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Thoughts on Grand Strategy

This article originally featured on The Navalist and is republished with permission. Read it in its original form here

By LT Robert “Jake” Bebber USN and Professor Richard J. Harknett

The United States has been operating without a Grand Strategy for nearly 25 years. First, it was essentially on auto-pilot in the immediate aftermath of the collapse of the Soviet Union (the grand strategic endstate of containment) and then post-9/11 it became tactically oriented in reacting to global terrorism. Over the past 16 years, a flux in the distribution of power internationally has begun as the United States has relied on coercive force in an attempt to manage terrorist capacity and its gap in power is not guaranteed to be sustained without a strategy to do so. Great powers rise and fall because, over time, they tend to choose policies which accelerate the balancing dynamic of other competing states. Today, while the United States remains the leading state in an imbalanced global system, traditional realist theory suggests that international systems tend toward balance and we should expect a turn to a multipolar world. The National Intelligence Council’s January 9th released quadrennial Global Trends Report suggests a similar conclusion.

This is not preordained, however, if U.S. policymakers were to return to leveraging true American strength. The United States is still a relatively young Great Power and can choose policies that can stretch its advantages. Thus, while actors will balance against it, the United States can remain preponderant for some period of time. This is because it enjoys its position as a foundational power, rather than a coercive power. The majority of the world benefits from the foundations that have been laid in the aftermath of the Second World War and, therefore, there is significant incentive to buy-in and work within the current American-led incentive structure–most states are rewarded by the imbalance and thus it is not the driving force that traditional analysis suggests. This gap in power is tolerable to a majority of state and non-state actors because it is leveragable by them.

However, perpetuating an imbalanced system where the U.S. remains the foundational power will not sit well with actors like China, Russia, Iran and a few other revisionist actors. Indeed they are all working hard to challenge the current system to make their own rules and pursue their own interests. 

Yet the incoming administration may have an opportunity to fundamentally reorient the pieces on the grand strategic chessboard, and perhaps retain a position of strength that has been ebbing over the past few years. It appears that the President and his team are open to a different view of Russia as a great power. They seem amenable to Mr. Putin’s realist view of the world, and his naked pursuit of Russian interests.

At the same time, Mr. Trump’s comments about Communist China, and his apparent willingness to rethink America’s “one-China” policy seem to indicate that on some instinctual level, Mr. Trump considers the PRC to be a greater threat than Russia. On that matter, he is probably correct. Russia is essentially a vulnerable great power heading in the wrong direction. Communist China, on the other hand, while facing its own internal inconsistencies, has the capacity to challenge the United States in terms of economic, military and political power.

Quite simply then, the new Administration may be in a position to reverse the realignment of the Nixon era (but in Nixonian fashion) and enter into a tacit alignment with Russia as a geopolitical balance against Communist China, thereby sustaining the imbalanced system. There are a number of reasons why this might be advantageous to both the United States and Russia, but we should acknowledge up front that it will not come without significant cost. And this is not the mere “reset” that was recently attempted. In geopolitical terms, this is effectively bringing Russia into the western orbit.

The core unknown is whether Russia can be a satisfied great power in an imbalanced system? The answer is possibly yes, if its status is based on seats at the table of global governance, it is convinced that it is not susceptible to outside aggression or collapse, and that its particular form of domestic governance can persist.

Russia is a weakening great power on its current course demographically and economically. A new relationship would have to emphasize that there is a fundamental benefit to Russia of leveraging U.S. foundational power, rather than risking the cost of opposing U.S. coercive power. Russia should understand that challenging that coercive power would lead to its swifter demise. It lost the first Cold War and the U.S. can actively isolate it again and turn the energy (oil price) weapon against it if the Russians want to challenge the U.S. This is not a containment for containment sake argument, but rather an invitation to Russia to become a western power coupled with a hard power argument of the consequences that would follow from not accepting the invitation. What needs to be made clear is that the Russian hope of undermining western institutional legitimacy will not be tolerated anymore, but that there is an alternative to competition. This is a “tough love” message, but one in which Mr. Trump and his Secretary of State designee Rex Tillerson may be uniquely qualified to deliver.

In order for this to happen, Mr. Trump will have to convince Mr. Putin that Russia has a “losing hand” as it were, and that Communist China is a greater long term threat to Russia than the United States or the west. Russia is currently under severe economic sanctions from the west due to its invasion of Ukraine and seizure of Crimea, and while Mr. Putin remains popular for now, even he knows that the Russian people will not tolerate for long growing economic depravity. Mr. Trump can effectively say, “I can get you out of this mess.”

And indeed there is growing concern even within Russia of China’s overt interest in the sparsely populated, but resource rich Siberian expanse. The Russian people are intimately familiar with several thousand years of history, to include numerous invasions from the Asian steppe hordes. Of course in recent history, Communist China attacked the Soviet Union in 1969. Russia is beginning to note the frequency with which Communist China now talks of reclaiming the territory lost during its “Century of Humiliation” – much of that territory being taken by Imperial Russia. (This includes the city of Vladivostok which was ceded to Russia by Imperial China in 1858.)

Can a Trump Administration conduct a strategic realignment with Russia? While the West will be under pressure to “negotiate a deal” likely involving forswearing further NATO expansion or the integration of former Soviet states into the EU, it should resist this temptation. Remember, Russia has a losing hand in this relationship, and is contracting both demographically and economically. Rather, Mr. Trump has to convince Mr. Putin that any lifting of sanctions will be followed by American investment which would effectively “stop the bleeding” in Russia. However, there would be no rollback on NATO – the Baltics and Eastern Europe are not going to be discarded. One clear question is the motivations of Mr. Putin: does he want Russia to retain global recognition as a great power and will cut a deal to do so, or is he too much a product of his KGB legacy and sees the “West” as an unremitting enemy with which no deal is safe? He will recall promises of the 1990s that were not kept, so trust building will be essential. The choice of Mr. Tillerson as Secretary of State could be critical in establishing that trust. 

For the United States, bringing Russia into a Western orbit could provide significant advantages. First, it diverts the PRC’s attention back to its 2,600 mile long border with Russia. This will require the PRC to reconsider its reorganization of the People’s Liberation Army (PLA), perhaps away from building a power projection force back to a land-oriented border protection. And the PLA still relies largely upon Russian designed and supplied military equipment, which would hopefully be curtailed or stopped.

Second, it advances the goals of the United States relative to India and Vietnam, who also maintain a friendly relationship with Russia and heavily relies on Russia as a military supplier. India has historically been non-aligned, though friendly to the former Soviet Union/Russia. A rapprochement between the U.S. and Russia relieves a source of tension with Vietnam and India, and opens the door for an alignment between the world’s two most populous democracies and a former war enemy of China.

Third, it does permit the U.S. and Russia to resume and enhance counter-terrorism relationships. It may even open opportunities for the United States and Russia to conduct joint operations in the Middle East against ISIS. To be clear, Russian insistence that the Assad regime remain in power would have to be dropped. However, the U.S. and Russia can probably find a mutually acceptable third party to rule in Syria over time

As of yet, there is no evidence that the incoming Administration is thinking along these lines. It would require a deft bit of diplomacy and “deal making” to convince Russia to throw its lot in with the United States as opposed to remaining the junior partner to the PRC (whether or not Russia realizes it is the junior partner is an open question). However, the warm words exchanged between the incoming Trump team and the Kremlin may be an opportunity. How unsubstantiated reports of deeper campaign Trump-Kremlin ties will impact moving forward is unknown, but in a world in which perception is reality, a President Trump would now have to pursue such a realignment strategy more openly than Nixon did with China. If they could pull it off, future relations with Communist China could look very different than the current trajectory it is on right now.

To quote Star Trek VI, there is an old Vulcan proverb that “Only Nixon could go to China.” Well, perhaps “only Trump could go to Russia.” We shall see if he can seize this opportunity.

LT Robert “Jake” Bebber USN is a Cryptologic Warfare Officer assigned to the staff of U.S. Cyber Command. He holds a Ph.D. in public policy from the University of Central Florida and welcomes your comments at jbebber@gmail.com.

Professor Richard J. Harknett is the former Scholar-in-Residence at U.S. Cyber Command and currently an inaugural Fulbright Scholar in Cyber studies at University of Oxford, United Kingdom. He can be reached at richard.harknett@uc.edu.

The opinions expressed here do not reflect those of the Department of Defense or U.S. Cyber Command. The authors offer an academic-based explanation for possible policy change, rather than personal advocacy or rejection of any possible policies.

New Administration Week Concludes on CIMSEC

By Dmitry Filipoff

Last week we featured short submissions that offered advice to the incoming administration on the U.S. Navy. Responses covered shipbuilding, foreign relations, applications of maritime power, and other issues. Read their responses below.

Mercy of the Dragon by Joshua A. Cranford

“Yet the United States heavily relies on China’s 95% dominance of the REE market for economic prosperity and to conduct global security and naval operations. If China decided tomorrow to embargo these elements how long would America continue to prosper and meet its operational needs?”

A Strong Navy for A Strong Nation by Bob Hein

“The U.S. Navy provides the maritime superiority required to keep the homeland safe, preserve global influence, deter aggression, and win the Nation’s wars. Ever since the Spartans and the Romans put to sea, nations have understood the two fundamental purposes of Navies: secure their borders and protect commerce.”

Bryan McGrath’s Handy Advice by Bryan McGrath

“The incoming administration must grasp two things about the U.S. Navy as it assumes power. The first is that the overarching purpose for the U.S. Navy is to guarantee global freedom of the seas.”

The Challenge: Rediscovering the Offense by Richard Mosier

“The current generation of naval officers has grown up in an environment in which the U.S. Navy has been focused on strike operations in a relatively benign, third-world threat environment. In that environment, the surface navy has focused overwhelmingly on fleet defense and net-centric operations, with little need to grapple with concepts for the offense against a maritime near-peer.”

The Swiss Army Navy of Security Policy by Dr. Sebastian Bruns

“The incoming administration needs to know that the U.S. Navy is a forward-deployable and ready tool of statecraft for the United States. It builds on a long tradition and utilizes the opportunities afforded by geography, the maritime domain, and international law to engage with allies, conduct naval diplomacy, deter crises, and provide options towards favorable outcomes in a conflict.”

An Open Letter to Our Negotiator-in-Chief: Fix Navy Acquisition by Travis Nicks

“Mr. President-Elect, be our champion and negotiate a better situation. Please sign a law, issue a contracting regulation, or create an executive order that ensures that when acquisition contracts are negotiated the government owns both the IP and the technical information—specifically technical drawings and specifications—associated with the complete system.”

Keep It Simple by Brody Blankenship

“The Navy is the foundation of America’s expeditionary capability, therefore it will continue to be an integral component of military force in any conflict. However, this amazing force has been mismanaged and deflated beyond optimal limits, leaving the incoming administration much to fix and a disproportionately small budget.”

Ensuring a Strong Navy for a Maritime Nation by The Navy League

“It is imperative that the United States maintain naval forces that can sustain our national commitment to global maritime security. The biggest impediment to maintaining that force is the lack of a fully funded shipbuilding program that produces the right quantity and quality of ships, with the right capabilities, for the right price.”

Enhance Maritime Presence in the Indian Ocean by Vivek Mishra

“The Indian Ocean together with the maritime area of the Asia-Pacific should be on the high priority list for the next Administration. The region has been witnessing a twin factor rise in its importance: the rise in trade transmission through the Indian Ocean has increased tremendously over the past decade, besides witnessing a dramatic ascendancy in strategic importance owing to vulnerabilities of geographic choke points and more importantly, an ever increasing Chinese presence.”

More Than Just a Tool of Policy by Anthony Orbanic

“Much like any service of the Armed Forces of the United States, the United States Navy is more than just a tool of power projection. It is a projection of our beliefs, our capabilities, and our resolve.”

Naval Priorities and Principles for the New Administration by Anonymous

“The Navy is a limited resource that is most effective when given clear policies and permissive rules of engagement (ROE) and when allowed to have a strong voice in the decisions and policies governing its deployment.”

Dmitry Filipoff is CIMSEC’s Director of Online Content. Contact him at Nextwar@cimsec.org.

Featured Image: (Oct. 14, 2016) The Navy’s only forward-deployed aircraft carrier, USS Ronald Reagan (CVN 76), steams in formation with ships from Carrier Strike Group Five (CSG 5) and the Republic of Korea Navy (ROKN) during Exercise Invincible Spirit (U.S. Navy photo by Petty Officer 3rd Class Nathan Burke/Released)

Naval Priorities and Principles for the New Administration

New Administration Topic Week

By Anonymous

Seek Navy Input.  The Navy is a limited resource that is most effective when given clear policies and permissive rules of engagement (ROE) and when allowed to have a strong voice in the decisions and policies governing its deployment.

Change the U.S. Maritime Strategy.  There is an opportunity to change the maritime strategy in a way that cannot be measured in numbers of ships alone.  Rather, the new administration should consider the U.S. Navy to be an asset that can fight the U.S. “4+1” potential opponents (China, Russia, Iran, North Korea, and violent extremism), especially for control of narrow seas. 

Counter Terrorism.  This will initially be a priority for the new administration and if the Navy is to play a role in gaining the respect of navies around the world, some rebalancing of the force may be required.  The Naval Postgraduate School and CNA are excellent sources of advice on how best to reorganize the Navy to provide offensive as well as defensive capabilities to serve U.S. interests. 

 China is the most likely foe.  The PLA is able to integrate surface, subsurface, and aerial warfare into strong defense against seaborne threats.  The U.S. should maintain the same capability while investing in smaller ships that can patrol and protect borders with increasing speed.

 Increase the diversity of the Navy.  There should be greater recruitment of minorities and women, with an emphasis on their development, mentorship, and retention.

Recognize that the Navy is a source of innovation.  The continued service (albeit temporary) of Deputy Defense Secretary Bob Work is a good sign the new administration is taking a forward-looking approach to naval technological capabilities.

Featured Image: SOUTH CHINA SEA (July 13, 2016) Sailors aboard the guided-missile destroyer USS McCampbell (DDG 85) observe as the aircraft carrier USS Ronald Reagan (CVN 76) conducts routine flight operations. (U.S. Navy photo by Mass Communication Specialist 3rd Class Elesia K. Patten/Released)

More Than Just a Tool of Policy

New Administration Topic Week

By Anthony Orbanic

Much like any service of the Armed Forces of the United States, the United States Navy is more than just a tool of power projection. It is a projection of our beliefs, our capabilities, and our resolve. Now more than ever, hard power must be balanced with the convictions our nation was founded upon. These convictions and beliefs are not only valuable to American citizens and members of the armed forces, they are valuable the world over. The term “American Exceptionalism” should not just reflect mere words, but reflect the necessary action and will that empowers an American sailor to do what is necessary in the line of duty. It should also reflect that not only are these beliefs cherished, they are priceless. If we do indeed cherish the value of our beliefs and the lives of those who defend them, then this should not be a one-time occurrence. It is a process that requires persistent work, a clear rationale, and an achievable, decisive objective.

Although the world changes, and how we adapt to it changes as well, the core values upon which the United States and United States Navy was founded upon should not. If anything, this should encourage the incoming Presidential administration to not only understand the role of the Navy as a policy tool, but understand the role of the Navy as it pertains to defending our allies, our values and our country.

Featured Image: YOKOSUKA, Japan (Sept. 3, 2016) Boatswain’s Mate Seaman (SW) Luis Marchendelrosario hauls in a mooring line during sea and anchor detail on the fantail of the of the Navy’s only forward-deployed aircraft carrier, USS Ronald Reagan (CVN 76). (U.S. Navy photo by Mass Communication Specialist 3rd Class Nathan Burke/Released)