The Evolution of Soviet Views on Fleet Air Defense, Pt. 2

The following originally appeared in the summer 1985 edition of the Naval War College Review and is republished with permission. Read it in its original form here. Read Part One here.

By Floyd D. Kennedy Jr

Impact of the Falklands/Malvinas War

The Anglo-Argentine war in the South Atlantic initiated a barrage of Soviet articles. After an initial spate of polemics on British imperialism, the naval literature assumed a much more analytic tone, and a parade of distinguished Soviet authors addressed a variety of technical and operational issues, primarily in the pages of Morskoy sbornik. Most of these articles focused on electronic warfare and air defense.

As is the case of so many important issues elaborated in the pages of Morskoy sbornik, the first major article was a tutorial. In the November 1982 issue, Rear Admiral-Engineer G. Popov discussed the role of electronic systems in the activities of naval forces, the basic principles of electronic warfare, and their importance to air defense.21 He was followed in the same issue by Rear Admiral I. Uskov, who discussed the importance of surface ships to the operational success of the British effort. Uskov’s conclusions, however, focused not on the importance of surface ships but on the necessity to provide ship formations with reliable and effective air defense:

“The Anglo- Argentine conflict showed with full clarity. . . that under modern conditions no ship is capable of effectively carrying out assigned missions without reliable air cover. The lack of aircraft carriers with long-range radar detection and control aircraft in the English formations was the reason for large losses of ships and vessels.”22

Citing “foreign specialists,” Uskov continued, “. . . low-flying anti-ship missiles may be successfully combatted if ships are armed with short-range SAM systems with minimal reaction times and automated antiaircraft gun systems.” On his own authority, he asserted that electronic warfare was extremely successful in ASMD: “In all cases when English ship captains promptly used passive jamming, the attacks of Argentine anti-ship missiles were unsuccessful, as a rule.”23

Rodionov and Novichkov reappeared as authors in the December 1982 Morskoy sbornik, where they provided a detailed, though not totally accurate, account of Argentine air attacks and British air defense dispositions during the war.24 They were joined in the January 1983 issue by Captain Second Rank Ye. Nikitin in an extensive evaluation of the electronic warfare lessons learned from the conflict. The three authors contended that because the British had no AEW organic to their naval groupings, they were forced to make exceptionally wide – and, in the case of chaff, often wasteful – use of softkill capability to combat the Argentine anti-ship missile threat. This experience pointed to specific improvements that should be made to existing systems. The two most important being the adoption of automatic systems that can rapidly switch from one form of ASMD (against radar seekers) to another (against infrared or laser seekers), and the installation of completely automated antiaircraft missiles and guns with a high rate of fire.

Rodionov et al. concluded the article with their version of the Royal Navy’s own recommendations for improving British ASMD. These recommendations were as follows:

  • Equipping naval groups with AWACS [sic] aircraft
  • Creating an AEW remotely piloted vehicle or tethered aerostat to perform the AWACS mission
  • Improving active and passive ECM systems for countering ASMs
  • Equipping carrier groups with long-range, highly maneuverable interceptors to keep the enemy at great distances from their targets (the British Sea Harrier was effective only in close-in air battles)
  • Improving the ability of VTOL aircraft to intercept low-flying targets by modifying their air-intercept radars and equipping them with advanced air-to-air missiles (AAMs)
  • Developing more effective long-range, surface-to-air missiles (SAMs)
  • Deploying more antiaircraft gatling guns on ships
  • Improving shipboard damage control capabilities.25

Inasmuch as the Soviet fleet has systems similar to those in the Royal Navy, the above recommendations could apply equally to the Soviet development efforts. Particularly appropriate was the suggestion that VTOL aircraft be armed with AAMs – Forgers with AA-8 Aphid missiles on wing hardpoints were observed for the first time on board the VTOL carrier Minsk in the Indian Ocean in December 1982.

1986 – A Yak-36 Forger aircraft parked on the stern of the Soviet aircraft carrier Minsk. (Photo via U.S. National Archives)

In an article authored independently for the Soviet military newspaper Krasnaya zvezda (Red Star), Nikitin reemphasized the difficulties that confronted the British because they lacked AEW aircraft.26 The Baltic Fleet Commander in Chief Admiral I. Kapitanets echoed this theme in the February 1983 Morskoy sbornik, writing that NATO naval specialists had concluded that early warning about the air threat is basic to a successful defense against it. Using Western military surrogates Kapitanets also asserted that “‘the mission of antiaircraft and antimissile defense can be accomplished successfully only through the comprehensive employment of various means of electronic warfare and fully automated air defense, missile, and gun systems with a short ‘reaction time’ and high fire density.” He qualified this last statement with the observation that EW did not seem to deter “old” aviation tactics such as low-altitude bomb and rocket attacks.27

As if to provide historical underpinnings for Kapitanets’ assertions, Vice Admiral K. Stalbo, supposedly another ghost writer for the Soviet Navy’s commander in chief, reviewed in the same issue of Morskoy sbornik the performance of World War II fighter aviation in support of Soviet fleet operations. At one point Stalbo was critical about Soviet World War II resource allocations that could have a modern corollary,

“The air forces of the fleets did not possess special long-range fighters that to some degree would have compensated for the lack of carrier-launched fighter cover. Because of the absence of long-range fighters, the fleets were provided only with frontal aviation (tactical) fighters, and this fact greatly narrowed the opportunities for the combat employment of surface vessels.”28

He concluded that the experience of World War II correctly defined the role and place of Soviet Naval Aviation in general and by implication tactical fighter aviation within SNA, causing it to develop after the war as one of the main branches of the navy.

In a continuing equivalent of a Western “media blitz” N. Novichkovy, like his coauthor Nikitin, reiterated his Morskoy sbornik article’s main points in another publication, this time a two-part series in the February and March 1983 issues of Aviatsiya i kosmonavtika, the journal of the Soviet Air Forces. Novichkov again emphasized the British shortcoming in airborne early warning and paraphrased the prescriptions with which he, Rodionov, and Nikitin had concluded their January 1983 article. Novichkov also repeated the recommendation he and Rodionov had made in their May 1978 article for increased employment of helicopters in the ASMD role. He noted that the British had adapted some Sea King helicopters to the AEW mission, deploying them immediately after the Falklands crisis, and were discussing improvements to helicopter self-defense capabilities.29 Another naval author repeated these points in a March 1983 article in Zarubezhnoye voyennoye obozreniye (Foreign Military Review) in an apparent effort to reach a different segment of the military audience.30 The same issue carried an article on the American LAMPS helicopter system, emphasizing its ASMD role.31

In 1983, additional articles on ASMs or ASMD appeared in the April issue of Zarubezhnoye voyennoye obozreniye and the April and November issues of Morskoy sbornik. None provided additional insight into Soviet thinking on the subject, but the repetitious nature of the articles illustrated Soviet concern.32

The January 1984 Morskoy sbornik carried three articles on anti-ship missiles and fleet air defense. The first described the Israeli Gabriel air-launched ASM and noted that because the missile is compatible with the A-4 Skyhawk attack aircraft used by a number of nations, the Gabriel probably will “find wide distribution and markets.”33 Another article looked at the operational utility of employing helicopters as AEW platforms for ASMD, using the Falklands/Malvinas war as an illustration of what can happen without such a system.34

2005 – A Russian Navy KA-31 airborne early warning (AEW) helicopter. (Photo via Wikimedia Commons)

The most significant of the three January articles was the only one with a byline, that of Captain First Rank-Engineer A. Partala and Senior Lieutenant-Engineer N. Partala. Returning to the topic covered the previous January by Rodionov, Nikitin, and Novichkov, the Partalas justified this repetition by explaining that the information available to the earlier authors was often erroneous. In essence, the Partalas claimed that the South Atlantic war demonstrated that air defense weapons have very low effectiveness against ASMs, especially “with the mass missile strikes typical of modern warfare,” a situation that did not exist off the Falklands. “The possibility of providing reliable protection to combatants against strikes by a large number of missiles by the use of air defense weapons appears more and more doubtful to foreign authors in light of the Falklands experience.”

The solution to this dilemma, according to the authors, was the expanded employment of electronic warfare, because EW did not suffer from limitations such as rate of fire and missile saturation. They quoted foreign specialists as believing “that ECM capabilities can provide for the diversion of more than 80 percent of the attacking anti-ship missiles” no matter what the number. The Partalas then recommended, through their foreign surrogates,

“an acceleration in practical implementation of a number of measures that EW specialists pointed out long ago. They include in particular the equipping of ships of all types with active jamming capabilities, an improvement in means of passive jamming, increased speed of EW capabilities, and use of deck-based helicopters and aircraft equipped with radar and active and passive jamming warning gear for the protection of combatants.”35

The Partalas’ article, therefore, took issue with the earlier Rodionov et al. article that advocated a number of expensive weapon system improvements, as well as improvements in shipboard EW. The Partalas asserted that weapons may be fine for limited engagements, but only electronic warfare can be effective against massive missile attacks. The key to ASMD, according to the authors, was EW and AEW, not weaponry.

Only one more Morskoy sbornik article addressed ASMs or air defense through the middle of 1984, and it simply described Norwegian tactics for the airborne launch of the Penguin anti-ship missile.36 An article on trends in air defense in local wars in the February Voyenno-istoricheskiy zhurnal was directed to continental rather than maritime PVO. Nevertheless, some of its conclusions coincided with recommendations of naval authors for improving maritime air defense. According to the authors, the speed of warning about air attacks had acquired such importance that automation of the collection, processing, and distribution of intelligence was vital. Also, combat experience in local wars had confirmed the need for echeloned PVO in depth with antiaircraft artillery and EW for close-in and low-level defenses, surface-to-air missiles (SAMs) and artillery for medium altitudes, SAMs for high altitudes, and fighter aviation beyond and in the spaces between SAM complexes.37 This preferred configuration for land-based PVO could well provide a model for naval officers like Rodionov, Nikitin, and Novichkov who advocate long-range ship-based interceptors and improved missile and gun defenses.

1980 – A Soviet Kashin-class destroyer underway. (Photo via U.S. National Archives)

Two distinct developments have influenced Soviet views on fleet air defense. The first is the steadily expanding operations of Soviet surface forces outside the air defense umbrella of land-based interceptors. The second is Western development of a qualitatively new class of weapons-small, sea-skimming cruise missiles.

The Falklands/Malvinas war demonstrated to the Soviets what could happen to their own navy if exposed to ASM attack while deployed. British deficiencies were remarkably similar to Soviet deficiencies in AEW and ASMD weaponry. But the British demonstrated an expertise in ECM that the Soviets do not have and successfully defended ships that would likely have been lost had they been Soviet. The war in the South Atlantic brought to life a threat that some Soviets had been concerned about since the late 1970s. As indicated by Soviet literature, the ASM threat received intensive high-level attention after 1982 as the primary fleet air defense problem.

Soviet authors agree unanimously on some methods of improving anti-ship missile defense, but not on others. Electronic warfare had no detractors. Automation of the collection, processing, and dissemination of information and self-defense weaponry was similarly popular. Most authors cited airborne early warning, preferably on a helicopter, as a prerequisite for any kind of ASM defense.

Disagreement appears to center on the requirement for long-range interceptors and AEW airplanes for fleet air defense. Stalbo’s allusion to an unfulfilled World War II need for long-range naval fighters as compensation for the absence of carriers in the Soviet Navy probably was a thinly veiled criticism of those who would deny the Soviet Navy modern carriers and accompanying air wings for fleet air defense. The earlier article by Tomokhovich seemed to argue that carriers were too vulnerable to provide effective bases for fleet air defense because they required enormous resources for their own self-protection. The two Partalas later implicitly supported this line of reasoning by arguing for increased ECM capabilities and against new weaponry for anti-ship missile defense. The argument over the existence of carriers in the Soviet fleet appears moot with the confirmed construction of a large-deck carrier in the Nikolayev shipyard near the Black Sea, but it may simply have shifted focus to the number of such carriers required.

1988 – A port view of the Soviet Kiev-class VSTOL aircraft carrier BAKU (CVHG 103) underway. (Photo via U.S. National Archives)

V’yunenko’s 1982 article on directed energy weapons in the fleet system of ASMD is intriguing in that the concept has not been discussed elsewhere in Soviet naval literature, even in passing. The same is true of Rodionov and Novichkov’s article on airships as AEW platforms for fleet air defense. Both of these concepts are viable and may be in development. The likelihood of the latter concept reaching production probably is considerably less than the former, because several competitors to airships (AEW helicopters and AEW airplanes operating from aircraft carriers) appear more popular among the authors reviewed. Directed energy weaponry, on the other hand, has little competition in its class of destruction potential.

Judging by the literature, the 1990s’ fleet air defense system of the Soviet Navy will include a multitude of new systems: a big-deck carrier with long-range fighters and AEW airplanes embarked, AEW and ASMD helicopters dispersed throughout the surface combatant fleet, enhanced and automatic ECM, and perhaps a rudimentary directed energy ASMD system. The Soviets are very much concerned about the Western anti-ship missile threat, and if they are to continue to employ their navy as an instrument of national power, such defensive systems are an absolute necessity. Countering them is no less a requirement for Western air and naval forces.

Commander Kennedy is a professional staff member of the Center for Naval Analyses and maritime editor for National Defense. He publishes widely on US and Soviet naval and aeronautical affairs.

Notes

21. G. Popov, “The Role of Electronic Systems in the Activities of Navy Forces,” Morskoy sbornik, November 1982, pp. 75-77.

22. Ibid.

23. I. Uskov, “Lessons of the Anglo-Argentine Conflict and the Role of Surface Ships in Conflict at Sea,” Morskoy sbornik, November 1982, pp. 87-92.

24. B. Rodionov and N. Novichkov, “The Tactics of Air Operations Against Ships,” Morskoy sbornik, December 1982, pp. 80-87.

25. B. Rodionov, Ye. Nikitin, and N. Novichkov, “Electronic Warfare in the South Atlantic,” Morskoy sbornik, JJanwary 1983, pp. 77-85.

26. Ye. Nikitin, “Colonial Adventure in the South Atlantic,” Krasnaya zvezda, 14 January 1983, p. 3.

27. [. Kapitaners, “The Navy’s Role in the Anglo-Argentine Conflict,”” Morskoy sbornik, February 1983, pp. 14-20.

28. K. Statbo, ”Experience in the Use of Naval Aviation in che Great Patriotic War,” Voyennoistoricheskiy zhurnal, February 1983, pp. 25-30, trans. in JPRS 83387 (Washington: 3 May 1983).

29. N. Novichkov, “Combat Aviation in the Anglo-Argentine Conflict,” Aviatsiya i kosmonaviika, February 1983, pp. 46-47 and March 1983, trans. in JPRS 84165 (Washington: 22 August 1983), and JPRS 84063 (Washington 8 August 1983), respectively.

30. Yu. Galkin, “Air Defense of British Expeditionary Forces (During the Anglo-Argentine Conflict),” Zarubezhnoye voyennoye obozreniye, March 1983, pp. 64-67, trans. inJPRS 83591 (Washington: 2 June 1983).

31. M. Panin, “LAMPS System,” Zarbezhnoye voyennoye obozreniye, March 1983, pp. 67-72, trans. In JPRS 83591 (Washingcon: 2June 1983).

32. B. Semenov, “Anti-Ship Missiles,” Zarubezhnoye voyennoye obozreniye, April 1983, pp. 64-69, trans. In JPRS 83735 (Washington: 22June 1983), A. Partala and N. Partala, “Electronic Warfare Capahilities of Guided Missile Patrol Boats,” Morskoy sbornik, April 1983, pp. 81-84; N. Partala, “U.K. Shipboard Missile-Attack Warning Station,” Morskoy sbornik, November 1983, pp. 75-76; N. Kabalin, “Using the Land-Based Tomahawk Against Ships,” Morskoy sbornik, November 1983, pp. 81-83.

33. “Gabriel Antiship Missiles (Naval Officer Reference Data),”‘ Morskoy sbornik, January 1984, pp. 29-31.

34. “Long-Range Radar Detection Helicopters in the Ship Antiinissile Defense System,” Morskoy sbornik, January 1984, pp. 86-87,

35. A. Partala and N. Partala, “Electronic Warfare Against Antiship Missiles,” Morskoy sbornik, ]January 1984, pp. 82-85.

36. “The Tactics of Aerial Use of Penguin Antiship Missiles,” Morskoy sbornik, March 1984, pp. 87-91.

37. A. Kozhevnikov and T. Mikicenko, “On Certain Trends in the Development ofAir Defense in Local Wars,” Voyenno-istoricheskiy zhurnal, February 1984, pp. 59-64, trans. in JPRS-UMA-84-036 (Washington: 7 May 1984).

Featured Image: 1986 – An aerial port bow view of the Soviet aircraft carrier MINSK (CVHG), center, and a Boris Chilikin class oiler during an underway replenishment. (Photo via U.S. National Archives)

Sea Control 497 – Citizen Sailors with Joshua Taylor and Scott Humphrey

By Walker Mills

Capt. Joshua Taylor, USN, and Scott Humphrey, a Colonel in the Air National Guard, join the program to talk about their recent essay “Citizen Sailors: The Missing link in Maritime Force Structure.” They discuss the history of maritime militia in the United States, the potential for a new maritime militia, and challenges to its recreation. 

Captain Joshua Taylor is an Indo-Pacific foreign area officer currently serving as a military faculty member at the Daniel K. Inouye Asia-Pacific Center for Security Studies. Colonel Scott Humphrey, ANG, is a master air battle manager currently serving as chief of international affairs for the National Guard Bureau.

Download Sea Control 497 – Citizen Sailors with Joshua Taylor and Scott Humphrey

Links

1. “Citizen Sailors: The Missing link in Maritime Force Structure,” by Joshua Taylor and Scott Humphrey, War on the Rocks, November 15, 2023. 

2. “The U.S. Navy Needs Its Own Bonds to Be Ready for China,” by Joshua Taylor, Foreign Policy, November 5, 2021. 

Walker Mills is Co-Host of the Sea Control podcast and a Senior Editor for CIMSEC. Contact the podcast team at Seacontrol@cimsec.org.

This episode was edited and produced by Jim Jarvie.

Sea Control 496 – Naval Presence and the Interwar US Navy with BJ Armstrong

By Jared Samuelson

CAPT Benjamin “BJ” Armstrong joins the program to discuss naval presence and the U.S. Navy in the interwar period. CAPT Benjamin “BJ” Armstrong, USN, is a former search and rescue helicopter pilot and associate professor of war studies and naval history at the U.S. Naval Academy.

Download Sea Control 496 – Naval Presence and the Interwar US Navy with BJ Armstrong

Links

1.  Naval Presence and the Interwar US Navy and Marine Corps, Forward Deployment, Crisis Response, and the Tyranny of History, by Benjamin Armstrong, Routledge, 2024.

2. Sea Control 239 – Things Done By Halves with Dr. BJ Armstrong, CIMSEC, April 11, 2021. 

3. Sea Control 311  – Developing the Naval Mind with BJ Armstrong and John Freymann, CIMSEC, January 20, 2022. 

4. Sea Control 209 – Learning War with Trent Hone and Sebastian Goldstein, CIMSEC, November 1, 2020. 

5. Military Innovation in the Interwar Period, by William Murray and Allan Reed Millett (eds), Cambridge University Press, August 13, 1998.

Jared Samuelson is Co-Host and Executive Producer of the Sea Control podcast. Contact him at Seacontrol@cimsec.org.

This episode was edited and produced by Andrew Frame.

A Modest Proposal for Improving Shipyard Production and Repair Capacity

By Ryan C. Walker

Popular history and historians in public service have encouraged the public to view the production capacity of the United States during as World War II (WWII) as a “miracle.”1 The production was recognized by the Allies as pivotal to victory and the first studies appear to have sought to understand the process behind the miracle. Academic interest in the subject dates at least to 1956, when Francis Walton wrote the book that likely coined the term, Miracle of World War II: How American Industry Made Victory Possible.2 Research did not end there, however, as Alan L. Gropman wrote a McNair Report in 1996, Mobilizing US Industry in World War II: Myth and Reality, which sought to dispel notions of a spontaneous miracle and identify how this process occurred. Gropman believed the importance of dispelling the “halo” surrounding the production was identifying the constituent causes as:

“…there were enormous governmental, supervisory, labor-management relations and domestic political frictions that hampered the effort—and there is no reason to think that these problems would not handicap future mobilization efforts. With enormous threats looming in the mid 1930s and increasing as Europe exploded into war at the end of the decade, the United States was in no way unified in its perception of the hazards, nor was there any unity in government or business about what to do about it.”3

Gropman identified one of his primary influences as Gary E. Weir.4 Weir has been one of the primary influences in identifying these processes specifically for shipyards and submarine production, with his focus on 1940-61.5 Weir argues the “wartime blend of naval, industrial, and scientific resources,” would eventually coalesce into what he termed the “naval-industrial complex,” which was a result of “[t]he wartime blend of naval, industrial, and scientific resources,” that constituted modern submarine construction.6 The previous focus of these studies has been macro-observations, centering primarily on the larger players, but the problems of today seem to match closely to the problems facing the USN in the 1930s, potentially offering insight into solutions of the present context.

The current production of ships, particularly submarines, has become a subject of interest as geopolitical circumstances become increasingly uncertain. Solutions to increase shipyard productivity, which include building new facilities in Lorain County, Ohio, are primarily long-term solutions that seek to reverse the post-Cold War atrophy of the defense industrial base and are hindered by the necessity of building supply chains for new Naval-Capital Towns.7 As investment has maintained a smaller industrial base since 1991, for the foreseeable future, the shipyards that are producing and repairing today are all that can be reasonably depended on in the short-term (3-5 years). The United States can do well by recognizing this fact and looking at alternative methods to increase production in existing areas, such as returning to shift work seven days a week on a modified Dupont schedule used in facilities requiring 24-hour support. The modification would be the shift work time availability and switching to a gold-blue crew working two 10-hour first and second shifts, on a four day on/four day off schedule, henceforth referred to as an 8-4-2-10 schedule (eight-day work week, four days per crew, two primary shifts working ten-hour days).

The Challenges to Navigate and Consider

A shipyard, particularly for submarines that fall under SUBSAFE requirements, is one of the most complex production environments. The shipyard worker is employed in a dynamic environment including challenges such as limited spaces; ventilation; exposure to the elements; or the heat and cold associated with an interior of a ship that does not have services to control atmosphere. Further, maritime industries are a relatively unknown niche that only directly or indirectly employed 393,390 people in the United States during 2020, of which 83.1 percent of the directly employed were concentrated in ten states.8 Due to the declining significance and lack of prestige associated with blue-collar work, shipyards that need workers such as General Dynamics Electric Boat have resorted to hiring on the spot and creating elaborate advertisement outreach campaigns. Thus, compounding the shipyard shortage is a shortage of laborers willing to work on a shipyard in any capacity (directly onsite or supporting).9

Creating any solution must be palatable to a variety of stakeholders, Federal, State and Local governments, business and organizational interests, and labor interests. For any radical departure from the status quo outlined in this work, concessions must be made to all stakeholders. For government and naval officials, this proposal would assume a higher expenditure for funds that are already tightly spread amongst the Department of the Navy. For business interests, the schedule will interrupt long-standing processes and require a new business environment, the type of overhaul that necessitates organizational unrest. Similarly, labor interests will have to change their normal work schedule of eight hours, five days a week, with a rigid weekday and weekend divide (which has come under recent pressure anyway). Recognizing these challenges and then designing collaborative strategies that find true win-wins among the stakeholders is a major goal of this article and is meant to be thought-provoking rather than a delineation of true guidelines.

The Miracle of Production was fuelled in no small part by hard work and coordination at all levels of production, from the apprentice standing a Firewatch to the Admirals who oversaw the programs, getting an increase in production today will likely require a similar level of shiftwork, dedication, and expense seen in the previous era. There is a defense industrial base to build on today, and the USN, private shipyards, and policymakers would do well to seek to maximize the current output in addition to planning new facilities. The shift work this article seeks to create is similar to the nearly around the clock production seen in World War II. It also maintains a period of third shift where evolutions that require minimal personnel presence or would be too costly to be effective, and the 8-4-2-10 schedule could be implemented to offer a sustainable long-term solution. First, though, it is important to understand why this would be more desirable/efficient than the current status quo.

Shift Work as Practiced Today

In 1920, then Rear Admiral Joseph R. DeFrees was approached by Thomas Edison on the “best ways to expedite construction.”10 With Edison’s input, Defrees recommended uninterrupted construction programs, increased uniformity in construction, improved labor and facilities, as well as devoting more hours to production, improving labor relations to reduce strikes, and encouraging more efficient utilization of skilled workers who could not do shift work.11 Similar issues, such as labor shortages, plagued submarine construction prior to WWII as well, but Weir notes the Commandant of Portsmouth Naval Shipyard adopted several of these recommendations, such as “employing shifts, permitting overtime, and hiring as many skilled workers as possible,” though the primary yards were stymied by a limited two-year construction program.12

While shift and weekend work is still practiced in many yards, the ability of the second and third shifts to match production is limited primarily by the structure of society emphasizing a five-day, 40-hour work week, primarily conducted between 0600-1700. The result of the slowdown in defense spending, the schedules have shifted to a ‘normal’ workweek that emphasizes much of the work is primarily done during first shift. Work conducted aboard a submarine is conducted in tight spaces, often falling prey to the Law of Diminishing Marginal Productivity, wherein adding labor units to a fixed space will increase productivity at a decreasing rate, until adding additional units becomes negative. Further, the difficulty of coordination in an environment with so many stakeholders means much of the time that could be spent for labor is often spent in meetings (which are important, but do represent an opportunity cost). Currently, shipyards are facing the issue of too much simultaneous work is conducted during first shift, increasing frustration for the work force.

Cutting corners in safety is not acceptable in the USA and is certainly not acceptable in a NAVSEA or NAVSEA-certified private facility producing SUBSAFE boats, reducing hours for any reason is likely not a tenable solution as each evolution has a purpose. If there has been a benefit in the slowdown in the past thirty years, it is that much of the waste associated with naval production has been identified and mitigated to the best of the respective facilities’ ability. In this case, the root cause is the reliance on one shift to do much of the current work in a limited space.

Figure 1: Potential outline of May 2023 if 8-4-2-10 modified Dupont schedule were to be adopted. (Author graphic)

In the recommended 8-4-2-10 modified Dupont schedule, the two ten-hour shifts will be equally divided in terms of personnel and workload. Assuming the actual labor time per shift can be increased to seven hours per 20 hours of effective labor availability per day, with the average extended across all seven days, would mean an effective 140 hours of potential production per week. This compares to the current (1.5 full shift capability, for 12 hours of potential production, five days a week) for 60 hours, which can be extended two more full shifts during the weekend for a likely peak efficiency at 76 hours per week. These hours are illustrative and substantiated only by the author’s personal experience in the naval facilities; they may not be accurate or paint the full picture for every shipyard or even each department. For best results, the best insight would be garnered by surveying each department if the 8-4-2-10 schedule is best for their work as the answer may be different depending on the type of work conducted.

The greatest potential increase comes from increased weekend work, but in the current five-day workweek, working overtime or weekend work in addition to a normal workweek could cause burnout and cause prospective personnel to shy away from the shipyard due to a reputation of burnout. To prevent that, creating a two-crew system that allows laborers to have four days off will preserve their well-being while also ensuring production continues. Overtime opportunities will still be present: if a person is ill or on vacation during their scheduled shift, two workers could be present to offer their time in six consecutive days of labor, while also ensuring two days of rest occur. If a pandemic such as COVID-19 occurred once again and a person on one shift were sick, this could ensure the further division of the labor force to ensure around-the-clock production continues. This is an incredibly desirable practice, which guarantees labor force happiness even during the upheaval associated with a dramatic organizational restructuring. The generous time off practice would become a beacon for employees seeking a more favorable work environment with better benefits and prevent a union, group, or laborers to argue they are being taken advantage of.

Having two primary shifts, first and second, that extend to be ten-hour swathes as opposed to eight, will keep the third shift in a steward/setup role. Manning a third shift as an equal shift would be impracticable, as it is an undesirable shift for many, thus spreading two hours that are traditionally third shift to the other shifts would assist in week-to-week work. Further it creates new opportunities for deckplate leaders, who coordinate with managers that oversee the transition and ensure work continues as the shift changes. The 8-4-2-10 also prevents the Law of Diminishing Marginal Productivity while also preventing the shortage of parking from which most naval facilities suffer, a quality-of-life improvement many desire. Further, it would offer more opportunities to build the workforce to avoid future shipyard labor shortages or expansion to new facilities like the production of submarines in the Manitowoc Shipyard in Wisconsin during WWII. While this is a future envisioned for shipyards, if executed successfully it could be replicated in essential programs within the DOD.

Returning to the Manitowoc example, should a potential conflict erupt, the shifts also build the available pool of experienced labor to act as advisors for yards who need to be rapidly stood up. As Don Walsh recalled:

“In early 1940 the Manitowoc Shipbuilding Company was asked to build the most complex of ships: the submarine. This was a radical, almost unimaginable, proposal for a company of shipbuilders, many of whom had never set eyes on a submarine…In September 1940, the Navy awarded a contract for the initial run of ten subs. Teams of experts from the Electric Boat Company came to Manitowoc under contract to the yard to help with the early stages of this program. Manitowoc personnel, in turn, visited Electric Boat and the Portsmouth Naval Shipyard to observe submarine construction that was under way at those sites. The first Manitowoc boat, the USS Peto (SS-265), was laid down in June 1941. She was launched in April 1942—228 days ahead of schedule—and went off to war just one year after the attack on Pearl Harbor. Early delivery of subs was to be a way of life for this fine shipyard. And as they got out into the Fleet, their crews even began to send back thank-you letters for the quality and strength of those boats. These satisfied ‘customers’ offered the best kind of praise for the Manitowoc employers, who earned Navy Department production “E” awards every year during the war.”13

The teams of Electric Boat advisors were pivotal to this rapid success, along with allowing the workers from those areas to observe production in existing sites. In an ideal world, the short-term solution would also be pursued simultaneously with longer-term solutions, each fueling the other’s success. As labor is at the center of each challenge, any solution that increases the available pool of labor should be considered.

Challenges Reconsidered

The ultimate question is whether or not the potential increase in production is worth it. Manning production around the clock will likely increase the cost of doing business in private or public yards. Are policy-makers and the USN willing to spend the money? Even if the plan received backing from leadership, where would that money come from? Would private and labor interests buy-in? Perhaps attempting this on a smaller scale, such as only shipyard trades or on a smaller project would be more palatable to start with. Once that is accomplished, larger projects can be attempted once actual production increases can be observed and measured as worth the expense. Further, there may be money to develop a new production site or to increase production; the former will likely be more efficient in the long-run and the latter for the short-run. Manitowoc was stood up, but experienced personnel from other yards helped the push, expanding the pool of experienced labor can only aid these long-term projects positively.

For naval officials, this program would likely cause questions of how to adequately supervise and maintain control over essential procedures, particularly those requiring approval and oversight. Changes to management structures to become a fulcrum between the two shifts, splitting their time equally between the two shifts, will be necessary. In some cases, stoppages are inevitable, but the goal in this schedule would be to resolve the issue discovered on one shift, before they return to work the next day, or at least make progress. Overall, the least amount of resistance is expected from naval officials, as this is a recognized and much discussed topic.

While the government will ultimately bear much of the cost, businesses will be required to spend more money on more laborers, particularly benefits for full-time employees. However, considering the potential “deal” laborers would receive, there likely would be no shortage and the production scheduling issues that have plagued them could be resolved without burning out the workforce. There is even the potential that reducing the amount spent on overtime labor will reduce costs and the shipyard itself would become increasingly resilient.

On the surface, one could look at this potential schedule and sense the laborers receive the greatest benefit and have no room to complain. This would ignore how fundamental the first shift, 40-hour work week has become for American society. Working 9 to 5 (or any other iteration of an eight-hour work day) is cherished by many and it would take a long time for towns to cater to the workers on different shifts. For a single person there is not much lost, but many who work have families. Adopting the 8-4-2-10 would be asking for a fundamental change in the work week, affecting availability for family events, dinners, sport events, and many other familial practices and commitments. A labor union, which many shipyards have, would have to sell that this is not only a good idea, but a benefit to the people they represent. The guarantee of four days off per 8-day work week and at least 15 days of paid time off (which seems to be the industry standard as is) would help sell this as a deal that cannot be refused: a win-win for all. Make no mistake, despite the benefits, the greatest burden will be carried by the labor force should this plan be enacted; and leaders should seek to empower and support their mission.

Conclusion

How to return to WWII production pace in an unsure geopolitical environment that requires ever more ships? The first step should not be asking where can we produce more and spending resources, but rather asking how can current facilities be operated at the maximum efficiency? This article forwards a proposal based on a return to around the clock production, modified to meet the needs of all stakeholders. The 8-2-4-10 modified Dupont schedule could increase shipyard productivity in the short-term to levels needed, once an adjustment period associated with an initial learning curve is overcome. The inspiration we should look for is not a “miracle,” but rather a slow progressive increase in production efficiency coupled with nurturing the labor force to ensure labor issues are also resolved. This is potentially a radical solution that may ultimately be unpalatable but should start the conversation in a direction that emphasizes reinforcing current production, rather than spending a generation waiting on another Miracle of Production.

Ryan C. Walker served in the United States Navy’s Submarine Force from 2014 to 2019, receiving an honorable discharge. He received his Bachelor of Arts in History from Southern New Hampshire University, he then received his Master of Arts in Naval History from the University of Portsmouth, receiving a Distinction. Walker has continued his studies at the University of Portsmouth as a PhD candidate, his current research interests are enlisted American submariners from 1915-40, British private men-of-war in the North Atlantic, and the development of American Naval-Capital-Towns. Walker has also held a variety of roles in the Defense Industry and is currently employed by General Dynamics Electric Boat as a Senior Test Engineer. The opinions and views expressed are those of the author alone and are presented in his private capacity.

Endnotes

1 The National WWII Museum, “Out-Producing the Enemy:’ American Production During WWII,” accessed May 5, 2023, https://www.nationalww2museum.org/sites/default/files/2017-07/mv-education-package.pdf; David Vergun, “During WWII, Industries Transitioned From Peacetime to Wartime Production,” accessed May 5, 2023, https://www.defense.gov/News/Feature-Stories/story/Article/2128446/during-wwii-industries-transitioned-from-peacetime-to-wartime-production/; National Parks Service, “World War II and the American Home Front,” accessed May 5, 2023, https://www.nps.gov/subjects/nationalhistoriclandmarks/upload/WWII_and_the_American_Home_Front-508.pdf. 

2 Francis Walton, Miracle of World War II: How American Industry Made Victory Possible, (New York: Macmillan, 1956).

3 Alan L. Gropman, Mobilizing US Industry in World War II: Myth and Reality. McNair Report No. 50, Institute for National Strategic Studies, National Defense University, 1996, 2.

4 Gropman, Mobilizing US Industry, v.

5 Gary E. Weir, Forged in War: The Naval- Industrial Complex and American Submarine Construction,(Washington D.C.: Naval Historical Center Department of the Navy, 1993); Gary E. Weir, “The Search for an American Submarine Strategy and Design, 1916-1936.” Naval War College Review 44, no. 1 (1991): 34–48. http://www.jstor.org/stable/44637145.

6 Weir, Forged in War, 6.

7 Richard Payerchin, “Lorain: Submarines would Ride in Barges to get to Dry Dock,” accessed May 14, 2023, https://www.morningjournal.com/2022/02/14/lorain-submarines-would-ride-in-barges-to-get-to-dry-dock/; Megan Eckstein, Joe Gould and Bryant Harris, “How the US plans to Expand its Submarine Industrial Base for AUKUS,” accessed May 5, 2023, https://www.defensenews.com/naval/2023/03/15/how-the-us-plans-to-expand-its-submarine-industrial-base-for-aukus/; Sam LaGrone, “Navy Estimates 5 More Years for Virginia Attack Sub Production to Hit 2 Boats a Year,” accessed May 5, 2023, https://news.usni.org/2023/03/31/navy-estimates-5-more-years-for-virginia-attack-sub-production-to-hit-2-boats-a-year; Sam LaGrone, “Submarine Supply Chain Largest Barrier to Improving Virginia Attack Sub Schedule, Says Boykin,” accessed May 14, 2023, https://news.usni.org/2023/05/08/submarine-supply-chain-largest-barrier-to-improving-virginia-attack-sub-schedule-says-boykin.

8 Maritime Administration (MARAD), The Economic Importance of the U.S. Private Shipbuilding and Repairing Industry, Report, March 30, 2021. https://www.maritime.dot.gov/sites/marad.dot.gov/files/2021-06/Economic%20Contributions%20of%20U.S.%20Shipbuilding%20and%20Repairing%20Industry.pdf, 1, 8.

9 Dana Wilkie, “The Blue-Collar Drought: Why jobs that were once the backbone of the U.S. economy have grown increasingly hard to fill,” accessed May 14, 2023, https://www.shrm.org/hr-today/news/all-things-work/pages/the-blue-collar-drought.aspx; Brian Hallenbeck, “Electric Boat president can’t stress it enough: ‘We’re hiring!’” May 8, 2022, https://www.theday.com/local-news/20220121/electric-boat-president-cant-stress-it-enough-were-hiring/.

10 Weir, Forged in War, 14-15.

11 Weir, Forged in War, 15.

12 Weir, Forged in War, 15-16.

13 Walsh, “Those Stout Manitowoc Boats,” Website Reprint.

Featured Image: An October 2017 aerial view of the Portsmouth Naval Shipyard located in Kittery on the southern boundary of Maine across from the city of Portsmouth, New Hampshire. (Photo via U.S. Library of Congress)

Fostering the Discussion on Securing the Seas.