Category Archives: Capability Analysis

Analyzing Specific Naval and Maritime Platforms

The Counter-Piracy Failure: Andromeda Strain

We Won but We Failed: What We Should Learn

Quicker to learn?


In Andromeda Strain, the scientists of the Wildfire Team struggled against their pathogen foe, (spoiler alert) only to have their problems solved by circumstance and environment. An entire plot was written about a crisis team that, in the end, accomplished nothing. East African piracy, while by no means eradicated, looks perhaps to have peaked, and public interest waning possibly even faster. Sure, the Maersk Texas was attacked in May, but this single blip on the radar is a paltry show compared to the still-notable number of small-boat attacks off the coast of India, yacht abductions, and beach resort kidnappings.

Unfortunately, after almost a decade of engagement, the West’s maritime Wildfire team has had almost no hand in the changes on the high seas. A series of military incursions by neighbors, newfound vigor in the AU mission, and rise of PMC’s at sea have changed the state of play and cut the mission short, leaving a real possibility for naval leadership to miss the lessons learned from their recent miscalculations.

As the counter-piracy mission is fresh in our minds and before the threat fades into the jaws of vengeful regional militaries, we should use the opportunity to recognize and assess our failures as a force in countering piracy on the high seas.

The West Reacts to the Pathogen

In scope, the naval response to the threat of piracy appeared robust. Dozens of warships plied the waters in search of high-seas bandits. Area patrols ran alongside convoy escorts. Several multi-national coalitions (NATO, U.S.-led Combined Military Forces, the EU) ran operations concurrently with the independent efforts of ten or more countries at any one time. The Indian navy recently captured a stunning 61 pirates after a pitched gun battle. Over 20 nations now meet for the annual Shared Awareness and Deconfliction (SHADE) conference to build a united front against piracy. Maritime Patrol Aircraft and UAVs from multiple nations surveil the Internationally Recommended Transit Corridor (IRTC), pirate anchorages, and the open ocean. There was a reasonable expectation that such a massive military drag net might stymie piracy. However, the result was a better skilled and better organized pirate. As Napoleon said, “You must not fight too often with one enemy, or you will teach him all your art of war.”

Piracy’s Adaptation and Resistance

Until military action ashore cut short the party, coastal raids with small skiffs developed into multi-million dollar kidnapping operations with captured tankers converted to motherships. Pirates used UHF communications, skilled hostage negotiators, and money changers in Dubai. Merchants deactivated their automatic identification system (AIS), a system used for vessel safety during the height of piracy around the Straits of Malacca, as pirates at large used it as a homing beacon. Pirates adapted to the law-enforcement rules of engagement used by the respective patrolling navies, hiding or disposing of all pirate paraphernalia and making it next-to-impossible for maritime enforcers to get the convictions occasionally sought. Many pirates moved to new areas altogether, shifting operations away from patrols and avoiding the range of immediate military responses.

The focus of piracy shifted from capturing cargo to capturing people. Kidnapping was the name of the game. Due to an inability to enforce arrangements, some companies paid full ransom for captured employees and only received a fraction of their personnel in return. EUNAVFOR even reported more brazen tactics of avoiding capture, namely the threatened and actual torture of hostages.

This adaptation, combined with the lack of political stability, created threats beyond endangering global commerce. With Al-Qaeda operating in Somalia next to Al-Shabab, endless opportunities presented themselves for terrorist networks to simply generate profits through partnership or create havoc with vessels purchased from pirates. Rather than siphon off fuel for profits, the pirates could sell a vessel wholesale to terrorists who could use the vessel as a massive explosive in a civilian port, blockage in the mouth of a harbor, or a suicide battering ram against an unsuspecting warship. Capture-and-switch tactics with maritime commercial vehicles had precedent; the 1998 hijacking of the Petro Ranger being a case in point. It only takes a savvy pirate with the right connections to profit from the sale of hijacked tankers for acts of terrorism. Piracy is a crime of opportunity, and human beings are always good at finding new ones.

Breaking the Sea-Shore Learning Cycle

The key to breaking the adaptation puzzle is to boost the intensity of the counter-piracy dosage. One can have the best weapons in the world, but it won’t matter unless the operational concept is correct. The U.S. was weak on piracy, an inch-deep mile-wide river. Pirates waded easily across to tell their compatriots what they’d seen, creating a deadly sea-to-shore innovation cycle that improved pirate learning. This must be solved through more vigorous piracy prosecution, more aggressive rules of engagement (ROE)/posture, and a shore kinetic solution.

Instead, the U.S. released many captured pirates back into Somalia, only prosecuting those that attacked the rare U.S. flagged vessel. The idea behind this policy is that piracy is a crime, not a national security issue. If the vessel’s flag would not prosecute, there could be no trial or detention. Piracy is however very much a national security issue – not only does it drive up the cost of shipping and goods, but pulls mission-ready forces from other duties to keep the costs from rising higher. Sailors deployed to counter-piracy missions can attest to lengthy force protection details off the coast during RHIB transfers of detainees to shore. These temporary detentions were a waste of time and money, punishing piracy with nothing more than a few days in the ship’s center-line passageway with three squares meals and regular washes. The idea that pirates “learned” something from their capture was correct. The lesson was that they likely would survive encounters with U.S. warships and be returned to their anchorages. At the very least, more suspected vessels should have been diverted and escorted to ports where their hulls, cargo, and crew could be inspected and held if necessary. U.S. tactics involving capture had little meaning without a resolution other than emancipation. At worst, such impotent gestures actively undermined the authority of the U.S. presence.

Actions Louder than Words

These operations would have been aided by more lenient ROE and a higher level of aggressiveness in the U.S. posture toward piracy. This is a complicated subject as the rules were designed to maximize legitimacy and minimize controversy and liability. It is frustrating to read message traffic insisting on defining pirates clearly caught in the act as “suspected.” Pirates, when positively identified, are hailed and warned, but rarely destroyed. A comical irony is that an escort for a pirated vessel provides, if anything, little more than military protection for the pirates on the vessel.

Better ROE would be more aggressive, allowing the engagement and destruction of vessels with known associations to piracy. Once the chance to surrender is given, threats must be made good. To counter the use of human shields, a counter-offer must be made to pirates. The normal method, as I witnessed it, is that U.S. warships hail pirate vessels, occasionally fire warning shots, then are deterred by the presence of human shields or pirate threats to kill their hostages.

Ending Incentivization

Just as the U.S. has a standing policy not to negotiate with terrorists, the same should be clearly applied to pirates: remove the incentive to use hostages. Piracy is not about ideologies, but competing costs and benefits. The U.S. concept of operations places far too much stake on the presence of hostages, further imperiling mariners by encouraging their capture. Military policy should make hostage-taking and the use of human shields a non-factor. If uncooperative, all pirate vessels should be engaged with disabling or destructive fire. Rather than reducing the equation to capture or an escape with hostages, warships should amend the options: capture or death. If hostages are used as shields or threatened with death, the pirates should understand that they only further endanger their own lives by risking lethal retaliation. If hostages are killed by pirates, the responsibility lies with the pirates, not with the military endeavoring to save them. This is an unpleasant idea, but kinetic operations of this kind can rarely be conducted without at least a trace of regrettable collateral damage. Military planners should recognize this unfortunate inevitability and pursue the larger goal of protecting future mariners and an entire region’s stability.

Not Just the Sea

One development that did prove effective was stationing warships at pirate anchorages. This led to a better picture of piracy operations, their frequency, and capabilities. However, partially due to the presence of hostages, the infrastructure remained largely undisturbed. From only a few miles off the coast, a swath of defenseless pirate infrastructure was often in view of my own vessel. I remember SUVs brazenly shadowing us along the shore as we maneuvered close to the land. Small vessels were clearly visible transiting to and from shore with supplies for anchored pirated vessels. Pirate skiffs were propped up in clusters above the tide near supply shacks and rows of vehicles. Pirates came to rely on these facilities to coordinate their operations at sea while simultaneously maintaining a large stable of captured vessels and hostages. With rare exception, these shores were left alone, covered in equipment ripe for destruction. Again, military leaders were naturally worried about hostage collateral damage. Yet naval gunfire can be used to great effect against safe targets at pirate anchorages. UHF towers, clusters of empty vehicles, supply vessels, unattended skiffs, and the assorted support facilities onshore are all easy targets for naval gunfire. This is not only less expensive than leaving the pirates alone, launching 1.5 million dollar Tomahawks, or drone strikes, but terrifying for pirates realizing they could be bombarded at any moment with a ship offshore. This scorched-earth policy for pirate shore facilities should be common practice.

You’re Gonna Need a Bigger (and smaller) Boat

America’s military counter-piracy medication comes in the form of ships-of-the-line, namely DDGs and a few FFGs. While versatile craft, these are inherently conventional, centralized combatants designed for confrontations with modern navies. They are expensive, complicated blue-water craft weighed down with anti-submarine, anti-surface, and anti-air capabilities unsuited for the task of counter-piracy. VLS, AEGIS, torpedoes, Harpoon, towed arrays, sonobuoys, etc. have little to no use here. These platforms have a limited aviation capability and little room for detainees caught while on patrol. There are even FFGs deployed to Somalia without helicopters, making them next to useless when it comes to responding to calls for help outside of 20nm. Additionally, unlike the conventional warfare areas, there is no formal training regimen for these ships that deals with piracy specifically, their assigned mission.

Amphibious platforms, on the other hand, have the supplies and space to contain detainees for long periods without impacting crew effectiveness. Amphibious platforms also bring vital improved air assets/compatible flexibility not sufficiently present in CRUDES. The USS Oak Hill’s certification to carry riverine boats last summer demonstrates amphibious ships’ versatility with the ability to deploy patrol boats in concert with multiple air assets. Rather than a single ship and helicopter covering hundreds of miles of coastline, a whole swarm of air and sea assets, bolstered by a large detainee space and afloat support facility, become available in a single platform. These kinds of coastal patrol operations were executed to great effect during Vietnam using Landing Ship Tank (LST) vessels as bases to deploy Patrol Boats-Riverine (PBRs) and helicopters. A similar concept would be a far more effective counter-piracy force structure off Somalia.

Andromeda Strain: Not Walking Away Empty Handed

As regional entities take turns carving out pieces of the vacuum in which pirates operated, we will naturally let out a sigh of relief and enjoy a chance to walk away from the piracy issue. We must not, however, allow our efforts to be for naught; we must at a minimum take with us the important lessons from our failed efforts. Piracy is a crime of opportunity. It can only be deterred by changing the cost-benefit analysis and removing the chances to commit the crime. The United States’ incomplete capture strategy, backed up by weak actions/ROE, only taught pirates that, with a little innovation, the usual result of a run in with an American vessel was a free ride home.

Matt Hipple is a surface warfare officer in the U.S. Navy. The opinions and views expressed in this post are his alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy. 

An Influence Squadron in the Making?

Commander Henry Hendrix’s Proceedings article “Buy Fords, Not Ferraris” has entered the canon of innovative naval concepts and has received extensive attention at Information Dissemination and elsewhere. One idea from his article: influence squadrons, or a group of ships centered around an amphibious flagship and emphasizing smaller, networked platforms to conduct presence operations, theater security cooperation, and irregular warfare.

Over at ID, Commander Chris Rawley just wrote about testing distributed maritime operations using UAVs which will become unemployed as operations in Afghanistan wind down. Though he focuses on the aviation side of the house, he does mention surface vessels:

Some of the goals of these [distributed operations] battle exercises would be to…

 

  • Develop ways to employ smaller ships as forward arming, refueling, and communications relays for these aircraft.
  • Employ the above concepts with various deployed nodes of special operations forces, Marine, and NECC elements, in an effort to understand the capabilities and limitations each of these units brings to the distributed littoral fight.

Undersecretary Bob Work spoke at a CATO Institute event yesterday (h/t CDR Salamander) regarding the future of the Navy’s surface fleet. While LCS dominated the discourse as usual, I found two of his slides very interesting and no one seems to be talking about them:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

To me, this looks like an “influence squadron” in the making. Take an LPD-17, a Burke-class DDG, two LCSs, and embark 4 Mk VI PBs in the well deck, combined with manned and unmanned aircraft from all ships and you’ll get a credible influence squadron. I could see a group of such ships and aircraft operating in the waters near Indonesia, other Pacific Islands, or the Straits of Malacca. This would be ideal for presence operations, HA/DR, capacity building for low-capability partners, theater security cooperation or – with the support of additional combatants – enforcing a blockade.  And to CDR Rawley’s point, can these vessels support a small UAV? Now seems the time to put such a group together and see what it can do – and it seems like the Navy’s senior leaders are thinking the same.

I had never heard of the Mark VI program until watching Secretary Work’s presentation, but I am very interested to know more. I’ve seen amphibs embark Riverine Command Boats and am curious how this program is related, if at all. Google results were nil after a few searches – can anyone with the gouge on this craft post to comments?

Finally, what is remarkable about this is that in only three years after CDR Hedrix’s article went to press, the Navy seems like it is seriously considering the implications of this radically different kind of deployment scheme. Though it may not seem fast to some, I think that compared to other historical shifts, the exploration of influence squadrons has occurred rather quickly.

The opinions and views expressed in this post are those of the author alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense, the U.S. Navy, or any other agency.

Joint Strike Shuffle

Her Majesty’s Royal F-35 Variant

While we at CIMSEC were debating another U.S. Navy procurement program people love to hate, Britain was making news with a major F-35 decision. Ultimately the decision showed a sensible prioritization of operational availability over top-end capabilities.

 

The U.K.’s Defense Secretary announced to Parliament on Wednesday it was swapping Joint Strike Fighter procurement for the Royal Navy from the F-35C carrier version to the F-35B short take-off and vertical landing (STOVL) model it had originally planned to buy. The Ministry of Defense gave the cost of installing the electromagnetic catapults on the two Queen Elizabeth-class carriers (now estimated at $3.2 bil.) as the prime motivator. It will outfit the carriers with skijumps instead.

 

On the plus side, this decision reduces immediate budgetary pressures on Britain’s armed forces (including calls to scrap the second carrier) and will move up the timeline of Britain’s new aircraft carrier strike availability from 2023 at the earliest to 2020, with (scheduled) tests off the HMS Queen Elizabeth in 2018. The U.S. Marine Corps and Italy, prior to Wednesday the only other purchasers of the ‘B,’ will also warmly receive this decision as it should help secure the viability of the variant and bring in some small additional economy-of-scale benefit to their buys.

 

The switch has some downsides for Britain. First, the F-35B compares unfavorably in a few categories of concern for a Navy, particularly an expected combat radius that’s at least 200nm less than its sibling, limiting the reach of Britain’s maritime power projection. Second, the decision reduces the cooperation potential of French fighters flying from British carriers hyped in the 2010 Franco-British defense treaties.

 

And there are other compatibility issues created by the decision. It limits the models of important support aircraft that can be flown from the carrier’s decks (I hear something like the Growler can be handy). Additionally, while there is some work being done on STOVL UAVs, catapult-launched UAVs are the focus of the U.S. Navy’s future carrier strike fighter efforts, limiting the potential future utility of Britain’s new carriers if and when it decides to go pilotless.

 

On the whole opting for operational availability over greater capability is a sensible move for the Royal Navy given current budget realities. The Royal Navy gets its carriers strike capability three years early, is much more assured of always having at least one carrier operational, and will no longer need French agreement on drydock and refit periods.

Mission First, Capabilities Always

 

My esteemed colleagues Kurt Albaugh and Matt Hipple made some interesting arguments about the U.S. Navy’s Littoral Combat Ship (LCS) in the past two days, although I disagree with each in different ways. At the risk of drowning our readers in the LCS debate, I’m going to make some brief remarks of my own and defer my own full analysis until I’m conflict-of-interest free, just so we can get it out of our system.

 

Mr. Albaugh highlighted a lot of good points about LCS. LCS is not meant to be the concept vessel formerly known as streetfighter and does a good job fulfilling a lot of low-intensity missions and niche combat roles. A less-threatening platform makes it easier to operate with partners in places like Africa, where cooperative engagement is more law-enforcement focused. And, as the Chinese and Philippine navies demonstrated by pulling out in favor of civilian vessels in the Scarborough Shoal, low-end ships can help ease tense stand-offs and prevent misunderstandings from escalating into conflicts. Few would like to see the U.S. and China in a dust-up, so there are benefits to be gained from the U.S. demonstrating to its partners a commitment to peacefully resolving maritime incidents.

 

However, I disagree with the argument that forward deploying only weak vessels will prevent China from hostility. As commentor Chuck Hill noted, being inoffensive does not always prevent aggression. In dealing with state actors like China with a “Realist, zero-sum view of the world,” more capability is likely a greater deterrent of aggression than a perception of weakness. While deploying only low capability ships in sensitive areas would limit China’s ability to claim a menacing U.S. naval presence as pretext for action, it would not prevent China from taking that action.

 

In addition to soft power missions like Pacific Partnership and America’s commitment to its value system, the influence the U.S. maintains in the Asia-Pacific region is in large part derived from its partners’ perceptions of defense assistance credibility. In a region with a rising power with uncertain intentions, purposefully choosing weakness lessens the United States’ influence with friends and potential foes alike.

 

Two of a kind of a sort.

 

The good news is I continue to disagree with Mr. Albaugh. LCS can actually be used as an offensive asset, clearing the way for power projection. And I disagree with Mr. Hipple that the ship was designed without a purpose or strategy in mind. The very example of China’s focus on anti-access/area-denial (A2/AD) capabilities are what drove LCS’ design. The three official mission packages – anti-submarine warfare, surface warfare, and mine-countermeasures – are all meant to fill counter-A2/AD capability gaps. And the ship itself, with its shallow draft, is meant to open access to U.S. forces in precisely that area of congested waters, the littorals, where most hostilities are expected to take place. This is the reason just purchasing multiple HSVs, as Juramentado and Mr. Hipple suggested, would not work. It is the same reason the National Security Cutter would not work.

 

This is not to say LCS can perform every mission of a destroyer or frigate – but that’s okay, that’s not what the Navy meant it or needs it to do. Nor is LCS perfect. Rather than risk-averse organization Mr. Hipple portrays, if anything, the Navy took too much risk on immature technologies for LCS’ mission packages, as Juramentado suggested. Budgets and politics also played a role in the program’s history. And sure, I would love to see a better anti-ship cruise missile, but this is a failing across the entire U.S. Navy, not confined to LCS. Learning from experience, capitalizing on feedback, and tweaking things like manning and mission package equipment will help.

 

There are still wrinkles in the LCS program, but a question of the role of LCS within the U.S. fleet remains only if the technologies that enable the originally intended missions do not come to fruition. That is no small wrinkle, but it is a different one than finding a strategy.