Category Archives: Capability Analysis

Analyzing Specific Naval and Maritime Platforms

Building an Asymmetric Ukrainian Naval Force to Defend the Sea of Azov, Pt. 2

The following two-part series will analyze the maritime dimension of competition between Ukraine and Russia in the Sea of Azov. Part 1 analyzed strategic interests, developments, and geography in the Sea of Azov along with probable Russian avenues of aggression. Part 2 will devise potential asymmetric naval capabilities and strategies for the Ukrainian Navy to employ.

By Jason Y. Osuga

Three Approaches to Building a Credible Deterrent

The primary job of any country’s military is to defend the nation from foreign attacks. The Ukrainian military must prevent further encroachment of its territory by Russia. Ukraine should consider three approaches to its nation’s defense. First, Ukraine should develop an effective asymmetric navy and coastal defense to counter the much stronger Russian conventional navy. An asymmetric navy can disrupt naval operations of a conventional fleet through the use of guerrilla tactics at sea. An asymmetric navy is also cheaper to build compared to a conventional navy which requires an enormous amount of resources and time to build. All these efforts could prove futile against a greater and stronger-willed adversary intent on defeating Ukraine in war. However, if Ukraine is able to raise the potential costs and increase enough risk, Russian leadership may think twice about conducting further encroachments on Ukrainian sea and land territories.

Second, the Ukrainian Navy and Army must adopt a joint strategy of conducting sea denial operations against Russian attempts to gain sea control. The Army and Navy must develop a joint sea denial doctrine and train together to prevent Russian forces from achieving sea control and chokepoint control of Kerch Strait. Ukraine’s sea denial strategy should focus on attacking the Russian center of gravity (COG) by weakening the functions that enable the COG to operate. Finally, the Ukrainian Navy should consider establishing a naval base in Mariupol and forward-deploying part of its fleet to the Sea of Azov (SOA). The patrol fleet would act as a deterrent against Russian encroachment in eastern Ukraine. Forward-basing cuts down on deployment time from Odessa, Ukraine’s only naval base of any significance following the loss of Sevastopol. Ukraine should also set up supply depots along the Azov coast to mitigate vulnerability of a singular dependence on Mariupol.

Asymmetric Naval Forces and Guerrilla Warfare at Sea

The backbone of an asymmetric navy is a sizeable fleet of small patrol crafts, missile boats, and mine-laying vessels. Small boats are necessary for speed and presenting a small target for the adversary. Hence, a large quantity of small boats is necessary to present a challenge through a swarm effect. During the Iran-Iraq war of the 1980s, Iran learned that large naval vessels are vulnerable to air and missile attacks from a conventionally superior foe, which confirmed the efficacy of small boat operations and spurred interest in missile-armed fast-attack crafts (FAC).1 Iran expanded the use of swarm tactics that formed the foundation of its approach to asymmetric naval warfare.2 Investment in an asymmetric navy composed of small craft is more cost-effective compared to building large surface combatants in addition to presenting a more elusive target. The shallow water environment precludes friendly or enemy deep-draft capital warships and submarines from operating in the SOA. It is the shallowest sea in the world with a mean depth of just 10 meters. Just as Iran developed asymmetric tactics to deal with a larger and more sophisticated U.S. Navy, so can Ukraine develop asymmetric tactics against a larger and more sophisticated Russian Navy.

For defense of the SOA, the Ukrainian Navy should consider investing in Anti-Surface Warfare (ASUW), Coastal Defense (CD), Mine Warfare (MIW), and military pay, housing, and training.  

Anti-Surface Warfare (ASUW)

The Ukrainian Navy should focus on building numerous anti-ship cruise missile (ASCM)-capable Patrol Boats (PB), Patrol Crafts (PC), and Guided-Missile Patrol Crafts (PTG). These small boats form the backbone of an asymmetric navy. Speed is a key requirement for these small boats to be able to employ shoot-and-scoot tactics. These vessels must be able to achieve minimum of 35 knots sustainable speed. In addition, these vessels must have long endurance to remain at sea for long periods of time. Frequent return to home-port to resupply makes the vessels more vulnerable. Therefore, vessels must have large storage capacity for provisions and fuel, relative to the size of the expected operating environment. To take on provisions, small crafts should be able to operate from inlets and small ports along the Azov coast. Therefore, another critical requirement is a low draft to operate in the SOA. Another potential solution could be small Rigid Hull Inflatable Boats (RHIB)-like crafts with powerful outboard engines. These 11-meter boats are capable of high speed, low draft, and are suitable for calm seas operations in the SOA. Under the Foreign Military Sales program in 2015, the US Navy delivered five 7/11-meter RHIBs produced by Willard Marine.3 This transfer fulfills speed and low draft requirements in the shallow littorals. Ukraine should continue to build a more robust surface patrol capability.

Maintenance, crew manning, and armaments are other important considerations. The future asymmetric fleet must be easy to maintain by using interchangeable parts that already exist in Ukraine’s defense infrastructure. Crew manning should be minimal to allow for crew rotation, training conducted on similar platforms, and manned by small increases to the overall manning level of the Ukrainian Navy. As for armaments, vessels should have 57-mm or 30-mm gun for self-defense and fire support, and perhaps .50 caliber (12.7mm) crew-served weapons for future interoperability with NATO.

These vessels’ main armament, however, should be ASCMs due to their longer range and lethality. The Ukraine Navy should incorporate the newly developed Neptune missile system on PCs, PTGs, and PBs when it passes all operational testing and evaluations.4 The two Gurza-M class armored patrol boats introduced to the Navy in 2015, with a further 20 planned by 2020, is a promising step in the right direction.5 However, these boats should have an ASCM capability. Otherwise, these new vessels risk being out-gunned and out-ranged. Such vessels would only be capable of conducting law enforcement operations in peacetime but inadequate in conducting sea denial operations in war.

Another area of needed attention is the modernization of C4ISR, strengthening cyber networks, and growing a professional cyber force in the Ukrainian military. All the investments in asymmetrical hardware would not be completely effective in combat unless they are tied to a modern, resilient battle network. Ukraine must elevate cyber to strengthen networks and the C2 of the fleet. The U.S. should provide training and support to standing up Ukrainian cyber defense efforts through rotational training, NATO exercises, and foreign military sales and support.

Coastal Defense (CD)

The Ukrainian Army, not the Navy, should develop and operate Coastal Defense Cruise Missile (CDCM) battalions. The Army has deeper funding and manning levels to be able to better integrate this additional mission. Other nations employ this model. Namely, the Japan Ground Self Defense Force is responsible for operating/employing CDCMs against enemy ships. Giving the coastal defense mission to the Army will lessen the burden on the Navy and allow it focus on sea denial operations while the Army supports these efforts from the littorals. Command and control between Army and Navy units is paramount to ensure target coordination. Modern C4ISR networks should aid target cueing. The Army can organize mobile battalions to employ shoot-and-scoot tactics from concealed positions against the enemy fleet at sea. If the new Neptune ASCM passes operational testing and evaluation, Ukraine can mass-produce these ASCMs to achieve economy of scale and equip Army CDCM battalions. Ukraine has a naval infantry arm which could also take on the coastal defense mission. However, the Army should operate the CDCMs over the naval infantry because the latter is a mobile strike fighting force, while the Army has broader experience and funding support for artillery and related mission areas.  

Helicopter-Based ASUW Capability

Helicopters should possess an air-to-surface anti-ship missile capability to complement the surface fleet and coastal defense ASCM capabilities. This strategy completes the triad of anti-ship missile forces operating from land, air, and sea. Helicopters can operate from unprepared airfields, an advantage over fixed-wing aircraft which require a longer, prepared runway. Helicopters can hover at low altitudes for longer periods of time – a suitable platform for conducting ASUW from the air. Ukraine should attempt to fit the indigenous Neptune missile on helicopters to field a formidable anti-ship platform in the SOA littoral.

Mine Warfare (MIW)

Ukraine should develop a defensive mine warfare capability to protect the Ukrainian coastline as well as to have the ability to conduct chokepoint denial operations. Bottom, moored, and influence mines should be adapted to the shallow operating environment of the SOA. In addition, the Ukrainian Navy should invest in mine-clearing capabilities to counter potential Russian mining of SOA and the Kerch Strait. An unmanned mine-clearing capability is likely more economical than sweepers with a crew of 30 personnel.  NATO countries should help Ukraine obtain an affordable mine-clearing capability. Such a defense-oriented system would not threaten Russia. Furthermore, providing this level of support does not cross the threshold that would require a NATO membership for Ukraine.

Pay, Housing, and Training

Finally, improvements in the morale intangibles are indispensable for building a modern navy. Ukraine must increase military wages and expand access to housing which cuts to the root of persistent low morale. Only then can Ukraine begin to turn the tide on poor job performance, recruiting, retention, and even defections. A robust training program is also necessary to be effective in asymmetric warfare. Old ammunition stockpiles should be renewed for safe training and operations. Above all, training should emphasize the Ukrainian joint force ability to defend the SOA with no help from other countries, in line with geopolitical realities. In addition, exercises with NATO provide invaluable interoperability and high quality training opportunities, and thus should be continued.

Joint Sea Denial Strategy

Ukraine should animate the above fleet investments with a cohesive joint doctrine to conduct sea denial operations. The goal of sea denial is to prevent sea control, and therefore, preventing Russia from using the sea to do harm through amphibious landings, blockade, and fires against shore defenses.7 Currently, Ukraine has local control only along its coast and cities such as Mariupol and Berdyansk. Patrols and coastal surveillance should ensure that no suspicious vessels operate near the littorals. Russian Special Forces may operate close to the littorals on civilian vessels feigning as fishermen or conducting commercial shipping. Through exercises that focus on interoperability, U.S. and NATO Navies can provide training on maritime interdiction and patrol operations to develop doctrines to help Ukraine defend its borders from the seaborne equivalent of Russia’s little green men.

A map of the Azov Sea (mapofukraine.net)

In wartime, Ukrainian forces should focus their attack on the Russian Special Forces, ground, and amphibious forces on military or commercial transports. Thus, the primary focus of effort for Ukrainian surface combatants, CDCMs, and helicopters should be concentration of fires on transports carrying Russian troops and Special Forces to deny seaborne invasion and infiltration. If Russian surface combatants are protecting the transports, Ukraine must threaten those combatants to strip away protection. The secondary target is to weaken enemy sustainment by attacking supply ships and commercial vessels carrying materiel. Tertiary targets should be enemy operational fires capabilities, i.e., ships with naval gun fire support, Russian air support, and artillery. Ukraine forces should jam enemy communications to prevent effective C2 and weaken enemy intelligence gathering efforts through operational deception.

Ukraine Chokepoint Denial Operations

Eventually in wartime, Ukraine must try to deny Russia’s ability to control the Kerch Strait through chokepoint denial operations. The Ukrainian Navy must use its asymmetric fleet with swarm tactics, surprise, and concentration of force against the Russian fleet when they are most vulnerable coming through the Kerch Strait. This will likely be a large missile engagement; therefore, the side with more firepower that presents the most elusive targets will win. If Ukraine is unsuccessful in preventing Russia from closing the Strait, Russia will be able to control the OPTEMPO in the SOA and isolate eastern Ukraine while threatening vital coastal cities such as Mariupol. Dividing Ukrainian forces will lead to a quick and eventual defeat, resulting in Russian dominance in the SOA. Russia’s commercial interests, sea mineral resources, and Crimea’s rear area will be secure from foreign threats. This is Russia’s desired end state, which Ukraine must prevent through sea denial and choke-point denial operations.  

Mariupol Naval Base

The last part of the strategy is to establish a naval base in Mariupol and forward deploy a part of its asymmetric fleet to help defend it. Mariupol is Russia’s ultimate operational objective in a scenario that seeks to connect Crimea and Russia. For Ukraine, Mariupol is its theater-strategic center of gravity in preventing Russia from annexing the Priazovye region. Since the loss of Sevastopol to Russia, the Ukrainian Navy has only one operational base in Odessa. Currently, there are no Navy bases east of the Crimean Peninsula. Therefore, Ukraine should consider establishing a naval base in Mariupol as it is the most favorable city with natural harbors, a sizeable population, and an industrial base to sustain a moderate naval and Sea Guard force. Establishing a naval base in Mariupol will enhance the ability to safeguard maritime rights in SOA during peacetime and conduct sea denial operations during wartime. The Sea Guard also already has a base in Mariupol. Co-location of the Navy and Sea Guard with shared use of repair and logistics facilities would alleviate resource constraints while investing in resilience in the form of resupply points and depots along the Azov coast and inlets to support replenishment. An over-reliance on Mariupol creates a singular vulnerability to attack, as seen in separatists’ offensives against Mariupol in 2014/15. Ukraine must diversify risk by spreading out resupply capabilities throughout the Azov coast.

Finally, Ukraine should station about one-third of the Ukrainian Navy assets in Mariupol. This balance would be favorable to have enough economy of scale and concentration of force to conduct effective patrols and have a deterrent effect against the adversary. Critics may point to the fact that forward-deploying a large percentage of Ukraine’s fleet in the SOA would be akin to trapping the fleet if Russia closes the Kerch Strait. That is the reason why Ukraine should not deploy more than one-third of its fleet to Mariupol. If Russia establishes control of SOA and closes the Kerch Strait, the SOA fleet would be trapped in; however, Ukraine would still possess two-thirds of its fleet in Odessa as an operational reserve for a possible future counterattack. Nevertheless, one-third of the Ukrainian fleet patrolling the SOA is a marked improvement from the current situation, which is a weak, sporadic, or virtually non-existent presence in the SOA. Forward presence would be a step in the right direction to show resolve and stave off potential encroachment of Ukrainian territory.

Counterargument

Why build an asymmetric fleet and position over a third of its force to the frontlines?  After all, this action may provoke a Russian reaction. In addition, an ill-conceived asymmetric navy will not deter a determined and capable Russia from further encroaching on Ukrainian territory. Western sanctions and fear of diplomatic reprisals have so far deterred Russia and separatists from taking over Mariupol. Russia will not be able to brook further sanctions on its already fragile economy. Thus, Russia will weigh the risk versus the rewards, and decide that it is not in Russia’s interest to take actions that would further result in crippling sanctions on its economy. Therefore, Ukraine should spend its precious resources elsewhere to help its citizens. Furthermore, any resources spent on the Ukrainian military should continue to prioritize the army and air force which are doing the lion-share of fighting in the Donbas region.

However, sanctions have seldom deterred Russian actions. Russia’s honor, prestige, and the importance of holding Crimea far outweigh the risks of sanctions and how the international community will regard such an action. If Russia cannot resupply Crimea adequately, the fear of potentially losing Crimea will force Russia to take measures to ensure Crimea’s survival by building a land corridor to Russia. Russia will factor the Ukrainian Army’s relative strength over the Ukrainian Navy’s weakness. If Ukraine takes no action to prioritize and strengthen its naval and coastal defense forces, the power vacuum left in the SOA will tempt Russia to regain its former territory via the sea. What would become of the Ukrainian government’s legitimacy when it cannot defend its country again from foreign attacks, including those from the maritime domain? The risks of inaction are greater than they appear.

Conclusion

Following Crimea’s seizure, Ukraine continues to face threats of Russian encroachment on its territory. Russian designs are based on geopolitical needs for resources, consolidation of gains, and resupply of Crimea via a land corridor linking to Russia. Supported by historical narratives of “Novorossiya,”8 Russia will time the invasion by hybrid forces when Ukraine is weak and the international community’s attention divided. As in the case of Crimea, seizure of the Azov coast will be swift, probably led by “little green men” using plausible deniability and supported by separatist forces from Donbas region.

Ukraine has three main ways to counter future Russian aggression in the SOA: develop an asymmetric force, conduct joint sea denial operations, and forward deploy forces to defend Mariupol. Ukraine must implement this strategy immediately. The risk of inaction is too great for Ukrainian territorial sovereignty. In the end, Russia’s overwhelming military power may be too much for a small, underfunded Ukrainian military. The idea, though, is to introduce enough risk to deter Russia from further aggression against Ukraine. The answer lies with the Ukrainian people which strategy they should pursue. 

LCDR Jason Yuki Osuga is a graduate of Johns Hopkins University’s School of Advanced International Studies (SAIS) Europe Center and the U.S. Naval War College.  This essay was written for the Joint Military Operations course at NWC.

These views are presented in a personal capacity and do not necessarily reflect the views of any government agency.

References

1. Fariborz Haghshenass, “Iran’s Doctrine of Asymmetric Naval Warfare.” Washington Institute, December 21, 2006. Accessed October 1, 2016, http://www.washingtoninstitute.org/policy-analysis/view/irans-doctrine-of-asymmetric-naval-warfare.

2. Ibid.

3. “CCD Contracts and Technical Briefs,” NAVSEA Combatant Craft Division, August 15, 2015, 30.

4. “Ukraine Develops New ‘Neptune’ Anti-Ship Missile Complex,” Info-News. May 17, 2016. Accessed October 9, 2016. http://info-news.eu/ukraine-develops-new-neptune-anti-ship-missile-complexe/.

5. Eugene Garden, “Ukraine Plans for 20 New Patrol Boats,” Shephard Media, March 8, 2016. Accessed October 9, 2016. https://www.shephardmedia.com/news/imps-news/ukraine-plans-20-new-patrol-boats/.

6. “Ukraine Develops New ‘Neptune’ Anti-Ship Missile Complex,” Info-News.

7. Geoffrey Till, Seapower: A Guide for the 21st Century, (New York: Routledge, 2013), 152.

9. Kirill Mikhailov, “5 Facts About “Novorossiya” You Won’t Learn in a Russian History Class,” Euromaidan Press, October 17, 2014. Accessed 01 Oct 2016, http://euromaidanpress.com/2014/10/17/5-facts-about-novorossiya-you-wont-learn-in-a-russian-history-class/#arvlbdata.  

Featured Image: Gurza-M (Project 58155) small boat of the Ukrainian Navy. (Ministry of Defense of Ukraine)

A Thoroughly Efficient Navy for the 21st Century, Pt. 2

By David Tier

America has grown weary of the post-9/11 wars. Long, drawn-out conflicts have worn down American resolve and left many defense officials nostalgic for “the good-old days” when adversaries were easier to describe and devoted military efforts toward preparing for conventional warfare. Seizing an opportunity, the U.S. Navy has capitalized on growing disillusionment and sought to exaggerate the military challenges posed by an ascendant China for parochial benefit in terms of gaining larger budgets and greater quantities of more expensive ships. The Navy should consider an external strategy review that accounts for efficiency as an aspect of its operating concept. This article reviews America’s current naval strategy and is divided into two parts. Previously, Part 1 analyzed U.S. naval defense strategy in light of 21st Century national defense threats. Part 2, below, will recommend changes to the Navy’s force structure to gain significant cost savings while still satisfying America’s naval defense requirements. 

The Right-Sized Force

The Navy currently possesses 279 combat ships, including 11 supercarriers.1 An analysis of the platforms required to accomplish each mission reveals that, by procuring greater numbers of surface warfare ships such as frigates, the Navy could accomplish its five core missions while growing the number of ships in the fleet, lowering its average shipbuilding cost, and increasing its relevance in the defense arena to a greater extent than in more a decade. Rather than seeking to overcome advanced threats operating in their own territorial waters (an over-ambitious and possibly suicidal strategy unlikely to be needed), the Navy could come fully onboard with the existing 21st century task of discriminating between shadowy enemies that hide amidst innocent bystanders across the globe. The Navy could, indeed, provide a fleet with more total ships at a fraction of its planned budget and improve its brown-water capabilities necessary to confront pirates, terrorists, and less-capable regional adversaries by developing a larger, but less expensive fleet of 319 ships, and by maintaining eight carriers instead of the planned 11. In turn, this fleet would accomplish the Navy’s missions and yield significant cost savings.

The Navy’s first mission requires the nation’s defense from maritime attacks in naval theaters along the East and West coasts of the continental United States, off Alaska and Hawaii, and territories in the Caribbean Sea and Western Pacific Ocean. Since the main naval threat to the United States is primarily ballistic missile submarines, this mission requires the continuously operating presence of six multi-role naval task forces, one for each maritime defense area, primarily to conduct ASW and to a lesser extent ballistic missile defense (BMD).

The Navy would specifically tailor each task force to its geographic area and utilize advantageous aspects of the “distributed lethality” concept by deploying small surface action groups as well as independent ships and attack submarines forward to detect and track boomers, while positioning naval BMD assets in optimal locations complementary to land-based BMD systems in order to intercept either the most dangerous or most likely paths of inbound ballistic missiles, as necessary. In total, a force of six guided-missile cruisers, 12 guided-missile destroyers, 24 frigates, six oceanic surveillance ships, 12 attack submarines, 10 airborne ASW patrol squadrons, and major systems such as the Integrated Undersea Surveillance System (IUSS; e.g. SOSUS), and the Naval Ocean Surveillance System (NOSS) could reasonably accomplish the task.

Nuclear deterrence remains necessary to protect the nation from attack and, as is standard practice, eight ballistic missile submarines would continually patrol the seas to provide nuclear strike capability.2 Only anti-surface warfare (ASuW) capability for self-defense would be necessary in this mission since the Air Force and Air National Guard are well-equipped to defend the nation against surface threats within range of America’s shores.3 Therefore, this mission requires neither aircraft carrier nor expeditionary strike groups. The Navy should strictly focus on defending against direct military threats to the nation’s territory while the U.S. Coast Guard should maintain its national security VBSS role, since it enjoys comparative economic advantage in national security tasks while close to home.

The second mission requires the Navy to establish SLOC security to friendly foreign waters, as military necessity dictates. Naval forces would only need to perform this mission during wartime, as opposed to the first mission, which requires continuous deployment. Therefore, the Navy would not require an indefinite rotational sea presence to fulfill this mission. Employed with tactical wisdom, the Navy could economize forces by operating the first two missions in tandem while simultaneously taking advantage of geographic barriers to sea traffic in the North Atlantic, Southeast Asia, and Oceania as well as other channelized waterways, and could lessen the number of single-purpose ships separately tasked to secure commercial ships from threats they might encounter far from America’s coasts. It is possible that this mission could be performed with no further forces whatsoever; however, to conservatively guard against a wide-variety of threats and specific circumstances, the Navy should procure the additional capability to simultaneously escort two large convoys in the open ocean. This would allow commercial traffic to continue with minimal disruption.

In 2013, there was a median commercial traffic flow of 441 container ships per month unloading in U.S. ports.4 Assuming that an anti-shipping threat could not engage half of these ships either because their routes crossed oceans they could not effectively operate in, or due to the effectiveness of forces already listed, the Navy would only need to escort about 200 ships per month of conflict. The duration of Navy escort tasks in this mission could last as long as one month because, given sea-lane transit times, a ship might have to journey as long as 32 days to reach the furthest destinations.5 Kaufmann noted that a task force composed of one destroyer, nine frigates, and a supply ship could sufficiently escort 100 transports at a time.To ease the ASW burden on the surface ships somewhat as well as adding some minesweeping capability, an additional two attack submarines, airborne ASW patrol squadron, and a minesweeper7 per task force would round out the requirement. Therefore, to counter against the varied military threats to commercial shipping such as hostile attack submarines, long-range attack aircraft, surface vessels, and mines, the Navy could employ two task forces composed of a total of two destroyers, 18 frigates, two minesweepers, four attack submarines, their attendant support ships, and two airborne ASW patrol squadrons. With substantial ASW and ASuW capability, moderate AAW capability and, combined with Air Force tactical support, these forces would likely defeat any projected threat that could seek to deny American commercial shipping access to friendly ports. These forces could protect American commerce from the East Coast to the Suez Canal, from the West Coast to Sydney, or from either direction into shore destinations along the Indian Ocean for that matter. As before, this mission requires neither aircraft carrier nor expeditionary strike groups.

The third mission graduates from defensive missions and nuclear deterrence that each seek to guard American interests, to offensive conventional capabilities that seek to destroy enemy naval forces maneuvering in a theater of war. Since the 2012 National Defense Strategy calls for the U.S. military’s capability to defeat one regional aggressor while denying the objectives of a second,8 and since nothing yet suggested by the Trump Administration indicates this paradigm will significantly change, the Navy should only require the capability to defeat the maritime forces of one-and-a-half regional aggressors for this mission. This is a half-step down from the nation’s previous desire to procure forces that could simultaneously defeat the militaries of two discreet adversaries. The Navy could perform this third mission by adding two carrier strike groups (CSG) and two expeditionary strike groups (ESG) on top of the previously listed forces. Depending on the tactical situation and the naval commander’s judgment, these forces could operate either as one CSG and one ESG in each theater, or two CSGs in one theater and the two ESGs in the other. The CSGs give the Navy a significant ability to strike enemy surface combatants and attack aircraft, while the ESGs give the joint force commander the ability to raid enemy forces on land as well as some AAW, ASuW, and strike capability. Multiple carriers give the U.S. force the ability to operate round-the-clock. In total, this mission results in an additional force requirement of two aircraft carriers with their carrier air wings, two amphibious assault carriers with their multi-role fixed-wing aircraft, four cruisers, six destroyers, four frigates, three minesweepers, six attack submarines, two amphibious assault carriers, and their attendant support ships.

The fourth mission involves defeating anti-access strategies in order to gain access to contested theaters of operation. As with previous missions, gaining access adds to force requirements and the Navy can use forces already operating in their stead to contribute, so long as adding tasks does not compromise the previous missions. The Navy could employ a total of four carrier groups to accomplish this mission and realistically incur no more than moderate risk. In fact, in all but one conceivable instance, even four carrier groups might be overkill. In all other cases, significant airpower can be generated from land-based airfields. Furthermore, the Navy does not need any additional ESGs for this mission because it requires only gaining access to the theater, not establishing footholds on land or otherwise driving out ground forces while simultaneously conducting a holding action in another theater. Therefore, the Navy requires an additional two carriers, two cruisers, eight destroyers, six frigates, three minesweepers, four attack submarines, and the standard compliment of support ships for this fourth mission. Combined with the forces previously listed, including two ESGs, this total force enables the Navy to gain access to contested theaters of operation.

The fifth and final mission, power projection, defines the remaining forces that the Navy would need. Projecting power is an important capability to procure, and precedents established in the 1991 Gulf War and 2003 invasion of Iraq demonstrate the level of capability that the Navy needs to operate at peak. An additional two CSGs and three ESGs are necessary to defeat an adversary’s defense of his coastline and establish a foothold on land to allow continued operations further inland. Even under difficult conditions, with little allied support and no land-based staging area to prepare for an invasion, this total force of six CSGs and four ESGs would be a force too formidable for enemies to resist. The Air Force, other joint forces, and allies could hold adversaries at bay in other theaters if geography required the Navy to concentrate on a single maritime-focused theater but, most likely, joint and allied forces would also contribute to the Navy’s mission in substantial and meaningful ways. This force adds a requirement of two carriers, six cruisers, seven destroyers, three frigates, five attack submarines, six amphibious assault carriers, and their attendant support and supply ships to the fleet.

Table 1. Summary of  Proposed Fleet Changes
PLTFM     \    QTY CURR INV9 NEW INV10 Δ
CVN 11 8 -3
CG 22 23 1
DDG 62 44 -18
LCS/FF + FFG11 11 65 54
SSN 53 39 -14
LPD 9 10 1
LSD 12 10 -2
AGOS 5 18 13
JHSV 4 10 6
MLP 2 5 3
HST 1 10 9
Carrier Air Wing 9 8 -1

These five missions result in total operational requirements of six carriers, 19 cruisers, 37 destroyers, 56 frigates, eight minesweepers, 33 attack submarines, eight ballistic missile submarines, eight amphibious assault carriers, 12 long-range airborne patrol squadrons, seven oceanic surveillance ships, and additional amphibious and support ships, air wings, helicopter squadrons, as well as the IUSS and NOSS. This force is not yet the total force the Navy needs in inventory, however. Since it would be nearly impossible to sail the entire fleet, the Navy needs additional ships to remain in port and allow for training, maintenance, as well as to compensate for potential combat losses.

The Navy insists that, due to maintenance and training requirements, only one-third of its carrier force may be available for routine deployment at any given time and, in an extended crisis, about half could deploy in support of combat operations.12 According to a naval force generation analyst, the Navy could put only six out of 10 carriers to sea to fight a war.13 The rate of routine deployment seems to be a bit better for the rest of the fleet, though, where approximately 40 percent of the ships are deployed at any time and greater than two-thirds are available in war.14

The fact that only such a small fraction of the fleet is deployable is simply unacceptable. The Navy must work to improve its deployment rates to achieve a capability where at least 80 percent of the fleet could put to sea if necessary. One possible solution would be to increase the number of ships homeported overseas to decrease transoceanic transit times. Although this could increase maintenance costs by 15 percent,15 the increased operational tempo would reduce the number of ships necessary to hold in maintenance and training reserve. Moreover, the resulting procurement savings would significantly outweigh the increased maintenance costs. Another possible solution could be to invest more research-and-development funding into operational readiness improvement rather than developing new platforms. This would help advance new technologies and methods that could enable ships to require less maintenance, last longer, and generally increase readiness.

Regardless of how the Navy decides to improve its deployment rates, a solution must be found. In contrast, even the Air Force, despite the complexity of possessing the most sophisticated and technologically advanced equipment in all the Services, has historically been able to maintain consistent readiness rates above 80 percent for their critical combat platforms.16 Perpetually withholding so many ships in reserve is wasteful, inefficient, and may be the result of institutional complacency. In a declared war, a 11-carrier Navy would ideally confront an enemy with all 11 of its carriers. Likewise, an eight-carrier Navy should bring all eight carriers to bear. Once satisfying this requirement, the Navy would require enough ships so that 40 percent of its inventory would be enough to conduct the continual deployments described in the first mission, and that the total requirements across all missions should compose no less than 80 percent of that inventory.

 These stipulations produce the total number of ships that the Navy would need. In sum, the Navy would need 319 ships including eight carriers, 23 cruisers, 12 fixed-wing ASW patrol squadrons, 39 attack submarines, 12 ballistic missile submarines, 10 amphibious assault carriers, and 18 oceanic surveillance ships.17 Having determined the fleet’s size, we can determine its cost and compare it to the Navy’s present and planned inventories to ascertain potential savings.

Comparison, Trade-offs, and Budget Implications

The Navy’s inefficiently planned fleet provides three more supercarriers, 18 more guided-missile destroyers, but surprisingly, one less guided-missile cruiser than the efficient fleet proposed here. Although providing the Navy more firepower, this plan sinks a lot more money. On the other hand, the fleet proposed here adds 13 frigates and four amphibious assault ships to what the Navy plans, returns dedicated minesweepers to the fleet, and adds a small number of support ships as combat multipliers.18 This force sacrifices some firepower but improves brown-water niche capabilities that are more appropriate for the present and future strategic environment. Overall, it adds 13 ships over the current plan and is much more economical.

The savings come from the big ticket items. A Ford-class carrier costs almost $13B to build.19 Procuring its air wing costs another $5.5B.20 Ticonderoga-class cruisers cost $1B21 and Arleigh Burke-class destroyers $1.8B each.22 The savings would be even greater for destroyers if one considers that Zumwalt-class could cost an estimated $4.4B per ship.23 Alternative platforms are far less expensive. Independence-class littoral combat ships cost about $479M,24 and Avenger-class mine counter measure vessels cost $277M.25 Consequently, there are force mixes considerably cheaper and more germane to the Navy’s missions than large numbers of aircraft carriers. In comparison, the proposed fleet saves $63 billion over the 40-year plan in procurement and shipbuilding costs alone (see Table 2). However, life-cycle and total acquisition savings would be even greater. Spar Associates, Inc. estimates that capital costs are only about 18 percent of life-cycle costs.26 Therefore, the proposed fleet could yield $340 billion in savings over the duration of the Navy’s shipbuilding plan.

Table 2. Comparison of Planned vs. Proposed Fleet27
PLTFM   \ QTY PLND28 PROP29 Δ PRCRMT SVGS ($B)
CVN 11 8 -3 38.04
CG + DDG 88 67 -21 31.4
LCS/FF30 52 65 13 -6.227
SSN 48 39 -9 23.4
Amphibs 33 37 4 -7.4
SSBN 12 12 0 0
SSGN 0 0 0 0
MCM 0 10 10 -2.77
JHSV 10 10 0 0
Supply ships 29 32 3 -1.5
Other 23 39 16 -12.16
Total 306 319 13 62.783

Furthermore, in offering capabilities more likely to be used rather than far-fetched shore assaults originating from the open ocean, the Navy would improve the utility it has lacked for stability operations in the Middle East. The Navy would improve its counter-piracy and counterterrorist capabilities by increasing its number of small surface combatants. One could quibble about the mixture of frigates, minesweepers, and support ships in the Navy’s portfolio of small vessels, but the point is that these platforms are more important than task forces designed to project power in the current strategic environment. Instead of exaggerating carrier requirements, the Navy should concentrate its investments on less expensive platforms such as surface combatants, submarines, and shore-based patrol aircraft. The Navy should not completely relinquish its capability to establish sea-based air superiority, of course, and should increase its support of the Marines’ capability to seize footholds on land. However, the Navy should field an appropriate level of fixed wing airpower to support national military interests without overly burdening the defense budget.

One implication in reducing the number of carriers would be to decrease steady-state operational deployments. Only two or three carriers are presently deployed at a given time, with two deployed and one in-transit to or from home station.31 If the Navy reduced its carrier inventory from 11 to 8, only two carriers would be at sea during normal, peacetime conditions. Carrier deployments deter aggression and reassure allies, and reducing deployments would incur the risk that only one carrier would be actively operating in a forward area at a time while a second carrier transited to or from home station. Nevertheless, this transiting carrier could always turn around and move anywhere in the world in an average of 12 days32 and therefore at least two carrier groups would remain at sea at all times. If combatant commanders sought to request greater carrier presence than this force could provide, then the Department of Defense should audit the overall presence requirements that commanders request, and seek more inexpensive carrier substitutes such as Air Force tactical fighter squadrons where possible. Even deploying Navy carrier air wings without their embarked carrier would be a far cheaper solution. There are few places where a naval sea base would be necessary.

There has been good news for carrier enthusiasts recently, however, now that the Navy increased its carrier inventory to 11 with the commissioning of USS Gerald R. Ford, CVN-78, on July 22, 2017.33 Under the planned acquisition schedule, the Navy will even commission a twelfth supercarrier in 2020, then alternately vary its carrier supply between 12 and 11 through 2040 by replacing carriers at nearly the same time they retire. The Navy’s plan is to then lower its inventory to 9 carriers after 2053.34 Rather than seeking to decommission excess ships ahead of schedule and quickly reduce the carrier inventory to 8 as this proposal might imply, however, it would be more efficient to finish building the carriers already under construction, allow existing carriers to serve their planned lives, and then allow the inventory to decrease without replacing retiring carriers until the correct level has been reached. As an alternative to the Navy’s present plan, if the Navy ceased carrier procurement after completing the second Ford-class carrier under construction and allowed existing carriers to complete their service and retire in their 50th year, and then begin replacing carriers only when the inventory dipped to 8, the Navy could cancel construction of three aircraft carriers in the next 35 years and save $38 billion in current dollars for carrier procurement costs alone.35 

Altogether, the Navy could save an estimated total of $340 billion over 40 years. Though one of Candidate Donald Trump’s expressed desires while campaigning for President was to build a 350-ship Navy, the Administration’s budget has not yet supported that desire with funding requests.36 For whatever additional future funding requests the Trump Administration makes for the Navy, this proposal would also add that margin to potential savings. Some might argue that by allowing 16 years to elapse between the construction of CVN-79 and CVN-80 as proposed here, America’s carrier-building infrastructure might atrophy. This would certainly be another risk, but what are the opportunity costs for continuing to build carriers at the planned rate, and are their national defense priorities that are more important to pursue?

Would it be Worth it?

In the grand scheme of the federal budget, $340 billion over 40 years may not seem like much. However, it could provide for close to four years of an Operation Enduring Freedom (OEF)-like ground force deployment at the 2014 level of activity,37 or many smaller-sized but longer-lasting counterterrorism operations. This leads to a final question for decision-makers to consider: would the benefits gained in providing four more years of an OEF-sized operation outweigh the risk incurred by allowing the Navy’s carrier fleet to decline from 11 to 8?

The answer is “yes.” Consider the fact that there were no terrorist attacks against the United States during the entire time the Bush Administration pursued aggressive military action in Iraq, but there have been several attacks on American soil since the end of Operation Iraqi Freedom. It is not a coincidence. Military operations in the Middle East probably reduced the threat to the U.S. by attracting terrorist activity elsewhere. The operation allowed military personnel to confront terrorists on foreign soil rather than subjecting police and homeland defense officials like Transportation Security Agency officers to deal with attacks at home. If American military activity in the Middle East decreases, the number of attacks against the U.S. will rise…perhaps catastrophically.

On the other hand, if operations in the Middle East continue at their present rate such as in Afghanistan, or if ISIS, Yemen, or some other potential problem area requires commitment of ground forces, the nation will find its ground forces already exhausted, overburdened, and insufficiently provided for in order to accomplish new tasks. Financial resources will have to be diverted from other accounts to accommodate them, and waiting until the last moment will have further consequences. High operational tempo has already eroded the training and readiness of America’s ground forces. America should pursue a grand strategy of democratization in these troubled regions, and this requires a greater number of resources dedicated to ground operations in the Middle East which, in turn, will reduce the number of terrorist attacks against the United States.

Although civilian leadership might abhor the idea of continued ground operations in the Middle East, military advisors must recognize reality and advise apolitically. Ground combat operations must continue for the sake of American national security, and each Service needs to perform its role to support them even if it means taking cuts in favored programs like aircraft carriers. As Kaufmann found 30 years ago, the Navy should “knock it off” with attempts to maintain a double digit-sized carrier fleet and should recommend against the pivot to the Asia-Pacific for the nation’s greater defense interests. To do otherwise puts all Americans – civilians  and service members – at risk. 

David Tier is a Lieutenant Colonel in the U.S. Army and serves as a strategic plans and policy officer. He holds a Master in Public Administration from the Harvard Kennedy School, has served three combat tours of duty in Iraq, a tour of duty in the Pentagon, and has authored several articles.

The views expressed here are those of the author and do not necessarily reflect the policy or position of the U.S. Government, Department of Defense, or any of their components.

References

[1] Department of the Navy, “Naval Vessel Register,” as of August 1, 2017, available online at http://www.nvr.navy.mil/NVRSHIPS/FLEETSIZE.HTML

[2] Hans M. Kristensen, “Trimming Nuclear Excess: Options for Further Reductions of U.S. and Russian Nuclear Forces,” (Washington, D.C.: Federation of American Scientists, December 2012), 15.

[3] As demonstrated by routine air intercepts of Russian reconnaissance flights as well as potential homeland security threats.

[4] USDOT waterborne trade statistics (available at http://www.marad.dot.gov/library_landing_page/data_and_statistics/Data_and_Statistics.htm) indicate that 1.259B metric tons of goods were shipped into an out of American ports in 2013. Since the median container ship holds about 5000 twenty-foot equivalent units (TEUs), this yields about 441 container ships per month in and out of U.S. ports. According to page 2 of the CRS report titled “Port and Maritime Security: Background and Issues for Congress” by John F. Fritelli dated May 27, 2005, there were on average 500 ships per month transiting U.S. ports in 2003, which is in the same ballpark as figures derived for 2013.

[5] See powerpoint press release by Rear Admiral William K. Lescher, USN, “FY 2015 President’s Budget,” (Washington, D.C.: Department of the Navy, March 2014), 3.

[6] William W. Kaufmann, A Thoroughly Efficient Navy (Washington, D.C.: The Brookings Institution, 1987), 64.

[7] Although the Navy has recently decided to discontinue dedicated minesweeping platforms in favor of the mine countermeasure mission package of the littoral combat ship, minesweepers are more cost effective for the particular task. According to Michael Zennie at The Daily Mail, an Avenger-class minesweeper costs $277M per ship, while according to a Congressional study, littoral combat ships cost $479M per ship. Accordingly, the Navy should continue to procure minesweepers rather than replacing them with littoral combat ships/frigates; see Ronald O’Rourke, “Navy Force Structure and Shipbuilding Plans: Background and Issues for Congress,” (Washington, D.C.: Congressional Research Service, March 3, 2015), 2; and Michael Zennie, “The U.S. Navy’s $277 Million pile of scrap,” January 30, 2013, available online at http://www.dailymail.co.uk/news/article-2270395/U-S-Navy-hack-61million-minesweeper-ship-pieces-remove-sensitive-reef-near-Philippines.html, accessed on April 7, 2015.

[8] Department of Defense, “Sustaining U.S. Global Leadership: Priorities for 21st Century Defense,” (Washington, DC: DOD, January 2012), 4.

[9] Ibid. 

[10] See appendix for a complete listing of platforms required, including support ships.

[11] The Navy is seeking to replace its remaining Oliver Hazard Perry-class frigates with the new littoral combat ship. Just a short time ago, Perry-class frigates were slated to retire without replacement and the littoral combat ship was intended to fulfill a different, but overlapping, set of brown-water capabilities supposedly not addressed by the frigate. According to the Secretary of the Navy, however, the littoral combat ship will be reclassified as a frigate and given “FF” hull registry numbers. This acknowledges the need for a traditional frigate and reduces the distinction between the tasks littoral combat ships were intended to perform that Perry-class frigates had not already done. For the purposes of this analysis, littoral combat ships and frigates will be grouped in the same category as frigate, and consider the main role of a frigate to be as an escort to high-value ships. The frigate is primarily an ASW platform, but can also perform secondary roles such as ASuW, AAW, and other general-purpose tasks to a lesser extent. Frigates can perform brown-water tasks by utilizing helicopter search as well as with small-craft borne visit, board, search and seizure (VBSS) teams; See Sam Lagrone, “SNA: Modified Littoral Combat Ships to be Designated Frigates,” USNI.org, January 15, 2015, available online at http://news.usni.org/2015/01/15/sna-modified-littoral-combat-ship-class-changed-fast-frigate, accessed on March 30, 2015.

[12] U.S. Navy Captain(Ret.) Marty Erdossy, “Why Does The United States Only Have Eleven Aircraft Carriers?” Forbes.com, available online at http://www.forbes.com/sites/quora/2012/07/17/why-does-the-united-states-only-have-eleven-aircraft-carriers/, accessed on October 16, 2014.

[13] Ibid.

[14] Department of the Navy, “FY2015 President’s Budget,” March 2014, 3. 

[15] John Pendleton, “Navy Force Structure: Sustainable Plan and Comprehensive Assessment Needed to Mitigate Long-Term Risks to Ships Assigned to Overseas Homeports,” (Washington, D.C.: U.S. Government Accountability Office, May 2015), 14-17.

[16] Lieutenant Colonel Jeff Meserve, “USAF Maintenance Metrics,” Department of the Air Force presentation, 2007, slide 5,  available online at http://www.sae.org/events/dod/presentations/2007LtColJeffMeserve.pdf, accessed on August 7, 2017.

[17] Department of the Navy, “Naval Vessel Register,” as of August 1, 2017, available online at http://www.nvr.navy.mil/NVRSHIPS/FLEETSIZE.HTML; This analysis identifies a requirement for 20 SSBNs, but defers to the Navy’s analysis as an exception in this instance.

[18] These additional supply ships could facilitate greater numbers of small, dispersed task forces as well as enable more frequent resupply that may occur by increased ammunition expenditure.

[19] Average cost of Ford-class carrier is $12.68 billion each according to O’Rourke, “Navy Ford (CVN-78) Class Aircraft Carrier Program:  Background and Issues for Congress,” Congressional Research Service, October 22, 2013, 4. 

[20] Jones Arvino, “How much does a carrier strike group cost?,” Quora.com, available online at https://www.quora.com/How-much-does-a-carrier-strike-group-cost, accessed on August, 5, 2017; this figures uses the cost of 48 F/A-18s rather than 20 F-35s and 24 F/A-18s, whose costs are close enough for comparison.

[21] U.S. Navy Fact File on Ticonderoga Cruiser, available online at http://www.navy.mil/navydata/fact_display.asp?cid=4200&tid=800&ct=4, accessed on August 5, 2017.

[22] O’Rourke, “Navy DDG-51 and DDG-1000 Destroyer Programs: Background and Issues for Congress,” Congressional Research Service, 19 April 2011, 6, 12, and 25; since 1 and 2 ships are procured in alternate years and the “1 in a year” ships cost more, the fairest estimate of unit price comes from averaging three ships across two years. US$50-300m is spent on long lead-time items in the year before the main procurement of each ship. DDG-114 and DDG-115 together cost US$577.2m (FY2010) + US$2,922.2m (FY2011) = US$3,499.4m, (p25) and DDG-116 cost US$48m (FY2011) + US$1,980.7m (FY2012) = US$2,028.7m, (p12) making an average for the three ships of US$1,847.2m. DDG-113 cost US$2,234.4m. (p6)

[23] Jeff Daniels, “Navy’s costly and controversial Zumwalt ship may get second look by Trump,” CNBC.com, December 1, 2016, available online at https://www.cnbc.com/2016/12/01/navys-costly–and-controversial–zumwalt-ship-may-get-second-look-by-trump.html, accessed on August 5, 2017.

[24] O’Rourke, “Navy Littoral Combat Ship (LCS)/Frigate Program: Background and Issues for Congress,” 2.

[25] Michael Zennie, “The U.S. Navy’s latest $277 Million pile of scrap: Minesweeper will hacked to pieces after it ran aground on reef off Philippines,” The Daily Mail, January 30, 2013, available online at http://www.dailymail.co.uk/news/article-2270395/U-S-Navy-hack-61million-minesweeper-ship-pieces-remove-sensitive-reef-near-Philippines.html, accessed on August 5, 2017.

[26] Spar Associates, Inc. presentation, “Naval Ship Life Cycle Cost (LCC) Model,”3, available online at http://www.sparusa.com/Presentations/Presentation-Military%20Ship%20Life%20Cycle%20Cost%20(LCC)%20Model.pdf,accessed on March 30, 2015.

[27] Complete Microsoft Excel file available upon formal request.

[28] O’Rourke, “Navy Force Structure and Shipbuilding Plans: Background and Issues for Congress,” Congressional Research Service, March 3, 2015, 2.

[29] As described in this article.

[30] Sam Lagrone, “SNA: Modified Littoral Combat Ships to be Designated Frigates,” USNI.org, January 15, 2015, available online at http://news.usni.org/2015/01/15/sna-modified-littoral-combat-ship-class-changed-fast-frigate, accessed on March 30, 2015.

[31] Erdossy, “Why Does The United States Only Have Eleven Aircraft Carriers?”

[32] See powerpoint press release by Rear Admiral William K. Lescher, USN, “FY 2015 President’s Budget,” (Washington, D.C.: Department of the Navy, March 2014), 3.

[33] Peter Baker, “U.S. Navy Opens New Era With Commissioning of Gerald R. Ford,” July 22, 2017, available online at https://www.nytimes.com/2017/07/22/us/politics/ford-class-aircraft-carrier-commissioning.html, accessed on August 4, 2017. 

[34] Assuming that the Navy procures one carrier every five years as planned; Congressional Budget Office, “Stop Building Ford Class Aircraft Carriers,” November 13, 2013, available online at http://www.cbo.gov/budget-options/2013/44769, accessed on October 28, 2014. 

[35] O’Rourke, “Navy Ford (CVN-78) Class Aircraft Carrier Program:  Background and Issues for Congress,” 4. 

[36] Sydney J. Freedburg, Jr., “No 350-Ship Navy From This Trump Budget,” May 19, 2017, available online at http://breakingdefense.com/2017/05/no-350-ship-navy-from-this-trump-budget/, accessed on August 4, 2017.

[37] Based on the FY14 Overseas Contingency Operations request for OEF; “Addendum A:  Overseas Contingency Operations,” (Washington, D.C.:  Office of the Under Secretary of Defense (Comptroller)/Chief Financial Officer, 2013), 1.

Featured Image: NAVAL AIR STATION NORTH ISLAND, Calif. (Sept. 18, 2017) Sailors watch from the hangar bay of USS John C. Stennis (CVN 74) as the ship passes the Nimitz-class aircraft carrier USS Carl Vinson (CVN 70). (U.S. Navy photo by Mass Communication Specialist 2nd Class Jackson G. Brown/Released)

Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation

Andreas Rupprecht and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012. 256pp. $64.95

By Lieutenant Commander David Barr, USN

Over the past two decades, the term “modernization” has been widely used by foreign affairs experts, military and political leaders, and intelligence analysts to describe the startling rapidity of the Chinese military’s rise from an arguably primitive force to one of the most technologically-advanced militaries in the world. In his article, “China: A Threat or a Challenge: Its Air Power Potential”, Indian Air Marshall RS Bedi describes modernization as “a dynamic process to keep abreast with the latest” (Bedi, p3). By applying lessons learned from its military actions against U.S. forces during the Korean War and observations made during later conflicts such as Operation Desert Shield/Desert Storm, NATO operations in the Balkans, and Operations Enduring Freedom and Iraqi Freedom, the PLA have kept abreast of the significant role of airpower in modern warfare. Accordingly, both the People’s Liberation Army Air Force (PLAAF) and People’s Liberation Army Naval Air Force (PLANAF) have quickly progressed through this “dynamic process” and have emerged as a force capable of countering American and regional neighbor land- and sea-based airpower, including aircraft carriers, cruise missiles, and long-range bombers. Via informative writing and a litany of glorious, colored and black & white photographs, Modern Chinese Warplanes leads readers along the PLA air forces’ progressive path toward today’s modernized force. Chock full of vivid and informative photographs, readers are immediately transfixed. To invoke a classic adage, if a picture speaks a thousand words, then even a cursory flip through the pages reveals a stunning, photographic summary and leaves the reader eager to investigate the accompanying text.

The first chapter of Modern Chinese Warplanes is dedicated to describing the origins, progressions, and even setbacks of both the PLAAF and the PLANAF, thus providing succinct yet informative context toward understanding how remarkable the modernization of China’s air forces has been. Although the PLAAF and PLANAF were established in 1949 and 1952 respectively, it could be argued that the modernization of today’s force was born from the compelling wake-up call presented to Chinese Communist Party (CCP) and People’s Liberation Army (PLA) leadership during the 1991 U.S.-led military operations in Iraq. Using Rupprecht and Cooper’s description, U.S. operations in Iraq “shocked the PLA into the realization that it had to become capable of engaging in high-tech warfare or otherwise face the certainty of falling ever further behind other modern militaries.” This marked a momentous shift in Chinese national military strategy and the subsequent 1993 issuance of the “The Military Strategic Guidelines for the New Period” by the CCP and PLA. Thus, if 1993 can be considered the start of China’s current military modernization period, the mere 24-year rise in military capabilities of the PLA, arguably now on par with the world’s leading military forces, is even more remarkable.

After Chapter 1’s useful historical context, Rupprecht and Cooper use Chapters 2 through 6 to succinctly present the book’s stated objective: to provide “a summary of the Chinese air arms as they are today, what equipment they operate, and how this equipment is organized.” Chapters two and three both describe and illustrate China’s modern combat aircraft, combat support aircraft, and associated armament. Chapter two’s introductory pages aptly describe Chinese aviation nomenclature and unique designations but then seemingly gloss over China’s numerous aircraft manufacturing companies. Admittedly this area is outside the scope of Modern Chinese Warplanes; however, readers seeking additional information regarding Chinese aircraft manufacturing companies would benefit by combining this book with The Chinese Air Force; Evolving Concepts, Roles, and Capabilities by National Defense University Press (Hallion). The remainder of Chapters two and three however, present information that is well-researched and effectively organized into an almost encyclopedic presentation of each aircraft’s unique characteristics, performance parameters, and weaponry. The vibrant pictures and charts are wonderfully placed and provide ample relevance. An especially intriguing inclusion within Chapter 2, especially to military analysts and aircraft enthusiasts, is the sections entitled “Future” at the conclusion of each aircraft’s narrative. These paragraphs provide the reader with tantalizing hints regarding future aircraft developments, variants, and designations – details that would need to be expounded upon in a possible update. Additionally, Chapter four provides a highly-informative explanation of PLA aircraft markings and serial number systems – information neither readily available nor widely understood.

The only thing going against Modern Chinese Warplanes is time, for today the term “modern,” as the book’s title implies, is especially fleeting regarding the modernization of the Chinese military and its air forces. Since the book’s 2012 publication date, further reflected in the 2012 Order of Battle in chapters five and six, numerous changes have occurred within China’s political and military structures that, if the authors and publisher do not address, will quickly render this book irrelevant: In November 2012, Xi Jinping assumed China’s presidency and chairmanship of the Central Military Commission (CMC), quickly embarking on a campaign to reorganize the PLA, including restructuring the existing military regions. This effort was realized in February 2016 as the seven military regions described in Modern Chinese Warplanes were reorganized into five theater commands – a reorganization which also affected the subordinate command structures (Wuthnow). Additionally, in 2013–2014, China initiated substantial dredging and land reclamation projects in the Spratly and Paracel Islands.

These efforts continued, despite international backlash and in the face of a ruling by an international tribunal in The Hague in July 2016 which officially stated that China’s expansive claim to sovereignty over the waters of the South China Sea (SCS) had no legal basis. Today, these projects have resulted in three highly-functional artificial islands which are strategically located in the southern portion of the SCS and are fully capable of hosting Chinese military aircraft (Kyodo). Furthermore and more specifically, the PLA has accelerated its 4th and 5th-generation aircraft and armament development programs; therefore, many of the programs or technologies only hinted at within the pages of Modern Chinese Warplanes such as the Chengdu J-20 stealth fighter, Shenyang J-15 aircraft carrier-based fighter, and the Xian Y-20 heavy transport aircraft have rapidly progressed to the point of entering service in the PLAAF and/or PLANAF (Adams).

Finally, the PLA continues to initiate or expand military aviation and armament developmental programs. Modern Chinese Warplanes needs to be updated to further reflect the ongoing advances in PLAAF and PLANAF aviation platforms and technologies such as the Shenyang J-31 “Gyrfalcon”/”Falcon Hawk” stealth fighter (Fisher), the CJ-20 long-range land-attack cruise missile (LACM), and the YJ-12 long-range anti-ship cruise missile (ASCM) (Roblin).

In Modern Chinese Warplanes, the authors do not dive deep into foreign affairs or military strategy, nor do they embark on theorizing on how the aircraft are or will be operationally integrated into the PLA – foreign affairs experts, military analysts, and political strategists will find little usefulness here. Readers seeking to expand into air power operational integration would benefit by also reading Chapter five of China’s Near Seas Combat Capabilities by Peter Dutton, Andrew Erickson, and Ryan Martinson (Dutton). However, military analysts, history buffs, and even aircraft model aficionados will discover a wonderful and colorful addition to their collection – as a quick reference or an immersive interlude – likely resulting in many dog-eared pages. For any military enthusiast looking to expand his or her knowledge of modern Chinese aviation, this book is certainly a handy reference; however, it should not stand on its own but rather serve as a springboard toward additional research. If not already in the works, this reader personally hopes the authors and publisher collaborate and embark on revised editions that includes updated information and equally stunning photographs so that the 2012 version of Modern Chinese Warplanes will not be lost to the annals of time but rather, much like the PLA itself, will continue “in a process of sustained reform and modernization.”  

LCDR David Barr is a career intelligence officer and currently within the Directorate for Intelligence and Information Operations for U.S. Pacific Fleet. His opinions do not represent those of the U.S. Government, Department of Defense, or the Department of the Navy.

References

Adams, Eric. “China’s New Fighter Jet Can’t Touch the US Planes It Rips Off”; Wired; 07 NOV 2016. https://www.wired.com/2016/11/china-j-20-fighter-jet/

Bedi, R.S. “China: A Threat or a Challenge:  Its Air Power Potential”; Indian Defense Review; 08 March 2017. http://www.indiandefencereview.com/print/?print_post_id=35227

Dutton, Peter, Andrew S. Erickson, and Ryan Martinson. China’s Near Seas Combat Capabilities. Newport: U.S. Naval War College; China Maritime Studies, 2014.

Fisher, Richard D Jr. “New details emerge on Shenyang FC-31 fifth-generation export fighter”; IHS Jane’s Defence Weekly; 09 NOV 2016. http://www.janes.com/article/65359/new-details-emerge-on-shenyang-fc-31-fifth-generation-export-fighter

Hallion, Richard, P., Roger Cliff, and Phillip C. Saunders. The Chinese Air Force: Evolving Concepts, Roles, and Capabilities. Washington, D.C.: National Defense University Press, 2012.

Kyodo News. “China tests 2 more airfields in South China Sea”; posted 14 July 2016. http://news.abs-cbn.com/overseas/07/14/16/china-tests-2-more-airfields-in-south-china-sea

Roblin, Sebastien. “China’s H-6 Bomber: Everything You Want to Know about Beijing’s ‘B-52’ Circling Taiwan”; The National Interest; 18 DEC 2016. http://nationalinterest.org/blog/the-buzz/chinas-h-6-bomber-everything-you-want-know-about-beijings-b-18772

Rupprecht, Andreas, and Tom Cooper. Modern Chinese Warplanes: Combat Aircraft and Units of the Chinese Air Force and Naval Aviation. Houston: Harpia Publishing, 2012.

Wuthnow, Joel and Phillip C. Saunders. “Chinese Military Reform in the Age of Xi Jinping: Drivers, Challenges, and Implications”; National Defense University Press; March 2017. http://ndupress.ndu.edu/Portals/68/Documents/stratperspective/china/ChinaPerspectives-10.pdf?ver=2017-03-21-152018-430

Featured Image: A J-31 stealth fighter (background) of the Chinese People’s Liberation Army Air Force lands on a runway after a flying performance at the 10th China International Aviation and Aerospace Exhibition in Zhuhai, Guangdong province, in this November 11, 2014 file photo. (Reuters/Alex Lee)

Harvesting the Electromagnetic Bycatch

By Tim McGeehan

Most Navy bridge watchstanders have had the experience of adjusting their surface-search radar to eliminate sea clutter or rain. In relation to the task of detecting surface ships, these artifacts represent “noise,” just as when one tunes out unwanted transmissions or static to improve radio communications.

However, information can be gleaned indirectly from unintentionally received signals such as these to yield details about the operating environment, and it may reveal the presence, capabilities, and even intent of an adversary. This “electromagnetic bycatch” is a potential gold mine for the Navy’s information warfare community (IWC) in its drive to achieve battlespace awareness, and represents a largely untapped source of competitive advantage in the Navy’s execution of electromagnetic maneuver warfare (EMW).

Electromagnetic Bycatch

The term electromagnetic bycatch describes signals that Navy sensors receive unintentionally. These signals are not the intended target of the sensors and usually are disregarded as noise. This is analogous to the bycatch of the commercial fishing industry, defined as “fish which are harvested in a fishery, but which are not sold or kept for personal use, and includes economic discards [edible but not commercially viable for the local market] and regulatory discards [prohibited to keep based on species, sex, or size].”1

The amount of fisheries bycatch is significant, with annual global estimates reaching twenty million tons.2 Navy sensor systems also receive a significant volume of bycatch, as evidenced by efforts to drive down false-alarm rates, operator training to recognize and discard artifacts on system displays, and the extensive use of processing algorithms to filter and clean sensor data and extract the desired signal. Noise in the sensor’s internal components may necessitate some of this processing, but many algorithms aim to remove artifacts from outside the sensor (i.e., the sensor is detecting some sort of phenomenon in addition to the targeted one).

U.S. and international efforts are underway to reduce fishing bycatch by using more-selective fishing gear and methods.3 Likewise, there are efforts to reduce electromagnetic bycatch, with modifications to Navy sensors and processing algorithms via new installations, patches, and upgrades. However, it is unlikely that either form of bycatch ever will be eliminated completely. Recognition of this within the fishing industry has given rise to innovative efforts such as Alaska’s “bycatch to food banks” program that allows fishermen to donate their bycatch to feed the hungry instead of discarding it at sea.4 This begs the question: Can the Navy repurpose its electromagnetic bycatch too?

The answer is yes. Navy leaders have called for innovative ideas to help meet twenty-first century challenges, and do to so in a constrained fiscal environment. At the Sea-Air-Space Symposium in 2015, Admiral Jonathan W. Greenert, then-Chief of Naval Operations, called for the Navy to reuse and repurpose what it already has on hand.5 Past materiel examples include converting ballistic-missile submarines to guided-missile submarines; converting Alaska-class tankers to expeditionary transfer docks (ESDs), then to expeditionary mobile bases (ESBs); and, more recently, repurposing the SM-6 missile from an anti-air to an anti-surface and anti-ballistic missile role.6 However, the Navy needs to go even further, extending this mindset from the materiel world to the realm of raw sensor data to repurpose electromagnetic bycatch.

Over The River and To The Moon

The potential value of bycatch that U.S. fisheries alone discard exceeds one billion dollars annually (for context, the annual U.S. fisheries catch is valued at about five billion dollars).7 Likewise, the Navy previously has found high-value signals in its electromagnetic bycatch.

In 1922, Albert Taylor and Leo Young, two engineers working at the Naval Aircraft Radio Laboratory in Washington, DC, were exploring the use of high-frequency waves as new communication channels for the Navy. They deployed their equipment on the two sides of the Potomac River and observed the communication signals between them. Soon the signals began to fade in and out slowly. The engineers realized that the source of the interference was ships moving past on the river.8 Taylor forwarded a letter to the Bureau of Engineering that described a proposed application of this discovery:

If it is possible to detect, with stations one half mile apart, the passage of a wooden vessel, it is believed that with suitable parabolic reflectors at transmitter and receiver, using a concentrated instead of a diffused beam, the passage of vessels, particularly of steel vessels (warships) could be noted at much greater distances. Possibly an arrangement could be worked out whereby destroyers located on a line a number of miles apart could be immediately aware of the passage of an enemy vessel between any two destroyers in the line, irrespective of fog, darkness or smoke screen. It is impossible to say whether this idea is a practical one at the present stage of the work, but it seems worthy of investigation.9

However, this appeal fell on deaf ears; the idea was not considered worthy of additional study. Later, in 1930, after it was demonstrated that aircraft also could be detected, the newly formed Naval Research Laboratory (NRL) moved forward and developed the early pulsed radio detection systems whose successors are still in use today.10 What started as degradations in radio communication signals (owing to objects blocking the propagation path) evolved to being the signal of interest itself. Today that bycatch is used extensively for revealing the presence of adversaries, navigating safely, and enforcing the speed limit. It is known as RAdio Detection And Ranging, or simply by its acronym: RADAR.

Notebook entry of James H. Trexler, dated 28 January 1945, showing calculations for a long-distance communications link between Los Angeles, California, and Washington, D.C., via the Moon. (Courtesy of the Naval Research Laboratory)

During World War II, Navy radar and radio receivers became increasingly sensitive and began picking up stray signals from around the world. Instead of discarding these signals, the Navy set out to collect them. The NRL Radio Division had been investigating this phenomenon since the mid-1920s, and in 1945 NRL established a Countermeasures Branch, which had an interest in gathering random signals arriving via these “anomalous propagation” paths.11 By 1947, it had erected antennas at its Washington, DC, field site to intercept anomalous signals from Europe and the Soviet Union.12 Just the year before, the Army Signal Corps had detected radio waves bounced off the moon. The convergence of these events set the stage for one of the most innovative operations of the Cold War.

NRL engineer James Trexler, a member of the Countermeasures Branch, advocated exploiting the moon-bounce phenomenon for electronic intelligence (ELINT). He outlined his idea in a 1948 notebook entry:

From the RCM [Radio Counter Measures] point of view this system hold[s] promise as a communication and radar intercept device for signals that cannot be studied at close range where normal propagation is possible. It might be well to point out that many radars are very close to the theoretical possibility of contacting the Moon (the MEW [actually BMEWS, for Ballistic Missile Early Warning System] for example) and hence the practicability of building a system capable of intercepting these systems by reflections from the Moon is not beyond the realm of possibility.13

Trexler’s idea addressed a particular intelligence gap, namely the parameters of air- and missile-defense radars located deep within the Soviet border. With an understanding of these parameters, the capabilities of the systems could be inferred. This was information of strategic importance. As friendly ground and airborne collection systems could not achieve the required proximity to intercept these particular radar signals, the moon-bounce method provided a way ahead. All that was required was for both the Soviet radar and the distant collection site to have the moon in view at the same time. What followed were NRL’s Passive Moon Relay experiments (known as PAMOR) and ultimately the Intelligence Community’s Moon Bounce ELINT program, which enjoyed long success at collecting intelligence on multiple Soviet systems.14

Around this time, the Navy grew concerned about ionospheric disturbances that affected long-range communications.15 So the service employed the new moon-bounce propagation path to yield another Navy capability, the communications moon relay. This enabled reliable communications between Washington, DC, and Hawaii, and later the capability to communicate to ships at sea.16 Thus, what started as bycatch led to a search for the sources of stray signals, revealed adversary air- and missile-defense capabilities, and ultimately led to new communications capabilities for the Navy.

Extracting the Electromagnetic Terrain

Signals in the electromagnetic spectrum do not propagate in straight lines. Rather, they refract or bend on the basis of their frequency and variations in the atmospheric properties of humidity, temperature, and pressure. Signals can encounter conditions that direct them upward into space, bend them downward over the horizon, or trap them in ducts that act as wave guides. Knowing this electromagnetic terrain is critical to success in EMW, and can prove instrumental in countering adversary anti-access/area-denial capabilities.

Variation in electromagnetic propagation paths can lead to shortened or extended radar and communications ranges. Depending on the mission and the situation, this can be an advantage or a vulnerability. Shortened ranges may lead to holes or blind spots in radar coverage. This information could drive a decision for an alternate laydown of forces to mitigate these blind spots. It also could aid spectrum management, allowing multiple users of the same frequency to operate in closer proximity without affecting one another. Alternatively, extended radar ranges can allow one to “see” farther, pushing out the range at which one can detect, classify, and identify contacts. Signals of interest could be collected from more distant emitters. However, the adversary also can take advantage of extended ranges and detect friendly forces at a greater distance via radar, or passively collect friendly emissions. Identifying this situation could prompt one to sector, reduce power, or secure the emitter.

As the weather constantly changes, so too does signal propagation and the resultant benefit or vulnerability. Understanding these effects is critical to making informed decisions on managing emitters and balancing sensor coverage against the signature presented to the adversary. However, all these applications rely on sufficient meteorological data, which typically is sparse in space and time. More frequent and more distributed atmospheric sampling would give the U.S. Navy more-complete awareness of changing conditions and increase its competitive advantage.

Luckily, Navy radar sensors already collect a meteorological bycatch. Normally it is filtered out as noise, but emerging systems can extract it. The Hazardous Weather Detection and Display Capability (HWDDC) is a system that takes a passive tap from the output of the SPS-48 air-search radar (located on most big-deck amphibious ships and carriers) and repurposes it like a Doppler weather radar.17 Besides providing real-time weather information to support operations and flight safety, it can stream data to the Fleet Numerical Meteorology and Oceanography Center in Monterey, California, to feed atmospheric models. With this data, the models can generate better weather forecasts and drive electromagnetic propagation models for prediction of radar and communications-system performance.18 The Tactical Environmental Processor (TEP) will perform the same function by extracting atmospheric data from the SPY-1 radar.19

By passively using the existing radar feeds, HWDDC and TEP provide new capabilities while avoiding additional requirements for power, space, frequency deconfliction, and overall system integration that would be associated with adding a new radar, antenna, or weather sensor. There also is the potential to extract refractivity data from the radar returns of sea clutter.20 The multitude of radar platforms in the Navy’s inventory represents an untapped opportunity to conduct “through the sensor” environmental data collection in support of battlespace awareness.

Likewise, the Global Positioning System (GPS) also collects meteorological bycatch. As GPS signals pass through the atmosphere, they are affected by the presence of water vapor, leading to errors in positioning. The receiver or processing software makes corrections, modeling the water vapor effect to compensate, thereby obtaining accurate receiver positions. However, water vapor is a key meteorological variable. If the receiver location is already known, the error can be analyzed to extract information about the water vapor, and by using multiple receivers, its three-dimensional distribution can be reconstructed.21 Instead of dumping the bycatch of water vapor, it can be (and is) assimilated into numerical weather prediction models for improved short-range (three-, six-, and twelve-hour) precipitation forecasts.22

Do Not Adjust Your Set

There is also great potential to harvest bycatch from routine broadcast signals. While a traditional radar system emits its own pulse of energy that bounces back to indicate the presence of an object, passive systems take advantage of signals already present in the environment, such as television and radio broadcasts or even signals from cell towers or GPS.23 These signals propagate, encounter objects, and reflect off. This leads to the “multipath effect,” in which a transmitted signal bounces off different objects, then arrives at the same receiver at slightly different times owing to the varied distances traveled. (This is what used to cause the “ghost” effect on television, in which an old image seemed to remain on screen momentarily even as the new image was displayed.) Variations in this effect can be used to infer the presence or movement of an object that was reflecting the signals.

In a related concept, “multistatic” systems collect these reflections with multiple, geographically separated receivers, then process the signals to detect, locate, and track these objects in real time.24 These systems have proved effective. In a 2002 demonstration, Lockheed Martin’s Silent Sentry system tracked all the air traffic over Washington, DC, using only FM radio and television signal echoes.25 More recently, another passive system went beyond simple tracking and actually classified a contact as a small, single-propeller aircraft by using ambient FM radio signals to determine its propeller rotation rate.26 This level of detail, combined with maneuvering behavior, operating profiles, and deviations from associated pattern-of-life trends, could even give clues to adversary intent.

Passive radar systems have many advantages. They emit no energy of their own, which increases their survivability because they do not reveal friendly platform location and are not susceptible to anti-radiation weapons. They do not add to a crowded spectrum, nor do they need to be deconflicted from other systems because of electromagnetic interference. The receivers can be mounted on multiple fixed or mobile platforms. Technological advances in processing and computing power have taken much of the guesswork out of using passive systems by automating correlation and identification. Moving forward, there is great potential to leverage radar-like passive detection systems.

That being said, operators of the passive radar systems described may require extensive training to achieve proficiency. Even though the systems are algorithm- and processing-intensive, they may require a significant level of operator interaction to select the best signals to use and to reconfigure the network of receivers continually, particularly in a dynamic combat environment when various broadcasts begin to go offline. Likewise, the acquisition, distribution, placement, and management of the many receivers for multistatic systems (and their associated communications links) is a fundamental departure from the traditional employment of radar, and will require new concepts of operations and doctrine for employment and optimization. These efforts could be informed by ongoing work or lessons learned from the surface warfare community’s “distributed lethality” concept, which also involves managing dispersed platforms and capabilities.27

Challenges and Opportunities

Among the services, the Navy in particular has the potential to gain much from harvesting the electromagnetic bycatch. During war or peace, the Navy operates forward around the world, providing it unique access to many remote locations that are particularly sparse on data. Use of ships provides significant dwell time on station without requiring basing rights. Navy platforms tend to be sensor intensive, and so provide the means for extensive data collection. This extends from automated, routine meteorological observations that feed near-term forecasts and long-term environmental databases to preconflict intelligence-gathering applications that include mapping out indigenous signals for passive systems to use later.28 The mobility of Navy platforms allows for multiple units to be brought to bear, scaling up the effect to create increased capacity when necessary.

However, there are many challenges to overcome. The Navy soon may find itself “swimming in sensors and drowning in data”; managing this information will require careful consideration.29 Returning to the fishing analogy, to avoid wasting bycatch fishermen need to identify what they have caught in their nets, find someone who can use it, temporarily store it, transport it back to port, and get it to the customer before it spoils. Likewise, the Navy needs to dig into the sensor data and figure out exactly what extra information it has gathered, identify possible applications, determine how to store it, transfer it to customers, and exploit it while it is still actionable.

This hinges most on the identification of electromagnetic bycatch in the first place. As automation increases, sensor feeds should be monitored continuously for anomalies. Besides serving to notify operators when feeds are running outside normal parameters, such anomalous data streams should be archived and analyzed periodically by the scientists and engineers of the relevant systems command (SYSCOM) to determine the presence, nature, and identity of unexpected signals. Once a signal is identified, the SYSCOM team would need to cast a wide net to determine whether the signal has a possible application, with priority given to satisfying existing information needs, intelligence requirements, and science and technology objectives.30 

History has shown that this is a nontrivial task; remember that the original discovery and proposed application of radar were dismissed. If the unplanned signal is determined to have no current use, it should be noted for possible future exploitation. Subsequent sensor upgrades, algorithm improvements, and software patches then should strive to eliminate the signal from future incidental collection. If there is potential value in the incidental signal, upgrades, algorithms, and patches should optimize its continued reception along with the original signal via the same sensor, or possibly even demonstrate a requirement for a new sensor optimized for the new signal. The identified uses for the electromagnetic bycatch will drive the follow-on considerations of what and how much data to store for later exploitation and what data needs to be offloaded immediately within the limited bandwidth owing to its value or time sensitivity.

The analogy to fisheries bycatch also raises a regulatory aspect. Much as a fisherman may find that he has caught a prohibited catch (possibly even an endangered species) that he cannot retain, the same holds true for electromagnetic bycatch. It is possible that an incidental signal might reveal information about U.S. citizens or entities. Once the signal is identified, intelligence oversight (IO) requirements would drive subsequent actions. Navy IO programs regulate all Navy intelligence activities, operations, and programs, ensuring that they function in compliance with applicable U.S. laws, directives, and policies.31 IO requirements likely would force the SYSCOM to alter the sensor’s mode of operation or develop upgrades, algorithms, and patches to avoid future collection of the signal.

The Role of the Information Warfare Community

The Navy’s IWC is ideally suited to play a key role in responding to these challenges. Its personnel have experience across the diverse disciplines of intelligence, cryptology, electronic warfare, meteorology and oceanography (METOC), communications, and space operations, and assembling these different viewpoints might reveal instances in which one group can use another’s bycatch for a completely different application. IWC officers now come together to make connections and exchange expertise in formal settings such as the Information Warfare Basic Course and the Information Warfare Officer Milestone and Department Head Course. Further cross-pollination is increasing owing to the cross-detailing of officers among commands of different designators. Recent reorganization of carrier strike group staffs under the Information Warfare Commander construct has increased and institutionalized collaboration in operational settings. Restructuring has trickled down even to the platform level, where, for example, the METOC division has been realigned under the Intelligence Department across the carrier force. As a net result of these changes, the IWC has a unique opportunity to have new eyes looking at the flows of sensor data, providing warfighter perspectives in addition to the SYSCOM sensor review described above.

The Navy also can capitalize on the collective IWC’s extensive experience and expertise with issues pertaining to data collection, processing, transport, bandwidth management, archiving, and exploitation. Furthermore, the different components of the IWC share a SYSCOM (the Space and Naval Warfare Systems Command, or SPAWAR); a resource sponsor (OPNAV N2/N6); a type commander (Navy Information Forces); a warfighting-development center (the Navy Information Warfighting Development Center); and a training group (the Navy Information Warfare Training Group will be established by the end of 2017). This positions the IWC to collaborate across the doctrine, organization, training, materiel, leadership and education, personnel, and facilities  (DOTMLPF) spectrum. This will support shared ideas and unified approaches regarding the employment of emerging capabilities such as the machine-learning and “big-data” analytics that will sift through future electromagnetic bycatch. Ultimately, the members of the IWC can forge a unified way forward to develop the next generation of sensors, data assimilators, and processors.

Conclusion

While the Navy might not recognize exactly what it has, its sensors are collecting significant amounts of electromagnetic bycatch. The Navy’s forward presence positions it to collect volumes of unique data with untold potential. The associated electromagnetic bycatch is being used now, previously has yielded game-changing capabilities, and could do so again with future applications. Instead of stripping and discarding it during data processing, the Navy needs to take an objective look at what it can salvage and repurpose to gain competitive advantage. The fishing bycatch dumped every year could feed millions of people; the Navy needs to use its electromagnetic bycatch to feed new capabilities. Don’t dump it!

Tim McGeehan is a U.S. Navy Officer currently serving in Washington.  

The ideas presented are those of the author alone and do not reflect the views of the Department of the Navy or Department of Defense.

[1] Magnuson-Stevens Fishery Conservation and Management Act of 1976, 16 U.S.C. § 1802 (2) (1976), available at www.law.cornell.edu/.

[2] United Nations, International Guidelines on Bycatch Management and Reduction of Discards (Rome: Food and Agriculture Organization, 2011), p. 2, available at www.fao.org/.

[3] Ibid., p. 13; Lee R. Benaka et al., eds., U.S. National Bycatch Report First Edition Update 1 (Silver Spring, MD: NOAA National Marine Fisheries Service, December 2013), available at www.st.nmfs.noaa.gov/.

[4] Laine Welch, “Gulf Bycatch Will Help Feed the Hungry,” Alaska Dispatch News, June 4, 2011, www.adn.com/; Laine Welch, “Bycatch to Food Banks Outgrows Its Beginnings,” Alaska Fish Radio, August 3, 2016, www.alaskafishradio.com/.

[5] Sydney J. Freedberg Jr., “Tablets & Tomahawks: Navy, Marines Scramble to Innovate,” Breaking Defense, April 13, 2015, breakingdefense.com/.

[6] Sam Lagrone, “SECDEF Carter Confirms Navy Developing Supersonic Anti-Ship Missile for Cruisers, Destroyers,” USNI News, February 4, 2016, news.usni.org/; Missile Defense Agency, “MDA Conducts SM-6 MRBM Intercept Test,” news release, December 14, 2016, www.mda.mil/.

[7] Amanda Keledjian et al., “Wasted Cash: The Price of Waste in the U.S. Fishing Industry,” Oceana (2014), p. 1, available at oceana.org/.

[8] David Kite Allison, New Eye for the Navy: The Origin of Radar at the Naval Research Laboratory, NRL Report 8466 (Washington, DC: Naval Research Laboratory, 1981), p. 39, available at www.dtic.mil/.

[9] Ibid, p. 40.

[10] “Development of the Radar Principle,” U.S. Naval Research Laboratory, n.d., www.nrl.navy.mil/.

[11] David K. van Keuren, “Moon in Their Eyes: Moon Communication Relay at the Naval Research Laboratory, 1951–1962,” in Beyond the Ionosphere, ed. Andrew J. Butrica (Washington, DC: NASA History Office, 1995), available at history.nasa.gov/.

[12] Ibid.

[13] Ibid.

[14] Frank Eliot, “Moon Bounce ELINT,” Central Intelligence Agency, July 2, 1996, www.cia.gov/.

[15] Van Keuren, “Moon in Their Eyes.”

[16] Pennsylvania State Univ., From the Sea to the Stars: A Chronicle of the U.S. Navy’s Space and Space-Related Activities, 1944–2009 (State College, PA: Applied Research Laboratory, 2010), available at edocs.nps.edu/; Van Keuren, “Moon in Their Eyes.”

[17] SPAWAR Systems Center Pacific, “Hazardous Weather Detection & Display Capability (HWDDC),” news release, n.d., www.public.navy.mil/; Timothy Maese et al., “Hazardous Weather Detection and Display Capability for US Navy Ships” (paper presented at the 87th annual meeting of the American Meteorological Society, San Antonio, TX, January 16, 2007), available at ams.confex.com/.

[18] Tim Maese and Randy Case, “Extracting Weather Data from a Hybrid PAR” (presentation, Second National Symposium on Multifunction Phased Array Radar, Norman, OK, November 18, 2009), available at bcisensors.com/.

[19] Hank Owen, “Tactical Environmental Processor At-Sea Demonstration,” DTIC, 1998, www.handle.dtic.mil/.

[20] Ted Rogers, “Refractivity-from-Clutter,” DTIC, 2012, www.dtic.mil/.

[21] Richard B. Langley, “Innovation: Better Weather Prediction Using GPS,” GPS World, July 1, 2010, gpsworld.com/.

[22] Steven Businger, “Applications of GPS in Meteorology” (presentation, CGSIC Regional Meeting, Honolulu, HI, June 23–24, 2009), available at www.gps.gov/; Tracy Lorraine Smith et al., “Short-Range Forecast Impact from Assimilation of GPS-IPW Observations into the Rapid Update Cycle,” Monthly Weather Review 135 (August 2007),  available at journals.ametsoc.org/; Hans-Stefan Bauer et al., “Operational Assimilation of GPS Slant Path Delay Measurements into the MM5 4DVAR System,” Tellus A 63 (2011), available at onlinelibrary.wiley.com/.

[23] Lockheed Martin Corp., “Lockheed Martin Announces ‘Silent Sentry(TM)’ Surveillance System; Passive System Uses TV-Radio Signals to Detect, Track Airborne Objects,” PR Newswire, October 12, 1998, www.prnewswire.com/; Otis Port, “Super-Radar, Done Dirt Cheap,” Bloomberg, October 20, 2003, www.bloomberg.com/.

[24] Lockheed Martin Corp., “Silent Sentry: Innovative Technology for Passive, Persistent Surveillance,” news release, 2005, available at www.mobileradar.org/.

[25] Port, “Super-Radar, Done Dirt Cheap.”

[26] F. D. V. Maasdorp et al., “Simulation and Measurement of Propeller Modulation Using FM Broadcast Band Commensal Radar,” Electronics Letters 49, no. 23 (November 2013), pp. 1481–82, available at ieeexplore.ieee.org/.

[27] Thomas Rowden [Vice Adm., USN], Peter Gumataotao [Rear Adm., USN], and Peter Fanta [Rear Adm., USN], “Distributed Lethality,” U.S. Naval Institute Proceedings 141/1/1,343 (January 2015), available at www.usni.org/.

[28] “Automated Shipboard Weather Observation System,” Office of Naval Research, n.d., www.onr.navy.mil/.

[29] Stew Magnuson, “Military ‘Swimming in Sensors and Drowning in Data,’” National Defense, January 2010; www.nationaldefensemagazine.org/.

[30] U.S. Navy Dept., Naval Science and Technology Strategy: Innovations for the Future Force (Arlington, VA: Office of Naval Research, 2015), available at www.navy.mil/.

[31] “Intelligence Oversight Division,” Department of the Navy, Office of Inspector General, n.d., www.secnav.navy.mil/.

Featured Image: ARABIAN GULF (March 4, 2016) Electronics Technician 3rd Class Jordan Issler conducts maintenance on a radar aboard aircraft carrier USS Harry S. Truman (CVN 75). (U.S. Navy photo by Mass Communication Specialist 3rd Class Justin R. Pacheco/Released)