Clarifying Maritime Strategy: “Non-Traditional Security” Is Just “Security”

By James Goldrick and Blake Herzinger

“Non-traditional security” is poorly defined and ahistorical…

It is high time that we remove the term “non-traditional security” from our consideration of maritime affairs, and either abandon it outright or confine it to the debates of sea-blind international relations pundits. A phrase that crept into the strategic lexicon in the long, calm lee of the last Cold War, “non-traditional security” is little more than a dismissive hand-wave relegating human-centric security issues to a nebulous category with no real meaning. As a term, non-traditional security at best adds no value in either the operational realm or in the analytic sphere. At worst, particularly in the maritime domain, it skews thinking and undermines a balanced approach to dealing with the challenges we face.

The idea that history ended with the collapse of the Soviet Union plays a part in both the origin of and the muddled thinking around “non-traditional security.” In a supposedly post-modern world, it was argued that the possibility of nation-state conflict had disappeared, or at least diminished to the point at which navies could instead focus totally on achieving good order at sea. Nation-state rivalries, of course, never did disappear, and great power competition has returned to occupy a large part of the strategic agenda. But it can never occupy the whole, just as, apart from the world wars, it did not occupy it entirely in the past — however heavily armed the time of peace concerned.

The U.S. Navy does not have a definition for non-traditional security. There is no applicable framework for determining what issues are encompassed by the term, although it could be said that it is used (incorrectly) to refer to tasks not directly related to naval warfare. Predictably, non-traditional security is then taken to mean any issue outside the core “warfighting” competencies of the sea services. This ignores the majority of naval history and poorly serves the services’ professional development. This schism is accentuated in the United States by the intentional division of labor between the U.S. Navy and the U.S. Coast Guard, which are in turn governed by separate bureaus of the U.S. government, in the Departments of Defense and Homeland Security, respectively. As the U.S. Navy retains no law enforcement authorities, it has intellectually divorced itself from many of the issues that define maritime security for most maritime forces.

Most allied navies do not have the institutional divisions of the United States’ sea services, but many still have the same confused priorities. Britain’s Royal Navy is one example. Although a Fishery Protection Squadron is its oldest formation, the Royal Navy has neglected that national maritime security task in British waters in recent decades, as the under-funded service sought to maintain its high intensity capabilities at the same time as it committed scarce resources — most notably its people — to the largely land-based conflicts in the Middle East. Ironically, the Royal Navy never abandoned its commitment to such work in areas such as the Caribbean in which Britain recognizes continuing responsibilities as the post-colonial power. Despite its endeavors in so many seas and in so many contingencies, the Royal Navy’s absence from its home waters in recent years may well have contributed to a diminished understanding by the British public of its importance to national security and therefore the under-resourcing of its force structure, which has only recently been arrested.

…used to deprioritize a set of serious maritime issues…

This is not an argument for large or medium navies to neglect either force structure or training for high intensity warfare. The truth is that such navies must walk and chew gum at the same time. There are inevitable tensions between providing for and managing the different parts of the spectrum of operations, but they must be acknowledged and properly managed. With many navies facing static or shrinking resources, fierce battles over allocation of those resources are de rigueur. Creating a subset of missions labeled as “non-traditional” allows them to be pushed to the bottom of the pile at the outset, where someone will address them if time, ships, or personnel are left over. If an operations planner has one ship available to deploy but two missions to service, “traditional” mission requirements will be satisfied, and “non-traditional” issues will languish unanswered. The so-called “traditional” security issues then take center stage, focused on high-end combat exercises or mission-oriented activities, such as deterrence patrols or freedom of navigation operations. This ahistorical categorization underwrites a mindset that inhibits the development of naval officers and promotes a cultural tunnel vision that overlooks many critical maritime issues.

…does not reflect reality, particularly for smaller navies…

Many navies, especially those with smaller fleets, are more focused on operational issues than training for high-end warfare. And most of those operations would commonly be labeled as “non-traditional security.” But to these services, such issues are just “security,” whether it be fighting terrorists in the Sulu and Celebes Seas, stopping sea robbers in the Strait of Malacca, or apprehending smugglers in the Gulf of Aden. For coastal communities that rely on the sea for their primary protein sources, fisheries patrols and environmental protection are hardly non-traditional or of secondary importance relative to missile firing exercises. The 1982 Convention on the Law of the Sea may have created much more extensive zones subject to national control — most notably the 200 nautical mile Exclusive Economic Zone — but this is a change in the scale, not in the nature of the maritime security challenge.

…creates analytic blind spots…

Indeed, applying the label of “non-traditional” to many maritime threats makes it more difficult to determine what is new and what has changed. Piracy, smuggling, slave trading and even illegal fishing are activities that are nearly as old as humanity’s first use of the sea for transport and as a source of food. And navies have been dealing with them for much of their existence as standing forces maintained by nation-states. To use an abused buzzword, good order at sea requires a holistic approach. Most of that work will take place below the threshold of naval combat, primarily focused upon issues that would fall within the nebulous “non-traditional” designator. Drug smuggling, human trafficking, piracy, sea robbery, terrorism, and illegal, unreported, and unregulated fishing (IUUF) are persistent and often interlinked issues, while high-end warfare is extraordinarily rare.

Labeling essentially all non-war issues as non-traditional builds an inflexible mindset, ill-equipped to see creative solutions to maritime problems that cannot be solved with a five-inch gun or anti-ship missile. Arguably, it also risks planners missing connections between illicit or criminal activities and nation-states seeking to exploit them to achieve advantage over their rivals in the shadowed areas between real peace and open war. Such tactics are much older than recent analysis of the ‘grey zone’ efforts of China generally acknowledges. Understanding that there are precedents not only in such activities but in the responses to them means that navies can be much better equipped to deal with the ‘grey zone’ with much less risk of either reinventing the wheel or pursuing policies that have already proved ineffective in practice.

…and does not reflect the enduring purpose of navies.

Creating a subset of maritime issues under the title of “non-traditional” reflects a narrow understanding of the fundamental question: “What is a navy for?” Not only does this problematic categorization minimize the issues that are of critical importance to partners and allies, but it also results in our own navies being ill-equipped to engage and assist when conducting security cooperation activities. Most critically, it results in them being intellectually and doctrinally ill-prepared.

Throughout history, from the age of sail to modern nuclear navies, the maintenance of good order at sea has required far more than simply fighting battles on the waves. Ensuring global commerce, protecting and evacuating citizens ashore, enforcing national law, and a myriad of other non-combat tasks have always fallen within the remit of military forces. Even a hero of naval high intensity warfare like Horatio Nelson had to do his share of these types of work as a young captain in the West Indies in the 1780s.

As the U.S. Navy and other navies work to recover the high intensity capabilities that have languished in the last few decades, it will be vital to understand that this renewed focus must be balanced with a recognition that many wider responsibilities of the naval service must also be fulfilled.

RADM (ret.) James Goldrick served in the Royal Australian Navy and has published widely on naval issues. He now has adjunct appointments at UNSW Canberra, the Strategic and Defence Studies Centre at the Australian National University, and ANCORS (Australian National Centre for Ocean Resources and Security).

LCDR Blake Herzinger is a Foreign Area Officer (Indo-Pacific) in the U.S. Navy Reserve and a non-resident WSD-Handa Fellow at the Pacific Forum.

Featured image: U.S. Coast Guard cutter USCGC Munro transits the Taiwan Strait with U.S. Navy destroyer USS Kidd in August 2021 (Credit U.S. Navy)

Sea Control 311 – Developing the Naval Mind with BJ Armstrong and John Freymann

By Andrea Howard

Sea Control host Andrea Howard talks with CDR BJ Armstrong and Capt. John Freymann about their new book, Developing the Naval Mind. CDR Armstrong and Capt. Freymann are both Permanent Military Professors at the United States Naval Academy, and the conversation covers how their time in Unrestricted Line communities influenced the book, as well as the syllabus in the book and their methods for reading and writing.

Sea Control 311 – Developing the Naval Mind with BJ Armstrong and John Freymann

Links

1. Developing the Naval Mind, by CDR BJ Armstrong and Capt. John Freymann, U.S. Naval Institute Press, 2021.
2. “Cheer Up!! There Is No Naval War College,” by Capt. William Sims, USNI Proceedings, May, 1916.
3. “Damn Exec,” by LCDR Stuart Landersman, 1965
4. “Military Conservatism,” by RADM William Sims, USNI Proceedings, March 1922.
5. Sea Control 241 – The Future of Navy and Marine Corps Learning with John Kroger, by Andrea Howard, CIMSEC, April 15, 2021.

Andrea Howard is Co-Host of the Sea Control podcast. Contact the podcast team at Seacontrol@cimsec.org.

This episode was edited and produced by Alexia Bouallagui.

Covid-19 and Its Implications for Security at Sea: The Indonesian Case

By Adri Wanto

Case Studies in Armed Robbery in the waters of Bintan, Indonesia

Many economists predict that the Covid-19 outbreak will cause an economic crisis in Indonesia. Some even say this crisis will be more severe than the 2007 global financial crisis and the 1997 Asian financial crisis.1 The Indonesian government has been forced to take drastic steps to prepare for a potential economic downturn, making budgetary adjustments that have seemingly started to influence the security sector. 

In the field of security, Indonesia has paid special attention to threats at sea, namely, the increasingly assertive maritime security threat from China and ocean crimes that have been increasing since the Covid-19 pandemic began. Since 2020, China has carried out some fairly aggressive operations in the South China Sea. As a response to the territorial threat from China, the readiness of the Indonesian Navy in the Natuna Islands region has not declined. However, some argue that the increase of armed robbery incidents show that Indonesia’s security capability has been reduced because of the reallocation of budget and military personnel. 

Theoretically, the economic downturn caused by the pandemic will trigger an increase in the incidence of ocean crimes due to economic factors. An emergency situation such as the Coronavirus pandemic can cause people who are unable to meet their basic needs to be desperate enough to commit crimes in order to survive. According to data from the Indonesian National Police Headquarters (Polri), the crime rate during the Covid-19 pandemic has increased 11.8% throughout Indonesia.

Similarly, in January 2021 the Executive Director of the Regional Cooperation Agreement on Combating Piracy and Armed Robbery against Ships in Asia (ReCAAP) Information Sharing Center (ISC) stated that the increase in armed robbery most likely stemmed from economic motivation caused by Covid-19.

To understand the increase in armed robbery incidents in the Singapore Strait, we need to diagnose the problem and address it with caution. Is it true that the high level of crime in the Singapore Strait bordering with the waters of Bintan Island is only caused by economic factors or is other factors at play? If there are other factors, then what are they? Could it be that the problem of crime at sea is caused by problems on land that are not being managed properly? The next question is how to address these problems.

According to data released by ReCAAP, armed robbery incidents in the Singapore Strait increased in the first half of 2021. In total there were 20 incidents, up from 16 cases in the same period the previous year. Of the total 16 incidents that occurred in 2020, 13 of them were in the East Line, in the waters off Bintan Island, most of which were in Indonesian territorial waters.2

ReCAAP also noted that during the first six months of 2021, there were a total of 37 incidents of armed robbery at sea in Asia, down from 57 cases in the same period last year. In 2020, the total number of reported cases of piracy was 97 incidents. Meanwhile in 2019, the number of piracy cases was 83 cases. This means that the number of cases of armed robbery in Asian waters in 2020 increased by 17 percent compared to 2019. The crime incidents occurred in the Singapore Strait and the South China Sea, as well as the waters of countries such as Bangladesh, India, Indonesia, Malaysia, the Philippines, and Vietnam. 

Budget Dilemma

Indonesia’s Minister of Finance, Sri Mulyani Indrawati, said that the government would cut the budget for the Ministry of Defence and the National Police (Polri) by Rp 38.03 trillion (US $2.7 billion) for 2021. She plans to shift the budget from the two institutions to finance vaccination funds, health care, and other urgent needs for national economic recovery. In various national media, the Minister of Finance assessed this step as the impact of the very dynamic need for handling Covid-19. The potential budget to be cut at the Ministry of Defence is Rp 23.16 billion (US $1.6 million).

After attending several meetings with the Republic of Indonesia (DPR) House of Representatives, the Indonesian Military (TNI), and Polri, Sri Mulyani cancelled the plan. This was because the budgets of the two institutions were used to carry out Covid-19 vaccinations. She said that the government had no reason to refocus the budgets of the two institutions. The government continues to reduce the budget for other ministries/agencies, but not for the TNI and Polri.

The budget for TNI and Polri is used to support the government’s efforts to create herd immunity. “The Finance Ministry provides a budget so that the TNI and Polri are able to pursue the target of 70 percent herd immunity in Indonesia. Relying on medical and civilian personnel alone may be difficult to achieve the group immunity target. Civilian institutions are unable to carry out mass vaccinations without help from military and security services. This is considered as military operations other than war (MOOTW), as it assists the government to handle the pandemic. In the Riau Islands, for example, many vaccination posts are served by TNI and Polri personnel.

TNI plays a vital role in vaccination in the Kepri Province. Over the last few months, the Joint Regional Defence Command I (Kogabwilhan) Tanjungpinang has carried out a vaccination drive to help the government accelerate vaccination numbers in the Riau Islands. Kogabwilhan opened vaccination posts in their Headquarters and Senior High School in the city of Tanjung Pinang, capital city of the province and sited at the south western coast of the Bintan Island. The program was cooperation between Kogabwilhan I in collaboration with the Ministry of Transportation and the Riau Islands Provincial Government.

Since the government started the vaccination program, the TNI has been deployed to reach the target vaccination. The TNI deployed 91,817 personnel nationwide to assist in handling the corona virus for 150 days in 2021. To deploy 91,817 personnel, the TNI has prepared a budget of Rp. 1.4 trillion. Moreover, TNI also allocated Rp 1.8 trillion that will be used to meet the needs of medical equipment in 109 hospitals owned by the TNI in handling coronavirus patients.

The diversion of the TNI budget was used to purchase Personal Protective Equipment (PPE), rapid tests, swab tests, and wireless smart helmets with mass temperature screening. The refocusing of the budget and personnel of the TNI, especially the Navy (TNI-AL), which was mobilized to deal with Covid-19, has seemingly caused the weakness of law enforcement at sea. However, we need to ask ourselves a hypothetical question: if there were no military budget reallocation and deployment of TNI to handle Covid-19, would the number of armed robbery cases be as high? 

Difficulties in Dealing with Armed Robbery

The Riau Islands has one of the highest vaccination rates in Indonesia. This achievement is not only the success of the local government, but also due to the very strong role of the military. However, the achievement comes at a cost. Since the government began carrying out mass vaccinations, many Navy personnel have been drawn ashore to assist in handling health and other urgent needs in the recovery of the national economy. This means that there are a reduced number of Navy personnel at sea. 

An officer from TNI AL in Tanjungpinang, who wishes to remain anonymous, said that, “Currently we are concentrating on helping the government accelerate vaccination in the Riau Archipelago. So, indeed many of our personnel were drawn ashore to pursue the target of the vaccination program” in an interview by the author.3 However, the officer denied that the budget reallocation impacted TNI-AL readiness in dealing with armed robbery in Bintan waters. 

In an interview with the author, another TNI-AL officer in Bintan, who also wishes to remain anonymous, said, “Dealing with sea armed robbery is much more difficult compared to dealing with pirates. They use small boats similar in size to local fishing boats. The armed robberies generally occur at night when hundreds of fishing boats are doing their activities. The minute that armed robbers depart from a ship they have targeted, it’s almost impossible for us to arrest them. It is like looking for a needle in a haystack. It is very difficult for us to identify them because their boats are so similar to the local fishing boats. We cannot check the fishing boats one by one to find the evidence. Knives or swords cannot be considered as evidence since all the local fisherman boats have knives and swords in their boat to untangle their fishing nets that frequently become stuck on the rock.”4

This officer also stated that “The main items that perpetrators have targeted are engine spare parts and scrap metal on barges. If you are really serious to dismantle the armed robbery networks, you can start to find the stolen engine spare parts in Batu Ampar (Batam). From Batu Ampar, you will understand the whole story of armed robbery in this region. However, this is out of our authority to conduct such an investigation. You should discuss it with the Police.” The officer also said that, “It is a lot of work to deal with such an assertive maritime security threat from China, illegal fishing, marine pollution, piracy, drug smuggling, people smuggling, oil spills, and many others. In many cases, some media exaggerate theft in the sea as armed robbery.” 

In an interview with Hamdan, one of the bosses of the perpetrators smuggling illegal goods into Malaysia and Singapore, he said that since the spread of Covid-19, various forms of illegal trade have decreased. Prior to the pandemic, Hamdan and his subordinates routinely smuggled goods to Malaysia and Singapore. He also smuggled Indonesian workers into Malaysia and returned other illegal Indonesian workers to Indonesia. In one month, there used to be four to six trips of illegal workers, but since Covid-19, there is not even one a month.5 In illegal trading activities, Hamdan himself acts as a deliveryman for illegal goods on a speed boat that he owns and is operated by his subordinates. 

Currently, Hamdan finds it difficult to keep his subordinates doing his illegal business. He said, “In a difficult situation like this, I still have to pay them because they need to live. What I do now is just call them when there are goods to be sent to Malaysia. That’s not often either. Currently only bird smuggling is still going into Malaysia and bringing back illegal Indonesian migrant workers from Malaysia.” Regarding armed robbery and theft in the sea, he said that for the Singapore and Bintan border areas it was carried out by his subordinates. Hamdan claimed that they did so because of the economic situation and the absence of routine illegal trading activities that they usually did before the Covid-19 outbreak.

Hamdan also claimed that the perpetrators of armed robbery and theft in the sea are still in the same network. He said, “Criminals in the sea are different from criminals on land. Those who are used to committing crimes on land will not necessarily understand criminal patterns at sea.” This means that the actors of armed robbery and theft at sea are those who are already accustomed to doing business at sea. He also said, “When overseas business starts to run as before the Covid-19 outbreak, armed robbery and theft at sea will also reduce because they will return to their jobs and get income as before.”

One of the bosses of the smugglers based in Bintan, Tohirin, said, “The perpetrators of theft at sea are those who are familiar with the sea and know the routines of activities at sea. You know, they used to have routine jobs to smuggle goods. When there is no job available, they have no choice but to do that.”6 Mr. Tohirin also added that illegal trade activities are not only carried out between countries but also between islands. He said, “They would still have jobs in this current situation, if the business of smuggling goods out of Batam had not been taken over by big businessmen.”

Tohirin also commented that, “Before Apri Sujadi became the Regent of Bintan, we small-scale smugglers could still get an income from smuggling cigarettes, alcoholic beverages, cars and motorbike spare parts, and machinery from Batam to other islands by speedboat. After he became the Regent, some of our illegal businesses were taken over by him… Cigarette and alcoholic beverage smuggling has been taken over by big businessmen from Apri Sujadi’s circle.” Tohirin’s statement implies that corrupt actions by unscrupulous officials on the mainland had a significant effect on the increase in armed robbery and theft at sea. 

Since 12 August 2021, the former regent of Bintan, Apri Sujadi, has been detained by the Corruption Eradication Commission (KPK) in a case of alleged corruption in the regulation of excisable goods in the management of the Free Trade Area and Free Port (KPBPB) of the Bintan Regency from 2016-2018. Apri is also a suspect in a corruption case in determining quotas for cigarettes and alcoholic beverages in the Bintan Free Trade Zone and Free Port Concession area. In addition to Apri, the KPK named the Acting Head of the Bintan Free Trade Area and Free Port Concession Agency for the Bintan Regency area, Mohd Saleh Umar, as a suspect in the same case. Apri and Mohd Saleh H Umar are suspected of causing state losses of Rp. 250 billion (US $17.4 million).

According to Tohirin, high-ranking officers in Kepri were also involved in various smuggling cases. Mr. Tohirin also shared his experience. He said, “There were a lot of high ranking government officers who used the official route to bring goods out of Batam by using the car ferry from the Telaga Punggur Batam port to the Tanjung Uban port. They were government officials who could easily carry goods on a large scale without any problems. The Customs Officers wouldn’t be brave enough to ask for their documents. After Jokowi became President [of Indonesia], there were a lot of changes in the Customs Office. Many of my colleagues were arrested, not to mention small-scale smugglers like us. Hajji Permata, a prominent player, was shot to death by Customs Officers.” 

On January 15, 2021, Jumhan, well-known as Haji Permata, was shot to death by Customs Officers, due to illegal goods smuggling activities. His name often appears in relation to customs cases over the last decade. A number of his ship’s crew members also often face Customs and Excise charges. On April 17, 2015, he was convicted in connection with the attack on the Regional Office IV of the Directorate of Customs and Excise (Kanwil DJBC) in the Riau Islands Province. He was sentenced to five months in prison. 

Haji Permata was accused because he was thought to be the mastermind of mobilizing hundreds of people to attack the Customs and Excise Office after Customs Officers arrested his ship, which was loaded with illegal goods. Regarding the Haji Permata case, Tohirin commented, “So please understand that in a difficult position like right now, the reason why my friends commit crimes at sea. After Haji Permata’s death, what are his workers going to do? I believe it’s only temporary to survive.”

In contrast to Hamdan and Tohirin, a smuggler based in Batam, Iwan, has a different perception regarding the high number of armed robberies and thefts at sea. According to him, armed robberies will continue due to the high demand for stolen ship spare parts at the Batu Ampar port, Batam. The stolen spare parts are priced far below the official price. He said the demand for stolen spare parts was not only from Indonesia, but increasingly by ships from Singapore and Malaysia. Therefore, according to him, the main items targeted by pirates are engine parts and scrap metal on barges because scrap metal is quite expensive. Batam’s Batu Ampar port is indeed filled with used goods from Singapore.

Regarding the circulation of stolen ship spare parts at the Batu Ampar port, based on our interview with some regional police officers, the police could not move to make arrests. This is due to several issues related to procedure. First, there is no report of loss to the Regional Police so the police don’t have any legal reason to make arrests. Second, the police have to first prove that the goods were stolen because they cannot act based on assumptions. Third, crimes committed in international waters are beyond the authority of the regional police. Moreover, the Riau Islands Regional Police have never been involved in collaborations and discussions concerning crimes at sea. In principle, the police will follow up if there is a report and it is under the authority of the police to handle the problem.

The increasing number of incidents of armed robbery in the border waters of the Riau Islands Province with Singapore and Malaysia is due to a decrease in illegal trading activities between the Riau Islands, Johor, Malaysia, and Singapore. This is due to restrictions on human movement activities to avoid spreading Covid-19. The perpetrators of armed robbery and theft at sea are those who used to carry out illegal activities at sea and are directly affected by the spread of Covid-19. To survive at sea they become perpetrators of armed robbery and theft. The perpetrators of the armed robbery already have their own ecosystem, so it is very unlikely that new criminal actors will be present in the border area without their network knowing. Furthermore, efforts to dismantle the armed robbery network and theft at sea are almost impossible without involving the Riau Islands Regional Police (Polda), especially to be able to dismantle the reservoir for stolen ship engine spare parts circulating in Batam.

Adri Wanto is a PhD Student, Austronesia Studies, Asian-African Institute (AAI), University of Hamburg, Germany.

Endnotes

1. See also https://www.rolandberger.com/en/Insights/Publications/This-crisis-is-different-Comparing-the-coronavirus-crisis-with-the-financial.html accessed 6 September 2021.

2. See also https://dfw.or.id/laut-indonesia-rawan-kejahatan-maritim/ accessed 6 September 2021.

3. The interview was conducted on August 24, 2021 in Tanjungpinang. 

4. The Interview was conducted on August 25, 2021 in Bintan. 

5. The interviewee agreed to be interviewed on the grounds that their name was changed. The interview was conducted on August 26, 2021 in Bintan.

6. he interviewee agreed to be interviewed on the grounds that their name was changed. The interview was conducted on 27 August 2021 in Bintan.

Featured Image: In a demonstration, Indonesian naval forces storm the “hijacked” MT Promise off Batam island in the southern end of the Malacca Strait on May 11, 2012. (Photo by Alphonsus Chern / Singapore Press via AP, file)

Mastering Expeditionary IUU Fisheries Enforcement in the Bahamas

By James Martin and Jasper Campbell

The U.S. Coast Guard has pivoted towards sustained operations in the Western Indo-Pacific Ocean. The Commandant of the Coast Guard, Adm. Karl Schultz, recently outlined significant plans for the region in several speeches and strategic documents.1 The strategy focuses on working with regional partner nations in an effort to “make the United States the partner nation of choice.” Adm. Shultz cites illegal, unreported, and unregulated (IUU) fishing as a chief concern, along with preserving the rules-based order.2 He notes that this paradigm shift, further articulated in the Coast Guard’s IUU Fishing Strategic Outlook, was “not intended to be a counter China Strategy…however China happens to be one of the biggest perpetrators of IUU fishing and IUU fishing is a global threat.”3 This pivot represents one of the most fundamental shifts in missions, one that places them directly in the same conversation as strategic competition.

On its face, the IUU Fishing Strategic Outlook necessitates sustained operations in the far reaches of the Western Pacific. However, in order to achieve the Commandant’s vision for becoming the partner of choice, the Coast Guard only need look 50 miles east of Florida to the Bahamas.4 The Bahamas is an archipelagic nation beleaguered by competing fisheries claims, including some coming from U.S. commercial and recreational fishermen. It presents a ready-made test bed for partner building and enforcing fisheries violations without the tyranny of distance. It has the further benefit of strengthening partnerships with the nation that enjoys the closest maritime boundary to the United States outside of Mexico and Canada, and where Chinese economic influence is finding a foothold.5 It is an environment where small U.S. Coast Guard cutters or “patrol boats” are uniquely suited to sustained law enforcement operations in shallow littorals.

The Problem

The Bahamas is comprised of over 600 banks and cays, stretching some 100,000 square miles.6 Its porous and remote maritime borders are a significant challenge for law enforcement, perhaps the most ready illustration of which is the rampant illegal fishing on the southern edge of the Bahamas by Dominican Republic fishermen.6 Dominican fishermen deploy from large, 150-175-foot long motherships in small dinghies and dive using homemade air compressors to harvest as much lobster, conch, and grouper and snapper species as possible. It is estimated that these illegal poaching ventures return to port with over 70,000 pounds of ill-gotten seafood in a single trip, and that they account for 35% of the known Bahamian lobster export of 12.5 million lobsters per year.7

As many as 65 other foreign countries have commercial fishing fleets that use Dominican ports as a starting point for illegal incursions into Bahamian waters.6 Illegal fishing ventures are often a nexus for other illicit activities, such as human smuggling and narcotics trafficking. In addition to the obvious deleterious economic impacts, IUU fishing precipitates second order economic effects, such as deterring tourism in the southern Bahamas from recreational boaters and anglers who are eager to avoid association with illegal activity.Meanwhile, farther north, a different illegal fishing threat starves the Bahamian economy. The Florida Fish and Wildlife commission estimates that as many as 50 recreational boats per day cross the Florida Straits to the Bahamas.8 Many are well within their rights to catch fish in Bahamian waters and transit back to Florida, provided they have cleared Bahamian customs and abide by specific regulations on how the catch is kept.8 Unfortunately, while most boaters maintain the correct permits and clear customs, in effect, paying the Bahamians their due for harvesting their natural resources, a great many do not.

It is well known in South Florida boating circles that South Florida-based commercial and recreational fishermen shoot across the Florida Straits to remote portions of the Great Bahama Bank, south of Bimini, to fill their coolers. While this perfidy is well known by word of mouth, no official studies on the scope of the problem exist. Consequently, enforcement mechanisms are left wanting. Occasionally, a returning fisherman may run afoul of a Coast Guard cutter on patrol, but most boaters make the 50-70-mile trip completely undetected by Bahamian or U.S. law enforcement. Because of the flagrant violations in the Southern Bahamas, “white collar” fisheries violations in the Northern Bahamas from U.S. citizens go largely unpoliced. With a surface force of merely eleven ships and a workforce operating at one-third capacity due to COVID-19, the Royal Bahamian Defense Force (RBDF) cannot adequately enforce the competing IUU fishing fronts.7,9 Along with debilitating natural disasters, such as Hurricane Dorian in 2018, IUU fishing undermines Bahamian maritime sovereignty and compounds economic fragility.

Becoming the Partner of Choice

While the Coast Guard’s IUU Fishing Strategic Outlook is global in nature, the constructs it will need to employ in order to achieve success have not been tested on a global scale. Capital assets such as the National Security Cutters (NSC) and soon-to-be active Offshore Patrol Cutter (OPC) possess the endurance and crew capacity to support multi-month deployments across affected regions. However, much of the effort required to address IUU fishing will invariably fall on small, capable patrol assets due to the shallow littoral environments that characterize the fishing grounds of the Western Pacific and Oceania. These environments cannot facilitate the same robust logistics chains on which the Coast Guard relies to sustain and maintain cutters in the United States or at its more remote facilities in Bahrain or Guam. Sustained IUU enforcement operations in regions like the Western Pacific require nimble assets such as the Coast Guard’s Fast Response Cutter (FRC) to traverse dense transit and fishing regions. These expeditionary style deployments will likely require refueling and resupplying in under-supported local ports for several months at a time, which can be extremely taxing for both crew and cutter.10

Within this context, it stands to reason that the Coast Guard should look to regional opportunities like the Bahamas to develop the familiarity necessary to adequately support these operations in distant waters. Bahamian waters are ideal for testing the operational schemas on which the Coast Guard will rely to affect successful IUU enforcement operations globally. The first step towards affecting this outcome is to establish a legal framework to allow Coast Guard cutters persistent access to Bahamian waters. A ready framework for this might be the existing Operation Bahamas Turks and Caicos (OPBAT), a multi-agency framework spearheaded by the U.S. Coast Guard that allows Coast Guard aviation assets and other Department of Homeland Security agencies to assist with counter-narcotics, migrant interdictions, and Search and Rescue missions in the Bahamas.11 U.S. Coast Guard cutters would ideally be paired with RBDF ship riders, imbuing them with Bahamian law enforcement authorities. With such authorities, U.S. cutters would be able to conduct routine patrols deep into Bahamian waters to execute IUU fishing enforcement operations. The interception of a September 2020 illegal fishing venture by the Coast Guard and RBDF venture is cause for celebration.12 Despite this success, joint enforcement efforts are sporadic at best. In order to effectively prosecute the IUU fisheries mission, efforts must be sustained and repeatable.

Fortunately, Coast Guard District Seven, encompassing the Southeastern United States, is home to 18, soon-to-be 20 Fast Response Cutters by 2022.13 With 64 planned FRCs, if the IUU fishing demand signal in the Bahamas indicates more are needed, more could be allocated to District Seven. A wealth of assets and short transits will be a boon to addressing illegal activities in the Bahamas and will build the necessary service “muscle memory” for counter IUU operations in archipelagic zones reminiscent of Pacific Island nations. Key Florida Coast Guard hubs in Miami and Key West are a short transit away and could serve as critical risk mitigators, allowing the Coast Guard flexibility to facilitate sustainment deep into Bahamian waters. ‘1.0 Coverage,’ similar to the Coast Guard’s congressional mandate for a high-endurance cutter to be retained in the Bering Sea at all times, could provide a similar force laydown model.14 It would provide enough operational flexibility to identify knowledge gaps and develop tactics in countering the IUU scourge.

This concept of operations can be implemented immediately; the assets necessary are in place and nothing needs to be procured. The only necessary action item is reaching a memorandum of understanding with the Bahamian government to allow cutters access to their territorial waters. There are, of course, objectors to the Coast Guard’s presence in the Western Indo-Pacific, whether because of imperialist optics or the notion that the Coast Guard should focus on guarding U.S. coasts instead of worrying about other nation’s problems.15 However, at a fundamental level, shoring up the maritime sovereignty of Western Indo-Pacific nations only strengthens U.S. national security in the region. If predatory distance water fleets are allowed to make wanton incursions into territorial waters to harvest a country’s natural resources, it undermines their sovereignty and exacerbates food insecurity. Further, it normalizes illegal behavior.

This same thinking applies to the Bahamas. By helping Bahamians shore up their maritime sovereignty with IUU fishing initiatives spearheaded by the Coast Guard, the United States will have a stabilizing effect on the Bahamian economy and security. Due to the persistent presence counter IUU operations require, they will have second order effects in deterring other illegal activities that the Coast Guard has expertise in prosecuting, such as counter narcotics trafficking and human smuggling. The United States has a vested interest in discouraging these illegal activities before they are able to proliferate through the perforated banks and cays that comprise the Bahamas. These illegal ventures make their way to the Western Bahamas, where detection windows are drastically reduced; only a 50-70 mile run across the Florida straits separates the United States from the Bahamas. The third order effects of “harvesting an easy win” in the Bahamas is that it infuses Coast Guard activities in the Western Indo-Pacific with legitimacy, bolstered by obvious and replicable success close to home.

Conclusion

With the specter of strategic competition, the mandate of the Coast Guard’s IUU Fishing Strategic Outlook requires expertise not only in the distant waters of the Western Indo-Pacific but also much closer to home in the Caribbean basin. In the Bahamas, the U.S. Coast Guard can establish a proof of concept in executing counter IUU operations without contending with the tyranny of distance or a lack of assets. This approach will deter illegal maritime activity in a nation that shares a porous maritime border with the United States, shoring up Bahamian maritime sovereignty while bolstering U.S. national security. If the Coast Guard spearheads a counter IUU fishing initiative in the Bahamas, competitors and allies alike will soon be put on notice that the Coast Guard has mastered expeditionary IUU fisheries enforcement.

Lieutenant James Martin is a Coast Guard Cutterman who has served aboard three Coast Guard cutters, including as commanding officer of the USCGC Ibis (WPB-87338). He holds a bachelor’s degree with honors in naval architecture and marine engineering from the U.S. Coast Guard Academy.

Lieutenant Jasper Campbell served on active duty for six years in the afloat and C5Icommunities. He is currently on a sabbatical, launching a technology startup, and hopes to return to sea in 2023 upon resuming active duty. He holds a bachelor’s degree in electrical engineering from the U.S. Coast Guard Academy.

References

1. https://www.forbes.com/sites/craighooper/2020/09/27/in-a-new-initiative-the-us-coast-guard-targets-illegal-fishing/

2. https://www.uscg.mil/Portals/0/Images/iuu/IUU_Strategic_Outlook_2020_FINAL.pdf

3. https://cimsec.org/sea-control-219-uscg-commandant-admiral-karl-schultz/?utm_source=feedburner&utm_medium=feed&utm_campaign=Feed%3A+Sea-Control-CIMSEC+%28Sea+Control%29

4. https://warontherocks.com/2021/10/the-bahamas-a-close-but-unfamiliar-u-s-partner/

5. https://scholarship.law.duke.edu/delpf/vol28/iss2/5/

6. http://rbdf.gov.bs/wp-content/uploads/2021/02/Maritime-Security-Plan-2021.pdf

7. https://ideas.ted.com/an-encounter-with-poachers-in-the-bahamas/

8.https://myfwc.com/fishing/saltwater/recreational/bahamas/

9.  https://www.damen.com/en/news/2013/04/patrol_vessels_for_royal_bahamas_defence_force

10. https://content.govdelivery.com/accounts/USDHSCG/bulletins/2a93090

11. https://www.dea.gov/press-releases/2015/09/09/opbat-assists-25-million-drug-bust-bahamas

12. https://www.atlanticarea.uscg.mil/Our-Organization/District-7/Units/

13. https://www.dhs.gov/sites/default/files/publications/United%20States%20Coast%20Guard%20-%20Bering%20Sea%20and%20Arctic%20Region%20Coverage_0.pdf

14. https://blog.usni.org/posts/2020/09/21/the-u-s-coast-guard-should-guard-the-u-s-coasts

Featured image: the U.S. Coast Guard and Royal Bahamas Defence Force crew interdict two Dominican Republic-flagged ships illegally fishing off Diamond Point, Great Bahama Bank, September 17, 2020. (Credit: Royal Bahamas Defence Forces)

Fostering the Discussion on Securing the Seas.