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Seeing the World Through Points

Chokepoints and Littorals Topic Week

By Captain H. Clifton Hamilton, USMC

Introduction

Strategic chokepoints and littorals are the arena of current and future power struggles. Great power competition is layered within these maritime and littoral domains. To a lesser extent, but still consequential, are the potential actions of regional and non-state actors capable of causing disruption along maritime chokepoints and littoral zones. The United States will be required to address multi-layered challenges to its maritime dominance in these areas while also fulfilling the role of humanitarian and the facilitator of free and open commerce. With technological proliferation and the impact of the speed of information, the United States has its work cut out across several chokepoints of interest.

The Strait of Hormuz

Discussions of chokepoints can begin with the most prominent in the popular consciousness. A narrow shipping route located in the Middle East, 96 miles long and 21 miles wide at its narrowest point, the Strait of Hormuz is one such chokepoint. What also comes to mind are Iran, the United Arab Emirates, Oman, Qatar, Saudi Arabia, Iraq, and Kuwait. These countries are all affected by occurrences in the strait, but so is the world more broadly. One-fifth of the world’s oil supply passed through the strait in the 2010s and the strait accounts for one-third of all seaborne trade. The Strait of Hormuz is also a gateway from the Persian Gulf, into the Gulf of Oman and Gulf of Aden, the Arabian Sea, and ultimately into the Indian Ocean.

The Strait of Hormuz lacks large population centers in its immediate vicinity, but many of its challenges come from the complex military environment that includes the irregular nature of Iranian forces and tactics. The Iranian lack of conventional parity has encouraged the use of asymmetric tactics to achieve some influence over maritime behavior in the Strait of Hormuz. Examples of their asymmetric tactics include the dubious detention of western naval crew members, harassment of non-allied commercial vessels, and weaponizing small islands. Over the course of the past two decades Iran has seized several western vessels and routinely harasses the maritime interests of perceived anti-Iranian nations. Militarily, Iran has at its disposal small boats swarms, naval mines, anti-ship missiles, and large rockets. Iran has demonstrated the ability to undermine western technological superiority by capturing drones or flying devices below the threshold of detection by western systems. Taken together these threats allow for Iran to credibly harass and inhibit freedom of action by U.S. forces and others.

Through these capabilities Iran has the ability to cause significant disruptions to commercial and energy interests. The United States must maintain a credible deterrent force in the region to assure Iran of American resolve and demonstrate the capability to existentially wreck the Iranian regime. In so doing, a delicate diplomatic dance must also be achieved with regional powers that allows for basing an appropriate collaboration within the broader interests of maritime and energy security. Iranian probes must be met with continued tactical, technological, and strategic innovation. U.S. elements of power must continue to be leveraged holistically in the region to prevent Iranian capability and intent from reaching a critical threshold of disruption.

The Strait of Hormuz presents a vexing problem set, but approximately 1,500 nautical miles away lies another complex chokepoint.

The Bab-El-Mandeb

Departing the Strait of Hormuz and traveling westward one arrives at the Gulf of Aden and an important chokepoint, the Bab-El-Mandeb (BAM). The BAM is the southern gateway into the Red Sea, Gulf of Suez, and the Suez Canal which allows for maritime shipping into the Mediterranean and easy access to European economies. Billions of dollars in maritime trade passes through the BAM yearly. It is also an important trading corridor by being a two-way route for goods ultimately bound for Europe and, as well, from Europe to the East and locations in between. These features present different challenges and threat environments.

While the Strait of Hormuz offers an asymmetric military challenge in a largely isolated arena, the Gulf of Aden and BAM provide security challenges in an environment beset with tottering states and bulging populations. Promoting stability and security near the Horn of Africa requires addressing security needs with economic imperatives to assist countries with internal pressures acting against their stability. Yemen, Eritrea, Somalia, Sudan, and Ethiopia are in the immediate vicinity of this strategic chokepoint. These are all countries in various states of disruption and each represents different peoples, cultures, and particular deficiencies. This area requires strong, extra-regional governments to protect the nearby maritime commons, and their absence necessitates U.S. presence. However, the presence of great power competitors in the region complicates efforts.

China has begun to extend beyond the central Asian states of the old Soviet Union and into the Middle East and Africa. This foray is largely in search of energy and markets to satisfy increasing Chinese domestic demand and industrial capacity. However, the Chinese use diplomacy backed by exploitative economic policies. Exploitation often takes the form of secretive, leveraged commercial agreements between the Chinese government and those of the prospective nations. An example from this region includes the Djibouti port, airport, railway, and water pipeline loans, which were revealed to contain highly dubious terms. The Chinese “policy” of non-interference is rhetorically deployed to cover for mismanagement, corruption, and Chinese-facilitated malfeasance.

The most intransigent issue in the region is piracy and the role of non-state actors. Lawlessness and terrorism combine to form a potent combination in a region ill-suited to weather the disruptions terrorism is designed to manifest. Terrorism and piracy are significant issues to contend with in Somalia and Yemen especially, and they are both producers and exporters of the most virulent disruptions.

The USS Cole attack and several high-profile incidents such as the Red Sea attacks in 2016 highlight the volatility of this area. Planners using a whole-of-government approach must seek solutions to the underlying drivers to the continued unrest in the region and not just military solutions of a more reactive nature. Relationships based on mutual respect and staying power are a strong step in the right direction. Strengthening ties, countering nefarious influences, and combatting nihilistic ideologies will begin to turn the tide. Continued investment in and coordination with legitimate powers focused on improving governance is a key attribute to any approach. Diplomacy, information, and economics backed by strong military action against detrimental forces will create local prosperity that benefits the security of global maritime commons.

Southeast Asia

Some littorals feature breakneck developments in grand strategy and what can appear to be routine technological breakthroughs in capability. The South China Sea (SCS) is one such area. Taking the view of its northern resident, the SCS critically links China to Southeast Asia’s littorals and chokepoints. At either end of the SCS are strategic gateways critical to global commerce. The value of trade passing through the SCS complex is estimated to be over three trillion dollars per year, and the volume of traffic represents approximately one-quarter of global shipping.

Technological, economic, military, and geopolitical strategy are colliding in the SCS. The potential consequences harken to the days of the Cold War, where major military miscalculation could result in a form of mutually assured economic destruction. In this case, great power conflict could drive global chaos by disrupting the flow of shipping through Southeast Asia’s critical chokepoints. Any attempt to overtly exert hegemonic influence would also run against the fiercely independent nature of the countries in this region.

Inflaming these factors are the economic and technological advances in the region. China has taken an outsized lead and is exploiting this advantage to unilaterally impose itself as a de facto governor of the region and exercise veto power over decisions that are well within the sovereignty of other states. These other powers however lack the size, technological sophistication, and economic leverage necessary to counter Chinese influence with impunity.

Besides controlling a key gateway between East and West, establishing a sphere of influence would involve focusing on the possible presence of significant reserves of offshore oil. These resources would be a boon to the country capable of securely staking their share, but China has turned local resource exploitation into an arena for regional competition. It is in China’s interest to weaken both its neighbors’ access to these sources of possible energy independence and strengthen its own control of the maritime gateways to and from Asia.

U.S. national power is fully integrated in the region and must be applied assiduously to an existential threat to the established rules-based order. Security cooperation exercises, economic alliances, increased diplomatic outreach, and leveraging Western strengths can bolster the order against Chinese encroachment.

The Arctic

This next area of the globe is one of the locations of Earth’s harshest environments, largely devoid of life and requiring great efforts for man to survive. Natural planetary evolution and man-made activity are fomenting significant change here. Large energy deposits, emerging swaths of arable land, and newly emerging sea lanes are combining to make the Arctic littorals the location of future great power competition.

The Arctic region is vastly affecting the borders of several countries, some of which have come together in the Arctic Council to discuss activities in this region. Consisting of eight nations, the Arctic council includes the representation of indigenous persons, observer states, and other relevant organizations. However, the reality of its impact is much less sanguine. The council is inspiring, but the Arctic still requires the force of law or a threat of consequence weightier than moral opprobrium to develop peacefully with free and open maritime avenues. Nations and corporations are beginning to stake claims to portions of the Arctic as it becomes accessible to development. Claims to rights and privileges must be legitimately arbitrated and means for commercial security must exist.

Currently U.S. assets and attention lags far behind the greatest competitor in this region, Russia. The U.S. is now re-posturing in the Arctic in response to Russia’s superior icebreaker fleet, its constellation of bases and weapons in the Artic, and a demonstrated willingness to act unilaterally when unchallenged. United States Northern Command, (NORTHCOM), rightly declared the Arctic the first line of defense for the U.S., but much more is required to pose a serious challenge to Russian resurgence in the region.

Conclusion

Promoting maritime security in chokepoints and littorals will require aggressive and novel applications of every element of national power. The increasing importance of alliances and institutions cannot be overstated in this age of increasing technological parity and proliferation. The United Sates has the constellation of allies, domestic strengths, and tools to effectively manage these issues in the strategic chokepoints and littorals of the world.

Captain H. Clifton Hamilton has served in the Marines since 2005. Previous assignments include Information Operations, Recruiting, and various Intelligence billets. He currently serves in III MEF. He is a New Orleans native.

Featured Image: NASA astronaut Scott Kelly, recently past the halfway mark of his one-year mission to the International Space Station, photographed the Nile River during a nighttime flyover on Sept. 22, 2015. (NASA photo)

Sink ‘Em All: Envisioning Marine Corps Maritime Interdiction

Chokepoints and Littorals Topic Week

By Dustin League and Dan Justice

“Motor vessel Pangjang, you are entering a United States-designated exclusion zone. Due to the current state of war between the People’s Republic of China (PRC), immediately secure your engines and await further instructions. In accordance with *static* you will be directed to proceed to a nearby inspection and control point. If you deviate from these instructions, your vessel will be stopped with appropriate force.”

The master of the Chinese owned-and-operated bulk carrier Píng Jìng De Hǎi Yáng shook his head in disgust, only some of which was due to the American bastardization of his ship’s name. On the outbreak of war, the U.S. had designated the whole of the South China Sea along with the entire Indonesian and Philippine archipelagos as exclusion zones, ordering all merchant traffic to comply with strict traffic lanes and subjecting all vessels to inspections as part of their effort to blockade the People’s Republic into submission. Even long-time allies of the U.S. had voiced concerns over the scope of the U.S. restrictions, and protests had been logged not only by the PRC but by several affected ASEAN nations.

The PRC protest had largely been a pro forma move even as they recognized the toothless nature of the orders. The U.S. Navy, even with the support of local allies, lacked the capacity to simultaneously combat the People’s Liberation Army and Navy’s consolidation of rogue Taipei and patrol their exclusion zone. Even maintaining sufficient forces near chokepoints such as Malacca, Sunda, and Lombok Straits represented an unaffordable strain on USN forces. The Píng Jìng De Hǎi Yáng, like all of the carriers whose cargoes the PRC had designated as national resources, had been provided with daily status reports by the government on the status of enemy forces in the area and that, confirmed by his own shipboard radar, showed no Americans or their allied warships within hundreds of miles. Their Coast Guard had established an inspection station roughly halfway between Sunda and Lombok Straits off the south coast of East Java. It was undermanned and overloaded with compliant shipping. Some of the PRC’s own vessels, those with less strategically important cargos, had even been directed to the station in order to provide reports on its operations. In addition to U.S. and allied Coast Guard vessels, there was apparently a sizeable contingent of U.S. Marines conducting visit and inspections.

Militarily, the ship’s master had more limited information. He knew that the People’s Liberation Army (PLA) and People’s Liberation Army-Navy (PLA-N) operations around Taipei were proceeding successfully despite America’s futile attempts to roll them back. The U.S. carriers were being held at bay and kept beyond their ability to strike by the Second Artillery, and the PLAN surface fleet had established a secure perimeter around the island. Supposedly, the U.S. had established missile batteries on the northern tip of the Philippines, but they lacked the range needed to hit the fleet. Purportedly the U.S. submarine force remained a significant threat, but the ship’s master had no information on their operations. Neither the PRC nor the Americans were revealing any details on lost submarines, so it was impossible for him to gauge which side held the advantage in the undersea war. When the ship’s master had been notified that his vessel was now considered a critical national asset and subject to the military command to run the U.S. blockade, he’d been assured that the U.S. submarines would not bother wasting a torpedo on his vessels. They would need to save their inventory for PLAN vessels which, he had also been assured, could protect themselves.

There had been news of American amphibious forces trying to hop across the south Pacific on small, empty coral islands like they had done eighty years ago, but no warships. Even the challenge had been sent not by a USN warship or Coast Guard vessel but from a large unmanned aerial vehicle (UAV) circling high above. The master also had reports on those UAVs, they were long-endurance reconnaissance types with no organic armaments. Another empty threat. Once he passed through the Lombok Strait and into the South China Sea, the risks he took in running the U.S. blockade would increase, but he would also be entering into the PRC’s own backyard where they could provide direct protection.

“Maintain course and speed,” He ordered. “Ignore all further hails.” His bridge crew acknowledged his order with calm, quiet professionalism. If any of them disagreed with the assessment of the situation as he’d briefed that morning, none showed their concerns. The drone circling overhead continued to pace them, repeating its message, its demands growing increasingly terse and harsh. The ship’s master counted no less than three times his vessel was threatened with lethal force with never a blip on the radar to indicate a closing vessel or aircraft. Open seas, open skies, and toothless demands.

Twenty-five minutes after the initial challenge, two long-range anti-ship missiles, their telemetry continually updated by the overhead drone, slammed into the Píng Jìng De Hǎi Yáng. One hit amidships just above the waterline, its warhead punching through the hull to let the ocean flood in. The second, less than a second later, struck the superstructure, taking out the entire bridge. The missile hits were insufficient to sink a vessel as large as the Píng Jìng De Hǎi Yáng, but they were more than capable enough to leave it a helpless derelict. Mission kill.

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First Lieutenant Tommy Hart, Commanding Officer of Charlie Platoon, 1st Battalion 3rd Marines, reviewed the video footage, noting the impact points and subsequent motion of the vessel. Smoke billowed thick and black in a column that rose as high as the UAV’s own operating altitude before being thinned by the wind. Finally satisfied, he logged the first kill of his maritime interdiction platoon.

“Flash , Flash, Flash, Alpha Sierra, Alpha Mike, this is Hotel Charlie Six,” Hart said into the radio, calling both the Surface Warfare Commander and the Amphibious Element Coordinator at the same time, “Splash, Skunk Two, with Bruiser, Over.” The acknowledgment came back. He couldn’t be sure, but he thought it was the first such kill of the war and he felt pride in his team. And maybe just a twinge of instinctual moral qualm. He’d joined the Marines to defend his nation and he’d fully expected that would mean killing the enemy during times of war; but when he’d joined Naval Reserve Officers Training Corps he hadn’t thought of unarmed oil tankers as “the enemy.”   

He noted the position of the tanker – fifty miles south of Lombok Strait and eighty miles from his own position on East Java. Well inside the range of the anti-ship missiles on his High-Mobility Artillery Rocket System (HIMARS) but close to the edge of his targeting UAV’s range. The range from the strait was critical. Hart wasn’t privy to the governmental horse-trading that had to be going on behind the scenes, but he knew that Indonesia had demanded strong assurances before allowing the Marines to deploy their chokepoint control stand-in forces on their territory; chief among those was the requirement that no vessels be sunk within twelve nautical miles of any of the straits’ entrances.

Against almost any kind of PLAN warship the strike would have been impossible. First there would have been the difficulty in finding a target – warships maneuvered too often, too fast, and refused to follow predictable transit paths – which would have exhausted his small UAVs’ endurance. Then there was the problem of PLAN anti-air defenses. Even with the new missiles, the HIMARS’ ability to generate a large enough salvo to overwhelm a modern frigate or destroyer’s defense was woefully insufficient. But merchant vessels and oil tankers were another matter. Those he knew where to find – if they wanted to deliver to resources the PRC so desperately needed, they would have to come through Lombok Strait or one of the other chokepoints in the archipelagos surrounding the South and East China Seas. Lombok was the responsibility of his company, the others were guarded by similar U.S. Marine Corps units. Small stand-in forces, rapidly deployed around the First Island Chain, teamed with unmanned systems for patrolling the adversary’s sea lines of communication, finding and challenging their shipping, and finally targeting them for the HIMARS’ missiles.

“Nice flying, Torres,” he said to the young Marine who’d been piloting the UAV. Torres has been near the top of her class at Fort Huachuca and could always seem to squeeze an extra 30 or 60 minutes out of the UAV’s batteries. Endurance wasn’t a big factor now, the drone had only been up six hours. Seventh fleet had sent them the Píng Jìng De Hǎi Yáng track earlier that morning from a Triton that was up, allowing Hart to plan his UAV time well. In a combat zone as large as the Pacific, even the remarkable range and endurance of Hart’s tactical UAVs was insufficient to large-area search problems. The coordination of assets and passing of track data through the Global Combat Support System – Navy Marine Corps was critical to the platoon’s mission.

“Push their updated position, course, and speed to Geeks so the Coasties can send someone out to haul her to port.”   

“All right everyone, time to move,” he ordered the rest of the platoon. “Handoff to Baker Platoon in fifteen.” They were outside the PRC’s anti-access/area-denial zone of control, but there was still enough risk in detection that no one wanted to wait around for a retaliatory PLAN strike. His platoon was already making preparations to step off. The HIMARS crew were completing final post-firing checks and battening down for departure. His entire platoon consisted of four elements; two semi-truck sized HIMARS batteries, a UAV carrier roughly the same size that could carry four of the long-range drones; a counter-precision guided munition point defense battery; and a small transport. A lot of firepower for a first lieutenant, though he’d feel unarmed until he could get the HIMARS batteries re-loaded from one of the company’s caches.

They had only been on Lombok for a week, dropped off from the Essex, their gear and the HIMARS truck brought ashore by some of the “Mike Boats” the Marines had started picking out of the various boneyards across the country. Already Hart was starting to fantasize about a shower and a burger when they would be picked back up after another 10 to 12 days. Or would there be enough shooting that they’d go Winchester early? He shook those thoughts from his head and returned his attention to the pack out. They would be packed up and on the road within thirty minutes. Until he could reposition and redeploy his force, this sector of the U.S. exclusion zone would be the responsibility of Baker Platoon who, he knew, was roughly fifty miles west of his position, on the other side of Lombok Strait itself.

Within hours, Hart knew, the crippling of the Píng Jìng De Hǎi Yáng would be all over the news. The PRC would shout in protest and the U.S. would again assert its ability to enforce exclusion zones during a time of war. The Navy and Marine Corps would explain both the need and the precedent for such operations – one had only to look back to World War II when the Navy had declared unrestricted submarine and air warfare against Japanese commercial traffic. He suspected other PRC vessels would continue trying to run the blockade and there would be a handful of more high-profile sinkings, but he doubted they would last for long. Once it became clear that the Marines could and would effectively target and destroy any uncooperative vessel, there would be very, very few ship masters willing to take the risk.

Hart had not joined the Marine Corps expecting this kind of mission. He’d joined at a time when the USMC had just begun a major re-alignment, shifting from protracted ground operations back to a role supporting naval operations in the littorals. Even then he’d expected to be employing the capabilities of his platoon against adversary naval targets – against warships. But there’d been a need to expand the USMC role beyond naval and into maritime support. The Corps had purchased the weapons and developed the skills needed to combat a great power, but like the submarine force in World War II, they’d found that those same capabilities could be far more effective against an adversary’s commerce. And, like the silent service, what had once been seen as a “lesser included mission” had become a critical role in a major war.

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The vignette described above is an attempt to expand on some of the concepts described in Commandant Berger’s Planning Guidance to the US Marine Corps.[1] The capabilities employed by Lieutenant Hart’ platoon –  the HMARS armed with anti-ship missiles, the tactically-controlled long-range UAVs, and the counter-precision guided missile defense – are all explicitly called for in that document. The uses we postulate for them – the destruction of unarmed merchant vessels in defense of a distant blockade – are not. Such use relies on several underlying assumptions about the nature of a future conflict which may or may not be borne out. First that the United States enters into war with another great power. Second, that in such a war the U.S. would again resort to a similar commerce destruction strategy that was a keystone of the Pacific War against Japan. Third, that the U.S. Marine Corps would be tasked with such a role. Fourth, that U.S. allies or neutral nations in the region would allow a force like Hart’s to operate on their territory. Even with the 350 nautical mile missiles and 200 nautical mile drones the Commandant of the Marine Corps has called for, the Marines need somewhere to stand.

Berger has called on the Marines to become an integrated naval force to prioritize operations in the littorals that support the Navy’s Distributed Maritime Operations concept and counter great power rival investments in anti-access/area-denial capabilities. The missions implied in the guidance call for Marine stand-in forces to operate inside contested zones and provide anti-ship and anti-air fires, with the strong implication that the target set will be the enemy’s military assets. Going against the PLAN on their home turf, the Navy should certainly welcome the additional firepower; however, it may not be the best use of the Marines’ new capabilities.

There is no shortage of commentary on the tyranny of distance the USN would face if it finds itself in a shooting war with China. It bears repeating again. Assuming an invasion of Taiwan as the source of conflict, and PLAN deployments converge around the island nation, there is precious little real estate for the USMC to place its stand-in forces and still have the range to hit their targets. Additionally, simply getting missiles in range will be of little use if they cannot penetrate the target defenses. The PLAN has capable warships with modern anti-air defenses that will require extremely capable missiles fired in large salvos to defeat. How many HIMARS batteries will be needed to achieve a mission kill on even a single PLAN destroyer, let alone a surface action group with coordinated defenses? 

The U.S. Navy went through a similar experience in the lead up to World War II. The submarine community had spent the interwar years developing a fleet of boats to combat the Imperial Japanese Navy, softening it up before the expected battle line confrontation by attriting IJN warships. Instead, those boats which had been built to sink battleships spent much of the war sinking Japanese merchant vessels, choking Japan’s critical supply lines. What had been seen as, at best, a lesser included mission, became the defining task of the community.

Joel Ira Holwitt’s Execute Against Japan[2] details the evolution of U.S. Naval thought and policy on unrestricted warfare. It chronicles the long process of legal, ethical, and strategic issues the Navy had to work through before executing the doctrine. The analogy is not perfect of course. China is not an island, dependent on outside resources to the same extent as was Japan. However, this line of thinking is still valid, and it is important to consider if what we might need to do wasn’t already planned for. Similarly, the Marine Corps should be exploring the larger mission set inherent in maritime operations. That may involve commerce destruction in support of blockade operations and chokepoint control. It may involve seizure of China’s “string of pearl” bases around the globe. As the Marines conduct the extensive wargaming and analysis Gen. Berger also calls for, they should look beyond the inherently military target set in a specific region and embrace the potential for action across the larger maritime domain.

The commandant is committed to designing a Marine Corps which will remain the “Force of Choice.” He has outlined the salient features he believes that force will require, the challenges it will face, and the path to getting it built. While General Berger’s assessment, goals, and methods are welcomed, a broader vision for the naval services is needed, one which harnesses their capabilities across the whole range of maritime security.

Dustin League is a Senior Military Operations Analyst at Systems Planning and Analysis, Inc. and a former U.S. Navy Submarine Warfare Officer. The views and opinions expressed here are his own and do not reflect those of SPA, Inc.

LCDR Dan Justice is a U.S. Navy Foreign Affairs Officer and former Submarine Warfare Officer. The views and opinions expressed here are his own and do not reflect those of the U.S. Navy.

References

1. Berger, G. D. (2019, July 17). Commandant’s Planning Guidance. Retrieved from Marine Corps Electronic LIbrary: https://www.marines.mil/News/Publications/MCPEL/Electronic-Library-Display/Article/1907265/38th-commandants-planning-guidance-cpg/

2. Holwitt, J. I. (2009). Execute Against Japan: The U.S. Decision to Conduct Unrestricted Submarine Warfare. College Station, TX: Texas A&M University Press.

Featured Image: “S-300V” by Mikhail Selevonik via Artstation

Announcing the CIMSEC and U.S. Naval Institute Short Story Fiction Contest

By the Editorial Staff of CIMSEC and USNI Proceedings

Fiction has long served as a powerful means for exploring hypotheticals and envisioning alternatives. CIMSEC and the U.S. Naval Institute have partnered to invite authors to share their vision of the future of international maritime security, in this world or another. Authors can explore the future and flesh out concepts for how potential conflicts may play out. They could probe the past, and use historical fiction as a device to explore alternative histories. Authors are invited to submit their stories along these lines and more as they craft compelling narratives.

Eligibility

Open to all contributors—active-duty military, reservists, veterans, and civilians.

Submission Guidelines

Word Count: 5,000 words maximum, 1,000 word minimum (excludes any endnotes/sources). Include word count on title page of short story but do not include author name(s) on title page or within the short story. Submit essay as a Word document online at www.usni.org/fictionessay.

Deadline: September 30, 2020. Note: Your short story must be original and not previously published (online or in print) or being considered for publication elsewhere. Limit to one story per contestant.

Selection Process

The Naval Institute and CIMSEC staffs will evaluate all entries submitted in the contest and provide the top essays to a select panel of military novelists for judging. All essays will be judged in the blind—i.e., the judges will not know the authors of the essays.

Finalists will be judged by August Cole, Peter Singer, Kathleen McGinnis, Ward Carroll, David Weber, and Larry Bond.

Prizes

First Prize: $500 and a 1-year membership
in the Naval Institute and CIMSEC.
Second Prize: $300 and a 1-year
membership in the Naval Institute and CIMSEC.
Third Prize: $200 and a 1-year membership
in the Naval Institute and CIMSEC.

Additional prizes may also be awarded.

Publication

The winning essays will be published in Proceedings magazine, and on the Naval Institute and CIMSEC websites in early December. Non-winning essays may also be selected for publication.

We look forward to receiving your submissions, and for partnering with the U.S. Naval Institute on CIMSEC’s Project Trident to enhance the conversation around maritime security.

Featured Image: “Super Hornet” by Ivan Sevic via Artstation

Thinking Like a Pirate: Contesting Southeast Asia’s Chokepoints

Chokepoints and Littorals Topic Week

By Drake Long

 In one part of the Southeast Asian epic Sejarah Melayu, the 15th century Malacca Sultanate receives a lavish gift from the distant emperor of China, then ruled by the Ming Dynasty. The Ming Emperor sent to Malacca a ship filled with precious golden needles, one from each of his subjects, that represented not only China’s vast wealth but also the immense manpower the Emperor held at his disposal. The note accompanying the needles made it clear China had heard about the upstart Malacca Sultanate and wanted to see whether it was a potential rival by requesting tribute in kind for the Ming court that could display Malacca’s power. Much to the Ming Emperor’s surprise, Malacca sent back a ship overflowing with grains from the sago tree, with its emissary declaring that one grain represented one subject. The Ming Emperor concluded that the Sultan of Malacca clearly presided over a populous and powerful country, equal to his own. The addendum to all this is that one sago tree actually produces over a thousand grains at once. These grains, unlike golden needles, are therefore worthless.

This story, while almost certainly fictionalized, illustrates an important lesson for observers watching how certain Southeast Asian states interact with China – flattery is not the same as acquiescence. But it could just as well symbolize the confidence a middling power can have when dealing with a maritime power like the Ming Dynasty, so long as it controls vital, geostrategic waterways – like the Malacca Strait. No one knew this better than the Ming, who gave defense guarantees to Malacca when the Sultanate was threatened by Siam, and whose famed admiral Zheng He frequently stopped in Malacca on his way west.

The might of a treasure fleet, or any fleet for that matter, is mitigated tremendously when the primary route for trade and transportation could be easily shut down. Stability and a cordial relationship with the controller of that chokepoint is paramount. This has not changed in the modern day. The Malacca Strait is absolutely vital to global trade – roughly 25 percent of all goods pass through it – and most any country, including China and the United States, have a vested interest in its security and openness.

The current fear of China is a U.S.-instigated blockade of the Malacca Strait that would starve China of resources and trade – described by Hu Jintao in 2003 as the “Malacca Dilemma.” China has revised its maritime strategy to reflect this. Yet an effective blockade of the Malacca Straits seems unlikely. For one, any blockade would not just affect China, but every country that trades through Southeast Asia. Those neighboring the strait would especially not want to see trade rerouted through the south of Indonesia.

Furthermore, China is hardening itself in the event of a blockade, by seeking out other passages and methods to receive resources. The current pipeline project in Myanmar is one such way China will mitigate its dependence on the Malacca Strait. Overland routes running through Central Asian and Russian parts of the Belt and Road Initiative represent another method.

The Malacca Strait may not actually be the most likely flashpoint in a regional wartime scenario. It is increasingly likely that far from being the target of a blockade, China will be able to impose a blockade instead to isolate an American ally or the U.S. itself and weather the consequences.

However, the unique situation of Southeast Asia is that it holds numerous chokepoints, with Malacca merely being the most expedient of those connecting Southeast Asia to the Indian Ocean. What are these other chokepoints, and what value do they hold for the Chinese and U.S. Navies?

Consideration should be paid to the tail-end of the Malacca Sultanate’s reign. There was one naval power the Malacca Sultanate couldn’t stave off, even with its advantageous position. Malacca was ultimately toppled by the Portuguese Empire in the early 16th century. However, while Malacca was a prime trading post for the Portuguese, they learned the hard way about the consequences of disturbing the peace of this strategic chokepoint. Malacca’s resistance against the Portuguese continued on – but in the form of piracy, denying Portugal the ability to fully benefit from its new conquest.

Going to the present, if a modern wartime scenario pushes the U.S. Navy outside the First (and maybe Second) Island Chain, knowledge and an approach to the straits and chokepoints of Southeast Asia will be vital. No navy in Southeast Asia can operate comfortably without access to these littorals, and no presence guarding them is safe if there is anarchy or hostile actors on the coastlines. These are the areas where land-based, mobile forces can hurt enemy navies in disproportionate ways.

The Marine Corps’ Commandant’s Planning Guidance calls for the creation of “tactical dilemmas” for any enemy navy, and envisions a highly mobile, amphibious force that does not rely on safe escort into a contested area. In practice, that has meant the Marine Corps adopting long-range missile systems that can be moved quickly from shore to shore after firing. In the future, the Marine Corps will likely adapt to a wide-range of vessels, hopping from whatever is available in contested areas to become the “Stand-In Force” envisioned by the Commandant’s Planning Guidance. The chokepoints and littorals surrounding Indonesian and Philippine waters would make for excellent forward positioning for a Marine Corps stand-in force. It would provide a critical bulwark for U.S. force posture in the Pacific by facilitating access for follow-on forces from allied Australia, and access into the South China and Philippine Seas.

Thinking Like a Pirate

In the modern day, pirates exist in the strategic chokepoints of Southeast Asia. A cursory look at where piracy is most active shows how the Malacca Straits and the Sulu Sea stand out as centers for an unusual (but manageable) uptick in maritime crime over the past year. But to be clear, very few incidents meet the legal definition of piracy. Most are more accurately called armed robberies at sea, where they involve coastal attacks or petty burglary of ships in port.

The motivation for these crimes is the same no matter the definition. These chokepoints have heavy traffic in goods and oil, and economic opportunities for coastal communities are relatively scarce. The pattern of piracy throughout the region provides a blueprint for which parts of Southeast Asia are the most strategically vital and provide the best cover for groups on land to attack targets out at sea without repercussion. In the case of the Sulu Sea, the southern Philippines that adjoins it has presented major challenges for law enforcement’s surveillance and human intelligence abilities, not least because of its long-running insurgency. These characteristics kept insurgent groups such as Abu Sayyaf alive and operating transnationally up to the modern day.

In short, the nature of these chokepoints allow non-state actors like pirates to pose a plausible threat to more capable forces, and this provides a blueprint for how the U.S. Marine Corps in particular could approach the PLAN and contested areas. Consider the example of the Sulu Sea.

Shipping routes through Southeast Asian littorals (MarineTraffic.com)

Around $40 billion worth of trade passes through the Sulu Sea annually, predominantly from Indonesia and Australia. There are few good alternatives to this sea when delivering goods or supplies out of certain centers of commerce and ports, which is why trade continues even when a spate of kidnappings and robberies breaks out in its waters. For Australia, the Sulu Sea is a thread connecting it to Southeast Asia, and as such it has participated in numerous joint patrols and regional anti-piracy efforts.

More pressingly, in the event of the U.S. being pushed out of the First Island Chain by force, the U.S. alliance and facilities on the territory of Australia make that country a likely staging ground for a push back into Southeast Asia’s maritime commons, or wherever the fighting may be. The route for that thrust would likely go through the Celebes and Sulu Seas in the northwest. The U.S. Marines at Darwin will find themselves at the vanguard of this push. This was previously seen during the U.S. offensive on Imperial Japan’s territories during the Second World War, preluded by the Solomon Islands campaign and the Battle of the Coral Sea.

The particular issue is China knows this as well. It is extremely likely that isolating Australia would be a paramount objective for the PLAN in any major wartime scenario, if only to coerce Australia into not hosting additional U.S. forces. This is, among other reasons, why China is pursuing the low-risk high-reward strategy of getting a base or some kind of facility to operate out of in the South Pacific. Threatening Australia’s sea lines of communication going toward Northeast Asia would be a deathblow to Australia’s economy, and narrowing its access to a regional conflict would put pressure on any U.S. and allied forces staged there.

A PLAN blockade or presence near the Sulu Sea is thus likely, as it gives China the ability to economically coerce a trade-dependent and allied maritime state like Australia. It would also keep the pressure on another U.S. treaty ally, the Philippines, whose facilities the U.S. may not even be able to use during wartime or in the beginning stages of a conflict.

However, the areas most trafficked by pirates generally have the safest littoral bases for them to operate out of, and while relevant countries have greatly stepped up their maritime domain awareness in recent years, the PLA may suffer a deficit in intelligence of what is happening beyond the coastline and within densely forested islands. “Hit-and-run” attacks would be difficult to retaliate against effectively, especially if Marine Corps vessels and vertical lift are sufficiently quick enough to lift units and their long-range precision fires out of harm’s way. In addition, borders are infamously porous in these areas where pirates operate, complicating efforts to neatly find their bases, catch them in the act, and apply pressure to their hosts.

Navy ships cannot enter the waters of these chokepoints easily – the Sibutu Passage at the southern end of the Sulu Sea is only about 18 miles wide. If the Navy keeps its distance, merchant marine and smaller vessels are easily threatened without consequence, creating something of a dilemma on when and where to intervene. Terrain knowledge of coastal areas requires knowledge of their communities, which a hostile or occupying force will not get easily or quickly, and the areas around these specific chokepoints like the Sulu Sea are veritable vacuums of information even for law enforcement agencies.

Even in a less ideal scenario, an enemy navy would need to go ashore or be bogged down in the dilemma of dealing with land-based threats to those assets necessary for surveilling the area or an effective blockade. That detracts from other objectives, and would involve a disproportionate amount of resources. Arriving to one end of the Basilan Strait, only to discover the Marines have hopped to the other end, would be immensely frustrating.

One assumption being made is that the future Marine Corps will have some unmanned surface vessels or unmanned underwater vessels as part of its toolkit for operating in a contested domain. The core capabilities of those USVs and UUVs should be ISR and communications. The disadvantage of areas like the Sulu and Celebes Seas is that Marines will face information problems as well. A superior land-based, low-risk ISR capability would lend Marines the ability to target ships at sea, but a strong HUMINT relationship with coastal communities would similarly go a long way toward eluding the enemy and operating effectively in a contested area where the U.S. Navy may be nowhere nearby. It is worth noting these same coastal communities were key to Allied ISR efforts in the Second World War.

Conclusion

The Marine Corps’ future method toward strategic chokepoints and littorals could be taking the pirate’s approach and ramping it up with new weaponry, ships, superior ISR, and tactical creativity. This is not anything regional navies are suited to deal with, and definitely not something an organization like the PLAN would be comfortable responding to given it would require flexibility and initiative at the tactical level that the command-and-control obsessed PLA does not actively nurture.

Taking piracy a bit more literally, Marines could board enemy merchant marine ships operating in the area and inflict material damage to the enemy. However, the ultimate goal for the Marines in a regional conflict where the U.S. lacks sea control will be to use land-based assets to punch a hole through an enemy navy’s sea control, and then facilitate access for a friendly navy to move onto the battlefield. In this vein, the Marine Corps will find a viable operating ground in Southeast Asia’s littorals and chokepoints.

Drake Long (@DRM_Long) is an analyst and reporter covering the South China Sea and Southeast Asian maritime issues for RadioFreeAsia. He is also a 2020 Asia Pacific Fellow for Young Professionals in Foreign Policy.

Featured Image: HAT YAO BEACH, Thailand (Feb. 28, 2020) – A U.S. Marine with Alpha Company, Battalion Landing Team, 1st Battalion, 5th Marine Regiment, 31st Marine Expeditionary Unit, sets security alongside Royal Thai Marines during an amphibious landing for exercise Cobra Gold 2020 at Hat Yao Beach, Kingdom of Thailand, Feb. 28, 2020. (U.S. Marine Corps photo by Sgt. Audrey M. C. Rampton) 200228-M-IP473-1063