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The Influence of Han Feizi on China’s Defence Policy

Guest post for Chinese Military Strategy Week by Paul Pryce

There is much of concern in China’s Military Strategy white paper released by the Chinese Ministry of National Defense in May 2015. In particular, the notion of active defense extolled in the document arguably poses a far greater threat to the stability of the Asia-Pacific region than the reinterpretation of Article 9 in Japan’s Constitution. Coupled with other recent developments in the formulation and expression of China’s defense policy, there is a startling willingness to resort to the threat of force in order to resolve disputes. In July 2015, a meeting of the Central Military Commission announced that the People’s Liberation Army Air Force (PLAAF) requires a stealth-capable strategic bomber with a minimum range of 8,000 kilometers and the capacity to carry a payload of more than 10 tons of air-to-ground munitions. Although this envisioned replacement to the Xian H-6K bomber would still have a range and payload capacity less than the Northrup Grumman B-2 Spirit that has been in service with the United States Air Force (USAF) for almost two decades as of this writing, the extended range would allow China’s bomber fleet to reach as far as Guam or Japan’s Northern Territories, also known as the Kuril Islands.

Xu Qiliang (L), vice Chairman of China's Central Military Commission, salutes China's President Xi Jinping (C) during the closing ceremony of the Chinese National People's Congress (NPC) at the Great Hall of the People, in Beijing, March 13, 2014. REUTERS/Kim Kyung-Hoon
Xu Qiliang (L), vice Chairman of China’s Central Military Commission, salutes China’s President Xi Jinping (C) during the closing ceremony of the Chinese National People’s Congress (NPC) at the Great Hall of the People, in Beijing, March 13, 2014.

This saber-rattling can be explained in part by examining a school of thought that has risen to prominence together with the People’s Republic of China’s fifth generation of leadership, of which Xi Jinping is a part. Since Mao Zedong, Chinese leaders such as Deng Xiaoping and Jiang Zemin promoted the virtues of Confucianism and frequently quoted from Confucian works in their public remarks. With an emphasis on community-mindedness and obligations to the authority of the state, Confucius seemed to offer the philosophical justification for the entrenchment of the Communist Party of China in all areas of Chinese life. But there has been a noticeable departure from this tradition under Xi Jinping, who has relied heavily upon references to the works of Han Feizi.

Han Feizi
Han Feizi, Public Domain

Believed to have lived from 280 to 233 BC, Han Feizi was one of the founding thinkers of Legalism, a meritocratic ideology that came into being during the Warring States period of China’s history and was formally adopted by the victorious Qin state. Han Feizi has been called China’s Machiavelli, concerned more so with the efficiency of the state than with any over-arching moral or ethical questions. One passage from Han Feizi’s essay “The Eight Villainies,” a quote the fifth generation of leadership has apparently taken to heart, reads, “It is customary with a ruler that, if his state is small, he will do the bidding of larger states, and his army is weak, he will stand in fear of stronger armies. When the larger states come with demands, the small state must consent; when stronger armies appear, the weak army must submit.” Han Feizi does not comment on whether the doctrine of might makes right ought to be; he simply regards it as a natural and unavoidable consequence of a system in which different actors hold varying levels of power. There is also no apparent role for soft power in Han Feizi’s worldview – the strength of a ruler and his state is directly tied to military strength.

The memory of foreign occupation looms large for many Chinese leaders. In 2010, a diplomatic spat emerged when Chinese officials asked visiting British dignitaries to remove their poppies, worn to commemorate Remembrance Day and the Commonwealth’s war dead, because it allegedly reminded them of the Opium Wars. Xi Jinping himself often evokes the century of humiliation and the supposed role of the Communist Party of China in restoring national independence. If we regard Chinese history from the 1840s to the 1940s in the Legalist context, China was made subservient because it was militarily weak in relation to global powers like the United Kingdom, France, Russia, the United States, and others. If the weak must do the bidding of the strong and China is militarily weak in comparison to American hyperpower, the conventional thinking among the members of the Central Military Commission is that the gap must be closed or else it will only be a matter of time before the United States dictates to China once again.

PLAAF Xian H-6M makes a turn over Changzhou city, Jiangsu. Creative Commons.
PLAAF Xian H-6M makes a turn over Changzhou city, Jiangsu. Wikimedia Creative Commons.

One need not look far for examples of this anxiety about the capability gap. Xu Qiliang, the vice chairman of the Central Military Commission, wrote in 2013 that the People’s Liberation Army cannot currently meet the needs of national security and requires rapid modernization to contend with “the world’s advanced militaries”. Even though China already possesses the means to deter military aggression from any of its neighbors, it is apparent that the fifth generation of leadership still regards China as vulnerable unless it has an equivalency to every tool in the United States’ security toolbox. After all, it is telling that Xu Qiliang does not regard China as one of the world’s advanced militaries even though the PLAAF’s contingent of Xian H-6K bombers places China in a very exclusive club – only the United States, the Russian Federation, and the United Kingdom can also boast having strategic bombers at their disposal.

It is also worth noting how the presentation of the most recent Chinese Military Strategy reflects Han Feizi’s thought. In another of his works, The Difficulties of Persuasion, Han Feizi writes that, “If you wish to urge a policy of peaceful coexistence, then be sure to expound it in terms of lofty ideals, but also hint that it is commensurate with the ruler’s personal interests.” Just as the white paper advances the ideas of active defense and bottom-line thinking, it also emphasizes China’s commitment to participating in United Nations peacekeeping missions, the role of the People’s Liberation Army Navy (PLAN) in counter-piracy efforts in the Gulf of Aden, and appeals to such values as “the peaceful settlement of disputes.” This reflects a growing awareness on the part of Chinese officials that the rest of the world is paying attention to what kind of actor China might become in the 21st century. The message, in many respects, is that the Chinese Dream is inclusive – other nations and societies can benefit from China pursuing its own national interests, such as the investment and increased security that might come to Djibouti through the proposed establishment of a PLAN base there.

It is vital that those studying or interacting with Chinese policymakers to consider the historical context for China’s policies and their ideological framework. The China threat narrative considers Chinese strategy within a strictly neo-realist prism that supposes conflict will inevitably arise from a shift in polarity in international politics. Rather, Xi Jinping and Xu Qiliang can be best understood by consulting Han Feizi. As such, the explicit reference to China in the United States’ most recent maritime strategy, A Cooperative Strategy for 21st Century Seapower, might not help matters. It indicates to the Chinese political leadership that Han Feizi’s view of international politics endures more than two millennia later – the strong will continue to dictate to the weak, and so the United States will continue to determine the outcome of any territorial dispute in the South China Sea or East China Sea so long as the capability gap with China persists. An appeal to lofty ideals in the U.S.-China relationship, rather than explicit reference to geopolitical changes, could have spoken to the fifth generation of leadership on a deeper level without alienating the US’ Asia-Pacific allies. For its part, the National Military Strategy of the U.S. released in June 2015 goes some way toward accomplishing this, balancing criticism of China’s actions in the South China Sea with assertions that the U.S. “support[s] China’s rise.”

It may be that the revised maritime strategy adopts a harsher tone toward China in order to generate political will among other countries to participate in what the original Cooperative Strategy termed the Global Maritime Partnership. By distinguishing the U.S. from China as far as adherence with international maritime law is concerned, the U.S. Navy demonstrates that it can be a more reliable partner than PLAN to such countries as the Philippines and Vietnam. Nonetheless, with China participating meaningfully in the Rim of the Pacific Exercise (RIMPAC) and other multilateral venues, there must be consistency in the message delivered by the U.S. at the strategic, tactical, and operational levels. Security in the Asia-Pacific region will not benefit from mixed signals delivered by any actor.

Paul Pryce is Political Advisor to the Consul-General of Japan in Calgary and a Research Analyst at the Atlantic Council of Canada. The views expressed in this article are his own.

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Invite to CIMSEC SCS Wargame Crowd-Sourcing Phase

The Economist SCS ClaimsThis year, CIMSEC’s DC chapter is holding a series of participatory events focusing on different maritime security challenges and disputes. To do so, we’re using an experimental event format with elements of wargamming, simulation, ideation, and crowd-sourcing to elicit creative insights. Our live events will be followed by online crowd-sourcing phases in which the outputs the CIMSEC community at large is invited to participate.

The first of these events attempts to aid crisis management planners dealing with the South China Sea by cataloging the range of possible actions and drawing insights about their potential effectiveness in achieving their initiator’s objectives.

The objectives developed by each of the country teams are listed on our wargames page. To participate, help us evaluate the developed actions on their effectiveness here. If you have a potential action you’d like to propose as part of the crowd-sourcing phase, you can also do so at the above link – just ensure you are not duplicating an existing entry. The first stage will begin with claimant state actions. Non-claimant actions will be introduced soon – so hold on to your good ideas. Whether evaluating the proposals or developing your own it is important to keep in mind the prompt on our wargames page given to our participants and conditions for the action.

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China’s Yuan-class Submarine Visits Karachi: An Assessment

In May 2015, a Chinese Type 041 Yuan-class submarine (pennant number 335) entered the Indian Ocean and made a week-long port call at Karachi, Pakistan. This development caused alarm in India, at least in the media circles, particularly since it comes barely six months after the first-ever Indian Ocean deployment of China’s Song-class submarine between September and November 2014, and its docking in Sri Lanka’s Colombo port. Notably, following the Colombo docking, NMF view-point titled “PLA Navy’s Submarine Arm ‘Stretches its Sea Legs to the Indian Ocean” of 21 November 2014 had predicted future Chinese submarine dockings in Pakistan’s ports. These seminal developments call for an objective assessment in terms of China’s intent underlying its submarine deployments in the Indian Ocean and its implications for India.

Alike the port call in Sri Lanka, China is likely to justify the submarine visit to Pakistan as a replenishment halt enroute to PLA Navy’s ongoing counter-piracy mission in the Gulf of Aden. However, these deployments may be seen in context of the growing volatility of the security environment in the South China Sea, including the increasing brinkmanship between China and the United States. In case of a maritime conflict in the area, China’s energy shipments transiting the Indian Ocean are strategically vulnerable. Through its submarine deployments, China may be seeking to deter its potential adversaries against interdicting its Sea Lines of Communication (SLOC) in the Indian Ocean.

Route of the Yuan class submarine.

By virtue of its opaque operating medium, a submarine has always been a potent platform of war. The technological advances in satellite and air surveillance have not been able to offset the submarine’s inherent advantage of stealth. On the other hand, the advances in underwater weaponry – particularly submarine-launched anti-ship and land-attack missiles – have further enhanced the submarine’s lethality. The only constraint of a conventional (diesel-driven) submarine – like the Song-class – is to re-charge its batteries, for which its need to come up to the sea surface (for access to atmospheric oxygen) every two or three days, depending upon the usage of the batteries. This limits the submarine’s operational role and makes it highly vulnerable. However, Air Independent Propulsion (AIP) technology – such as on the Yuan class – has eased this constraint substantially, since its stored liquid oxygen enables the submarine to operate underwater for an extended durations of as much as two to three weeks.

Among the aims specific to the Yuan 335 call at Karachi, the foremost may be to showcase the Yuan to the Pakistan Navy. Notably, news-reports indicate that Pakistan Navy (PN) is likely to acquire up to eight Chinese Type 41 Yuan-class submarines. The contract between Karachi Shipyard and Engineering Works Limited (KSEW) and China Shipbuilding and Offshore International Co. Ltd. (CSOC) includes building some of these at KSEW. These submarines are equipped with Sterling AIP system, which the Chinese claim is more efficient than the AIP systems currently available in the world. The week-long docking of the Yuan at Karachi – too long merely for replenishment – may also have been utilised for training of the KSEW and PN personnel on the submarine, and its machinery and weapon systems, particularly the AIP system.

In broader terms, the two sets of Chinese submarine forays into the Indian Ocean (Colombo and Karachi) are likely to be ‘trial balloons’ for regular operational deployments of Chinese submarines in the region. The current deployments are also likely to be meant to familiarise the PLA Navy with the new operational environment in the Indian Ocean, train them for distant missions, collect intelligence, and collate hydrographic data specific to the Indian Ocean, which is essential for future submarine operations in the region. At present, the Chinese submarines need to replenish only fuel, food and fresh water. In the longer term, with the PN (and some other regional navies such as the Thai Navy) operating the same submarines, the PLA Navy is likely to benefit from a more comprehensive logistics support – technical services, machinery and equipment spare-parts and even ammunition. This will enable the Chinese submarines to remain deployed in the Indian Ocean for extended periods.

While China may continue to deploy its conventional submarines in the Indian Ocean, these are likely to be supplemented with the upgraded version of its new-generation Type 093 nuclear attack submarines (SSNs), whenever these are operationally deployable. These SSNs are likely to be armed with anti-ship and land-attack missiles, and capable of launching Special Operations Forces (SOF) via Swimmer Delivery Vehicles (SDV). Since SSNs do not need replenished, these submarines would not need to enter any regional port, unless China wants to demonstrate a deterrent posture.

China and India share a complex relationship, competitive, and even potentially adversarial. Hence, even if increasing Chinese submarine deployments in the Indian Ocean is not directly targeted at India, the development has severe national security implications for New Delhi. The response to increasing Chinese submarine forays in the Indian Ocean lies in developing affective air, ship and submarine based Anti-Submarine Warfare (ASW) capabilities, including sub-surface Maritime Domain Awareness (MDA).

Captain Gurpreet S Khurana, PhD is the Executive Director, National Maritime Foundation, New Delhi. The views expressed are his own and do not reflect the official policy or position of the Indian Navy, the NMF or the Government of India. He can be reached at gurpreet.bulbul@gmail.com.

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New Ship Boosts Taiwan’s HADR Capabilities

By Michael Thim

What are the most important warships of the World nations’ respective navies? A single nuclear-powered aircraft carrier of the US Navy boasts greater firepower than most national air forces, and the combined strength of a carrier and other warships assigned to protect it present force to be reckoned with. China, too, has been acquiring modern combat vessels, including the People’s Liberation Army (PLA) Navy’s latest generation of guided missile destroyers, the Type 052D. As for Republic of China Navy (ROCN) protecting Taiwan, the leading ships of the ROCN’s Surface Action Groups (SAG) are Keelung-class (ex-USS Kidd-class) destroyers, originally built for the pre-revolution Iranian Navy and transferred to Taiwan in 2005-2006. If not the Keelung-class destroyer then maybe the French-built Lafayette-class frigates would be considered the most important (or most modern) assets of the navy. Some would perhaps single out the new stealthy fast missile corvettes of the Tuo Jiang class that do not impress much in terms of total displacement, but pack a formidable punch with 16 anti-ship missiles on board.

However, what if we rephrase that question and ask instead what are the most indispensable warships— the most useful ones? There is not an easy answer to that question either, however, as it encourages a focus on more than impressive weaponry and sleek design. Perhaps, then, a whole different class of ships will catch our attention: combat support ships or replenishment ships, to put it in more general terms. Combat support ships (known by the acronym AOE used by the US Navy) along with other types of replenishment ships usually do not get the same amount of attention that major combat ships do. However, they are absolutely critical for keeping a fleet on the open sea, especially under combat conditions when replenishment in port may be restricted. This is why the US Navy keeps a large fleet of replenishment ships, and why China is expanding its own. Until January 2015, the ROCN had one such vessel in its inventory: the AOE 530 Wuyi. Since the beginning of this year, the ROCN’s ability for replenishment underway have greatly expanded.

The guided missile destroyer USS McCampbell (DDG 85), left, conducts a replenishment at sea with Japan Maritime Self-Defense Force fast-combat support ship JS Hamana (AOE 424) during Pacific Bond 2012 June 7, 2012, in the East China Sea. Pacific Bond is a U.S. Navy, Royal Australian Navy and Japan Maritime Self-Defense Force maritime exercise designed to improve interoperability and further relations between the nations. (U.S. Navy photo by Mass Communication Specialist Seaman Declan Barnes/Released)
The guided missile destroyer USS McCampbell (DDG 85), left, conducts a replenishment at sea with Japan Maritime Self-Defense Force fast-combat support ship JS Hamana (AOE 424) during Pacific Bond 2012 June 7, 2012, in the East China Sea. Pacific Bond is a U.S. Navy, Royal Australian Navy and Japan Maritime Self-Defense Force maritime exercise designed to improve interoperability and further relations between the nations. (U.S. Navy /Wikimedia Commons)

The new, locally-built (by Kaohsiung-based CSBS Corporation) fast combat support ship the AOE 532 Panshih officially entered ROCN service for initial sea trials on January 23, 2015. The basic characteristics of the new vessel speak to its size and utility. The Panshih is 196 meters long with a full load displacement of 20,800 tons, and a light displacement of around 10,000 tons. For comparison, the ROCN’s biggest warships, the Keelung-class destroyers, are 172m long and have a full displacement of 9,783 tons. Considering the ship’s displacement and purpose, its maximum speed can reach an impressive 22 knots (40 kph). Perhaps more important is its range, which can reach 8,000 nautical miles (over 14,000 km). In executing its main duties, the Panshih is able to replenish two ships at the same time.

In terms of onboard weapons systems, the Panshih is indeed equipped modestly, mostly for defensive purposes. Based on various reports, it appears that Taiwan’s new AOE has two 40mm cannons, two 20mm Phalanx close-in weapon systems (CIWS) and, strangely enough, an antiquated short-range air-defense system Sea Chaparral (based on the AIM- 9 Sidewinder), whose efficiency in combat is questionable (the model of the Panshih suggested that the front deck would have a 76mm multi-purpose canon that can be used against incoming aircraft and missiles). In addition, Taiwan’s new combat support ship does not only carry vital supplies for ROCN warships but its hangar is also able to accommodate two SH-60 (S-70) Seahawk or CH-47D helicopters.

Now that the ROCN has its new combat support ship, what use could it possibly find for it? With two AOEs in its inventory, the ROCN can conduct missions far from its shores without significantly jeopardizing homeland defense. Such missions could include anti-piracy patrols around the Horn of Africa, in line with the broader international effort to weed out threats to commercial shipping—something that is a matter of crucial interest to Taiwan, with its export-oriented economy. Other options include support for friendly port visits or participation in bilateral and multilateral exercises. For example, the participation of the Panshih in the biannual RIMPAC exercise could be less controversial than sending destroyers or frigates.

During wartime, both AOEs would present crucial capabilities to sustain ROCN operations under conditions where replenishment in home bases would become impossible due to PLA missile strikes and blockade efforts. Keeping the ROCN surface fleet operational would in turn enable it to conduct anti-blockade operations, including providing escort for vital supplies. Granted, the ROCN would still have to operate in an extremely hostile environment, likely forcing the bulk of the fleet to operate east off Taiwan. The crucial question is where the AOEs themselves would replenish, once their own supplies run out.

An HH-60H Sea Hawk helicopter assigned to the Black Knights of Helicopter Anti-Submarine Squadron (HS) 4 transfers pallets of supplies from the Military Sealift Command fast combat support ship USNS Bridge (T-AOE 10) during a replenishment at sea. Image Credit: CC by Official U.S. Navy Page/Flickr.
An HH-60H Sea Hawk helicopter assigned to the Black Knights of Helicopter Anti-Submarine Squadron (HS) 4 transfers pallets of supplies from the Military Sealift Command fast combat support ship USNS Bridge (T-AOE 10) during a replenishment at sea. (Official U.S. Navy Page/Flickr)

These are all important tasks for the new (as well as the old) AOE. Nevertheless, the versatility of the new vessel could materialize under conditions other than participation in broad international anti-piracy efforts (the politics that could prevent that is well-known) or wartime operations. Apart from the capability to sustain warship operations without need of resupply in home ports, the Panshih is also equipped with state-of-the-art medical facilities, including an operating room, an isolation ward, and three regular wards. That makes the Panshih well-equipped for humanitarian assistance and disaster relief (HADR) operations. This is an important capability considering how prone Taiwan’s immediate neighborhood is to various kinds of natural disasters: earthquakes and typhoons (and the resulting floods and landslides) being the most common.

Taiwan has not been a shy actor in offering and providing humanitarian assistance and disaster relief. For example, in January 2010 Taiwan sent rescue teams to Haiti, and its military C-130s conducted a record-breaking flight with much needed supplies on board. In March 2011, in the aftermath of the Tohoku earthquake and tsunami, Taiwan again sent rescue teams and released significant financial aid to Japan. In November and December 2013, Taiwan again was among the first responders to typhoon-struck Philippines. Efforts at the governmental level dovetail well with private relief efforts, as time and again the will of the Taiwanese public to help people in need has been demonstrated. Taiwan’s already significant monetary and material contribution to Japan in 2011 was given a boost via various activities ranging from individual donations to organized efforts at the NGO level.

The Panshih has a great utility to enhance Taiwan’s government HADR efforts, which are greatly supported by the public’s own efforts and the activities of private aid groups like the Buddhist Compassion Relief Tzu Chi Foundation. After all, using military capabilities for HADR is already a well-established pattern globally. During relief operations in the Philippines following the disastrous typhoon Haiyan that caused massive landslides, the United States, Japan, and China were among the nations that sent elements of their naval power to provide assistance. US relief efforts were assisted by the USS George Washington aircraft carrier battle group and a detachment of 12 MV-22 Ospreys along with US Marines. Japan, too, dispatched warships and troops to a disaster area, and Beijing ordered its hospital ship Peace Ark to be deployed to the Philippines.

MV-22 Ospreys assigned to the Marine Medium Tiltrotor Squadron 261, 1st Marine Aircraft Wing, take on supplies to provide aid during "Operation Damayan." The George Washington Strike Group supports the 3rd Marine Expeditionary Brigade to assist the Philippine government in response to the aftermath of Super Typhoon Haiyan/Yolanda in the Republic of the Philippines. Image Credit: CC by U.S. Pacific Command/Flickr.
MV-22 Ospreys assigned to the Marine Medium Tiltrotor Squadron 261, 1st Marine Aircraft Wing, take on supplies to provide aid during “Operation Damayan.” The George Washington Strike Group supports the 3rd Marine Expeditionary Brigade to assist the Philippine government in response to the aftermath of Super Typhoon Haiyan/Yolanda in the Republic of the Philippines. (U.S. Pacific Command/Flickr)

In contrast, Beijing did not do itself much service in the aftermath of typhoon Haiyan when it was criticized for its sluggish response, initially releasing US$1.4 million worth of relief supplies, an amount that paled in comparison with donations from the United States (US$20 million), Japan (US$10 million, later increased via various assistance mechanisms), Australia (US$28 million) or even Taiwan (US$12 million). This is not to suggest that HADR activities should serve as part of some cynical calculation in pursuit of bettering one’s national image. Nevertheless, being an active supporter of HADR activities and strengthening the capacity to help with rapid response allowing for a physical presence in an affected area creates good will on all levels of relations, from the person-to-person to the governmental. After Taiwan was shown to have been the largest donor (government and private financial aid combined) to Japan in 2011, Japanese citizens have not missed a chance to express their gratitude, and Japan’s government later defied the expected angry reaction from Beijing when it invited Taiwan to be represented on an equal footing with other nations to a commemorative event in March 2013. Financial and material aid is well complemented by having the capability to put boots on the ground, and the Panshih is a great platform from which both search and-rescue teams and medical teams can operate independently in a disaster area.

Taiwan is an active and significant contributor to HADR efforts. By including the Panshih in its fleet, the ROCN has significantly boosted its capability to be an active element in rapid response in a region that is plagued by frequent emergence of typhoons and earthquakes. Granted, politics might always prevent Taiwan from fully utilizing its potential. A neighboring nation that just suffered a disastrous calamity may feel hesitant to accept assistance presented by ROCN warship deployment, succumbing to likely pressure from Beijing. However, it is as likely that politics will give way to immediate need, and Beijing would be hard-pressed not to openly oppose Taiwan’s participation. Unfortunately, recent events suggest this latter is not an unlikely scenario, as the disaster this April in Nepal illustrated, when when China allegedly pressured the government in Kathmandu to refuse entry to a Taiwanese rescue team after Nepal experienced an extraordinarily deadly and destructive earthquake.

Whatever way future events go, the Panshih’s presence in the fleet should not be judged only against its role as a support ship for combat operations during wartime. However important such missions are, the first deployment of the Panshih is more likely to be much more benign, and much more appreciated on the receiving end.

Michal Thim is a postgraduate research student in the Taiwan Studies Program at the China Policy Institute (CPI), University of Nottingham, a member of CIMSEC, an Asia-Pacific Desk Contributing Analyst for Wikistrat and a Research Fellow at the Prague-based think-tank Association for International Affairs. Michal tweets @michalthim. This piece was originally published in Strategic Vision vol. 4, no. 21 (June, 2015).