Category Archives: History

Naval and maritime history section.

Kurita Presses On: Refighting the Battle of Leyte Gulf

By Dmitry Filipoff

Introduction

In October 1944, the navies of Imperial Japan and the United States met in the final major fleet-on-fleet combat engagement of WWII. The U.S. invasion of the Philippines prompted Imperial Japan to sortie its fleet in a desperate bid to protect vital territories and inflict a decisive blow against Allied forces.1 The ensuing battle featured separate yet mutually reinforcing clashes between multiple maneuvering naval formations. The battle ultimately resulted in a decisive defeat for the Imperial Japanese Navy, which ceased to be an effective fighting force for the remainder of the war.

The battle triggered an abundance of controversy regarding the decision-making of the senior American and Japanese commanders. In particular, Admiral Halsey’s decision to leave the critical San Bernadino Strait unguarded afforded Admiral Takeo Kurita a fortunate chance to strike at the exposed invasion forces at the Leyte Gulf beachhead. But Kurita’s powerful force of heavy surface warships encountered a modest force of several escort carriers and their light escorts, a unit called Taffy 3. Misidentifying these forces as larger capital ship units, Kurita believed he had come across a lucrative opportunity to attack multiple U.S. Navy fleet carriers at close range. In the course of conducting a fighting withdrawal under heavy fire, the force of escort carriers and destroyers was able to divert Kurita’s attention away from the Leyte beachhead for several critical hours, eventually causing Kurita to end his pursuit and abandon the beachhead bombardment objective altogether.

What if Kurita had pressed onward toward the beachhead and ignored the forces of Taffy 3? Could Kurita have reached the beachhead and had enough time to savage the critical logistics and transports of the invasion force? Taffy 3’s pleas for help prompted multiple major naval formations to reverse course and steam toward the battle. Many of them were never able to intercept Kurita, who had already withdrawn. But if Kurita had committed to a press toward the Leyte beachhead, it would have precipitated multiple new major engagements that could have affected the broader impact of the battle. A close examination of the critical factors of time and distance outlines the kinds of clashes and tactical interplays that would have been set in motion had Kurita pressed on.

The State of Play

The Battle of Leyte Gulf featured multiple interconnected yet geographically separate naval battles occurring within the vicinity of the Philippines. These battles were separated by hundreds of miles, which constrained U.S. options for sending forces to assist the beleaguered Taffy 3. Commensurately, these distances afforded Kurita an opportunity to potentially arrive at Leyte Gulf before being intercepted by intervening forces. The specific factors of time and distance, and how they come together to dictate options for maneuvering forces into engagements, reveals an alternate sequence of events.

The first major battle of Leyte Gulf occurred in the Sibuyan Sea on October 24, where Kurita’s force was spotted on its way heading east to the San Bernadino Strait, from where it could then push south toward the Leyte beachhead. Kurita’s force, dubbed the Center Force, was intensively engaged by five fleet carriers and one light carrier of the 3rd Fleet.2 The Center Force suffered heavy losses, including the notable sinking of the super battleship Musashi (sister ship to the Yamato). Kurita reversed course, causing Admiral Halsey to believe the Center Force was decisively beaten into full retreat.

October 24, 1944 – Japanese battleship Yamato (lower center) and other ships of the Center Force maneuver while under attack by U.S. Navy carrier-based aircraft in the Battle of the Sibuyan Sea. (U.S. Navy photo)

But later that day Kurita subsequently reversed course again and resumed his transit toward the San Bernadino Strait.3 Kurita’s Center Force transited the strait at roughly midnight on October 25.4

For a naval force traveling near the coast of the Philippines, the trip from the Strait to Leyte Gulf is roughly 260 miles (or about 225 nautical miles). Kurita’s chief of staff, Rear Admiral Tomiji Koyanagi, stated they expected to arrive at the Leyte beachhead at 1000.5 However, in post-war interrogations by U.S. personnel, Kurita indicated the night transit through the Strait occurred at a speed of 20 knots, and that the maximum speed of some of his forces at the Battle off Samar was roughly 25 knots.6 In the strait transit the force was steaming as a cohesive formation. During the pursuit in the Battle off Samar, Kurita authorized his heavy units to maneuver at will at whatever top speed their individual platforms could muster. Given the 225-nautical mile distance and a presumed 20-knot speed for formation steaming, Kurita would have more likely arrived at Leyte Gulf at around 1130.

Earlier that morning to the south of Leyte at Surigao Strait, a Japanese surface force steamed directly into an elegantly laid trap by Admiral Jesse Oldendorf. A combination of heavy surface gunfire, patrol boat attacks, and destroyer torpedo runs shattered the Japanese force at little cost to the Americans. By 0430, the Battle of Surigao Strait entered the pursuit and mop-up phase after a decisive American victory.7 Surigao Strait is roughly 60 nautical miles south of Leyte Gulf.

October 25, 1944 – The battleship USS West Virginia (BB-48) firing during the Battle of Surigao Strait. (U.S. Navy photo)

At the Battle off Cape Engaño to the north, U.S. forces fell for a ruse that gave Kurita his critical opportunity. The Imperial Japanese Navy had little in the way of carrier aircraft after suffering heavy attrition at the Battle of the Philippine Sea in June 1944.8 The remaining Japanese carriers were subsequently organized into a decoy force that was intended to pull the bulk of U.S. carrier striking forces away from the Philippines in a bid to open up an opportunity for Kurita to pass through the San Bernadino Strait. In this regard, the Japanese were successful, with Admiral Halsey fully committing Task Force 38 to attacking this Japanese decoy force, dubbed the Northern Force. TF 38, which operated under Halsey’s 3rd Fleet, contained almost all of the fleet carriers near the Philippines and was the Navy’s principal striking unit in the Pacific theater. Position reports put TF 38 at roughly 480 nautical miles from Leyte Gulf during the Battle off Cape Engaño.9

By the time Kurita encounters Taffy 3, the Center Force had transited about 60 percent of the distance toward Leyte Gulf, roughly 135 nautical miles, with 90 nautical miles to go. Kurita was sighted by Taffy 3 at around 0645.10 Here the timing becomes critical as to when various naval commanders first receive word of Taffy 3’s plight, and then either get orders to assist Taffy 3 or act on their own initiative to set course for the battle.

The four subsidiary battles of the Battle of Leyte Gulf, annotated with their relative distance to the gulf and how many hours to reach the gulf by steaming at 20 knots.11

Admiral Oldendorf first receives word of the Battle off Samar at roughly 0730.12 Only several minutes later and acting on his own initiative, Oldendorf reverses course and starts sending the bulk of his forces northward toward the gulf.13 At 0846, he subsequently receives orders to take his entire force northward to a point near Hibuson island, and at 0953 he receives orders to detach a large portion of his force to assist Taffy 3 and send the rest to Leyte Gulf.14

Admiral Halsey’s TF 38 launches the first deckload of carrier strike aircraft at the Japanese decoy carrier force at 0630, and does not receive a report on the effects of their strikes until 0850.15 Halsey does not receive word of Taffy 3’s plight until Admiral Kinkaid of 7th fleet sends an urgent dispatch at 0822: “ENEMY BATTLESHIPS AND CRUISERS REPORTED FIRING ON TASK UNIT 77.4.3…” Halsey receives another urgent call for help from Kinkaid only eight minutes later: “URGENTLY NEED FAST BATTLESHIPS LEYTE GULF AT once.”16 Halsey subsequently receives a late message at 0922 that had originally been sent by Kinkaid at 0725, which would have been Halsey’s first notice of Taffy 3’s plight. Halsey was unable to immediately assist. With air wings already in the air and fully committed to striking the Japanese carrier fleet, and with TF 38 hundreds of miles from Samar, there was little Halsey could do to immediately assist. As he would later recall about his reply to Kinkaid, “I gave him my position, to show him the impossibility of the fast battleships reaching him.”17

Yet Admiral Kinkaid was insistent, and Admiral Nimitz at Pacific Fleet headquarters decided to weigh in. Dispatches from both reached Halsey at about 1000, inquiring about the heavy surface task force attached to TF 38 – TF 34 – under Admiral Willis Lee.18 Halsey subsequently detached this force from TF 38, and at 1115, had it reverse course for Leyte Gulf.19

After almost three hours of pursuing the retiring escort carriers at high speed, Kurita’s force began to withdraw from the Battle off Samar at around 0930.20 By the time Oldendorf and TF34 had received their orders to assist Taffy 3, Kurita was already on his way out of the battle.

Click to expand. A depiction of the historical timeline of the Battle of Leyte Gulf. (Author graphic) 

Critical Factors of the Alternative

The main decision that changes in the alternative scenario is Kurita pressing onward to Leyte rather than committing his force to a pursuit of Taffy 3 that pulls him away from his foremost objective. This decision is enabled by Kurita having better situational awareness than was the case at the historical battle. Namely, Kurita accurately classifies the flattops of Taffy 3 as escort carriers, rather than fleet carriers. The critical factor of accurate classification of the ships of Taffy 3 could have enabled Kurita to press onward, and not have his ships pulled into a pursuit against marginally important targets. In the alternative scenario, Kurita’s Center Force instead preserves the cohesiveness of its formation, its southernly course, and its ammunition in anticipation of a heavy bombardment of the Leyte beachhead.

There are several other factors that are held constant in examining this alternative. Importantly, speed is held constant. All of the heavy surface and fleet carrier forces are held to be transiting at 20 knots. This realistic rate represents an effective balance between high speed, maintaining formation cohesion, and an affordable fuel consumption rate. A 20-knot speed was the Center Force’s rate of advance through the Sibuyan Sea on the night of October 24, and it was the speed of TF 34 for much of its activity on October 25.21 Using this constant transit speed figure across all heavy surface and carrier forces is useful for making a reasonable estimate of how long it would have taken each formation to reach certain parts of the battlespace and intercept Kurita.

U.S. sighting reports are held to be the same as the historical event. If not for considerable command confusion, U.S. forces would have likely spotted Kurita sooner, reacted to his force faster, and perhaps even contained his Center Force at San Bernadino Strait, similar to how Oldendorf effectively launched a devastating strait ambush at Surigao. In this alternative, the overarching command confusion that delayed the U.S. response to the Center Force is maintained.

Kurita Intercepted: The Alternative Engagement

The sequence of events develops quite differently if Kurita holds fast to the objective of attacking the Leyte beachhead. Through bypassing Taffy 3 and pressing onward, Kurita precipitates new intense engagements that likely culminate in the annihilation of his force.

At about 0655, minutes after being sighted by planes from Taffy 3, Kurita’s Center Force opened fire on the exposed escort carriers. But now Kurita accurately classifies the warships and maintains his southernly course. At this point in the battle and at a transit speed of 20 knots, the Center Force is about 4.5 hours away from the beachhead.

Nearly three hours after the Center Force is first sighted, Oldendorf received his orders to intercept. At this point in the battle Oldendorf is already on a northward course and is about three hours from Leyte Gulf. Oldendorf is closer to the Gulf than Kurita, and likely has the benefit of steady sighting reports from Taffy aviation, which allows the 7th Fleet to maintain contact with the Center Force and provide accurate position and course reports. The combination of closer proximity to Kurita’s objective and constant aerial reconnaissance affords Oldendorf an opportunity to intercept the Center Force before it can bring its guns to bear on the Leyte beachhead. An examination of intersecting timelines strongly suggests that Oldendorf’s force would have intercepted Kurita at roughly 1030, about 20 nautical miles from where Kurita would have been able to start firing upon the beachhead.

A depiction of the alternative timeline of surface force movements and the likely interception point. Kurita is able to put the Leyte beachhead under fire as early as 1130 if Oldendorf does not intercept. Kurita’s 0700 starting position is based on historical position reports for the Battle off Samar. (Author graphic)

Oldendorf’s force depleted a considerable amount of ammunition during the Battle of Surigao Strait hours earlier, especially torpedoes and large-caliber armor-piercing shells.22 This issue was compounded by how the battleships had been originally loaded for bombardment missions, with nearly 80 percent of their large-caliber ammunition being high-explosive rounds, and the remainder being armor-piercing rounds. In advance of the Battle of Surigao Strait, the operational influence of this ammunition loadout resulted in Oldendorf’s command agreeing to only open fire once targets entered within 20,000-17,000 yards to offer a better chance of scoring hits.23 The fresher Center Force may have had a useful advantage in firing off multiple powerful salvos before Oldendorf could reply in kind, and may have been able to outlast Oldendorf in a prolonged gunfight. Due to his mission Kurita may have also had a bombardment-focused ammunition loadout, but precise figures appear unavailable.

The ammunition loadouts and expenditures of the TF 77.2 battleships after the Battle of Surigao Strait. Not shown are the loadouts and expenditures of the TF 77.2 cruisers and destroyers.24

Oldendorf’s orders from Admiral Kinkaid directed him to take one division of battleships, one division of heavy cruisers, and about half of his destroyers to assist Taffy 3.25 The remainder of the force would regroup inside Leyte Gulf. To intercept the Center Force Oldendorf formed a special detachment from TF 77.2, and created a force consisting of three battleships, four heavy cruisers, and twenty destroyers. The rest were to proceed to the gulf. By comparison, Kurita had the following warships in the Center Force by this time: four battleships, three heavy cruisers, two light cruisers, and 13 destroyers.26 Kurita therefore had a meaningful advantage in heavy surface gunnery. His greatest source of advantage in a surface action however came from the Japanese Type 93 “Long Lance” torpedo, which possessed double the range of the American Mark 15 torpedo.27 At 30,000 yards of range, the Type 93 had a similar firing distance as extreme-range battleship gunnery. 

Oldendorf may have had a useful advantage in geography and the disposition of his forces. The timing of the interception would have likely allowed Oldendorf to engage Kurita’s force in the narrow strait between the Manicani and Homonhon Islands, the final maritime chokepoint Kurita would have had to transit before breaking into Leyte Gulf. Kurita’s westward transit through the strait and Oldendorf’s northward course would have more naturally allowed Oldendorf to configure the disposition of his forces to cross Kurita’s T, and bring the full weight of his firepower to bear. Kurita’s ability to respond would have been constrained by the tight geography of the strait, a six-nautical mile-long chokepoint. If Kurita manages to reconfigure his steaming formation into a battle line within the confines of the strait, a duel between parallel battle lines would have taken Kurita off course from the gulf and cost precious time.

A battle line in such tight quarters would have made for appealing targets for torpedo runs by destroyers, a major liability to both sides. Upon sighting one another, both forces would have likely loosed their light forces against one another to conduct torpedo runs before the surface gunnery would begin. It is here that Kurita would have likely wielded his greatest advantage in the specific context of this hypothetical battle – the Type 93 torpedo. By being able to fire torpedoes well before the Americans can, and by targeting Oldendorf’s battle line blocking the strait, Kurita’s destroyers are likely able to inflict heavy damage against Oldendorf’s heavy surface forces at best, or at least disrupt the battle line formation. Kurita’s advantage in long-range torpedo firepower therefore disrupts Oldendorf’s ostensible advantage in disposition of forces. By setting up a blocking formation at the mouth of the strait, Oldendorf may have actually set himself up to have his own T crossed by devastating torpedo runs.

Oldendorf may have sought a replay of the Battle of Surigao Strait and sent his faster destroyers ahead of the battle line to harass the oncoming Center Force before surface gunnery was joined. Such an action could have scored considerable damage and disrupted the formation of the Center Force. But Oldendorf’s battle line would have likely still been needed to definitively stop Kurita, and it would have been deprived of the cover of darkness that was so useful to Oldendorf’s ambush at Surigao Strait. In facing a substantially stronger force, Oldendorf needed to find ways to maximize his firepower, but forming a battle line formation at the mouth of the strait may have proven a major liability in daytime against major torpedo threats.

The battle line formation is fragile in the confines of a small strait featuring a pervasive torpedo threat. Because of this, Oldendorf’s interception of Kurita would have likely devolved into a gunnery melee. Similar to the multiple surface engagements off Guadalcanal, naval formations would have likely devolved into lone warships, or small groups of warships, firing and maneuvering at will in a bid to win their individual engagements.28 Both sides would have lacked cohesive formations for concentrating firepower and improving command-and-control. It is a challenge to discern net advantage between forces in such a melee, especially given how damage in naval battles can knock out critical ship components that have an outsized influence on a ship’s ability to fight and maintain speed. However, given Kurita’s advantage in heavy surface units and torpedo firepower, the Center Force would have likely prevailed against Oldendorf in such a melee.

How long could Oldendorf have delayed Kurita’s press toward Leyte? With the intercept occurring at roughly 1030, how long would it have taken Kurita’s units to inflict enough damage on Oldendorf’s force to allow for a renewed push toward Leyte? Taken together, the duration of the four major surface gunnery actions near Savo Island suggest that the action between Oldendorf and Kurita would have concluded in roughly two hours, with Kurita’s forces coming out in better shape.29 Therefore Oldendorf probably could have bought the allied forces roughly two hours of time with the destruction of his task force.

At this point it is 1230, and Kurita’s damaged but still effective fighting force is only an hour away from putting the beachhead under its guns. Upon reaching the beachhead at 1330, Kurita then has a relatively open-ended opportunity to expend his ammunition against the beachhead. Based on the rate of fire and ammunition loadout of the main battery of the Center Force’s Yamato battleship, the force would have expended most of its ammunition in a bombardment in roughly two hours of continuous firing.30 Kurita also would have likely opted to retain some ammunition in order to fight his way back out of the gulf and through the San Bernadino Strait. In this alternative scenario, Kurita reaches the beachhead and then completes his bombardment at around 1530.

At 1115, halfway through Kurita’s hypothetical battle with Oldendorf, Halsey dispatched TF 34 under Admiral Willis Lee on a course for the gulf. But this force was more than 400 nautical miles away and would have taken about a full day to reach the scene of action. Lee clearly would have been in no position to disrupt the bombardment had it occurred. In this sense, Admiral Halsey was correct in gauging the futility of Admiral Kinkaid’s requests for Lee’s TF 34 to intervene in a surface engagement taking place more than 400 miles away. Kinkaid’s perception that TF 34 was somehow within striking distance of the Battle off Samar is a major symptom of the command confusion that afflicted the discordant 7th and 3rd Fleets.

Multiple New Engagements and Intercepts

If Kurita’s force gets the better of Oldendorf’s force, then there is no heavy surface unit available to disrupt the bombardment of the Leyte beachhead. Therefore the remaining units available to interfere with Kurita’s bombardment and egress are mostly naval air forces. These include the forces comprising the three Taffy units, Taffy 1, 2, and 3, which mainly contained escort carriers and light surface units, as well as the distant forces of Admiral McCain’s fleet carrier task force, TF 38.1.

The airpower of these units stands out for its potential to have long sustained the fight against the Center Force regardless of whether it defeats U.S. surface forces. After being sighted by Taffy 3, Kurita would have likely been under persistent air attack throughout the entirety of his journey to and from the gulf. Given how Kurita was sighted not long after daybreak, he could have been under air attack for almost 11 hours on October 25. These attacks would have included torpedo and bomb threats that could have threatened to unravel the cohesion of the Center Force’s formation and force it onto courses that lengthened its journey toward the gulf. It is critical to ask how much cost, in terms of attrition and time, could have been inflicted by the hundreds of aircraft from these combined carrier forces.

Taffy 1 and 2 were located well away from the Battle off Samar, but were within range of providing some assistance to Taffy 3. These escort carrier forces were not well-equipped for fleet combat actions and were mainly loaded for anti-submarine warfare and shore support to the invasion forces.31 However, they still carried enough bombs and torpedoes to pose a serious threat to heavy surface forces, as evidenced by at least two IJN heavy cruisers that were put out of action within three hours at Samar by escort carrier aircraft.32 An additional heavy cruiser was put out of action by torpedo attacks from Taffy 3’s surface force, substantially cutting down the number of Japanese heavy cruisers Oldendorf would have had to face from six to three.

If Kurita pressed onward past Taffy 3, it would have kept his forces well within striking distance of the three Taffy units. As a combined force, the Taffy order of battle comprised 18 escort carriers, which would have been able to field about 450 aircraft, assuming their air groups were at full strength.33 This was certainly a considerable fighting force, even if its effectiveness was hampered by the limited availability of anti-ship weapons.

October 25, 1944 – As Japanese shells bracket the Taffy 3 escort carrier USS White Plains (CVE-66) in the background, aircraft take off from the USS Kitkun Bay (CVE-71). (U.S. Navy photo)

An important corollary to Kurita accurately classifying the Taffy 3 contacts as escort carriers is Kurita accurately understanding their mission and what this implied for their aircraft loadouts. By classifying the contacts as escort carriers, Kurita perceives their roles as chiefly being anti-submarine warfare and shore support, rather than fleet-on-fleet combat. While Kurita cannot rule out that the Taffy forces are fielding some measure of heavy anti-ship weaponry, he could ascertain that this is not their main mission and have little in the way of anti-ship ammunition. This understanding allows Kurita to moderate the influence the aerial attacks have on his operational behavior, particularly limiting their ability to pull him off course from the beachhead by compelling evasive maneuvers. Even so, in this alternative it is estimated that evasive maneuvering due to aerial torpedo attack imposes a cost of an additional hour of transit time for Kurita on his way out of the Gulf.

If Kurita had continued his journey southward after being spotted by Taffy 3, he would have been under aerial attack for roughly six hours before entering firing range of the beachhead, inclusive of the two hours his force is held up by Oldendorf. Kurita’s southward journey also brings him within range of the full weight of the Taffy escort carriers, whereas at the historical Battle off Samar, he mainly faced the planes of Taffy 3 and Taffy 2. In response to Taffy 3 coming under fire, all Taffy units were ordered by Kinkaid to recover their aircraft and move northward to assist.34 Had Kurita pressed on to the gulf, it would have been only a matter of time before he was subject to the full weight of the 18 Taffy escort carriers.

However, the longer duration of the alternative sequence of events diminishes the already limited effectiveness of the escort carriers against heavy surface forces. In the historical battle, Taffy 2 had exhausted its limited supply of torpedoes and semi-armor piercing bombs after only four airstrikes against the Center Force, with the fourth strike being launched at 1115.35 The Taffy forces may have had much more opportunity to strike the Center Force in the alternative, but the majority of the time would have likely been spent conducting harassing attacks of limited effect.

The disposition of the three Taffy escort carrier groups during the Battle off Samar.36

Fleet Carrier Forces Intercept Kurita

Fleet carrier forces were of course present at the Battle of Leyte Gulf, but most were fully committed to destroying the carriers of the IJN Northern Force in the Battle off Cape Engaño. The IJN decoy carrier force was successful in pulling Halsey away from the San Bernadino Strait and putting him on a northeast course hundreds of miles away from the gulf. It is therefore unlikely Halsey’s carrier striking forces would have been able to interfere with Kurita’s advance on October 25. Despite the range and speed of carrier aircraft, the distance would have still been too great for Halsey to bring his firepower to bear on Kurita in timely fashion. At the Battle off Cape Engaño, TF 38 launched its final strike against the decoy carrier force at 1615.37 Darkness would have fallen by the time the carriers could have mounted another major strike, ending the possibility of further air attacks that day.

However, by concluding a bombardment at Leyte by roughly 1530, Kurita offers abundant opportunity for Halsey to strike at Kurita the next day. With night falling and the carriers of the IJN Northern Force thoroughly damaged by the evening of October 25, Halsey may have perceived an opportunity to reorient the rest of TF 38 for a major strike against the Center Force. In this alternative, Halsey has wrapped up the Battle off Cape Engaño by 1900 and turns onto a southwestern course. Steaming at a speed of 20 knots for 12 hours, by the next morning Halsey’s TF 38 would have been well within range of launching air strikes across the Sibuyan Sea and over the San Bernardino Strait, where Kurita’s force would have been transiting.38 These alternative timelines create another intersection between forces, precipitating a second Battle of the Sibuyan Sea. 

In the actual historical event, fleet carriers did manage to engage Kurita’s Center Force on October 25 off Samar, and again on October 26 in the Sibuyan Sea. On October 22, Admiral John S. McCain Sr.’s TF 38.1 was detached from Halsey’s TF 38 and sent east to replenish at the base of Ulithi.39 Halsey’s first key action in response to Kinkaid’s urgent requests for help was to turn McCain’s task force around at 0930 and set course for the gulf. An hour later McCain’s force, consisting of three fleet carriers and two light carriers, launched an extreme-range air strike in excess of 300 nautical miles, and launched a second and final strike two hours later.40 The extreme range of these strikes forced the planes to forgo heavier ship-killing loadouts, which ultimately resulted in negligible results. But had Kurita remained in Leyte Gulf to complete a bombardment, McCain would have been able to greatly close the distance, equip his planes with heavier payloads, and launch additional strikes on October 25.

When Halsey detached Lee’s TF 34 from TF 38 at 1115, he also detached the fast carrier task force TF 38.2 under Admiral Bogan.41 This latter force rendezvoused with McCain’s TF 38.1 on the morning of October 26 at 0500, and both task forces launched strikes that hit the Center Force in the Tablas Strait west of the Sibuyan Sea.42 These strikes sunk a light cruiser and a destroyer.

The fact these carrier forces were still in range to hit Kurita on October 26 highlights how he may have been subjected to much greater carrier air power in the alternative scenario, where his westward passage through the San Bernadino Strait occurs roughly nine hours later than the historical case. In the alternative, Kurita egresses through the strait on October 26 at roughly 0600, at about the time of sunrise, whereas in the historical case he egressed the strait at 2130 the previous night. This enabled the Center Force to cross most of the Sibuyan Sea under cover of darkness and open the range between Japanese units and American carriers.43 In the alternative, the cost Kurita pays in time to defeat Oldendorf’s force, bombard the beachhead, and egress the gulf substantially expands the opportunity for American carriers to attack the Center Force, especially the following day. On October 26, the second Battle of the Sibuyan Sea would have seen the remnants of the Center Force under aerial attack by a powerful combined force of up to eight fleet carriers and seven light carriers.

Light Surface Forces Intercept Kurita

The Taffy forces also included a considerable amount of light surface units. The three Taffy task forces featured a total of nine destroyers and 11 destroyer escorts, each equipped with torpedoes.44 But only Taffy 3’s surface units engaged the Center Force in the Battle off Samar, with all but one of its seven surface escorts launching torpedo attacks.45 Only one of these torpedo attacks connected with a target, blowing the bow off an IJN heavy cruiser. The primary operational effects of these torpedo attacks were the evasive maneuvers they compelled, which helped break up the Japanese formation and temporarily take it off course from its pursuit.

In the alternative scenario, Kurita’s onward press opens up the opportunity for more Taffy light surface units to attack the Center Force, and to conduct higher quality attacks as well. A cohesive naval formation steaming on a steady course would have made for a much more predictable target for torpedo firing solutions compared to the more disaggregated force that flexibly chased Taffy 3. The light surface units from Taffy 1 and Taffy 2 would have had more than enough time to reach the Center Force and contribute their own attacks.

It is difficult to imagine that Kurita would be able to steadfastly hold his course toward the beachhead while under torpedo attack. At a minimum, these attacks would have inflicted a cost in time due to the evasive maneuvering they compelled. It is also likely that Kurita would have incurred a cost in cohesion by detaching his light forces so they may close with the U.S. light surface units and spoil their torpedo runs. Light forces feature high speed and maneuverability, making them challenging targets for heavy caliber weapons to strike at range. Kurita would have likely depended on his destroyers to disrupt the attacks of the opposing light forces, in order to keep his heavy units on a steadier course toward his ultimate objective. In the alternative, it is estimated that evasive maneuvering spurred by surface unit torpedo attacks imposes an additional hour of transit time on Kurita’s egress.

It is possible that not all 20 of the Taffy surface units would have contributed to an attack on the Center Force, even if there was an abundance of time and opportunity. These units were mainly meant to screen their respective escort carriers. Screening roles and dispositions do not typically offer light surface units the proximity and independence needed to launch torpedo runs. In the historical event, Taffy 2’s surface units were well within range of reaching the point of contact and launching torpedo attacks, but the Taffy 2 commander opted to keep these forces in their screening roles.46 In the alternative, it is likely that more but not all of the Taffy surface units would have been detached to perform torpedo runs against the Center Force.

October 25, 1944 – USS Herman (DD-532) and a destroyer escort lay a smokescreen to protect their escort carrier group from attacking Japanese surface ships during the Battle off Samar. (U.S. Navy photo)

Heavy Forces Intercept Kurita

The extra nine-hour cost in time that Kurita incurs in a press to the beachhead and back creates a critical opportunity for the U.S. to intercept the Center Force with fresh heavy surface forces. If Lee’s TF 34 were to proceed straight to San Bernadino Strait after being detached from TF 38 at 1115, it would have been at the strait roughly two hours before Kurita, at around 0400. This would have allowed Lee to effectively set the disposition of his force to block the strait and maximize his available firepower in the direction of Kurita’s advance. Lee’s force would have had a major advantage in both numbers of heavy surface units (six battleships) and ammunition compared to Kurita’s force, which would have been heavily depleted and battered by air and torpedo attacks by this time.

Lee’s superiority would have been overwhelming. Had Lee been able to lock Kurita into a decisive engagement on these terms, TF 34 would have likely completed the destruction of the Center Force. However, the relatively close timing of this early morning intercept means that Kurita may have had some opportunity to slip through the strait before Lee could have engaged. The more time that Oldendorf and allied torpedo attacks impose on Kurita’s timetable, the greater Lee’s chances of intercepting and decisively destroying the Center Force at the strait.

The timing and location of Kurita’s early morning strait transit at 0600 also suggests that the full weight of the combined forces of TF 38 and TF 34, featuring numerous fleet carriers and battleships, could have been brought to bear against the Center Force in these early daylight hours. What the alternative reveals is that U.S. forces are able to impose multiple new engagements on the Center Force given the intersecting timelines created by Kurita’s longer journey to and from Leyte Gulf.

Click to expand. A depiction of the alternative timeline of the Battle of Leyte Gulf. Key alternative events are denoted by gradient-filled boxes. (Author graphic)

Bombardment, Attrition, and Strategic Effect

Had he pushed through, Kurita would have likely enjoyed a lengthy opportunity to bombard the Leyte beachhead, even if he would have been under persistent air attack. Kurita’s gunnery may have been spoiled at times by evasive maneuvering spurred by torpedoes, but the U.S. forces that could have threatened Kurita in the 1030-1530 timeframe are unlikely to pose an overwhelming threat. Kurita would have had enough operational freedom to expend the bulk of his firepower against the beachhead before retiring. However, the cost in time Kurita incurs in pressing toward the gulf substantially expands the opportunity for the U.S. to strike the Center Force, which would have likely been destroyed during its egress.

The added attrition Kurita could have inflicted and suffered is ultimately of limited strategic effect. Kurita’s ability to influence the course of events in the Pacific War at Leyte was eclipsed by a combination of American industrial might and a new dominant mode of warfare that had already rendered the Center Force of limited value. A heavy bombardment of the Leyte beachhead and its transports could have hampered U.S. operations for a matter of weeks at most, but could not have been decisive enough to achieve its intended objective – the foreclosure of the invasion.

The allied invasion of Leyte was divided into two main landing sites, with the Northern Attack Force landing south of the city of Tacloban, and the Southern Attack Force landing near Dulag, with the landing sites being separated by about 12 nautical miles.47 Five days after the October 20 invasion of Leyte, allied forces had delivered 81,000 troops and 115,000 tons of supplies ashore for the Northern Attack Force, and 50,000 troops and 85,000 tons ashore for the Southern Attack Force.48 While the invading forces had made it well inland by the time Kurita could have entered the gulf, their logistical infrastructure was still heavily concentrated on the shore areas.

The Leyte Assault, 20-25 October 1944, with the landing sites of the Northern and Southern Attack Forces highlighted.49

According to Admiral Koyanagi, Kurita’s chief of staff at the battle, the Combined Fleet Headquarters directed that Kurita’s primary target be the invasion’s amphibious transport ships.50 This was a reference to the large Landing Ship, Tank (LST) vessels, which were crucial to the allied war effort. LSTs were needed for carrying armored vehicles and large amounts of logistical needs for allied forces. Their amphibious capability allowed them to deliver their cargoes over shorelines, rather than only be limited to port infrastructure like conventional cargo vessels.

These ships were so critical that their limited availability had a constraining influence on allied strategy, especially with multiple allied invasions occurring on opposite sides of the globe. The D-Day invasion was postponed by a month partly in order to have enough LSTs deemed sufficient for sustaining the invasion.51 As General Eisenhower wrote to General Marshall, “we will have no repeat no LSTs reaching the beaches after the morning of D plus 1 until the morning of D plus 4.” After the decision to postpone was made, Eisenhower wrote Marshall again to say “one extra month of landing craft production, including LSTs, should help a lot.”52 The Battle of Leyte Gulf occurred only four months after the D-Day invasion, which had absorbed a substantial amount of allied LST capacity, suggesting that these vessels were still in especially high demand.

According to Samuel Eliot Morison, on October 24-25 there remained 23 LSTs and 28 Liberty ships in Leyte Gulf.53 It is unclear how many of these vessels were afloat or beached, but perhaps they may have been able to escape the gulf if given a few hours’ notice of Kurita’s advance. The ability to reposition shoreside supply dumps may have been more limited. It is plausible that if Kurita had penetrated into the gulf, his large and powerful force would have had more than enough ammunition and opportunity to sink most if not all of the transports if they were unable to escape beforehand.

LSTs disgorge cargoes during the invasion of Leyte, Philippines, October 20, 1944. (Photo 26-G-3575-Box-1 via U.S Naval History and Heritage Command)

The amount of destruction Kurita could have wrecked on the transport vessels amounts to about a month’s worth of LST construction and two weeks’ worth of Liberty ship construction.54 More than 120 LSTs participated in unloading the invasion forces between October 20-25, suggesting Kurita could have knocked out about 20 percent of the LSTs in the vicinity. The D-Day experience is instructive, namely that the originally planned for May 1, 1944 invasion called for 230 LSTs, but only a month’s worth of LST production was deemed necessary enough to compel a delay to June.55 While the broader availability of LSTs is unclear in the October 1944 timeframe, it is noteworthy that even at the peak of American wartime industrial output, the limited availability of the LST had a constraining effect on strategy. It can be expected that the destruction of LSTs and other transports in the Leyte Gulf would have had a noteworthy effect on the Philippine campaign, including a temporarily diminished operational tempo and possibly even a shift to a defensive posture until logistical capacity could be regenerated.

Regeneration may have taken several weeks and occurred in the midst of the Japanese counterattacks on Leyte. The Japanese military had more than 430,000 troops on the Philippines, but only 20,000 on Leyte at the time of invasion.56 U.S. airpower was highly successful at interdicting Japanese ship transports aiming to reinforce Leyte after the invasion, to where two months later in December the Japanese were only able to reinforce their presence on Leyte to 34,000 troops.57 The Japanese were having their own transports harassed and destroyed, contributing to their inability to push the invasion force of more than 130,000 troops back into the sea. It is therefore doubtful that losing whatever transports were present in the gulf on October 25 would have been decisive enough to foment a collapse of the U.S. lodgment, much less decisively foreclose the option of a Philippine invasion.

In terms of Japanese attrition, Kurita took substantial losses at the Battle of Leyte Gulf, and would have suffered even more in the alternative. Kurita began the battle with five battleships, 10 heavy cruisers, two light cruisers, and 15 destroyers. He ended the battle with four battleships, two heavy cruisers, and 13 destroyers.58 In the alternative, he is most likely destroyed wholesale, due to the overwhelming amount of firepower he invites with a lengthier operation.

Many forces that could not engage Kurita in the historical case would have had an opportunity to do so in the alternative. In the alternative scenario, the following additional forces gain an opportunity to impose new engagements on Kurita: Oldendorf’s detachment from TF 77.2 (three battleships, four heavy cruisers, 20 destroyers); Lee’s TF 34 (six battleships, three light cruisers, eight destroyers); Admiral T.L. Sprague’s Taffy 1 (six escort carriers); Taffy 1 and Taffy 2 light surface forces (up to six destroyers and seven destroyer escorts); and the remainder of Halsey’s TF 38 carrier forces (four fleet carriers and three light carriers). Kurita would have also faced additional air attacks from McCain’s TF 38.1 (three fleet carriers, two light carriers) and Bogan’s TF 38.2 (one fleet carrier, two light carriers).59 By pressing toward the beachhead, Kurita dramatically expands the striking opportunity U.S. forces would have had against the Center Force due to an estimated increase in operational duration of only nine hours. Against such overwhelming odds, it is likely that Kurita’s Center Force would have been decisively destroyed, or a few heavily damaged units would have survived at best.

Click to expand. A depiction of the various strikes and interceptions that could have occurred against the Center Force after it completed its bombardment of the Leyte beachhead. Also shown are the actual air strikes that McCain’s TF 38.1 and Bogan’s TF 38.2 executed against the Center Force on Oct 25 and 26. (Author graphic.)

The strategic impact of a steeper sacrifice from Kurita would have been marginal. The historical case of the Battle of Leyte Gulf is already widely regarded as the battle that decisively ended the Imperial Japanese Navy as a fighting force of strategic value.60 This stems not from the extensive losses the Japanese heavy surface forces took, but from the conclusive destruction of the bulk of the IJN’s remaining carrier forces at the Battle off Cape Engaño, where one fleet carrier and three light carriers were sunk.61 These carriers could only serve as decoys because their air wings had not recovered from the heavy attrition they suffered at the Battle of the Philippine Sea four months earlier. But this was unknown to the Americans, causing Halsey to justifiably concentrate his fleet’s striking power against the opposing carrier force. As Halsey later wrote of his decision during the battle,

“In modern naval warfare there is no greater threat than that offered by an enemy carrier force. To leave such a force untouched and to attack it with anything less than overwhelming destructive force would not only violate this proven principle but in this instance would have been foolhardy in the extreme.”62

This complements a rationale offered by Kurita’s chief of staff, Admiral Koyanagi, who argued:

“In modern sea warfare, the main striking force should be a carrier group, with other warships as auxiliaries. Only when the carrier force has collapsed, should the surface ships become the main striking force. However majestic a fleet may look, without a carrier force it is no more than a fleet of tin.”63

In the case of Halsey, he aggressively pursued decoy carriers, in the case of Kurita, he aggressively pursued falsely classified escort carriers. Both sides were understandably seduced by the strategic opportunity of inflicting heavy damage against carrier forces. They shared a common recognition that carrier strike had emerged as the dominant mode of blue water naval warfare in WWII, and to destroy the handful of capital ships at the core of this new paradigm would have opened up outsized strategic possibilities.

October 25, 1944 – Japanese aircraft carrier Zuiho still underway after taking several hits by aircraft of U.S. Task Force 38 during the Battle off Cape Engaño. (U.S. Navy photo)

By comparison, a navy deprived of carriers would have few good options for contesting sea control, options that increasingly depend on significant amounts of luck and skill. These options include sending submarines through dense and overlapping layers of screening forces, having surface forces seek out decisive night engagements, or sending surface units through a gauntlet of hundreds of miles of carrier strike before they can finally bring their guns to bear. Such was the fate of the super battleship Yamato that sailed with Kurita, which was later sacrificed in a suicide run against the Okinawa invasion force.64

The dominant mode of warfare is why the destruction of IJN carrier forces at the Battle of Cape Engaño is what ultimately allowed the U.S. to operate without much concern for the Imperial Japanese Navy for the remainder of the Pacific war. If Kurita’s Center Force had never set sail for Leyte, the effect would have been much the same.

Historical Probability

The probability of this alternative appears quite high. The historical case featured Kurita choosing a major deviation from his standing orders and narrowly escaping the firepower of multiple converging naval formations. Had Kurita adhered to his original intent, he would have been more likely to reach the beachhead than not, and more likely than not to have his force destroyed. It is estimated here that some version of this alternative was actually the more likely event, with the historical reality being the less likely outcome.

The key factor is Kurita accurately classifying the flattops of Taffy 3 as escort carriers. An accurate classification could have been enabled by various means and factors. The Yamato battleship carried multiple reconnaissance float planes that could have been launched to provide some measure of improved awareness, even if they would not survive for long with U.S. carrier air attacking the Center Force. The Japanese battleship force had also suffered relatively little attrition up until this point in the war and was not seriously deprived of experienced personnel like the depleted naval aviation arm.

Kurita could have also properly classified the escort carriers and their escorts after being under attack by them for several hours. The volume of Taffy 3 aircraft and the intensity of their attacks hardly compared to the powerful beating the Center Force took from five fleet carriers in the Battle of the Sibuyan Sea the day prior. The Center Force also received no heavy gunnery salvos in response to its pursuit, which should have highlighted the major improbability of a force of multiple fleet carriers somehow having no escorts larger than a destroyer.

The ability to accurately identify Taffy 3’s flattops as escort carriers was certainly complicated by its effective tactics of conducting a fighting withdrawal, including extensive use of smokescreens, maneuvering into local squalls, and torpedo attacks that forced Kurita’s pursuing forces to temporarily break contact for the sake of evasion.65 But even so, the combination of factors, especially experience, should have made an accurate classification more likely than not.

Each of the hypothetical intercepts also become highly probable in the alternative if Kurita presses on. Oldendorf’s intercept is practically guaranteed by virtue of proximity and the likely duration of Kurita’s presence in the gulf. The Taffy forces and McCain’s TF 38.1 are also virtually guaranteed to have more opportunity to launch more airstrikes than the historical case. Lee’s ability to intercept an egressing Kurita at San Bernardino Strait is more likely to happen than not, given the extensive cost in time that Kurita pays for his drive to the gulf. Because of the same time costs, Halsey’s TF 38 is well within range of striking Kurita in the Sibuyan Sea the next day, and the combined forces of McCain’s TF 38.1 and Bogan’s TF 38.2 also have much more opportunity to strike. Every hour it costs Kurita to press deeper in the gulf converts into more daylight striking opportunity the following day by multiple converging carrier forces.

The possibility of these alternative engagements fundamentally hinges on a relatively small increase in operational duration. Within an hour of Kurita being sighted by Taffy 3, American naval commanders set in motion a series of counter-moves that would close in on Kurita in a matter of hours. Had Kurita held to his orders and had he accurately classified the escort carriers, these alternative clashes would have been more likely to happen than not.

Counterarguments

Kurita was pulled into an engagement with the Taffy escort carriers because he saw a decisive opportunity, a perception that was encouraged by the dominant mode of naval warfare and the IJN’s institutional doctrine of prioritizing decisive fleet engagements. The main counterargument to the alternative is that the opportunity of striking fleet carriers fits neatly enough with the preferences of Kurita and IJN doctrine, making the historical case the more likely outcome.

While Kurita’s primary objective was the Leyte beachhead, the naval staff of the Center Force and the staff of the Combined Fleet Headquarters had previously discussed the possibility of a fleet engagement. It was generally agreed upon that a crippling blow to the enemy’s carrier force would have had a far more strategic effect on the war than heavily damaging the beachhead. Kurita’s chief of staff, Admiral Koyanagi, expressed this thinking:

“Our one big goal was to strike the United States fleet and destroy it. Kurita’s staff felt that the primary objective of our force should be the annihilation of the enemy carrier force and that the destruction of enemy convoys should be but a side issue. Even though all enemy convoys in the theater should be destroyed, if the powerful enemy carrier striking force was left intact, other landings would be attempted, and in the long run our bloodshed would achieve only a delay in the enemy’s advance. On the other hand, a severe blow at the enemy carriers would cut off their advance toward Tokyo and might be a turning point in the war. If the Kurita Force was to be expended, it should be for enemy carriers…Kurita and his staff had intended to take the enemy task force as the primary objective if a choice of targets developed.”66

Yet Koyanagi also explained that the tension between these objectives was affecting the force’s leadership. Kurita’s Center Force knew it would deploy deep in the battlespace with little naval air cover and potentially face devastating American carrier strikes, which it eventually did in the Battle of the Sibuyan Sea. It would require steadfast determination to subject one’s force to this punishment while in pursuit of an objective that was not the enemy’s main battle fleet, especially if that battle fleet happened to come within range of heavy surface gunnery. With respect to the Combined Fleet’s operational policy of prioritizing the beachhead, Koyanagi described the attitude of the Center Force staff: “our whole force was uneasy, and this feeling was reflected in our leadership during the battle.”

Taffy 3 therefore provided an opportunity for the Center Force to focus on its preferred operational aim – a fleet-on-fleet engagement. Encountering Taffy 3 allowed Kurita to redirect his focus given how a “choice in targets” had in fact developed. The previous day’s heavy punishment in the Sibuyan Sea likely reinforced the desire to destroy carriers. Kurita pursued Taffy 3 at top speed for nearly three hours, possibly thinking he had come upon one of the luckiest breaks for the Imperial Japanese Navy in the war. As Koyanagi described the initial sighting of Taffy 3,

“This was indeed a miracle. Think of a surface fleet coming up on an enemy carrier group! We moved to take advantage of this heaven-sent opportunity. Yamato increased speed instantly and opened fire at a range of 31 kilometers. The enemy was estimated to be four or five fast carriers guarded by one or two battleships and at least ten heavy cruisers.”67

In fact, Taffy 3 contained six escort carriers, three destroyers, and four destroyer escorts. Taking Koyanagi’s upper figures, the Center Force overestimated the tonnage of the naval force it encountered by a factor of five.68

While the Center Force’s strong preference for engaging in fleet battles was understandable, the multiple factors that should have enabled accurate classification remain plausible. They also become more plausible as time goes on during the Battle off Samar, given how the attacks of Taffy 3 and its escorts increasingly reveal their marginal capability compared to the major fleet combatants the Center Force misclassified them as. The institutional preference for fleet engagement is the strongest factor buttressing the historical case, but it is still weaker than the combination of multiple factors that make the alternative more likely.

Conclusion

The Battle of Leyte Gulf was an intricate engagement, consisting of multiple separate but interconnected battles. If any of these battles resulted in different outcomes, it would have affected the operational behavior of the forces in the other clashes. By slipping through the San Bernadino Strait, the Center Force exerted a powerful influence over the behavior of all major U.S. naval forces present at the battle, including many that never got a chance to engage Kurita. But had Kurita not been diverted by the escort carriers of Taffy 3, he would have likely earned an opportunity to bombard his primary objective, while also creating an opportunity for his force’s annihilation.

Kurita’s efforts were ultimately futile regardless of his courses of action. By then the industrial might of the U.S. was conferring overwhelming material superiority to the allies, as exemplified by the more than 15 fleet carriers and 120 escort carriers that were produced during the war years.69 That Kurita sortied at all is more a testament to the obstinate fatalism of the Japanese Empire rather than its strategic acumen.

The Battle of Leyte Gulf remains the most recent high-end, fleet-on-fleet combat action despite occurring 80 years ago. It endures as a highly instructive case of naval warfare, whose many fundamentals can still apply today. Whether it is command confusion afflicting U.S. operations, on-scene leaders perceiving what they want to see in enemy forces, or fast-breaking decisions defining combat outcomes, modern warfighters should recognize that future fleet battles may be rife with similar challenges. If U.S. naval forces are ever sortied against daring odds to damage a beachhead on a foreign shore, they should heed Koyanagi’s warning – “As in all things, so in the field of battle, none can tell when or where the breaks will come.”

Dmitry Filipoff is CIMSEC’s Director of Online Content. He is the author of the Fighting DMO and How the Fleet Forgot to Fight series. He is coauthor of Learning to Win: Using Operational Innovation to Regain the Advantage at Sea against China. Contact him at Content@Cimsec.org.

References

[1] Martin R. Waldman, “CALMNESS, COURAGE, AND EFFICIENCY,” Remembering the Battle of Leyte Gulf, pg. 3-4 (PDF pg. 7-8), Naval History and Heritage Command, 2019, https://www.history.navy.mil/content/dam/nhhc/research/publications/publication-508-pdf/battle_leyte_gulf_508.pdf.

[2] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 184-187, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[3] Ibid, pg. 189.

[4] Ibid, pg. 190.

[5] Rear Admiral Tomiji Koyanagi, former Imperial Japanese Navy, “With Kurita at Leyte Gulf,” U.S. Naval Institute Proceedings, February 1953, https://www.usni.org/magazines/proceedings/1953/february/kurita-battle-leyte-gulf.

[6] Interrogations of Japanese Officials – Vols. I & II United States Strategic Bombing Survey (Pacific), https://www.history.navy.mil/research/library/online-reading-room/title-list-alphabetically/i/interrogations-japanese-officials-voli.html#no35.

[7] Samuel E. Morison, “The Battle of Surigao Strait,” U.S. Naval Institute Proceedings, December 1958, https://www.usni.org/magazines/proceedings/1958/december/battle-surigao-strait.

[8] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 14 (PDF pg. 9), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[9] Admiral W.A. Lee, Jr., “Report Of Operations Of Task Force Thirty-Four During The Period 6 October 1944 To 3 November 1944,” December 14, 1944, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/TF-34-Leyte.html.

[10] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 67 (PDF pg. 37), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[11] Image “Plate NO. 60,” from, Reports Of General MacArthur: The Campaigns Of MacArthur In The Pacific, Volume I, pg. 210 (PDF pg. 229), https://history.army.mil/html/books/013/13-3/CMH_Pub_13-3.pdf.

[12] Richard Bates, The Battle for Leyte Gulf. October 1944. Strategical and Tactical Analysis. Volume V. Battle of Surigao Strait, October 24th-25th, pg. 656-657 (PDF pg. 799-800), U.S. Naval War College, 1958, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/NWC-5.pdf.

[13] Ibid, pg. 664 (PDF pg. 807).

[14] Ibid, pg. 675, (PDF pg. 818).

[15] Fleet Admiral William F. Halsey, Jr., U.S. Navy (Retired), “The Battle for Leyte Gulf,” U.S. Naval Institute Proceedings, May 1952, https://www.usni.org/magazines/proceedings/1952/may/battle-leyte-gulf.

[16] Ibid.

[17] Ibid.

[18] Ibid.

[19] Admiral W.A. Lee, Jr., “Report Of Operations Of Task Force Thirty-Four During The Period 6 October 1944 To 3 November 1944,” December 14, 1944, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/TF-34-Leyte.html.

[20] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 78 (PDF pg. 43), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[21] For Kurita, see: Interrogations of Japanese Officials – Vols. I & II United States Strategic Bombing Survey (Pacific), https://www.history.navy.mil/research/library/online-reading-room/title-list-alphabetically/i/interrogations-japanese-officials-voli.html#no35.

For Lee, see: Admiral W.A. Lee, Jr., “Report Of Operations Of Task Force Thirty-Four During The Period 6 October 1944 To 3 November 1944,” December 14, 1944, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/TF-34-Leyte.html.

[22] Samuel E. Morison, “The Battle of Surigao Strait,” U.S. Naval Institute Proceedings, December 1958, https://www.usni.org/magazines/proceedings/1958/december/battle-surigao-strait.

[23] Ibid.

[24] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 295, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[25] Richard Bates, The Battle for Leyte Gulf. October 1944. Strategical and Tactical Analysis. Volume V. Battle of Surigao Strait, October 24th-25th, pg. 675 (PDF pg. 818), U.S. Naval War College, 1958, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/NWC-5.pdf.

[26] Eugene Cammeron, “Battle off Samar,” Navweps, http://www.navweaps.com/index_oob/OOB_WWII_Pacific/OOB_WWII_Samar.php.

[27] Norman Friedman, “A Massive Torpedo,” Naval History Magazine, April 2019, https://www.usni.org/magazines/naval-history-magazine/2019/april/massive-torpedo.

See also: Samuel J. Cox, “H-008-3: Torpedo Versus Torpedo,” Naval History and Heritage Command, July 2017, https://www.history.navy.mil/content/history/nhhc/about-us/leadership/director/directors-corner/h-grams/h-gram-008/h-008-3.html.

[28] For narratives and analysis of the naval battles off Guadalcanal, see Trent Hone, Learning War: The Evolution of Fighting Doctrine in the U.S. Navy, 1898–1945, Naval Institute Press, 2019, and Jim Hornfischer, Neptune’s Inferno: The U.S. Navy at Guadalcanal, Bantam, 2012.

[29] Ibid.

[30] For rate of fire, see: Captain C.G. Grimes, Target Report – Japanese 18″ Guns and Mounts, pg. 50 (PDF pg. 53), Chief Naval Technical Mission to Japan, February 1946, https://web.archive.org/web/20141022175714/http:/www.fischer-tropsch.org/primary_documents/gvt_reports/USNAVY/USNTMJ%20Reports/USNTMJ-200F-0384-0445%20Report%20O-45%20N.pdf.

For ammunition capacity of Yamato, see: Samuel J. Cox, “H-044-3: “Operation Heaven Number One” (Ten-ichi-go)—the Death of Yamato, 7 April 1945,” April 2020 2020, https://www.history.navy.mil/about-us/leadership/director/directors-corner/h-grams/h-gram-044/h-044-3.html.

[31] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 98 (PDF pg. 54), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[32] Ibid, pg. 78 (PDF pg. 43).

[33] Ibid, pg. 112-113, (PDF pg. 61).

[34] Ibid, pg. 69 (PDF pg. 38).

[35] Ibid, pg. 98 (PDF pg. 54).

[36] Image “Plate NO. 62,” from, Reports Of General MacArthur: The Campaigns Of MacArthur In The Pacific, Volume I, pg. 219 (PDF pg. 238), https://history.army.mil/html/books/013/13-3/CMH_Pub_13-3.pdf.

[37] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 89 (PDF pg. 49), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[38] The effective combat radius of U.S. WWII fleet carriers was about 300 miles. For effective range of U.S. WWII fleet carriers, see: Dr. Jerry Hendrix, Retreat from Range: The Rise and Fall of Carrier Aviation, pg. 17-19, Center for a New American Security, October 2015, https://www.files.ethz.ch/isn/194448/CNASReport-CarrierAirWing-151016.pdf.

Also see Samuel E. Morison’s description of McCain’s initial air strike against the Center Force, which at 335 miles Morison described as “one of the longest carrier strikes of the war. Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 309, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[39] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 23 (PDF pg. 13), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[40] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 309, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[41] Admiral W.A. Lee, Jr., “Report Of Operations Of Task Force Thirty-Four During The Period 6 October 1944 To 3 November 1944,” December 14, 1944, https://www.ibiblio.org/hyperwar/USN/rep/Leyte/TF-34-Leyte.html.

[42] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 311, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[43] Ibid, pg. 310.

[44] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 112-113 (PDF pg. 61), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[45] Ibid, pg. 72-73 (PDF pg. 40).

[46] Ibid, pg. 76-77 (PDF pg. 42).

[47] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 135, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[48] Ibid, pg. 155-156.

[49] Image “Plate NO. 58,” from, Reports Of General MacArthur: The Campaigns Of MacArthur In The Pacific, Volume I, pg. 201 (PDF pg. 220), https://history.army.mil/html/books/013/13-3/CMH_Pub_13-3.pdf.

[50] Rear Admiral Tomiji Koyanagi, former Imperial Japanese Navy, “With Kurita at Leyte Gulf,” U.S. Naval Institute Proceedings, February 1953, https://www.usni.org/magazines/proceedings/1953/february/kurita-battle-leyte-gulf.

[51] Craig L. Symonds, “The unloved, unlovely, yet indispensable LST,” Navy Times/WWII Magazine, June 6, 2019, https://www.navytimes.com/news/your-navy/2019/06/06/the-unloved-unlovely-yet-indispensable-lst/.

[52] Ibid.

[53] Samuel E. Morison, “History of United States Naval Operations in World War II, Volume 12, Leyte, June 1944 to January 1945,” pg. 156, 1958, Little, Brown and Company, https://archive.org/details/historyofuniteds00mori/page/n3/mode/2up.

[54] For LST construction rate, see: Craig L. Symonds, “The unloved, unlovely, yet indispensable LST,” Navy Times/WWII Magazine, June 6, 2019, https://www.navytimes.com/news/your-navy/2019/06/06/the-unloved-unlovely-yet-indispensable-lst/.

For Liberty ship construction rate, see: Gus Bourneuf Jr., Workhorse of the Fleet: A History of the Liberty Ships, pg. 112 (PDF pg. 120), American Bureau of Shipping, 1990, https://ww2.eagle.org/content/dam/eagle/publications/company-information/workhorse-of-the-fleet-2019.pdf.

[55] Craig L. Symonds, “The unloved, unlovely, yet indispensable LST,” Navy Times/WWII Magazine, June 6, 2019, https://www.navytimes.com/news/your-navy/2019/06/06/the-unloved-unlovely-yet-indispensable-lst/.

[56] Charles R. Anderson, Leyte: The U.S. Army Campaigns of World War II, pg. 14, Center of Military History, U.S. Army, 2019, https://history.army.mil/html/books/072/72-27/CMH_Pub_72-27(75th-Anniversary).pdf.

[57] Ibid, pg. 24.

[58] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 105 (PDF pg. 57), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[59] The carrier Princeton is not counted given how it was sunk several days before the battle. For overall order of battle, see: Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 107-113 (PDF pg. 58-61), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[60] John Grady, “Panel: Lessons Learned from the Battle of Leyte Gulf Endure,” USNI News, October 26, 2019, https://news.usni.org/2019/10/26/panel-lessons-learned-from-the-battle-of-leyte-gulf-endure.

[61] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 87-90 (PDF pg. 48-50), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[62] Fleet Admiral William F. Halsey, Jr., U.S. Navy (Retired), “The Battle for Leyte Gulf,” U.S. Naval Institute Proceedings, May 1952, https://www.usni.org/magazines/proceedings/1952/may/battle-leyte-gulf.

[63] Rear Admiral Tomiji Koyanagi, former Imperial Japanese Navy, “With Kurita at Leyte Gulf,” U.S. Naval Institute Proceedings, February 1953, https://www.usni.org/magazines/proceedings/1953/february/kurita-battle-leyte-gulf.

[64] Samuel J. Cox, “H-044-3: “Operation Heaven Number One” (Ten-ichi-go)—the Death of Yamato, 7 April 1945,” April 2020 2020, https://www.history.navy.mil/about-us/leadership/director/directors-corner/h-grams/h-gram-044/h-044-3.html.

[65] Battle Summary No. 40, The Battle of Leyte Gulf 23rd-26 October, 1944, pg. 70-72 (PDF pg. 39-40), Tactical and Staff Duties Division, Historical Section, Royal Australian Navy, May 1947, https://www.navy.gov.au/sites/default/files/documents/Battle_Summary_No_40.pdf.

[66] Rear Admiral Tomiji Koyanagi, former Imperial Japanese Navy, “With Kurita at Leyte Gulf,” U.S. Naval Institute Proceedings, February 1953, https://www.usni.org/magazines/proceedings/1953/february/kurita-battle-leyte-gulf.

[67] Ibid.

[68] This calculation is based on the tonnage of following common classes of American WWII warship: Essex-class fleet carriers, Casablanca-class escort carriers, Baltimore-class heavy cruisers, and Fletcher­­-class destroyers.

[69] For fleet carrier production, see: Scot MacDonald, “The Evolution of Aircraft Carriers: The Early Attack Carriers,” pg. 47 (PDF pg. 49) Naval Aviation News, https://www.govinfo.gov/content/pkg/GOVPUB-D221-PURL-gpo67727/pdf/GOVPUB-D221-PURL-gpo67727.pdf.

For escort carrier production, see: Ensign G. I. “Ike” Heinemann, U.S. Navy, “Bring Back the CVLs,” U.S. Naval Institute Proceedings, June 2019, https://www.usni.org/magazines/proceedings/2019/june/bring-back-cvls.

Featured Image: 24 October 1944 – The Japanese battleship Yamato is hit by a bomb near her forward 460mm gun turret, during attacks by U.S. carrier planes during the Battle of the Sibuyan Sea. (U.S. Navy photo)

Re-Envisioned Pacific: Japan Strategies for Post-Pearl Harbor Victory

By Alex Crosby

Following the attack on Pearl Harbor, Japan’s options for attaining a favorable war termination diminished to a handful of feasible strategies. The United States, emboldened by the surprise bloodshed, committed to an unlimited war with Japan unless de-escalation or a viable forced negotiations option were presented.1 Japan did not pursued several alternative strategies to achieve a favorable outcome in its war against the United States. First, Japan possessed the ability to prevent attrition of critical wartime capabilities, including aviation assets and merchant shipping, but did not preserve critical combat power. Second, Japan did not sufficiently concentrated its combat power towards exploiting strategically beneficial offensives before the end of 1942. Finally, Japan underutilized its diplomatic and information means of national power. If Japan employed these alternative strategies, American’s willingness for war termination negotiations and the chances of Japan achieving its strategic objectives would have increased.

Preventing Attrition of Critical Wartime Capabilities

By preventing overwhelming attrition of its critical wartime capabilities, especially in the early stages of the war, Japanese could have applied its combat power to induce the United States to a negotiated war termination.2 Following the attack on Pearl Harbor and through the end of 1942, the United States shifted its focus to a theater-wide defensive posture while reconstituting and repositioning its combat power needed to confront Japan. America’s posture its forces for a campaign of cumulative attrition, allowing US forces to maintain the initiative and conduct systematic engagements to impose unsustainable military losses on Japan.

However, the American effort relied on friendly local forces alienated by the brutal Japanese occupations providing intelligence of Japanese force movements. This tactical intelligence proved fundamental for the attrition of Japanese aircraft and pilots traveling between Rabaul and Guadalcanal, eroding Japanese air combat power.3 Japan’s did not focus on limiting their intelligence flow from alienated civilians, either through coercive or forceful means, to prevent attrition of its critical land-based aviation and pilots. Likewise, Japan did not sufficiently collect and exploit intelligence about the United States as it had during the first few months following Pearl Harbor to ensure naval aviation maintained combat loss mitigated initiatives.4

To further mitigate losses of its land and naval aviation capabilities Japan needed to focus on resource reallocation, pilot recovery operations, and maintaining aviation proficiency. After the initial offensives of 1941 and 1942, Japan depleted its aviation assets to dangerously low levels with no clear path for reconstitution. To prevent crippling attrition, Japan could have provided long-distance air support from Rabaul for the south Pacific. In addition, Japan was slow to recognize the future operational demand for greater quantities of its aviation assets and shift resources from obsolete programs like the superbattleship program.5

Finally, Japan’s inability to avoid detrimental losses of its proficient pilots by focusing on pilot recovery operations and rotating pilots to instruct recruits proved costly.6,7 At war initiation, Japan possessed a cadre of talented pilots. Japan’s failure to prioritized maintaining the cadre of skilled pilots negated their advantage they held at the start of the war. By capitalizing on early airpower concentrations and avoiding attrition of such a critical intellectual capability, Japan would have sustain its continued offensives with devastating efficacy and forced the United States to the bargaining table.8

The little attention paid to the protection of Japanese merchant shipping proved costly, as this non-military power was attrited to fatal levels and counted the early war American strategy of cumulative attrition.9 The tyranny of distance in the Pacific required significant quantities of merchant shipping to maintain the extensive sea lines of communications.10 Although Japan remained unaware, the United States had decrypted Japan’s merchant shipping communications. Japan did not appreciate the level of risk that existed and did not change its encryption following its attack on Pearl Harbor. This protection of vital communications would have blunted the American intelligence interception and decreased the Japanese merchant shipping attrition levels.11 American submarines posed the great threat to Japanese merchant shipping, but Japan was slow to recognize the threat and reallocate resources to convoy escorts and anti-submarine tactics.12 These ship-based efforts, coupled with land and naval aviation, would have preserved Japanese logistics and transportation capabilities for the necessary offensives to force the negotiated end of hostilities.13

Concentration of Combat Power for Strategic Offensives

Japan’s failure to concentrate its offensive combat early in the war to achieve decisive victories decreased the United States’ willingness to negotiate. In the early stages of conflict with the United States, an underlying aspect of Japanese wartime execution was a risk-averse approach to offensives. This piecemeal mindset led to debilitating attrition, such as the slow commitment to capturing and defending Guadalcanal.14 Rather than the piecemeal approach, Japan could have concentrated overwhelming force to attack the American forces and push eastwards through the Central Pacific.15 Overwhelming force coupled with Japan’s distinct naval warfare advantages could have proven decisive. The Japanese navy missed an opportunity to continued its fearsome offensives under cover of darkness and using sea control during the daytime.16

Japan did not focus its offensive combat power in bolder ways to achieve decisive action with strategic benefits. One operational line of efforts planned for but never executed was the use of Japanese submarines in the vicinity of Hawaii to sink American ships entering and leaving the port.17 This use of Japanese submarines, especially immediately following the attack on Pearl Harbor, would have crippled America ships and the limited aircraft carriers returning to port.

Japan did not concentrate its defensive combat power through the garrisoning of mutually supportive islands, a miscalculation American forces exploited. The isolated citadel strategy with its island defenses proved vulnerable to the American leapfrogging approach.18 Vast distances between these islands were often equivalent to the coast-to-coast span of the United States and placed a tremendous strain on supply chains, resulting in non-combat-related losses for aircraft.19 Concentrating defensive combat power on mutually supportive islands, Japan could then bring to bear overwhelming firepower to deter American invasion plans or repel landing assaults.20 The practical approach to amphibious defensive warfare could have allowed for the coordination of simultaneous attacks on approaching American naval forces and limited the attrition of critical Japanese air power.21,22 The coordination of firepower from these mutually supportive islands, in the form of fixed artillery sites and land-based aviation, could have undermined American strategy and provided more effective safe havens for reconstituting Japanese forces.

With the concentration of offensive and defensive combat power, Japan did not launch audacious offensives before the end of 1942, which would have resulting in the decisive destruction of American naval forces. At the outset of the war, Japanese leadership recognized the industrial might of the United States would inevitably lead to defeat unless Japan could meet its principal military aims before the end of 1942.23,24,25,26 These bold offensives would have denied the United States strategic positions required for force projection, such as Guadalcanal, and disrupted vulnerable sea lines of communication. 27 Japanese offensives should have targeted Ceylon and Australia to threaten Allied capabilities to support American force movements and draw American carriers, still few in numbers and lacking proven doctrine, to more threatening operating areas. 28,29 The Indian Ocean would have been an area of strategic gain for Japan should it have employed its submarine force, away from Allied air cover, to conduct convoy raiding on Lend-Lease merchant vessels transiting to support Russia via the Middle East.30,31 Most significantly, Japan should have executed its planned invasion of Hawaii, which would have directly threatened Alaska, the West Coast, and the Panama Canal.32,33 These three locations were of particular concern for the United States, while increasing their willingness to negotiate a peace settlement.34

Employing Diplomatic and Information Means

Aside from preventing attrition and concentrating combat power, Japan did not exploit its diplomatic and information leverage to force negotiations with the United States. The United States remains concerned about Japan’s involvement within the Tripartite Pact. Japan could have exploited this opportunity by quickly pulling out of the Tripartite Pact after Pearl Harbor to unburden itself from the disjointed German and Italian war aims.35 The Tripartite Pact forced Japan into close relations with Germany and Italy, both had their own strategic objectives and were so distanced that any significant resource or military assistance to Japan was impractical.36 By distancing itself diplomatically from Germany and Italy, Japan could have vastly complicated President Roosevelt’s strategic calculus for publicly justifying the war in Europe to the American people. 37 A rapid exit from the Tripartite Pact would have negated the risk of Germany and Italy declaring war on the United States, which bolstered the American public’s emotions for hatred and revenge.38

Japanese exploitation of divisions within the Allies, either via diplomatic or information means, could have also proved beneficial for several reasons. First, China was a significant cause of manpower attrition for the Japanese, aggravated by the increasing influx of Allied military assistance.39 If Japan could have diplomatically severed this assistance, it could have detracted the Allied political interest within the region and ensured Japan’s status as the regional hegemony. Second, a point of possible exploitation could have been isolating Australia and India diplomatically from Great Britain by highlighting the ongoing colonial ambitions of Winston Churchill. Australia, India, and to a lesser extent, smaller Asian countries, had existing ambitions to separate themselves from Great Britain.40 Japan should have exploited these divisions and fractured British equities, which would have decreased the political interest in the region.

Japan should have highlighted the forcefulness of American leadership over Allied strategy and policy. This messaging should have sought to use American aggressiveness over its allies as a rationale for degrading the United States’ access to critical military facilities in the south and central Pacific.41 With distinct divisions amongst the Allies, Japan should have exploited opportunities to fracture away as much support for the United States as possible.

Although Japan used propaganda to a limited extent against deployed American forces, Japan did not sufficiently target the domestic American population. During the early stages of the war, Japan used propaganda as a leading tool of its national strategy with strategic success.42 Japan missed an opportunity to wield this capability with devastating effects by highlighting perceived British ambitions to expand its colonial rule against southeast Asian nations.43 Additionally, Japan did not highlight the enormous financial costs of General MacArthur’s self-imposed Philippine Campaign, which could eroded the American public’s support against any continued intervention in the Philippines.44,45

Japan did not focus on weakening the American public’s view of the Pacific Fleet serving as a mobile defensive line early in the war. By messaging the Pacific Fleet as an ineffective deterrent fleet incapable of preventing further Japanese aggression, combined with a decisive attack, would have potentially dissolved the America public’s belief in the West Coast’s safety.46 This emphasis on diminishing the morale of the American people could have been a focal point of Japanese strategy to circumvent the domestic calls for total national unity.47 With the will of the American people depleted, the chances of a negotiated war termination would have likely increased in Japan’s favor.

Counterargument and Rebuttal

Some might argue that the Japanese wait-and-react strategy served as a better solution for ensuring a favorable outcome with the United States. This strategy was structured to combine phased combat actions to achieve the complete destruction of American naval power in the Pacific Ocean. First, Japanese naval forces would search for and annihilate American naval forces permanently stationed or operating in the western Pacific Ocean. Next, Japan would conduct a series of minor naval engagements to attrite an American main battle force moving westward to relieve or recapture American territories like Guam. Finally, Japan would seek to decisive engagement, decimate the American naval forces to force negotiations for war termination.48

The attack on Pearl Harbor, and the initial stages of the war, shaped by strategic assumptions fundamental to the wait-and-react strategy remained valid throughout the Interwar Period. First, the Japanese assumed it would achieve its war aim following a rapid, decisive offensives, forcing the United States into peace negotiations. Second, the Japanese navy’s was to gain sea control needed for conflict success, enabling the capture of a strategic position essential for the survival of Japan following the war, and ensure the future prosperity of Japan. In the minds of the Japanese, the western and central Pacific were the defining features of these geographic considerations. Third, Japanese navy leadership remained adamant that only decisively defeating the American battle fleet guaranteed sea control. Fourth, suppose if Japan could not confront the United States with equal or greater numbers of ships. In that case, Japan could negate with ship overmatch with superior firepower, armor, training, and outranging technology such as carrier-borne aviation. Finally, the victory following a decisive naval battle would ensure the Japanese homeland security needed for prosperity and lead directly to a negotiated peace with the United States.49

Despite these contrary views, the wait-and-react strategy was a doomed path for Japan to remain on without considering alternative strategies that would have better enabled a negotiated war termination with the United States. A significant piece of evidence for this is that Japan blatantly violated its own fundamental axiom of grand strategy, which was the principle of fighting only one enemy at a time.50 Additionally, key Japanese naval leadership, including Yamamoto Isoroku, Ozawa Jisaburo, and Onishi Takijiro, guarded criticisms for the wait-and-react strategy. First, it relied entirely on the United States being a cooperative adversary and left the initiative of location and time for naval engagement with the Pacific Fleet. Second, the nature of offensive naval power had transitioned from the battleship-based fleet to one reliant on carrier-based aviation: a transition that required a more risk-averse (and thus less offensive) mindset to prevent loss of expensive carriers that would be troublesome to reconstitute during the conflict.

Finally, even with the introduction of carriers, the confrontation between Japan and the United States would still ultimately focus on critical airbases and facilities, predominately throughout the central Pacific.51 To rationalize both these criticisms and the fundamental tenets of wait-and-react, the Japanese navy sought a carrier aviation-based pre-emptive strike deep at Pearl Harbor to decisively defeat the Pacific Fleet. However, no legitimate plan was devised to transition to war termination through a negotiated settlement. 52 This execution of wait-and-react military strategy without the diplomatic ammunition to support it left Japan in a precarious situation that slowly but surely, led to Japan’s defeat.

Lieutenant Commander Crosby, an active duty naval intelligence officer, began his career as a surface warfare officer. His assignments have included the USS Lassen (DDG-82), USS Iwo Jima (LHD-7), U.S. Seventh Fleet, and the Office of Naval Intelligence, with multiple deployments supporting naval expeditionary and special warfare commands. He is a Maritime Advanced Warfighting School–qualified maritime operational planner and an intelligence operations warfare tactics instructor. He holds master’s degrees from the American Military University and the Naval War College.

Endnotes

1. Paine, Sarah C. M. The Wars for Asia, 1911-1949. New York: Cambridge University Press, 2012. 189.

2. Lee, Bradford A. “A Pivotal Campaign in a Peripheral Theatre: Guadalcanal and World War II in the Pacific.” In Naval Power and Expeditionary Warfare: Peripheral Campaigns and New Theatres of Naval Warfare. Bruce A. Elleman and S. C. M. Paine, eds. London and New York: Routledge, 2011. 84.

3. Ibid., 94.

4. Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887-1941. Annapolis: Naval Institute Press, 1997. 470-471.

5. Warner, Denis and Peggy. “The Doctrine of Surprise”; Miller, Edward S. “Kimmel’s Hidden Agenda”; and Cohen, Eliot A. “The Might-Have-Beens of Pearl Harbor.” MHQ: The Quarterly Journal of Military History, vol. 4, no. 1 (autumn 1991). 23.

6. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 385.

7. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 221.

8. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 375.

9. Wylie, J. C. Appendix A, “Excerpt from ‘Reflections on the War in the Pacific.’” In Military Strategy: A General Theory of Power Control. New Brunswick: Rutgers University Press, 1967. Annapolis: Naval Institute Press, reprint, 1989. 119.

10. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 717.

11. Ibid., 729.

12. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 417.

13. Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887-1941. Annapolis: Naval Institute Press, 1997. 485.

14. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 718.

15. Lee, Bradford A. “A Pivotal Campaign in a Peripheral Theatre: Guadalcanal and World War II in the Pacific.” In Naval Power and Expeditionary Warfare: Peripheral Campaigns and New Theatres of Naval Warfare. Bruce A. Elleman and S. C. M. Paine, eds. London and New York: Routledge, 2011. 88.

16. Ibid., 92.

17. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 171.

18. Larrabee, Eric. Commander in Chief: Franklin Delano Roosevelt, His Lieutenants and Their War. New York: Simon and Schuster, 1987. Annapolis: Naval Institute Press, reprint, 2004. 339.

19. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 409.

20. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 718.

21 Ibid., 719.

22. Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887-1941. Annapolis: Naval Institute Press, 1997. 466.

23. Lee, Bradford A. “A Pivotal Campaign in a Peripheral Theatre: Guadalcanal and World War II in the Pacific.” In Naval Power and Expeditionary Warfare: Peripheral Campaigns and New Theatres of Naval Warfare. Bruce A. Elleman and S. C. M. Paine, eds. London and New York: Routledge, 2011. 88.

24. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 707-708.

25. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 159.

26. Ibid., 169.

27. Lee, Bradford A. “A Pivotal Campaign in a Peripheral Theatre: Guadalcanal and World War II in the Pacific.” In Naval Power and Expeditionary Warfare: Peripheral Campaigns and New Theatres of Naval Warfare. Bruce A. Elleman and S. C. M. Paine, eds. London and New York: Routledge, 2011. 84-85.

28. Ibid., 86-87.

29. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 391.

30. Ibid., 418.

31. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 209.

32. Larrabee, Eric. Commander in Chief: Franklin Delano Roosevelt, His Lieutenants and Their War. New York: Simon and Schuster, 1987. Annapolis: Naval Institute Press, reprint, 2004. 364-365.

33. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 210.

34. “The Blue Team: Documents on U.S. Policy, Strategy, and Operation1949. New York: Cambridge University Press, 2012. 186.

35. Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887-1941. Annapolis: Naval Institute Press, 1997. 454.s in the Pacific War.” 11.

36. Paine, Sarah C. M. The Wars for Asia, 1911-

37. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 712-713.

38. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 181.

39. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 713, 716.

40. Paine, Sarah C. M. The Wars for Asia, 1911-1949. New York: Cambridge University Press, 2012. 198.

41. James, D. Clayton. “American and Japanese Strategies in the Pacific War.” In Makers of Modern Strategy: From Machiavelli to the Nuclear Age. Peter Paret, ed. Princeton: Princeton University Press, 1986. 723.

42. Ibid., 719-720.

43. Ibid., 722.

44. O’Brien, Phillips. How the War Was Won: Air-Sea Power and Allied Victory in World War II. Cambridge: Cambridge University Press, 2015. 382.

45. Larrabee, Eric. Commander in Chief: Franklin Delano Roosevelt, His Lieutenants and Their War. New York: Simon and Schuster, 1987. Annapolis: Naval Institute Press, reprint, 2004. 346.

46. Baer, George W. One Hundred Years of Sea Power: The U.S. Navy, 1890-1990. Stanford: Stanford University Press, 1994. 150.

47. Warner, Denis and Peggy. “The Doctrine of Surprise”; Miller, Edward S. “Kimmel’s Hidden Agenda”; and Cohen, Eliot A. “The Might-Have-Beens of Pearl Harbor.” MHQ: The Quarterly Journal of Military History, vol. 4, no. 1 (autumn 1991). 22.

48. Evans, David C. and Mark R. Peattie. Kaigun: Strategy, Tactics, and Technology in the Imperial Japanese Navy, 1887-1941. Annapolis: Naval Institute Press, 1997. 464.

49. Ibid., 480.

50. Ibid., 450.

51. Ibid., 472.

52. Warner, Denis and Peggy. “The Doctrine of Surprise”; Miller, Edward S. “Kimmel’s Hidden Agenda”; and Cohen, Eliot A. “The Might-Have-Beens of Pearl Harbor.” MHQ: The Quarterly Journal of Military History, vol. 4, no. 1 (autumn 1991). 25.

Featured Image: October 1941, Imperial Japanese Navy carrier Zuikaku at Bungo-channel. (Photo colorized by Irootoko Jr.)

The Unsung Joint Operational Success at Midway

By Dale A. Jenkins, with contributions from Dr. Steve Wills

The Battle of Midway in June 1942 is best known for the brave actions of U.S. Navy carrier pilots who, despite heavy losses and uncoordinated action, were able to find and destroy four Japanese carriers, hundreds of Japanese naval aircraft, and hundreds of irreplaceable Japanese aviators and deck crews. What is not often remembered is that the defense of Midway was a joint effort with Marine Corps and Army aircraft also playing a brave role in the defense of the island against Japanese attack. Today, the U.S. military almost always fights in a joint context, and the Battle of Midway, especially in the key decision of the Japanese strike commander to rearm his reserve force for a second attack a Midway, highlight that even a small joint contribution can force an opponent to make fateful decisions. In this case, joint action contributed to a decision that cost the Imperial Japanese Navy victory and likely sealed the fate of its four-carrier task force and the lives of thousands of Japanese sailors.

A Joint but Disorganized American Team

By May 27, 1942, a week prior to the Battle of Midway, the code breakers at Pearl Harbor  were able to advise Pacific Fleet commander Admiral Chester Nimitz that the Japanese Striking Force, which included at least four aircraft carriers, would launch an air attack at first light on June 4th against the defenses on Midway Island to prepare for an amphibious landing on the island. Nimitz reinforced Midway with every plane he could mobilize to defend the island: old Buffalo fighters and a few new Wildcats, Avenger torpedo planes, B-26 and B-17 bombers, Marine Dauntless dive bombers, Vindicators, and amphibious PBY Catalina patrol aircraft. Among these aircraft were a number of Marine Corps and Army aircraft. Nimitz planned to have three Pacific Fleet aircraft carriers, Enterprise, Hornet, and Yorktown in a flanking position northeast of the projected southeast Japanese track aimed directly at Midway, and then to coordinate with the land-based aircraft to concentrate his aircraft over the Striking Force for a simultaneous attack on the Japanese forces.

Poorly Coordinated Air Battle

While Army and Marine Corps aircraft did not make up the majority of the combat aircraft, they had the vital role of supporting Navy patrol aircraft by expanding the search around Midway Island and providing more early warning. Without the Army B-17 bombers performing maritime search, fewer Navy aircraft would have been less to patrol around the carrier task force. Although Navy patrol aircraft ultimately detected the Japanese occupation and striking forces, the additional patrol space provided by Army aircraft helped ensure the detection and warning to Midway before the attack.

At 0430 on June 4, the Japanese carriers launched 108 planes, half of their total force, to attack the Pacific Fleet shore defenses on Midway Island. The remaining planes constituted a reserve force: attack planes armed with anti-ship torpedoes and armor-piercing bombs, and a large complement of Zero fighters. At 0603, a U.S. PBY patrol aircraft from Midway located the Japanese carrier fleet. Strike aircraft from Midway flew to intercept the Japanese carriers and land-based Buffalo and Wildcat fighters rose to defend the island. Marine Corps gunners on Midway fired antiaircraft guns at the attacking Japanese aircraft. The military facilities on Midway were heavily damaged in the attack with hangers and barracks destroyed. Casualties among the Midway aircraft defending Midway were equally heavy. Of the 26 Marine Corps F2F Buffalo and F3F Wildcat aircraft that opposed the Japanese strike on Midway, fifteen were lost in combat. At the end of the battle only two air defense fighters were still operational to defend the island.

The joint attackers flying against the Japanese carriers fared little better than the joint air defense fighters. Six Avenger torpedo planes and four B-26s were the first to reach the Japanese carriers just after 0700 and were opposed by thirty Japanese Zeros. Five of the six Avenger torpedo planes were shot down trying to attack a Japanese carrier. Two B-26 aircraft targeted another carrier, and one was shot down, and two escaped after their ineffective torpedo drops. The fourth B-26 was on fire, and the pilot may have attempted a suicide crash into the bridge of Japanese flagship Akagi, but he narrowly missed and ended up in the ocean. During this encounter, the carriers were forced to maneuver, and although the attacks from the Midway planes failed to score any hits, they caused alarm and confusion in the Japanese command. Aircraft from the Pacific Fleet carriers, however, failed to appear because the carriers at 0600 were over sixty miles away from their expected position, were beyond their operating range and did not launch. As a result, Admiral Nimitz’s plan for a concentrated attack failed. Joint coordination of fires is an absolute necessity in operations and the resulting failure of the Midway-based joint air attack to inflict damage is a good example of what happens when coordination is not present.

Operational and Tactical Effects of Indecision

The operational effect on the Battle of Midway from their disjointed Marine Corps and Army aircraft, and later those of U.S. carrier torpedo squadrons, however, was significant. Japanese Striking Force commander Vice Admiral Chuichi Nagumo received a message earlier from the commander of the Midway attack force recommending another attack on Midway but was slow in deciding how to respond. Because of the desperate attacks from Midway, and his personal narrow escape on the Akagi bridge, Nagumo decided the reserve force needed to launch a second attack on Midway. At 0715 he ordered a change in the ordnance of the reserve planes from torpedoes and armor-piercing bombs to the high explosive impact bombs used on land targets. At 0728, a Japanese scout plane sent a message – ten enemy ships sighted; ship types not disclosed.

Now Nagumo was presented with a dilemma, he had two different targets – the facilities on Midway Island and the now-spotted ships. He decided to let his returning Midway strike force land first and then launch his reserve force armed with torpedoes to attack American ships. This required changing the ordnance loaded on his reserve aircraft back to torpedoes and armor-piercing bombs from the weapons loaded to attack Midway a second time. This difficult and time-consuming operation would cause a substantial delay in getting the aircraft airborne.

The disruption of the Japanese air planning cycle by Marine Corps and Army aircraft yielded key tactical results as well. The Japanese planes that had attacked Midway returned as planned, beginning at 0830. They all landed by 0917, but an attack of all four refueled and rearmed air groups against the Pacific Fleet carriers would not be ready to launch until about 1045, at the earliest. Authors Jonathan Tully and Anthony Parshall noted, “the ceaseless American air attacks had destroyed any reasonable possibility of “spotting the decks” (preparing for strike aircraft recovery before Tomonaga’s (the commander of the Japanese Midway bombing attack force) return because of the constant launch and recovery of combat air patrol (CAP) fighters,” needed to intercept the attacking Army and Marine aircraft from Midway. This Japanese loss of tempo in Japanese carrier operations due to these attacks would prove fatal of the Japanese force.

Rear Admiral Raymond Spruance, in command of carriers Enterprise and Hornet, had closed the range and dispatched full air groups from both carriers at about 0710. At 1025, Dauntless dive bombers from Enterprise, running extremely low on fuel, found and destroyed two Japanese carriers. At the same time Yorktown dive bombers destroyed a third carrier. Several hours later Enterprise dive bombers destroyed the fourth carrier, but not before its attack on Yorktown led to the loss of that ship. At the end of the day, Pacific Fleet carrier pilots had scored a major victory that marked a turning point in the Pacific War.

The attacks of the Midway-based aircraft had not scored any damage on the Japanese carriers or their escorts, but they contributed to the overall victory by keeping both the Japanese aircraft and ships engaged and unable to re-arm effectively for another Midway attack, or a strike on the American carriers. The delays in preparing this strike, and some luck left Japanese aircraft re-arming and refueling below decks when U.S. carrier-based dive bombers attacked, and they hits they scored on those planes caused conflagrations on the Japanese flattops that could not be extinguished.

Joint Lessons

The attacks by the Midway-based joint strike failed in their tactical mission but yielded later successful tactical and operational results. The Navy recognized the value of the B-17 in a scouting role to the point that Chief of Naval Operations Admiral Ernest King ordered a number of Army aircraft for naval service. The Army believed that the B-17’s from Midway had inflicted damage on the Japanese fleet, but the failed horizontal bombing attacks by the big Army bombers convinced the Japanese to ignore the Army planes in the future. Failures in hitting Japanese ships later in the Solomons campaign caused the Army to re-assess the B-17’s ability to attack ships. The Army later discovered that “skip bombing,” a process developed with the Australians was a more effective means through which Army aircraft could attack ships.

The joint aspect of Midway’s defense continued as Army Air Force aircraft provided defense of the island well into 1943 due to shortages of Navy and Marine Corps aircraft committed elsewhere in the Pacific War. The Marine Corps 6th Defense battalion remained in garrison on Midway until the end of the war, and the idea of Marine Air/Ground forces engaged in sea control warfare is returning to the Marine Corps in the form of Marine Littoral Regiments in Force Design 2030. The value in understanding the Battle of Midway from a joint perspective is that even the smallest amount of joint action at a crucial phase can fundamentally improve the odds of joint force success.

Dale A. Jenkins is the author of Diplomats & Admirals, 402 pages, Aubrey Publishing Co., New York, Dec. 2022.

Dr. Steve Wills is a navalist for the Center for Maritime Strategy

Featured Image: Torpedo Squadron Six (VT-6) TBD-1 aircraft are prepared for launching on USS Enterprise (CV-6) at about 0730-0740 hrs, June 4, 1942. (Official U.S. Navy Photograph, now in the collections of the National Archives)

What We Can Learn from the Rickover Papers

By Claude Berube, PhD

With nearly a dozen biographies, countless articles, and word-of-mouth stories, Admiral Hyman G. Rickover may be the most written- or talked-about flag officer in US naval history. Can we still learn anything about the man, what he did, or why he did it? Beginning in the 1950s, many authors and publishers approached Rickover about a biography or autobiography – Simon & Schuster, Harper & Row, Naval Institute Press, etc. He rejected them all, wryly noting that “autobiography is only to be trusted when it reveals something disgraceful. A man who gives a good account of himself is probably lying, since life when viewed from the inside is simply a series of defeats.” Dr. Francis Duncan, a historian working for Atomic Energy Commission, eventually wrote two authorized biographies based on more than a decade with Rickover, as recorded in copious notes. Duncan also had the advantage of having access to the most substantive collection of Rickover papers. Rickover was a master of shaping his image; consequently, an authorized, contracted biography with Duncan offered the best opportunity for him to manage that story.

Historian Barbara Tuchman wrote that historians should use primary sources only because secondary sources have already been pre-selected and that one should read two or three versions of any episode to account for bias. Such is the case with every Rickover biography. When in 1983 a columnist from The Washington Post asked Rickover to write a biography, the Admiral explained that he had already compiled volumes of his thoughts and reflections on various subjects over the years and that he did not want to condense them into a book. However, he did allow that perhaps someone else may decide to do that someday. That was what Duncan had access to and is now finally available to researchers.

Retained in Rickover’s Arlington condominium until his second wife Eleonore’s passing in 2021, the collection was bequeathed by her to the US Naval Academy. They were then catalogued and made available in the Nimitz Library’s Special Collections and Archives. Rickover’s papers include personal correspondence, memoranda from meetings with journalists, congressmen, admirals, and presidents, as well as transcripts of telephone conversations and the famed interviews with applicants of the nuclear program. This totals approximately 250 archival boxes, arguably one of the largest collections of any U.S. naval officer.

Perhaps the most insightful and significant papers are the daily letters to and from his first wife Ruth in the decade leading up to the Second World War. This is the real education of Hyman G. Rickover – researchers will learn how he shaped himself and, more importantly, how he was influenced by Ruth.

Researchers will find plenty on the recommendations and behind-the-scenes decision-making of major programs throughout the Cold War, all thanks to Rickover who left such incredibly detailed records. The papers will confirm the mythology and stories about Rickover all these years; but it will also surprise many people. There are other aspects to the man and the officer.

He received thousands of fan mail letters from home and abroad. He was as likely to get a note of thanks from a teacher in Chicago, a student in San Francisco, or a young adult in Ghana, as he would from a member of the Senate Armed Services Committee or president of a major corporation. He was recognizable – he was, for example, one of the few Navy admirals to grace the cover of Time magazine after World War Two and television talk shows sought him out because of his outspokenness and appeal to the broader public.

Rickover’s wide-ranging contacts and interests are reflected in his Rolodex. Contact cards for influential economists John Galbraith (top left) and Milton Friedman (top right) are shown with an entry for the 1981 film Das Boot (bottom).

Rickover succeeded by his intellect. He was driven by curiosity and learning what he did not know. He was a voracious reader even on his early ships and submarines trying to understand the world around him. Among those literally thousands of works were Michael Ossorgin’s Quiet Street, Captain Robert Scott’s letters on his voyage of discovery to the South Pole, Boris Pilnyak’s The Volga Falls to the Caspian Sea, Karl Marx’s Das Capital, and Adolph Hitler’s Mein Kampf. Readers may be surprised that Rickover, a Polish-Jewish emigre, would read this notorious work, however the answer may lie in the fact that Rickover read articles and books not to agree with them but to understand the ideas shaping the world both negatively and positively. Another factor may have been understanding his first wife Ruth’s country of origin better and communicating with her as he saw her as not an intellectual equal but his intellectual superior. Rickover, never one to do anything by halves, taught himself German in order to translate a book on U-Boat tactics.

He faced personal challenges. He was self-aware enough as a junior officer that he could admit to his young wife Ruth his sudden fits of depression and despair and being tormented by the “slough of despond.” He later admitted to his official biographer that he suffered from an inferiority complex. Perhaps these were simply part of what drove him to succeed and surpass his peers in some ways.

Admiral Rickover meets with President Kennedy. (Photo via JFK presidential library and museum)

Rickover held integrity as one of the highest character traits. He could not be compromised. During a meeting with his friend the British Lord Mountbatten, Rickover was offered a knighthood in exchange for an agreement on submarine information, resulting in Rickover returning to the dining room his face “pale with anger.” On their way home, he told his second wife Eleanore the story and concluded with, “Can you believe he didn’t know me any better than this – that I would fall for a knighthood?” True to Eleonore’s nature, she responded, “But I’ll always be a Lady.”

He challenged elitism everywhere – the Navy, large defense contractors, economic classes – likely because he had risen from a childhood of such poverty that his mother could only afford an orange once a year in Poland. He was acutely aware of his role and his destiny in the Navy, not simply as Hyman Rickover, but as someone who had arrived in the United States with nothing and whose religious background might have been an impediment at the time. As he told his biographer and preserved in countless notes made by Duncan, “My job, as I saw it, was to struggle through to the greatest accomplishment of which I was capable, ignoring, as far as possible, my Jewishness. This is not to say that I denied it. What I denied was the power it had to limit self-development, to force me to act humbly, rather than arrogantly, to suffer.”

No factor contributed more to enabling Rickover’s successful career than Congress. A student of history, he realized that the Royal Navy’s Admiral Sir Jackie Fisher made political connections as a young officer and, consequently, it was easier for him to make reforms, a discussion that occurred between Rickover and his friend Lord Mountbatten. He knew how to cultivate support among members – by giving them the information they asked for and having a reputation for efficiency. He was idolized and befriended by members of Congress. Over the course of four decades, he testified before congressional committees more than two hundred times – a record likely unsurpassed by any military officer or civilian.

Figure 1.
Figure 2.

Rickover spoke to them in hearings, and in personal conversations, in ways no other military officer could or would dare. He was honest, direct, and, yes, he could entertain them with his sharp wit even in a hearing that would never occur in the 21st century. They loved him for it. They respected his technical expertise, but they also expected and valued his candor. For some, he became their friend “Rick.” Rickover notes attending DC plays with Senator Scoop Jackson and their wives or dining at the home of House Appropriations Chairman Clarence Cannon who played the piano for him. Rickover’s influence, reputation, and relationships with senior congressional leaders was such that he would be called to answer off the record questions or when some members needed help. In one case, Congressman Charles Price wanted to see House Appropriations Chairman Cannon who was not seeing anyone. Price appealed to Rickover to intervene. Cannon, upon Rickover’s request, acceded and met with Price. And it was an intervention by Congress, not the Navy, which would promote him to flag rank.

In his early years as an admiral, the Navy brass and a Secretary of Defense tried to temper Rickover’s influence with Congress to no avail. As one admiral noted after a conference in Monterey of flag officers on the Rickover problem, “there isn’t a damn thing we can do to him or about him, because he’s got the Congress on his side, and we’d just better live with it.”

Most in the U.S. Navy’s submarine community have heard the stories of the famous Rickover interviews, where he would place the midshipmen in uncomfortable situations or berate them to determine how they could respond to adversity, but now aside from the experiences of those young midshipmen, we now have concrete evidence. Actual transcripts of many of those interviews exist in this collection. His reputation was cemented by the famed “interviews” of midshipmen applying – or in many cases told to apply – to the nuclear reactor program. Rickover required some candidates to have their parents or fiancées write letters on their behalf understanding why the midshipman would have to sacrifice time away from them (again, the letters of which are in this collection). Perhaps it was because the Navy had refused Rickover’s own request as a junior officer for a specific billet to accommodate Ruth in her career.

A partial transcript of an interview between Rickover and a nuclear power program candidate.

The interviews, as well as his speeches and memos, make it clear that though he was involved with and promoted technology, he placed a higher value on the humanities. As he questioned the midshipmen, he would discuss history, philosophy, religion, and management and not their technical skills. He writes that he can train anyone for the nuclear program but they had to be able to think and the humanities offered the best grounding for those future officers.

Rickover gave and wrote hundreds of speeches. His first known speech was in 1931 on the topic of the World Court to the Portsmouth, New Hampshire Kiwanis Club. Later that decade he spoke to technical organizations. His speech to a wider audience, “The Importance of Education in the Advancement of our National Resources,” occurred in 1953. Soon after, he was frequently invited to speak to a variety of organizations domestically and internationally. Rickover’s speeches were a breadth of practical, philosophical, and governmental issues: “Thoughts on Man’s Purpose in Life,” “Competency Based Education,” “The Decline of the Individual,” “An Effective National Defense,” “The Meaning of a University,” “Liberty, Science & the Law,” and “A Humanistic Technology” are just a few. On average, he gave at least one speech monthly. Education would be his obsession – in addition to the nuclear navy which he saw as inextricably intertwined.

Retired Vice Admiral Hyman G. Rickover prepares to enter the nuclear-powered attack submarine USS Hyman G. Rickover (SSN 709) for a tour at the conclusion of the ship’s commissioning ceremony. (Photo via U.S. National Archives)

He could be curt, rude, and abusive to officer candidates for the nuclear power program, to the point where the Chief of Naval Operations gently asked him to reconsider his methods. On the other hand, the papers show he could engender such loyalty from his technical and administrative staff that many stayed with him throughout his tenure as he fathered the nuclear navy for three decades. The internal office memos written by Rickover to his staff or his sharp wit to Senators and Members of Congress during congressional hearings are insightful.

People are often more complex than perceptions. The papers clearly demonstrate that Rickover had an unexpected compassionate streak. He helped his staff when they needed to move to a new assignment and would loan them money to purchase a new home; he voraciously wrote get well notes to people he knew, especially if they were children of friends. All the money he made from speeches, articles and books was donated to charities such as orphanages, disabled children societies, CARE, etc. In Shanghai as the Japanese invade China, Rickover stopped to tend to the poor and dying on the streets. One letter is from a young boy named Hyman from California taunted at school for his name and was told by his mother that there was an admiral with the same name. Rickover responded to him, explained to him the history of the name, and gave him advice. In all of this collection, Rickover only signed “H.G. Rickover,” except in this case where his empathy led him to sign his name, “Hyman Rickover.”

These papers represent a new era for understanding Rickover, the Navy, and the nation. These papers should eventually be made public so that Rickover might be known on his own terms and uncensored, even decades after his death. There is more work to be done, and I hope some historians will explore those papers. There are dozens of books to be written and, perhaps someday, a full transcription of all these papers will be completed.

Claude Berube, PhD, is a history professor at the US Naval Academy and former director of the Naval Academy Museum. He and archivist Samuel Limneos edited a volume of a portion of the Rickover papers, Rickover Uncensored, published in October 2023.

Featured Image: Admiral Hyman Rickover. (Photo via Naval History and Heritage Command)