NAFAC: The 4th Battle for the Atlantic and Technology’s Impact on Warfighting

By Sally DeBoer

For the past fifty-six years, the United States Naval Academy has hosted the Naval Academy Foreign Affairs Conference (NAFAC). NAFAC, planned and executed by the midshipmen themselves, brings together outstanding undergraduate delegates as well as notable speakers, scholars, and subject matter experts from around the nation and the world to discuss a current and relevant international relations issue. The theme for this year’s conference, A New Era of Great Power Competition?, seeks to explore the shifting dynamics of the international system, challenges to a U.S. – led world order, the nature of potential future conflicts, the challenge of proto-peer competitors and rising  as well as what steps the U.S. might take to remain the primary arbiter of the international system at large. As this topic is of great interest to CIMSEC’s readership, we are proud to partner with NAFAC in this, their 57th year, to bring you a series of real-time posts from the day’s events in Annapolis, MD. CIMSEC would like to recognize MIDN 1/C Charlotte Asdal, NAFAC Director, and her staff for allowing us to participate in this year’s events and for inviting our readership to virtually share in the week’s rich academic environment.

Robert H. McKinney Address – Vice Admiral James Foggo, III, Director, Navy Staff and Former Commander 6th Fleet

“The greatest leaders must be educated broadly.” – Gen. George Olmstead

Vice Admiral James Foggo III addressed midshipmen and delegates Thursday morning, the last day of the NAFAC conference. The address, bolstered by personal anecdotes, videos, and photographs from the Navy Staff Director and former 6th Fleet Commander, largely addressed the question of great power competition from the perspective of the United States’ relationship with the Russian Federation. The admiral’s address familiarized the audience with recent history and current operations within the Mediterranean, Arctic, Baltic and beyond, informing the day’s discussion on the evolution of great power competition in the coming decades.

What Makes a Great Power?

To begin, VADM Foggo was careful to define the terms used in answering the question: Are we in a new era of great power competition? The admiral expressed confidence that the United States remains the greatest nation in the world, providing exposition on what makes the United States a great power.  Great powers, he explained, go beyond the sum of their people, economic, or military strength to offer ideas, opportunity, and leadership, using their power to affect change for the world’s weakest and most vulnerable populations. Russia, he went on to conclude, is not by this definition a great power – their “sum” qualifies the Federation as a major power, but their actions, primarily enacted in self-interest, disqualify them from great power status.  Understanding this distinction is crucial.

The 4th Battle for the Atlantic

VADM Foggo provided helpful historical context for the historical relationship between the Soviet Union/Russian Federation and the United States. The First Battle for the Atlantic, he explained, occurred during the course of World War One, while the Second, where the United States and her allies defeated axis powers relentless undersea tactics with “grit, resolution, the submarine detection system, and the lend-lease program to Britain.” The third battle, he explained, occurred during the course of the Cold War. An unclassified report based on the 3rd Battle Innovation Project commissioned by the United States Submarine Force on the contribution of U.S. undersea assets to U.S. victory in the Cold War concluded with the following sentiment: “someday, we may face a 4th Battle of the Atlantic.” VADM Foggo asserted that we are, indeed, in the midst of this battle now. The admiral and his co-author Alarik Fritz of the Center for Naval Analysis, collected their thoughts in an article published by the United States Naval Institute,  “The 4th Battle for the Atlantic.”

Rising Tensions 

VADM Foggo characterized the aforementioned 4th Battle for the Atlantic though a series of examples and anecdotes. Beginning with Russia’s invasion of Georgia in 2008, the United States exercised its responsibility as a great power to seek to deescalate tensions and compromise where possible by pursuing the Reset policy with the Russian Federation. This policy, he explained, did not work as intended. In 2014, the U.S. was once again surprised by Russia’s aggressive and illegal actions in Ukraine. This unjustified action, he went on, is an example of why Russia is not a great power, but rather only a major power. This action partially inspired the “back to basics” policy for U.S. defense thinkers and policymakers called for by ADM Greenert.

Admiral Foggo recommended several books to the audience, including ONI’s Russian Navy report, which he emphasized was a “must read” for tomorrow’s defense and foreign policy leaders.

Continued Vigilance

VADM Foggo explored a few key areas where Russia is challenging U.S. and allied interests, providing tangible examples. In the Arctic, he explained, Russians currently operate seven former Cold War bases at company- and battalion- strength units with an endurance of a year or more. Russia has militarized the Arctic, which concerns the U.S. and our allies, particularly the Norwegians, regarding restricted access to international waters. To drive this point home, the admiral displayed a photograph of the Russian flag planted at the geographical North Pole, moved there by a Russian submersible.

https://gfycat.com/EmbarrassedJitteryGoldfinch

U.S. Navy ship encounters aggressive Russian aircraft in Baltic Sea, April 12, 2016. (U.S. European Command)

Given the venue of the conference, VADM Foggo appropriately addressed his professional experience with aggressive actions by the Russian Federation at sea. Beginning with the Su-24 flyby of the USS Donald Cook (DDG-75) in the Black Sea, during which, he emphasized, the wingtip of the Russian aircraft was no more than 30 feet from the deck of the destroyer, the Russian Naval forces escalated tensions in response to U.S. presence in Russia’s adjacent international waters and beyond. The admiral explained the import of strategic communication to gain the moral high ground, which the U.S. achieved by declassifying and releasing an image of the Su-24 narrowly off the bridge wing of the Donald Cook, along with diplomatic protest and meaningful presence in the form of BALTOPS 2016.

“49 Ships Became 52”

BALTOPS is a NATO exercise to improve and display the interoperability of allied forces. The 2016 exercise communicated a clear strategic message; the exercise boasted three amphibious landing operations (versus the previous year’s two), extensive anti-submarine warfare (ASW) operations with three allied submarines and maritime patrol and reconnaissance (MPRA) aircraft, and more. In an effective anecdote that illustrated the Russian response to the exercise, the admiral shared that when reviewing photos from the PHOTOEX conducted during BALTOPS, 52 ships appeared in the photograph – 49 allied vessels, two Russian destroyers, and a Russian AGI. “49 ships, he recalled, became 52.” Tellingly, the Russian response to the success of the strategic messaging of the exercise included “a Stalin-like purge of Russian commanders in the Baltic Fleet,” due to their unwillingness to challenge western ships. Further reinforcing the point, VADM Foggo shared moreexamples of his interactions with Russian counterparts in multilateral and bilateral discussions.

Looking Forward – “The Surest Guarantee of Peace”

The tone of VADM Foggo’s remarks was one of stark realism, but also optimism as well. The admiral expressed confidence in the forces that were under his command, but reiterated to the audience of future diplomatic and military leaders the crucial nature of continued vigilance and continued action in support of the United States’ responsibilities as a great power. He included a timely example – the recent strikes on a Syrian airbase in response to the use of chemical weapons by the Assad regime. “Great powers react, but they react proportionally,” the VADM concluded, expressing belief in the possibility that such actions can bring compromise – a concept, he said, a great power should pursue and prioritize.

Technology and Cyber-Competition Panel

Note: The following information is paraphrased from the panelists’ remarks – their thoughts, remarks, and research are their own and are reproduced here for the information of our audience only.

Panelists Brigadier General Greg Touhill, USAF (ret.), the First Federal Chief of Information Security Officer, Mr. August Cole, Senior Fellow at the Atlantic Council and co-author of Ghost Fleet, and Dr. Nicol Turner-Lee, Fellow at the Center for Technology and Innovation at the Brookings Institution, were given the opportunity to provide open-ended remarks before the question and answer portion of the panel.

A Strategic Framework for Cybersecurity

Cybersecurity is a provocative issue, and General Touhill used his opening remarks to dispel some common rumors about the cyber realm. This is not a technology issue, he went on, but a risk management issue; it is an instrinsic facet of [the United States’] national economy and security to be sensitive to the protection of our technology, information, and competitive advantage. Cybersecurity, he explained, is not all about the tech, but rather about the information. When considering cyber strategy, the General contended that a direct, simple strategy is best and most likely to be effectively executed. To this end, he outlined five lines of effort:

  • Harden the workforce: risk exposure is tremendous, as our culture, norms, and economy rely on automated information systems – this includes home, federal, and corporate entities
  • You can’t defend what you don’t know you have. Information is an asset, and should be treated as such.
  • Within five years, every business will be conducting asset inventory and valuation of its information as any other asset – some entities within the Federal Government, he explained, may not appreciate the value of their information and may not even realize they have it.
  • Do the right things, the right way, at the right time: Cyber hygiene is great, but has to be applied smartly – 85 percent of breaches, he explained, are due to improper patching of common vulnerabilities. The basics come first – stakeholders should update apps, OS, and apply other simple fixes. Care and due diligence is required.
  • Investment. The General introduced “Touhill’s Law,” which contends that one human years accounts for twenty five “computer” years – by this math, some machines in the federal government architecture are several thousand years old. Depreciation and recapitalization are key; from a strategic standpoint, neglecting this reality is a failure.
  • It’s all about the risk. In a contemporary sense, much of the risk is deferred to server management teams and IT, and decisions on that risk are not being made at the right levels.

The general indicated a desperate need for a cogent strategic cyber framework on which to operate and that these five lines of effort are a good foundation for such a framework.

Fiction’s Role in Challenging Assumptions

August Cole, a noted analyst and fiction author, began by recounting the impact that Tom Clancy’s 1986 thriller Red Storm Rising had on his life. As a fiction author, he went on the explain, his job is to think the unthinkable, devoting intellectual energy and professional attention to considering tomorrow’s conflict from a multitude of perspectives. Fiction, Cole explained, allows us to consider an adversaries perspective and confront our own biases to present a bigger truth.

Cole and his co-author Peter Signer’s novel Ghost Fleet addresses the rise of China – the book starts a conversation in an engaging way that captured the authors’ imagination. The writing process caused the authors to confront some uncomfortable truths. The American way of war, he said, is predicated on technical superiority that isn’t necessarily in line with our evolving reality. The reliance on tech creates a vulnerability, and through the lens of great power competition, we should be thinking about the difference between our assumptions about conflict and how conflict will actually be. One must challenge their assumptions, and resist the urge to fall in love with their own investments.

Information as a Commodity and Vulnerability

As a policy analyst and social scientist, Dr. Turner-Lee looks to understand behaviors that are overlaid with technology – she has focused on what we need to do to create equitable access to technology. Tech, she explained, is changing the nature of human behavior and increasing vulnerabilities. We must consider, she said, how we are contributing to the evolution of the tech ecosystem from the realm of consumption to an entity that effects the fabric of national security. What we understand as being “simple” actually isn’t, and what started as a privacy discussion has evolved into a security issue. When considering social media, Dr. Turner-Lee went on, it is interesting to see how 140 characters can become the catalyst for campaigns that threaten national security.

Dr. Turner-Lee  mentioned the concept of pushback from technology companies against government requests for information and policies that need to be engaged to address this. There is a role, she explained, for the military to identifies vulnerabilities, while companies are appointing chief privacy officers and innovation officers, while lastly, the research community needs people to understand how information has become a commodity. As researchers, she explained, she and her colleagues are trying to find vulnerability and understand the impact on our national economy by looking at the nature of human behavior prescribing the right policies to ensure threats are minimized.

Given the current security landscape for cyber, what do you see as the greatest cyber threats facing the U.S.?

Brig. Get Touhill explained that at the Department of Homeland Security, they binned threats into 6 groups:

  • Vandals – frequent and common
  • Burglars – financially motivated and prevalent 
  • Muggers – this includes hacks like SONY as well as cyber-bullies
  • Spies – can be either insiders or traditional political-military threat looking to gain a competitive edge by stealing intellectual property.
  • Sabatuers – pernicious, difficult to find, and could be, for example, an individual who is fired but retains access to a system.
  • Negligent Users – This group constitutes the greatest threat. This group includes the careless, negligent, and indifferent in our own ranks.

China has been evidently and aggressively pursuing AI, hypersonic, quantum computing, and other next-generation technology – what does this mean for our assumption about the American way of war over the next several decades?

August Cole explained that the U.S. must directly confront the assumption that we will always have the edge of technical superiority – this may very well remain true, he said, but we cannot count on it. From a PRC military point of view, they look to not only acquire capabilities but further their knowledge on how best to employ them. We must, he went on, work to connect information and technology that we would not instinctively put in the same basket by considering, for instance, the battlefield implications of a hack on a healthcare provider who serviced military personnel. Technology, he explained, will alter the relationship between power and people, and understanding this connection is complex and difficult. Fiction allows us to synthesize these realms in a way that may be difficult otherwise – and appreciate the operational implications.

How has social media impacted our ability to monitor and address national security threats?

Dr. Turner-Lee began by exploring the implication of emerging social media tools that do not curate data (think Snapchat), explaining that as encryption technology has become more sophisticated, it has further complicated the national security problem. Nicole referred to “permission-less innovation,” meaning that the tech community continues to innovate in ways that cannot be controlled and this innovation is sometimes disruptive. Social media, she went on, is not always designed with privacy in mind, and enacting privacy policies has been reactionary for many companies.

Turner-Lee addressed the general hesitation of users to hand over or allow the collection of their information – personal data, she said, is seen as just that – personal – and companies promote this quality in their tech. For instance, she alluded to the current lawsuit between Twitter and the federal government over the identities of disruptive Twitter accounts. The disconnect between privacy and security, she concluded, can sometimes constitute a weakness.

The moderator pointed out that while tech has developed, policy has lagged. Mr. Cole added that the “internet of things” provides a corollary to this. Further development of wearable or say-to-day tech that generates and collects data automatically has national security implications. He provided an example in the domain of land warfare, suggesting that operators could notionally create a digital map based on device feedback. The data and processing power to make these analytics will exist, he affirmed, but we haven’t considered it.

Dr. Turner-Lee further elaborated that machine-to-machine interactions, which are based on algorithms that predict what you will or will not do, sustain a threat to national security when those algorithms are incorrect or tampered with. For instance, autonomous vehicles could be hacked and directed in a way that makes them a vehicular bomb. Overcoming machine-to-machine bias is very difficult and constitutes a security risk proportional to our dependence on machine-to-machine tech. This is a space, she said, with many vulnerabilities, driving itself in ways we are unaware of.

Conclusion

The final day of NAFAC 2017 proved a fitting end to three days of intense discussion and consideration on the topic of a new era of great power competition. VADM Foggo’s address brought a much needed operational perspective to the delegates and attendees, relaying the seriousness and immediate applicability of the question at hand, particularly for those midshipmen who will be serving aboard operational vessels in just a few short months. Further, the Technology and Cyber-Competition panel provided much needed context for the changing nature of tomorrow’s conflicts, challenging many long-held assumptions about the way of war.

Our representatives were impressed with the diligence, research, and creative thought participants brought to the round table panels. Readers can look for select publications from the Round Tables next week, when CIMSEC will share outstanding research essays from delegates. CIMSEC is extremely grateful to the United States Naval Academy, MIDN Charlotte Asdal and her NAFAC staff, and senior advisors and moderators for allowing us to participate in this year’s conference and share the great value of this discussion with our readership.

Until next year!

Sally DeBoer is the President of CIMSEC for 2016-2017. She can be reached at [email protected].

Featured Image: A CH-53E Super Stallion helicopter flies ahead of the amphibious assault ship USS Peleliu (LHA-5) after conducting helocast operations at Pyramid Rock Beach, Marine Corps Base Hawaii. The helocast was part of a final amphibious assault during Rim of the Pacific (RIMPAC) Exercise 2014. (U.S. Marine Corps photo by Cpl. Matthew Callahan/Released)

The Four Plus One and Global Mega Trends: General John Allen Addresses NAFAC

By Sally DeBoer

The Forestall Lecture series at the United States Naval Academy affords midshipmen and select guests an opportunity to listen to and learn from a diverse group of speakers, from former Secretary of State Henry Kissinger to former St. Louis Rams coach football coach Dick Vermeil. From the USNA Public Affairs Office:

The Forrestal Lecture Series was established at the Naval Academy in May 1970 in honor of the late James V. Forrestal who, as one of the foremost proponents of seapower of our era, was instrumental in the development of the modern Navy.

The purpose of this lecture series is to enhance the education, awareness, and appreciation of the members of the Brigade of Midshipmen in the social, political and cultural dimensions of the nation and the world. Featured are leading representatives from various walks of life – government, the arts, humor, literature, education, sports, politics, science, and other major fields on the national and international scene.

The Brigade of Midshipmen, some 4,000-plus strong, and delegates from NAFAC, gathered in Alumni Hall Tuesday night to hear from General John Allen, USMC (ret.), former Commander, NATO International Security Assistance Force and U.S. Forces in Afghanistan and former Special Presidential Envoy to the Global Coalition to Counter ISIL.  Gen. Allen currently serves as the Chair of the Security and Strategy Department and as Distinguished Fellow in Residence for Foreign Policy at the Center for 21st Century Security and Intelligence at the Brookings Institution. 

Led by a hearty “yut” from what one can only presume was a midshipman who has selected Marine Corps, the brigade and NAFAC welcomed Gen. Allen to the stage. Gen. Allen’s experience in the Near East and East Asia informed his view that it is, indeed, a new era of great power competition – never before, he said, had he seen so many complex issues all at once.

Destabilizing Influences

The construct of the current international system is referred to, Gen. Allen told the Brigade, as the “four plus one,” the four being Russia, China, Iran, North Korea, and the plus one representing the extremist jihadi network at large. Gen. Allen cited the annexation of Crimea, Chinese special operators dealing with both the Chinese populace and Uighur population, and the IRGC as destabilizing influences in the modern world. When we talk about these four challenges to the U.S., each has a quality of great power competition associated with it, he said, especially Russia. NAFAC represents an opportunity to take stock of the challenges we face for the road ahead.

The Plus One

“A generation of graduates have known nothing but war – and it may be while before that changes.” ISIS, Gen. Allen said, is merely the latest iteration of the global spread of extremism, and this larger issue is one that worries him the most. In the course of his advisory duties to the president, Gen. Allen expressed that his number one concern is that defeating ISIL physically is not, in fact, an end – they have spread around the world – but the problem of what they stand for is a failure of the human condition in so much of the world today. This dynamic is  due to sea changes in the nature of the world people live in. These changes, Allen explained, may rephrase the question of the international system – the era of great power competition will in fact be shaped by the world we live in and not the other way around.

Global Mega-Trends

The world in which midshipmen and delegates will serve, Gen. Allen warned, will be shaped by the forces affecting the world’s populations – reality is changing quickly and dramatically, and will shape politics, economic opportunity, and the security situation in the world. Gen. Allen familiarized attendees with five global mega-trends, paraphrased below:

  • Shift of Economic Power from West to East: Western states are losing economic clout to Asia. GDP growth in the East (China, India, Russia, Indonesia) will dwarf that of the West by 2050 by nearly 75 trillion dollars – this wealth will be available to be applied to education and armament. While this wealth is migrating, it leaves one country after another bereft of resources, which leads to the next trend, changes in demography.
  • Demographic Changes: The world’s population is changing in ways we must understand to lead forces in tomorrow’s world. Allen explained that the worldwide average age will increase by 8 years to 60 years of age in much of the developing world, leading to a smaller, less productive work force with huge strains on the social safety net and health care. In the developing world, the population will change in the opposite direction due to a “youth bulge” or “youth surge,” growth of the 15-29 age group is outstripping the rest of the population, leading to increased expectations for access to goods, education, and wealth – 129 million men and women around the world turn 16 each year, and 90 percent of these newly minted adults are in developing countries who are already struggling to provide for their populations. As these numbers grow and their nations become less capable of meeting demand, the disparity creates large groups of disaffected people – this is the “ticking time bomb” for radicalization, Gen. Allen contends, which creates huge reservoirs of easily recruited and vulnerable populations.
  • Rapid Urbanization: Rapid movement of people into cities is one of the greatest challenges we will face, specifically land forces, in tomorrow’s conflicts. A mega-city is by definition made up of 10 million or more; by 2030 50 percent of the world population will live in mega cities, and up to 75 percent by 2050. Eight of ten mega cities are in Asia, and of the top five, all are in Asia. Gen. Allen explained that the primary issue with this is the strain on the infrastructure of these cities – sanitation, electricity, waste, poor air quality, and more. The challenge of rapid urbanization demands the West help these populations prepare with urban planning, energy, and infrastructure. As these populations move to cities, we hear the term “mega slum,” an area attached to a city where the population lives off the grid and independent of governance. So-called “no go” areas are becoming prevalent. “Ungoverned space” is another oft-used term (though the General expressed a dislike for this term in particular). Such places, he concluded, become a haven and platform for criminals and extremists. Gen. Allen’s challenge in Afghanistan became, secondarily, to fight against highly and well organized criminal networks that “govern” in these ungoverned spaces – and plan tomorrow’s wars and attacks with impunity.
  • The Rise of Technology: Tech, Gen. Allen explained, has changed our lives rapidly in ways that are helpful and dynamic, but has also introduced associated national security challenges. The proliferation of network capable devices has brought a direct assault on the Western system of government. The Islamic State, for instance, has UAVs, some of which are armed. Non-state actors and extremists have sophisticated hacking capabilities that create ad hoc hacker armies to attack the U.S. and our allies. State actors are also using networks to exploit and penetrate the U.S. and our allies to interrupt democracy. Hacking at a state and non-state level will define tomorrow’s conflict. Gen. Allen warned: [we] can physically defeat a force, but defeating an idea rides on the internet of things and social media – we must be able to compete with [adversaries] in this domain. Al Qaeda was sophisticated, Gen. Allen recalled, but AQ never embraced tech the same way as the Islamic state – all the “plus ones” of the future will be powered by emerging tech.
  • Global Warming: Gen. Allen tackled the topic of climate change and coming resource scarcity unambiguously. “It’s not a theory, not abstract, it is happening…it is a fact, and not an alternative fact,” he stated plainly, leading to applause from the audience. For the Near East, North Africa, and Central and South Asia, the resulting desertification will further accelerate urbanization. Larger populations will demand more resources. Gen. Allen concluded: when we discuss great powers, it’s not a clash of values we should be worried about…in the 2050 world, the clash will be over will be over scarce resources.

Conclusion

When we consider the prospect of great power competition, we must consider these mega trends. Gen. Allen emphasized the need to study these forces, and soon, before the very different world of 2050 arrives.  Though the tone of his remarks was foreboding and serious, in a response to a question from an audience member, Gen. Allen addressed what the United States and its allies can do to prepare for and anticipate these coming challenges. He outlined some primary steps: 1) Embrace the changes and make global commitments to change. Examples include long-term and enforceable climate change agreements. 2) Work with states on urban planning, human services, and more to improve conditions in mega-slums, as well as help countries accumulate resources to provide for their populations. Germany’s Marshall Plan 2.0 provides an excellent example. These will require courage, cooperation, coalition, and sharing, he conceded, but these qualities will be necessary for tomorrow’s leaders.

Sally Deboer is serving as the President of CIMSEC for 2016-2017. She can be reached at [email protected].

Featured Image: General Allen addresses the Brigade and NAFAC on stage at the Naval Academy’s Alumni Hall. Photo credit: NAFAC PAO Staff, special thanks to MIDN Danny Vegel.

Sea Control 131 – Stefan Lundqvist on the Baltic Sea

Join the latest episode of Sea Control for an interview with Lieutenant Commander Stefan Lundqvist of the Swedish Defence University. Hosted by Adrian Neumann of the Institute for Security Policy at Kiel University, the conversation examines the growing tensions in the Baltic Sea between Russia and Western countries.

Download Sea Control 131 – The Baltic Sea

LtCdr Stefan Lundqvist is a PhD Candidate in Political Science at Åbo Akademi University, Finland, studying the post-Cold War Maritime Security changes among Western states. He is a teacher of Joint and Naval Operations at the Swedish Defence University, specialised in Operations Assessment. He joined the Royal Swedish Navy in 1987 and has served in various staff positions since 1998. His latest publications are “Why teaching comprehensive operations planning requires transformational learning” (2015), Defence Studies, 15(2): 175–201; “Cultivating Regional Maritime Security: Swedish-Finnish Naval Cooperation in the Baltic Sea” (IOS-Press, 2015) (co-authored with J. J. Widen), in Chapsos I. and Kitchen C. (eds.) Strengthening Maritime Security Through Cooperation; “From Protection of Shipping to Protection of Citizens and National Economies: Current Changes in Maritime Security” (2013), Journal of Defence Studies, 7(3): 57–80.

NAFAC: RADM John Kirby’s Favorite Acronyms and Questioning U.S. Primacy

By Sally and Michael DeBoer

For the past fifty-six years, the United States Naval Academy has hosted the Naval Academy Foreign Affairs Conference (NAFAC). NAFAC, planned and executed by the midshipmen themselves, brings together outstanding undergraduate delegates as well as notable speakers, scholars, and subject matter experts from around the nation and the world to discuss a current and relevant international relations issue. The theme for this year’s conference,  A New Era of Great Power Competition?, seeks to explore the shifting dynamics of the international system, challenges to a U.S. – led world order, the nature of potential future conflicts, the challenge of proto-peer competitors and rising powers, as well as what steps the U.S. might take to remain the primary arbiter of the international system at large. As this topic is of great interest to CIMSEC’s readership, we are proud to partner with NAFAC to bring you a series of near real-time posts from the day’s events in Annapolis. CIMSEC would like to recognize MIDN 1/C Charlotte Asdal, NAFAC Director, and her staff for allowing us to participate in this year’s events and for inviting our readership to virtually share in the week’s rich academic and policy environment.

Keynote Address: RADM John Kirby (ret)

After introductory remarks from MIDN Charlotte Asdal, NAFAC Director, and VADM Walter E. Carter, Superintendent of the United States Naval Academy, the events of the conference kicked off in earnest with the LCDR J.J. Connell Keynote Address from Rear Admiral John Kirby (Ret), former Pentagon press secretary and State Department Spokesman. 

RADM Kirby’s address engaged delegates, midshipmen, and guests largely on the topic of “how the best decisions are reached and communicated.” In keeping with omnipresent military tradition, the admiral introduced his audience to a series of acronyms he suggested would aid future decision-makers faced with difficult decisions. His first example stemmed from his time in Afghanistan. In 2012, faced with escalating violence following a scandal, Kirby recalled his then-boss, Gen. John Allen kept an acronym in mind – NIDBIT – No Decision Before its Time. Artificial pressure to make a decision, he went on to describe, leads to mistakes, and decision-makers and leaders should not “rush to failure.” Reminding oneself of NIDBIT makes for better tactical and policy decisions, and sends a better strategic message, leading to a more credible organization. Not making a decision right away can buy space, allow leaders to define the principal issue, and let values guide their decision making process. Interests are more effectively secured, he elaborated, when they align with your values. 

RADM Kirby takes a question from the audience.

This point led the retired admiral to his next acronym, KIP – Keep it in Perspective. Kirby characterized the current environment as a post-audience world, meaning people are no longer satisfied by knowing what one is doing but why as well. RADM Kirby advised leaders to “stand back from the crush of headlines, the power of myth, and chart a course that when looked back upon reveals the wisdom of your leadership.” Drawing upon wisdom he had received, he surmised that the best leaders see themselves as part of a continuum of events, rather than problem solvers of the moment. 

RADM Kirby’s final acronym – WWTS – What Would They Say, informed much of his thought process as a public affairs professional in both a military and civilian context. By keeping an open mind and incorporating a variety of perspectives, even though they may be antithetical to one’s own views, allows a decision-maker to consider rebuttals to tough criticism and lends oneself to “sustainable policy and compromise, good sense, civility, and  practicality.” To this end, Admiral Kirby advised audience members to go about following someone they do not agree with on Twitter or some other social media outlet. Social media’s promise of an expanded worldview is a false one, Kirby articulated; indeed, the sheer volume of media and sources makes us self-select what information and perspective we consume – because we can – and this makes a decision-maker’s universe small and myopic. WWTS allows one to resist this.

Kirby’s remarks concluded with a period for questions from the audience. The most widely discussed question came from a delegate who inquired how decision-makers can best account for high degrees of ambiguity from a foreign policy perspective. Admiral Kirby responded that in the foreign policy realm, all actors come with their own interests and may not be as forthcoming [as the United States] – the Russian Federation is, in his experience, a case in point – when actors’ interests and values are not aligned, one must be able and willing to recognize and anticipate reactions. RADM Kirby’s statements set a tone of open-mindedness and questioning for the day ahead.

Round Tables

Round tables, held daily over the three-day span of the conference, provide midshipmen and their peer delegates an opportunity to present their own research and thoughts on a variety of topics germane to the discussion of great power competition in the 21st century. On Tuesday, CIMSEC representatives attended two of these discussions – Springtime for Putin: The Reawakening of the Russian Bear and Anyplace, Anywhere, Anytime: Power Projection and Sea Control in a Multipolar World. Readers can look for select publications from the Round Tables next week, when CIMSEC will share outstanding research essays from delegates. 

Panel Discussion: Are We Actually in a New Era of Great Power Competition?

Note: The following information is paraphrased from the panelists’ remarks – their thoughts, remarks, and research are their own and are reproduced here for the information of our audience only.

Moderated by Lt Col (Ret) Scott Cooper, USMC, the first panel of the conference tackled the central question of the week; subject matter expert panelists, including William Ruger, Research Fellow in Foreign Policy Studies at the CATO institute, Shawn Brimley, Executive Vice President and Director of Studies at the Center for a New American Security, and Brigadier General Se Woo Pyo, Republic of South Korea Defense Attache to the United States, characterized the current direction of the international system as it relates to our contemporary understanding of relationships between great powers. Each panelist was given an opportunity to provide foundational remarks in response to an open ended question, followed by a period of questions from the audience. 

The CATO Institute’s Mr. William Ruger was asked to elaborate on an assertion he made in his August 2016 piece published on War on the Rocks in which he and his co-author Christopher Preble stated: For decades, U.S. foreign policy has followed a quixotic goal of primacy, or global hegemony. It presumes that the United States is the indispensable nation, and that every problem, in any part of the world, must be resolved by U.S. leadership or else will impact American safety

Ruger contended that the U.S. has been following a policy of liberal hegemony to preserve its role in the world, and key features of this pursuit include the assumption that most problems in the world are threats to American safety and interests. In this view, he went on to explain, all problems are interconnected, there are no seams, and this assumption requires the U.S. to show resolve and provide leadership on threats proactively and reactively. This policy also requires, Ruger went on to articulate, the U.S. to challenge potential regional hegemons and also aim to spread U.S. values even through use of force, requiring a very large, expensive, and globally deployed military as well as a vast network of allies. Lastly, it requires occasional warfighting to extinguish threats.

The U.S. is a great country, Ruger said, but need not be seen as indispensable to protect and defend its interests. Ruger expressed his doubts regarding the value of primacy based on three major factors, paraphrased below:

1) Washington, DC is a “threat inflation machine,” any kind of problem is inflated, realists see the world as it is and do not engage in threat inflation or naivety, instead choosing to see things “as they are.”

2) Though the U.S. is actually very secure in terms of the global history of great powers, we have internalized a security view that doesn’t check with this reality. The U.S. spends as much as the next eight countries combined on defense, and three times as much as Russia and China combined. Further, nuclear weapons play a key role in reducing any threat to the homeland, and this is unique to this period in history. U.S. conventional deterrence is also high.

3) Geography still matters, and it is still difficult to project power across oceans. We have weak or nonthreatening neighbors, something other great powers in history have not enjoyed.

Mr. Ruger concluded his opening remarks by expressing his doubt that Russia and China are unlikely to become truly peer competitors to the U.S anytime soon. Russia’s economy, for instance, dependent on natural resources, is limping, and so they lack an engine to drive the necessary growth. This is complicated by a deepening demographic crisis. China is a rising power, he conceded, but it still has low per capita GDP, corruption problems, cronyism, environmental challenges, ethnic conflict potential, and no blue water navy comparable to the United States’ current force. The nature of the architecture of A2/AD forces will prevent China from moving from the first island chain. The situation for the U.S. and their allies is actually quite good, Ruger concluded. 

Shawn Brimley, Executive Vice President and Director of Studies at the Center for a New American Security, was prompted to discuss his War on the Rocks column: For an Audience of One: Re-booting Agenda SecDef, which is explicitly directed to the Secretary of Defense.

L to R – William Ruger, Sean Brimley, Brig. Gen Pyo, and Moderator Lt Col (Ret) Scott Cooper, USMC. 

Brimley began by characterizing the situation the Trump Administration inherited. On the positive side, Brimley explained, the killing of Osama Bin Laden showed the growth of the special ops community and their capabilities, alliances in the Asia-Pacific are stronger and more resilient after the Obama Administration’s rebalance, and finally, the international system is currently free of outright great power conflict. On the negative side, the conflicts in Iraq and Afghanistan rage on and continue to be complicated, the reduction of forces in Iraq was possibly too steep and sowed seeds for the rise of ISIS, and the United States’ strategy in Syria remains opaque, particularly with regard to the fate of the Assad regime.

With respect to Russia and China, Brimley expressed concern but not surprise at their actions, as he believes them to be rational actors pursuing their respective interests. Russia, he explained, is testing the limits of their ambitions, but remains a deeply weak country – the problem as Brimley sees it is how to deal with Russia as a declining world power. As for China, Brimley concluded that they are indeed an emerging great power, but articulated that China isn’t seeking to create tension for tension’s sake, but rather in the pursuit of  perceived real national interests. China’s assertive behavior, Brimley summarized, is rational and predictable.

Mr. Brimley went on to typify the military operational environment. He explained that the modest increase in the defense budget proposed by the Trump Administration won’t eliminate tough choices for DoD. For instance, the Navy must decide on what it wants as a service, as must the other services, and no amount of money will preclude these choices. Lastly, Brimley explained that the days of uncontested technological superiority are over for the U.S. – the world has changed and decision-makers must internalize this – qualitative superiority is no longer assured. Mass as an element of warfare, he concluded, will be increasingly important in an age of precise munitions.

Brigadier General Se Woo Pyo, Republic of South Korea Defense Attache to the United States and 1990 graduate of West Point, was queried on how the world had changed in the 30 years since he began his service in defense of the Republic of Korea. His answer, which he characterized as almost “too easy,” was that the situation on the Korean Peninsula had not actually changed much at all. The strategic environment has not changed, he said; the Cold War still exists on the Korean Peninsula and along the DMZ – the two sides have been at a tense standoff this entire time. The cost has been high for South Koreans: North Korea (DPRK) sunk the South Korean Corvette Cheonan, bombarded the South Korean Western Islands, and precipitated other incidents in which South Korean lives were lost. The Republic of Korea was determined to retaliate, General Brigadier General Se Woo Pyo explained, and field commanders were given authority to fire on DPRK positions in response to incoming rounds.

ROK soldier preparing for counter fire after the surprise shelling by North Korea, November 23, 2010. (ROK MND)

The intent of this South Korean posture is not to start a war but to deter – “[they] are very careful to deter by showing willingness and  capability [to act], but simultaneously resisting a skirmish that would move into full-scale war. This kind of environment, Brigadier General Se Woo Pyo went on to describe, informs the sensitivity of ROK leaders and citizens to action against North Korean provocation.

With regard to the recent movement of the USS Carl Vinson Carrier Strike Group (CSG), the General emphasized concern and close communications between U.S. and Korean leadership. When the CSG moves into the Western Pacific, however, speculation occurs in the South Korean press regarding unilateral action by the U.S., crisis and war, despite these close consultations. The public perception in South Korea, he articulated,  does not reflect this reality and is hard to control. Indeed, the Korean Peninsula still experiences Cold War concerns and dynamics to this day.

The general was also careful to point out changes since the Cold War. The rise of China and continued influence over neighboring states is the primary concern of Koreans, he stated, while Russia is no longer a huge concern or determining factor in Korean decision-making. Competition between China and the U.S. will shape almost all foreign policy decisions for other nations. General Se Woo Pyo was careful to point out that he doesn’t think China espouses one core value that other nations will strive for. Hardware doesn’t lend great power status – “software” remains extremely important, and in that sense, he explained, the U.S. has the advantage. 

Conclusion

While the morning keynote came off as light, digestible, and thoughtful, the afternoon panel’s tone proved more somber and a little surprising. In some ways, the spoken points of Dr. Ruger and Dr. Brimley echoed the foreign policy debates of the election cycle. Ruger repeatedly reasserted his misgivings about the U.S.-led alliance system, but did not clearly articulate what those misgivings were. Likewise, Dr. Brimley, while appearing more mainstream in his views of the use of American power abroad, forwarded his own dreary assessment of the likelihood of funding the defense accounts to a level that would assure continued American access. Of the three, it appeared Brigadier Pyo maintained the most nuanced view, reciting a vivid recollection of the shared U.S.-Korean experience and what the alliance meant to his people and to stability in East Asia.  

More to follow from NAFAC.

Sally DeBoer is the President of CIMSEC for 2016-2017. She can be reached at [email protected].

Mike DeBoer is a naval officer and regular contributor to CIMSEC.

Special thanks to the MIDN Danny Vegel and his Midshipmen PAO staff for the photos used in this post.

Fostering the Discussion on Securing the Seas.