All posts by Guest Author

Countering China’s Maritime Insurgency with Coast Guard Deployable Specialized Forces

By Lawrence Hajek

Losing the green water sea control challenge in the South China Sea could sideline US-led efforts in Asia. The US Coast Guard’s Deployable Specialized Forces can step up to provide strategic support for INDOPAC command.

As tensions continue to build between the United States and the People’s Republic of China/Chinese Communist Party (PRC/CCP); the United States finds itself increasing blue water naval activities in the Taiwan Strait, South China Sea, and Indo-Pacific. Often-publicized Freedom of Navigation Patrols, or FONOPS, are just one of the many tools available to ensure the rule of law at sea is maintained to counter the aggressive insurgency tactics of the People’s Liberation Army Navy (PLAN), China Coast Guard (CCG), and the People’s Armed Forces Maritime Militia in the South China Sea. China’s aggressive actions directly affect the maritime security of neighboring nations, who struggle to retain control of their sovereign Exclusive Economic Zones. 

Hunter Stires, a fellow with the John B. Hattendorf Center for Maritime Historical Research at the U.S. Naval War College, describes this maritime insurgency as 

“a campaign to undermine and ultimately overturn the prevailing regime of international law that governs the conduct of maritime activity in the South China Sea. The key dynamic at work is a ‘battle of legal regimes,’ a political contest of wills that manifests itself in a duel between two competing systems of authority—the U.S.-underwritten system of the free sea, versus the Chinese vision of a closed, Sinocentric, and unfree sea.” 

This PRC/CCP maritime insurgency is focused on two key items within the South China Sea; firstly is enforcing unlawful maritime claims and developments of reefs and island territories and second is the use of those claimed territories as logistical launching point for the exploitation of South China Sea nations through aggressive tactics, unregulated exploitation of natural resources, and illegal, unreported and unregulated (IUU) fishing

This type of maritime insurgency is rooted in what Christian Bueger and Timothy Edmunds describes as ‘Blue Crime’: 

“…distinguished by its particular relationship with the sea and the objects of harm that require protection. These include first, crimes against mobility; second, criminal flows; and third, environmental crimes. Crimes in the first category target various forms of circulation on the sea, particularly shipping, supply chains and maritime trade. In the second category, the sea is used as a conduit for criminal activities, in particular smuggling. In the third category, crimes inflict harm on the sea itself and the resources it provides.” 

Maritime insurgency plays into the CCP’s larger strategic goal for the “Belt and Road Initiative” (BRI) adopted by Beijing in 2013, an ambitious bid to put China at the center of global trading routes. Dominance and control of the South China Sea is simply a milestone in the overall strategy. This year alone, the CCP has made headlines by passing into law the authority for the CCG to fire upon foreign vessels and destroy foreign infrastructure built on reefs claimed by the CCP.

As of 2016 $3.37 in trade passes through the region annually, further highlighting global dependence on the safe shipment of these goods to and from their intended ports. A major disruption in these transit routes would cripple America’s allies in northeast Asia, as they rely heavily on the flow of oil and commerce through South China Sea shipping lanes, including more than 80 percent of the crude oil to Japan, South Korea, and Taiwan. 

The PRC/CCP’s use of the PLAN, CCG, and militarized fishing fleet to wage a ‘Blue Crime’ maritime insurgency within the ”green-water” of the South China Sea degrades maritime security and the overall stability of South China Sea nations. This increases these countries’ susceptibility to the PRC’s Belt Road Initiative (BRI) by way of coercion or persuasion

To counter this Blue Crime maritime insurgency, the United States must position itself between the CCP and the South China Sea nations by establishing a Maritime Counterinsurgency (M-COIN). This type of counterinsurgency requires nimble means that disrupt the CCP’s intentions without firing a shot (for the purposes of this article, “without a shot” refers to avoiding open naval combat). 

A perfect candidate to execute a low-profile/low-kinetic M-COIN strategy is the US Coast Guard’s Deployable Specialized Forces (DSF). The DSFs comprise seven various sub-capabilities but the ideal capabilities for M-COIN are the Maritime Security Response Team (MSRT) and Tactical Law Enforcement Teams (TACLET).  Furthermore, the MSRT includes two critical components: the Tactical Delivery Teams (TDT) and Direct Action Section (DAS), which can be either pre-positioned within a theatre of operation or rapidly deployed for higher risk operations. The TACLETs are comprised of smaller teams called Law Enforcement Detachments (LEDET), which carry out drug interdiction, maritime intercept operations (MIO), and security force assistance/foreign internal defense missions. Both MSRTs and TACLETs have carried out a mix of well-executed joint operations with DoD counterparts to combat smuggling of drugs, weapons, money, and humans worldwide. 

OFF THE COAST OF SOUTHERN CALIFORNIA (July 6, 2018) U.S. Coast Guard deployable specialized forces (DSF) assigned to Maritime Security Response Team – West (MSRT-W) and Royal Canadian Navy explosive ordnance disposal technicians assigned to Fleet Diving Unit Pacific conduct maritime interdiction operations training in support of counter-improvised explosive device and mine warfare operations as part of Commander Task Force 177 during the force integration phase of Rim of the Pacific (RIMPAC) Southern California (SOCAL) exercise. (U.S. Navy photo by Lt. Matthew A. Stroup/Released)

The counter-drug mission is a joint operation led by the Joint Interagency Task Force South (JIATF-S) which coordinates DoD, Intelligence, and USCG assets to interdict vessels suspected of illicit maritime trafficking. The United States can use JIATF-South’s Pacific counterpart, JIATF-West to oversee a Maritime-Counter Insurgency (M-COIN) mission by way of a coordinated US Navy 7th Fleet task force to support its activities. USCG DSF forces are uniquely suited for the M-COIN mission as their capabilities are purpose built to fight ‘Blue Crime’ and ensure maritime security. With the inherent ability to carry out law enforcement actions, support special operations, and provide intelligence collection, the DSF is the right choice to lead the strategic green-water sea control campaign in the South China Sea and broader INDO-PAC region. 

This campaign would require three key factors to effectively counter the PRC/CCP insurgency, counter aggression in the South China Sea, and disrupt the People’s Liberation Army’s expeditionary goals. The first is expanded Indo-Pacific partnerships and alliances, next is the proper employment of USCG DSF teams, and lastly is the choice of cost-effective naval platforms to support the mission. 

Through this strategy, the United States can counter the PRC’s aggressive insurgent tactics while still maintaining a low profile and reducing the odds of a kinetic naval engagement. Successfully carrying out a USCG DSF-led M-COIN operation against PRC/CCP maritime aggressions would turn the tide against further PRC expansion in the South China Sea. 

The United States National Defense Strategy outlines the need to expand America’s Indo-Pacific partnerships and alliances. Cooperation and coordination with South China Sea and Indo-Pacific nation partners will ensure maritime security, maintain the rule of law at sea, and ensure that the region is not susceptible to PRC/CCP influence and control. 

The South China Sea nations: Brunei, Cambodia, Indonesia, Malaysia, the Philippines, Singapore, Taiwan, Thailand, and Vietnam, must band together in the interest of free and open seas for the benefits of their citizens and economies. Although some of these nations, such as Cambodia and Brunei have already succumbed to pressure from Beijing, buying heavily into the BRI and staying quiet on Chinese maritime claims, other nations such as Philippines, hang in the balance as their internal politics shift from pro-Beijing rhetoric to firm opposition of China’s illegal South China Sea actions, as Philippine citizens see little benefit from BRI

Critical Indo-Pacific strategic arrangements such as the Visiting Forces Agreement with the Philippines are just some of the many reasons the United States should be racing towards providing some level of maritime security assurance. Nations like Taiwan have fantastic working relationships with the United States and can work as a model for empowering other South China Sea nations. 

Forming bilateral and multilateral agreements similar to counter-drug trafficking agreements in the Western Hemisphere can signal a shift in how South China Sea nations can respond to the PRC insurgency. These agreements provide a host of mutually-beneficial capabilities such as embarking USCG DSF personnel onboard host nation vessels to assist in LE action or vice versa, with host nation personnel aboard US vessels to enforce international or local laws. Other benefits include patrol aircraft operations in host nation territory and extradition of suspects of international or domestic crimes.

OFF THE COAST OF SOUTHERN CALIFORNIA (July 6, 2018) U.S. Coast Guard deployable specialized forces (DSF) assigned to Maritime Security Response Team – West (MSRT-W) and Royal Canadian Navy explosive ordnance disposal technicians assigned to Fleet Diving Unit Pacific conduct maritime interdiction operations training in support of counter-improvised explosive device and mine warfare operations as part of Commander Task Force 177 during the force integration phase of Rim of the Pacific (RIMPAC) Southern California (SOCAL) exercise.  (U.S. Navy photo by Lt. Matthew A. Stroup)

In the fight for a ‘rule of law’ at sea, these calculated steps provide a foundation to see that vision through. DSF’s teams can seamlessly integrate within host nations’ maritime force structure to contribute to law enforcement scenarios from the most basic boater safety inspections across the spectrum to high-risk joint operations with special operations. Compared to naval forces’ focus on combat at sea, the DSF’s law enforcement mission set combines a highly operational skill set with a very low threat of escalation. 

The M-COIN strategy pits the United States against a multi-tiered Blue Crime system in which Beijing uses both conventional naval assets and civilian vessels, requiring a measured response that ensures naval presence while focusing on day-to-day international maritime security. Law enforcement presence will pave a pathway for each host nation to build an appropriate and scalable maritime force with the ability to assert control over its sovereign waters. 

Other existing US Coast Guard programs such as the International Maritime Officers Course, which hosts commissioned international naval officers, and the Mobile Training Branch program, which sends active duty US Coast Guard personnel to host nations in a training capacity to improve their maritime forces, compliment this capability-building strategy. This international footprint builds credibility with other regional partners that can provide support in the form of vessels and aircraft. 

These partners like Taiwan, Australia, Japan, and India, can be chief enablers in this counterinsurgency strategy. An approach such as a combined maritime law enforcement task group could shake Beijing’s South China Sea strategy to its core. The international community is a key stakeholder in the M-COIN strategy to counter PLAN/CCG aggressions in the South China Sea. With host nation and international support, the United States could quickly exert some green-water sea control, while enabling local states to improve their own capabilities. 

A green-water sea control mission under JIATF-West supported by a 7th Fleet Maritime Combined Maritime Force offers Task Force and Commandant Command leadership a versatile maritime response capability in the Indo-Pacfic region while maintaining a broader mission aligned with the National Security Strategy. 

Coupling a very broad Federal Law Enforcement Authority and with the ability to act as a branch of the armed forces, USCG DSF are a force-multiplier on the water providing reach back to virtually all US Government inter-agency partners. DSF teams have proven themselves time and again, whether interdicting narco-subs in the Eastern Pacific, or seizing Iranian missile components or large caches of weapons in the North Arabian Sea. DSFs can seamlessly integrate with US SOF counterparts for high-risk maritime missions, or operate as self-contained security advisory teams for port facilities in remote areas, unique capabilities that bring a collaborative approach to security when compared to heavy-handed PRC bullying.

Furthermore, as a member of the US intelligence community since 2001, the USCG is charged with carrying out intelligence activities in the maritime domain, filling a unique niche within the Intelligence Community by supporting Coast Guard missions and national objectives

Integrating US Coast Guard intelligence personnel with DSFs bridges several organizational gaps by allowing the US Coast Guard to be the primary collectors and analyzers of intelligence with the support of both JIATF-West and the larger Intelligence Community. This flat and efficient structure can drive DSF teams into continuous sea-control operations against the PLAN/CCG insurgency while maintaining a strategic advantage for the region through enhanced partnerships and performance. Integrating USCG DSF in the South China Sea is part of a comprehensive, whole of government approach to countering PLAN/CCG insurgency.

A highly successful M-COIN strategy must be fiscally sustainable. The deployment of USCG DSF teams aboard host nation or coalition naval assets empowered with bilateral and multilateral international agreements is a cost effective first step. 

High-cost platforms like US Navy cruisers and destroyers are not ideal for M-COIN missions in green water areas like the South China Sea. With the time, cost, and red tape required to build large grey/white hull vessels, the US Navy and Coast Guard should look towards commissioning more adaptable platforms such as the US Navy Mk VI, US Coast Guard Fast Response Cutter, and the US Navy Littoral Combat Ship. These platforms are associated with relatively low costs of ownership and high capacity for a green-water sea control mission. 

The South China Sea’s nearly 1.351 million square miles require a large quantity of vessels to assert sea-control. Furthermore, the mere size of the vessels employed can signal the intent to escalate or deescalate the situation. Using smaller, cheaper craft is not only cost-effective, but also signals a commitment to peaceful law enforcement, rather than a tendency towards armed conflict.

With a price tag of $7.5 billion per Zumwalt-class destroyer and $800 million as the target cost of the Constellation-class frigate, a fleet of Mk VI boats costing $15 million per copy is a much easier sell in the defense budget. Other platforms from coalition partners such as Australia’s Cape-Class patrol boats are already used for fisheries protection, immigration, customs, and drug law enforcement operations. The Royal Norwegian Navy’s Skjold-class corvette conducts maritime security and sea control operations while still being capable of supporting special operations forces. 

A positive outcome using an M-COIN strategy in the South China Sea may not signal the end of an aggressive PRC/CCP. Ultimately, the PRC/CCP would like to see a completely expeditionary overseas military force that has logistics bases throughout the world to keep its interest protected. China is positioning itself to operate militarily on a global scale as the center of the world’s economic power. No reasonable observer wants to test this rise through open war, however, the United States and its allies must recognize the economic, political, criminal, and informational warfare the PRC/CCP is waging. 

Focusing on the nations that border the South China Sea and Indo-Pacific region and ensuring their economic and political viability are not part of China’s plans for hegemony, but they are vital to the United States’ resistance to the rising global power of an authoritarian regime. Building the capacity of local nations to stand up for themselves will provide a check on Chinese ambitions locally, while signaling America’s commitment to preserving the global rule of law. The United States must look at sea-control in both blue and green water, as a long term strategy for the security of our world’s oceans so that free and open commerce may persist for generations to come, benefitting emerging nations and providing stability for all people.

Lawrence Hajek is the Director of Future Operations at Metris Global, an Arizona based defense contractor focused on Special Operations training and support. He is also the owner of Pinehawk Consulting, a consultancy focused on high tech innovation in the defense and commercial industry. He is a veteran of the US Coast Guard’s Deployable Specified Forces and member of CIMSEC. 

Featured image: Newly-built fishing vessels for Sansha City moored at Yazhou Central Fishing Harbor. Note the exterior hull reinforcements and mast-mounted water cannons. (Hainan Government)

U.K. Carrier Capability Returns To The Indo-Pacific

By David Scott

Toward the end of May 2021, first the Prime Minister, Boris Johnson, and then the Queen visited the British flagship, the aircraft carrier HMS Queen Elizabeth at Portsmouth. In effect this was their wave-off as, amid much commentary and following much anticipation, the Carrier Strike Group (CSG) set off from Portsmouth for a seven-month long deployment, its first maiden operational deployment. One Australian newspaper ran the headline: “Rule, Britannia! UK deploys carriers to Indo-Pacific.”

In April 2021, the British Defense Secretary Ben Wallace set out the aims of the CSG deployment:

“It will be flying the flag for Global Britain – projecting our influence, signaling our power, engaging with our friends and reaffirming our commitment to addressing the security challenges of today and tomorrow.”

Engaging with friends of course raises the questions of who is not being engaged with, who is not a U.K. friend, and is there any common enemy in sight – all of which points to China.

Global Britain reflects this reorientation of a post-Brexit UK away from the European Union and outwards to other parts of the world. It is no surprise that the U.K. is now talking, in its Integrated Review, of a “tilt to the Indo-Pacific,” given the increasing economic weight of this region. This economic shift brings with it a greater focus on sea lane security, protecting commerce flows, and freedom of navigation in international waters. Admiral Tony Radakin, the First Sea Lord, said in a speech at the Sea Power Conference, that the Integrated Review “signaled a maritime resurgence” for the U.K., operating through “the lens of classical geopolitics” in which the U.K. operations in “Mahan’s World Ocean” were aimed at “countering Chinese activity in the Asia-Pacific.”

This British naval deployment gives both political and operational support to the bigger U.S. efforts in the Indo-Pacific. The unstated rationale is sharing the burden against China. This was admitted as much by the British Defense Secretary Wallace admitted as much when he told the IISS think tank on the eve of the CSG setting forth, in a revealing China-application of the mission, that: “the UK’s fundamental strengths across the world is our friends and allies and that’s how we are going to force-multiply.” and that the “dawn of China on the USA is that USA is coming across a power it unilaterally cannot challenge and it realizes it needs alliances.”

Structure and Itinerary

The structure of the Strike Carrier Group is two-fold. First it is a powerful deployment of British assets, namely:

  • Aircraft Carrier: HMS Queen Elizabeth
  • Type-45 destroyers: HMS Defender and HMS Diamond;
  • Type-23 anti-submarine frigates, HMS Kent and HMS Richmond
  • Astute-class nuclear submarine
  • Royal Fleet Auxiliary logistics ships Fort Victoria and Tidespring

Two offshore patrol vessels, HMS Tamar and HMS Spey, have also been dispatched westwards across the Pacific where they will join the Carrier Strike Group. Such a deployment accounts for a significant portion of the U.K. surface fleet, which currently totals only 19 frigates and destroyers. As well as various stealth fighters, four Wildcat maritime attack helicopters, seven Merlin Mk2 anti-submarine helicopters and three Merlin Mk4 commando helicopters were embarked – the greatest quantity of helicopters assigned to a single British Task Group in a decade. A company of Royal Marines was also carried.

Second, while the British component is substantive, it also involves allied support. In part this is with non-British ships embedded into the CSG, namely:

  • U.S. destroyer: USS The Sullivans, for air defense and anti-submarine value
  • Dutch frigate: HNLMS Evertse
  • Two Australian frigates in the South China Sea*
  • New Zealand naval unit in the Pacific part of the deployment

The other area where the U.K. is using allied assets is in the CSG’s air component. Here, eight British F-35B Lightning strike aircraft are deployed on HMS Queen Elizabeth, with the bigger part of the warship’s fast-jet strike force actually made up of ten U.S. Marine Corps F-35s. To date Britain has only ordered 48 of the short-take-off, vertical-landing aircraft version of the F-35B, to be delivered by 2024, with deliveries currently standing at 21.

Led by HMS Queen Elizabeth, the strike group will interact with 40 states across the Mediterranean, Indian Ocean, and Indo-Pacific, various allies, partners, and ‘like minded’ states. Amid those 40 states, China is absent.

The voyage will include a stop in Gibraltar, exercises (including anti-submarine warfare drills) with NATO and non-NATO partners around the Suez Canal, and a week-long stopover in Duqm, the British navy’s base in Oman. The use of the U.K. Joint Logistics Support Base at Duqm operationalizes its deep water carrier-supporting facilities, in which Duqm has been envisaged as a support and forward projection base for the U.K. in the Indian Ocean. Queen Elizabeth’s strike group will then take part in:

  • Konkan joint exercises with the Indian navy in the Indian Ocean
  • Bersama Lima exercises (probably in the South China Sea) with Malaysia, Singapore, Australia, and New Zealand as part of a strengthened U.K. commitment to the Five Power Defense Agreements (FPDA)
  • Two weeks of exercises with Japan and the U.S. in the West Pacific

It is no coincidence that over the course of the deployment the Carrier Strike Group will operate with Indian, Australian, Japanese, and U.S. units – in other words with the members of “the Quad” group of countries, a group with which the U.K. is seeking ever-closer ties.

Naval operations with Japan and the U.S. reflect the trilateral partnership cooperation agreements signed between the Japanese, U.S., and UK navies; first of all by Admiral Phillip Jones in October 2016 and then by Admiral Tony Radakin in November 2019. The joint exercises carried out with India reflect and further the Carrier Capability Partnership signed in March 2019. Moreover, the U.K. deployment is part of emerging “carrier coordination” emerging between the U.S., France and the U.K.. The agreement signed on June 3, 2021, at Toulon between the three countries’ naval leaders specifically mentioned trilateral cooperation in the Indo-Pacific.

Significance and Context

The significance of the CSG deployment is that it demonstrates the return of aircraft carrier capability to the U.K., and the ability of the U.K. to remain a naval power of some significance and with some global reach. Carrier aircraft capability had been lost in 2010 with the retirement of HMS Ark Royal and its Harrier jump jets. To reestablish this capability, the British government pursued the construction of two new 65,000 ton carriers during the 2010s. 

Consequently, HMS Queen Elizabeth was commissioned in December 2017. HMS Prince of Wales, surviving defense cuts, was commissioned in December 2019. Carrier Group formations were reestablished in naval strategy. The aircraft carriers carry 5th generation F-35 strike aircraft, giving the CSG’s air component significant range and punch.

The context for carrier deployment is the U.K.’s return to an “East of Suez” naval presence. This has involved renewed forward deployments and strengthened bases and facilities after a five year hiatus from 2013-2017 in already infrequent deployments. Subsequently, 2018-2020 witnessed renewed and continuous, sometimes overlapping, deployments from the U.K. across the Indo-Pacific by various destroyers and frigates; in the shape of HMSs Sutherland, Albion, Argyll, Montrose, Defender, and Enterprise. A further British destroyer has been earmarked for deployment in the Indo-Pacific in late-2021.

Strengthened British bases and facilities are now seen across and around the Indian Ocean. At Bahrain, HMS Jufair, abandoned in 1971 was re-established in 2018, and the U.K. Joint Logistics Support Base was opened at Duqm the same year. Increased U.K. use of Diego Garcia has been evident since 2018. Finally, in Singapore the modest U.K. presence in the repair and logistics facility (British Defence Singapore Support Unit) at Sembawang wharf, was supplemented with the Defence Staff Office in 2017, amid subsequent talk of further reinforcement of the U.K. presence there.

A U.K. focus on the Indo-Pacific was given further impetus by Brexit and the need to secure trade deals across the Indo-Pacific – involving South Korea, Japan, Vietnam, Singapore, Australia, India, and New Zealand, as well as seeking entry into the Trans-Pacific Partnership – which in turn has made security of sea lanes (commerce flows and shipping) of even greater significance for the U.K.

A further context for the dispatch of the CSG has been rising disquiet over China, both globally— over China’s challenge to rule of law norms, human rights violations (now including Xinjiang), and technology threat like Huawei’s G5 rollout— and in the Indo-Pacific region — by China’s suppression of Hong Kong, China’s militarization and excessive maritime claims in the South China Sea, and China’s Maritime Silk Road push across the Indian Ocean. The so-called “golden era” of U.K.-China relations talked about by the previous Cameron administration has given way to a less accommodating Johnson administration and with it some willingness to push back against China.

The China Factor

Although originally the CSG deployment was pitched as aiming to strengthen freedom of navigation operations, most at issue in the South China Sea, in fact the deployment schedule has become more circumspect over China. Two particular issues have shown this U.K. circumspection: the South China Sea and the Taiwan Strait.

The U.K. does not take any position on the different sovereignty claims in the area. Ironically perhaps, the U.K. had itself claimed the Spratly Island chain in the 1920s, a claim that, although subsequently dropped, should logically give U.K. sympathy to Malaysian and Brunei claims (the successor states to the British possessions of Malaya, Sarawak, Brunei and Sabah) vis-à-vis China. What the U.K. does reject, however, are the excessive claims made by China in the South China Sea, and it has called on China to accept the ruling of the Permanent Court for Arbitration. 

The question is how far the CSG will involve itself in any of these issues. Then-Foreign Secretary Johnson told the press conference at the Australia-U.K. Ministerial meeting in 2017 that “one of the first things we will do with the two new colossal aircraft carriers that we have just built is send them on a FONOP – a freedom of navigation operation to this area.”

Mark Field, the Minister for Asia and the Pacific, in pinpointing China as a threat to “the rules-based international system,” reiterated in March 2019 the British “commitment” to future naval deployments “reinforcing freedom of navigation in the South China Sea.” How far does the CSG deployment reinforce freedom of navigation in the South China Sea? There are various ways of doing this.

Firstly, previously the U.K. decided to have HMS Albion carry out a FONOP around the Paracel Islands in September 2018 to assert that China’s drawing of archipelagic baselines around the chain is invalid, since China itself is not an archipelagic state like Indonesia or the Philippines. Chinese outrage was high in 2018, and it may well be that the U.K. is now chary to repeating such an operation. If so, that would seem to be a pity, and in effect may cede those waters to China.

Secondly, in the Spratlys, the Permanent Court of Arbitration (PCA) ruling in July 2016 (point 383) ruled that the Hughes Reef, Gaven Reef (South), Subi Reef, Mischief Reef, and Second Thomas Shoal were “low tide elevations, i.e. under water at high tide. China’s reclamation (sand and concrete) building them up above high tide still left them as “artificial islands,” which under United Nations Convention on the Law of the Seas (UNCLOS) Article 60 merely had a 50-meter safety zone, rather than any 12-mile territorial waters or EEZ. The U.S. has made a point of sailing within the 12-mile territorial waters claimed by China for such artificial creations, but so far the UK has not. It could though.

Thirdly, another excessive claim is China’s demand that navies entering its Exclusive Economic Zone ask its permission. Like the U.S., the U.K. rejects this as a matter of principle. In addition, it supports the PCA ruling which specifically held (points 622, and 624) that none of the Paracels and Spratly features were “islands” under UNCLOS 121(3) sustaining ongoing “human habitation” or “economic life.” Instead they were above high tide “rocks” and, while entitled to 12-mile territorial waters, were not entitled to “island”-generated 200-mile EEZs. The 2016 PCA ruling also rejected China’s claims that their “historical rights” in themselves generate any EEZ. Indeed, it considered the “9-dash line” as “contrary to the [UNCLOS] Convention and without lawful effect” (point 278).

The CSG, or elements from it, could then carry out freedom of navigation operations around the Paracels (archipelagic excessive claims) and Spratlys (excessive claims over artificial islands) – but this has not been announced in advance. If this is deliberate avoidance of such activities, then it represents some tacit acceptance of Chinese pressure.

On the other hand, it may be that operational details are not being given in advance, and that CSG commanders have indeed instructions to carry out one or both of these types of freedom of navigation activities around the Paracels and/or Spratlys, on the spot and unannounced beforehand, so as to limit advance pressure that China would otherwise bring to bear. In this vein, U.K. transit through the South China Sea that goes within 200-miles of any of China-held features in the Paracels and Spratlys, since permission is not being sought, maintains their status as international waterways, and represents a minimum-level freedom of navigation operation. In going into, across, and through China’s nebulous “9-dash line”, the CSG could also be seen to be ignoring it.

A particularly pointed political decision would be if the CSG carried out exercises in the South China Sea with the U.S. Navy, which has been operating in greater carrier strength in the last few years. The precedent for bilateral U.K.-U.S. exercises in the South China Sea was on show during 2019, in January with HMS Argyll, and in February with HMS Montrose. Of course, there is already a U.S. destroyer embedded with the CSG in the shape of USS The Sullivans, so one could argue that explicit U.K.-U.S. naval cooperation in the South China Sea is being reiterated. Joint exercises with powerful U.S. forces are also already planned for the Philippine Sea, between the so-called first and second island chains in the Western Pacific.

A nearby China-related issue for the CSG is whether or not it (or elements of it) deploys westwards of Taiwan through the Taiwan Strait. As part of its campaign to squeeze Taiwan, China is increasingly starting to treat the Strait as domestic Chinese waters, and does not want to see foreign navies using it. It is worth noting that accelerating U.S. passage of the Taiwan Strait has been supported by some French and Canadian transit deployments. 

HMS Enterprise attracted further Chinese ire by transiting through the Taiwan Strait in December 2019, before returning again to the South China Sea for a week-long stay in Vietnam in February 2020. Thus speculation remains that, when the CSG transits through the South China Sea to get to South Korea and Japan, a more circuitous route will be taken – going east of Taiwan, rather than westwards through the Taiwan Strait. Operational details in the Taiwan area, like those in the South China Sea have not been specified in advance, so it remains a possibility that the U.K. CSG, or an element of it, might deploy through the Taiwan Strait as a point of principle, unannounced beforehand.

Ongoing U.K. presence

The final consideration is legacy. The U.K. will remain a modest player in the overall balance of naval power in the Indo-Pacific. The Royal Navy has a small increase in numbers envisaged for the 2020s but China far exceeds this. The First Sea Lord, Admiral Phillip Jones, noted in November 2018 that with regard to China, “if you look at the scale of their shipbuilding program purely in terms of tonnage, it broadly equates [annually] to launching the equivalent of the whole Royal Navy.”

Nevertheless, two good-sized new aircraft carriers are not to be dismissed as inconsequential. The U.K. carrier capacity does generate useful leverage in cooperation with other similarly China-concerned states. Of course, this modest useful contribution will only be realized if this renewed involvement in the region is maintained and if forward deployment is persistent.

U.K. force structure for the region is being boosted. Current U.K. thinking, laid down in the Integrated Review is to “increase” maritime presence in the Indo-Pacific, “including to uphold freedom of navigation,” specifically through deployment of:

  • Offshore Patrol Vessels from 2021
  • Littoral Response Group from 2023
  • Type-31 frigates later in the decade

In addition, regular deployments from UK home waters are envisaged throughout the 2020s.

In the meantime, with the arrival of the HMS Prince of Wales aircraft carrier, and the completion of full F-35B air components, the U.K. will have two CSGs, raising the question of where they would be deployed. The answer seems to be one for the Atlantic-Mediterranean area, and the other for the Indo-Pacific. Regular ongoing CSG deployment has been envisaged from the outset. Admiral Phillip Jones stated in 2018 that “it is certain that a Royal Navy task group, centered on a Queen Elizabeth-class carrier, will regularly deploy East of Suez;” though leaving it unclear how far across the Indo-Pacific CSGs would regularly deploy, and how frequently “regularly” would mean. A timid U.K. response would be to keep CSG deployment within the Indian Ocean, a more robust response to help really address the problem of China would be to keep deploying its CSG further eastwards into the South China Sea and Western Pacific on a regular basis.

Dr. David Scott is an associate member of the Corbett Centre for Maritime Policy Studies. A prolific writer on maritime geopolitics, he can be contacted at davidscott366@outlook.com.

*This piece has been updated to mention the two Australian frigates in the South China Sea.

Featured image: HMS Queen Elizabeth on her maiden deployment to the Indo-Pacific region. Photo via @smrmoorhouse on twitter.

Sinking the “Fellowship of the Sea:” Lessons from Nuremberg for Future Naval Warfare

This article was submitted in response to the call for articles on the law of naval warfare jointly issued by CIMSEC and the Stockton Center for International Law at the Naval War College.

By Dennis E. Harbin, III

The “Fellowship of the Sea” and the Law of Naval Warfare

“…may humanity after victory be the predominant feature in the British Fleet.”—Vice Admiral Horatio Nelson’s prayer prior to the Battle of Trafalgar, 1805

One of the main purposes of the law of war is “protecting combatants, noncombatants, and civilians from unnecessary suffering.”1

Given the uniqueness of the operating environment, this purpose takes on a special meaning for the conduct of operations at sea and informs the body of international law known as the law of naval warfare. These laws codify and bind belligerents to restrain their use of violence with principles of military necessity, honor, humanity, distinction, and proportionality.2

In particular, that the principle of humanity animates the law of naval warfare has a lot to do with what Professor L.F.E. Goldie described as the “fellowship of the sea.”3 If humanity as a law of war principle “forbids the infliction of suffering, injury, or destruction unnecessary to accomplish a legitimate military purpose,”4 then the law of naval warfare — whether in the age of sail or the cyber age — must conform to this special fellowship. 

 How conflict in the future maritime security environment, with technological advancements such as artificial intelligence and unmanned robotics, will stress historical interpretations of the law of naval warfare is worth discussing. However, this concern isn’t new. As Professor Goldie reflected 31 years ago, “[s]hould a contest for mastery of the oceans come about under contemporary conditions, it would be awesome in its magnitude…[and] may also challenge their humanity.”5

In 2018, then-Chairman of the Joint Chiefs of Staff General Joseph Dunford declared that “[w]hile the fundamental nature of war has not changed, the pace of change and modern technology, coupled with shifts in the nature of geopolitical competition, have altered the character of war in the 21st century.”6

While the character of war may have changed, its violent nature and challenge to virtues of humanity has not. Therefore, despite new technologies that allow access to new domains, academics and practitioners should also reexamine historical situations as well. The intent of this article is to renew focus on the law of naval warfare related to submarines and their ability to preserve the “fellowship of the sea.” 

Specifically, whether modern armed conflict at sea has modified the submarine’s obligation to rescue survivors of targeted merchant vessels is worthy of consideration. This legal issue is unique in the law of naval warfare because it has been examined under the scrutinous light of litigation, yet remains “one of the least developed areas of the law of armed conflict.”7 To aid in understanding this 20th century legal issue in light of the 21st century maritime security environment, this article will call upon a historic milestone — the 75th anniversary of the International Military Tribunal (IMT) in Nuremberg. 

Naval Warfare on Trial at Nuremberg

“Over the last six decades, the word ‘Nuremberg’ has become synonymous with humankind’s highest ideals and aspirations — a measuring stick against which all subsequent humanitarian ventures have been measured.”8 This year marks the 75th anniversary of the International Military Tribunal (IMT), when 21 senior German political and military leaders were put on trial by the Allied Powers for violations of international law.9 

“There is no doubt that, with the benefit of over six decades of hindsight, we can say that the International Military Tribunal at Nuremberg (IMT) was an event of world-historical importance. It was the first successful international criminal court, and has since played a pivotal role in the development of international criminal law and international institutions.”10 From November 1945 to October 1946, testimony was heard and documents produced that ultimately resulted in judges from the United States, United Kingdom, France, and the Soviet Union finding 19 defendants guilty of some or all of the charges of crimes against peace, war crimes, and crimes against humanity. Herman Goering would commit suicide the night before he was to be executed. Ten would hang. 

At first glance, the Nuremberg experience may have little to do with naval warfare, especially submarine warfare in the future maritime security environment. After all, most view the atrocities committed by the Nazis through the lens of the devastation of an aggressive war on the European continent and the horrors of the Holocaust. The trial of Grand Admirals Raeder and Doenitz, however, are particularly informative to understanding the law of naval warfare – especially submarine warfare in the case of Grand Admiral Doenitz.

Grand Admiral Karl Doenitz began the war as the commander of the Kriegsmarine’s submarine fleet and would end the war as Hitler’s successor as Germany’s head of state for Germany. After the dissolution of the German government on May 23, 1945, Doenitz was arrested, imprisoned, and later charged on all three counts under the Nuremberg Charter — crimes against peace, war crimes, and crimes against humanity.11 Despite succeeding Hitler at the end of the war, Doenitz would be sentenced to only ten years in prison. He was found guilty of, inter alia, breaches of the international law of submarine warfare.

Relevant to this article, the IMT found that Doenitz violated the 1936 London Naval Protocol for ordering his submarine commanders not to rescue the crews of targeted merchant vessels.12 British prosecutor Sir David Maxwell-Fyfe intended to prove that Doenitz violated international law when, in early 1940, Doenitz prohibited his U-Boat commanders from rescuing after their attacks any civilian survivors in the water. Known as Standing Order 154, Doenitz was convicted for issuing the following:

“Do not pick up survivors and take them with you. Do not worry about the merchant ship’s boars. Weather conditions and the distance to land play no part. Have a care only for your own ship and think only to attain your next success as soon as possible. WE must be harsh in this war. The enemy began the war in order to destroy us, so nothing else matters.”13

For readers that may think decisions made by the Nazi Admiralty three-quarters of a century ago has little bearing on the operations of the United States or its Allies, consider one of the reasons why Doenitz — again, Hitler’s successor — was given such a relatively light sentence.

Fleet Admiral Chester Nimitz, the U.S. Pacific Fleet Commander during World War II, is well known for his leadership and strategic contributions in the Pacific theater. His contribution in the European theater — and specifically his impact on the punishments adjudicated in Nuremberg — is much less known and is one of the more fascinating stories of the consequential IMT.

How Nimitz came to be involved in the IMT was in no small part due to the litigation skills of Doenitz’s defense counsel, Otto Kranzbuehler. Looking closely at the photos taken during the trial, one may notice a German naval officer, in uniform, but not sitting in the defendant’s box. Otto Kranzbuehler served as the Kriegsmarine’s Fleet Judge Advocate (Flottenreichter) at Germany’s surrender. In an interview for the 50th anniversary of the IMT, he told the story of his discovery of a small book about the pacific war in an American library, and how it inspired him to involve Nimitz.14

After intense litigation, it was the American judge, Francis Biddle, who ultimately insisted that the interrogatories go to Nimitz and that his answers be entered into the record in defense of Doenitz. Through his forceful arguments and creative thinking, Flottenreichter Kranzbuehler was able to produce proof for the IMT that the 1936 London Naval Protocol was, in practice, operationally deficient. 

Specifically, when Kranzbuehler asked via interrogatory whether U.S. submarines were “prohibited from carrying out rescue measures toward passengers and crews of ships sunk without warning…,”15 Nimitz responded that “on general principles the U.S. submarines did not rescue enemy survivors if undue additional hazard to the submarine resulted or [if] the submarine would thereby be prevented from accomplishing its further mission.”16 Nimitz’s sworn response not only proved that the Allies were acting similarly to the Germans on this matter, but more importantly proved the impracticality of the law itself.

Despite what Doenitz declared as the “code of hardiness,” “which forswore every principle of the sea’s fellowship – mutual help in the face of nature, instant assistance to the shipwrecked, magnanimity in victory and fair play at all times,”17 the IMT did not include the waging of unrestricted submarine warfare when calculating his sentence due, in part, to Nimitz’s answers to Kranzbuehler’s interrogatories.18 When examined under the bright light of adversarial litigation, violating the 1936 London Naval Protocol which sought to enforce the “fellowship of the sea,” became an unpunishable offense.

State of the Law of Submarine Warfare

Before discussing how submarines will likely play a critical role in the future maritime security environment, it is helpful to examine the current state of the law by examining three relevant sources related to the law of naval warfare and submarine operations.

1. 1936 London Naval Protocol

A history of the 1936 London Naval Protocol is outside the scope of this article.19 The critical takeaways are threefold. First, the IMT used the Protocol to determine Grand Admiral Doenitz’s criminality. Second, submarines in their operations against merchant ships are obligated to adhere to the same visit and search, as well as rescue, rules for surface vessels. Specifically, the Protocol states: 

“In particular, except in the case of persistent refusal to stop on being duly summoned, or of active resistance to visit or search, a warship, whether surface vessel or submarine, may not sink or render incapable of navigation a merchant vessel without having first placed passengers, crew and ship’s papers in a place of safety. For this purpose the ship’s boats are not regarded as a place of safety unless the safety of the passengers and crew is assured, in the existing sea and weather conditions, by the proximity of land, or the presence of another vessel which is in a position to take them on board.”20

The final takeaway, particularly relevant to this article and for the application of the law of naval warfare in the future maritime security environment, is that while the United States remains legally bound to the terms of the 1936 London Naval Protocol, China does not. It neither signed the 1930 London Treaty nor the 1936 London Naval Protocol. 

2. The San Remo Manual on International Law Applicable to Armed Conflicts at Sea

Prepared by a group of “legal and naval experts…the purpose of the [San Remo] Manual is to provide a contemporary restatement of international law applicable to armed conflicts at sea.”21 Although non-binding, the San Remo Manual reiterates the foundational position that submarines are obligated by the same rules as surface ships.22 In practice, a submarine may only target an enemy merchant vessel if:

(a) the safety of passengers and crew is provided for; for this purpose, the ship’s boats are not regarded as a place of safety unless the safety of the passengers and crew is assured in the prevailing sea and weather conditions by the proximity of land or the presence of another vessel which is in a position to take them on board;

(b) documents and papers relating to the prize are safeguarded; and

(c) if feasible, personal effects of the passengers and crew are saved.23

3. The U.S. Navy Commander’s Handbook on the Law of Naval Operations

The U.S. Navy’s interpretation of the law of naval warfare related to submarine operations against merchants are consistent with the 1936 London Naval Protocol and the San Remo Manual. As a baseline, the Handbook still requires submarines to “search for and collect the shipwrecked, wounded, and sick following an engagement.”24

Although at first glance this may seem extreme relative to the realities of modern submarine warfare, the caveat to the rule is expansive. The Handbook continues, stating “If such humanitarian efforts would subject the submarine to undue additional hazard or prevent it from accomplishing its military mission, the location of possible survivors should be passed at the first opportunity to a surface ship, aircraft, or shore facility capable of rendering assistance.”25 Given that the purpose of the Handbook is to be of more practical usage to non-lawyer naval commanders, its discussion on these basic rules discussed above are particularly informative. Attempting to define circumstances that would “subject the submarine to undue additional hazard,” the Handbook lists the following examples: 

    1. The enemy merchant vessel persistently refuses to stop when duly summoned to do so. 2. It actively resists visit and search or capture. 
    2. It is sailing under convoy of enemy warships or enemy military aircraft. 
    3. It is armed with systems or weapons beyond that required for self-defense against terrorism, piracy, or like threats. 
    4. It is incorporated into, or is assisting in any way the enemy’s military intelligence system. 
    5. It is acting in any capacity as a naval or military auxiliary to an enemy’s armed forces. 7. The enemy has integrated its merchant shipping into war-fighting/ war-supporting/ war-sustaining effort, and compliance with the London Protocol of 1936 would, under the circumstances of the specific encounter, subject the submarine to imminent danger or would otherwise preclude mission accomplishment.26

Submarines and Merchant Vessels in the Future Maritime Environment

Upon examining the law of naval warfare related to submarines, an author in the U.S. Naval War College’s International Law Studies concluded more than 20 years ago that “it is highly probable that in any World War III belligerents will again find reasons why the 1936 London Submarine Protocol should not be applied…[and] in any future armed conflict of lesser extent than a World War III, the pressure of neutral Powers may be sufficiently strong to cause the belligerents to comply with the provisions of the 1936 London Submarine Protocol.”27

The reliance on submarines in future naval warfare is a cornerstone of the U.S. Navy’s plan to implement integrated, all-domain naval power. The Chief of Naval Operations, Admiral Michael Gilday has recognized that “the advantage we have in the undersea [environment] is an advantage that we need to not only maintain, but we need to expand.”28 His 2021 Navigation Plan acknowledges that, in order to “deliver the all-domain naval power America needs to win…the Navy requires a greater number of submarines….”29 Moreover, the Navy’s Battle Force 2045 reflects the importance of submarines in the changing character of war as well.

Then-Secretary of Defense Mark Esper remarked that “there was clear consensus over months of study and war-gaming and analysis that we need to build more submarines, more attack submarines. And if we do nothing else we should invest in attack submarines, because of the lethality that they can deliver under the sea and the survivability that they have in clear overmatch that we have when it comes to the under sea domain and submarines in particular.”30 This focus has transferred across Presidential administrations as well. As reported recently, “as the [Biden] White House positions itself to argue on behalf of its budget proposal, new attack submarines apparently are a top priority.”31

The United States is not the only great power investing in its submarine force.32 The Chinese are also investing heavily in their future submarine fleet as well.33 As reported in October 2020, satellite images showing expansive building at a Chinese naval shipyard confirms the Office of Naval Intelligence’s forecast that “China’s submarine fleet [will] grow by six nuclear-powered attack submarines by 2030.”34

In addition to the likely critical role submarines will play in the next maritime war, its impact on commerce and trade will be tremendous. As an American naval officer testified during the IMT 75 years ago, “commerce and trade are now so identified with military power in total warfare that merchant ships, armed or unarmed, are in effect warships to be attacked and sunk without warning.”35

One-third of global commerce transits the South China Sea, arguably the world’s most contested maritime security hot spot.36 “As the second-largest economy in the world with over 60 percent of its trade in value traveling by sea, China’s economic security is closely tied to the South China Sea.”37 Given China’s and the U.S.’s reliance on commercial shipping in that area, it is not difficult to imagine that merchant vessels will once again be the targets of submarines in future maritime warfare. 

Conclusion 

It is difficult, however, to imagine a nuclear submarine surfacing to take on survivors. The impracticability of this practice was evident during the IMT proceedings when Flottenreichter Kranzbuehler produced Nimitz’s sworn responses and the Allies failed to punish Doenitz for violating the 1936 London Naval Protocol, which in effect ended the “fellowship of the sea.”

 It is also not difficult to imagine that the “fellowship of the sea,” at least when it relates to submarine warfare, will continue to erode in the future maritime security environment. In fact, Nimitz is believed to have declared during the IMT that the “United States would probably wage unrestricted submarine warfare in future naval wars, based on its success in the Pacific War.”38

Maintaining rules that are impractical and operationally unrealistic undermines the rule-of-law. The IMT experience 75 years ago suggests that, when examining the law of naval warfare in the future maritime security environment, policy-makers must consider how keeping old rules may do more harm than good. As maritime security tensions again arise in the Pacific, where emerging technologies give commanders greater capability while requiring them to think faster, we need realistic rules and expectations that reflect operational realities. However, because the principle of humanity is a cornerstone of the law of naval warfare, policy-makers and commanders must strike a balance and strive to make and interpret rules that continue to uphold the centuries-old “fellowship of the sea.”

Lieutenant Commander Dennis Harbin is a Navy judge advocate currently serving on the Joint Staff. The views presented in this article are those of the author and do not necessarily represent the views of Department of Defense or the U.S. Navy.

Notes

[1] U.S. Dep’t of Def., DoD Law of War Manual para. 1.3.4, (May 2016).

[2] Ibid. at para. 1.4.2.

[3] L.F.E. Goldie, Targeting Enemy Merchant Shipping: An Overview of Law and Practice, 65 Int’l L. Studies 3 (1993).

[4] U.S. DEP’T OF DEF., DOD LAW OF WAR MANUAL para. 2.3 (May 2016).

[5] Goldie, supra note 3.

[6] Joseph Dunford, The Character of War and Strategic Landscape Have Changed, 89 Joint Forces Quarterly 2 (2nd Quarter, 2018).

[7] U.S. Dep’t of Navy., Navy Warfare Pub. 1-14M, The Commander’s Handbook on the Law of Naval Operations para 8.7.1 (2017) [hereinafter Handbook].

[8] Aaron Fichtelberg, Fair Trials and International Courts: A Critical Evaluation of the Nuremberg Legacy, 28 Criminal Justice Ethics no. 1 (2009).

[9] On November 19, 2020, The Judge Advocate General’s Legal Center and School hosted a symposium on the 75th anniversary of the International Military Tribunal in Nuremberg. For articles and presentation recordings regarding the history and legacy of the IMT, See The International Military Tribunal at Nuremberg: Examining Its Legacy 75 Years Later

[10] Fichtelberg, supra note 7. 

[11] Trial of the Major War Criminals Before the International Military Tribunal 310 (1947) [hereinafter Judgement].

[12] Ibid. at 313.

[13] The Trial of Admiral Doenitz, 1 The ONI Review no. 12, October 1946, at 33.

[14] For recording of interview, see https://www.roberthjackson.org/nuremberg-event/nimitz-doenitz/.

[15] 17 Nuremberg Trial Proceedings (July 2, 1946), 

[16] Ibid. 

[17] Goldie, supra note 3.

[18] Judgement, supra note 10 at 313. 

[19] See Howard Levie, Submarine Warfare: With Emphasis on the 1936 London Protocol, 65 Int’l L. Studies 325-26 (1993). Provides an expert and through history on the development of the 1936 London Naval Protocol.

[20] See Procès-verbal relating to the Rules of Submarine Warfare set forth in Part IV of the Treaty of London of 22 April 1930. London, 6 November 1936.

[21] See Int’l Institute of Humanitarian Law, San Remo Manual on International Law Applicable to Armed Conflicts at Sea (Lousie Doswald-Beck ed., 1995) [hereinafter San Remo Manual], 

[22] San Remo Manual, supra note 20, art. 45.

[23] San Remo Manual, supra note 20, art. 139.

[24] Handbook, supra note 6, para 8.7.

[25] Ibid. 

[26] Handbook, supra note 6.

[27] Howard Levie, Submarine Warfare: With Emphasis on the 1936 London Protocol, 65 Int’l L. Studies 325-26 (1993).

[28] Sam LaGrone, CNO Gilday Lays Out Priorities for ‘DDG Next’ Warship, New Attack Submarine, USNI News (Oct. 14, 2020).

[29] U.S. Dep’t of Navy, CNO NAVPLAN (January 2021).

[30] Mark Esper, Secretary of Defense Remarks at CSBA on the NDS and Future Defense Modernization Priorities (Oct. 6, 2020).

[31] David Axe, Joe Biden Wants To Spend Big On U.S. Navy Submarines, Forbes (Apr. 12, 2021).

[32] Daniel Vegel, A Silent Destabilizer in the Indo-Pacific, Proceedings (March 2021).

[33] H. I. Sutton, Chinese Increasing Nuclear Submarine Shipyard Capacity, USNI News (Oct. 12, 2020).

[34] Ibid. 

[35] Joel Holwitt, Execute Against Japan 178 (2009).

[36] How Much Trade Transits the South China Sea?, CSIS China Power Project (last viewed May 13, 2021).

[37] Ibid. 

[38] Holwitt, supra note 34.

Featured image: Artwork of German sailors on the conning tower of a U-boat that has surfaced after sinking a British cargo ship during World War II). Survivors are seen in lifeboats. This 1941 painting is by German artist Adolf Bock (1890-1968) via Library of Congress.

Project Trident Call for Articles: Emerging Technology

Submissions Due: July 26, 2021
Topic Week Dates: August 16-20, 2021
Article Length: 1,000-3,000 words
Submit to: Content@cimsec.org

By Jimmy Drennan

CIMSEC is proud to partner with Lockheed Martin and the U.S. Naval Postgraduate School’s Naval Warfare Studies Institute on the final topic of Project Trident: Emerging Technologies. Lockheed Martin is a global security and aerospace company responsible for many Defense Department programs of record. The Naval Warfare Studies Institute (NWSI) coordinates NPS inter-disciplinary research and education to accelerate and enhance the development of capabilities and warfighting concepts.

The modern world is shaped by few forces as powerful as rapid technological change. As the world becomes ever more advanced, technological change cuts across and interconnects areas as diverse as healthcare, public infrastructure, and security policy. With respect to national security, new technology is presenting opportunities for novel warfighting capabilities, ever more powerful iterations of familiar weapons systems, and unexpected avenues for threats. The maritime community must attentively explore how new and emerging technologies will impact maritime security and naval capabilities.

Computing power, connectivity, data analytics, and machine learning are poised to undergo exponential growth in ways once consigned to the realms of science fiction. What implications do specific technologies like augmented reality, artificial intelligence, or 5G have for maritime security and navies? Which emerging technologies have potential for significant security impacts yet remain underrated? How can a government, a navy, or a shipping company keep pace with global information flows that update in near-real time? How do maritime actors stay abreast of these changes while leveraging them for competitive advantage and avoiding the risks of over-reliance? The spectrum of civil and military emerging technologies have salient overlaps that will present complex challenges to maritime security.

Authors are encouraged to address these questions and more as we contemplate the promise and pitfalls of emerging technologies on maritime security. Send all submissions to Content@cimsec.org.

Jimmy Drennan is the President of CIMSEC. Contact him at President@cimsec.org

Featured Image: A Sailor assigned to USS Mustin stands watch in ship’s combat information center during Exercise Valiant Shield 2014. (U.S. Navy/Declan Barnes)