Evaluating China’s Anti-Ship Drone Swarms

The Project 2049 Institute recently released a report on People’s Republic of China (PRC) UAV advances, with a focus on how those capabilities could be used to threaten U.S. Navy carrier strike groups.  China’s expanding land- and sea-based UAV inventory runs the range from small tactical systems to medium-ranged Predator-class to unmanned combat air vehicles (UCAVs) still under development.  This anti-access/area denial capability, or A2/AD in naval parlance, represents just one of several layers of offensive systems the People’s Liberation Army (PLA) is developing to exercise naval hegemony in the Western Pacific. 
 
The report argues that “UAV systems may emerge as the critical enabler for PLA long range precision strike missions within a 3000 kilometer radius of Chinese shores.”  This 3000 km radius represents an area well into the so-called Second Island Chain, control of which is commonly recognized as a long-term strategic goal for the PLA.

China's ASN-229A ISR and Strike UAV, just one of many friendly drones you'll find in the Project 2049 report.
China’s ASN-229A ISR and Strike UAV, just one of many friendly drones you’ll find in the Project 2049 report.

The report details Chinese strategists’ plans to use drones of swarms in a variety of ways to defeat opposing naval forces.  Decoy UAVs would draw fire and reduce the inventories of anti-aircraft missiles.  Electronic warfare (EW) UAVs would jam shipboard radars and anti-radition drones would attack them.  Reconnaissance drones could then cue anti-ship ballistic missiles (ASBMs) and armed UAVs in an attempt to overwhelm strike group defenses.

Defense against these swarms could take a number of forms.  First, dispersal of naval forces – over tens, hundreds, and thousands of kilometers – would prevent a drone swarm from doing too much harm to concentrated ship formations, also causing the PLA to prioritize its targets or disperse the swarm, limiting its effectiveness.  In an exchange against large numbers of low-cost drones, the engagement ratio, in both cost and number of weapons, is not favorable to air defense missiles such as those used by Japanese and U.S. Aegis ships.  A return to anti-aircraft cannon may be one option to reverse this asymmetry, though the introduction of directed energy weapons in the place of limited defensive missile inventories might be a better way to handle large numbers of incoming drones.  Interestingly, the U.S. Navy has announced it will deploy a prototype laser system, a previous version of which has been tested against UAVs, on USS Ponce in the Persian Gulf later this year.

It should also be noted that these systems would be susceptible to the same vulnerabilities cited by many observers of U.S. UAV operation: they can be jammed or spoofed, and the satellite or other communications links that control the drones can also be disrupted by various means. Finally, in the spirit of “it takes a network to defeat a network,” China would not have a monopoly on UAV development.  In time, PLA drone swarms would face large numbers of UAVs operated by other navies in the South China Sea.  Expect to see drones develop with air-to-air capabilities, defensive counter-measures, and programming to “sacrifice” themselves to protect surface fleets.

See more on China’s maritime UAV developments here.

This article was re-posted by permission from, and appeared in its original form at NavalDrones.com.

April Analysis

BallotWe here at CIMSEC like on occasion to offer our members and readers a topic to focus on for a week or so as a challenge to tease out nuances and new insights. In the past we’ve delved into such subjects as 3D printing and sea-based nations. In April we’ll do so again, and these are your nominees. Please vote only once across all online platforms – voting ends Thursday, 3/28.

Note: unless otherwise specified these topics do not pertain solely to the U.S. Navy:

Innovation and Lessons Learned

ConversationsThere have been some interesting posts in the past week or so on spurring naval innovation that are worth the time to read.  An article we cross-posted Wednesday, by LCDR Jason Schwarzkopf, dealt with fostering broad, collaborative discussion on tactical and practical naval matters and it received a well-reasoned response from CDR Salamander at his synonymous site.

Another post, by Robert Kozloski, “The Politics of Naval Innovation Revisited,” laid out some of the fascinating political aspects of working through the bureaucracy to champion the innovation that might develop out of such discussions advocated by Jason (especially innovation of a material/technological nature).  One of the findings Robert highlights from a 1994 U.S. Naval War College paper is that:

“Programs that have the potential to be truly innovative will have a better chance of being fielded if promoted as evolutionary rather than revolutionary systems.”

Meanwhile at the Harvard Business Review, Maxwell Wessell discussed the (in his view false) business phenomenon of ‘high-end disruption’ in “Stop Reinventing Disruption,” and thereby laid out a good definition of classic disruptive innovation:

“Start with a barely-good-enough product that captures consumers too cheap to buy the existing, expensive product, then make it better and better until one day, it’s as good as, or better, than the incumbent product

These last two articles relate only tangentially to what I’d like to focus on for the rest of the post, but they make for good reads and help one understand how successful innovation typically works – through incremental and evolutionary, rather than revolutionary, approaches.  This is not to say true revolutions in naval affairs don’t happen – but to be successfully embraced by the bureaucracy (and not just a senior-level champion) they need to not be oversold and show initial incremental advantages that are cost neutral, or provide a cost benefit.

Returning to Jason’s post, he touches on something that I’ve also pondered – namely why there is no well-run site for professional naval discussion that can take things beyond UNCLAS.  There are plenty of UNCLAS models for how pieces of such a site could be structured, and most in enlisted/JO to mid-grade year groups have enough experience using such web-based tools that their absence from the professional sphere is all the more keenly felt.

Sailor Bob provides an example of the free-wheeling message board-format, but its unofficial nature means there is no formal on-ramp to capture and endorse the true kernels of wisdom and lessons learned that frequently appear.  This is not to discount the importance of the informal route, but the lack does nothing to alleviate the “perception of ideas flowing into a doctrinal “black hole”” that Jason notes, and it is of course limited to UNCLAS.

Blogs such as ours and journals such as USNI’s Proceedings also aim to host professional discussions and can focus thought on a particular issue or innovation.  Yet they are similarly UNCLASS and the time-delay to voice one’s thoughts, from hours to months, can markedly lag the near-real-time speed with which today’s generations expect to have conversations.  Yes, journals provide a valuable service by developing and refining ideas through peer-review, establishing a threshold of maturity prior to providing their endorsement that something is fit to print, and subsequently exposing the idea to a broader base of critique and consideration.

However, the core ideas in an article could (potentially) be exposed to many more readers and thinkers, more quickly, and go through many more cycles of reaction and refinement in the time it takes for a print version to come out.  Further, many with a great idea – or even just a nuanced piece of insight or feedback – may not, as Jason alluded, have the time to type out a great piece of literature.  In a sense it’s a trade-off between quantity and quality, but if done well the diminished quality is only in the writing polish as opposed to the ideas themselves.

Another model, which does a good job of rapidly focusing many minds on a single idea or theme, is the series of online wargames run out of the U.S. Naval Post-graduate School (NPS) called MMOWGLI – Massively Multiplayer Online Wargame Leveraging Internet.  These wargames have allowed anonymous-but-verified users to collaborate and contribute their two cents on topics from counter-piracy to electromagnetic maneuvers.  With official backing, NPS has been able to run a counterpart on the classified side.  The only distinct drawback that I’ve so far discerned (aside from the inability to participate of many on NMCI computers) is that determining the topic of MMOWGLI efforts is a top-down approach.  So if someone has a great idea for a topic not in discussion they have to wait and hope it falls under the purview of the next game.  In short, it can’t do everything, but is certainly worth sustaining.

In my last active duty assignment at N86/N96, one of my jobs was project manager for SWONET.  This meant essentially acting as liaison between the Navy and the contractors who actually ran the site.  One of my priorities was transforming SWONET into a more useful tool for surface warfare officers (SWOs), including swapping and sharing lessons learned – essentially a combination Sailor Bob/Google Docs for the professionally minded, leveraging the fact that it was access-controlled to navy.mil emails and that discussions could be held at the For Official Use Only (FOUO)-level.  The contractors did a decent job of enhancing the site, and the message board was only one tool among many that were upgraded. Unfortunately, as we were rolling out the updated platform we ran into the Era of Austerity and the site was shut down as a cost-saving measure.

So what does this survey of web-based tools show?  First, that there’s no go-to site for collaborating with one’s counterparts or for recording someone’s bits of wisdom (or just data points), even at the UNCLAS level.  Second, that there are in fact demonstrated ways to do such a site.

In my mind a site can be developed at low cost in a way that accounts for the fears of stifled discussion if it focuses on these steps:

  • Host duplicate NIPR/SIPR sites at a command where the development of ideas is its core mission – whether an academic setting like NPS or the Naval War College, or tactically/operationally focused like NWDC.
  • Let users remain anonymous (once verified through NPC) with their own usernames.  This does not mean a typical terms-of-use regulating conduct need not be enforced.  Keep it professional, keep it respectful (regardless of rank – which would not be displayed), or lose your access.
  • In addition to the message board, provide an easy-to-use searchable repository of lessons learned to help provide quantifiable data.  This could be done by integrating the existing Navy Lessons Learned site with the discussion forum and making it more flexible.  While not every lesson learned will necessarily be reviewed by a flag, having one’s notes on a particular exercise or solution to a similar problem available for a counterpart in another command might be just as useful.
  • There’s further opportunity to leverage a single-stop “official” collaborative site, if it comes about – from letting users share copies of command instructions and useful forms, reducing time spent “reinventing the wheel”, to using the discussion forums to inform future MMOWGLIs.

One of the big lessons learned of the past decade of Navy experimentation with web-based tools is to focus on the tools that are lacking, rather than trying to duplicate what already exists (often for free) even if it is unofficial.  Right now, however, it’s clear that there are things that can’t be done unofficially and that only an official site can accomplish.

h/t to BJ for the HBR link.

LT Scott Cheney-Peters is a surface warfare officer in the U.S. Navy Reserve and the former editor of Surface Warfare magazine. He is the founding director of the Center for International Maritime Security and holds a master’s degree in National Security and Strategic Studies from the U.S. Naval War College.

The opinions and views expressed in this post are his alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy. 

Gen Y and the Barriers to Professional Blogging

Where is the one-stop shop for all things tactical in the United States Navy? Is it held within the hallowed halls of the Navy Warfare Development Command? NWDC aggregates lessons learned, fuses experience with doctrine, models and simulates how we fight (and how we can fight better), innovates to provide warfighters with the latest technical solutions, and is best positioned to influence the future of Navy warfighting. We would be remiss if we didn’t periodically ask the question: how do we better communicate with those frontline Sailors who are executing doctrine, tactics, techniques, and procedures such that we improve our ability to change doctrine when necessary? Be it the blog, the formal request, or feedback in the form of professional journal articles, NWDC should tap the innovative spark residing in every combat information center in the Fleet.

How do we share their lessons learned?
            How do we share their lessons learned?

In every organization that thinks, the old guard is wary of the perspectives of the new, but has a healthy appreciation for their views, energy, and willingness to discuss their experiences. That feedback loop has always existed in any organization willing to robustly challenge the status quo, but the desired feedback is not available at a macro level within the Navy for a variety of reasons–cultural, technological, and social. Imagine the differences between a junior and senior officer sharing perspectives of a generation ago (when they might have privately shared a bridge-wing discussion of a professional article published in Proceedings), juxtaposed with the immediacy and reach of the modern professional blog:

“Gosh…I am writing about something online, which I care enough about to expose my opinions and limited intellect to the great unknown–which could result in numerous fanboys championing my cause and lauding me as the next Mahan–or could result in numerous subject matter wonks illuminating my ignorance and lambasting my conclusions…all in full view of my superiors in the chain of command.”

The perceived risks and rewards of sharing ideas online have never been greater in an era where the center of gravity in naval warfighting thinking has shifted from the dusty Naval War College Review lying unread on the shelf in the empty wardroom, to the simulator and the blogosphere. Speaking of the latter, where is the sailorbob or cdrsalamader ‘site on the high side? Given the requirement to keep much of our tactical discussion away from prying eyes, how easy has the Navy made it for the average watchstander to find high-side sites where tactics are routinely and robustly discussed?

The generational difference above most keenly illustrates the loss of intimacy in professional feedback. Whereas every Commanding Officer wishes to create his or her own wardroom of “Preble’s Boys,” there isn’t a big-Navy “brand” that elicits a similar desire for fixing problems; rather, the average junior officer views the naval bureaucracy with the same degree of mistrust and fatalism most Americans feel about big government bureaucracy. Additionally, Gen Y expects feedback to generate change (or at least to generate transparent discussion)–not to sit in some fonctionnaire’s to-do queue for months as tired stakeholders and “antibodies” deliberate change.

Why is it so difficult to attract Gen-Y thinkers to post about naval warfighting? For a generation raised online, which Dov Zakheim, Art Fritzson, and Lloyd Howell discussed in the article Military of Millenials, one would think that information-sharing is second nature.

…deeply ingrained habits challenge established organizational values. To command-and-control organizations like the military (and many corporations), knowledge is power and, therefore, something to be protected – or even hoarded. To Gen Y, however, knowledge is something altogether different; it belongs to everyone and creates a basis for building new relationships and fostering dialogue. Baby boomers and Gen Xers have learned to use the Internet to share information with people whom they already know, but members of Gen Y use blogs, instant-messaging, e-mails, and wikis to share information with those whom they may never meet – and also with people across the hall or down the corridor. Their spirit of openness is accompanied by a casual attitude toward privacy and secrecy; they have grown up seeing the thoughts, reactions, and even indiscretions of their friends and peers posted on a permanent, universally accessible global record.”

Unfortunately, the article also sheds light on barriers which senior leaders need to be aware of, when it comes to sharing those innovative thoughts.

And there is a still more challenging issue: A Concours Group report on generational change proposed (in August 2004) that Gen Y’s comfort with online communications may mask the group’s inexperience in negotiating disagreements through direct conversation and a deficit in face-to-face social skills. Beyond the implications for this generation’s future management style, how might such a skill deficit affect the military’s ability to “win hearts and minds” in future conflicts? In recent years, the military has done extensive training to offset educational deficiencies. Indeed, the promise of such training has been among its greatest attractions for recruits. Should the military now begin to focus on developing new recruits’ interpersonal skills, neglected through years of staring into cyberspace?”

How does Navy leadership make Gen Y more comfortable with confrontation online, in a command-and-control environment, to engage in that robust discussion essential to the discovery of better ideas and processes? Recruit football players? Take boxing classes? Teach verbal judo? Train a generation of naval officers that a prerequisite for robust discussion is the ability to confront, even to the detriment of consensus? Or do we encourage anonymous blogging in such a way that an individual feels comfortable expressing his or her thoughts without fear of repercussion? A blogger should always expect to face contention. Most ideas works at a certain level, but become cannon fodder for memes on other levels. To mitigate as much ridicule as possible, one needs to consider additional perspectives to preempt the ridiculous assumptions of online “trolls.”

 

Yeah I'll get to that tactics discussion, I just need to grab something out of my zzzzzzzzzzzzzzzzz....
Yeah I’ll get to that tactics discussion, I just need to grab something out of my zzzzzzzzzzzzzzzzz….

The greatest factor we are fighting, regarding the target audience of young leaders is quite simply TIME. The average sea duty workload is something close to 74 hours a week. That’s lowballing the estimate, for the very leaders we somehow expect to be having these discussions and sharing their vital experiences (beyond their internal training teams). I still expect that junior officers, mid-grade enlisted, Chief Petty Officers are all engaged in those midwatch conversations about the best way to accomplish a mission, to fix a process, to kill more efficiently…but are simply too busy to push those ideas out to yet another feedback loop outside the lifelines, to whom sailors owe no particular loyalty nor do they expect to see any returns for their hard work.

The more insidious factor being a silencing of innovation in warfighting thought because of the perception that sharing of views outside of one’s own chain of command is seen in a negative light. Jeff Gilmore’s excellent post titled “Where is Lt Zuckerburg“  illustrates the challenges the military has placed upon its own innovators, from the lack of a coherent social media policy to the impediments placed upon junior thinkers by senior staffs. When coupled with the perception of ideas flowing into a doctrinal “black hole” once they leave the unit (due to the length of the vetting process, or due to failing to find advocacy outside the lifelines), what motivation do junior leaders have to share their ideas?

Another factor (WAIT! Was that a picture of a chicken wearing a birthday hat?): Distraction in the workplace is yet another detractor to naval Warfighting cognition. Let’s face it: war at sea is cerebral. Our ability to forecast, plan ahead, and train for those “what-if” scenarios is fundamental to preparing for adversity.

The omnipresent distraction of email, administrivia, meetings, drills, texts, and social networking sites creates a pervasive environment of “ADHD management” rather than the silence (and admittedly, for better or for worse, boredom) of a sanctum. However, should we not consider that it is from this very boredom that some of our greatest innovations stem? Think tanks do not hold a monopoly on innovation; rather, we should be tapping the limitless potential of our young watchstanders, disaffected with processes and TTPs that simply don’t make sense. Without a meaningful (and easy to use) method to feed those innovative ideas back to the doctrine-makers, we will continue to belabor the proverbial “open” in the feedback loop.

So how should the Navy engender robust participation in the warfighting discussion? Here’s a few thoughts on improving our Fleet warfighting advocacy:

One: Utility

Make a Navy-wide SIPR repository of all things tactical. You need to find that TACMEMO? We’ve got it. You want to rant about why page 348 of the pub is misleading? Post about it. You want to engage in knock-down, drag-out “discussions” with your peers and your seniors on more effective ways to take an enemy apart? Get in the game.

Two: Network

Centers of Naval Strategy, like the Navy Warfare Development command staff, should directly engage the mid-grade strategic thinkers at the CSG, ESG, squadron, and individual unit levels–and ensure they have access and opportunity to post. Usually, this comes when there are slow times for the umpteenth under-instruction watchstander in combat, who was tasked with looking something up online.

Three: Improve Inertia

Provide timely feedback, especially in cases where a particular TTP conflicts with AOR practices–essentially acting as the tactics referee for the Navy, ready to feed back to Fleet commanders when something doesn’t work as intended.

We can overcome the lack of organizational inertia that bureaucracy forces upon warfighting; but doing so requires us to train our young leaders to use a healthy dose of critical thinking, some self-righteous zeal, and a bulldozer when necessary.

Jason is a Surface Warfare Officer currently serving in the Innovations and Concepts Department within the Navy Warfare Development Command.

This article was cross-posted by permission from the Disruptive Thinkers Blog.

 

Fostering the Discussion on Securing the Seas.