Tag Archives: China

China’s Maritime Silk Road Gamble

This is republished from the Johns Hopkins SAIS Foreign Policy Institute.

Ever since Xi Jinping announced the creation of a Maritime Silk Road in an October 2013 speech to the Indonesian parliament, China’s vision for “one road” running through Southeast and South Asia has driven a significant portion of Chinese foreign policy in its periphery. This has led to both the controversial Asian Infrastructure Investment Bank (AIIB) (announced in the same speech) and complementary investment funds such as the Maritime Silk Road Bank, as well as high-level diplomatic visits by Chinese leaders to countries in the region. In addition, China sees its “Silk Road Economic Belt” among its Central Asian neighbors as indivisible from the “21st Century Maritime Silk Road,” as seen by China’s slogan 一带一路 (“one belt, one road”) and its public diplomacy effort to promote both policies together. All of this indicates that, like many Chinese foreign policy initiatives, the “21st Century Maritime Silk Road” is multi-pronged: it is intended to serve diplomatic, economic, and strategic purposes.

First and foremost, the Maritime Silk Road is designed to pacify neighboring countries threatened by China’s aggressive territorial claims in the South China Sea. Curiously, China has attempted to both aggravate tensions among its Southeast Asian neighbors and soothe them at the same time, contrary to its normal pattern of swinging back and forth between aggressive brinksmanship and diplomatic rapprochement (such as in China’s relationship with Taiwan or its cutting off and then reestablishing of military to military ties with the United States). Despite the idealistic claims of ‘peaceful economic development absent political strings’ made by Chinese leaders and state media about the Maritime Silk Road, China has continued unabated to strengthen its unilateral claim to vast maritime territory in the South China Sea, turning reefs and other undersea maritime features into full-fledged islands, complete with airstrips that could be used by the People’s Liberation Army.

Conversely, the Maritime Silk Road is also designed to cement relationships with countries that are tacitly friendly to China such as Malaysia, Cambodia, Sri Lanka, and Pakistan. This will be accomplished primarily through economic incentives like infrastructure development and trade deals. In this sense, the Maritime Silk Road not only stands side by side with the Silk Road Economic Belt, but also as part of a historical continuum that includes China’s past investment in maritime-related infrastructure, which has been referred to by some as a “String of Pearls” policy. If one wants to know what kind of infrastructure projects China will fund in the future, look to what it has done in the past: oil and natural gas links to Myanmar’s port in Sittwe, ports in Sri Lanka such as the Hambantota and Colombo Port City projects, and the Pakistani port in Gwadar. Indeed, China and Malaysia have already announced a joint port project in Malacca. Meanwhile, China, which is already the largest trading partner for most countries in Southeast and South Asia, is also signing new free trade agreements with countries such as Sri Lanka.

Chinese infrastructure investment, intended primarily to strengthen China’s energy security and increase trade between China and its neighbors, will now get a huge boost with the creation of both the AIIB and more specialized investment vehicles such as the Maritime Silk Road Bank and the Silk Road Fund. While the AIIB has had the flashiest rollout with China contributing $50 billion USD to a planned $100 billion USD in capital, the other two funds are no slouches: the Silk Road Fund has plans for $40 billion USD in capital, while the Maritime Silk Road Bank hopes to attract $100 billion RMB in investment.

Finally, unmentioned in authoritative Chinese sources is that the Maritime Silk Road, and especially Chinese infrastructure investment, is implicitly intended to facilitate more frequent People’s Liberation Army Navy (PLAN) deployments in the Indian Ocean and beyond. The PLAN needs reliable logistics chains across Sea Lines of Communication (SLOCs) throughout Southeast and South Asia; ships cannot go far without a reliable supply of fuel, food, and armaments. But for the foreseeable future, China is at a serious disadvantage in this regard: the US Navy and allied navies have such a preponderance of force and ability to project power throughout the region that the PLAN is ill-equipped to compete. Given the PLANs current capabilities, China’s logistics capacity would only be dependable during peacetime; they would not survive in a contested environment, particularly if the US decided to close off key chokepoints like the Malacca and Sunda Straits. Therefore, the first step to strengthen the PLAN’s capabilities is to build reliable logistical infrastructure in key friendly states, such as the aforementioned projects in Malaysia, Sri Lanka, and Pakistan. These logistical links would still be quite vulnerable in a conflict scenario, given the tenuous relationship China would have with even putatively friendly countries if China went to war. Therefore, the primary benefit for the PLAN is to demonstrate presence in peacetime, and to show that it can operate far from its own shores.

The Maritime Silk Road, along with the attendant Silk Road Economic Belt, is truly a multi-headed dragon, so large that it is difficult to disaggregate its many parts. The most difficult challenge for China, however, will not be building infrastructure and signing trade deals—these are no doubt massive undertakings, but they are fundamentally instrumental tasks that will not receive much opposition from countries in the region. The more difficult objective for China is translating investment and trade into building a coalition of states in the region that align their values and foreign policy goals with those of China, and indeed identify with China at the expense of competitors like the US. China will likely find this kind of bandwagoning hard to pull off—when it comes down to it, the Maritime Silk Road may wash away like sand.

William Yale is the Director of Operations at CIMSEC, an Adjunct Fellow at the American Security Project, and a Research Associate at the SAIS Foreign Policy Institute.

Sea Control 71 – The Thucydides Trap

seacontrol2Matthew Merighi, CIMSEC’s Membership Director and Boston Chapter President, interviews Professor Toshi Yoshihara of the U.S. Naval War College about the “Thucydides Trap,” a political science term which predicts inevitable conflict between a rising great power and established great powers. The conversation addresses whether the Trap is truly inevitable, how it relates to the rise of China, and how navies fit into the equation. Professor Yoshihara also delves into the roles of strategic studies in professional military education and about Thucydides’ unique history in the Naval War College.

DOWNLOAD: Sea Control 71 – Thucydides Trap

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Produced by: Matthew Hipple
Hosted by: Matthew Merighi

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CIMSEC DC March Meet-Up

roofers_union_750x500_fbcreditJoin our DC chapter for its March DC-area informal meet-up/happy hour. We’ll be chatting about the new U.S. Maritime Security Strategy revision and enjoying drinks in the company of interesting people.

Time: Thursday, 26 March 5:30-8:00pm
PlaceRoofer’s Union, 2nd Floor
2446 18th St NW
Washington, DC 20009
(Woodley Park/Zoo Metro stop)

Read-aheads for those interested:
A Cooperative Strategy for 21st Century Seapower – Revision (CS21R)
The New US Maritime Strategy
– Josh Tallis
The New Maritime Strategy: It’s Tricky to Balance Ends, Ways, and Means
– Bryan McGrath and Bryan Clark
My Take on the 2015 Maritime Strategy: Thumbs Up
– James Holmes

All are welcome – RSVPs not required, but appreciated: director@cimsec.org

Can China Rise Peacefully? What Does History Suggest?

John J. Mearsheimer concludes his book, The Tragedy of Great Power Politics, with the chapter “Can China Rise Peacefully?” This is certainly on the minds of many, as over the the past few years the size of China’s economy has overtaken that of the U.S. While China’s economy grows, so too has her aggressive stance on her territorial claims in the South China Sea, Scarborough Shoal and the Senkaku Islands. Coupled with her rapid double digit increases in military spending, one would be hard pressed not to conclude that China is quickly rising to “Great Power” status, if not there already.

At the same time, China’s leadership has gone out of its way to promote its policy of “peaceful development.” It has embarked on a program of “neighborhood diplomacy” emphasizing “friendship and partnership” and “good neighborliness.”  It has even enshrined this policy of peaceful development and eschewed hegemonic intentions in the Chinese Communist Party doctrine.

ConfuciusChina asserts that unlike Western powers, it can rise peacefully due to its unique Confucian cultural tradition. In 2014, China celebrated the 2,565th birthday of Confucius (551-479 BC), and President Xi Jinping provided the keynote address marking the occasion. In it, he sought to emphasize that China’s Confucian heritage, integrated within Communist doctrine (naturally) would promote social harmony at home and peaceful understanding with its neighbors and the world. Martin Jacques, author of When China Rules the World, suggests as much when he describes China as a “civilization state” rather than a “nation state.

So what are we to make of this? Will China’s “Confucian exceptionalism” exempt her from the traditional historical patterns of conflict when rising powers bump up against status quo powers like the United States? Yuan-kang Wang, assistant professor at Western Michigan University addresses that question in his book, Harmony and War: Confucian Culture and Chinese Power Politics. In it, he asks, “To what extent does culture influence a state’s use of military force against external security threats?” This is the central concern to those in the world outside of China, as history tends to suggest that when a rapidly rising power threatens an established power, competition almost inevitably leads to conflict – the dreadful Thucydides’s Trap. (There is a good argument that the trap may already have been sprung.)

Harmony and WarReturning to China and its Confucian tradition, what does history suggest? The premise of Dr. Wang’s book is to address head on whether “cultural theories [which] argue that ideational factors … can transform the harmful effects of [state system anarchy] and have an independent effect of state behavior.” Therefore, China’s strategic behavior in the past should largely reflect and be explained by the cultural traditional of “Confucian pacifism.”

Confucian pacifism has four key features: a culture of antimilitarism, defensive grand strategy, the theory of just war and limited war aims. Antimilitarism suggests that China has a historic bias toward civil virtue over martial virtue as shown by its state promotion of Confucian ideology. Its tradition of nonviolence led it to favor a defensive grand strategy over aggressive expansion, relying on “cultural attraction” or the “benevolent way” as opposed to the Western tradition of the “hegemonic way.”

Even Confucius understood that military preparedness was important to state survival. However, he argued for “righteous war” (similar to Western just war), and suggested that force be used “only when defensive options are exhausted.” Confucius also maintained that force is justified “when the ruler of another state is morally depraved,” similar to the current theory of “humanitarian intervention.” Yet this should be punitive in nature, and not for the purpose of annexing territory or expansion. War aims should be limited to the restoration of the status quo ante, never for the total destruction of the enemy.

So does Chinese history bear out its Confucian pacifism? Dr. Wang looks at two periods in China’s history, the Northern and Southern Song Dynasty (960-1179 AD) and the Ming Dynasty (1368 – 1644 AD) and finds that “Confucian culture did not constrain the leaders’ decision to use force; in making such decision, leaders have been mainly motivated by their assessment of the balance of power between China and its adversary.” This largely aligns with the expectations of structural realism theory as opposed to cultural realism theory.

Dr. Wang argues that three themes emerge in Chinese history. First, “China’s decision makers frequently probed for weakness in the country’s adversaries and took advantage of it when found.” Imperial China was never reluctant to use force, nor did it use force only as a last resort. China is not as pacifist as some scholars (and its political leadership) would suggest.

Second, its use of coercive force largely correlated with its relative power position. When strong, Imperial China adopted “offensive-oriented” strategies. When it considered itself weaker, they sought to maintain a defensive posture and be more accommodating “while embarking on domestic reforms aimed at strengthening its military forces and improving its economy.” Indeed, court documents and transcripts indicate that officials would most often refer to Sun Tzu’s strategy of subduing the enemy without fighting only when in a position of weakness rather than as a matter of universal policy.

Finally, war aims were not limited to “defensive border protection” or “restoration of the status quo.” This was evident in both policy debates within the Imperial Court and in actual behavior. Indeed when China had to adopt a more defensive posture, this was less a cultural preference and more a result of insufficient offensive capabilities.

Great WallTake China’s construction of The Great Wall. This is often pointed to as an example of both Confucian pacifism and China’s historically defensive nature. However, Dr. Wang’s review of court transcripts on the decision making process and historical context that led to its construction paint a different picture. Construction of the today’s recognizable wall began in 1474 AD, during the Ming Dynasty, amid constant conflict with the Mongols. Debate amongst the Ming court showed a preference for launching an attack on the Mongols to recover lost territory and bring them to heel. However, they were constrained not by a cultural predilection for defensive strategy but rather a lack of offensive capabilities. Indeed, the Confucian traditionalists “lamented that a country as great as China should come under the mercy of the culturally inferior nomads” – themes that would be echoed by Chinese leadership today when recalling China’s “Century of Humiliation.” In short, an assessment of military weakness drove the Ming to build The Great Wall, not Confucian tradition.

Xi Jinping Confucius
Chinese President Xi Jinping addresses an international seminar to mark the 2,565th anniversary of the birth of Confucius, which is concurrent with the Fifth Congress of the International Confucian Association (ICA), at the Great Hall of the People in Beijing, capital of China, Sept. 24, 2014. (Xinhua/Huang Jingwen)

Dr. Wang’s historical study challenges the popular narrative of China’s historic cultural pacifism. This has implications for future relations between China, her neighbors and the United States, as China’s leaders use this Confucian tradition as a legitimizing mechanism of its peaceful development and growing military power. He ends his study by suggesting that “based on theory and history, China will gradually shift to an offensive grand strategy when it has accumulated sufficient power.”

Of course, one should not be fatalistic or succumb to historical determinism. Conflict need not be inevitable. However, while history does not repeat itself, it does rhyme. American policy makers (and our friends and allies around the world) would do well to consult Dr. Wang’s book.

About the Author:

LT Robert “Jake” Bebber USN is an Information Warfare officer assigned to U.S. Cyber Command and is a contributor to the CIMSEC NextWar Blog. His articles have appeared in Orbis, Proceedings, Small Wars Journal and elsewhere. Jake holds a PhD in Public Policy from the University of Central Florida. He is supported by his wife, Dana and their son, Vincent. The views expressed here are his own and do not reflect those of the U.S. Department of Defense, the U.S. Navy or U.S. Cyber Command. He welcomes your comments at jbebber@gmail.com.

No Strait for Aircraft Carriers

Earlier this year, United States Naval Academy Museum hosted a debate on the future of aircraft carriers (with parallel debate on twitter under #carrierdebate). It is a timely debate as the utility of aircraft carriers is under review in the face of the proliferation of Anti-Access/Area Denial (A2AD) systems. Critics argue that current aircraft carriers are too vulnerable in highly contested environments and too crucial to lose. Indeed, ever more precise, maneuverable, and swift anti-ship missiles (ASM) and silent submarines make certain types of environments overly prohibitive for aircraft carriers. However, this is not an entirely new situation. In fact, sending aircraft carriers close to coastlines and into the littorals has always been dangerous and against their designed purpose.

Ever since the commissioning of the ex-Varyag into the People’s Liberation Army Navy (PLAN) as the Liaoning (CV-16), speculations have taken place as to its tactical, operational, and strategic implications. With Taiwan classified as one of China’s “core interests”, and due to the protection (however ambiguous) offered by the US under the Taiwan Relations Act of 1979, Taiwan remains a prime hotspots with the potential to escalate into an all-out great power war. Thus, various analysts have engaged in discussions on the Liaoning’s role in a potential crisis over Taiwan. However, in doing so, it is better not to fall for the allure of focusing on the hardware capability over doctrine, tactics and the nature of the specific theater.

Harpoon anti-ship missile is launched from the Ticonderoga-class guided-missile cruiser USS Shiloh (CG 67) during a live-fire exercise. Image Credit: CC BY 2.0 Official U.S. Navy Page/Flickr.
Harpoon anti-ship missile is launched from the Ticonderoga-class guided-missile cruiser USS Shiloh (CG 67) during a live-fire exercise. Shilih is part of Japan-based Carrier Strike Group Five. Taiwan and Japan also posses Harpoon ASMs. Image Credit: CC BY 2.0 Official U.S. Navy Page/Flickr.

An examination of tactical and operational situations encountered by Carrier Strike Groups (CSG) through the Taiwan Strait reveals that adding a hypothetical Chinese carrier group’s presence does not augment existing the People’s Liberation Army Navy (PLAN)’s strategy. Instead PLAN doctrine relies on assets in the form of saturation missile attacks, submarines, fast missile boats and other Chinese A2AD elements. It is worth mentioning that these capabilities were already present in the the Taiwan Strait during the 1995-96 missile crisis. Being close to an enemy’s land-based assets poses a severe risk to the CSG’s survivability. Its combat effectiveness, is significantly diminished in the narrow waters of Taiwan Strait during high intensity combat conditions. In essence, the PLAN already had sufficient capabilities in place in 1996 such that sending a CSG into the Taiwan Strait would be a suicidal endeavor. The situation has only become more challenging for the US Navy in recent years not because the PLAN has acquired an aircraft carrier of its own, but rather due to the fact that China has greatly enhanced and modernized its existing A2AD capabilities.

The common reference to the 1996 deployment of aircraft carriers during the Taiwan Strait Missile Crisis as an indication of what could happen should the situation between China and Taiwan escalate into a shooting war suggests that there are two common misconceptions about the 1995-96 crisis. In late December’s piece for The Diplomat, Vasilis Trigkas presented interesting argument on the presence of aircraft carriers in the Taiwan Strait. In particular, he notes: 

Memories from 1996 – when Chinese missile tests in the strait prompted U.S. President Bill Clinton to order two fully armed carrier battle groups to pass through the Taiwan Strait – have shaped the strategic operational codes of the Chinese military and the Central Politburo. While China might have had the military resources to sink U.S. naval forces in its close periphery (quantity has a quality of its own) the strategic escalation that an attack against a U.S. carrier would trigger led Beijing to de-escalate. Since the importance of Taiwan’s reunification with the mainland remains an indispensible argument in the PRC’s rhetoric on the rejuvenation of the Chinese nation, China’s officials have long strategized about how to neutralize U.S. operational superiority in the event of a new strait crisis. The 2008 acquisition of an old Soviet aircraft carrier from Ukraine should be seen as an extension of this goal. This carrier is the missing piece in China’s strategic puzzle in its first island chain and adds new strategic variables to a Sino-U.S. clash over Taiwan.

First, contrary to popular belief, in March 1996 neither of the two deployed CSGs (Carrier Group Seven headed by CVN-68 Nimitz and Carrier Group Five centered around CV-62 Independence) entered Taiwan Strait (p. 110). Nimitz was deployed in the Philippine Sea ready to assist the Independence Battle Group deployed to the east of Taiwan. Indeed, earlier in December 1995 the Nimitz battle group did pass through the Taiwan Strait, but it was several months after Chinese first missile tests close to Taiwan in July 1995. Moreover, US officials back then believed that the passage went unnoticed by Beijing (p. 104).

Second, in 1995 and 1996, the issue at stake was Beijing displeasure with Taiwan’s effort to establish itself as a new democracy, demonstrated by then President Lee’s visit to Cornell University and the island’s first free presidential election in 1996. Beijing did not de-escalate because of the presence of the two CSGs but because it had made its point. However displeased the Chinese leadership was back then, no one has seriously contemplated further escalation. Moreover, China could very well have another motivation, testing the limits of US strategic ambiguity across the strait as they had tested the 1954 Taiwan-US defense alliance during the 1958 Taiwan Strait crisis. In that sense, deployment of two CSGs gave Beijing the indication that the US would indeed intervene should the Chinese Communist Party (CCP) decide to use deadly force against Taiwan.

Thus, the presence of the Nimitz and Independence CSGs in Taiwan’s proximity in 1996 should be understood as a symbolic gesture of the US commitment to the peaceful solution of cross-strait relations. It is doubtful that the acquisition of the Liaoning would deter Washington should it decide to demonstrate its resolve again. With the other assets that the PLA has been busy deploying in a meantime, now, that is all different story.

Trigkas argues that in 1996 the Chinese backed off because targeting US aircraft carriers would escalate the conflict out of proportion. Having an aircraft carrier and deploying it in advance of an intervening USN CSG would push the escalation ball to the US’ corner. Henceforth, it would be the US who would have to take the first shot because the Chinese CSG would block its way. Given that in 1996 the use of force was off the table and the crisis was all about making a political stance without intention to escalate, would a Chinese aircraft carrier prevent future US intervention by making itself too (politically) valuable to be attacked?

Not since World War II has the world seen any significant battle fought between rival carrier groups, and just as the carrier replaced the battleship through asymmetric means (the range of the onboard aircraft negated the firepower, speed and armor of a conventional battleship.), the effective counter to a CSG is unlikely another CSG, but instead a whole range of asymmetrical means such as strikes against its rear-echelon fast combat support ships (AOEs), land-based airpower or submarine warfare. Moreover, one need not send the aircraft carrier to the bottom, resulting in massive loss of lives of those on board, to neutralize the combat effectiveness of a CSG.

Tuo Jiang class missile corvette deployed by Taiwan could become major threat for PLAN's aircraft carriers. Image Credit: CC BY-SA 4.0 Larry41028/Wikimedia Commons.
Tuo Jiang class missile corvette deployed by Taiwan could become major threat for PLAN’s aircraft carriers. Image Credit: CC BY-SA 4.0 Larry41028/Wikimedia Commons.

Even if Chinese aircraft carriers were to become targets of the USN’s CSG, it would still be an unequal encounter for the PLAN, facing much more experienced USN CSGs with superior sortie rate and integrated defense. In such an encounter, the US Navy could inflict sufficient damage to incapacitate a Chinese aircraft carrier without actually sinking it. The best way to render an aircraft carrier useless is to limit the effectiveness of its air wing. Liaoning’s air wing is in this respect very modest totaling 30 J-15s fighter jets with compromised range, endurance and armament resulting from a lack of catapult launch systems. This number will most likely be higher for Liaoning’s successors, but the sortie generation rate accumulated through operational experience will take a lot longer to equalize. In comparison, Nimitz and Ford-class supercarriers typically carry 70-80 fixed wing aircraft and helicopters and their designs are much more flexible to accommodate various mission requirements.

Furthermore, the employment of a CSG in an open confrontation would run contrary to the tactics and culture consistently displayed by a sea-denial mindset influenced by the tradition of people’s war that informs so much of the CCP’s naval strategy (p. 37), prominently displayed during the Battle of Dongshan on 6 Aug 1965, where 11 PLAN torpedo boats and 4 patrol boats sunk 2 Taiwanese capital ships in 3 consecutive waves, resulting in 171 missing and 31 deaths, including the commander of the ROCN Second Fleet. The PLAN’s efforts towards becoming a Blue-Water Navy have undoubtedly changed its tactical mindset, but even then deployment of a Chinese aircraft carrier against Taiwan (and presumably against the USN) does not offer advantages that would outweigh the potential costs. If deployed outside of the A2AD protective cover, a Chinese CSG would be too weak to counter its US counterpart, and when deployed within A2AD cover, its capabilities are largely redundant.

Moreover, while the debate focuses on the political significance of sinking a US aircraft carrier, Beijing itself could ill-afford the political consequences of its CSG rendered impotent during combat in or close to the Taiwan Strait where potential adversaries such as Taiwan’s recently introduced Tuo Jiang class missile corvette could fully exploit its weaknesses. Indeed, should China deploy its CSG near Taiwan as a part of combat operations, USN would not need to fire a single shot and China’s capital ship could still end-up incapacitated or sunk. Taiwan’s sea and land-based anti-ship missiles represent a reverse A2AD significant challenge for China. 

Hence it is reasonable to conclude that the Chinese acquisition of the Liaoning and the further expansion of the Chinese aircraft carrier fleet, while significant, has very little direct impact on a potential crisis deployment in the Taiwan Strait. Instead one should look toward the prestige factor of presenting itself as a Blue Water Navy and a CSG’s value in prosecuting the territorial ambitions displayed by the Chinese government in recent times, e.g. in the South China Sea or the Diaoyutai/Senkaku Islands, where Chinese land-based airpower does not enjoy the same advantage as in the case of Taiwan-related contingency.

In a potential crisis across the Taiwan Strait, the PLAN’s goal would be better served through a deterrence formed by a combination of guided missiles destroyer-led surface action groups, land-based airpower utilizing supersonic ASMs coupled with over the horizon (OTH) targeting, and high-end attack submarines rivaling the low noise level of even US Seawolf-class SSNs. All of this could successfully prevent US reinforcements from accessing littoral regions of the theater (A2) and impede their movement along the First Island Chain (AD).

The aircraft carrier USS George Washington (CVN 73), center-right, leads the George Washington Carrier Strike Group and Japan Maritime Self-Defense Force ships in tactical maneuver training during Annual Exercise (AnnualEx) 13. Image Credit: CC BY 2.0 Official U.S. Navy Page/Flickr.
The aircraft carrier USS George Washington (CVN 73), center-right, leads the George Washington Carrier Strike Group and Japan Maritime Self-Defense Force ships in tactical maneuver training during Annual Exercise (AnnualEx) 13. Image Credit: CC BY 2.0 Official U.S. Navy Page/Flickr.

Aircraft carriers will maintain its role as a blue water force projector in the foreseeable future. Indeed, they are indispensable for a global sea-control navy tasked with missions to protect sea lines of communication. But the carrier battle groups were never meant to physically present itself in an environment similar to the Taiwan Strait. Granted, ASMs and submarines are problem on the open seas too but any potential opponents would be limited by the storage capacity of their onboard ordnance, with PLAN having limited ability of underway replenishment. In other words, open sea offers no advantage of a compressed engagement battlespace that littoral contestant such as China possesses against the limited range of present day CSG, bearing in mind that as China’s A2AD capabilities make it difficult for US Navy CSGs, PLAN’s own aircraft carrier faces the very same risk from the its neighbors, Taiwan included. 

Michal Thim is a Ph.D. candidate in the Taiwan Studies Program at the China Policy Institute (CPI), University of Nottingham, a member of The Center for International Maritime Security, an Asia-Pacific Desk Contributing Analyst for Wikistrat and a Research Fellow at the Prague-based think-tank Association for International Affairs. Michal tweets @michalthim.

Liao Yen-Fan is Taipei-based defense analyst specializing in airpower and Taiwanese military. He can be reached for comment at charlie_1701@msn.com.

The Potential for Panshih: Taiwan’s Expanding Maritime Role

Taiwan has long enjoyed a robust maritime force, intended to defend the island nation from threats both real and perceived across the Taiwan Strait. An arrangement under which the United States will deliver four Oliver Hazard Perry-class frigates for use by the Republic of China Navy (ROCN) will only serve to further enhance the country’s maritime power. But perhaps the most interesting development for maritime affairs in the Asia-Pacific region so far in 2015 is the delivery of the ROCS Panshih.

With a total displacement of 20,000 tons and a range of almost 15,000 kilometers, the supply ship Panshih will greatly contribute to the ROCN’s expeditionary capabilities, allowing Taiwan to contribute meaningfully to disaster relief or humanitarian operations anywhere in the region. Historically, Taiwan has lacked this capability, fielding only the ROCS Yuen Feng, a troop transport. Although the ROCN has operated another supply ship for some years, ROCS Wu Yi, the Panshih is significantly larger and possesses much more advanced medical facilities. Reportedly, the Panshih is also only the first of its class – a second ship of an identical design is expected for the ROCN in the next few years.

These ships may soon cruise the seas in a Taiwanese effort to replicate the successes of China’s maritime diplomacy. The Peace Ark, a hospital ship in service with the People’s Liberation Army Navy (PLAN), has toured extensively since its commissioning in 2008. For example, the Peace Ark was deployed to assist the Philippines in recovering from Typhoon Haiyan in November 2013, and later was an important component of the Chinese participation in the Rim of the Pacific Exercise (RIMPAC) 2014. Port visits and participation in such multilateral operations enhance China’s “soft power”, whereas observers note that Taiwan has been sidelined for the most part in regional diplomatic affairs. Pursuing a similar theme to China’s charm offensive could be just the remedy to Taiwan’s isolation.

A port of the flight deck on the Panshih.

Yet there is one catch to the Panshih’s particular design. The vessel boasts some offensive capabilities, including a Phalanx close-in weapons system, a 20mm Gatling gun, short-range Sea Chaparral surface-to-air missiles, several .50 calibre machine guns, and 30mm turrets. In contrast, the Berlin-class auxiliary ships employed by the Germany Navy, and which the Royal Canadian Navy will also soon employ as the Queenston-class, have only four MLG 27mm autocannons for defence. China’s Peace Ark is entirely unarmed. While the Panshih’s armaments grant it operational flexibility, they also undermine the vessel’s capacity to act as a soft power tool.

Perhaps the most ideal role for this vessel in the future will be to join relief operations in unstable environments. Taiwan has not contributed much in this area in previous years, with the ROCN focusing almost entirely on defending the Taiwanese coastline from threats across the strait. But there is one success story: in 2011, Taiwan initiated some participation in the European Union’s Operation Atalanta. This constituted an important contribution to international efforts against piracy in the Gulf of Aden and the Indian Ocean. But this is the lone case of active engagement by the ROCN in any initiative beyond the Taiwan Strait. The Panshih could grant Taiwan more options in this regard, since the deployment of fully fledged combat vessels to an area like the Gulf of Aden could be viewed by domestic audiences as weakening Taiwan’s coastal defenses or otherwise as a misuse of Taiwanese defense resources. A supply ship could be more readily spared so far as the public is concerned.

Lending credence to the idea that the Panshih will be used to support humanitarian operations in failed or failing states, the vessel also has impressive hangar space, capable of storing up to three helicopters. The Taiwanese media has focused on the capacity for the ship to serve as a takeoff and landing platform for anti-submarine helicopters, but it is also certainly possible for the ship to serve as a base for transport helicopters ferrying supplies and specialized personnel to inland locations, while also bringing back patients requiring intensive care at the Panshih’s onboard medical facilities. The ROCN’s 19 Sikorsky S-70C(M) Thunderhawk helicopters offer some possibilities in this regard.

In any case, the ROCN now has in its possession a versatile ship. What remains to be seen are how the ROCN will put it to use in the coming years and to what extent this will reflect Taiwanese foreign policy priorities. With such a sophisticated vessel, it would be a shame for Taiwan to keep it docked as backup for a regional conflict that might never, and hopefully will never, come.

Paul Pryce is a Research Analyst at the Atlantic Council of Canada. His research interests are diverse and include maritime security, NATO affairs, and African regional integration.

This article can be found in its original form at offiziere.ch and was republished by permission.

An ASEAN Maritime Alliance?

The year 2014 brought new tensions to the South China Sea, particularly as Chinese authorities sought to establish a series of island-like structures in the midst of the disputed Spratly Islands. Such provocative actions, however, are unlikely to generate sufficient political will among the other countries of the region to establish a Political-Security Community under the auspices of the Association of South East Asian Nations (ASEAN) by the 2015 deadline. But were this collection of ten countries to pool their resources into a security community or even a security alliance, it would be an impressive force and a potential deterrent to aggression in the South China Sea.

In particular, it is worthwhile noting the relative strength of ASEAN coastal defence forces. Some member states, such as Indonesia, possess respectable ‘blue water’ navies, that is to say, they have larger vessels capable of operating in deep waters and engaging in long-range standing battles. Other ASEAN countries, such as the Philippines, have considerable ‘brown water’ navies,  forces consisting of small patrol boats which can cruise inland waterways and the shallow waters that weave between tight-knit island chains. But the varied nature of the waters disputed in the South China Sea particularly requires the flexibility offered by corvettes.

Generally, corvettes fall between the Royal Canadian Navy’s Halifax-class frigates and Kingston-class coastal defence vessels in size. But there is much debate as to what constitutes a contemporary corvette. For example, the Royal Omani Navy calls its Khareef-class vessels ‘corvettes’ even though the displacement of each vessel in the class is approximately 2,660 tons. Recent advancements in shipbuilding have also allowed the US Navy to introduce new vessels with substantial displacement but with shallower drafts, meaning the new USS Liberty can approach closer to coastlines than the similarly sized but older Oliver Hazard Perry-class frigates.

For the purposes of this analysis, only those vessels with a displacement greater than 100 tons but less than 1,700 tons will be considered corvettes. China’s maritime forces, the People’s Liberation Army Navy (PLAN),  has a substantial number of vessels in this range deployed to Hong Kong and a network of naval bases off the South China Sea. 12 Jiangdao-class corvettes (1,440 tons) are the workhorses of this maritime presence in the region and China may possibly add 3 more vessels of this class by the end of 2015. Beyond the Jiangdao-class corvettes, PLAN’s southern presence includes six Houjian-class missile boats (520 tons) and approximately 80 other missile boats and gunboats of various classes and ranging in displacement from 200 to 480 tons each. This vastly exceeds the quantity and quality of vessels any individual Southeast Asian country could bring to bear in a conflict. But ASEAN’s combined maritime forces could meet the challenge presented by a limited PLAN offensive.

Brunei in particular has emerged as a promising new maritime actor in the region, even actively participating in the 2014 edition of the Rim of the Pacific Exercise (RIMPAC). The Royal Brunei Navy acquired four specially built Darussalam-class offshore patrol ships (1,625 tonnes) from the German shipbuilder Luerssen-Werft, which replaced Brunei’s previous coastal defence workhorse, the Waspada-class fast attack craft (200 tonnes). The Waspada-class vessels have since been decommissioned and donated to Indonesia to be used for training purposes. The introduction of the Darussalam-class greatly upgrades Brunei’s defence capabilities and it will be of interest for Southeast Asian observers to see how Brunei further pursues the modernization of its forces.

The Republic of Singapore Navy has much in the way of heavier frigates and submarines to defend its unique position by the Strait of Malacca, one of the world’s most significant shipping routes. Its corvette-like vessels are also impressive, six Victory-class corvettes (600 tonnes) and 12 Fearless-class offshore patrol ships (500 tonnes), but they are certainly not as new as some of the vessels boasted by Singapore’s neighbours. The Victory-class was acquired in 1990-1991 while the Fearless-class was introduced between 1996 and 1998. Therefore, it will also be of interest to see whether Singapore seeks to obtain any newer vessels which can serve as a bridge in capabilities between the Victory-class corvettes and the heavier Formidable-class frigates.

dsc_5220It is Thailand, the Philippines, and Indonesia that boast the largest complements of corvettes in the region, however. The Royal Thai Navy’s coastal defence is led by two Tapi-class corvettes (1,200 tons) and two Pattani-class offshore patrol ships (1,460 tons), which are joined by two Ratanakosin-class corvettes (960 tons), three Khamrosin-class corvettes (630 tons), three Hua Hin-class patrol boats (600 tons), six PSMM Mark 5-class patrol boats (300 tons), and 18 smaller patrol boats and fast attack boats of varying capabilities but all rather aged. The Philippines and Indonesia both have vast island chains within their respective territories, requiring corvettes and smaller patrol vessels just as much for counter-trafficking and counter-piracy operations as for countering conventional maritime forces. The Philippine Navy possesses one Pohang-class corvette (1,200 tons), two Rizal-class corvettes (1,250 tons), nine Miguel Malvar-class corvettes (900 tons), and three Emilio Jacinto-class corvettes (700 tons). Indonesia tops out ASEAN’s array of corvettes with three Fatahillah-class corvettes (1,450 tons), 16 Kapitan Patimura-class corvettes (950 tons), and 65 other missile boats and gunboats with a displacement of approximately 100-250 tons.

Yet it is unclear how much of their forces Indonesia or the Philippines would be able to deploy in the midst of a South China Sea conflict. As mentioned previously, many of these vessels have been used practically as inland patrol vessels. There are also some potential weak links in the chain should ASEAN establish some form of formalized maritime alliance. The Royal Malaysian Navy only offers four Laksamana-class corvettes (675 tons) and an array of 16 smaller missile boats and gun boats that could generally only be used to harass Chinese forces. Burma certainly has an impressive force in its own right – consisting of three domestically produced Anawratha-class corvettes (1,100 tons), six Houxin-class missile boats (500 tons), 10 5 Series-class missile boats (500 tons), and 15 Hainan-class gunboats (450 tons), but the military junta has already demonstrated that it will remain aloof from territorial disputes in the South China Sea and generally supports China’s policy toward Southeast Asia.

The Royal Cambodian Navy is in shambles, consisting solely of five outdated Turya-class torpedo boats (250 tons), five Stenka-class patrol boats (250 tons), and a lone Shershen-class fast attack boat (175 tons). But Cambodian authorities would be just as disinclined to engage in defence sharing as their Burmese counterparts. During Cambodia’s 2012 ASEAN chairmanship, Cambodian officials consistently interfered in efforts by other ASEAN member states to reach a common position on the South China Sea’s territorial disputes. Given the understanding on security issues shared between Cambodian and Chinese officials, as well as China’s status as Cambodia’s largest source of foreign investment and aid, it is apparent that Cambodia has relatively no need for the security guarantees ASEAN could provide as a regional counter-balance to China.

Vietnam is the unpredictable factor in the region. The Vietnam People’s Navy has a few corvettes of its own, including a Pauk-class corvette (580 tons), eight Tarantul-class corvettes (540 tons), and 23 patrol ships with displacements ranging from 200 to 375 tons. The Vietnamese government has also ordered two more TT-400TP gunboats (450 tons) from domestic shipbuilders with delivery expected in late 2015 or early 2016. This leaves Vietnam with a force perhaps not as sizable as that of Indonesia or the Philippines but with greater capacity to intervene should China seek to settle territorial disputes with Vietnam by force.

As Malaysia will hold the 2015 Chairmanship of ASEAN, the prospects for a maritime force in support of the bloc’s proposed Political-Security Community will depend to some degree on whether Malaysian officials will be willing to show leadership. If Malaysia looks to acquire new vessels and insists on placing maritime security on the agenda of upcoming ASEAN meetings, some arrangement could be struck by the end of the year. But this will require artful diplomacy, especially in the face of Burmese and Cambodian opposition. With Malaysian officials speaking predominantly about the need for a single market in the region and promoting a conclusion to negotiations regarding the Regional Comprehensive Economic Partnership, such a drive for maritime security may not be forthcoming.

Paul Pryce is a Research Analyst at the Atlantic Council of Canada. His research interests are diverse and include maritime security, NATO affairs, and African regional integration.

This article can be found in its original form at the  
NATO Council of Canada and was republished by permission.