus, physics, and other mathematics and science courses are. An officer able to harness the problem-solving ability taught by an education in engineering with the propensity for creative though that comes from a study of the liberal arts would be the best equipped to execute all of the Navy’s missions.

Thirdly, the United States military must push decision-making back down the chain of command to the unit level. In our age of global real-time communication we have achieved the ability to control even the minutest detail from the highest level. We must resist the temptation to do so, for this robs on-scene commanders of the crucial experience that comes from tense, independent decision-making. Instead, we must once again become comfortable with giving commanders autonomy over their units and operations, giving direction only in broad strokes and leaving the details to the “man on the spot,” who is inevitably the subject matter expert on what is happening within and directly around his unit. In today’s fleet, the number of daily updates that a deployed warship is required to provide up the chain of command off-ship has become a full-time job on top of the full-time job of running the ship and executing its mission. No effective leader has two full-time jobs.

Assistant Secretary of the Navy Theodore Roosevelt on the steps of the Naval War College.
Assistant Secretary of the Navy Theodore Roosevelt on the steps of the Naval War College.

And all of this for what? It is absolutely ludicrous to imagine that a remote commander and their staff, often years detached from single-unit leadership, require or need all of the information now required to be tracked on a daily basis. The massive off-ship administrative burden that this places on the wardroom of an operational unit, simultaneously interfering with their ability to effectively do their job within the lifelines of the ship, significantly degrades morale and unit-level success. By fostering a culture in which officers are afraid of making even the smallest decisions themselves, we are handicapping the abilities of junior officers to develop leadership skills and to learn to take the initiative, resulting in the ones who adapt to this climate being cautious to a fault for the rest of their careers, and inducing those individuals who want more control and autonomy to seek opportunities elsewhere.

Finally, the United States military must consider drawing talent into its ranks from untraditional sources outside the military and recognize that its rigid and traditional career path that exclusively emphasizes hiring and promotion from within might have to change. This is not entirely without precedent – the Navy already does this for many of its staff corps officers who have demonstrated experience and proficiency in their civilian careers. There are many individuals with different backgrounds and specialties who hear the call to serve their country at different points in their life. A master software engineer at Google with ten years in the industry would be an incredible asset to the military’s cyber warfare communities, but at that point in his career he would likely be too old to enlist and would have his talents wasted as a newly-commissioned ensign while also being grossly under-compensated. Instead, why not bring this cyber star in as a Lieutenant Commander? This arrangement would offer significant benefits and opportunities to both the military and the individual.

If the United States wants to avoid catastrophe on the battlefield in the coming decades, it will need to come to terms with the fact that having more money and better technology will no longer be enough to win the next war against the next foe – who may very well enjoy parity in these domains, if not even superiority. Accepting this, rather than continuing to do the same thing while expecting a different result, is a required preliminary step.

Deputy Secretary of Defense presents a Master of Science diploma to Ken Thomas at the Naval Postgraduate School.
Deputy Secretary of Defense Robert Work presents a Master of Science diploma to Ken Thomas at the Naval Postgraduate School.

The United States military must fundamentally change the way it does business and drive its officer corps to rediscover skills that gave way to technology and money when they seemed to no longer be needed or valued. In order to do this, we must encourage creative thought in our officers starting at a very junior level – both by commissioning a greater portion of our officers with backgrounds in the liberal arts as well as technical majors, and by creating incubator programs at multiple levels of officer career tracks to cultivate and stimulate creative thought. The military must also learn to re-delegate greater amounts of control and authority to unit commanders while unit commanders must learn to do the same to their subordinates. This ensures that if subordinate commanders are fighting a conflict in which they are cut off from communication with headquarters or things are not going quite as they had expected them to, they aren’t paralyzed with indecision, experiencing what is in effect their first ever real experience with high-stakes decision making.

Finally, the United States must harness the huge pool of potential talent that exists in the form of civilians who want to serve but don’t fit into the current recruiting construct. By allowing experienced non-military personnel to enter the organization at mid and even upper-level officer positions, the military can harness a huge untapped reservoir of private sector talent. The same skills that our military forefathers used to achieve victory on the battlefield when outclassed in technology, money, manpower, and weapons – creativity, zeal, initiative, and guile – are needed once again. All that is lacking is the will and tenacity to bring them back.

Lieutenant Junior Grade Ian Akisoglu is a Surface Warfare Officer living in Norfolk, Virginia.  He graduated from American University with a Bachelor of Arts in economics and history and was subsequently commissioned through Officer Candidate School.  The views expressed here are his own and do not represent those of the U.S. Department of Defense or the Department of the Navy.  He can be reached at [email protected].

[otw_shortcode_button href=”https://cimsec.org/buying-cimsec-war-bonds/18115″ size=”medium” icon_position=”right” shape=”round” color_class=”otw-blue”]Donate to CIMSEC![/otw_shortcode_button]

Bibliography:

Kimbrough IV, James M. MAJ, USA. (2008). Examining U.S. Irregular Warfare Doctrine. 14.

United States Naval Academy. (2015). Academics – Majors and Courses.

Population Representation in the Military Services FY 2013 Report: Appendix B: Active Component Enlisted Accessions, Enlisted Force, Officer Accessions, and Officer Corps Tables.

United States Navy ROTC. (2015). Naval Reserve Officers Training Corps Scholarship Selection Criteria.

Long, Roger D. The Man On The Spot: Essays on British Empire History. (Ed.), Praeger, First Edition (Sep 26, 1995).

Sea Control 109 – CAPT Raimondo & Navy FITREPS

CAPT Jim Raimondo of the United States Navy joins Sea Control for a discussion on Navy Fitness Reports (FITREPS) as well as his time working on Iraq, Iran, and Russia. CAPT Raimondo is a Federal Executive Fellow with the Fletcher School of Law and Diplomacy as well as a fleet representative for the U.S. Naval Institute. He is participating in a Navy working group examining reforms to FITREPs. He formerly served as the senior EUCOM representative in the Pentagon and as an planner for the 2011 transition in Iraq.

Sea Control 109 – CAPT Raimondo, FITREPS, and Navy Challenges

[otw_shortcode_button href=”https://cimsec.org/buying-cimsec-war-bonds/18115″ size=”medium” icon_position=”right” shape=”round” color_class=”otw-blue”]Donate to CIMSEC![/otw_shortcode_button]

CFAR 2016 – Nominations Now Open

On 24 March CIMSEC will host the second annual CIMSEC Forum for Authors and Readers (CFAR), an event for our readers and the public to engage our contributors on their work and topics of interest. Thanks to the generous support of CNA we are pleased to offer a professional workshop on a range of maritime security issues.

The evening will provide a chance to engage your favorite CIMSEC contributors on their work over the preceding year, hear their thoughts on how their pieces have held up, and explore predictions for the coming year.

Who will these speakers at CFAR 2016 be? All CIMSEC readers are welcome to submit nominations for articles with the only criteria that the article nominated must have appeared on the site on or after 05 February, 2015. After nominations close, CIMSEC members will have the chance to vote and the top vote-getters receiving invites to speak at CFAR. Those unable to attend will be invited to follow up their work on the NextWar blog.

NOMINATIONS NOW OPEN:      NOMINATE HERE NOW

Timeline
Nominations:  15-26 February
Voting:  01-11 March
Winners Announced:  15 March
CFAR 2016:  24 March

North Korea and Asymmetric Naval Warfare

By Paul Pryce

In recent years, several detailed analyses have been produced on Iranian efforts to develop the doctrine and capabilities necessary to wage ‘asymmetric naval warfare.’ This has involved preparing the Islamic Republic of Iran Navy (IRIN) and Iranian Revolutionary Guard Corps’ Navy (IRGCN) to wage a kind of insurgency in the Strait of Hormuz and the Persian Gulf, employing ‘swarming’ tactics with well-armed small boats and fast-attack craft along with naval mines, submarines, and anything else that might allow Iran to exploit the vulnerabilities of a technologically superior enemy like the United States Navy (USN). In 2008, the Washington Institute for Near East Policy released an excellent example of this analysis less than a year after IRGCN forces captured 15 British Royal Navy personnel that had been operating in Iraqi waters.

Yet there are few detailed analyses of whether the Korean People’s Navy (KPN) – the maritime force of the Democratic People’s Republic of Korea (DPRK) – could similarly employ asymmetric warfare to counter the technological superiority of the Republic of Korea (ROK) and its US allies. This is particularly surprising when one considers how Iran has only recently begun to develop such asymmetric capabilities since its mining of the Persian Gulf during the Iran-Iraq War, which saw significant damage to the guided missile frigate USS Samuel B. Roberts in April 1988. The DPRK, meanwhile, has been contending with a capability gap against its southern adversary for far longer. Although IRIN must divide its attention somewhat between the Persian Gulf and the Caspian Sea, the KPN is truly split into two distinct fleets, one concerned with the Yellow Sea to the west and the other concerned with the Sea of Japan to the east. Simple geography prevents the KPN from ever truly consolidating its forces. This extends, of course, even to shipbuilding, with many vessels in the Eastern Fleet originating at Wonsan Shipyard and much of the vessels in the Western Fleet originating at Nampo Shipyard.

Helped along by the dissolution of the Soviet Union and the decline in availability of Russian military equipment, it seems the DPRK has set about developing its own defence industry and is producing new vessels that, while clearly unable to square off against ROK counterparts, could prove effective at waging asymmetric warfare at sea. Well-suited to swarming, the Nongo-class fast attack craft, which appears to be 35 metres long and displace 200 tons, could harass ROK and USN vessels. Rare glimpses of this vessel in DPRK propaganda footage suggest that the Nongo-class is equipped with a turret-mounted 76mm gun, possibly reverse-engineered from the Italian-designed OTO Melara 76mm, along with a complement of Russian-produced Zvezda Kh-35U subsonic anti-ship missiles.

Nongo class missile boat.
Nongo class missile boat.

The prominence of submarines in KPN modernization efforts is also telling. The old Romeo- and Whiskey-class diesel-electric submarines received from the Soviet Union are being phased out in favour of some domestically produced designs. Satellite imagery as recent as July 2014 indicates North Korea is building a submarine with a length of 65.5 metres and a displacement of between 1,000 and 1,500 tons, which has been dubbed the Sinpo-class, for addition to its East Fleet. South Korean media sources, such as Yonhap News, claim that the design is reverse-engineered from a Soviet Golf-II diesel-electric submarine and could deploy ballistic missiles. Others, like the US-Korea Institute at Johns Hopkins University’s School of Advanced International Studies, believe the design to be based on older Yugoslavian designs like the Heroj- and Sava-classes. However, little else can be discerned about the lone vessel of this class spotted in satellite imagery.

The most compelling aspect of KPN asymmetric warfare to date is the continued prevalence of the Yeono-class midget submarines. First introduced in 1965, these vessels require a crew of only two to operate but can carry six or seven passengers, proving useful for DPRK covert operations against South Korea and Japan. With a submerged displacement of 130 tons and a length of approximately 20 metres, each is armed with two 533mm torpedo tubes. It is believed that a Yeono-class submarine fired the torpedo that sank ROKS Cheonan, one of South Korea’s Pohang-class corvettes, in March 2010. Although the KPN reportedly has only ten Yeono-class submarines left in operation, the attack on ROKS Cheonan demonstrates how such a weapon, deemed obsolete by Western standards, might still present a very real threat to network-centric navies like that of the ROK.

CNO Admiral Jon Greenert visits the Cheonan memorial in May 2013. U.S. Navy photo.
CNO Admiral Jon Greenert visits the Cheonan memorial in May 2013. U.S. Navy photo.

The North Koreans are not alone in recognizing the potency of midget submarines like the Yeono-class. Since 2007, Iran has acquired 14 submarines of this class and is domestically producing its own derivative of the design, known as the Ghadir-class. The convergence of Iranian and North Korean naval doctrine underscores the need for further analysis of the latter’s intentions, capabilities, and potential impact on the security of the Korean Peninsula’s littorals. The KPN’s Soviet submarines and swarms of small Kusong-class torpedo boats might have once seemed to American and South Korean defence planners to be sufficiently straightforward a threat to counter. But the vessels described here demonstrate that the DPRK is adapting to its strategically disadvantaged position and lack of technological sophistication.

This is particularly problematic for the ROK Navy, which has focused so heavily in recent years to attain blue-water status. According to the analysis of Vice Admiral (retired) Yoji Koda of the Japan Maritime Self-Defense Force, the ROK has limited anti-submarine warfare capabilities. In this sense, the Yeono-class perfectly exploits one of the ROK Navy’s most glaring capability deficits. Satellite imagery may have picked out a vessel as substantial as the Sinpo-class, but what might it miss? Based on the successful engagement against ROKS Cheonan, it would not be a surprise if the DPRK were actively working on a new design based on the Yeono-class. Such small vessels would not be spotted as readily as a 1,500 ton submarine openly berthed at Sinpo South Shipyard.

Another area of some uncertainty regarding DPRK asymmetric capabilities is minelaying. Naval mines were of significant importance to the KPN during the Korean War – so much so that 70% of the casualties suffered by USN vessels during that conflict were due to mines laid by DPRK forces. Yet subsequent research suggests those mines were laid with significant Soviet guidance and training, and it would be a stretch to assume DPRK mine warfare has gained much in sophistication since then. There are also no indications whether the KPN currently operates dedicated minelaying vessels. In the absence of such, DPRK mine warfare would certainly be inefficient but it could, in the most desperate of circumstances, even employ civilian vessels in such a role. For example, during the Korean War blockade of Wonsan, the DPRK made use of local sampans as minelayers. It would be wise of the ROK Navy to not bet on that scenario and invest in improved mine countermeasures.

The DPRK is among the most secretive regimes and so detailed information on its military capabilities is scarce as has been indicated here. Yet what little can be prised from open source information shows that the DPRK is at least as advanced as Iran in its ability for asymmetric warfare at sea. It is vital that further attention be paid to the evolution of the KPN so that, first and foremost, incidents like the sinking of ROKS Cheonan are not repeated, but also to ensure that any potential intervention by the international community against the DPRK proceeds without significant loss of life or assets for the ROK and its allies.

Paul Pryce is Political Advisor to the Consul General of Japan in Calgary and a long-time member of the Center for International Maritime Security (CIMSEC). He has previously written as the Senior Research Fellow for the Atlantic Council of Canada’s Maritime Nation Program.

Fostering the Discussion on Securing the Seas.