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The Strait of Malacca: From Sultanates to Singapore

By Adam Greco

For centuries, merchant vessels have passed from the Indian Ocean to Eastern Asia through a small waterway nestled inside Southeast Asia. The Strait of Malacca (SoM) is the Strait south of the Malay Peninsula through which passes over a quarter of the world’s trade.

Strait of Malacca Map
The Strait of Malacca highlighted on a map of South Asia (Wikimedia Commons).

Three littoral states—Singapore, Malaysia, and Indonesia—border the Strait. the Strait’s importance derives from its status as one of the quickest routes connecting the Indian Ocean with the Pacific Ocean. 

This makes the Strait particularly important for both the United States and China in the realm of international commerce. According to a 2016 report by the Center for Strategic and International Studies, roughly $874 billion in exports from mainland China passed through the South China Sea, a body of water that is linked to the Indian Ocean primarily by the SoM. This dwarfs the same figure for the United States, which stood at $83 Billion. Despite this, prominent U.S. allies had high export values as well, such as South Korea ($249 Billion), Japan ($141 Billion), and Germany ($117 Billion). Additionally, it must be noted that not all exports sent through the South China Sea will go through the SoM. Due to its importance, the SoM has become a source of contention not only under the purview of economics, but security as well.

Hazards

On a map the Strait looks wide enough to accommodate any ship, yet there are a few tight spots that many are unable to pass through. This, combined with the Strait’s own prominence, has led to the creation of the Malacca-max – a maritime standard that is specifically designed to fit within these confines. Additionally, the constricted areas along the Strait may slow traffic due to crowding. There are no present plans to topographically alter the Strait to accommodate larger vessels, yet this does not necessarily mean that there is no attempt to alleviate local traffic congestion at all.

Slower traffic may also be caused by the two other prominent issues: haze and piracy. In recent years, the haze has been the greater of the two problems. Bushfires in the Sumatra region of Indonesia lead to significant amounts of smog for some months of the year that may make maritime transport more difficult. With a movement pattern from south to north across the Strait, this problem also greatly affects Malaysia and Singapore. 

Singapore, of the three strait-adjacent nations, has been the most fervent in efforts against the phenomenon. Singapore’s actions to mitigate the haze’s adverse effects have included, but are not limited to creating a task force to help prepare against it and using satellite imagery to alert Indonesia on precise bushfire locations. The haze hardly stops active vessels but instead serves to slow them down, and naturally, fewer obstacles in the region would be beneficial for maritime trade as a whole.

The Aerosol Index of air quality in the strait during the haze, showing a sharp decline in air quality compared to surrounding regions (Wikimedia Commons).

Far more severe than slowing down, piracy may remove a ship from the route entirely. More severe than associated fiscal costs from lost goods is the potential human cost that typically comes with violence from pirates. However, in the context of the SoM, piracy has declined significantly in recent years in both frequency and severity. This is primarily due to the large military presence in  the Strait from both the United States and China.

The War on Terror and  the Strait

The American War on Terror is commonly attributed to the Middle East, but terrorism is a global threat. Pirates are not commonly thought of as terrorists, though they function in a similar way and pose risks through the lenses of economic costs, human endangerment, and physical control. The U.S. Navy currently works on military exercises with the respective navies of its local partners, Malaysia and Singapore. Though some international transport insurance companies place special premiums on the Strait due to perceived “risk”, the vast military presence significantly deters pirate activity.

However, the U.S. military’s activity in the Strait does not sit well with China. From China’s perspective, their geopolitical rival is signaling geopolitical dominance in their lifeline to the world westward. The notable Chinese population in Malaysia, combined with infrastructural investments there, have led to improved Sino-Malaysian relations in recent years, but Singapore has shown to be more stubborn in this respect (despite larger Chinese cultural ties than Malaysia).

USS Ronald Reagan in Strait of Malacca
The aircraft carrier USS Ronald Reagan (CVN 76) transits the Strait of Malacca during a scheduled deployment. (U.S. Navy photo).

Geopolitical Implications

Chinese influence has increased greatly in the area within the past few decades. In the unlikely contingency of war between the U.S. and China, the Strait would be a vital zone of control. If the U.S. had undisputed dominance of it during an armed conflict, then this would pose a great threat to Chinese economic capability. This increases China’s incentive to expand naval operations there, yet not by much. Direct armed conflict between the United States and China is unlikely and is also economically unwise.

The current arrangement provides enhanced protection to trade routes of America and its allies, much of which includes commerce with China. Both the United States and China stand to benefit in this win-win scenario. China is a mass exporter of manufactured goods and a mass importer of oil, with many of their trade partners existing in regions best accessed through the SoM. Most of China’s oil comes from countries like Saudi Arabia and other Gulf States, which are subject to great influence from the United States. The bolstering of economies in this region can easily be seen as a positive outcome from the American point of view. 

There is much to ponder in the possibility of armed conflict between China and America in the context of the SoM, yet it is far more pragmatic to ponder peace and economic mutual development. Through a peaceful lens, the situation in the region turns from a contention between American and Chinese influence to one of potential benefit for all parties involved.

The Strait’s Future and its Alternatives

As Chinese trade increases, so does its naval presence. The future is not entirely clear, but most signs point to little change from the current situation. The two hazards mentioned previously will likely be the greatest challenges in the near term. Piracy, assuming it follows its current trend, will fade into being nothing but a rare occurrence. Meanwhile, the three strait-adjacent nations all have clear goals to lessen the haze. As these economies grow and technology develops, more sophisticated methods to mitigate the negative effects of the haze are on the horizon. 

China has looked at the congested nature of the Strait and has already taken first steps in securing alternatives. There have been talks in the past of digging a large canal through the Isthmus of Kra in Thailand, however the disastrous ecological implications of this endeavor mean it will likely not happen

Theoretical locations for the Kra Canal project (Wikimedia Commons).

A far more feasible possibility is the construction of an oil pipeline in Thailand to transport the resource quicker and easier to China. China’s constant rate of modern development paired with a limited supply of domestic fuel sources lead to an ever-increasing need for oil, which is what makes this pipeline so attractive. Other regional waterways, such as the Sunda Strait, have been considered and partially acted on as well. Additionally, a novel rail link is being constructed across the Malay Peninsula and is expected to be completed in the near future as part of China’s Belt and Road initiative. This network will not only transport freight, but passengers as well, further integrating Malaysia’s domestic economy. The geopolitical aspect of trade through Southeast Asia may be contentious, but economically, it spells out great potential development.

Adam Greco is an undergraduate student at the University of Florida.

Featured Image: Internal waves between Sumatra and Malaysia (Photo by NASA MODIS Rapid Response team)

China Coast Guard: On a Trajectory for Peace or Conflict?

By Ahmed Mujuthaba 

Coast guard roles are envisaged to lay a bridge between state enforcers on land and those beyond state waters. Understanding the fundamental application of coast guard organizations is important, especially given their varying roles and responsibilities in the maritime domain. Today’s coast guards are engaged in an operational spectrum spanning from an array of combat to civil defense roles, resulting in organizations that are seemingly limitless in their roles, authority, and capabilities.1 One such ostensibly boundless organization is the China Coast Guard (CCG).

This article will focus on this latest coast guard and its transformation into one of the world’s largest from two aspects. The first aspect is the requirement for the development and rapid expansion of a China Coast Guard. This includes the contested claims in the South China Sea and the East China Sea and an examination of how a maritime law enforcement agency would fit into that context.2 The second aspect is the China Coast Guard’s application. This examination will unravel the roles and responsibilities of China Coast Guard, its legal authority, and its conduct of operations.3

China’s Need for a Formidable Coast Guard

In 2013, four Chinese maritime law enforcement agencies were integrated to form the China Coast Guard Bureau, which was later transferred to the People’s Armed Police Force under the Central Military Commission in 2018.4 This process was an outcome of the 18th National Party Congress in 2012, which called to implement the “Maritime Great Power” strategy.5 The integrated agencies included the China Marine Surveillance, China Fisheries Law Enforcement, Maritime Police and Border Control, and Maritime Anti-smuggling police.6

In less than a decade, the China Coast Guard has transformed into the world’s largest ‘blue water’ coast guard.Generally, the term “coast guard” is attributed to enforcement agencies mainly tasked with maritime search and rescue, maritime law enforcement, and the regulation of maritime activities in domestic waters.8 Aligned well within these general requirements, the China Coast Guard is responsible for enforcing China’s sovereign maritime claims, surveillance, fishery resource protection, counter-smuggling operations, and general law enforcement operations.9

One of the urgent priorities for the Chinese to develop a coast guard was the weak Chinese maritime agencies, relative to their regional competitors. In 2010, in the ‘Five Dragons Stirring Up the Sea’, Goldstein states that the regional coast guards of the Pacific region, namely the Japan Coast Guard and the U.S Coast Guard, were comparatively large and more effective compared to Chinese capabilities.10 Expanding on this point, Goldstein also refers to Chinese experts raising the concern of rivalry among the maritime enforcement agencies within China that contributed to a weaker and less collaborative maritime enforcement construct.11

The other priority may have been the future development prospect of the Peoples’ Liberation Army (PLA) Navy as a blue water navy. Most strategists indicate that the requirement for Chinese naval expansion was the result of its humiliation during the 1995-96 Taiwan Strait crisis.12 This triggered a rapid development of the PLA Navy. A U.S Department of Defense report in 2020 claims that China has, by number of platforms, the largest navy in the world with approximately 350 platforms.13 In addition, the establishment of the first Chinese PLA Support Base in Djibouti, operated by the PLA Navy, puts its global power projection ambitions in check.14 Furthermore, the role of regional law enforcement previously utilized by PLA Navy platforms was projected as disproportionate aggression.

The most important priority for developing and strengthening a coast guard may have been the hotly contested maritime claims by China in the South and East China Seas. Chinese scholars claim that while Chinese sovereignty over the South China Sea territories was never contested before the 1930s, after that time China’s vulnerable status was exploited by global powers such as France and Japan.15 Since then, China has struggled to exercise complete authority over the territories, competing, and sometimes clashing with regional states such as Taiwan, Vietnam, Malaysia, Brunei, and the Philippines, all of whom also claim sovereignty over the island chains.16 In addition, the U.S Navy has continuously challenged the Chinese claims by conducting Freedom of Navigation Operations (FONOPs) in those waters, mostly policed by the China Coast Guard. Interestingly, Robert Kaplan has described this region as the battleground for the next global conflict.17

The other contested territory is in the East China Sea. Since claiming its disputed control over the Senkaku/Diaoyu Islands in the East China Sea by the end of the Sino-Japanese War in 1895, China has been continuously demanding its sovereign rights over the islands against Japan.18 As with the historical claims made over the South China Sea territories, China links its claims over the East China Sea territories as far back as 1372, when they discovered the islands and then named them in 1403.19 Meanwhile, the Japanese claim that the Senkaku/Diaoyu Islands were annexed by Japan into its Okinawa Prefecture on January 14, 1895, before signing the end of the Sino-Japanese War.20 Regardless of these claims, the two countries have been in frequent clashes with each other. These clashes include a 2010 incident in which a Chinese fishing boat collided with two Japan Coast Guard vessels; the 2012 Japanese nationalization of the islands resulting in the Chinese claiming territorial sea baselines; and the 2013 establishment of an Air Defense Identification Zone by China in the area.21

Application of the China Coast Guard

Considering the growing clashes in these contested maritime zones, the China Coast Guard’s role as a national tool of escalation or de-escalation is distinguished by its application of force. The most interesting aspect of this application is the “grey zone” tactics of the China Coast Guard. A RAND project defined gray-zone as “…an operational space between peace and war, involving coercive actions to change the status quo below a threshold that, in most cases, would prompt a conventional military response, often blurring the line between military and nonmilitary actions and the attribution of events.”22 Generally gray-zone tactics are activities or operations that fall between war and peace.23

The RAND definition of gray-zone can be broken down as one that: (1) operates between peace and war; (2) engages below the threshold of conventional warfare; and (3) creates ambiguity between civil-military action. The China Coast Guard is known to employ these activities in the Yellow, East, and South China Seas with the People’s Armed Forces Maritime Militia (PAFMM).24 The China Coast Guard has adopted tactics such as ramming into other states’ coast guard and fishing vessels, and actively promoting and accompanying Chinese armed fishing vessels taking up these tactics in disputed waters.25 These tactics go beyond the ‘white-hull’ law enforcement approach, although they do not cross a ‘grey-hull’ warfare response.26

The recent introduction to the China Coast Guard law in January 2021 was also of concern to most regional states as an added potency to its gray-zone activities.27 Article 21 of this law states that the China Coast Guard has authority to use force against foreign warships and foreign ships operated for non-commercial purposes.28 Okada, in his article, rightly claims that this is in violation of the United Nations Convention on Law of the Sea (UNCLOS) articles 32, 95, and 96, all of which grant immunity to the named category of vessels.29 UNCLOS also ensures freedom of navigation in the High Seas and the Exclusive Economic Zones under articles 58 and 87.30 In addition, countries with disputes in the region have protested against this law, which signals a more aggressive stance against future challengers to Chinese claims.31

This change in law could contribute to the escalation of incidents beyond the threshold of law enforcement or peaceful actions. An international conflict is not only limited to armed confrontation between military personnel, but it also includes confrontation between state, civil, or paramilitary forces, such as coast guards.32 Since not all nations interpret the Chinese version of UNCLOS and accept their claims, peaceful legal challenges or mere undertakings of innocent passage may be met with lethal force by the China Coast Guard. The new law has given the China Coast Guard the flexibility to operate within three spectrums: constabulary, gray-zone, and combat zones.

Conclusion

The China Coast Guard has grown from a feeble organization to one of the region’s most efficient and resourceful agencies. This article focused its examination on two main aspects of the China Coast Guard. The first was the requirement to develop a coast guard by the Chinese. Examining this need revealed three major priorities for the urgent development of a competent coast guard for China: 1.) the nation’s existing weak maritime enforcement capability compared to regional capabilities; 2.) the expansion of the PLA Navy’s responsibility beyond the region and the projection of a pacified regional posture; and, most important, 3.) the need to protect the Chinese claims over the territories in the South and East China Seas. The second part of this article focused on the China Coast Guard’s current application, such as its traditional roles as a coast guard, and its adoption of gray-zone activities with other state entities. It is anticipated that the current trajectory of the China Coast Guard’s development entwined with new conflicting legal authorities rendered to it, will further deteriorate the existing maritime security dynamics of an already fragile region.

LTC Ahmed Mujuthaba was the Principal Director of the Maldives National Defense Force Coast Guard, and is currently pursuing an MSc in Information Strategy and Political Warfare at the U.S. Naval Postgraduate School. He is trained in salvage diving from the PLA Navy Submarine Academy and also holds an MSc in Defense and Strategic Studies upon completion of the Indian Defense Services Staff College. You can follow him on Twitter: @mujuthaba. The views and opinions expressed are his own and do not reflect those of the U.S. Naval Postgraduate School, Maldives National Defense Force, or the Government of Maldives.

References

China Power. “Are Maritime Law Enforcement Forces Destabilizing Asia?,” August 18, 2016. https://chinapower.csis.org/maritime-forces-destabilizing-asia/.

Blanchard, Jean-Marc F. “The U. S. Role in the Sino-Japanese Dispute Over the Diaoyu (Senkaku) Islands, 1945-1971.” The China Quarterly, no. 161 (2000): 95–123. http://www.jstor.org/stable/655982.

Bowers, Ian, and Swee Lean Collin Koh, eds. Grey and White Hulls: An International Analysis of the Navy-Coastguard Nexus. S.l.: Palgrave Macmillan, 2019.

Cole, Bernard D. China’s Quest for Great Power: Ships, Oil, and Foreign Policy. Annapolis, Maryland: Naval Institute Press, 2016.

Erickson, Andrew S., and Ryan D. Martinson, eds. China’s Maritime Gray Zone Operations. Studies in Chinese Maritime Development. Annapolis, Maryland: Naval Institute Press, 2019.

Goldstein, Lyle. Five Dragons Stirring Up the Sea: Challenges and Opportunities in China’s Improving Maritime Enforcement Capabilities. China Maritime Study, no. 5. Newport. RI: China Maritime Studies Institute, U.S. Naval War College, 2010.

Heinegg, Wolff Heintschel von. “The Difficulties of Conflict Classification at Sea: Distinguishing Incidents at Sea from Hostilities.” International Review of the Red Cross 98, no. 902 (August 2016): 449–64. https://doi.org/10.1017/S1816383117000327.

Jacobs, Andrew, and Jane Perlez. “U.S. Wary of Its New Neighbor in Djibouti: A Chinese Naval Base.” The New York Times, February 25, 2017, sec. World. https://www.nytimes.com/2017/02/25/world/africa/us-djibouti-chinese-naval-base.html.

Kaplan, Robert D. “The South China Sea Is the Future of Conflict.” Foreign Policy (blog). Accessed August 12, 2021. https://foreignpolicy.com/2011/08/15/the-south-china-sea-is-the-future-of-conflict/.

Kim, Suk Kyoon. “The Expansion of and Changes to the National Coast Guards in East Asia.” Ocean Development & International Law 49, no. 4 (October 2, 2018): 313–34.

Lansing, Shawn. “A White Hull Approach to Taming the Dragon: Using the Coast Guard to Counter China.” War on the Rocks, February 22, 2018. https://warontherocks.com/2018/02/white-hull-approach-taming-dragon-using-coast-guard-counter-china/.

Martinson, Ryan D. “China’s Second Navy.” U.S. Naval Institute, April 26, 2015. https://www.usni.org/magazines/proceedings/2015/april/chinas-second-navy.

Morris, Lyle J. “Gray Zone Challenges in the East and South China Sea.” Maritime Issues, January 7, 2019, 8.

Morris, Lyle, Michael Mazarr, Jeffrey Hornung, Stephanie Pezard, Anika Binnendijk, and Marta Kepe. Gaining Competitive Advantage in the Gray Zone: Response Options for Coercive Aggression Below the Threshold of Major War. RAND Corporation, 2019. https://doi.org/10.7249/RR2942.

News, Kyodo. “China Says Coast Guard Law Does Not Target Specific Nation.” ABS-CBN News, March 9, 2021. https://news.abs-cbn.com/overseas/03/09/21/china-says-coast-guard-law-does-not-target-specific-nation.

Okada, Wataru. “China’s Coast Guard Law Challenges Rule-Based Order,” April 28, 2021. https://thediplomat.com/2021/04/chinas-coast-guard-law-challenges-rule-based-order/.

Paleri, Prabhakaran. “Coast Guards of the World and Emerging Maritime Threats.” Ocean Policy Research Foundation, 2009.

Shen, Jianming. “China’s Sovereignty over the South China Sea Islands: A Historical Perspective.” Chinese Journal of International Law 1, no. 1 (January 1, 2002): 94–157. https://academic.oup.com/chinesejil/article-lookup/doi/10.1093/oxfordjournals.cjilaw.a000432.

Tate, Andrew. “China Now Has World’s Largest Navy as Beijing Advances Towards Goal of a ‘World-Class’ Military by 2049, Says US DoD.” Janes.com, September 2, 2020. https://www.janes.com/defence-news/news-detail/china-now-has-worlds-largest-navy-as-beijing-advances-towards-goal-of-a-world-class-military-by-2049-says-us-dod.

Japan Ministry of Defense. “The Coast Guard Law of the People’s Republic of China.” Accessed July 30, 2021. https://www.mod.go.jp/en/.

“The Maritime Police Law of the People’s Republic of China,” January 29, 2021. https://m.gmw.cn/2021-01/29/content_1302079361.htm.

Council on Foreign Relations. “Timeline: China’s Maritime Disputes.” Accessed August 18, 2021. https://www.cfr.org/timeline/chinas-maritime-disputes.

Trung, Nguyen T. “How China’s Coast Guard Law Has Changed the Regional Security Structure.” Asia Maritime Transparency Initiative, April 12, 2021. https://amti.csis.org/how-chinas-coast-guard-law-has-changed-the-regional-security-structure/.

“United Nations Convention on the Law of the Seas.” United Nations, 1980. https://www.un.org/Depts/los/convention_agreements/texts/unclos/unclos_e.pdf.

[1] Prabhakaran Paleri, “Coast Guards of the World and Emerging Maritime Threats,” Ocean Policy Research Foundation, 2009, p-52.

[2] Lyle J Morris, “Gray Zone Challenges in the East and South China Sea,” Maritime Issues, January 7, 2019, 8, p-3.

[3] Nguyen T. Trung, “How China’s Coast Guard Law Has Changed the Regional Security Structure,” Asia Maritime Transparency Initiative, April 12, 2021, https://amti.csis.org/how-chinas-coast-guard-law-has-changed-the-regional-security-structure/.

[4] “The Coast Guard Law of the People’s Republic of China,” Japan Ministry of Defense, accessed July 30, 2021, https://www.mod.go.jp/en/.

[5] Ian Bowers and Swee Lean Collin Koh, eds., Grey and White Hulls: An International Analysis of the Navy-Coastguard Nexus. (S.l.: Palgrave Macmillan, 2019), 19.

[6] “Are Maritime Law Enforcement Forces Destabilizing Asia?,” China Power (blog), August 18, 2016, https://chinapower.csis.org/maritime-forces-destabilizing-asia/.

[7] Ryan D. Martinson, “China’s Second Navy,” U.S. Naval Institute, April 26, 2015, https://www.usni.org/magazines/proceedings/2015/april/chinas-second-navy.

[8] Suk Kyoon Kim, “The Expansion of and Changes to the National Coast Guards in East Asia,” Ocean Development & International Law49, no. 4 (October 2, 2018), 314.

[9] “Are Maritime Law Enforcement Forces Destabilizing Asia?”

[10] Lyle Goldstein, Five Dragons Stirring Up the Sea: Challenges and Opportunities in China’s Improving Maritime Enforcement Capabilities, China Maritime Study, no. 5 (Newport. RI: China Maritime Studies Institute, U.S. Naval War College, 2010), 3.

[11] Goldstein, 2.

[12] Bernard D. Cole, China’s Quest for Great Power: Ships, Oil, and Foreign Policy (Annapolis, Maryland: Naval Institute Press, 2016), 52.

[13] Andrew Tate, “China Now Has World’s Largest Navy as Beijing Advances Towards Goal of a ‘World-Class’ Military by 2049, Says US DoD,” Janes.com, September 2, 2020, https://www.janes.com/defence-news/news-detail/china-now-has-worlds-largest-navy-as-beijing-advances-towards-goal-of-a-world-class-military-by-2049-says-us-dod.

[14] Andrew Jacobs and Jane Perlez, “U.S. Wary of Its New Neighbor in Djibouti: A Chinese Naval Base,” The New York Times, February 25, 2017, sec. World, https://www.nytimes.com/2017/02/25/world/africa/us-djibouti-chinese-naval-base.html.

[15] Jianming Shen, “China’s Sovereignty over the South China Sea Islands: A Historical Perspective,” Chinese Journal of International Law 1, no. 1 (January 1, 2002), 98-99.

[16] Shen, 97.

[17] Robert D. Kaplan, “The South China Sea Is the Future of Conflict,” Foreign Policy (blog), accessed August 12, 2021, https://foreignpolicy.com/2011/08/15/the-south-china-sea-is-the-future-of-conflict/.

[18] “Timeline: China’s Maritime Disputes,” Council on Foreign Relations, accessed August 18, 2021, https://www.cfr.org/timeline/chinas-maritime-disputes.

[19] Jean-Marc F. Blanchard, “The U. S. Role in the Sino-Japanese Dispute Over the Diaoyu (Senkaku) Islands, 1945-1971,” The China Quarterly, no. 161 (2000), 101.

[20] Blanchard, 102.

[21] “Timeline.”

[22] Lyle Morris et al., Gaining Competitive Advantage in the Gray Zone: Response Options for Coercive Aggression Below the Threshold of Major War (RAND Corporation, 2019), 8.

[23] Andrew S. Erickson and Ryan D. Martinson, eds., China’s Maritime Gray Zone Operations, Studies in Chinese Maritime Development (Annapolis, Maryland: Naval Institute Press, 2019), 47.

[24] Erickson and Martinson, 25.

[25] Morris, “Gray Zone Challenges in the East and South China Sea.”, 3.

[26] Shawn Lansing, “A White Hull Approach to Taming the Dragon: Using the Coast Guard to Counter China,” War on the Rocks, February 22, 2018, https://warontherocks.com/2018/02/white-hull-approach-taming-dragon-using-coast-guard-counter-china/.

[27] “The Maritime Police Law of the People’s Republic of China,” January 29, 2021, https://m.gmw.cn/2021-01/29/content_1302079361.htm.

[28] “The Maritime Police Law of the People’s Republic of China.”

[29] Wataru Okada, “China’s Coast Guard Law Challenges Rule-Based Order,” April 28, 2021, https://thediplomat.com/2021/04/chinas-coast-guard-law-challenges-rule-based-order/.

[30] “United Nations Convention on the Law of the Seas” (United Nations, 1980), https://www.un.org/Depts/los/convention_agreements/texts/unclos/unclos_e.pdf.

[31] Kyodo News, “China Says Coast Guard Law Does Not Target Specific Nation,” ABS-CBN News, March 9, 2021, https://news.abs-cbn.com/overseas/03/09/21/china-says-coast-guard-law-does-not-target-specific-nation.

[32] Wolff Heintschel von Heinegg, “The Difficulties of Conflict Classification at Sea: Distinguishing Incidents at Sea from Hostilities,” International Review of the Red Cross 98, no. 902 (August 2016), 451.

Featured Image: A China Coast Guard vessel patrols the disputed Scarborough Shoal on April 6, 2017. (Credit: Reuters)

Sea Control 318 – Fish & Ships with Dr. Frédéric Grare (French Version)

By Alexia Bouallagui

Dr. Frédéric Grare joins the program to discuss European Union fishing policy. 

Download Sea Control 318 – Fish & Ships with Dr. Frédéric Grare (French Version)

Links

1. Fish and Ships: Chinese Fishing and Europe’s Indo-Pacific Strategy by Dr. Frédéric Grare, European Council on Foreign Relations, August 24, 2021.

This episode was hosted, edited, and produced by Alexia Bouallagui. Contact the podcast team at Seacontrol@cimsec.org.

Gators in Motion: Demystifying Recent Russian Amphibious Activity

By Ben Claremont

The past several weeks have seen some extraordinary Russian naval activity.1 On 17 and 18 January 2021, six Russian amphibious warfare ships sortied from the Baltic Sea, passing through the Danish straits to the North Sea. On 24 January, TASS reported that over 20 surface combatants and auxiliaries sortied from the Russian Baltic Fleet.2 Recent satellite radar imagery of Baltiysk Naval Base in Kaliningrad shows only the two Neustrashimy-class frigates in port.3 This implies that all four Steregushchiy-class corvettes and several of the 21 smaller ships assigned to the fleet are at sea.4 In addition, major portions of the Northern, Pacific, and Black Sea Fleets have sortied, nominally as part of a large exercise.5 On 4 February, the six amphibious ships stopped for resupply in Tartus, Syria.6 Currently, they have transited the Turkish Straits and entered the Black Sea.7

Due to the build-up of forces on the Russian border with Ukraine and in Belarus, Russia’s amphibious forces have received a great deal of news coverage. This includes no less than eight articles in The Drive’s The War Zone and regular reporting from USNI News, Forbes, Radio Free Europe, the French Navy, and numerous other media outlets.8 The coverage has generally focused on their progress and the viability and possible locations of amphibious assaults on Ukraine. While the capabilities, location, and destination of these ships are important, their movements and possible targets must be contextualized; the Russian Military has a distinct understanding of and approach to amphibious warfare. It also must be kept in mind that these forces only augment existing capabilities in the Black Sea Fleet and so should not be used as an indicator of readiness to initiate conflict.

Most commentary on possible Russian amphibious assaults in a war with Ukraine suggests targets such as Odessa and Mariupol or describes them as a feint.9 In November, the Chief of Ukrainian Military Intelligence suggested that amphibious assaults would target Odessa and Mariupol.10 Responding to this in the January 2022 issue of Proceedings, Col. (Ret.) Phillip G. Wasielewski, U.S. Marine Corps, suggested that such assaults would be incredibly risky.11 Still, the idea of amphibious assaults to seize major cities persists.12 However, when this scenario is compared with existing Russian amphibious warfare capabilities, the Russian theory and practice of amphibious warfare (and its Soviet antecedent), and the larger Russian deployment of forces, it becomes clear that Mariupol, Odessa, and other major urban areas or ports are unlikely targets for the Russian Naval Infantry. Conversely, it is unlikely that such forces are only a bluff, feint, or ruse.

February 9, 2022 video by  Ihlas News Agency entitled (in Turkish), “Russian Warships Advancing From The Dardanelles To The Black Sea One After One.”

Capabilities

Russia’s amphibious ships are moving in two groups with an estimated capacity of two regular battalions — one tank and one motorized infantry— with some space for artillery and air defenses. Alternatively, the groups could carry a Battalion Tactical Group.

Group 1: Baltic Fleet14

  • Пр.775/II [ROPUCHA-I] 127 Minsk
  • Пр.775/II [ROPUCHA-I] 102 Kaliningrad
  • Пр.775/III [ROPUCHA-II] 130 Korolyov

Group 2: Northern Fleet15

  • Пр.775/I [ROPUCHA-I] 012 Olenegorskii Gornyak
  • Пр.775/II [ROPUCHA-I] 016 Georgii Pobedonosets
  • Пр.11711 [IVAN GREN] 017 Peter Morgunov

A Battalion Tactical Group (BTG) is a task-organized combined arms force created by augmenting a Motor-Rifle Battalion (MRBn) with tanks, artillery, electronic warfare capabilities, air defenses, and other modern conveniences necessary for the mission at hand.16 It is the smallest regularly formed combined arms force in the Russian military capable of independent action.17 It is only the latest form of a type of unit which the Russians — and Soviets before them — have been iteratively developing and adjusting since the Second world War.18 A 1989 survey of Soviet professional literature on the topic found that only 12 of the 551 examined battalion-level actions involved a battalion acting without attachments or support, and none took place after 1972.19

From analyzing Russian exercises, it can be inferred that these two groups can carry a BTG. Zapad 2021 featured an amphibious assault exercise in which four Ropucha-class tank landing ships (LSTs) and two Zubr-class landing craft air cushion (LCACs) landed a Naval Infantry force.24 The four Ropucha-class offloaded “more than 40x BTR-80” while the two Zubr-class LCAC offloaded supporting vehicles. A Russian BTR-mounted infantry battalion has 44 BTR-80 variants, meaning that four Ropuchas can carry the entire infantry landing force of a BTG. This leaves two landing ships for whatever forces are attached — likely a mixture of tanks, artillery, and air defense vehicles. While the contents of their holds are unclear, a BTG is well within the six ships’ capacity and congruous with the Naval Infantry’s most probable mission in conflict: supporting the Russian Ground Forces.

Tank landing ship of the Russian Navy RFS Kaliningrad 102 (2012 Photo via ShipSpotting.com/Lukasz Pacholski)

Theory and Practice

Whatever its size, this amphibious force is trained to conduct what the Russians call “десант” [desant]. Desant is the task of landing troops on the enemy’s territory to conduct combat operations.25 The role of the Naval Infantry in these landings is to support the action of the Ground Forces. The Russian Navy did not consider themselves able to conduct a brigade-scale landing — what they call an Operational Desant — in 2018, and there is no indication this has changed.26 The Kavkaz 2020 and Zapad 2021 exercises included landings by battalion-sized groupings. In particular, Zapad 2021 featured 4 Ropuchas landing a Naval Infantry Battalion while two Zubr-class landed the battalion’s attachments.27 This restricts the mission profile to Takticheskii Desant (Tactical Desant), defined as: desant used in an offensive battle or operation to destroy important enemy targets in the tactical and close-operational depths, preventing the maneuver of enemy troops and ensuring the high rate of advance.28

The archetypical Soviet-Russian Tactical Desant is conducted in the tactical depth to outflank an enemy defense or insert a force acting as a forward detachment for the main forces attacking along a coastline.29 These are both viable missions for a Naval Infantry BTG. The location of such a landing is dependent on the disposition of enemy forces and the landing force mission. However, the Russians do believe that surprise (Внезапность) is a prerequisite of success.30 Whether or not it is still possible to conceal an amphibious landing, it is likely Russia would seek to conceal the beachhead and axis of the main effort.31 A common method to achieve this is by presenting the enemy with information which confirms pre-existing incorrect assessments of the time, place, and scale of a landing. Operation Fortitude is a classic example of this technique, though Soviet practice went further, often conducting a secondary landing to continue the deception or split enemy attention.32 Examples of this include the January 1943 Taman landings by the 47th Army, the April 1942 Murmansk Offensive by the 14th Army, and the October 1944 landing at Malaya Volokovaya by the 63rd Naval Infantry Brigade.33

Soviet Amphibious Assault during the Novorossiysk-Taman Strategic Offensive Operation. Click to expand. (SSRC Soviet Amphibious Warfare, p. 41)

The Soviet-Russian school of amphibious assault also heavily features vertical envelopment by airborne or heliborne forces to support the landing. This could either be in support of seizing an initial beachhead or to assist the Naval Infantry force in achieving their objectives. One of the most common uses of vertical envelopment seen in Russian amphibious assault theory and practice is an initial landing of infantry and combat engineers to clear obstacles and provide security for the beachhead.34 This initial landing may be supplemented or replaced by landings from small assault boats, such as the Pr.03160 Raptor-class.35 Four of these boats were spotted on 30 January moving on the M4 highway between Moscow and Krasnodar via Rostov-on-Don and Voronezh.36

Click to expand. (Graphic via Grau and Bartles, Russian Way of War, p. 148.)

All six amphibious ships appeared loaded in pictures captured as they transited through Denmark.37 In addition, Frederik Van Lokeren noted that when the Northern Fleet Ropucha-class LST Aleksandr Otrakovsky and Georgiy Pobedonosets and Ivan Gren-class Pyotr Morgunov entered the Baltic on 11 January, “It appear[ed] that both Ropucha class vessels are fully loaded, with the RFS Pyotr Morgunov being partly loaded,” and that on 13 January at least a company of BTR-mounted Naval Infantry was seen leaving their barracks in Baltiysk.38 It is therefore possible that the BTG consists of Baltic Fleet Infantry and supporting assets from the Northern Fleet’s Naval Infantry units.

Conclusions

While these movements are cause for concern, the initiation of armed conflict is unlikely to be contingent on these forces. The Black Sea Fleet has seven LSTs organic to its forces, three Alligator-class and four Ropucha-class.39 Each Alligator-class has double the capacity of a Ropucha-class.40 These seven ships have far more capacity than the six amphibious ships from the Baltic and Northern Fleets.

While amphibious landings could undoubtedly assist in destabilizing Ukrainian defenses, the Russians have amassed a preponderance of forces near the Ukrainian border, equivalent to 12 divisions or over 75 BTG.41 It is highly unlikely that Russian planning is reliant on whether they can put two BTG over the shore instead of the single BTG they are currently able to land, or even whether they can land one maneuver battalion when they have deployed 12 divisions.

In sum: the Russians have moved loaded amphibious ships that double their landing capacity in the Black Sea to two BTGs. If they do conduct a landing, it will almost certainly be in support of the Ground Forces, not an attempt to seize major urban areas by coup de main. It is unlikely that Russian offensive plans are contingent on the amphibious forces which just entered the Black Sea. These forces represent less than 1/75th of deployed Russian maneuver battalions and far less than one percent of deployed Russian combat power when air assets and high-level indirect fire assets are considered.

The build-up phase of the Russo-Belarussian joint exercise was scheduled to end on 9 February. This is the date by which experts such as Rob Lee have stated that Russia’s deployment of forces would likely be complete.42 At the time of publishing on 10 February the Baltic and Northern Fleet amphibious forces have arrived in the Black Sea. However, these forces would only augment existing Black Sea Fleet capability and so should not be used as an indicator of Russian readiness for offensive action. On the other hand, these amphibious forces are unlikely to be a feint; the Russians have demonstrated the capability to land battalion-scale forces in the region, and such a landing fits into their theory and practice.

Benjamin Claremont graduated with an MLitt in Strategic Studies from the University of St Andrews School of International Relations in 2021. His dissertation, Peeking at the Other Side of the Fence: Lessons Learned in Threat Analysis from the US Military’s Efforts to Understand the Soviet Military During the Cold War, explored the impact of changing sources, analytical methodologies, and distribution schemes on US Army and US Navy threat analysis of the Soviet Military, how this impacted policy and strategy, and what this can teach in a renewed era of great power competition. He received his MA (Honours) in Modern History from the University of St. Andrews. He is interested in Strategy, Operational Art, Naval Warfare, and Soviet/Russian Military Science.

References

[1] https://www.c-span.org/video/?517418-1/defense-department-briefing

[2] https://tass.com/defense/1392417

[3] https://twitter.com/RALee85/status/1485698678979538951?s=20https://twitter.com/GrangerE04117/status/1485696134278696960?s=20

[4] These comprise: 4x Nanuchka-III-, 6x Parchim-, 2x Buyan-M-, 3x Karakurt-, and 6x Tarantul-class corvettes and missile boats. The fleet flagship, the Sovermenny-class destroyer Nastoychivy is currently in refit.

[5] https://tass.ru/armiya-i-opk/13479285

[6] https://ria.ru/20220204/korabli-1770989423.html

[7] https://twitter.com/SAMSyria0/status/1490018038363664385; https://twitter.com/ethevessen/status/1489987246778466311; https://www.youtube.com/watch?v=QDFnDseNptw; https://www.youtube.com/watch?v=qmPmXkDvt5g

[8] https://news.usni.org/2022/01/21/russian-navy-announces-more-major-fleet-exercises-as-drills-end-with-china-iran; https://www.forbes.com/sites/davidaxe/2022/01/18/russia-has-rehearsed-an-amphibious-invasion-of-ukraine-but-thats-the-least-of-kievs-problems/?sh=3129cb5438cd; https://www.rferl.org/a/ukraine-russia-sea-attack/31670910.html; https://twitter.com/EtatMajorFR/status/1484901686808358915?s=20&t=_Y4i8xiOZag0SdywGQsXXQ; https://www.theguardian.com/world/2022/jan/23/russian-ships-tanks-and-troops-on-the-move-to-ukraine-as-peace-talks-stall; https://www.thesun.co.uk/news/17403270/russian-warships-escorted-english-channel-royal-navy/; https://twitter.com/trbrtc/status/1486745542709317634

[9] https://www.atlanticcouncil.org/blogs/new-atlanticist/will-russia-make-a-military-move-against-ukraine-follow-these-clues/

[10] https://www.militarytimes.com/flashpoints/2021/11/20/russia-preparing-to-attack-ukraine-by-late-january-ukraine-defense-intelligence-agency-chief/

[11] https://www.usni.org/magazines/proceedings/2022/january/russia-ukraine-putins-amphibious-options-are-limited

[12] https://csis-website-prod.s3.amazonaws.com/s3fs-public/publication/220113_Wasielewski_Jones_RussiaUkraine.pdf?TnU5pXVdKLLagIkYc8.pJLT1TjucY6ew

[13] https://twitter.com/tekmic64/status/1483049987315580929; https://twitter.com/tekmic64/status/1483405897640599554?s=20

[14] https://twitter.com/COUPSURE/status/1484260688893820944

[15] https://twitter.com/COUPSURE/status/1483410761422712835?s=20

[16] Grau and Bartles, Russia’s View of Mission Command of Battalion Tactical Groups (2016), p. 5-7

[17] Grau and Bartles, Russian Way of War (2017), p. 37-40

[18] The Soviets habitually task-organized their battalions into combined arms formations throughout the Great Patriotic War. Grau, Combined Arms Battalion, p. 31

[19] Les Grau Soviet Combined Arms Battalion – Reorganization for Tactical Flexibility, p. 14.

[20] Grau and Bartles, Russian Way of War, p. 224

[21] Ibid p. 210

[22] Ibid p. 148, 267, 334

[23]As a task organized group these numbers are only loose estimates.

[24] https://russianmilitaryanalysis.wordpress.com/2021/09/14/zapad-2021-day-3-september-12/

[25] VES 1986 p. 229 Note that desant is seen as the same fundamental activity no matter the mode of transport.

[26] Bartles, Russian Naval Infantry – Increasing Amphibious Warfare Capabilities, Marine Corps Gazette, (Nov. 2018), p. 64

[27] https://russianmilitaryanalysis.wordpress.com/2020/09/27/kavkaz-2020-september-23-day-3/ ; https://russianmilitaryanalysis.wordpress.com/2021/09/14/zapad-2021-day-3-september-12/ Note that this was not described as a BTG landing. This is perhaps due to the limited support or specific mission planned.

[28] Военный энциклопедический словарь 1986 edition (VES86), p. 229.

[29] Further Reading can be found in Leavenworth Paper 17: The Petsamo-Kirkenes Operation and SSRC Report CR-57 Soviet Amphibious Operations: Implications for the Security of NATO’s Northern Flank.

[30] https://encyclopedia.mil.ru/encyclopedia/dictionary/details.htm?id=4272@morfDictionary; this is nearly unchanged from the late-soviet definition. For more discussion see: FM 100-2-1 (1990) p. 1-35:1-41 and Советская военная энциклопедия 1979 Edition (SVE79) Vol. 2, p. 161-163

[31] Soviet Amphibious Operations p. 58-59

[32] Soviet Amphibious Operations p. 59

[33] Soviet Amphibious Operations p. 59, Petsamo-Kirkenes Operation p. 89-91

[34] https://youtu.be/jzv-MnTKfdM https://youtu.be/jzv-MnTKfdM Vertical envelopment is often supplemented by personnel landed from small assault boats like the Pr.03160 Raptor-class.

[35] https://youtu.be/_dF0Db8UWZE

[36] https://twitter.com/GirkinGirkin/status/1487773497346732036?s=20&t=Q8Hrhe9cL7MioCgIpcQoxg

[37] https://twitter.com/tekmic64/status/1483049987315580929 A friend in the Danish Navy who saw them sortie confirmed they were lower in the water than typical even for exercises.

[38] https://russianfleetanalysis.blogspot.com/2022/01/russian-naval-infantry-january-2022.html, citing https://twitter.com/The_Lookout_N/status/1481373264471629826

[39] The Alligator-class is known to the Russians as Project 1171 Tapir.

[40] Apalkov, Landing Ships p. 8-9

[41] https://rochan-consulting.com/tracking-russian-deployments-near-ukraine-autumn-winter-2021-22/; https://twitter.com/RALee85/status/1486539799100067845?s=20; https://video.foxnews.com/v/6295567325001#sp=show-clips

[42] https://twitter.com/RALee85/status/1486398656513257479?s=20&t=ep54Rvt57aazDvjbwTAvVg

Featured image: A photograph of Russian Ropucha-class Korolev followed by the French patrol vessel Flamant while transiting the English Channel (Credit : https://twitter.com/COUPSURE/status/1484260688893820944/photo/)