‘Indo-Asia Pacific’ Explained: An Assessment of US Maritime Strategy 2015

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In March 2015, the United States published a new maritime strategy document titled ‘A Cooperative Strategy for 21st Century Seapower’ (Strategy-2015). It supersedes the one of the same title published eight years ago in October 2007 (Strategy-2007). It is the first maritime strategy to be released after the US announced its ‘Rebalance to Asia’ in 2011, and comes amidst seminal developments with far-reaching geopolitical and security ramifications. This view-point attempts to analyze Strategy-2015, including in comparison to Strategy-2007.

Jointness and Political Interface

Strategy-07 was the first-ever combined strategy of the three US Sea Services (Navy, Marine Corps and Coast Guard). Strategy-2015 maintains this feature, with is appropriate since the maritime environment is essentially ‘joint’’, and therefore, any strategy relating to the maritime realm cannot be a single-service articulation. Besides, due to fiscal uncertainties the US is facing today, an inter-service synergy is necessary to avoid duplication of resources and optimise investments for capability development.

Notably, unlike the 2007 document, the new strategy contains a ‘Preface’ by the Secretary of the Navy, which indicates an enhanced political interface with the Sea Services, possibly in terms of both oversight and support of the higher national leadership.

Indo-Asia-Pacific

The new strategy contains an explicit focus on the region that it calls the “Indo-Asia-Pacific.” While US officials have been increasingly using this phrase, the 2015 Strategy document is the first official articulation. The inference is two-fold:

• First, it denotes the realisation of the ‘inadequacy’ of ‘Asia-Pacific’ to address the emerging geopolitical, economic and security dynamics of the rising Asia.

• Second, while the phrase ‘Indo-Pacific’ has become more prevalent in Asia since 2007, the US preference to use “Indo-Asia-Pacific” indicates that it wishes to be part of Asia’s ‘rise’ and derive the attendant gains.

Ends, Ways and Means

The term ‘strategy’ is defined as an articulation of ‘ways’ and ‘means’ to achieve the ‘ends’. In this context, Strategy-07 was merely a ‘primer’ to strategy. It referred to ‘ends’ in very broad terms, without going into specifics of security challenges. It avoided naming countries, either as adversaries, or allies and partners. While it mentioned maritime threats like piracy, it did not contextualize these with specific areas. It was also frugal in expounding on the ‘ways’ and ‘means.’

In comparison, Strategy-15 is a detailed articulation. It echoes the spirit of the US ‘Rebalance’ policy in terms of China’s naval ascendency as both an opportunity and a challenge. It seeks to temper Beijing’s revisionist stance and dissuade its politico-military assertiveness through multifaceted engagement. It is also more forthright in defining the “military challenges”, such as the “Russian military modernization (and) aggression” and the (Chinese) “anti-access/area denial (A2/AD) capabilities that challenge our global maritime access….” Furthermore, it is more explicit on the ‘geography’ of piracy, the effects of religious radicalism and the fundamentalist groups. In terms of the ‘ways’ and ‘means’ too, Strategy-2015 reveals as much as a document in the public domain possibly can. It provides much detail on the US plans to allocate forces for the ‘Rebalance.’

Strategic and Operational Access

Since the middle of 20th century when the US rose to superpower status with the ability to influence events worldwide, unimpeded strategic access to the global commons and freedom of operational manoeuvre have been the cornerstones of its military strategy.

While Strategy-2007 did acknowledge the operational salience of dominating the realms of space, cyber and the electromagnetic (EM) spectrum – as integral to sea control, for instance – it conceived strategic access largely in the geospatial context: sea, land and air. Strategy-2015 goes beyond this to seek access and freedom of action in any domain—the sea, air, land, space, and cyberspace, as well as in the EM spectrum. In all likelihood, this is a declaration meant to counter China’s declaratory policy of A2/AD in the western Pacific, including the asymmetric challenges in the space, cyber and EM domains that Chinese military forces may impose upon their US counterparts.

Forward Presence and Partnership

Strategy-2007 had laid much emphasis on forward presence of the US Sea Services as essential for a major power like the US that seeks inter alia to shape developments in its areas of interest, be better prepared to respond to adverse contingencies, deter and dissuade potential adversaries, reassure allies and friends.

While maintaining the emphasis on forward presence, Strategy-2015 also explains how the US intends to achieve this more effectively, both operationally and fiscally. It adds that the forward naval presence would enable a quick and seamless access to the US joint military forces, if and when the occasion demands.

Given that resource limitations envisaged by the US Sea Services, ‘forward naval presence’ is closely enmeshed with the need to develop partnerships with local maritime forces. The Thousand Ship Navy (TSN) concept propounded by the US Navy’s Chief of Naval Operations (CNO) Admiral Mike Mullen in 2005 was rephrased as the ‘Global Maritime Partnership’ (GMP) initiative in Strategy-2007. As a set of informal arrangements, the GMP was also intended to “send powerful messages to would-be aggressors that we will act with others to ensure collective security….”

Strategy-2015 furthers the appeal for the partnership, now rephrased as a “global network of navies.” The document effectively communicates to the potential partners the rationale for such “plug and play” cooperation with the US forces sans “commitment.”

Force Design and Employment

Strategy-2015 describes “a force that balances warfighting readiness with our Nation’s current and future fiscal challenges.” This statement seems to be the mainstay of the force design and employment strategy of US Sea Services.

Strategy-2007 had laid down the intent to “tailor” maritime forces “to meet the unique and evolving requirements particular to each geographic region.” Strategy-2015, possibly driven by fiscal prudence, seems to have adopted a less ‘ambitious’ approach. It aims only to “align (existing) capability, capacity, and platforms to regional mission demands…by ensuring that our most modern and technologically advanced forces are located where their combat power is needed most.” It also seeks to enhance the effectiveness of naval forces by employing “new warfighting concepts… and…. innovation.” The innovations stipulated by the document include increasing forward-basing of forces “to reduce costly rotations…” and developing modular platforms like Littoral Combat Ships (LCS) to enable swapping mission modules in lieu of costly ship rotations.

In sum, Strategy-2015 is not only a quantum improvement over the preceding strategy document of 2007, but also sets a model for the other existing and emerging major powers to emulate in the interest of transparency in military concepts and capability development. Such transparency is essential among maritime-military forces that operate in the international medium, and particularly those belonging to the “Indo-Asia-Pacific” region that is becoming increasingly volatile, as recent developments indicate.

Captain Gurpreet S Khurana, PhD is the Executive Director, National Maritime Foundation (NMF), New Delhi. The views expressed are his own and do not reflect the official policy or position of the Indian Navy, the NMF or the Government of India. He can be reached at gurpreet.bulbul@gmail.com.

Sep 29: CIMSEC DC Chapter Maritime Security Book Swap and Happy Hour

To take advantage of the great creative outpouring of CIMSEC’s DC chapter and *hopefully* the weather, w74d05a541a18fe35e8b88ebff88176e1e’ll be holding our Sept. Happy Hour at the Dacha Beer Garden and encouraging folks to bring their latest work (books, articles, reports, knitting, etc.) to trade, sell, or sign. Don’t have one of your own? Consider bringing an old book of interest to a maritime security crowd. As always, the more the merrier and arrive early if you want to snag a seat. RSVPs encouraged: director@cimsec.org.

When: Tues, Sept 29th: 4:30pm – 8:00pm (arrive any time, but come early for a seat)
Where: Dacha Beer Garden, 1600 7th St NW, Washington, DC (Shaw / U Street Metro)

 

Gibraltar: Legal Advice on Innocent Passage

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While tensions over the South China Sea often prompt headlines, attracting a great deal of attention by analysts, the dispute over Gibraltar has a much smaller presence in the media and specialized publications. However, given its location at a vital chokepoint, the conflict over the Rock cannot be ignored by naval and maritime observers. Furthermore, for the student of comparative conflict at sea it is interesting to look at some of its features, including disputes over the law of the sea and resort to non-lethal asymmetric warfare, which we also find elsewhere. A third reason is Gibraltar’s role in the air reinforcement strategy for the defence of the Falklands, an issue that China watchers are increasingly paying attention to, given Beijing’s growing interest in the South Atlantic, including Namibia.

Just like in the South China Sea, one of the aspects of the dispute over Gibraltar concerns the concept of “Innocent Passage”. In the case of the Rock, intruding warships have often claimed to be engaged in this regime, recognized by international law, both customary and UNCLOS (United Nations Convention on the Law of the Sea). However, Gibraltar’s authorities have rejected such claims, arguing that they were a mere excuse to justify incursions into British Territorial Waters. In order to reinforce their case, Gibraltar’s government announced in November 2014 that it had commissioned an expert legal opinion on the definition of innocent passage under UNCLOS. The latest string of incidents prompted the Gibraltar Broadcasting Corporation (GBC) to ask the Rock’s authorities whether the opinion had been received, and they replied confirming it had. According to the GBC, the opinion explains that “A vessel can only be considered to be on innocent passage through British Gibraltar Territorial Waters if it’s moving continuously and expeditiously, and is not engaged in any activities that are prejudicial to Gibraltar or the UK”, adding that “when it appears objectively from the foreign vessel’s behaviour that its purpose in passing through BGTW is to assert its country’s sovereignty claim over the waters, its passage would not be deemed to be innocent under international law.”1

HMS Scimitar escorting Spanish Govt vessel Emma Bardan out of BGTWs
HMS Scimitar escorting Spanish Govt vessel Emma Bardan out of BGTWs

On reading the GBC report, Luke Coffey, Margaret Thatcher Fellow, Margaret Thatcher Center for Freedom, The Heritage Foundation, tweeted “Spain in violation of UNCLOS, Article19 (Meaning of innocent passage), paragraph 2C, 2D, 2J, probably 2K and 2L!!”.2 These passages of UNCLOS read:

Meaning of innocent passage

1. Passage is innocent so long as it is not prejudicial to the peace, good order or security of the coastal State. Such passage shall take place in conformity with this Convention and with other rules of international law.

2. Passage of a foreign ship shall be considered to be prejudicial to the peace, good order or security of the coastal State if in the territorial sea it engages in any of the following activities:

(c) any act aimed at collecting information to the prejudice of the defence or security of the coastal State;

(d) any act of propaganda aimed at affecting the defence or security of the coastal State;

(j) the carrying out of research or survey activities;

(k) any act aimed at interfering with any systems of communication or any other facilities or installations of the coastal State;

(l) any other activity not having a direct bearing on passage”.

It could also be argued that incursions into Gibraltar’s territorial waters amount to a violation of paragraph (a) of the mentioned UNCLOS article, which reads “ any threat or use of force against the sovereignty, territorial integrity or political independence of the coastal State, or in any other manner in violation of the principles of international law embodied in the Charter of the United Nations”, given that they take place in parallel with a denial of the British sovereignty over the Rock and her population’s right to self-determination.

However, innocent passage is a key concept in the law of the sea, and cannot be easily dismissed. Any attempt to deny that a warship moving through territorial waters enjoys it must be approached with care. This was made clear by James Kraska, a professor at the US Naval War College, who also commented on the Gibraltar report. Kraska stressed on Twitter that a “[t]hreat may not be implied based on mere presence, but must be overt, such as statement or action, such as fire control radar,” adding “See Jackson Hole Agreement; purpose of trip irrelevant; must have overt violation of art. 19 to be not innocent.”3 This refers to the 1989 USA-USSR Joint Statement With Attached Uniform Interpretation of Rules of International Law Governing Innocent Passage, known as “Jackson Hole Agreement”, whose text states that “All ships, including warships, regardless of cargo, armament or means of propulsion, enjoy the right of innocent passage through the territorial sea in accordance with international law, for which neither prior notification nor authorization is required”, in accordance with UNCLOS.

A difference between Cold War maritime confrontations and the dispute over Gibraltar is that in the former, it was the limits of innocent passage, which were disputed, ultimately leading to the 1989 Joint Statement. However, in the case of the Rock, vessels violating her territorial waters claim that those waters do not exist. Another difference to take into account is that while ramming featured in a number of incidents during the Cold War, the context was mainly a threat of conventional war at sea. On the other hand, what we are now seeing in regions like the South China Sea is mainly non-lethal warfare, featuring a complex mix of coastguards and other state agencies, fishing boats, maritime militias, and oil rigs. In Asia, this phenomenon is called the “gray zone” between peace and war. This does not mean that the conventional force is irrelevant, since what we are facing in the South China Sea is a dual war akin to the Second Indochina War on land. Concerning Gibraltar, the fact that intruding ships purport to conduct “sovereignty” patrols means that their passage is not innocent within the meaning of Article 19 of UNCLOS. The very purpose of those incursions is to undermine the “peace, good order, and security” of the territorial waters of the United Kingdom.

Could the legal opinion provided to Gibraltar’s Government have any influence on the legal dispute over the South China Sea? As is often the case, lawyers on both sides may find something to support their respective views. On the one hand, maritime democracies are bound to benefit from any obstacle to further incursions into British Territorial Waters, which not only run directly against the concept of rule of law at sea and peaceful resolution of disputes, but make it difficult for the European Union to play a role in the South China Sea. On the other hand, China may expand the notion that a warship moving through territorial waters is not engaged in innocent passage when making a territorial claim, arguing that neither is she when contesting a territorial claim. The challenge, however, remains how to distinguish lawful innocent passage, no matter how disliked by the coastal state, from genuine threats to “peace, good order, or security” of the coastal state. Kraska underlines that for this analysis, we must fall back on the Charter of the United Nations, which forbids the “threat or use of force.” A factor not to be forgotten is Beijing’s permanent seat at the UNSC, meaning that whatever interpretation of the UN charter may prevail among maritime democracies, it is unlikely to make it into a Security Council resolution if it is seen by China as detrimental to her national security. Recent months have seen many proposals concerning a reinforced presence by maritime democracies in waters claimed by Beijing in the South China Sea, and the airspace over them, as well as a number of incidents involving warships and planes in those same waters. The former include a study by Scott Cheney-Peters on joint air patrols, whose main purpose would be “to counter excessive claims and rights not in accordance with international law.”

It would be interesting to see the full text of the legal opinion commissioned by Gibraltar’s Government. In any case, the information released about it should serve as a reminder that in a global, inter-connected, world, each maritime dispute may certainly be unique, but it makes sense to study them from a comparative perspective, among other reasons because in both diplomacy (including public diplomacy) and international legal and arbitration proceedings, anything considered as a precedent may be used to defend one’s position.

Alex Calvo, a guest professor at Nagoya University (Japan), focuses on security and defence policy, international law, and military history, in the Indian-Pacific Ocean Region. He tweets at Alex__Calvo and his work, which includes “China’s Air Defense Identification Zone: Concept, Issues at Stake and Regional Impact”, Naval War College Press Working Papers, No 1, US Naval War College, 23 December 2013, available here, can be found at https://nagoya-u.academia.edu/AlexCalvo

1Source kindly pointed out by Michael J. Sanchez, founder of OP-WEST. An interview with Sanchez, where he explains the origins and work of OP-WEST, is available at A. Calvo, “OP-WEST: Open Source Intel in Contested Maritime Spaces”, Center for International Maritime Security (CIMSEC), 1 April 2015, https://cimsec.org/op-west-open-source-intel-contested-maritime-spaces/15718

2 Tweet by @LukeDCoffey dated 18 August 2015.

3 Tweets by @JamesKraska dated 19 August 2015.

OK, Explain Again Just Why the American Taxpayer Should Pay For All This (Series Finale)

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OK, Explain Again Just Why the American Taxpayer Should Pay For All This

This article, the sixth of the series, presents reasons why Congress and the American taxpayer should pay for all the drones, buoys, railguns and the additional necessary ships to deploy them at sea introduced earlier in the series. Some of the justifications briefly discussed below are sure to be familiar to the reader, some less so. In either event, please feel free to mentally rearrange them according to your own priorities. Read Part One, Part Two, Part Three, Part Four, Part Five

Expensive Assets

These are not inexpensive assets that can be squeezed into the Navy’s spending plans somehow. With a likely cost of $3 billion plus for the CVLN and CARN classes, less the cost of at least one, possibly two DDGs that a CARN replaces in a carrier task force and $2 billion plus cost for an AORH, Congress and the American taxpayer are going to have to be persuaded to purchase these as additional assets for the Navy. So why should they do so?

Deterrence

Adding large quantities of ISR and ASW drones along with a dozen, or more, railguns as a matter of routine will provide a credible defense against the increasing A2AD threat the Navy faces. Presenting a potential adversary with overwhelming force in a potential area of conflict is a time proven technique for preventing conflict and promoting dialogue. It should also be noted that while these additional assets are expensive, combined they are still less than half the construction cost of just the CVN being protected, much less the air wing embarked aboard.

Protection

For CVNs

Much of the surface warfare assets the Navy possesses are routinely dedicated to protecting other critical ship classes and their embarked sailors. The CVNs operating in their dedicated task forces normally find themselves free to go where they please given the protection against air, submarine and surface threats the surrounding ships provide. Adding a CVLN and a CARN to this operating procedure is simply adding to a proven recipe by countering the increasingly formidable A2AD assets other nations are steadily acquiring.

For amphibious assaults

The Marine Corp routinely catches a ride on an ARG provided by the Navy. Most of the time there is no need to provide the extra protection provided by the suggested new ship classes. Come the big moment though, both during the few days leading up to and then during an amphibious assault placing a CARN, an AORH and a Zumwalt class destroyer between the opposing forces ashore and the ARG can very substantially improve the chances of success and measurably lower the anticipated casualty rates amongst the Marines making the landing. By providing substantial ASW assets in the coastal waters involved, numerous ISR and target spotting assets from the AORH, formidable fire support abilities from the CARN and Zumwalt and substantial anti-missile, rocket or artillery shell protection courtesy of the twelve railguns the new ship classes will significantly improve the Navy’s ability to support an amphibious invasion. Plus the Marines making the ride ashore will be able to start from just over the horizon thanks to the presence of multiple targeting drones and railguns instead of the much discussed fifty mile seasick inducing slog currently anticipated.

Ally reassurance

Protecting the carrier strike groups also means reassuring our allies that we will be able to fulfill the defense commitments we have made, particularly in the Western Pacific. However, building and deploying the means to allow the fleet to go where it wants is a globally useful capability, allowing the U.S. to confidently assert it will be there in time of need.

Multi-polar world

We live in a multi-polar geopolitical structure. China, Russia, India, Europe, the Gulf States, Brazil and others already are jostling with the U.S. for influence and trade. Including a China who already is in some respects, and will remain our economic equal in world affairs. This economic equivalence is something the U.S. has not had to deal with since our enormous industrial expansion in the last three decades of the 19th Century. We need to refresh our thinking with some of the concepts that worked well for us as we dealt with Great Britain, the existing economic power back then.

That said being a rival is not the same as being an enemy. There certainly are many areas where the U.S. and China will find ways to cooperate to our mutual benefit. We are certain to jostle each other though, especially in China’s immediate area as that proud civilization looks to ‘put things right’ after their many difficulties of the last two centuries. As mentioned above, we want to deter everyone in the area from using violence to bring about change, instead encouraging patience while the various nations involved discover mutually acceptable adjustments via discussion.

Playing defense to maintain the world as it is

There are other issues that come with being in a multi-polar world. In the new global circumstances the U.S., and the Navy in particular, need to execute defense, and first things first, keep our ships afloat. Something we have not had to overly concern ourselves with since the demise of the Soviet Union or the destruction of the Imperial Japanese Navy in the 1940s. Increasingly we will no longer be able to exercise the freedom of the seas and engage in whatever activity we want, whenever we want to. Russia is already building a submarine and long-range bomber force to potentially contest our passage. Others, China in particular, will be able to invest steadily increasing resources in military assets that make sense for their geo-political situation. Investments that mean the U.S Navy may have to fight our way across the North Pacific or North Atlantic before we commence operations at the location of our choice.

Hawaii has to eat

Our geography as a nation includes Hawaii, control of which easily translates into the control of the bulk of the Pacific Ocean. Yet Hawaii is a series of islands, thousands of miles from the mainland with a population of 1.4 million. Again, the change to a multi-polar world means we have to give thought to just how we can ensure the population on the islands can eat when trouble arrives. Russia already has the submarine assets needed to threaten mining or torpedoing ships crossing the North Pacific. Obviously the naval assets based at Pearl Harbor and the West Coast should be able to prevent that. However, we can no longer just take it for granted. The Navy needs to consciously add this to its long list of missions to accomplish.

The same issues apply to Guam, though the much smaller population can be fed by air if necessary, which means the mission is more one of being able to get our needed fuel and ammunition supplies delivered. Once more, the local air and naval forces should be able to ensure it happens. This is an area where the rise in China’s capabilities means we cannot take free passage for granted there either.

Maritime Commons

Protecting the global commons to ensure free passage of American trade was one of the primary reasons the U.S navy was originally built in the 18th Century. The need, a global need in the 21st Century, continues unabated.

Blockade

Occasionally over the years the U.S. has chosen to impose a blockade during a dispute. This is a capability, or more importantly for our relationship with China, a potential capability that we need to maintain. And the world needs to be reminded of on occasion.

Protection

As many others have noted over the last few years, a British citizen in the 19th Century could travel the world secure in the realization that the local government, regardless of whether it got along well with London or not, was not going to antagonize Britain by harming, or allowing to be harmed, the traveling Brit. A benefit that transferred to American citizens as a result of our overwhelming victory in 1945.

Unfortunately, in growing numbers of places in the world this benefit no longer exists due to the inability of many local governments to provide law and order within their borders for anyone, much less wandering Americans. This means that the U.S. Navy and Marine Corp have to face the reality that just as in the ‘olden days’ of the 18th and 19th Centuries, they are on call to provide basic protection to Americans all across the globe.

Rescue

The need for the Navy and Marine Corp to provide rescue service as needed has never gone away. And given the monotonous regularity of severe weather events, civil disturbances and the endless list of troubles that arise, this is certainly not going to change.

AORH uses

The AORH class suggested earlier in this series of articles was quite consciously designed to be capable of taking on some of the responsibilities, new and old, mentioned above. First among these was to be flagship capable, coupled with the resupply abilities and the substantial ASW and special forces capabilities built into the design.

These abilities are capable of being useful undertaking missions beyond the obvious applications in the Gulf, South China Sea and Northeast Asia. In addition, an ice-strengthened version of an AORH is very well suited to leading a small task force of frigates on ASW duty in the Arctic. It can also be used as the centerpiece for an old-fashioned hunter killer group prosecuting submarines or to provide transoceanic convoy protection in either the North Pacific or North Atlantic.

Current Political Impasse

As for the likelihood of persuading the current Congress to pay for this the Navy needs to be frank. The additional spending being asked for here are additional dollars for additional capabilities. Beyond some small incremental steps, most of the needed dollars will not fit inside the spending limits in place over the next few years. It is intended as a long term plan, to be funded as a recovering economy allows, with the big ticket items being built starting in the 202os and extending into the late 2030s.

For the economy is slowly growing and just as importantly the deficit is in notable decline. There are multiple reasons for this and there is good reason to believe they will continue to positively impact the deficit. A growing economy, the impact fracking is having on energy production, the beginning of the return of some manufacturing to North America from China due to higher wages there, the fact that Medicare costs are much less onerous than forecast five years ago, Obamacare is not costing nearly as much as feared when it was passed, and ending the Bush-era tax cuts are having a real impact on the actual deficit as well as on the, far larger, feared one.

So the enormous fear factor that was driving the deficit reduction hawks back in 2010/11 is in the process of dissipating, being replaced with some truly old-fashioned value driven politics. It is important to note that the Republic has been down this road before. After both the Revolutionary War and the Civil War Congress chose to slowly bring down an enormous deficit by running small annual surpluses. In essence, some variation of this strategy, regardless of how fiercely you espouse the ‘value’ part of balanced budgets, is what we are going to have to do as we deal with the left over Cold War debt and the enormous additional debt load piled on post 9/11 and due to the Great Recession.

Die Hard Yankee Frugality

Or depending on one’s viewpoint, good old-fashioned small town frugality, skinflints, True Blue small town values defending America from corrupt Big City mentalities, etc. The reader should feel free at this point to insert the variation(s) he hears most often where he lives. This cultural attribute came to the New World with the Pilgrims and remains a vigorous part of American culture. It has not, and will not be, departing from our political discussions. Or budgeting decisions.

So, how should we address those who hold this belief? In my experience, when trying to influence or alter decisions made by those operating from this position, argument and persuasion can work. If. Actually two ifs. Big ones. First a resolution to the revenue versus budget issue forcing hard choices has to be visible to the individual you are working with. And it is they that have to see it; regardless of how obvious it is to you, they are the ones that have to see, understand and agree. Then you need a plan dealing with anticipated results and consequences that you can clearly articulate, including how you will execute the plan, deal with the known potential problems and be convincing about being able to complete the task on time and most importantly, within the agreed upon budget.

Mid-America Teary-Eyed Balanced Budget Goodness

Across much of interior America another strong cultural value, the Intrinsic Goodness of Balancing Your Budget also accompanied some of the earliest English settlers of North America. Over the centuries this value has also been passed on to succeeding generations over family dinner tables, political discussions at the local diner or at the town’s barbershop. The at times teary-eyed value some of it’s current believers place in it can be almost moving to observe by someone who considers it merely another number. Plus, minus or zero each have meaning, yet no particular cultural Goodness.

To the True Believers amongst us it constitutes one of life’s bedrock values though. And it is not departing the American political scene either. Which means it will strongly impact budgeting issues far into the future as well.

However, unlike those professing Yankee Frugality, True Believers are virtually impervious to discussion and argument. Sometimes they will patiently listen to you and your points, still no matter how cogent and persuasive one might be, True Believers, once they start their decision making process, will cycle back and check your argument against various values and beliefs they hold. And if they find your argument in conflict with one of their values, for the purposes of this article, the Intrinsic Goodness of Balancing Your Budget, your suggested plan will be rejected.

Any additional information you might provide tends to ultimately provoke something along the line of this real life quote. “You are just trying to confuse me with facts,” responded one individual a few years ago. Global warming was the topic that day rather than the budget and the end result was, “I have my faith (in the rightness of their belief – not really a conclusion, a belief) and I will not change my position.”

This attribute is very much in play when discussing the current budget situation. Unfortunately it is, in my experience anyway, impervious to analysis and discussion. All those carefully honed arguments and points of persuasion potentially useful when speaking with those convinced of the value of frugality will only be considered by True Believers after the budget is balanced. Maybe.

Their faith in the correctness of the uttermost value of balanced budgets can be trumped by another value however. Not by many though, as it ranks high in their pantheon. Historically of course the value to use was the need for defense. Whether national defense from other nations, personal defense against crime or terrorism or preserving orderly and lawful procedures when discussing social issues, over the decades this has proven an effective approach.

Unfortunately the current spending debate has been embroiled in the revolt of a significant number of voters, primarily though not entirely, conservative Republicans, over the blatant abuse of this trump value during the second Bush administration. Vice President Cheney was incorrect when he claimed there were no electoral consequences to running vast deficits. There are, both economic and political, a truth that is not going away.

A significant portion of their political base could, and did for a while, accept the national defense against terrorism argument after 9/11. However subsequent failures to control Federal spending, under a Republican President, Senate and House no less infuriated them. Fury then became something close to horror after the Salomon Brothers debacle unleashed a need for massive federal deficits to restore the economy.

So after years of serious abuse of the national defense trump value, its use with those who fervently believe in the Intrinsic Goodness of Balancing Your Budget has been heavily invalidated. For a significant portion of the American electorate the call for a return to this basic value remains a hot button issue. It is five years on from the revolt that took place in 2010 and the fury and horror seem to have been replaced with a grim resolve to never allow spending to run out of control again. And balance the budget.

This implies, barring a serious political change in the House in a future election year, we may well have to wait for the sanctified day when the Federal government takes in more revenue than it spends before any substantive increases in spending, or allocations for substantial new abilities for the U.S. Navy can be expected.

In all likelihood this means it will not be until sometime in the 2020s before much of what has been suggested in terms of shipbuilding, i.e. the new AORH, CVLN and CARN class ships and large quantities of the associated drones and buoys, can obtain the political support needed for the substantial sums needed.

Count Our Blessings

It is always useful to Count Your Blessings though. The bulk of the resistance in Congress is to additional spending, with no more than the usual amount of Congressional meddling in the details of departmental, including DOD, spending. Just figure out a way to get things done within the dollar amount allotted is a frequently expressed desire by many in the House.

Nor is there any value based or carefully analyzed opposition to new equipment programs from any of the services. So while the suggested ship classes and drones will provoke a fierce defense of spending limits, there is no reason to anticipate Congressional opposition to the new equipment if the Navy develops a coherent plan including them. As suggested above in all probability the big items will not be affordable until sometime in the 2020s, nonetheless if the items are part of a long term acquisition plan it will merely be a question of waiting for funds to become available rather than overcoming fierce opposition to the plans and equipment.

So have a long-term plan in place

This means the U.S. Navy needs to have that forward looking plan in hand, constantly being updated as various improvements in doctrine, sensors and drones are developed. And be ready when additional funds become available, rice bowl pointed upwards as the saying goes. Whether the motivation to Congress is a perceived problem somewhere across the globe, the occasional Congressional compromise over something or other that includes extra funds for some department, a call for ‘shovel ready’ projects when recessions hit, or the slippery processes of logrolling; having a plan in place will allow the extra funds to be applied far more beneficially to the Navy’s, and the countries, benefit than a haphazard purchase of a few more of this and that.

Honor the Premise

In the end though, funding for the U.S. Navy, and all other Federal government departments, is only going to grow as fast as the economy. Which will happen, meaning any plan including the suggestions made in this series of articles will have to be implemented over a period of many years. Into the late 2030s or mid-2040s before the last of nine ship CARN build for instance. The early 2030s for eleven AORHs and the same for a six ship CVLN build are also reasonable build out expectations at this point.

Clearly the time to start to work on such a plan is now.

Jan Musil is a Vietnam era Navy veteran, disenchanted ex-corporate middle manager and long time entrepreneur currently working as an author of science fiction novels. He is also a long-standing student of navies in general, post-1930 ship construction thinking, design hopes versus actual results and fleet composition debates of the twentieth century.

Fostering the Discussion on Securing the Seas.