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British Amphibious Operations in Egypt, 1801: A JP 3-02 Perspective, Pt. 1

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By Jason Lancaster

Introduction

“Amphibious Warfare requires the closest practicable cooperation by all the combatant services both in planning and execution, and a command organization which definitely assigns responsibility for major decisions throughout all stages of the operation.”– Admiral Henry K. Hewitt, USN1

By late 1800, the French Revolution was going poorly for the British. Britain’s economy was in distress, her allies had been driven from the war, Russia was shifting to support France, and neutral Baltic nations were arming to enforce their maritime rights and neutrality. Yet despite all this Britain fought on alone against France.

British armed forces were a tale of two branches. The Royal Navy had cleared the seas of French warships, blockaded the coasts of France, and was well respected. By way of contrast, the British Army had performed poorly ashore in northern Europe, had suffered catastrophic casualties while campaigning in the West Indies, and was universally derided by other European armies.2 Britain needed a military victory to solidify the government’s political position at home and abroad as well as to demonstrate the capability of the newly reformed British Army. The British amphibious operation in Egypt was what the nation needed.

Since July 1798, French forces had occupied Egypt. In August 1798, Nelson’s fleet obliterated the French fleet, cutting the French army off from France. After a year of campaigning in Egypt and Syria, Napoleon returned to France. Yet, the French army remained in Egypt, a permanent threat to British India. Britain needed a victory on land to secure room for negotiations at the expected peace conference.

The British joint campaign in Egypt has languished in relative obscurity, overshadowed by Admiral Nelson’s epic naval battle in 1798. When viewed through U.S. Joint Publication 3-02 Amphibious Operations, this campaign provides several lessons on the successful conduct of an amphibious operation.  

Despite the successful execution of the landing and British victory in the campaign, mistakes made by the national command authority, in intelligence, logistics, planning, and the relationship between the commanding general and admiral caused problems throughout the operation. Even though U.S. amphibious doctrine was developed and refined in the Second World War era and Joint Publication 3-02 is the evolution of those experiences, this essay argues that the principles of a successful amphibious campaign as defined by JP 3-02 are applicable regardless of time period and this historic case study can be analyzed through this doctrine.

Planning

“The planning phase normally denotes the period extending from the issuance of an initiating directive that triggers planning for a specific operation and ends with the embarkation of landing forces. However, planning is continuous throughout the operation.” – JP 3-02 3

British politicians agreed that they needed a victory, but where Britain should strike was a matter of debate. The Prime Minister and cabinet debated whether to support another royalist uprising in France, another landing in Holland, Egypt, or somewhere else.4 Surprisingly, despite Britain’s recent support of failed French royalist uprisings and landings in Holland both options were initially more popular than Egypt.

Secretary of State for War Sir Henry Dundas spent years improving Britain’s position in India, and did not want French interference to threaten his work. Secretary Dundas and Napoleon agreed Egypt was the key to India. The French Consul in Egypt stated 10,000 French troops could proceed down the Red Sea to India and take Bengal from the British in one campaign. In London, intelligence on French force levels in Egypt were scarce, but estimates were 13,000 French troops demoralized and crippled by the plague. Intelligence Reports stated the garrison of Alexandria numbered 3,000, and scattered through Upper Egypt and Syria were 10,000 more French troops. 5 In reality, the French army in Egypt was closer to 25,000 soldiers, and despite sacrifices and hardship, their morale was high.6 Britain planned to send an army of 15,000 to Egypt.7 Britain also planned to send an additional 3,000 troops from India, but there was little likelihood of coordination between the two forces, and a failed landing would have enabled the French to defeat both forces piecemeal. This faulty intelligence could have proved disastrous to the landing force. British diplomats in Constantinople also believed they had coordinated Ottoman logistical support for horses and gunboats.  

Secretary Dundas, turned to his fellow Scot, General Sir Ralph Abercromby, to lead the expedition and turn the tide of the war. General Abercromby was an experienced general who had successfully conducted several amphibious operations in the West Indies earlier in the war. At 65, he was an innovative soldier despite his age who mixed the best of the American light infantry and Prussian close order drill schools of British military thought. His protégé, another Scot, General Sir John Moore, pioneered British light infantry tactics, and had served with General Abercromby throughout the West Indian campaigns seizing sugar islands from the French. He served as a division commander throughout this campaign and represented the army’s interests in planning the ship-to-shore movements of the campaign.8

The naval leadership was no less capable and distinguished. Admiral George Elphinstone, 1st Viscount Keith, successfully negotiated with the mutineers at the Nore in 1798. He served as deputy Commander-in-Chief, Mediterranean under Admiral Lord St Vincent before himself assuming the command in November 1799. Lord Keith experienced amphibious operations during the siege of Charleston in the American Revolution and in 1795, an expedition that captured the Dutch Cape Colony. Lord Keith’s deputy for planning the ship to shore movement was Captain Alexander Cochrane, uncle of Admiral Lord Thomas Cochrane and a distinguished future admiral in his own right. He had served on the American station during the Revolutionary War and was commanding officer of HMS Ajax, a 74-gun ship of the line.

“The focus of the planning process is to link the employment of the amphibious force to the attainment of operational and strategic objectives.”9  Initially clear direction for operational and strategic objectives was not given. Campaigns in the Netherlands, France, and Egypt were proposed. Finally, Secretary Dundas tasked General Abercromby and Lord Keith to conduct a landing in Egypt. Secretary Dundas gave the commanders four objectives: eject French forces, restore Ottoman rule in Egypt, protect British interests in India, and secure a better negotiating position for a future peace conference. Secretary Dundas directed the joint force to attempt to seize the Spanish Fleet at anchor in Cadiz before proceeding to Marmorice Bay to receive promised logistical support from the Ottoman Empire and then to defeat the French forces in Egypt accomplish British objectives.

Operational planning for the expedition began when General Abercromby arrived in Gibraltar. According to JP 3-02, top down planning, unity of effort, and integrated planning are the key components of the planning phase. General Abercromby’s presence in the planning was keenly felt, however Lord Keith displayed little interest in the planning. General Abercromby spoke with naval officers who had served on the Egyptian coast. These conversations helped shape the campaign and narrow the landing sites to the Aboukir Peninsula or Rosetta. Aboukir would enable the British fleet to provide logistical support and the army’s flanks would be protected by water during the advance on Alexandria. A landing at Rosetta would enable the British army to link up with the Ottoman army and advance together toward the French.10  

Initial reports led General Abercromby to believe that his army would find potable water on the Aboukir Peninsula. Eventually, General Abercromby learned through captured letters that all water would have to come from the amphibious shipping. During a council of war aboard HMS Foudroyant naval officers familiar with the coast explained, “when anchored in Aboukir Bay, [the fleet] would be able to land a sufficient quantity of water and provisions for the army.” As the army advanced, “it would always be within a mile of [the coast], boats with water and provisions might attend.”11 If the fleet was destroyed in battle or forced off station by gales, “the army would die of thirst.” While the force was anchored in Marmorice Bay, General Moore was sent to Syria to speak with Captain Sir Sydney Smith RN, serving with the Ottoman forces fighting the French. General Moore assessed the Ottoman forces as disorganized, poorly trained, and disease-ridden. General Abercromby selected Aboukir for the landing site. The condition of the Ottoman army played a major role in that decision. Despite the water supply risk, Aboukir Peninsula was closer to Alexandria, and the waters of the bay and lake protected the army’s flanks from French cavalry.12

Embarkation

“The embarkation phase is the period during which the landing force with its equipment and supplies embark in assigned shipping.” – JP 3-02

Despite almost a decade of war, in 1801, the British army remained small. To create an expedition of 15,000 troops involved redeploying  from British deployments around Great Britain, Ireland, and Europe. Not all regiments in the British Army were designated for service outside Europe. Some regiments, particularly militia regiments, were able to volunteer for active service, but only in Europe. High casualty rates in the West Indies meant that few militia regiments volunteered to serve outside Europe. British troops embarked from Ireland and Britain, including units who would not participate in the campaign, but would relieve units in Gibraltar and Minorca that would participate in the campaign.13 The complex embarkation plan shuffled soldiers across Europe, resulted in some soldiers spending months cramped inside troopships waiting to get ashore.     

The expeditionary force also lacked cavalry mounts. British forces often deployed without horses and purchased them locally since horses take up a large amount of space aboard ships and there was a great difficulty keeping horses healthy for long voyages. The Ottoman Empire promised the British army an ample supply of horses. In reality, British diplomats and supply officers were unable to procure a sufficient number of quality mounts for the cavalry, artillery, and wagon train. The horses provided proved to be subpar, and the strongest horses were given to the artillery to pull cannons. The poor quality mounts meant that the French cavalry would outclass the British cavalry in Egypt.14

Rehearsal

“The rehearsal phase is the period during which the prospective operation is rehearsed to: test the adequacy of plans, timing of detailed operations, and combat readiness of participating forces; provide time for all echelons to become familiar with plans; and test all communications and information systems.” – JP 3-02

The British attempt to land a force to seize the Spanish Fleet at Cadiz was a fiasco. A large portion of that was because there had been no time for a rehearsal. Boats went to the wrong transport, it took hours for soldiers to embark the boats, and then they did not form up properly. The landing was called off and the following day a storm scattered the fleet, and the invasion of Cadiz was over. When the fleet arrived in Marmorice, they planned to spend just a few days to rendezvous with Ottoman naval forces and supplies before proceeding to Egypt. Instead, the expected logistical support from the Ottomans never materialized and the expedition spent almost two months waiting.15 General Abercromby used this time to good effect drilling his troops. This time enabled the force to learn and rehearse their ship-to-shore movement to great effect. For seven weeks, the troops practiced ship-to-shore movements, boats going to the right transport, soldiers embarking the boats, boats forming waves, and soldiers forming line of battle from the boats.

A detail of a plan of the Operations of the British Forces in Egypt from the landing in Aboukir Bay on th 8th of March to the Battle of Alexandria March 21st inclusive. (William Fadden, Geographer to His Majesty & to His Royal Highness the Prince of Wales/Wikimedia Commons)

The boats were organized into three waves. The first wave comprised 58 flatboats. Each flatboat carried 50 soldiers. The second wave encompassed 81 cutters and the third wave comprised 37 launches. Artillery in boats followed in the fourth wave, the cannons would be disembarked and crewed by sailors.16  The troops practiced disembarking from ships into the landing craft and forming into line of battle on the beach. The soldiers were instructed to enter the flatboats as expeditiously as possible, sit down, and keep their muskets unloaded until formed into line on the beach. Officers’ servants were instructed to bear arms in the ranks and to carry no more than their own equipage.17 The boat crews practiced maintaining the assault boat spacing of 50 feet and the movement from ship-to-shore.18

Movement

“The movement phase is the period during which various elements of the amphibious force move from the points of embarkation or from a forward deployed position to the operational area.” – JP 3-02

The expedition’s movement phase consisted of three phases. Phase 1 consisted of the movement from Great Britain and Ireland to Gibraltar and Minorca where the forces were gathering. This phase included the failed attempt to seize the Spanish fleet at Cadiz.

Phase 2 consisted of the movement from Gibraltar and Minorca to Marmorice Bay. Following the Cadiz debacle, the expedition watered and victualed in Africa, and proceeded to Marmorice Bay, Turkey. During this phase a terrible storm scattered the fleet and several days were spent bringing the transports back to the fleet.19 After several weeks, the fleet arrived in Marmorice Bay, whose deep waters and high cliffs proved an excellent anchorage.

Phase 3 was the movement from Marmorice Bay to Egypt. The expedition encountered a storm that frightened the Turkish gunboats, which left the expedition. On 1 March, the expedition arrived off Alexandria – sailing in so close that the masts of the French ships in harbor were visible – and proceeded down the coast to Aboukir; however, weather conditions prevented the landings until the 8th of March.20 This alerted the French, gave General Menou eight days to concentrate troops and entrench them on Aboukir Peninsula. While French troops were rushed to the scene, including 2,000 soldiers to Aboukir Peninsula, there was confusion in the French army as Captain Moiret described, “various movements so numerous as to be impossible – as well as pointless.”21

Now that the expedition was off the coast, the Royal Engineers conducted a beach reconnaissance. Unfortunately, the good works of Majors Fletcher and Mackerras was to no avail. Major Fletcher was captured and Major Mackerras was killed by artillery during their reconnaissance. When the fleet arrived, General Abercromby undertook the reconnaissance himself.22 

LT Jason Lancaster is a U.S. Navy Surface Warfare Officer. He is currently the Weapons Officer aboard USS STOUT (DDG 55). He holds a Masters degree in History from the University of Tulsa. His views are his alone and do not represent the stance of any U.S. government department or agency.

References    

[1] Joint Publication 3-02: Amphibious Operations, 18 July 2014, pg II-1

[2] Michael Glover, Peninsular Preparations, (Cambridge, 1963),pg  3.

[3] Joint Publication 3-02 Amphibious Operations, (2014), I-7

[4] (Mackesy 2010, 5)

[5] John Fortescue, A History of the British Army Vol. IV, (MacMillan, 1915), pg 800.

[6] Joseph –Marie Moiret, Memoirs of Napoleon’s Egyptian Expedition, 1798-1801, (Green Hill, 2001), pg 160.

[7] Piers Mackesy British Victory in Egypt, (TPP 2010), pg 13.

[8] Piers Mackesy British Victory in Egypt, (TPP 2010), pg 14.

[9] JP 3-02, pg III-2.

[10] John Moore, The Diary of Sir John Moore, (Arnold, 1904), pp 397-398.

[11] Moore, 397.

[12] Fortescue, pg 809.

[13] Fortescue pg 804.

[14] Mackesy, pg 100.

[15] James Lowry, Fiddlers and Whores, (Chatham, 2006), pg 59.

[16] John Creswell, Generals and Admirals, (Longman’s, 1952), pg 101

[17] Aeneas Anderson, Journal Of the Forces, ( Debrett, 1802), pg 201.

[18] Moore, pg 399.

[19] Lowry, pg 59.

[20] Lowry, pp 70-71.

[21] Moiret, pg 161.

[22] Anderson, pp 213-215.

Featured Image: British Troops Landing at Aboukir by Philip James de Loutherbourg (Wikimedia Commons)

History, Interviews

Learning War and The Evolution of U.S. Navy Fighting Doctrine with Author Trent Hone

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By Christopher Nelson

Author Trent Hone joins us today to talk about his new book Learning War: The Evolution of Fighting Doctrine in the U.S. Navy, 1898-1945. This is a great book. And as others have noted, it’s a fine compliment to John Kuehn’s work on the Navy General Staff, Scott Mobley’s book Progressives in Navy Blue, and I would add, Albert Nofi’s To Train The Fleet For War: The U.S. Navy Fleet Problems, 1923-1940.

We talk about everything from Admiral Frank “Friday” Fletcher to “safe-to-fail” systems vs. “fail-safe” systems. And stick around to the end. Trent Hone offers some advice to the CNO on how we can build a better learning organization.

Nelson: For the readers, could you tell us briefly what your book is about?

Hone: My book investigates how the U.S. Navy of the early twentieth century learned to innovate. I explore how the Navy invented new technologies, created new tactics, and found ways to rapidly evolve its combat doctrine based on peacetime exercises and wartime experience. Today, we would describe the Navy of that era as a “learning organization.” I explain what that means and describe the mechanisms the Navy used to effectively learn and innovate. I believe there are lessons from that time that are very relevant for today’s organizations, both military and civilian.

Nelson: Why did you want to write this book?

Hone: I’ve been interested in naval tactics for a long time. I remember reading Wayne Hughes’s Fleet Tactics when it first came out in the 1980s and being fascinated (It’s a great book now on its third edition). In the 1990s, I decided to explore the Navy’s surface warfare tactics before and during World War II. I wanted to know what Admiral Husband E. Kimmel might have done if Pearl Harbor hadn’t been attacked. That research led to a series of articles on the development of Navy tactics—including a prize-winning one in the Naval War College Review—and, ultimately, began to overlap with other work I was doing. 

I started my career as a software engineer. As I assumed positions of greater responsibility, what became most interesting to me was not the development of the software, but how teams organized to create software and do innovative work. I studied various techniques and methods to improve the teams I supervised and eventually transitioned into advising and coaching organizations to help them get better at learning and innovating. 

As I continued looking at the evolution of the Navy’s tactical doctrine in the early twentieth century, I saw patterns that resonated with today’s most-effective learning techniques. The language was quite different, and the specific processes were different, but some of the underlying principles were remarkably similar. I realized it was a story that had to be told. I describe an arc of innovative creativity that stretches back decades by charting the evolution of surface warfare tactics.

Nelson: Early in the book you talk about “fail-safe” systems and “safe to fail” systems. The latter, you say, are best for a culture that encourages innovation. With this in mind, what would you say Rickover’s submarine culture consisted of? Is he a rare exception in the case of a system that is “fail-safe” yet innovative?

Hone: I’m glad you brought this up. Alicia Juarrero’s term “safe to fail” gives us a new way to think about failure modes and how to account for them. The key difference between the two is that with “fail-safe” we attempt to anticipate possible failure modes and design ways to mitigate them. With “safe to fail,” we recognize unanticipated failure modes will occur and organize to ensure survival when they do. This has relevance to organizations because when we want to learn and innovate, we are going to fail. A “safe to fail” organization finds ways to explore new ideas and experiment with them without endangering its long-term survival. The Navy was good at that in the early twentieth century. 

I’m less familiar with Rickover’s time, but from what I understand, it would be inaccurate to describe the culture he developed as primarily “fail-safe.” Certainly, it used procedures with rigidly prescribed steps in order to prevent known failures, so in that sense it was “fail-safe.” However, he recognized that unanticipated failure modes can and will occur. Defined procedures are inadequate to account for these circumstances. Instead, it’s essential to rely on the collective skill and experience of people, so the culture integrated crewmembers together. Layers of human observation and experience became the means to identify, anticipate, and address unforeseen circumstances. In that sense, the culture has a “safe to fail” component. Things will go wrong; people will make mistakes. But trust and experience become the means to identify and resolve them. 

As it turns out, that’s the most effective way to deal with problems in complex environments. Standard procedures and automated routines free our mental capacity so that when unforeseen circumstances arise, we can quickly identify and address them. That’s what made the Combat Information Center (CIC) and its successors effective: the artful integration of standard processes, technology, and human judgment. I worry that with the increasing emphasis on automated systems, we might be taking the talents of our people too far out of the loop. There’s no substitute for human experience and skill when the unanticipated occurs. 

Nelson: What is the “edge of chaos” and why does it matter to any organization that is trying to be innovative?

Hone: The concept of the “edge of chaos” is easily misunderstood, so I’ll try to explain it succinctly. In any complex system—like a corporation or a military service—there are processes, procedures, and rules. In the language of complexity, these are called “constraints.” They channel and limit behavior. When constraints are restrictive, they inhibit the ability of people to experiment and try something new. Obviously, that’s a problem if you want to innovate. But the other end of the spectrum is problematic also. If constraints are too loose, there’s no coherence; it becomes difficult to assign cause and effect or make sense of an experiment. The “edge of chaos” is located between these two extremes. It is a space where constraints are sufficiently loose to allow room to explore new ideas and concepts but also rigid enough to focus that exploration and provide feedback on its effectiveness. 

Many of us intuitively understand this from our own experience. Software teams, for example, are most innovative (and generally most effective) when they’re given a clear objective and the creative freedom to determine how best to accomplish it. The objective serves as a constraint and focuses their energy. They use their initiative to explore several potential solutions, often arriving at the best combination of technologies that addresses the need. That’s why there’s been such an emphasis on moving away from rigidly detailed requirements documents; they overly constrain teams and limit their creativity. The parallels to military command, and the importance of well-written orders that foster the initiative of subordinates, are obvious. 

Nelson: What was the importance of the 1921 Destroyer Instructions?

Hone: The Atlantic Fleet’s 1921 Destroyer Instructions were important for two reasons. It was the first Navy doctrinal manual produced by a deliberately created system of learning. Immediately after World War I, the Navy was transitioning back to peacetime. Many valuable lessons had been learned during the war and officers set out to capture them. Two “colleges” were established, one in the Atlantic Fleet and another in the Pacific Fleet. They combined exercises at sea, wargames ashore, and experience from the recent war to devise new approaches. A regular correspondence was maintained between these two fleet colleges and the Naval War College. The result of their collective learning was incorporated into the Destroyer Instructions. 

The Destroyer Instructions were also important because they assumed individual commands—each destroyer squadron—would develop their own specific doctrines that reflected the strength of their ships and men. The Instructions were deliberately written to foster creativity within subordinate commands and avoid being overly prescriptive. The War Instructions of 1923 took the same approach, so Navy officers spent the interwar period exploring a variety of options for how to coordinate and employ their forces, leading to new and innovative techniques.

Nelson: Who was Admiral Frank Friday Fletcher? What were his battle instructions? And why are they an important milestone in naval history?

Hone: Frank Friday Fletcher led the intervention at Veracruz, Mexico, in April 1914 and was awarded the Medal of Honor for his conduct. In September 1914, he became commander of the Atlantic Fleet, which contained the Navy’s most modern ships. The Atlantic Fleet had been regularly conducting exercises to work out how best to operate in battle, and Fletcher continued that practice. By May 1916, he and his staff had gained enough experience to issue a set of Battle Instructions. 

Admiral Frank Friday Fletcher.

Fletcher’s Instructions marked a departure from previous approaches. He assumed battle was fundamentally uncertain and that centralized control would likely be impossible; this led him to emphasize two things. The first was the use of a plan that would outline objectives for subordinates. Fletcher wanted to encourage their individual initiative and creativity without overly constraining them. Second, Fletcher stressed the coordinated use of all weapons. Previous battle plans had emphasized battleship gunnery. Fletcher recognized that other weapons were coming into their own, particularly destroyer torpedoes. He planned to use his destroyer squadrons very aggressively. These two concepts—the use of a plan and coordinated employment of all arms—remained central to Navy tactical doctrine through World War II.  

Nelson: I enjoyed your comment about “type commanders.” You note in your book that during World War II that minor actions were neglected.  This mattered. And type commanders were born in light of these shortcomings. What were these “minor actions” and how did the type commanders address them?

Hone: The Navy’s primary focus in the interwar period (1919-1939) was a trans-Pacific campaign. It was expected to culminate in a “major action”—a large fleet battle—somewhere in the central Pacific. Accordingly, most of the fleet-level tactical doctrine focused on “major action.” Tactics for “minor actions”—engagements between smaller task forces—were left to subordinate commanders. It was assumed that these lower-level commanders would have time to develop doctrines for their forces, and, during peacetime, this assumption was largely correct. 

However, there were shortcomings. This led to the introduction of the type commands in 1930.

Type commands became responsible for identifying and capturing new tactical approaches for each various type—destroyers, cruisers, battleships, etc.—and there is evidence that new approaches were more rapidly developed after that date. The real problem, though, was the assumption that subordinate commands would be able to develop specific doctrines for their forces. 

In 1942, that process fell apart during the battles off Guadalcanal. Ships and commanders moved about too rapidly to develop cohesion. “Scratch teams” were formed and they often performed poorly, as you might expect. The Pacific Fleet addressed the problem by applying some of the same techniques used for “major tactics” to “minor tactics” and leveraging the type commands to rapidly share and disseminate lessons. 

Nelson: During World War II, how did the Fleet quickly inform commanders with updated doctrine? This is a problem throughout history, is it not? We make some assessments on what will or will not work in war, and inevitably we will be surprised. What would you recommend to a staff today on how to prepare for such things?

Hone: I love this question because when I first started my research decades ago, I thought that manuals—published doctrinal materials—would be the key to understanding tactical doctrine. I learned very quickly that’s not the case. Doctrine is a set of assumptions and mental models. The documentation provides a backdrop, but what really matters is how individuals think about problems and work together. During World War II, the Navy effectively used personal connections, like in-person conversations and conferences, to rapidly share and disseminate new ideas. There were formal means to do this (like Joseph C. Wylie being brought back from the South Pacific to help develop the CIC) but informal mechanisms were at least as important. Published doctrine tended to lag behind the information shared through these informal networks.

USS SAN FRANCISCO (CA-38) At the Mare Island Navy Yard, 20 May 1942. (Photo via Naval History and Heritage Command)

If I were making recommendations, I’d stress the importance of informal mechanisms. Staffs can easily create mountains of briefings and other documentation. What’s more difficult is creating an environment where subordinates can readily exchange information, learn together, and build on the knowledge of their colleagues. I think a staff should actively work on enabling that. It’s not just about creating space and time; it’s about introducing the appropriate constraints to enable creativity to flourish. Then, once that is in place, the staff needs to keep tabs on what’s happening. New, more effective ideas will arise. When they do, the staff needs to act quickly to exploit them and make them available to the entire command. 

Nelson: How does the size of a navy – the number of ships and sailors – affect innovation? Quick growth, during World War II, for example, and steep reductions – ship numbers from the 80s to today for instance, do these affect innovation in different ways? How?

Hone: I think both offer serious challenges. The rapid growth in World War II made it very difficult to maintain the effective culture the Navy had nurtured during the early twentieth century. Rapid “scaling” (as we call it in the software world) tends to increase centralization, reduce flexibility, and inhibit innovation. That happened to the Navy as it grew during the war. 

The challenge I see with steep reductions is overburdening. Organizations often reduce their size without an equivalent reduction in their commitments. This leads to overwork: people become spread too thin; maintenance gets delayed; and equipment is overutilized. Individuals may still be able to sustain the pace of operations, but they frequently lose the ability to experiment with new ideas. Innovation slows as a result. When commitments are reduced along with reductions in size—as with the Navy after World War I—this can be avoided. 

Nelson: Trent, to close, if you had ten minutes with the Chief of Naval Operations and he asked you what he needed to do to create a learning organization – what would you say?

Hone: I had about thirty seconds with Admiral Richardson last year when he presented me with the second-place award for his Naval History Essay Contest, and in those thirty seconds, I encouraged him to read my book. If I had ten minutes, I’d urge him to introduce a set of integrated feedback loops that couple regular experimentation regarding the nature of future war (tactics, technology, etc.) and OPNAV’s programming process. The goals would be twofold. First, officers need to be encouraged to regularly experiment to vary their tactical approaches to discover new, more effective techniques. They need to become accustomed to adjusting to unanticipated circumstances and leveraging the creativity of their commands. Second, the lessons from their experimentation need to revise and guide the Navy’s program so that force structure and procurement reflect—and ultimately anticipate—the new learning. 

We’re all familiar with the interwar Fleet Problems. What made them really powerful—what allowed them to transform the Navy—was the way they were integrated into the Navy’s planning and procurement processes. The second CNO, Admiral Robert E. Coontz, was primarily responsible for that. He created the feedback loops that allowed the Navy to not just experiment with new tactical doctrines, but to evolve force structure and war plans in light of emerging lessons. If Admiral Richardson wants “high-velocity learning,” if he wants to fully leverage the skills of the Navy’s officers, he needs to devise a set of similar mechanisms. Given the organizational changes since Coontz left office in 1923, a new set of structures and interfaces would have to be introduced. I have faith Admiral Richardson could do that, if he sets his mind to it. 

Trent Hone is an award-winning naval historian and a Managing Consultant with Excella in Arlington, VA. He is an expert on U.S. Navy tactics and doctrine. His article, “U.S. Navy Surface Battle Doctrine and Victory in the Pacific” was awarded the U.S. Naval War College’s Edward S. Miller Prize and the Naval History and Heritage Command’s Ernest M. Eller Prize. His essay, “Guadalcanal Proved Experimentation Works” earned second place in the 2017 Chief of Naval Operations Naval History Essay Contest. He regularly writes and speaks about organizational learning, doctrine, strategy, and how the three interrelate. His latest book, Learning War: The Evolution of Fighting Doctrine in the U.S. Navy, 1898–1945, was published by the U.S. Naval Institute in June 2018.

Christopher Nelson is a U.S. Naval Officer stationed at the U.S. Pacific Fleet Headquarters. He is a graduate of the U.S. Naval War College and the Maritime Advanced Warfighting School. He is a regular contributor to CIMSEC. The questions and views here are his own.

Featured Image: USS Indiana (BB-58) fires a salvo from her forward 16″/45 guns at the Kamaishi Plant of the Japan Iron Company, 250 miles north of Tokyo. 

History

A History of the Philippine Navy in the Korean War (1950-1953)

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By CMDR Mark R. Condeno, Philippine Coast Guard

Introduction

On Sunday June 25, 1950, the existence of the Republic of Korea as a democratic nation was shattered when armored and infantry elements of the North Korean People’s Army crossed the border into Seoul. The surprise attack caught the Republic of Korea Armed Forces off guard who lacked the equipment to withstand a massive communist invasion.

On that same day, the United Nations Security Council Resolution Number 82 was enacted which called for the immediate withdrawal of the belligerent forces. After it went unheeded this prompted the world body to pass UNSC Resolution number 83 calling on member countries to support militarily the ROK in deterring communist aggression.

Although having its own counterinsurgency problem, the Philippines became the first Southeast Asian country to deploy troops in support of the UN cause and the Third member of the UN Body to do so. On September 7, 1950, President Elpidio Rivera Quirino announced the historic decision of the deployment of Filipino Soldiers to the embattled republic. It fulfilled the country’s obligation as a member and signatory of the United Nations and the interest of combating the spread of communism in the Asia-Pacific region.

Unknown to many, the Philippine Navy (PN) would actively participate in the Korean conflict. The five Landing Ship Tanks (LSTs) of the Service Squadron of the Philippine Navy, namely RPS Cotabato (T-36), RPS Pampanga (T-37), RPS Bulacan (T-38), RPS Albay (T-39), and RPS Misamis Oriental (T-40) would serve as the workhorse in transporting Filipino soldiers to and from Korea for five years. Another great significance for the service was the assignment of two Filipino naval officers at the Philippine Liaison Group-United Nations Command in Tokyo, Japan.

BRP ALBAY (LT-39) Ferried troops of the Philippine Army’s 19th and 14th Battalion Combat Team (BCT) to and from Korea from 1953 to 1954. She is skippered by LTSG JOSE ORDONEZ PN. (Photo by Richard Leonhardt, courtesy Navsource.org)

This paper seeks to provide a summary of the Philippine Navy’s role and exploits during the Forgotten War and the naval legacy that was fortified between the two navies after the conflict.

The Philippine Navy in 1950

Five years after the end of the Second World War saw the reestablishment of the offshore patrol  (OSP). The swarm of former OSP personnel-turned-guerillas were eager to re-join their mother unit. A modest rearmament of the service followed as surplus naval vessels from the United States found its way to the OSP fleet in the form of patrol craft escorts (PCE), submarine chasers (SCs), patrol craft (PC), minesweepers (AM), and landing ship tanks (LSTs).

During that period the order of battle of the Philippine Naval Patrol (PNP) under Commodore Jose Francisco AFP (USNA ’31) comprised of the following: The fleet minesweeper and flagship RPS Apo (PS 21) which also served as the Presidential Yacht in which President Quirino and his cabinet met during the opening days of the Korean conflict. The Patrol Force under LCDR Heracleo Alano PN (PMA ’40) is composed of RPS Cebu (PS 28), Negros Occidental (PS29), Leyte (PS 30), Pangasinan (PS 31), IloIlo (PS32). The rest of the fleet is made up of 16 submarine chasers, six survey vessels, two landing craft infantry (LCI), one rescue tug, and six auxiliary ships.

Departure for Korea

Eight days after the signing of Republic Act 573 “Philippine Military Aid to the United Nations Act” by then President Elpidio R Quirino, the whole element of the 10th Battalion Combat Team boarded the U.S. naval transport USNS SGT Sylvester J. Antolak (T-AP-192) for a four-day voyage to the Korean peninsula. She was escorted from the vicinity of Corregidor Island up to the outskirts of the South China Sea by RPS Negros Oriental (PS 26) and RPS Capiz (PS 27). The battalion would be the first of the five BCTs, namely the 20th, 19th, 14th and 2nd to immortalize the Filipino soldiers gallantry and courage on the field of battle. Each Battalion would serve for about a year in Korea with the last troops leaving for Manila in 1955.

USNS SGT Sylvester J Antolak (T-APA-192)- Brought in to the Korean Theater of Operations the First contingent of 1,303 Filipino Troops (Army, Air Force and Navy) of the 10th BCT, Philippine Army arriving at the Port of Pusan on 19 September 1950 after 4 days of voyage from the Port of Manila.

The combat service support operations of the Navy would begin with the homecoming of the 10th BCT in April 1951 aboard RPS Cotabato and the departure and return to and from Korea of the 20th, 19th, and 14th BCT’s. The 2nd BCT would have the distinction of being ferried to and from Korea aboard U.S. naval vessels.

Early Philippine-Korean Naval Relationship

Quite unknown from the early days of the ROK and the formation of the Korean Naval Defense Corps to the Korean Coast Guard (later becoming the Republic of Korea Navy), Filipino naval officers played a pivotal role as it brought in the first ships of the KCG to Korea from Subic Bay Naval Base. It was in August 1947 that then LTSG Ramon A. Alcaraz, PN (PMA ’40) was designated as head of mission to ferry former U.S. and British Royal Navy auxiliary motor minesweepers that would form the backbone of the Korean Fleet, where their ports of destination were 3 of the 7 ROK Naval bases namely Chinhae, Busan, and Seoul.

Another notable skipper of one of the ships to be transferred is LT Dioscoro E. Papa, PN (the Second Commandant of the Philippine Coast Guard). Later on at the outbreak of the Korean War in June 1950, now Commander Ramon A. Alcaraz would be the service squadron skipper of the five LSTs that served as the mainstay of the fleet in ferrying troops of the Philippine Expeditionary Force to Korea (PEFTOK) Battalion Combat Teams.

A Naval Officer in the Battle of Yuldong

On April 22-23, 1951 during the Chinese communist spring offensive which could have ended the conflict, Filipino soldiers, airmen, and sailors demonstrated prowess on the battlefield in the greatest defensive operation etched in the annals of Philippine military history. Although outnumbered 10 to 1, the 900 strong 10th BCT withstood a massive attack of the Chinese 12th Army at Yultong Ridge, known today as the Battle of Yultong (Yuldong).

Emilio S Liwanag- Then-LCDR Emilio S. Liwanag PN was attached to the 10th BCT as Supply Officer and later designated as Senior Naval Advisor to the Philippine Representative Mission in Korea. He is shown here as a Captain during the SEATO Naval Exercises as Exercise Director (Photo Courtesy, N-3, Headquarters Philippine Navy from Capt Liwanag’s AGO Card).

A notable naval role was the presence of then LCDR Emilio S. Liwanag, PN (PMA ’38) as the logistics and artillery officer of the 10TH BCT who commanded a battery of 105mm howitzers during the battle. LCDR Liwanag was a graduate of the Advanced Infantry Gunnery Course at Fort William Mckinley in 1950 days prior to his deployment to Korea. Early on, as a logistics officer LCDR Liwanag was also responsible in securing from an American depot a squadron of U.S. made M24 Chafee light tanks and heavy weapons for the tenth’s reconnaissance and heavy weapons company.

The Sea Voyage Rough Seas, Storms, and Typhoons

On the evening of September 30, 1951 the last elements of the 10th BCT would depart the port of Busan aboard RPS Cotabato under LCDR Florentino Buenaventura, PN, on a 2,400 kilometer voyage by way of Japan (as the LST would undergo four days of repair and provisioning at Yokusuka Naval Base). Upon reaching open seas they would encounter heavy gales and the ship’s entire complement mercilessly fought the waves for hours. As furious waves became stronger they sought refuge at Kagoshima Bay. On October 23, 1951 RPS Cotabato escorted by a pair of submarine chasers that entered Manila Bay with a tumultuous welcome from surrounding ships, a flyby from a formation of P-51 Mustangs of the PAF, and a jubilant crowd.

In September 1951 both RPS Cotabato and RPS Pampanga under CDR Tomas C. Robenul, PN would again undertake the task of bringing the second Filipino battalion the 20th BCT under Col. Salvador Abcede to the Korean theater of operations. A year later, the return voyage of the first batch (Albay) and second batch (Misamis Oriental skippered by LTJG Pablo Pascua, PN) of the 20th BCT would again be hampered by a tropical storm off Northern Luzon but the ships would go unscathed with the skillful maneuvering of the vessels officers and crew. A warm welcome and a jovial parade would again be received by the troops and sailors as they approached Manila’s Pier 7.

BRP MISAMIS ORIENTAL (LT-40) Brought home troops of the 20th Battalion Combat Team. (Photo Courtesy Navsource.org).

On March 1953 RPS Bulacan under CDR Tandiko Centi, PN – the First Filipino Muslim naval officer and LTSG Jose Ordonez, PN of RPS Albay –  lifted anchor at South Harbor. Aboard the two ships was the fourth Filipino contingent to the UN Command, the famed 14th BCT also known as the Avengers, a veteran unit of the HUK campaign. Based on the book These are your Boys by the battalion itself, the passage was eventful with film showing singing and guitar playing among the soldiers and sailors and the chow line serving Paksiw (fish cooked and simmered in vinegar with garlic, salt and spices) and Sinigang na Bangus (stewed milkfish in tamarind broth).

From a 14th BCT veteran’s account the expedition to Korea was cut short as an essential stopover was made at Poro Point, La Union to repair and replace a part of the one of the ships engine. With these developments adding some free time sports competitions were held between the townsfolk and sailors stationed at the naval base with the PEFTOK troops emerging as winners. Four days later, the ships hauled anchor and again encountered rough and heavy waves often bigger than the ships seen at the Balintang channel, the crossroads of the South China Sea and the Pacific Ocean.

Twelve days after departing Manila, the Albay and Bulacan dropped anchor at the Port of Busan, although prior to entering harbor the troops and allied naval ships observed the proficiency of Filipino ships and sailors as anti-aircraft and anti-submarine drills were practiced with U.S. Navy counterparts involving one of their submarines which surfaced beside RPS Albay.

The combat service support and escort operations of the Philippine Navy during the Korean War

Prior to debarkation, the Avengers thanked the ships officers and crew along with CDR Octavio Posadas, PN (N4) who handled the administrative and logistical matters in support of the Philippine contingent.

Philippine-Liaison Group United Nations Command, Tokyo, Japan

CDRE Santiago C Nuval AFP- Then Commander Santiago C Nuval was the head of the Philippine-UN Mission in Tokyo, Japan. He later became the Flag Officer in Command of the Philippine Navy. (Photo Courtesy N-3, Headquarters Philippine Navy)

As mentioned earlier, after his stint with the 10th BCT, CDR Emilio S. Liwanag, PN would serve as the Assistant Commander of the Philippine mission to the United Nations Command in Tokyo, Japan instead of CDR Santiago C. Nuval, PN (PMA ’38 and a future PN FOIC) as head of the mission. The veterans recall the massive support of the two officers to Filipino troops while in Japan. CDR Liwanag was also the senior naval advisor to the Philippine diplomatic mission in Korea which would earn him the U.S. Legion of Merit for valuable logistical assistance to Filipino troops in the Korean conflict.

Naval Legacy Braced by War

The LSTs mentioned were originally built from 1942-34 and eventually transferred to the Philippines in 1948 and would have a long career. They would again answer the call to arms with the deployment of Filipino troops during the Vietnam War. RPS Cotabato (a veteran of the 1944 Normandy landings) and RPS Pampanga were decommissioned in early 1978, while RPS Albay, Bulacan and Misamis Oriental were mothballed in 1979. The escort ship RPS Negros Oriental was transferred in 1948 and was sunk during a Typhoon at Guam in 1962. On the other hand, RPS Capiz was stricken from the Fleet list in 1979. The Flagship RPS Apo was acquired in July 1948 and would undergo several name changes as well as refits and served as a command ship into the 1960s. It was re-classified as a corvette of the Miguel Malvar class and eventually retired from the service in 1970.  

RPS Capiz- 15 September 1950 Escorting USNS SGT Sylvester J Antolak (T-AP-192) carrying troops of the Philippine Army’s 10th Battalion Combat Team (BCT) to Korea. She is one of the 16 Submarine Chasers then in service with the Philippine Navy (Photo Courtesy of the late 1LT Faustino Tumamak PA (Ret) 10TH BCT).

24 years after the conflict, the Philippine Fleet would receive the ROKS Kyong Ki (DE-71) and ROKS Kang Won (DE-72) in 1977. The former was the ex-USS Sutton (DE-771) while the latter was the ex-USS Muir (DE- 770). The ships were of the Cannon-class destroyer escort type in which at that period the PN has three in its inventory, namely RPS Datu Kalantiaw (PS-76), RPS Rajah Humabon (PF-6), and RPS Datu Sikatuna (PF-5).

Regrettably, the Kyong Ki and Kang Won were never commissioned but were utilized as sources for spare parts for the three active units. Almost 20 years later another milestone in Philippine-Korea Naval relations occurred as 12 Haeksang and Chamsuri-class patrol craft were sold to the Philippine Navy at a friendship price as the Republic of Korea valued the splendid bilateral relations between the two countries that begun in 1949.

The Haeksang (Conrado Yap) and the Chamsuri (Tomas Batilo) class patrol craft entered the fleet in 1993 and 1995, respectively. These ships were acquired during the incumbency of then President Fidel Valdez Ramos, himself a Korean War veteran and reconnaissance platoon leader who captured Hill Eerie on May 21, 1952 against Chinese communist forces.

12 of the Haeksang and eight of the Chamsuri were transferred during those years and through the recommendation from the Philippine Navy to President Ramos on June 24, 1995 presidential approval was granted to name them after Filipino Korean War heroes and veterans, in which the lead ships were named after Captain Conrado D. Yap, PA and then 1LT Tomas G. Batilo, both of the 10th BCT PEFTOK.

The other units of both classes were named after the PEFTOK BCT Commanders, NCOs, and enlisted personnel who sacrificed their lives during the Korean conflict in the name of freedom and democracy.

Three years ago in 2015, the ROK Navy transferred the landing craft utility (LCU) ROKS Mulgae and announced the prior year what would be the second largest naval vessel allocation in terms of size and tonnage from the ROKN to the Philippine Navy in the handover of a Flight III Pohang-class corvette (Ex-ROKS Chung-Ju PCC-762).

Conclusion

Although none of the LSTs and submarine chasers were directly engaged in action around Korean waters, the invaluable role of their combat service support and escort operations along with the naval exercises conducted with allied navies in theater enabled the Philippine Navy to hone its tactics in the various aspects of naval warfare and contribute to the mission. The Navy’s mission enabled the Philippine Expeditionary Force to Korea (PEFTOK) troops to accomplish and succeed its its mission in upholding democracy against communism and maintaining the sovereignty of the Republic of Korea.

CDR Mark R. Condeno is the Liaison Officer, Foreign Armed Forces Attache Corps, International Affairs Directorate. He was briefly the Research Officer of the Office of the Naval Historian, Philippine Navy in 2007 and Projects Officer of the Maritime Historical Branch of the Fleet-Marine Warfare Center, Philippine Navy. He holds a BS Degree in Architecture from Palawan State University. He is a 1997 Graduate of the Basic Naval Reserve Officers Training Course, Philippine Navy and with the Bravo Class of 1999 Philippine Coast Guard Auxiliary Officer’s Indoctrination Course. He also took up the Aerospace Power Course from the Air University, United States Air Force in 2002. He is a longtime member of CIMSEC and published “Navies for Achipelago Nations” for CIMSEC’s 2013 Maritime Futures Project.

References

1. The Fighting Tenth by Major Mariano Manawis
2. These are your boys by the 14th BCT (PEFTOK)
3. Notes on the Korean War by the author
4. Veteran accounts as related to the author
5. Jane’s Fighting Ships 1981-82
6. Conway’s All the Worlds Fighting Ships 1947-1995
7. Newspapers from the 50’s detailing the deployment and return of Filipino Soldiers to and from Korea.
8. http://en.wikipedia.org/wiki/Emilio_S._Liwanag (Accessed 17 October 2013)

Featured Image: T 36 10th BCT- October 1951- Troops of the 10th BCT aboard RPS Cotabato (T-36) bound for Manila. (Photo Courtesy of the late 1LT Faustino Tumamak PA (Ret) 10TH BCT).

History

Teaching Maritime History – A Suggested Reading List

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By Christopher Nelson

At the end of our discussion about the Eighteenth-Century British Royal Navy and her new book, Disciplining the Empire, I asked Professor Kinkel what books she would teach in a graduate level course on maritime history. She kindly provided me a draft syllabus of the books that she would have her students read. 

There are some fascinating titles to add to your reading list. A short description from the publisher follows each book.

From the Atlantic to the Mediterranean (and Beyond)

Carlo M. Cipolla, Guns, Sails and Empires: Technological Innovation and the Early Phases of European Expansion, 1400-1700 (New York: Sunflower Univ. Press, 1966)

“Guns, Sails and Empires is that rarity among works of history: a short book with a simple, powerful thesis that the entire book is devoted to proving. Carlo Cipolla begins with the question, “Why, after the end of the fifteenth century were the Europeans able not only to force their way through to the distant Spice Islands but also to gain control of all the major sea-routes and to establish overseas empires.” (Amazon)

Richard T. Rapp, “The Unmaking of the Mediterranean Trade Hegemony: International Trade Rivalry and the Commercial Revolution,” Journal of Economic History, 35.3 (1975): 499–525

“The shift in the locus of European trade from the markets of the Mediterranean to the North Atlantic overthrew a centuries old pattern of commerce and established the basis for the predominant role of North Atlantic Europe in the era of industrialization. While the expression “commercial revolution” no longer has quite the currency that it once enjoyed, students of the early modern economy have not been negligent about trying to understand the causes of the commercial shift. The impact of entrepreneurship and Weltanschauung, capital accumulation, technical innovation in shipping and industry, and the economic and political organization of nation-states have all received attention from students of the age.” (Cambridge/Journal of Economic History)

Herman Van Der Wee, “Structural Changes in European Long-Distance Trade, and Particularly in the Re-Export Trade from South to North, 1350–1750,” in The Rise of Merchant Empires: Long-distance Trade in the Early Modern World, 1350–1750, ed. James D. Tracy (Cambridge Univ. Press, 1990), pp. 14–33

“European dominance of the shipping lanes in the early modern period was a prelude to the great age of European imperial power in the nineteenth and early twentieth centuries. Yet in the present age we can see that the pre-imperial age was in fact more an ‘age of partnership’ or an ‘age of competition’ when the West and Asia vied on even terms. The essays in this volume examine, on a global basis, the many different trading empires from the end of the Middle Ages to the eighteenth century.” (Amazon)

Commodities and Trade

Molly Warsh, American Baroque: Pearls and the Nature of Empire, 1492–1700 (Omohundro Institute, 2018)

“Pearls have enthralled global consumers since antiquity, and the Spanish monarchs Ferdinand and Isabella explicitly charged Columbus with finding pearls, as well as gold and silver, when he sailed westward in 1492. American Baroque charts Spain’s exploitation of Caribbean pearl fisheries to trace the genesis of its maritime empire. In the 1500s, licit and illicit trade in the jewel gave rise to global networks, connecting the Caribbean to the Indian Ocean to the pearl-producing regions of the Chesapeake and northern Europe.

Pearls—a unique source of wealth because of their renewable, fungible, and portable nature—defied easy categorization. Their value was highly subjective and determined more by the individuals, free and enslaved, who produced, carried, traded, wore, and painted them than by imperial decrees and tax-related assessments. The irregular baroque pearl, often transformed by the imagination of a skilled artisan into a fantastical jewel, embodied this subjective appeal. Warsh blends environmental, social, and cultural history to construct microhistories of peoples’ wide-ranging engagement with this deceptively simple jewel. Pearls facilitated imperial fantasy and personal ambition, adorned the wardrobes of monarchs and financed their wars, and played a crucial part in the survival strategies of diverse people of humble means. These stories, taken together, uncover early modern conceptions of wealth, from the hardscrabble shores of Caribbean islands to the lavish rooms of Mediterranean palaces.” (Amazon)

Nuala Zahedieh, The Capital and the Colonies: London and the Atlantic Economy, 1660–1700 (Cambridge Univ. Press, 2010)

“Between 1660 and 1700, London established itself as the capital and commercial hub of a thriving Atlantic empire, accounting for three quarters of the nation’s colonial trade, and playing a vital coordinating role in an increasingly coherent Atlantic system. Nuala Zahedieh’s unique study provides the first detailed picture of how that mercantile system was made to work. By identifying the leading colonial merchants, she shows through their collective experiences how London developed the capabilities to compete with its continental rivals and ensure compliance with the Navigation Acts. Zahedieh shows that in making mercantilism work, Londoners helped to create the conditions which underpinned the long period of structural change and economic growth which culminated in the Industrial Revolution.” (Amazon)

Patrick O’Brien, “European Economic Development: The Contribution of the Periphery,”Economic History Review, 35.1 (1982): 1–18

“Economic history has enjoyed a revival in the study of development. Provocative interpretations of the course and causes of long-term growth continue to emerge from the writings of Immanuel Wallerstein, Gunder Frank and Samir Amin. While the basic purpose of their research is to explore the origins of underdevelopment, their commitment to a ‘global perspective’ has led them into wide ranging excursions into the economic history of Western Europe because, to quote Wallerstein, ‘Neither the development nor underdevelopment of any specific territorial unit can be analyzed or interpreted without fitting it into the cyclical rhythms and secular trends of the world economy as a whole.'”

People at Sea

Kris Lane, Pillaging the Empire: Global Piracy on the High Seas, 1500–1750, 2nd ed. (New York: Routledge, 2016)

“Between 1500 and 1750, European expansion and global interaction produced vast wealth. As goods traveled by ship along new global trade routes, piracy also flourished on the world’s seas. Pillaging the Empire tells the fascinating story of maritime predation in this period, including the perspectives of both pirates and their victims. Brushing aside the romantic legends of piracy, Kris Lane pays careful attention to the varied circumstances and motives that led to the rise of this bloodthirsty pursuit of riches, and places the history of piracy in the context of early modern empire building.

This second edition of Pillaging the Empire has been revised and expanded to incorporate the latest scholarship on piracy, maritime law, and early modern state formation. With a new chapter on piracy in East and Southeast Asia, Lane considers piracy as a global phenomenon. Filled with colorful details and stories of individual pirates from Francis Drake to the women pirates Ann Bonny and Mary Read, this engaging narrative will be of interest to all those studying the history of Latin America, the Atlantic world, and the global empires of the early modern era.” (Amazon)

Marcus Rediker, Between the Devil and the Deep Blue Sea: Merchant Seamen, Pirates and the Anglo-American Maritime World, 1700–1750, 2nd ed. (Cambridge Univ. Press, 1989)

“The common seaman and the pirate in the age of sail are romantic historical figures who occupy a special place in the popular culture of the modern age. And yet in many ways, these daring men remain little known to us. Like most other poor working people of the past, they left few first-hand accounts of their lives. But their lives are not beyond recovery. In this book, Marcus Rediker uses a huge array of historical sources (court records, diaries, travel accounts, and many others) to reconstruct the social cultural world of the Anglo-American seamen and pirates who sailed the seas in the first half of the eighteenth century. Rediker tours the sailor’s North Atlantic, following seamen and their ships along the pulsing routes of trade and into rowdy port towns. He recreates life along the waterfront, where seafaring men from around the world crowded into the sailortown and its brothels, alehouses, street brawls, and city jail.

His study explores the natural terror that inevitably shaped the existence of those who plied the forbidding oceans of the globe in small, brittle wooden vessels. It also treats the man-made terror–the harsh discipline, brutal floggings, and grisly hangings–that was a central fact of life at sea. Rediker surveys the commonplaces of the maritime world: the monotonous rounds of daily labor, the negotiations of wage contracts, and the bawdy singing, dancing, and tale telling that were a part of every voyage. He also analyzes the dramatic moments of the sailor’s existence, as Jack Tar battled wind and water during a slashing storm, as he stood by his “brother tars” in a mutiny or a strike, and as he risked his neck by joining a band of outlaws beneath the Jolly Roger, the notorious pirate flag. Between the Devil and the Deep Blue Sea focuses upon the seaman’s experience in order to illuminate larger historical issues such as the rise of capitalism, the genesis the free wage labor, and the growth of an international working class. These epic themes were intimately bound up with everyday hopes and fears of the common seamen.” (Amazon)

Sowande M. Mustakeem, Slavery at Sea: Terror, Sex, and Sickness in the Middle Passage (Univ. of Illinois Press, 2016)

“Most times left solely within the confine of plantation narratives, slavery was far from a land-based phenomenon. This book reveals for the first time how it took critical shape at sea. Expanding the gaze even more widely, the book centers on how the oceanic transport of human cargoes–known as the infamous Middle Passage–comprised a violently regulated process foundational to the institution of bondage. Sowande’ Mustakeem’s groundbreaking study goes inside the Atlantic slave trade to explore the social conditions and human costs embedded in the world of maritime slavery. Mining ship logs, records and personal documents, Mustakeem teases out the social histories produced between those on traveling ships: slaves, captains, sailors, and surgeons. As she shows, crewmen manufactured captives through enforced dependency, relentless cycles of physical, psychological terror, and pain that led to the making–and unmaking–of enslaved Africans held and transported onboard slave ships. Mustakeem relates how this process, and related power struggles, played out not just for adult men, but also for women, children, teens, infants, nursing mothers, the elderly, diseased, ailing, and dying. As she does so, she offers provocative new insights into how gender, health, age, illness, and medical treatment intersected with trauma and violence transformed human beings into the most commercially sought commodity for over four centuries.”

Dean King and John B. Hattendorf, eds. Every Man Will Do His Duty: An Anthology of Firsthand Accounts from the Age of Nelson (Henry Holt, 1997)

“The history of the Royal Navy during the Napoleonic Wars comes alive through letters, diaries, official chronicles, accounts of life at sea, and eyewitness descriptions of great sea battles, such as Cape St. Vincent and Trafalgar, the death of Nelson, and more.” (Amazon)

A Maritime World

Andrew Lipman, The Saltwater Frontier: Indians and the Contest for the American Coast (Yale Univ. Press, 2015)

“Andrew Lipman’s eye-opening first book is the previously untold story of how the ocean became a “frontier” between colonists and Indians. When the English and Dutch empires both tried to claim the same patch of coast between the Hudson River and Cape Cod, the sea itself became the arena of contact and conflict. During the violent European invasions, the region’s Algonquian-speaking Natives were navigators, boatbuilders, fishermen, pirates, and merchants who became active players in the emergence of the Atlantic World. Drawing from a wide range of English, Dutch, and archeological sources, Lipman uncovers a new geography of Native America that incorporates seawater as well as soil. Looking past Europeans’ arbitrary land boundaries, he reveals unseen links between local episodes and global events on distant shores.” (Amazon)

Michael Jarvis, In the Eye of All Trade: Bermuda, Bermudians, and the Maritime Atlantic World,1680–1783 (Chapel Hill: Omohundro Institute, 2012)

“In an exploration of the oceanic connections of the Atlantic world, Michael J. Jarvis recovers a mariner’s view of early America as seen through the eyes of Bermuda’s seafarers. The first social history of eighteenth-century Bermuda, this book profiles how one especially intensive maritime community capitalized on its position “in the eye of all trade.”

Jarvis takes readers aboard small Bermudian sloops and follows white and enslaved sailors as they shuttled cargoes between ports, raked salt, harvested timber, salvaged shipwrecks, hunted whales, captured prizes, and smuggled contraband in an expansive maritime sphere spanning Great Britain’s North American and Caribbean colonies. In doing so, he shows how humble sailors and seafaring slaves operating small family-owned vessels were significant but underappreciated agents of Atlantic integration.

The American Revolution starkly revealed the extent of British America’s integration before 1775 as it shattered interregional links that Bermudians had helped to forge. Reliant on North America for food and customers, Bermudians faced disaster at the conflict’s start. A bold act of treason enabled islanders to continue trade with their rebellious neighbors and helped them to survive and even prosper in an Atlantic world at war. Ultimately, however, the creation of the United States ended Bermuda’s economic independence and doomed the island’s maritime economy.” (Amazon)

Benjamin Carp, “Port in a Storm: The Boston Waterfront as Contested Space, 1747–74,” Rebels Rising: Cities and the American Revolution (Oxford Univ. Press, 2009), pp. 23–61

“The cities of eighteenth-century America packed together tens of thousands of colonists, who met each other in back rooms and plotted political tactics, debated the issues of the day in taverns, and mingled together on the wharves or in the streets. In this fascinating work, historian Benjamin L. Carp shows how these various urban meeting places provided the tinder and spark for the American Revolution.

Carp focuses closely on political activity in colonial America’s five most populous cities–in particular, he examines Boston’s waterfront community, New York tavern-goers, Newport congregations, Charleston’s elite patriarchy, and the common people who gathered outside Philadelphia’s State House. He shows how–because of their tight concentrations of people and diverse mixture of inhabitants–the largest cities offered fertile ground for political consciousness, political persuasion, and political action. The book traces how everyday interactions in taverns, wharves, and elsewhere slowly developed into more serious political activity. Ultimately, the residents of cities became the first to voice their discontent. Merchants began meeting to discuss the repercussions of new laws, printers fired up provocative pamphlets, and protesters took to the streets. Indeed, the cities became the flashpoints for legislative protests, committee meetings, massive outdoor gatherings, newspaper harangues, boycotts, customs evasion, violence and riots–all of which laid the groundwork for war.

Ranging from 1740 to 1780, this groundbreaking work contributes significantly to our understanding of the American Revolution. By focusing on some of the most pivotal events of the eighteenth century as they unfolded in the most dynamic places in America, this book illuminates how city dwellers joined in various forms of political activity that helped make the Revolution possible.” (Amazon)

Bringing the Sea Home

Nicholas Rogers, Mayhem: Post-War Crime and Violence in Britain, 1748–1753 (Yale Univ. Press, 2012)

“After the end of the War of Austrian Succession in 1748, thousands of unemployed and sometimes unemployable soldiers and seamen found themselves on the streets of London ready to roister the town and steal when necessary. In this fascinating book Nicholas Rogers explores the moral panic associated with this rapid demobilization.

Through interlocking stories of duels, highway robberies, smuggling, riots, binge drinking, and even two earthquakes, Rogers captures the anxieties of a half-decade and assesses the social reforms contemporaries framed and imagined to deal with the crisis. He argues that in addressing these events, contemporaries not only endorsed the traditional sanction of public executions, but wrestled with the problem of expanding the parameters of government to include practices and institutions we now regard as commonplace: censuses, the regularization of marriage through uniform methods of registration, penitentiaries and police forces.”

Eleanor Hughes, ed., Spreading Canvas: Eighteenth-Century British Marine Painting (Yale Univ. Press, 2016)

Spreading Canvas takes a close look at the tradition of marine painting that flourished in 18th-century Britain. Drawing primarily on the extensive collections of the Yale Center for British Art and the National Maritime Museum in Greenwich, London, this publication shows how the genre corresponded with Britain’s growing imperial power and celebrated its increasing military presence on the seas, representing the subject matter in a way that was both documentary and sublime. Works by leading purveyors of the style, including Peter Monamy, Samuel Scott, Dominic Serres,  and Nicholas Pocock, are featured alongside sketches, letters, and other ephemera that help frame the political and geographic significance of these inspiring views, while also establishing the painters’ relationships to concurrent metropolitan art cultures. This survey, featuring a wealth of beautifully reproduced images, demonstrates marine painting’s overarching relevance to British culture of the era. 

Geoff Quilley, “Art History and Double Consciousness: Visual Culture and Eighteenth-Century Maritime Britain,” Eighteenth-Century Studies 48:1 (2014): 21–35

“This article addresses eighteenth-century maritime visual culture and its historiography by questioning fundamental fractures within it and the implications of these for the disciplines of history and art history. Using the Abolitionist print of the Brooks slave ship as a starting point alongside Paul Gilroy’s formulation of “double consciousness,” it questions the bypassing of the Black Atlantic and the wider maritime sphere within the history of eighteenth-century British art and argues for a revision of the periodization, classification, disciplinary boundaries, and ideological parameters by which it has been defined, to take full account of the significance of the maritime sphere.” (Project Muse)

Projecting Power

Richard Harding, Seapower and Naval Warfare, 1650–1830 (Routledge, 1999)

“From the author of ‘Amphibious Warfare in the Eighteenth Century’ and ‘The Evolution of the Sailing Navy, 1509-1815”, this book serves as a single- volume survey of war at sea and the expansion of naval power in the 18th century. The book is intended for undergraduate courses on 18th century European history, and for amateur and professional military historians, and for navy colleges, and navy and ex-navy professionals.”

Sam Willis, Fighting at Sea in the Eighteenth Century: The Art of Sailing Warfare (Boydell Press, 2008)

Our understanding of warfare at sea in the eighteenth century has always been divorced from the practical realities of fighting at sea under sail; our knowledge of tactics is largely based upon the ideas of contemporary theorists [rather than practitioners] who knew little of the realities of sailing warfare, and our knowledge of command is similarly flawed. In this book the author presents new evidence from contemporary sources that overturns many old assumptions and introduces a host of new ideas. In a series of thematic chapters, following the rough chronology of a sea fight from initial contact to damage repair, the author offers a dramatic interpretation of fighting at sea in the eighteenth century, and explains in greater depth than ever before how and why sea battles (including Trafalgar) were won and lost in the great Age of Sail. He explains in detail how two ships or fleets identified each other to be enemies; how and why they maneuvered for battle; how a commander communicated his ideas, and how and why his subordinates acted in the way that they did. (Amazon)

N.A.M. Rodger, The Wooden World: An Anatomy of the Georgian Navy (W.W. Norton, 1986)

“Meticulously researched, Rodger’s portrait draws the reader into this fascinatingly complex world with vivid, entertaining characters and full details of life below the decks. The Wooden World provides the most complete history of a navy at any age, and is sure to be an indispensable volume for all fans of Patrick O’Brian, English history, and naval history.”

Sam Willis, The Struggle for Sea Power: A Naval History of the American Revolution (W.W.Norton, 2016)

“The American Revolution involved a naval war of immense scope and variety, including no fewer than twenty-two navies fighting on five oceans―to say nothing of rivers and lakes. In no other war were so many large-scale fleet battles fought, one of which was the most strategically significant naval battle in all of British, French, and American history. Simultaneous naval campaigns were fought in the English Channel, the North and Mid-Atlantic, the Mediterranean, off South Africa, in the Indian Ocean, the Caribbean, the Pacific, the North Sea and, of course, off the eastern seaboard of America. Not until the Second World War would any nation actively fight in so many different theaters.

In The Struggle for Sea Power, Sam Willis traces every key military event in the path to American independence from a naval perspective, and he also brings this important viewpoint to bear on economic, political, and social developments that were fundamental to the success of the Revolution. In doing so Willis offers valuable new insights into American, British, French, Spanish, Dutch, and Russian history.

This unique account of the American Revolution gives us a new understanding of the influence of sea power upon history, of the American path to independence, and of the rise and fall of the British Empire.” (Amazon)

Sarah Kinkel received her PhD from Yale University in 2012.  From 2012-2015, she was the managing editor of Eighteenth-Century Studies.  She has since taught as an Assistant Professor at Ohio University.

Christopher Nelson is a U.S. Naval Officer stationed at the U.S. Pacific Fleet Headquarters. He is a graduate of the U.S. Naval War College and the Maritime Advanced Warfighting School. He is a regular contributor to CIMSEC. The questions and views here are his own.

Featured Image: (Pixabay)