Category Archives: Fiction

Maritime and naval fiction.

“Pixelated Covers in the Sky”: Graduating The Naval Academy Class of 2055

In 1876, Lieutenant Theodorus Mason, later the first head of the Office of Naval Intelligence, published an article “Two Lessons from the Future.” Using the literary device of letters in the future, he wrote that “they are supposed to be written in the future, and are merely conjectures as to the probable results of possible events.” The letters predicted the impact in 1880 of torpedoes defeating the Navy in a great battle and a later victory due to trends and necessary changes. As he wrote in the latter: “Something had to be done and was done” including throwing the Naval Academy open to all applicants, with “great weight being given to professional aptitude and officerlike qualities.”

It is in the spirit of Theodorus Mason that the following speech is offered.

By Claude Berube

Commissioning Day, 2055

Good morning, Brigade.

It doesn’t seem that long ago that I sat where you are now – sort of. Thirty-five years ago. I was in the Naval Academy Class of 2020, the first class to have a virtual graduation due to the COVID-19 pandemic. I can’t say a few of us weren’t disappointed while we were just weeks away from celebrating four years of hard work, some fun, and the foundation of lifelong friends and shipmates. But we and our families saw the immediate consequences of COVID-19. Some of our parents and siblings lost their jobs as the nation closed most businesses – some of them permanently. Eventually, nearly every one of us lost someone we knew – family, friends, neighbors. We had dreamt of that one day – commissioning – being on the football field under the sunshine and roar of the Blue Angels. Our loved ones were going to be in the stands cheering as we approached leadership and receive our diploma. We were to be sworn in as officers in the Navy and Marine Corps. We were going to toss our covers in the air and leave before children swarmed the field to pick them up.  

That did not happen.

That Superintendent made some of the toughest calls any Superintendent in the history of the Academy had to make, from not reforming the Brigade after Spring Break to cancelling graduation. The history – the data – in the past 35 years has proven what those decisions meant. He protected the health and safety of the midshipmen, the faculty, the staff, and the community. History shows what would have happened if he hadn’t demonstrated that leadership – that ability to make tough calls.

He saved lives. And we welcome and recognize he and his wife who are with us here to share in this day.

[Resounding applause from the midshipmen via the speakers.]

Our class took that leadership by example to heart. It prepared us to make the tough calls in our own careers. We learned to be agile like when the entire faculty and Brigade had to literally shift overnight from teaching in the classroom to teaching online as we were spread across the country on computers – those things you only see in museums today. We learned how to modify our services. We learned the importance of the situational awareness of our people when they’re overseas. And in the aftermath of COVID-19, the nation and the Navy learned to adapt our education and training.           

COVID-19 had many effects but three especially on how we had to change the navy including the Naval Academy. The first was its effect on the economy. The Dow Jones tanked – three times. The debt spiraled out of control. The president and Congress had little choice – they had to shrink the military budget. The navy was the first hit because of the cost of its platforms. In recognition of his prophecies about the “Terrible Twenties,” CDR Salamander was given the rank of brevet Commodore. When we graduated in 2020, some navalists were touting a 355-ship Navy. [Gasps from the midshipmen]. That’s right. Who could have predicted the 155-ship Navy that you will join in a few weeks?

We had to be leaner, so autonomous, unmanned vehicles proliferated. By 2040, we grounded the last of our manned air platforms and that’s why modern graduating classes don’t select naval aviation as a community like their parents and grandparents did, and why Pensacola was BRAC’d shortly after. Only a few officers are needed to command drone squadrons from our aircraft carrier.

The second effect was on jobs. Jobless rates soared in 2020. Some businesses closed until the pandemic abated the following year. Other businesses closed permanently. Those businesses that returned found ways to reduce costs. Fast food was the first to turn to automation. Even restaurants began replacing service staff. Soon there was a permanently high unemployment rate which led to more people competing for enlistments in the military and admission to the Naval Academy. When I was in high school, about 16,000 students competed for 1,100 slots. Nearly 40,000 students across the United States competed for one of the 500 slots in your class. The Navy determined that it should expect more years of service. In addition to the competitive entry to the Academy, constantly high unemployment meant we could no longer lose our educated and trained officers after only five years. Back in 2018, I signed my 2-for-7 [groans from the midshipmen]. Today, you sign your 2-for-17s+5s (active and reserve.) But you all have a guaranteed job defending our country and you’re still young enough to embark on a second career.

The third effect was the options and flexibility presented by online teaching. As the fleet shrank in size, so too did the need for officers. Additional cost savings came from smaller crews from increased automation. The Navy revisited how we commissioned officers.

When I was your age, officers commissioned through the Academy, ROTC, Officer Candidate School, or a few in the Direct Commission Officer program for Reserves. The Naval Officer Commissioning Act of 2037 consolidated the programs for the first time since before the first World War. But we knew we couldn’t return to the past. We had to adapt. And that’s why we changed how the Academy prepared officers. We asked ourselves a fundamental question: how could the navy and the nation retain the best of the Academy, OCS, and ROTC? We couldn’t maintain the four-year program we had become accustomed to. Some alumni argued, “you shouldn’t change tradition.” But what tradition? The Academy wasn’t always a four-year program. And it didn’t always require four years for a class to graduate, as we witnessed in previous wars. Commissioning didn’t always include a hat toss – that started in 1912. The Herndon climb only started in 1940 and they didn’t grease it until 1949.

Tradition is not constant. It has a start. It changes. Tradition rarely retains its original qualities and people rarely remember the historical reasons that began those traditions.

The Navy and Congress found the right formula for our 21st century conditions. Anyone accepted to the Academy could choose whatever accredited domestic or international college to attend that they wanted to for one year. Because of advancements in online teaching, they would have one online course with a Naval Academy professor to start their tie to Annapolis. In their second year, they would serve on a ship as a midshipman. These conditions allowed the students to grow by seeing a bit of the world around them, to experience other schools and cultures, and to see what life in the Navy meant. If they did well in that one-year college program and received a positive recommendation from their ship’s commanding officer, they would come to Annapolis for I-Day. Induction Day. And here you would learn for the next three years.

Class of 2055, we must be aware of the conditions around us. We must adapt to those conditions. We must remain agile. And just as my class faced its challenge and sacrifice, so too does yours. Because of that, you are each ready to join the fleet and the challenges you will face in your careers.

I salute you, good luck, and hold fast.

[The midshipmen stood, cheered, and tossed their covers in the air. As media digitographers captured the moment, the covers and the midshipmen slowly pixilated, disappearing off the field to leave behind neat rows of holograph emitters.]

Commander Claude Berube, USNR, PhD, teaches history at the U.S. Naval Academy, is the Director of the Naval Academy Museum, and is a former Senate staffer and defense contractor. His next two books will be released in the next year. The views above are the author’s alone and not necessarily reflect those of the Navy or Naval Academy.

Featured Image: ANNAPOLIS, Md. (December 19, 2019) U.S. Naval Academy delayed graduation ceremony. (U.S. Navy photo by Mass Communication Specialist 2nd Class Nathan Burke/Released)

Operation Indigo Spear and the Second Tanker War of 2022

Read Part One on the Battle of Locust Point. Read Part Two on the Nanxun Jiao Crisis. Read Part Three on Operation Eminent Shield.

By David R. Strachan

TOP SECRET/NOFORN

The following classified interview is being conducted per the joint NHHC/USNI Oral History Project on Autonomous Warfare.

Admiral Jeremy B. Lacy, USN (Ret.)

December 4, 2033

Annapolis, Maryland

Interviewer: Lt. Cmdr. Hailey J. Dowd, USN


Good morning.

We are joined again today by Admiral Jeremy B. Lacy, widely considered the father of autonomous undersea conflict, or what has come to be known as micronaval warfare. Admiral Lacy spearheaded the Atom-class microsubmarine program, eventually going on to establish Strikepod Group 1 (COMPODGRU 1), and serving as Commander, Strikepod Forces, Atlantic (COMPODLANT), and Commander, Strikepod Command (PODCOM). He is currently the Corbin A. McNeill Endowed Chair in Naval Engineering at the U.S. Naval Academy.

This is the fourth installment of a planned eight-part classified oral history focusing on Admiral Lacy’s distinguished naval career and his profound impact on modern naval warfare. In Part I we learned about the genesis of the Atom-class microsubmarine and its operational construct, the Strikepod, and the series of events leading up to the first combat engagement of the micronaval era, the Battle of Locust Point. In Part II, we learned of how continued Russian micronaval advances led to the development of AUDENs, Autonomous Undersea Denial Networks. We also learned of CYAN, a walk-in CIA agent who revealed Chinese penetration of the AUDEN program, and the resulting emplacement of numerous AUDEN-like Shāyú microsubmarine turrets throughout the South China Sea. In Part III, we learned of Operation Eminent Shield, an unmanned distributed maritime operation where Strikepods and squadrons of Esquire-class unmanned surface vehicles squared off against China’s maritime militia in the South China Sea.

Today we turn to the Persian Gulf, and the employment of Strikepods and Esquires in countering the IRGCN during Operation Indigo Spear, the U.S. response to the so-called Second Tanker War, wherein Iran, lashing out after years of crippling sanctions and perceived bullying by the West, utilized an indigenous, weaponized UUV to wreak havoc on regional stability and the global economy.

We joined Admiral Lacy again at his home in Annapolis, Maryland.


Let’s begin today with Operation Indigo Cloak, the deployment of unmanned maritime systems to the Persian Gulf. Can you tell us how it came about, and what role PODCOM played?

Beginning in mid 2019, Iran engaged in an increasingly belligerent campaign of economic warfare against the United States and the West, lashing out against crushing sanctions, and the assassination of Qasem Soleimani, and looking to drive a wedge between Washington and those EU nations still abiding by the JCPOA. Needless to say, CENTCOM was keeping pretty busy, and once they got wind of what we’d achieved in the South China Sea with Eminent Shield, they were more than a little interested in what we could do for them. So, late in 2018, we shipped two 12-ship Strikepods and a squadron of Esquires down to NAS Bahrain to help monitor IRIN and IRGCN operations.

CENTCOM was also becoming concerned about Iranian UUVs and USVs, and specifically, the Navy’s ability to counter them.

Yes, the Iranians were taking an increasingly keen interest in unmanned maritime systems, so while our main objective was augmenting ISR and providing MCM if needed, we were also monitoring for any developments in that space, especially in the undersea domain where things seemed to be heating up.

What kind of intelligence were you receiving on Iranian UUVs?

For several years we’d been monitoring Iranian efforts to acquire a viable unmanned undersea capability. Front companies with ties to the IRIN [Islamic Republic of Iran Navy] and Iranian defense ministry were attempting to buy COTS inertial navigation systems, accelerometers, and various other components, and sometimes even entire vehicles. Tehran’s unmanned fetish was legendary. UAVs and USVs had served Iran and its proxies well, and so it was entirely reasonable to assume that they’d eventually pursue UUVs. But unlike air or surface drones, the technological barriers to entry for the undersea are pretty high, and appeared too great for Iran to overcome on its own. There’d been one attempt back in 2012, the Phoenix, that went nowhere, and became more of an instrument of propaganda. After that baby failed to thrive, their efforts appeared to stall, but in actuality they’d simply gone underground.

To a renewed relationship with North Korea?

One that would bear significant fruit, as it had with the Yono [Iranian Ghadir-class] boats.

Iran’s first UUV – the Qom?

Correct. The Qom was a rebranded version of the DPRK’s indigenous UUV, the Gwisin, or “Ghost.” The Gwisin was small, about a meter in length, and outfitted with a bunch of smuggled-in COTS technologies. It was kind of a cross between the Chung Sang Eo “Blue Shark” torpedo and a Riptide, with its intended role being ISR or possibly some ASW. But the Iranians literally wanted more bang for their buck. So from the outset the vision for the Qom wasn’t merely to keep an eye on us, but to harass us, or even hold us at risk.

Which the USS Higgins encountered in April of 2018?

We’d received some reports that the IRGCN had been experimenting with Qoms, trying to configure them as undersea armor-piercing EFPs [Explosively Formed Penetrators] and employing them in swarming attacks against surface and subsurface targets. Intelligence indicated that they were capable of around 20 knots, so even without a warhead, the kinetic energy alone might be enough to disable a UUV, SDV, or even a small surface combatant if properly aimed and concentrated.

So, yes, it was during TLAM ops against Syrian chemical weapons sites that we experienced what the IRGCN had managed to achieve. Tehran was not happy with a U.S. missile strike originating in the Gulf, so they decided to send us a message by slamming a swarm of a dozen or so Qoms into the Higgins hull. There was little damage, but it was a wakeup call Iran’s unmanned ambitions now extended well into the undersea domain.

Were there indications at that time that Iran was developing an indigenous UUV?

There were rumors, and some circumstantial evidence that something else was in the works. It was a source of some pretty … lively debate within the IC. We were all in agreement that some kind of program did exist, but the nature of it, how advanced, or how far along it was – we really had no idea. We definitely had no evidence that the Iranians had an operational prototype, or that they intended to deploy it against ships in the Gulf. One thing we did know while the Qom may have provided a boost to Iranian ISR, it wasn’t a particularly useful weapon against high-value targets, and that’s what the Iranians really wanted.

Then in early 2019, Cyber Command managed a successful penetration of the IRIN, and they uncovered some files related to a project called AZHDAR “dragon” in Farsi. From what we could piece together, it appeared that at some point during Iran’s search for an offensive UUV capability engineers hit upon the idea of repurposing something already in the IRIN inventory – specifically, an e-Ghavasi SDV. Being a “human torpedo” type of SDV, the e-Ghavasi was well suited to the task, and it was already capable of carrying a 600 pound multi-influence mine, so all that was needed was sensor integration, a COTS navigation system, coms capability, some ballasting, and a central processor something as simple as a Raspberry Pi.

But the really intriguing part? The schematics depicted the vehicle’s diving planes and bilge keel recessing into the hull, and the rear stabilizers folding like a Tomahawk’s.

Which suggested that the Azhdar was a sub-launched weapon?

Yes, but it wasn’t until Fujairah that our suspicions were confirmed.

Can you tell us about that day?

It was a warm, brilliant spring evening, and I was enjoying a “Mother’s Day Eve” cookout with my family. I got the call around 1715, and half an hour later I was at my desk at PODCOM, getting briefings every fifteen minutes. We had Strikepods strung from the Gulf of Oman through the Strait and up to Kuwait monitoring IRGCN operations, but there’d been no reports of anything unusual. But then at around 2100 I get an “urgent,” and so I head to the vault for a call with an analyst from NAVCENT. Turns out a Strikepod patrolling off the east coast of the UAE had phoned in four contacts around 0530 local, about half an hour prior to the attacks. It was active sonar, so the hits were reasonably solid, moving west/northwest at around six knots until they disappeared approximately seven miles off Fujairah. Falken [the Atom/Esquire integrated AI] had classified them as probable biologics – dugongs, these manatee-like things common in those waters. The AI was learning fast, but was still prone to misclassification about 20 percent of the time, so this analyst, she took it upon herself to double-check its work, and proceeds to make a pretty compelling case against dugongs, but stopped short of calling them torpedoes. They were too slow and quiet.

Was that the first indication that you might be dealing with something new?

That, and given that in the days leading up to the attacks a Virginia had phoned in intermittent contact with a Kilo operating about 20 nautical miles to the southeast. Yes, you could say my hackle was up. It was definitely the first indication that we might be dealing with something other than fast boats and limpet mines. And it was enough to convince CENTCOM that we should probably take a closer look.

Within twelve hours we carved out two six-ship Strikepods and sent them into the blast zones, and it wasn’t long before we had some hits. Side scanning sonar identified one large debris field to the east of Fujairah where Al Mazrzoqah, A. Michel, and Andrea Victory had been anchored, and a smaller one to the northeast where the Amjad was hit. Follow-up hi-def footage captured several irregularly shaped, metallic objects scattered along the seabed, but we needed to be absolutely sure. So, we got on the phone with COMSUBPAC, and about four days later, Jimmy Carter rolls in for Retract Stripe.

Were you directly involved in Operation Retract Stripe?

With PODCOM providing ISR and ESM support – yes, I was involved. And then once the recovery phase was underway I got called to the vault and was able to watch in real-time via [Strikepod] Relay as Carter’s ROVs recovered the debris and brought it aboard.

And what did it reveal?

For the most part the debris was unrecognizable –  just twisted and mangled chunks of metal. But two large pieces were still intact – what looked like the stern section of a torpedo, and a nose section that contained an acoustic sensor of some kind, possibly from a Valfajr or EM-52.

What was your reaction?

I was impressed, to be sure, but hardly surprised. The Iranians had proven themselves quite resourceful with unmanned systems. They’re cheap, expendable, effective, and provide the plausible deniability they want. That is, unless the debris is successfully recovered, and the vehicle is constructed from something easily identifiable and already in the inventory.

So you were confident then that it was an Azhdar?

Confidence was high, but we weren’t one hundred-percent certain. There was also the possibility, however remote, that we were looking at actual e-Ghavasis, that the IRGCN had actually used the vehicles for their intended purpose – to insert special forces who then attached limpet mines to the tankers. Maybe they’d run into trouble and for whatever reason decided to scuttle them? But within hours a thorough analysis of the debris uncovered evidence of guidance systems, sensors, and processors, so between that, the nature of the blast damage, as well as the intelligence we’d been receiving, it all fell into place, and we concluded that Azhdars had been used in the Fujairah attacks.

Armed now with that information, were there any discussions in Washington of going public with it? To build a diplomatic case against Tehran?

 I wasn’t really privy to the policy considerations, but if you start talking about a rogue state introducing what is essentially a stealthy, mobile, semi-autonomous mine into one of the most hotly contested bodies of water in the world – well it isn’t too hard to imagine our Gulf allies wanting to avoid the destabilizing effect that such a revelation might have, one that could easily mushroom into a full-blown regional crisis. And sure enough, it wasn’t long before official word came down from Dubai: the attacks were carried out by an unnamed state actor using divers attaching limpet mines. There was no finger pointing at Iran, and there was no mention of a weaponized UUV.

What about the report issued by the Norwegian Shipowners’ Mutual War Risks Insurance Association – the DNK? They concluded that it was in fact an Iranian “undersea drone” that had been used in the attacks. How did they know?

 I’m not sure they actually did know. I have no idea what information they had, or where they got it, but it seemed more like speculation, or an analytic leap of faith. It did get picked up by Reuters, but the story fizzled pretty quickly, and pretty soon it faded from the news cycle entirely.

Meanwhile your job had become more urgent?

Iran had just upped the gray zone ante, so yes, very much so. Having confirmed that Iran was in possession of an operational, weaponized UUV, it was critical that we find out as much as we could – its true capabilities, warhead yield, current inventory, production rate. And from there, anticipate how it might be employed in the future.

Let’s fast forward a bit. There’s a lull in activity as the world, particularly Iran, grapples with COVID-19. Then things start heating up again in early 2021.

The sanctions put in place by the Trump administration were taking a real, measurable toll on everyday Iranians. And after Soleimani, and the struggles with COVID-19 – which apparently was “engineered” by the United States using Iranian DNA – there was mounting pressure on [Iranian President Hassan] Rouhani to stand up to Washington. Closing the Strait [of Hormuz] had always been viewed as the nuclear option, but conditions were quickly reaching a point where such a move might be seen as the only recourse.

So, in late 2020 and early 2021, the attacks on Gulf shipping resumed in force, and well beyond the pinprick operations of the recent past. A broader campaign appeared to be underway, with several tankers attacked every week, some with limpet mines, a handful seized by special forces, but most seemed to be the result of conventional mines, which was all at once frustrating and puzzling. Fifth Fleet under Operation Sentinel had been working overtime providing escorts and minesweepers, and we’d been providing Strikepods for MCM since the beginning of Indigo Cloak. There was no surface activity indicating that an IRGCN minelaying operation was underway. We were taking a lot of heat at PODCOM, but everything checked out – technologically, operationally.

You believed it was something else?

Our intelligence on the e-Ghavasi SDV suggested that it was only capable of around 6 knots, or less when loaded down with a warhead. With the convoys running at anywhere from 15 to 20 knots, we expected that, should Tehran ever make good on its threat, the Strait would be seeded with conventional mines – anything from floating and moored, to EM-52s and MDM-3s – with any Azhdar attacks reserved for targets at anchor, like Fujairah, or while entering or leaving port. So we concentrated Remora-heavy Strikepods in those areas and prepared for CUUV [Counter-UUV] operations, but when the convoys were being hit after months of persistent, intensive minesweeping, and without any acoustic evidence indicating torpedoes or rising mines, it suggested – at least to me – that something else was at play, that Iranian engineers had found a way to boost the Azhdar’s power output, enabling it to track and strike targets traveling at cruising speed.

An improved Azhdar? In eighteen months?

Yes. And not only in terms of power and propulsion. We later learned that after the success of the Fujairah operation, the Azhdar benefitted from the Valfajr and Hoot torpedo programs. It had clearly become a priority for Tehran.

How was the IRGCN deploying them?

That was the million-dollar question, one that was the cause of many a sleepless night. We had a lot of information from disparate sources, but we needed to connect the dots. 

We knew that the Fujairah Azdhars were based on an e-Ghavasi, which was compatible with a standard 21 inch (533 mm) torpedo tube, and we also had intelligence that the vehicle’s control surfaces were designed to recess into the hull and spring open upon launch. This suggested that the Azhdar was intended to be deployed from a submarine for maximum stealth, which could have meant any one of four different classes, but most likely Kilo or Ghadir. IRIN Kilos, when they were actually working, typically operated in the deeper waters of the Gulf of Oman, and so a Kilo was likely the platform of choice for the Fujairah attacks. But they could also have conceivably been launched over the side of a ship, or even from the side of a pier.

We also knew that Ghadir operations had undergone a pretty fundamental shift in recent months. The Ghadir is a midget sub, with a range of only about 500 nautical miles surfaced, and about 50 submerged, so typically their deployments were quick, out-and-back junkets that only lasted a few days. But in late 2020, we began to notice that they were gradually increasing in duration. A week, then a few weeks or more. And they were random and staggered, seemingly without rhyme or reason. You might have four boats sail, with three of them returning a few days later, two of which would then sail again within hours of tying up and then be gone for like two weeks. The OPTEMPO was all over the place, and in hindsight it was clearly an attempt to confuse and deceive us, because pretty soon three quarters of the Ghadir fleet – ten boats – were on seemingly extended deployment.

But what finally sealed it was the uptick in IRGCN night-time surface operations. We thought they were exercises, and of course we had Strikepods and Esquires keeping a close watch. And one night, there it was – in the moonlight, a Gasthi [fast boat] moored alongside the unmistakable silhouette of a conning tower.

They were rendezvousing with the subs?

Yes, ma’am.

From the outset of Indigo Cloak we’d had Strikepods positioned outside Bandar Abbas, Qeshm Island, and Jask, keeping tabs of the Ghadirs, and since there were only a handful deployed at any given time, we could usually provide man-to-man coverage. But we failed to anticipate a slow-motion surge, so we had to scramble and switch to zone, and inevitably they’d slip through and disappear. They’d sprint and drift, and – unbeknownst to us at the time – settle on the bottom, somewhere in the shallows flanking the shipping lanes.

Operating on minimum power, the Ghadirs could lie there on the seabed for days, waiting patiently until targets appeared overhead and then quietly release their Azhdars. At a prearranged time and place, they’d head to the surface, rendezvous with a reload crew, snorkel while taking on food and ordnance, and perhaps there would be a change in personnel. Then they’d head back to the bottom to await more prey. In this way the Ghadirs could remain on station almost indefinitely, like stealthy, semi-permanent undersea missile batteries.

The Navy had actually anticipated something like this. We’d gamed it several times, but always with the expectation that they’d be shooting torpedoes – essentially martyrdom operations, since we’d follow the acoustic trail right back to their front door. But releasing an Azhdar generated very little sound, and what little there was would be masked by the ambient noise. The Ghadirs were already quiet and hard to detect, but if they sat on the seabed, it would be virtually impossible to find them.

So, an organized Iranian anti-shipping campaign was underway. What was the reaction in Washington? 

Oil prices were skyrocketing. People were paying close to four dollars a gallon at the pump. Insurers were running scared, and shipping traffic was slowing. We’d been here before, of course, in 1988, and also in 1984 in the Red Sea, but the economy always found a way to adjust to the risk. This time things seemed different, though, especially when the media got to publishing rumors of Iranian “killer robot submarines” roaming the Gulf.

The U.S. had to respond, but the question was how given the risk of escalation. Iran could answer with shore-based ASCMs, or even turn the Azhdars against U.S. warships, a particularly problematic scenario. There were also concerns that they would go scorched earth and order proxies to attack Saudi Arabia or Israel.

And to further complicate matters, this was the first national security test of a newly elected president who was bound and determined to demonstrate U.S. resolve. 

Something had to be done. So the president tasks the Joint Chiefs, who then turn to WARCOM, and one day I get a call from Coronado pitching me on this crazy counter-gray zone operation to disrupt the Azhdar attacks.

Seizing the Ghadirs? 

A daring plan, to be sure, but since PODCOM had some recent experience in this area, I was sure we could help pull it off.

And so Indigo Cloak becomes Indigo Spear.

Yes, a WARCOM/PODCOM joint operation, with Esquires and Strikepods providing support for what was essentially a large-scale, covert interdiction campaign. In a nutshell, teams of SEALs – Rapid Interdiction Platoon (RIPs) – would be assigned to three LPDs and three DDGs which would be fanned out along the shipping lanes, from the Strait to Farsi Island. PODCOM would be charged with hunting submarines, detecting and tracking replenishment operations, and pinning down the boats until the RIPs arrived to grab them.

Can you explain a typical Indigo Spear operation? 

The Ghadirs were careful to stay within Iranian territorial waters. Without a declaration of war, this made Esquire and RIP ops tricky, so they would occur only under cover of darkness. Strikepods, of course, had been operating well inside twelve miles for months. 

The first task was finding the subs, and we had two methods of doing that. First, through a kind of large scale MCM operation, we deployed Strikepods fitted with ultra high resolution side scanning sonar to comb the seabed. If they found something interesting, they’d establish a kill box by forming a wide-area passive sonar array to listen for transients, or a torpedo door opening. If an Azhdar was detected, the Strikepod would vector a Remora, and on at least three occasions we achieved good kills and traced it back to the source.

The second method was by monitoring the replenishment tenders operating out of Bandar Abbas and Qeshm Island. An IRGCN replenishment team would head out between 0100 and 0300 local, usually in two Gasthis with a crew of three – one pilot, and two divers – with each towing an Azhdar behind. For EMCON purposes, the rendezvous would have been arranged prior to deployment, or during the previous replenishment evolution, and at the predetermined time, the Ghadir would come to periscope depth, take a peek, surface, and connect with the tender.

The actual reload operation would be fairly straightforward. The Gasthis would maneuver alongside the Ghadir and deploy their divers, who would then submerge the Azhdars and guide them into the empty torpedo tubes. Meanwhile, the sub would snorkel, take on food and supplies, and occasionally there’d be a change of personnel. And then back down it would go. The whole process would take less than thirty minutes.

So, our job was to detect the Gasthis as they left port, and if something looked interesting, we’d order the closest Esquire to launch a Sybil [quadrotor UAV] and we’d be eyes-on with infrared video in a matter of moments. We’d watch the evolution, and as they headed back to port, we’d vector a nearby Strikepod, or deploy one from the Esquire to mark it. Meanwhile, the Sybil would have alerted the task force and a RIP would be deployed.

And what then? 

The Strikepod would have the sub pinned down with active sonar, so they’d know we had a fix. We knew from the Fujairah debris that the Azhdar was equipped with an undersea modem, and intelligence suggested that the Ghadirs were similarly equipped, so the RIP would send them a few chirps via DUMO [Dipping Undersea Modem] ordering them to surface. There’d be no response, of course, so we’d raise our voice and start detonating Remoras, one every minute or so. Nothing to cause any damage, but enough to get their attention, and by the third or fourth one we’d usually hear them blowing ballast. The Iranians were aware of our ROE, and so could be reasonably sure we wouldn’t attack unless provoked. Nevertheless, even for the most confident sailor, there are few things more terrifying than being depth charged, and eventually the fear and uncertainty won out and they’d head for the surface where our guys would be waiting. They’d offload the crew and the weapons, and then use the combined thousand-plus horsepower of their two RHIBs to drag the boat out to a waiting LPD where it would be maneuvered into the well deck for … safe keeping.

How were you able to sustain the operation for so long without alerting the Iranians?

When a sub surfaced, there was always an orbiting Sybil to jam any outbound traffic, and of course we took the crew into custody. But mostly it was just skilled exploitation of what theoretically should have been their strength – minimal C2. The Ghadirs were expected to maintain strict EMCON, coming shallow at a prearranged time and wait for a visual on the inbound tender. Since it was seven days between evolutions, it gave us a window to operate without raising suspicion. And when a sub was a no show, the tender assumed it was a miscue and headed home. But if a sub surfaced and the tender was a no-show, the skipper was expected to return to port.

So that’s how the Iranians caught on?

Exactly. When the subs were no-shows and weren’t eventually defaulting back to base, they realized something was up. The night-time excursions came to an immediate halt, and the Iranians were so desperate to avoid additional losses they cobbled together a flotilla of Boghammars equipped with DUMOs to fan out and broadcast a kind of acoustic kill switch ordering the remaining Ghadirs home. Our rules of engagement were quite clear, and unless fired upon, we could not engage, so we could only watch and liste as they headed home to fight another day.

How many Ghadirs made it back?

Of the ten boats deployed, a total of four made it home. So, with four in the bull pen, they walked away with eight.

And what was Tehran’s reaction? 

Outrage. We were pirates, and the submarines were in territorial waters engaged in training exercises, and we’d engaged in an act of war. But their protests were fairly short-lived, since we now had Azhdars in our possession, as well as forensic evidence from numerous blast sights, and the testimony of several IRGCN sailors. Washington was able to skillfully control the narrative, and once the news media seized upon the Azhdar, Iran’s denials increasingly fell on deaf ears, while the United States was often praised for showing restraint in the face of what was a brazen provocation on the part of Iran.

Nevertheless, Tehran did manage to achieve some marginal gains.

They’d managed to sow plenty of instability, and inflict significant albeit largely short-term economic damage on the global economy, and left unchecked, the psychological effect of Azhdar operations alone could have effectively closed the Strait. So, from that perspective, Iran had asserted itself and demonstrated its power to influence events in the region. But they’d forfeited six submarines in the process, and largely obliterated any chance of consolidating power or strengthening their economic security.

Would you consider Indigo Spear a victory for the United States? 

Yes and no. We’d helped avert a global economic meltdown, but ultimately it was yet another stalemate in what was an intractable regional quagmire. Yes, Iranian naval power had suffered a blow, but one from which they would quickly recover. On the plus side, we’d demonstrated our resolve, and our willingness to use force. We’d also proven, once again, that adversary gray zone tactics could be countered effectively by leveraging advanced unmanned systems. But nevertheless, one thing was pretty clear: if there was going to be stability in the Gulf region, it wasn’t going to happen by force. We couldn’t bend Iran to our will without a full-scale operation that destroyed their capability to wage war. And that wasn’t going to happen absent a truly compelling reason to risk so many lives.

Yet Tehran’s game of incremental belligerence, of gray zone brinkmanship, was becoming increasingly untenable. And in the absence of strategic clarity or competent statecraft on either side, Tehran and Washington were fumbling their way toward yet another protracted regional war that neither could afford to lose.

[End Part IV]

David R. Strachan is a naval analyst and writer focusing on autonomous undersea conflict. He can be reached at david.strachan@strikepod.com.

Featured Image: “Keyframe 2: The Descent” by Robin Thomasson via Artstation

Mines of Yemen: Operation SUNNY SALAMANDER

By Patrick Van Hoeserlande

YEMEN TILL 2027

The Yemeni Civil War was an ongoing conflict that began in 2015 between two factions: the then-incumbent Yemeni government and the Houthi militia, along with their supporters and allies. Both claimed to constitute the Yemeni government. Houthi forces controlling the capital Sana’a, and allied with forces loyal to the former president have clashed with forces loyal to the government based in Aden. Al-Qaeda in the Arabian Peninsula (AQAP) and the Islamic State of Iraq and the Levant have also carried out attacks, with AQAP controlling swaths of territory in the hinterlands, and along stretches of the coast.

On 21 March 2015, after taking over the capital Sana’a and the Yemeni government, the Houthi-led Supreme Revolutionary Committee declared a general mobilization to overthrow Hadi and further their control by driving into the southern provinces. A week later they reached the outskirts of Aden, the seat of power for Hadi’s government; Hadi fled the country the same day. Concurrently, a coalition led by Saudi Arabia launched military operations by using airstrikes to restore the former Yemeni government; the United States provided intelligence and logistical support to the campaign.

Notwithstanding warnings from the United Nations (UN) that 13 million Yemeni civilians faced starvation in what it said could become “the worst famine in the world in 100 years,” this war claimed 30,000 dead and hundreds of thousands as a result of a year-long famine.

Finally, in 2021, the fighting fractions came to an agreement on how to govern the nation. With all infrastructure destroyed and institutions neglected, the United States Security Council (UNSC) agreed on the United States Security Council Resolution (UNSCR) 3001 creating the UN Mission for Rebuilding Yemen (UNMRY). The mission’s HQ was in Aden chosen for its symbolic value and its port.

Acknowledging the fragility of the ceasefire agreement between the warrying parties, the UNSC requested NATO to provide the forces for an emergency evacuation of a minimal staff. Although, the UN had plans to reduce, in case of raising tensions, the in-country staff to less than 250, there were indications that in case of an evacuation, more people, not related to the UN mission, would try to get a lift out. Although NATO as the most powerful and cohesive alliance could not refuse such a request, it took the North Atlantic Council (NAC) two months to answer positively.

Soon after the UN started its preparation to deploy the mission, NATO stood up amphibious Task Group Yankee (TG-Y). The vicinity of the port led to the decision that an evacuation via the harbour had the best chances for a flawless evacuation. Due to resource limitations, TG-Y was not a permanent group but assembled during collective training and exercise periods followed by periods wherein the group was spread across the globe. However, nations providing the troops had assured that the group would be ready when needed. To further reduce the burden on the troop-contributing nations, TG-Y was kept on a flexible readiness status in relation to the assessed risk on the ground. An unannounced readiness test by SACEUR showed that the majority of the ships were indeed at the requested readiness, although some nations had stretched the interpretation of readiness.

After the turn of the year 2027, troubles again started in Yemen. Assessing the risk in the first half of that year was troublesome work. As a result, the readiness of TG-Y fluctuated throughout that period. SACEUR urged the participating nations to increase the number of exercises to assure interoperability, and, not spoken out loudly, the readiness of the group. By the end of May, a Houthi militia splinter group threatened a possible evacuation of the UN mission leading to an UNSC decision to initiate the operation. The NAC responded quickly by activating the Execution Order for the Evac Ops SUNNY SALAMANDER. 

NORTHWOOD

In the weeks before the NAC decision, MARCOM’s Ops Centre and in particular its Naval Mine Warfare Coordination Unit (NMWCU) had already started preparing the battlefield. Closely following-up the crisis, they knew it was a matter of weeks for the ‘go ahead’ and they did not want naval mines to spoil the timeline.

Fregatkapitein (BEL) Samantha (Sam) Vleugels was the commander of this small unit and the first Belgian NMW officer trained solely in the use of Maritime Unmanned Systems (MUS). She was one of the first members of the growing group of maritime officers who had never sailed on a manned minehunter ship. Yes, she had done her time aboard, but these ships were not specially designed solely for mine warfare. They were all multipurpose platforms or ships of opportunity. The new mine warfare systems could be deployed from almost everywhere, even on land.

Her Norwegian colleague Flaggmester (NOR) Thorben Jørgensen had served several years on a minehunter. He had loved looking for mines along the Norwegian coastline. Although the latest generation of ships used MUS to ease the task, his adventurous spirit told him that it was more fun to feel the present danger of mines. He was good at his current job, but would immediately go for another tour out there in the icy cold. The rainy weather typical for the British Island made Northwood not an ideal place for a Norwegian sailor to live.

“COMMARCOM asked me to make sure that TG-Yankee can operate safely in the waters around Aden,” she told the chief.

“PSA Charlie did a sweep two months ago. The group is now busy along the Somali coast. We could send them for another run,” he replied. Persistent Surveillance Glider Group Africa Charlie, in short PSGGAC but commonly referred to as “PSA Charlie,” was a loose collection of gliders specialized in seabed mapping. They did not really look for mines, but by using their data and comparing the different surveys over time, artificial intelligence could detect potential targets and classify those targets that were most probably mines, historical or new ones. This kind of information was crucial to assess the mine threat and to prepare a quick countermeasure plan.

She had considered that option too, but found it not sufficient in the light of the events on the ground. “Let’s do that and also retask WTF Africa 05.” Wave glider Task Force Africa 05 (WTFA05) was a group of Mine Hunting MUS (MHMUS) under the control of a wave glider. The latter served as the link between NMWCU and the underwater drones and as a charging station. The central point of WTFA05 was a new type able to operate covertly. It only deployed its antenna when necessary and, if needed, it could dive for a short period. That made it ideal to prepare an amphibious landing zone.

“Good idea. It will take them some days to be on station, but consider it done.” Thorben turned his chair towards the computer screen and formulated the task to both groups. He did not have to command every asset individually, no, he just had to formulate the task of the two groups and the planning software proposed a Course of Action (CoA). If the levels of risk and the operational elements were within the task parameters, he told the AI he agreed with the assessment and things got started. The software decided on the number of assets to retask, ensuring that old and new tasks were executed according to the stated parameters.

Just for his awareness, he requested the computer to run a simulation of the proposed CoA. He also had a look at the risk maps based on the last survey of PSA Charlie and interacted with the AI to prioritize some promising corridors for demining. Happy with the result, he called it a day.

Vleugels and Jørgensen felt successful when they heard that Ops SUNNY SALAMANDER was initiated. It was the first time that the new concept was put to a test and they already scored. In the old days, only a mine hunter TF could be sent to the area. As these ships were not made for speed, the first part of the operation would already have delayed the whole operations. Speed was of the essence and this time the naval mine threat would not delay the action.

“The assumption of the plan was that TG-Y would sail to Yemen via the Suez Canal, but because they are on exercise in the Atlantic the fastest transfer is via the Arabian Sea. PSA Charlie did a survey there and we can use ‘Ocean of Data’ to identify potential mines in the route, but we lack a minehunting capability,” concluded Sam. “Ocean of Data” was a database of oceanographic data maintained by a company using civilian MUS. Although not as detailed as the military’s own, for deeper waters this data was good enough. Because NATO provided unclassified data collected with the national MUS, the unit had easy access to this database through a partnership agreement.

“The task group does not have a minehunter with them. There are no ships in the vicinity that we can use as a vessel of opportunity,” answered the chief.

“Let’s broaden our possibilities. Does AIRCOM have access to MHADs?” she replied. MHAD or Mine Hunter Air Delivered was an underwater drone designed to be dropped by almost any aircraft or helicopter. This made it an ideal asset for speedy delivery of a minehunting capability.

He started a search in the database of stand-by capabilities and answered:” Yes, AIRCOM has MHADs available. France has offered them for the current stand-by period.”

“OK, send AIRCOM a request for support and make sure that SHAPE is in CC,” she ordered. While he launched the request, something was bothering her. Not all mines were huntable. Having only minehunter drones in the area would not be enough.

“Chief, are there minesweepers in the area?”

“Negative. No ships, no drones,” while he kept on typing, “but … the USS Michigan is not that far away.” 

“Does she carry LBMS?” LBMS or submarine-launched Large Body Mine Sweepers were torpedo-like workhorses designed to tow a minesweeping array. Before the chief could give her answer, she was heading to the submarine warfare unit. Sam knew that he could not answer her question because that kind of details on subs were not readily accessible, and even if they were, she had to ask her colleagues to get out the task.

USS Michigan  

The USS Michigan, commissioned in 1982 and the third ship to bear the state’s name, was a United States Navy Ohio-class nuclear powered ballistic missile submarine converted to a guided missile submarine (SSGN-727). Later she had undergone a modification to accommodate special weapons and to serve as a mothership for unmanned underwater vehicles.

After they had changed their course toward the Arabian Sea, they arrived at their firing position. Although they would not fire the sub’s normal weapons, the crew used the standard tactical vocabulary.

“Tubes one and two ready, sir.”

Captain (USA) Jean-Jacques Smith smiled when he heard the reply. His parents were both vivid divers and they named their son after the famous French diving pioneer Cousteau. Their love for the underwater world had turned his gaze towards the silent world of submariners. The mystery of the dark held him in its grasp.

A second “Sir?” brought him back to the task at hand.

“Launch number one.”

A metallic sound followed by a whoosh marked the departure of the first LBMS.

“Torpedo one away.”

“Confirmed. LBMS one is active.”

“Launch number two.”

 “Torpedo two away.”

“LBMS two also active.”

“Confirm the launch to HQ and bring us back to our holding station.”

“Aye, sir.”

His order was further translated to the different stations of the sub. The highlight of the day was over, now they had to make sure that the sub slipped quietly into obscurity without any detection.

NORTHWOOD

The night shift briefed on the successful launch of the LBMS and the preparation of a German A400M sub-strategic airlifter to drop the MHADs. They confirmed that the robotic sweepers were already sweeping mines cooperatively on the far segment of the approach to Aden.

When Sam entered the area of her unit, Thorben had verified the activity of the two minesweepers. The first elements of WTFA05 were already busy hunting mines in the last leg of the sea route and PSA Charlie was active in other potential landing zones. Things were going well.

“What’s the status of the A400M?”

“According to the Info from EATC the aircraft will leave at 1000 for Cazaux Air Base to pick up the two DHAMs.” The European Air Transport Command or EATC was a single multinational command with its headquarters located at Eindhoven Air Base, the Netherlands. The fleet of over 300 assets were located at the national air bases through the twelve member nations.

She looked at her watch and decided they still had some time. “The Task Group wants a minehunter ship in front of them and the admiral agreed to it.”

“But that doesn’t make sense. The drones are doing a good job. The route will be clear. They don’t need a ship.”

“I know, but the old guys don’t trust what they don’t see. They want a ship to feel safe. The Mine Warfare advisor Captain Wiegmann could not convince his COMTF, so we have to stick to the task.”

“The German captain is a decent guy and a great specialist. If he was not able to turn the decision, nobody can,” answered the chief.

“Do you know him?”

“Yes, I worked with him during exercise ARTIC MINE. Great commander.”

“Then you will be glad to see him because he is online now.”

That moment Kapitän zur See (DEU) Rolf Wiegmann’s face appeared on the right screen. He was an old-school mine warfare specialist but experienced in the use of new technologies.

“Hi team. I guess you have heard about my admiral’s request?”

“Yes commander, we are aware of it.”

“Any proposal on how to get a ship for us?”

“There are no ships around. Not even an ‘Old Lady,’ so we have to go for another solution,” said Thorben. Sam did not like the expression “Old Lady” for a worn-out, stripped ship equipped for (semi)autonomous operations in a minefield. These ships, small or big but always old, could be used as minesweepers but also as a quick and dirty test for the presence of mines. Through the years she had accepted that sailors talked about a ship as a ‘she’ and that there was nothing odd about that. But, sending an old lady unprotected into a minefield was still hard to accept.

“Looking at the characteristics of the local seabed, an ABNL – the Belgian-Dutch maritime cooperation – ship would be perfect because she could be used to assist the landing if necessary. The Dutch and the Belgian are accustomed to operate in sandy conditions,” Sam declared with some proudness in her voice. The chief picked up that tone and knew she was right. His navy was specialized in rocky coasts, but these were not found around Aden.

“They are too far away to be on time. Their operational ships are participating in the live clearing activity in the Baltic Sea. Even if they turn around now and sail at high speed they will arrive after D-day.”

“Right,” she sounded a bit disappointing.

“We have a Portuguese Fast Multi-purpose Support Ship ready to sail out and join the naval exercise in the Mediterranean Sea. If we ask it to sail through the Suez Canal, it could join the task group in time,” proposed Thorben.

“Let’s do that,” replied Rolf. “What about the mine clearing module? I know the Portuguese don’t have those yet.”

“We could ask Den Helder to provide us with one of their modules. If we fly the container to Port Said International Airport, the Portuguese ship could pick it and the crew up,” proposed Sam regaining her enthusiasm.

“Great idea,” confirmed the chief.

“Okay, team, keep me posted and if you need my support, don’t hesitate to call me. Rolf out.”

“Nice to have this figured out.”

“I’ll talk to my national chain of command; can you take care of the Airbus for me?” Sam asked.

“Already busy with it.”

AIRBUS A400M

After the pick-ups in Melsboek, Belgium, and Cazaux, France, they had been flying to Said. A quick stop to drop of the mine clearance module and its crew of six, they refuelled the plane and took off again. According to their flight plan, their current leg would soon end above the Red Sea.

A buzzing sound announced the opening of the cargo door. The noise of the four turboprop engines swelled and filled the cargo bay. The crew chief looked down and saw the inviting surface of the Red Sea. It was dark and there were only distant lights. Good, nobody is watching was the thought that went through his mind.

“Cargo door open and locked. Ready to drop.”

“Roger that,” responded the pilot.

The red light went on indicating that the loadmaster had to start the final check. The parachutes were hooked on. The cargo clams blocked in the right direction. Nothing visible that could hamper the release.

A nightly parachute extraction drop was always spectacular and dangerous. Once the main release handle was pulled over, there was no stopping to it. Everything, intentionally or not, attached went overboard. The two air force specialists had no intention to drop something else except the two DHAMs. They did not really know the purpose of this drop. They did not care. Their task was to execute a clean drop.

The orange light went on. Instinctively they both stepped back into safety.

“Crew chief clear.”

“All clear in the back.”

Green light.

Immediately, the loadmaster pushed the handle and the parachute left its storage place. Taking air at high speed, it instantly deployed fully and with a hard jerk, it yanked the container out. They could hear the noise in their active noise reduction headsets. They both witnessed the white splashes of the two DHAMs, but lost all sight of the black chute.

“Closing door.”

“Going home,” replied the pilot.

TASK GROUP YANKEE

“All systems functioning as planned. Sea approach cleared above requested confidence level,” stated the report.

“The Portuguese ship will join us in the afternoon. Everything will be ready for the evacuation, admiral,” concluded Rolf in his briefing.

“Job well done, Rolf. Thank MARCOM for me,” responded COM TASK GROUP YANKEE.

NORTHWOOD

“Our German captain sends us thanks from his boss. A job well done,” said the chief. It was the first time that they had used the new concept of MCM operations to prepare an amphibious operation. All those years against critics finally paid off. The underwater drones enhanced by AI did what they were supposed to do.

Suddenly the screen flashed red. A red rectangle warned them about an explosion. This warning came from the wave glider of WTFA05. Its hydrophones had picked up the noise of the explosion. The next line informed the unit that MHMUS 04 was damaged and sinking to the bottom. Chief Jørgensen started the forensics diagnostics program to have a better idea of what just happened.

“It looks like a commercial ship was leaving the port while MHMUS 04 was busy neutralizing a mine. The ship must have come too close to the mine, so 04 decided to let it explode before it could finish the job,” explained the chief.

“Why did it do that?” wondered Sam, although she knew the answer.

“We think that these drones do that to protect the ship and prevent collateral damage, but we’re not sure. Their program has learned it that way and the manufacturer left it as it was,” Thorben explained. Sam knew that was half the truth. The manufacturer had no idea how the AI-based software had come to that conclusion and was unable to de-program it. AI was not a rule-based software but the result of endless iterations of data interpretation cycles. Changing the outcome was not as easy as changing a line in the software.

“Nothing we can do about it. Note that we have to pick up the damaged drone in the near future. A task for the Portuguese?”

“OK, I will launch a request for that,” answered the chief.

“I wonder how the other side will react to that incident.” 

TASK GROUP YANKEE

“Good morning team,” said Rolf.

“Good evening. You have read our report on the explosion?” asked Sam.

“Yes, thanks for that. Any changes?”

“No, no reaction from the other side as far as we can detect.”

“Okay. Our MQ-10 is on station. I’m forwarding its feed to your station now.” The General Atomics MQ-10 Havoc (sometimes called maritime Reaper) was an unmanned aerial vehicle (UAV) capable of autonomous flight operations developed primarily for the United States Navy. The MQ-10 was an improved version of the MQ-9 hunter-killer UAVs and designed for long-endurance, high-altitude armed surveillance.

“We have it. Thanks,” replied Sam. “Can you fly over SIERRA beach? We want to see if there are mines in the breakwater zone.”

The drone operator changed the course a bit and swept the camera towards the beach where the special operations team would go ashore.

“There, and there, and maybe here,” said Thorben while his pointer went over the spots on the image from the camera. “Possible UWIEDs.” The homemade naval mines or Underwater Improvised Explosive Devices were placed to prevent an assault from the sea. Because they were positioned in the breakwater zone, they were hard to detect with a MUS. The UAV’s multispectral camera was a great help to detect possible mines in shallow water.

“There is a truck on the beach,” announced Rolf.

Immediately the operator zoomed in on the truck. All saw the cargo in the back of the truck. They all thought the same: more UWIEDs.

“Should we destroy the truck?” asked Sam.

“Yes, they could add more mines. We can hit it with our gun,” proposed Rolf.

“Wait a moment!” It was the chief. “Can you hit this spot first,” he said while marking a spot in the shallow water of the beach, “and then walk towards the truck?” On the second screen they could see the map with estimated mine threats. There was a dark green area running to the indicated spot. They understood that the requested firing pattern would clear possible UWIED in the breakwater. It would open a safe passage for the SOF team without giving the intent of clearing an infiltration path away.

They heard a long drumming sound and a moment later, the camera filmed the effect of the rapid fire. Water spewed up followed by a destructive trail towards the accelerating truck that ended up in a ball of flames. It was a beautiful but deadly spectacle.

With an alarming sound, a red text popped up: POSSIBLE ONGOING MINE LAYING OPERATION DETECTED. “Helvete! Can you turn the camera to the entrance of the port?” asked the chief in disgust.

The screen turned blurry to stop with an image of the inlet. Without being asked, the drone operator zoomed in on the deck of the ship. They were witnesses of the drop of another sea mine. There were still some mines left on the small ship. If they would allow this crew to continue their activity, their preparatory clearance work would be in vain and the whole evacuation operation would have to be postponed. This in turn would increase the risk for the UN staff.

“Deal with it!” Rolf requested without consulting the others. The operator threw a quick glance at her mission leader who gave an approving nod. Two seconds later Fox 1, an advanced small calibre air-to-ground missile, left its rail. The missile rushed towards its target turning it into a burning wreck. The secondary explosions were violent witnesses that the ship’s cargo of sea mines were destroyed as well.

They did not have time to enjoy this little victory as Thorben announced that the computer estimated that the Houthis probably had dropped four sea mines. Enough to delay the operation with some days depending on the type of mines. “Our gunfire must have shielded the noise of their sneaky activity,” he concluded.

Disappointment quickly followed victory. The two operation centres turned quite.

With “Can you show me the results of the surveillance by PSA Charlie?” Sam broke the loud silence.

“Sure thing.”

“Right, have a look at the beach to the East of Little Aden.” All eyes followed the move to the East. Sam zoomed in. They all recognized the way out. There was a stretch of at least 200m of dark green on the chart. An amphibious landing zone. “Go where there are no mines” was one of the catchphrases in the concept. A pass by the MQ-10 would confirm the absence of UWIEDs in this breakwater zone. The operation on the ground would be a bit more complicated, but it was doable within the planned timeframe.

“Quick thinking team,” were the thankful words spoken by Rolf.

“Thanks. It’s part of the job description.”

“Nevertheless.”

“Does the task group still need the Portuguese ship?”

“Why do you ask?”

“Well, this little action we had, made me think. We can use it to reinforce their idea that we will use the port for exfiltration and recuperate the damaged MHMUS 04.”

“Elaborate,” asked the captain.

IN THE VICINITY OF ADEN

After the captain had explained their deception plan to his commander, the multipurpose ship with the ABNL modules sailed toward the port of Aden. At a safe distance, the crew put up a good show of a demining operation. They even ignited an old sea mine to increase the theatrical effect.

Observers of their activity at sea quickly concluded that the Houthis had at least five days before the port would be accessible. Time enough for their own plans.

However, the real activities under water had no relations with this show. Mine hunter drones were widening the green zone of SIERRA beach while another drone salvaged the damaged number 4.

As planned, in the middle of the night the SOF team came ashore and organized the evacuation. The surprise was complete and all staff evacuated safely and without real incidents.

BRUSSELS

The Secretary General read the UNSC letter felicitating NATO for the flawless evacuation of its staff out of Yemen. Listening to the diplomatic sentences, Captain Wiegmann reflected on the excellent work of the team and the value of the new concept. In the old days, this evacuation would have been much more difficult to pull off.

Major Van Hoeserlande (BEL Air Force) is an aeronautical engineer with thirty-five years active duty on the counter, including command tours and deployments in joint environments. His love for writing and storytelling started in high school and has never panned out. As a diver-editor most of his articles are about underwater adventures, but his interests include innovation, management, technology and travel. As from August 2018, he is concept developer in NATO’s Strategic Headquarter in Norfolk, VA and uses stories to illustrate conceptual ideas. The views presented are those of the author, and do not reflect the views of NATO or Belgium.

Featured Image: Underwater minefield by Juan Jose Torres

Operation Eminent Shield: The Advent of Unmanned Distributed Maritime Operations

Read Part One on the Battle of Locust Point. Read Part Two on the Nanxun Jiao Crisis.

By David Strachan


TOP SECRET/NOFORN

The following classified interview is being conducted per the joint NHHC/USNI Oral History Project on Autonomous Warfare.

Admiral Jeremy B. Lacy, USN (Ret.)

December 3, 2033

Annapolis, Maryland

Interviewer: Lt. Cmdr. Hailey J. Dowd, USN

Good morning.

We are joined again today by Admiral Jeremy B. Lacy, widely considered the father of autonomous undersea conflict, or what has come to be known as micronaval warfare. Admiral Lacy spearheaded the Atom-class microsubmarine program, eventually going on to establish Strikepod Group 1 (COMPODGRU 1), and serving as Commander, Strikepod Forces, Atlantic (COMPODLANT), as well as Commander, Strikepod Command (SPODCOM). He is currently the Corbin A. McNeill Endowed Chair in Naval Engineering at the U.S. Naval Academy.

This is the third installment of a planned eight-part classified oral history focusing on Admiral Lacy’s distinguished naval career, and his profound impact on modern naval warfare. In Part II, we learned of the aftermath of the Battle of Locust Point, and how continued Russian micronaval advances, most notably the nuclear-armed Poseidon UUV, led to the development of AUDEN, the Atlantic Undersea Defense Network. We also learned of CYAN, a “walk-in” CIA agent who revealed Chinese penetration of the AUDEN program, and the resulting emplacement of numerous AUDEN-like Shāyú microsubmarine turrets throughout the South China Sea. One of these turrets, at Gaven Reefs, known to the Chinese as Nanxun Jiao, was directly involved in engaging the USS Decatur, and was subsequently the target of an undersea strike which resulted in the deaths of four Chinese nationals, including CYAN himself.

The Nanxun Jiao Crisis was a wakeup call for the United States. With Chinese militarization of the South China Sea expanding to the seabed, a new sense of urgency now permeated the U.S. national security establishment. Pressure was mounting to counter China’s increasing belligerence and expansionist agenda, but doing so risked igniting a regional conflict, or a confrontation between nuclear-armed adversaries.

We joined Admiral Lacy again at his home in Annapolis, Maryland.


 

Let’s begin with the immediate aftermath of Operation Roundhouse. How impacted was Strikepod Command by the events of that day?

It was devastating. Unimaginable, really. That we’d had a hand, however unwittingly, in the murder of four people, and watched it unfold in real time right before our eyes – you can’t prepare for something like that. They brought in counselors from Langley [Air Force Base] – chaplains, experienced drone pilots who’d been through this kind of thing. But for a lot of talented people it just wasn’t enough, and they had to call it a day.

For those who remained the trauma eventually gave way to anger, and then determination. But the feeling of betrayal, of vulnerability, was difficult to overcome. All we could do was move on as best we could.

The CYAN investigation would eventually yield a single spy – Charles Alan Ordway , a FathomWorks contractor motivated apparently by personal financial gain. But you weren’t convinced that was the end of it.

Ordway worked on AUDEN, but he didn’t have code word clearance, so while it was true that he had passed sensitive information to the Chinese, there was really no way for him to have known of Roundhouse or CYAN. From a counterintelligence perspective, he was low hanging fruit, and I believed – and continue to believe to this day – that there was someone else.

The intelligence provided by CYAN led to the discovery of several operational Shāyú installations in addition to Nanxun Jiao. What was the reaction in policy circles?

Alarm bells were going off throughout Washington, and we were under extraordinary pressure not only to process the raw intelligence, but to understand the broader implications of China’s growing micronaval capability, particularly as it applied to gray zone operations. It was quite clear now that strategic ambiguity was no longer appropriate, and if policymakers were waiting for a reason to act, it seemed Nanxun Jiao was it.

And yet, apparently it still wasn’t.

No. The president felt that while the Shāyú emplacements represented a concerning development in the South China Sea, there was little difference between seabed microsubmarine turrets and onshore ASCM batteries. Keep in mind, it was also an election year, a time when politicians generally avoid starting wars. And there was additional concern that any escalation in the South China Sea would have an adverse impact on the restarted negotiations with North Korea.

So we were in a holding pattern, a period of strategic paralysis, really. No additional strikes were authorized, or even under consideration. We’d sent a message with Roundhouse, and the Chinese answer was continued harassment and militarization. They were dug in and practically daring us to escalate. And with neither side willing or able to consider a diplomatic solution, the tension was left to fester.

Let’s come back to that, if we could, and talk a bit about developments at FathomWorks. The Atom-class was proving to be a phenomenally successful platform, and you were now being called upon to replicate that success in another domain.

Once the dust had settled I got a call from Chandra [Reddy, the ONR Atom-class liaison] who wanted to chat about Falken [the Atom-class artificial intelligence], and specifically whether I thought it could be adapted to an unmanned surface vehicle. We got to talking, and he says you know what, Jay, there’s someone you should meet. Next day, I’m off to Olney [Maryland] with Max [Keller, Director of AI for the Atom-class] to meet with Talia Nassi.

Was that name familiar to you?

She was three years behind me at the Academy, and our paths had crossed a couple times over the years at conferences and training sessions. She was pretty outspoken and wasn’t afraid of ruffling a few feathers, especially when it came to unmanned systems and what was then being called DMO, or distributed maritime operations. Like everyone else, though, I knew her as the maverick commander who’d taken early retirement to start Nassi Marine.

But you had no idea she was behind the Esquire-class?

I had no idea that such a program even existed. It was highly compartmentalized, as these things tend to be. Very need to know. But there’d been rumors that something was under development, that [DARPA/ONR] Sea Hunter was really a prototype for a deep black program, something highly advanced and combat-oriented.

And so you arrive at Nassi Marine…

And Talia greets us in the lobby. Then it’s off to the conference room for small talk, sandwiches, and coffee. Then onto Falken and its potential for USVs. And then after about fifteen minutes Talia politely asks Max if he wouldn’t mind waiting outside. He leaves, and she reaches down, plucks a folder from her briefcase and slides it across the table. I open it up, and I’m looking down at a something straight out of Star Trek.

The Esquire-class?

It was honestly more spaceship than warship, at least on paper. Trimaran hull, nacelle-like outriggers, angular, stealth features. And for the next half hour or so, Talia briefs me on this revolutionary unmanned surface combatant, and I’m thinking, wow, this is some really impressive design work, not really imagining that it’s moved beyond the drawing board.

Did you wonder why you were being brought into the fold?

As far as I knew, I was there to talk about Falken, so it did strike me as odd that I’d be briefed on a deep black surface platform. But it wasn’t long before I understood why. One of the main features of the Esquire was its integrated microsubmarine bay. Talia had originally envisioned something that could accommodate a range of micro UUVs, but ultimately decided to focus on the Atom given its established AI and the seamless integration it offered.

Nassi Marine headquarters is sometimes referred to as “Lake Talia” for its enormous wave pool and micronaval testing facility. Did it live up to its name?

Absolutely!

When Talia finishes her briefing, I follow her down the hall and through a set of doors, and suddenly I’m staring at the largest indoor pool I’ve ever seen. It’s basically her own private Carderock, but nearly four times the size and twice as deep. When she founded Nassi Marine, Talia wanted somewhere she could put classified systems through their paces in a controlled, secure environment that was free from prying eyes. Dahlgren [Maryland] and Bayview [Idaho] were far too visible for her, so she acquired some surplus government land in rural Maryland and nestled a cutting edge R&D facility between a country club and an alpaca farm.

Was there a working prototype of the Esquire?

Talia walks me over to the dry dock, and there it is.

What was your impression?

I was struck by how small it was. At only fifty feet long, it was less than half the length of Sea Hunter. But it looked fierce, and according to Talia, packed a mean punch. Fifty caliber deck gun, VLS for shooting nanomissiles and Foxhawks, a newly developed swarming drone. It also featured a hangar and landing pad for quadrotor drones, as well as two directed energy turrets and countermeasure launchers. And of course, the integrated well deck-like feature for the launch and recovery of microsubmarines. And these were just the kinetics. It also packed a range of advanced sensors and non-kinetic effectors as well.

So, between the engineering and AI integration, you had your work cut out.

Indeed we did. Talia put me on the spot for an ETA, and after giving it some thought, I estimated six to nine months for the full deal. That’s when she hits me with the punch line: “You’ve got three.”

Three months?

Three! I was like look, we might be magicians at FathomWorks, but we’re not miracle workers. And anyway what’s the hurry? Talia looks me right in the eye and says, “Because in about 18 months it’s headed to the South China Sea.”

Did that come as a shock?

The timetable was certainly a shock, but it was also the first I’d heard that any plans for escalation had moved beyond the gaming table. The handwriting had been on the wall for years, of course, so I wasn’t surprised, and honestly it came as a relief knowing that a tangible response was finally in the offing.

So you embark on the Atom integration, and at the same time you’re overseeing Eminent Shadow . . .

Which has now been greatly expanded in the wake of Nanxun Jiao. At its peak I think there were no less than forty Strikepods – about two hundred fifty Atoms – dotting the Spratlys and Paracels, providing FONOP escort and monitoring PLAN and militia activities both on and below the surface.

And the Shāyú was proving itself to be an ideal tool for the gray zone.

Indeed. After Nanxun Jiao, the Chinese were utterly emboldened and were becoming ever more ballsy. Nearly every FONOP was met with Shāyú harassment, and even though we’d stepped up Atom production and significantly increased our operational footprint, it was challenging to keep up. And PLAN engineers were becoming ever more creative.

How so?

They’d been working on a micro towed array for the Shāyú, similar to what we’d been developing for the Block II Atom. From what we could tell, they weren’t having much success, but they did find that it could be effective for gray zone effects. Shāyús would make runs at our DDGs with arrays extended, and once in a while penetrate the Strikepod perimeter and foul the screws pretty good. Even if publically the Chinese didn’t take credit, there was significant propaganda value in disabled U.S. warships.

Were you also monitoring for new indications of seabed construction?

Our main concern was the northeastern Spratlys and southern Paracels near the shipping lanes. With a foothold in either of those locations, the Chinese would have near complete maritime domain awareness over the South China Sea. So our mission was to closely monitor those areas, and report back anything anomalous. It wasn’t long before we found something.

The emplacements at Bombay Reef and Scarborough Shoal?

We’d been monitoring inbound surface traffic when satellites spotted some unusual cargo being loaded onto a couple fishing trawlers up in Sanya. We vectored Strikepods as they departed, and trailed them to Bombay and Scarborough where we snapped some surface imagery of divers and equipment being lowered over the side. We monitored for about five days, keeping our distance, and picking up all manner of construction noise. We’re itching to take a look, but wait patiently for crew changes and quickly order the imagery. The Strikepods are in and out in under five minutes, and two Relay burst transmissions later we’re looking at the beginnings of Shāyú turrets at both locations.

What was your analysis?

It indicated that the Chinese were planning for future confrontations in the region – gray zone or conventional, most likely due to their planned militarization of Bombay and Scarborough.

The implications were grave. Vietnam had a history of taking on great powers and winning, and had pushed back hard on China in the past. And while Duterte had been cozying up to Beijing and drifting away from the U.S., Scarborough Shoal would be a red line. A provocation like this could be just the excuse Hanoi and Manila needed to act.

Did the United States share the intelligence?

Not initially, no. First and foremost we needed to safeguard sources and methods, and sharing anything would reveal our micronaval capabilities which were still highly classified and largely unknown. The Shāyú was also still a mystery, and divulging what we knew to Hanoi or Manila would risk exposure to Beijing. And we couldn’t be sure that they wouldn’t act unilaterally, igniting a conflict that could draw us into a war with China.

You were obviously busy at SPODCOM overseeing Eminent Shadow, but FathomWorks was also working intensively now with Nassi Marine.

Once we discovered Bombay and Scarborough, the sense of urgency was high, and we were working around the clock to get the Esquire combat ready. We ran through countless simulated missions in the Lake, and eventually at sea off North Carolina. Talia handed it off for production on time and under budget, and we joined the operational planning underway at Seventh Fleet.

Eminent Shadow was about to become Eminent Shield?

Yes. Of course planning for a South China Sea incursion had been underway for several years, and it was only after Locust Point that I’d been asked to join, to integrate micronaval elements into the wargaming framework.

But during those games, there was no mention of the Esquire?

Not initially, no. All we were told was that, in addition to being deployed from Virginias and surface ships, Strikepods could also be launched and recovered from a hypothetical USV with fairly abstract capabilities. But once the Esquire moved beyond the design phase, and there was a working prototype, it was folded into the games going forward.

And those games formed the basis for Eminent Shield?

Eventually they did, yes, but initially we were running scenario after scenario of high-end warfighting. There were some smaller skirmishes and limited conflicts where we intervened on behalf of regional states, but in general the primary objective was always either stopping or rolling back Chinese expansion, with the Esquires called upon as a force multiplier to augment ISR and EW, act as decoys, deploy Strikepods for ASW and counter-microsubmarine ops, and take out small aerial threats. Plausible to be sure, but at some point it occurred to me that the Esquire might enable us to project power in a less conventional, but no less effective manner. To essentially meet the Chinese where they were.

So we gamed some scenarios where the U.S. assumed a greater presence in the South China Sea using unmanned systems. Something beyond FONOPS and undersea reconnaissance. Something visible and formidable enough to send a strong signal to Beijing without provoking a shooting war. A kind of gray zone gunboat diplomacy, if you will, pushing things to the edge while gambling that the Chinese wouldn’t resort to a kinetic response.

Turnabout is fair play.

That it is.

How was it received?

Well, people appreciated that it was bold and imaginative, I suppose, but ultimately felt it was fraught with uncertainty, that it would only serve to antagonize the Chinese, and quickly escalate to high-end conflict anyway.

So it went to the back burner?

Yes, but I continued to refine it, along with input from Talia, who eventually came on board as strategic advisor, as well as some folks at the Pentagon and Intelligence. Once the discoveries at Bombay and Scarborough happened, though, the administration was looking for options . . .

And you got the call-up.

Yes, ma’am.

What was the plan?

The overarching objective of Eminent Shield was to signal that the United States would no longer sit idly by as the South China Sea was transformed into a Chinese lake. And we would do this by establishing a permanent distributed maritime presence in the region using a network of unmanned surface combatants.

The plan itself involved four sorties of LSDs out of Sasebo to essentially seed the region with Esquires. At fifty feet long, with a beam of seventeen, we determined that a dozen would fit into the well deck of a Whidbey Island. After some practice with the Carter Hall and Oak Hill down at [Joint Expeditionary Base] Little Creek, we airlifted forty-eight to Sasebo, where they were loaded onto the Ashland, Germantown, Rushmore and Comstock. Separated by about thirty-six hours, they sailed on a benign southwesterly heading between the Spratlys and the Paracels, escorted by an SSN and two or three Strikepods to monitor for PLAN submarines and Shāyús. At a predetermined waypoint, and under cover of darkness, the Esquires would deploy, then sail to their preprogrammed op zone – two squadrons to the Paracels, two to the Spratlys, and one to Scarborough Shoal – and await further orders.

Was there concern that the Chinese would view such a rapid deployment as some kind of invasion? A prelude to war?

 We considered a more incremental approach, something less sudden. But we needed to act quickly, to avoid any kind of coordinated PLAN response – a blockade or other high profile encounter that could escalate. A rapid deployment would also underscore that the United States Navy had acted at a time and place of our choosing, and that we could operate in the South China Sea with impunity. At the end of the day, the Esquires were really nothing more than lightly armed ISR nodes, and were far less ominous than a surge of CVNs or DDGs.

Did it proceed as planned?

For the most part, yes. There were some technical hiccups, with three Esquires ultimately refusing to cooperate, so the final package was forty-five – nine vessels per squadron. The pilots and squadron commanders were based out of SPODCOM in Norfolk, but the Esquires were fully integrated into the regional tactical grid, and, if necessary, could be readily controlled by manned assets operating in theater.

And you were able to avoid PLAN or PAFMM harassment?

By sortie number four we’d gotten their attention – probably alerted by a nearby submarine – and three CCG cutters were vectored onto the egressing LSDs. But the deployment went off without incident, and in a few days all four ships were safely back in Sasebo.

And then we waited.

How long was it before the PLAN became aware?

It was about thirty-six hours before we began to see some activity near Subi Reef. The Esquire is small, and has a very low cross section, so it was unlikely they’d been tagged by radar. More likely they’d been spotted by an alert fishing boat, or passing aircraft, or possibly the heat signatures of the LENRs lit up a satellite.

At around 0300 I wake up to an “urgent” from the watch that about a dozen fishing boats were converging on Subi. So here we go. By the time I get to the office they’ve got the live feed up, and I watch the maritime militia descending in real-time. We order the Equire to deploy a six-ship Strikepod to enhance our visual, and pretty soon we’ve got a wide angle on the whole scene – lots of little blue men with binoculars, clearly perplexed, but no indications of imminent hostilities. This goes on for nearly three hours, until we notice some activity on one of trawlers. They’re prepping a dinghy with some tow rope and a four-man boarding party.

They’re going to grab it?

Certainly looks that way. They lower the dinghy and make their way over, inching to within ten meters or so, and that’s when we hit them with the LRAD [Long Range Acoustic Device], blasting a warning in Chinese – do not approach, this is the sovereign property of the United States operating in international waters. Things along those lines.

They turn tail and beat it back to the ship, but they’re not giving up. Next thing we see guys tossing headphones down to the dinghy. Needless to say, we weren’t about to give them a second chance, so we quickly order the Strikepod recovered and hit the gas.

Did they pursue?

They tried. But the Esquire can do about forty knots, and by the time they knew what was happening, we already had about 500 yards on them, so they gave up fairly quickly.

I imagine it wasn’t much longer before the other Esquires were discovered?

Word spread quickly of that encounter, and no, it wasn’t long before Esquires were being engaged by militia at multiple locations. In some cases they would try to board, in others they would attempt to blockade or ram. But the Esquires were too maneuverable, and between Falken and the pilots, we managed to stay a step or two ahead.

Had you anticipated this?

We’d anticipated the initial confusion and fits of arbitrary aggression. We also anticipated the political backlash, of course.

Which did manifest itself.

Yes, but not entirely how we’d envisioned. We knew that Beijing would be furious that the United States had mounted such an aggressive op in their own backyard. But at the same time, would they really want to draw that much attention to it? Wouldn’t that be underscoring the U.S. Navy’s ability to operate anywhere, anytime?

And the PLAN’s inability to prevent it.

Sure enough, state television reports that a U.S. Navy unmanned surface vehicle – singular – had violated Chinese sovereignty and was engaged by PLAN forces. Video footage flashed from a PLAN destroyer to a rigid hull speeding toward an Esquire, to a couple of hovering [Harbin] Z-9s. The implication was that the Esquire had been captured or otherwise neutralized, yet all forty-five were fully functional and responding. It was a clever propaganda stroke, but by going public, the Chinese had opened a Pandora’s box.

Because now the Western media was all over it?

And with the Esquire out in the open, we’d have a lot of explaining to do. There would be questions about capabilities, deployment numbers …

To which the answer was?

That we don’t comment on ongoing operations, of course. But, through calculated leaks and relentless investigative reporting, the Chinese would quickly realize what they were dealing with, and what it signaled in terms of U.S. intentions and resolve.

And meanwhile Eminent Shield continued. With unmanned FONOPS?

To start with, yes. The Esquires initially had taken up position outside twelve miles, but we soon began moving them intermittently inside territorial limits to deploy and recover a drone. By this point militia boats were always shadowing, and would move quickly to harass the Esquires as best they could.

But then we upped the ante a bit. We’d use onboard EW effectors to spoof their GPS and AIS. We’d lure their destroyers to one location while a DDG ran a FONOP just over the horizon, unmolested. We’d form ASW dragnets using smaller squadrons of three or four Esquires with their towed arrays and Strikepods deployed, sonar banging away.

And, yeah, we also installed dead wire in the towed arrays of some of the Atoms, so we were able to return the favor and foul some screws of our own.

What about the Shāyús?

The Shāyús were the greatest source of trouble for the Esquire, and we’d anticipated this. We couldn’t be certain whether or how the Chinese might engage the Esquires on the surface or in the air, but we were absolutely certain that there would be attacks from below.

But with the Esquire’s waterjets there were no screws to foul. And a six-ship Strikepod was deployed as an escort at all times, and there were also Firesquids [anti-torpedo torpedoes] for additional defense. But even so, the Esquires were quite vulnerable, and the Shāyús quickly moved to exploit this.

In what way?

The Esquires were defending well, but the Shāyú’s tactics were evolving. Initially they would engage the Atoms ship-to-ship and attempt to defeat them before moving on to the objective. But soon they learned to avoid the Atoms altogether and engage in hit and run attacks from below, targeting the Esquire’s stern in an attempt to ram and disable the microsubmarine bay and propulsion. Living up to their namesake, I suppose. [Shāyú is Mandarin for shark.]

Did Falken adapt accordingly?

Falken quickly recognized the need to deploy its full complement of Atoms to defend against the volume of attacking Shāyús, and actually began to form smaller squadrons of two or three Esquires to offset the numerical disadvantage. Falken also ordered escorting Strikepods to assume a tighter, closer formation, one that emphasized protecting the Esquire’s belly and backside, and began using Firesquids as decoys to great effect, something we hadn’t even considered.

Atom attrition was high then?

For a time, yes, and resupply was challenging. The payload modules on nearby Virginias were filled to capacity, but that was only around forty or fifty units. At the rate we were losing them, we’d be critical in a matter of weeks.

So the Shāyús adapt, Falken counters, but the attacks continue until one day the Shāyús succeed in disabling an Esquire within twelve miles of Mischief Reef.

And now it’s a race to recover.

The [USS] Mustin [DDG 89] was about forty kilometers away, and was immediately ordered to the area. The PLAN had also been alerted, and vectored the destroyer Haikou, which was only five kilometers away. So Mustin puts a Seahawk up, but even at full throttle Haikou is still going to win that race.

Haikou arrives, and they immediately put a boarding party in the water. ETA on the Seahawk is two minutes, and the Mustin is still thirty minutes away at flank. We blast the LRAD, but they’re wearing headphones now, so we fire a warning from the 50 cal, and light off a small swarm of Foxhawks. This gets their attention, and manages to buy us the few minutes we need.

The Seahawk arrives, loaded with Hellfires, and five minutes later, Mustin appears on the horizon. Now we’ve got ourselves a standoff. The Chinese are making threats, and we’re making counter-threats. And then the militia shows up – fishing boats, CCG, wrapping cabbage to cut off Mustin and the Esquire. And so we’re eyeball to eyeball, now, fingers on the trigger.

An hour goes by. Two. Eight. “Stand by” is the order. Twelve hours. Darkness falls, and we keep vigil through the night. By now, the media has it, and talk of war is everywhere. A new day dawns on the South China Sea, and around 1930 Eastern, I’m summoned to the vault for a telepresence with the Sit Room.

To brief?

Not exactly.

First they asked me to confirm the conclusions of my earlier analysis, that the Shāyú emplacements were likely a gray zone prelude to a Chinese land grab at Bombay Reef and Scarborough Shoal.

Then they asked whether I believed the Chinese would willingly dismantle Bombay and Scarborough in return for withdrawal of the Esquires.

And did you?

The Chinese would want the Esquires gone ASAP for political reasons, but they also were well aware of their capabilities, and how they would dramatically augment U.S. firepower in the event of regional hostilities. It seemed to me that Beijing would be willing to forfeit those locations if it meant a reduced U.S. military presence, and also the ability to save face by appearing to expel the U.S. Navy from the South China Sea.

And then I offered a pretty candid, if unsolicited, opinion on the deal.

Which was?

That the Chinese would be getting much more than they were giving up. That dismantling the emplacements, while a short-term loss for the Chinese and a gain for us, would do little to deter future militarization. The U.S. would also be giving up significant strategic leverage, and potentially damaging our credibility in the process.

So you were against it?

You’re damn right I was. Call me a hawk, but we’d gone round after round with Beijing for over a decade, and then took one on the chin at Nanxun Jiao. We’d finally taken decisive action, and now we’re just going to let it slip away?

But ultimately it did.

Unfortunately, yes.

Around 2200 the Chinese suddenly back off, and Mustin is allowed to move in and recover the Esquire. The next day news breaks of emergency multilateral talks in Tallinn, Estonia involving the U.S., China, Vietnam, Brunei, Malaysia, and the Philippines.

There was great optimism leading up to Tallinn, that this could be the diplomatic breakthrough that would empower regional states to push back on Beijing knowing that the U.S. had their back. But ultimately it was not to be. The Chinese dismantled the Shāyú emplacements at Bombay and Scarborough, and in return the United States withdrew every last Esquire. Beijing also pledged to work toward “greater understanding” with its neighbors and other ambiguous words to that effect. The Tallinn Communiqué was hailed as a success by all, but for entirely different reasons. The U.S. and our allies believed this was a significant step toward regional stability by checking Chinese expansionism. The Chinese, meanwhile, declared victory in having expelled the United States from its backyard while strengthening its role as regional hegemon.

Were you disappointed with the outcome? 

Disappointed? Perhaps. The Navy exists to ensure peace and protect U.S. interests through strength, and so when policy seems at odds with that mandate, yes, I guess it makes me bristle. But I wasn’t surprised. Tallinn wasn’t the first toothless resolution in the history of international diplomacy, and it certainly wouldn’t be the last.

And all I could think, sitting there in SPODCOM, watching the last of the Esquires being recovered under the watchful eye of PLAN warships, was that it wouldn’t be long before we’d be back there again.

Only next time, things might not end so cleanly.

[End Part III]

David R. Strachan is a naval analyst and writer living in Silver Spring, MD. His website, Strikepod Systems, explores the emergence of unmanned undersea warfare via real-time speculative fiction. Contact him at strikepod.systems@gmail.com.

Featured Image: “The Middle of Nowhere” by hunterkiller via DeviantArt