Category Archives: Indo-Asia-Pacific

Indo-Asia-Pacific

Strategic Convergence and Prospects for Indo-Israeli-U.S. Maritime Cooperation

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By Harry Halem

Introduction

This past January, Benjamin Netanyahu undertook a high-profile visit to India, becoming the second Israeli Prime Minister to travel to the country. Accompanied by a 130-member delegation, Netanyahu’s trip included a stay in New Delhi, and visits to the Taj Mahal, Mahatma Gandhi’s grave, and Gandhi’s home in the state of Gujrat. The personal relationship between Netanyahu and his Indian counterpart, Narendra Modi, seems extremely strong – in a distinct break from protocol, Modi greeted Netanyahu at the airport, an honor denied to the popular Canadian Prime Minister Justin Trudeau during his visit a month later.

Netanyahu and Modi’s strong personal relationship indicates the growing closeness of Indo-Israeli relations. While India opened an embassy in Tel Aviv only 26 years ago, since the two countries have engaged in growing levels of trade and military cooperation – the present diplomatic evolution simply reflects underlying trends. Since 1992, India has also engaged in a sustained rapprochement with the United States. Tacitly aligned with the Soviet Union during the Cold War, the USSR’s collapse revolutionized India’s strategic situation, and has resulted in progressively improving relations with the U.S., despite multiple hiccups along the way.

Strategic trends dictate growing areas of cooperation between India, the U.S., and Israel, particularly in the maritime sphere. As such, U.S. policymakers are faced with the unique opportunity of being able to forge an alliance with a major power that could revolutionize American security architecture in the Near East and Indian Ocean. Despite the potential points of Indo-American and Indo-Israeli friction that remain, Washington can use the relationship between its critical Near Eastern ally and New Delhi to actualize the full potential of this partnership.

The Development of Indian Foreign Policy – Non-Alignment to Balancing

India’s shifting policy toward the West is the culmination of steady changes in India’s approach toward the external world since its independence in 1947. Despite its initial war with Pakistan, India faced few external threats during its first decade of independent existence. Its armed forces were employed internally, enabling the absorption of reticent enclaves into the fledgling Republic. Jawaharlal Nehru, India’s first Prime Minister, embarked upon an anticolonial foreign policy, using India’s ostensible moral capital to build links with other nations emerging from their colonial pasts.

The outbreak of war with China in 1962, therefore, was a distinct shock for the Indian governing establishment. Up until that point, China had been viewed as a Marxist brother in arms – Nehru hoped to anchor Indian foreign policy on cooperation with China, and use the combined authority of the two formerly colonial powers to remain independent from the Cold War. Despite its border dispute with China, the PRC’s invasion across the McMahon Line and into Ladakh was utterly unanticipated. Not only were India’s armed forces unprepared for conflict in Jammu and Kashmir’s harsh mountain conditions against the more experienced People’s Liberation Army, China also executed its offensive concurrent with the Cuban Missile Crisis, ensuring that neither Washington nor Moscow could properly focus on the region and lend New Delhi support until after Beijing consolidated its initial gains.

Borders and territories disputed by China and India today. (Graphic News)

Following the Sino-Indian War, India’s foreign policy shifted away from its idealistic roots. However, relations between India and the West remained chilled, particularly over America’s persistent support for Pakistan, a critical facilitator in Nixon and Kissinger’s attempts to realign China during the early 1970s. Ideologically, the socialist, anti-Imperialist Indian National Congress (INC), which dominated Indian politics until the late 1970s, found the Soviet Union to be a more amenable partner than the United States, with its capitalist ideology and close relationship with Britain and other former colonial European powers, while the Kremlin had a progressively increasing interest in balancing China as relations cooled and animosity increased from Stalin’s death onward. India’s relationship with Israel was similarly frigid, albeit for more pragmatic reasons. India initially refused to recognize Israel, and remained wary of appearing too close to the Jewish state despite recognition in 1950. Indian politicians feared the response of the significant Muslim minority population if New Delhi formally opened an embassy in Tel Aviv. Moreover, India was dependent upon Israel’s Arab adversaries for energy supplies, relied on the Persian Gulf states to maintain Indian foreign exchange reserves, and significantly benefited from the productivity of Indian nationals working in the Near East. Formally engaging with Israel would therefore have risked Indian economic and energy security.

The Cold War’s conclusion was a major turning point for Indo-Israeli and Indo-American relations. INC progressively lost its political monopoly from Indira Gandhi’s ouster in 1977 after unprecedented centralization. By 1989, India’s political environment had become much more balanced, with various opposition parties, namely the Bharatiya Janata Party (BJP) and its affiliates challenging long-standing socialist economic policies, and implementing free market reforms. American loans underwrote India’s market liberalization. The U.S. also identified India as a potential defense export market, and gradually increased technological transfers. More notably, the U.S. Navy began its Malabar exercises with its Indian counterpart in 1992, explicitly focusing on rehearsing combat operations, rather than non-wartime activities. Indo-American relations then cooled in 1998 when the Clinton administration sanctioned India for its nuclear testing. However, President Clinton quickly abandoned his sanctions policy, while President Bush identified India as a critical potential partner in the Global War on Terror after the September 11th Attacks. The Malabar naval exercises have continued to increase in scope, while Indian Navy and U.S. Navy ships cooperate on antipiracy, counterterrorism, and other maritime patrol missions in the Indian Ocean.

Indo-Israeli relations also progressively thawed. India opened an embassy in Tel Aviv in 1992. Economic relations have flourished since, while India and Israel also have a progressively expanding security relationship. Indian forces have participated in training exercises in Israel, while Israeli defense companies sell advanced technologies to the Indian military – India has used Israeli drones to offset the advantages of its regional rivals. Increased state visits demonstrate the strength of this relationship: the Netanyahu-Modi visits are only the most recent of a rising number of high-profile diplomatic exchanges. Additionally, significant are changes in Indian rhetoric. In the 2014 Gaza War, India broke with its previous strong condemnation of Israeli action in the Palestinian territories, instead blaming both parties for the conflict, and calling upon the Israel Defense Forces (IDF) to limit civilian casualties. This reflects a broader attempt to “de-hyphenate” Indo-Israeli relations: New Delhi wishes to build an independent relationship with Tel Aviv, regardless of the Palestinian issue. One can only expect this cooperation to increase in the future.

The Strategic Roots of Cooperation

Policymakers rarely have the opportunity to forge new, lasting alliances. The uncertainty of the international environment makes ensuring sustained cooperation difficult, particularly among great powers – a cursory observation of Sino-Russo-American relations from 1945 to the present indicates this fact. However, the clear confluence of interests between India, Israel, and the United States makes the potential for cooperation extremely high, particularly in the maritime domain.

The U.S. and Israel have clear shared interests in the Eastern Mediterranean, Arabian Gulf, and Indian Ocean. Both require Near Eastern stability to advance their interests. The Islamic Republic of Iran is presently the greatest regional threat to both of their goals. Iranian influence in Iraq, Syria, and Lebanon poses a physical threat to Israeli security through irregular assets like Hezbollah and their missile capabilities, or, potentially in the future, a direct threat from conventional ground forces. Iranian expansion in the Indian Ocean also threatens the U.S.’ ability to impose a “far blockade” on China in the event of conflict by attempting to closing the Strait of Hormuz and pressure American sea lines of communication running from the Near East to the Western Pacific. Hence, Israel and the U.S. have a clear joint interest in ensuring their control over the Eastern Mediterranean and Indian Ocean.

India and the U.S. also share a critical interest concerning China. China is a blatant threat to India’s sphere of influence in South Asia. The Doklam Crisis is only the most recent evidence of Chinese encroachment on Indian or Indian allied borders, while China’s hedging strategy involves supporting India’s chief rival, Pakistan. India is the only regional actor that can offer China significant resistance without external support. The qualitatively sophisticated JSDF and Taiwanese militaries are too small to sustainably challenge the PLA absent American aid, while the Vietnamese and Philippine Armed Forces are qualitatively and quantitatively outmatched. India’s active military ranks only behind China’s numerically, while if reserves and paramilitary groups are included, the Indian Armed Forces could field nearly two million more personnel than the PLA. Moreover, as a nuclear-armed state, India can limit Chinese escalatory options in a way no other regional power can. However, India’s military is outmatched by the PLA. The PLAAF fields more combat aircraft than its Indian counterpart, and faces only three substantial regional threats aside from India – the Taiwanese Air Force, Japanese Air Self Defense Forces, and Republic of Korea Air Force (assuming the ROK is not tied down in some fashion by North Korea either through conflict or deterrence requirements) while the Indians will need to divert forces to deterring or fighting Pakistan’s Air Force in any conflict. At sea, the PLAN outmatches the Indian Navy. The PLAN’s two STOBAR carriers’ air wings match the INS Vikramaditya’s in size, while it outnumbers India in every surface combatant category. In the near future, the Indian Navy could face as much as a one-to-four disadvantage in a conflict with the PLAN. Nevertheless, India has a commanding geographic position over the approaches to and from the South China Sea, and can use both naval forces and land-based maritime patrol craft to prevent PLAN surface combatants from entering the Indian Ocean. Considering concurrent American interest in countering China’s rise, formalized cooperation between the U.S. and India would significantly improve the relative position of both countries in the Indian Ocean and South Pacific.

Israel and India also share a number of direct interests outside of their present economic and military transactions. Israel is not directly threatened by China – indeed, Israeli companies have sold the PLA military technology – while India relies on Iran for a significant portion of its energy imports. However, both have a clear interest in Indian Ocean maritime security. Chinese patrols in the Indian Ocean could pressure Indian supply lines, while China’s growing economic relationship with Iran could allow it to diplomatically leverage the Islamic Republic into choking off its oil flows to New Delhi. Israel, alternatively, would be unable to respond to Chinese submarine harassment of Israeli shipping in the Indian Ocean. Despite the IDF’s military sophistication, it lacks a blue water navy, and small powers remain at the mercy of larger adversaries in conflict absent a great power partner. Additionally, damage inflicted upon the Indian economy would harm Israel’s own productivity: Israel has a clear interest in ensuring India remains insulated from Chinese economic pressure. Finally, Israel could benefit from the ability to pressure Iran from the Indian Ocean, rather than simply overland. The U.S. Navy’s current presence in the Arabian Gulf allows for greater Israeli freedom of action on land. However, Israel would benefit from having its own naval forces, giving it the ability to act more independently.

These bilateral interests cohere into a broader whole. India, Israel, and the U.S. would all benefit from a more formal maritime arrangement in the Indian Ocean, while each nation would directly or indirectly benefit from the increases to the others’ security. These overlapping strategic interests are reinforced by the broader desire of all three potential partners to combat terrorism and respond to Islamic extremist organizations. With the roots for cooperation evidently existing, one must understand how to leverage this into a more explicit framework.

Future Steps to Facilitate Cooperation

Despite the clear cooperative potential between India, the U.S., and Israel, actualizing cooperation is a difficult task. Israel would likely be hesitant to be drawn into a formalized security architecture that would commit it to defending tangential interests with force, while India would reasonably be wary of jeopardizing relations with Iran, and by extension its access to oil. Nevertheless, American policymakers can take several steps to increase cooperation and lay the groundwork for a broader Mediterranean-Indo-Pacific security architecture that can respond to increasing Chinese, Russian, and Iranian southward pressure. Four specific policy recommendations can actualize this cooperation.

First, the U.S. should consider inviting the Israeli Navy to future iterations of the Malabar Exercises. Israel’s participation at Malabar would be a public way to signal Indo-Israeli cooperation, without Israel making any formal commitments in the Indian Ocean. Ensuring the stability of military-to-military contacts between the IDF and Indian Armed Forces will help insulate the security relationship between Israel and India despite changes in administration. Other joint training exercises are possible, and would be beneficial. India already sends fighter aircraft and Special Operations Forces units to Israel for various activities – America’s CENTCOM military forces could engage in exercises along their IDF and Indian Armed Forces counterparts.

Adm RK Dhowan CNS exchanging the memento with VAdm Ram Rutberg Commander-in-Chief, Israeli Navy at IHQ MoD, New Delhi. (Indian Navy photo)

Second, the U.S. can encourage further defense cooperation by making a concerted effort to win over the Indian market. The Indian military largely uses Soviet and Russian equipment. All but six percent of the Indian Army’s main battle tanks, and 20 percent of its combat aircraft, are Russian made or designed. Two-thirds of the Indian Navy’s attack submarine fleet, and slightly under half of its large surface combatant fleet of guided missile destroyers and frigates were produced in Russian shipyards. The U.S.’ high-cost systems, and Israel’s smaller industrial base, makes it difficult to imagine either one of them singlehandedly crowding out Russian production. But at least when it comes to surface combatants, one could envision Israeli or American ships being increasingly represented in the Indian fleet, with Israeli and American-designed small surface combatants competing for purchase. Moreover, the Indian Navy’s undersized submarine fleet offers U.S. producers an opportunity to revive diesel-electric submarines, and produce cheaper platforms to counter growing Chinese numerical superiority. Just as the British shipbuilding industry benefited from building capital ships and surface combatants for foreign nations before the Great War, American shipyards could help expand and maintain critical wartime capacity by producing warships for friendly and allied foreign powers. This could extend to IDF and American tanks and other armored vehicles replacing Soviet and Russian alternatives. Israel’s unmanned expertise is a critical facilitating factor. The Indian Air Force already uses Israeli UAV’s, namely the IAI Harop, a loitering munition, the IAI Searcher, a light scout platform, and the IAI Heron, a MALE reconnaissance and strike UCAV. Not only will demand for these sorts of platforms grow, as armed forces globally develop their understanding of teaming between manned and unmanned assets, but increases in AI technology will likely lead to a fully unmanned fighter aircraft in the next two to three decades. India, the U.S., and Israel would all benefit from research and production of such platforms – or risk being left behind by their Russian and Chinese rivals, who are undoubtedly engaging in developing those capabilities.

Third, American diplomacy can help decrease Iran’s role in India’s energy supply by leveraging energy supplies in the Eastern Mediterranean’s Leviathan Gas Field and other neighboring energy deposits. Current exploration indicates that these newly-discovered Eastern Mediterranean resource deposits contain upwards of 16.5 trillion cubic feet of gasoline. Combined with an increase in already high exports from Saudi Arabia, and a concerted effort to export North American oil and natural gas to India, the U.S. can decrease the proportion of India’s Iranian energy imports, and thereby give India the ability to more openly cooperate with the U.S. and Israel by lessening energy security risks.

Fourth, the U.S. should explore political and military relationships with India to increase security in the Indian Ocean. The present Indo-American relationship is remarkably similar to the early stages of Anglo-French cooperation before the First World War. The 1912 Anglo-French Naval Convention, in which Britain offered to secure the North Sea and France’s Atlantic coastline in return for France’s safeguarding of British interests in the Mediterranean, allowed Britain to concentrate its forces against the Imperial German Kaiserlichmarine while maintaining a degree of security in other global chokepoints. Even if implemented successfully, the PLAN will outnumber the U.S. Navy by nearly 150 ships in 2030, and could outnumber the U.S. Navy as early as 2020, and has nearly achieved numerical surface combatant parity today. Most dangerously, between 2025 and 2035, the U.S. Navy’s ship numbers will hover between 310 and 320 – such a disparity increases potential instability Absent a colossal shipbuilding program, the U.S. Navy’s only hope for parity will involve transferring the vast majority of American combat power to the Pacific, while easing force commitments elsewhere. Turning Indian Ocean and Arabian security over to the Indian Navy, in return for American guarantees to protect shared Indo-American interests in the South and East China Seas, may therefore be a preferable solution. At a minimum, the U.S. should consider joint basing arrangements with Indian facilities in the Southern and Western Indian Oceans, replicating the Royal Navy’s commanding position in the Indian Ocean during the Second World War. Israel could also benefit from such an arrangement – its submarines could refuel and resupply from Indian bases, or Indian support ships, enabling more consistent presence on Iran’s southern flank.

Conclusion – Forging the Strategic Relationship

Seldom does the international environment explicitly conform to the goals of high policy. Sophisticated strategies can easily unravel when they encounter certain facts on the ground. However, this makes identifying the points where a state can exert its influence even more critical. The confluence of interests between Israel, India, and the U.S. creates such a situation. With proper American policy action, the U.S. can effectively further its interests in the Near East, Indian Ocean, and Western Pacific, and potentially build a lasting partnership that stabilizes critical regions stretching from Cyprus to Ceylon.

Harry Halem is an undergraduate at the University of St Andrews studying International Relations and Philosophy. He welcomes your comments at hh66@st-andrews.ac.uk. 

Featured Image: Prime Minister Benjamin Netanyahu and his Indian counterpart Narendra Modi shake hands at a joint press conference in the president’s house in New Delhi, India, on January 15, 2018. (Avi Ohayon/GPO)

Indo-Asia-Pacific

India and the South China Sea

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This article originally was originally featured by the Centre on Asia and Globalisation and is republished with permission. Read it in its original form here.

By Byron Chong

The ongoing disputes in the South China Sea (SCS) have been regarded as one of the most enduring and complicated regional conflicts in the Asia-Pacific. The disputes involve China along with several states in the region and encompass issues such as overlapping territorial claims and access to critical resources like energy and fisheries. Within this turbulent environment, India has been expanding its influence through implementing its Look East Policy (LEP). This has not been taken well by China, who has for years tried to curb New Delhi’s growing involvement in the SCS. India’s decision to involve itself in such a complex environment, even at the risk of provoking its giant neighbor, demonstrates the significance it places on the region and its sea lanes.

The SCS is located in a region of great strategic interest for India. Geographically, it connects the Indian Ocean and the East China Sea via the Malacca Straits, which is one of the busiest sea lanes in the world. This important waterway serves as a vital economic artery for the South Asian state. Up to 97 percent of India’s total international trade volume is sea-borne, half of which, passes through the straits. In addition, the Association of Southeast Asian Nations (ASEAN) constitutes one of India’s largest trade partners, with total trade valued at $71 billion in 2016/2017.

Energy is another component of India’s interest in the SCS. In 2015, India became the third largest oil consumer in the world, with industry experts predicting that its energy consumption would continue to grow by 4.2 percent annually. Already importing up to 80 percent of its total oil requirements, India will likely need to secure new energy sources as domestic demand rises. The potential energy deposits in the SCS have thus drawn New Delhi’s attention. In 2013, the U.S. Energy Information Administration (EIA) estimated the region to contain up to 11 billion barrels of oil and 190 trillion cubic feet of natural gas in reserves. As such, India has been continually involved in offshore energy development projects in the SCS since the early 1990s, bidding for new oil and gas blocks and conducting oil exploration in the region.

The region’s economic importance translates into national security interests for New Delhi. With half of its maritime trade passing through the Malacca Straits, any instability in the SCS would adversely affect the shipping lanes and have a knock-on effect on India’s economy. Similarly, should a potentially hostile power come to control this region, it could threaten India’s access to this vital waterway. New Delhi’s involvement in the SCS thus, focuses on three objectives. First, to ensure peace and stability in the region and keep the vital sea lanes open; second, to maintain cordial relations with regional powers; and third, to ensure that no potentially aggressive external power comes to dominate the region.

Through the LEP, New Delhi has pursued these objectives by seeking to intensify its engagement with ASEAN states. Besides increased economic engagement, strategic cooperation was expanded through joint naval exercises, generous lines of credit, military training, and sales of military hardware with regional states. Moreover, the enhanced presence of Indian military assets in the area not only served to protect the sea lanes, but also provided ‘domain awareness’ of potential regional developments.

Engagement also served to counter China’s growing influence in the region. India’s relationship with its giant neighbor has been difficult and tenuous. Both sides have been embroiled in a long, ongoing border dispute that resulted in a war in 1962 and till today remains a source of tension that has resulted in occasional crises. This has perpetuated the sense of suspicion and mistrust between the two. As the Doklam standoff in 2017 shows, conflict between the two sides remains a very real prospect. Hence, from New Delhi’s perspective, it is imperative that the SCS does not turn into a ‘Chinese lake.’

Managing the region’s competing territorial disputes has required shrewd diplomatic awareness and delicate balancing from India. On one hand, the South Asian state wants to maintain friendly relations with the various SCS claimants; on the other, it has to avoid excessively provoking its Chinese neighbor. In New Delhi’s view, while activities such as energy exploration and weapon sales to the region would incur Beijing’s disapproval, such ventures are unlikely to instigate anything more than a verbal response from the Chinese. Taking a stand on the territorial disputes is another matter. China has repeatedly described the SCS as a “core interest”, indicating its willingness to use force to protect its claims. Thus, India’s stand on the issue has been one of deliberate ambiguity – not favoring any one side, but instead advocating freedom of navigation and peaceful resolution of disputes in accordance with international law, including the United Nations Convention on the Law of the Sea (UNCLOS). On the South China Sea Arbitration ruling in 2016, India, which had not taken sides in the dispute, urged all parties to respect and uphold the verdict of the UNCLOS-based tribunal.

Recent developments in the SCS, however, have been a source of concern for New Delhi. China, which lays claim to 85 percent of the contested region, has been reclaiming and militarizing features in its possession. Between 2013 and 2016, China was reported to have reclaimed seven islands and built military installations including airfields, radar systems and missile bases on its reclaimed possessions in the area. Furthermore, Chinese vessels in the area have been known to act aggressively, harassing and intimidating vessels of other nations into steering clear of islands they claim. In response, other SCS claimants have also begun augmenting their deterrence capabilities on their islands with infrastructure such as coastal defenses, airfields and surveillance systems. Rather than peace, such actions have generated tension and destabilized the region.

Even the United States (US), once a strong proponent for ‘freedom of navigation’ in the region, has been of little help to India. During his first year in office, President Trump failed to show any willingness to challenge Beijing over its behavior in the SCS. The new administration seemed to lack a clear policy towards the SCS, choosing to focus its attention instead on North Korea. More recently however, there are signs that change may be on the horizon. In late 2017, the once dormant Quadrilateral Security Dialogue – a defense partnership involving the U.S., Japan, India and Australia – made a sudden comeback, indicating the growing unease over China’s rise. The recently unveiled U.S. military strategy also indicates a shift in focus back towards China and Russia. While it is too early to tell how well this plan will be carried out under this administration, the U.S. is likely to seek closer ties with India as a counterweight to China’s regional dominance. Furthermore, it may also signal Washington’s renewed interest to check Beijing’s behavior in the SCS.

What does the future hold for the SCS? New Delhi’s decision to recently host all ten ASEAN heads of state shows its intention to buckle down on its policy of strengthening ties with the region. Beijing’s policy in the SCS also seems unlikely to change. It has already swung the opinion of states like Malaysia and the Philippines, who have since softened their stances, and chosen to focus on cooperation with the Asian giant. With or without the U.S., India will have to continue to strengthen its ties with the region and play a part in managing its turbulent waters.

Byron Chong is a Research Assistant at the Centre on Asia & Globalisation in the Lee Kuan Yew School of Public Policy. He graduated from the S. Rajaratnam School of International Studies with a Masters in Strategic Studies. His research interests focus on Sino-Indian relations and international security in Asia.

The views expressed in the article are solely those of the author and do not necessarily reflect the position or policy of the Lee Kuan Yew School of Public Policy or the National University of Singapore.

Featured Image: As part of the ongoing sea trials, the first indigenously built, Scorpene class submarine Kalvari undertook it’s first torpedo firing on 26 May 2017. (Wikimedia Commons)

Indo-Asia-Pacific

Call for Input: A Code of Conduct for the Indian Ocean

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By Ambassador Bernard Goonetilleke and Admiral Dr. Jayanath Colombage

The Indian Ocean

The economic, strategic, and ultimately political importance of the Indian Ocean has been recognized for centuries. Mariners from Arabia, East Asia, and the Pacific, while plying their trade, studied weather patterns in the Indian Ocean and explored and traversed it regularly, laying the foundation of the rules of orderly maritime conduct. Intrepid mariners from Europe ventured through the Indian Ocean to the furthest reaches of East Asia and the Pacific in search of spices, as well as land and treasure to be acquired for their patrons, adding to the corpus of rules and practices that would become, over time, the Law of the Sea.

Today, the countries surrounding the Indian Ocean are home to some 2.7 billion people, or some 35 percent of the world’s population. The Indian Ocean provides vital access to the powerful economies of South Asia, East, and Southeast Asia, including supplies of energy from countries of the Persian Gulf and Africa. Some 70 percent of world trade and 50 percent of crude oil reaches their destinations through the Indian Ocean. More than 80 percent of the world’s maritime trade in crude oil passes through the chokepoints of the Indian Ocean, with 40 percent passing through the Strait of Hormuz, 8 percent via the Bab el-Mandeb, and 35 percent through the Straits of Malacca. 

Sri Lanka and the Indian Ocean

Sri Lanka’s geographically central location and its proximity to the major sea routes traversing the Indian Ocean may have inspired the nation’s political leaders to be proactive in initiating, from time to time, imaginative and broadly conservationist measures to protect and preserve this Ocean’s resources, as well as their concern that peace, order, and good governance be maintained among the communities that surround it to promote their well-being.

Thus, in 1971, at the initiative of Sri Lanka’s Prime Minister Sirima Bandaranaike, later joined by the President of Tanzania, the United Nations General Assembly declared:

“The Indian Ocean, within limits to be determined together with the air space above and the ocean floor subjacent thereto … designated for all time as a Zone of Peace.” (A/RES/2832 (XXVI)

Adopted by the General Assembly at its 26th Session by a vote of 61 in favor and none against, but with some 55 abstentions, the Declaration called on the “great Powers” (a) to halt further escalation and expansion of their “military presence” in the Indian Ocean, and (b) to remove from the Indian Ocean all fixed elements of their rivalry, such as military bases, installations and logistical supply facilities, and even warships and aircraft, to the extent that they were intended to maintain a “military presence” in the area, and were not merely in transit on their lawful occasions. Implementation of the Declaration was to be through conclusion of an international agreement that would include (1) prohibition of the use of ships and aircraft against the littoral and hinterland States of the Indian Ocean in contravention of the U.N. Charter; and (2) guarantee the right of ships and aircraft of all nations, whether military or other, “free and unimpeded” use of the Indian Ocean and its airspace in accordance with international law. Efforts to implement the Declaration by its proponents supported by the Non-Aligned Group and some other States continued within the U.N. General Assembly until by the close of the Twentieth Century. Since then, such efforts seemed to have lost all momentum.

While the “great power rivalry” that caused concern in the 1970s might have receded, new developments of concern and the prevalence of illegal and criminal activity in the Indian Ocean moved President Maithripala Sirisena, when addressing the States of the Indian Ocean Rim at the Group’s Twentieth Anniversary Meeting in Jakarta in March 2017, to call on them to work out a stable legal framework that would put an end to trafficking of illicit drugs and other criminal activity in the Indian Ocean, while maintaining freedom of navigation in accordance with international law.

In February 2017, Prime Minister Ranil Wickremesinghe, in an address at Deakin University in Australia, expressed concern that the post-Cold War multi-polar world had brought about “A massive transition of economic and military power to Asia within the Indian Ocean and the Pacific” and he concluded that, “the global political order, which produced the United Nations Convention on the Law of the Sea, is radically different from the current global dynamics…” He warned that “current agreement ambiguities could generate global economic disruption,” and said “The ideal solution for the Indian Ocean is for all parties to agree on a code of conduct for military vessels traversing the Indian Ocean” and that “the Code on the Freedom of Navigation in the Indian Ocean must include an effective and realistic mechanism on dispute resolution…” He concluded saying “any agreement, also needed to recognize the escalation in human smuggling, illicit drug trafficking and the relatively new phenomenon of maritime terrorism.”

The need to keep the vital sea lanes open for all and to maintain peace and stability in the Indian Ocean Region, and ensure the right of all states to the freedom of navigation and overflight, was expressed by Prime Minister Wickremesinghe once again at the 2nd Indian Ocean Conference held in Colombo in September 2017.

Meanwhile, at the same event, the Indian External Affairs Minister Sushma Swaraj said “The Indian Ocean is prone to non-traditional security threats like piracy, smuggling, maritime terrorism, illegal fishing, and trafficking of humans and narcotics. We realize that to effectively combat transnational security challenges across the Indian Ocean, including those posed by non-state actors, it is important to develop a security architecture that strengthens the culture of cooperation and collective action.” 

While waiting for further developments in the South China Sea negotiations between the ASEAN and China, as well as negotiations between the U.S and China relating to safety in the air and maritime encounters that could serve as inspiration to the 21 States currently members of IORA, the Pathfinder Foundation offers herewith a preliminary draft of a Code of Conduct aimed at organizing cooperative efforts to take action to meet security challenges in the Indian Ocean, including those posed by non-state actors. The draft which, where appropriate, follows the structure of Codes of Conduct designed for East Africa (Djibouti Code of Conduct) and West Africa (Yaoundé Code of Conduct) concluded under the auspices of IMO, is offered for review and comment.

View the draft Code of Conduct below or download here. Please submit your input and recommendations to indolankainitiatives@mmblgroup.com.

Pathfinder Foundation Indian Ocean Code of Conduct

A “Code of Conduct,” as commonly conceived, is not a legally binding document, but would prescribe rules to be observed in organizing cooperation in the pursuit of a common set of objectives. It should be noted that, in contrast, the U.N. Convention on the Law of the Sea which is legally binding on States Parties to it, include the States participating in the Indian Ocean Rim Association (IORA). The Pathfinder Foundation commenced the New Year by inaugurating its Centre for the Law of the Sea (CLS) in Colombo, Sri Lanka. The draft Code of Conduct for the Indian Ocean was created to assist consideration of the idea by the 21 littoral States members of the ‘Indian Ocean Rim Association’ (IORA).

Through an inclusive process and cooperative engagement, a Code of Conduct may be devised and disseminated to further enhance peace and prosperity in the Indian Ocean. 

A graduate in History and post graduate in International Relations (The Hague), Bernard Goonetilleke spent nearly four decades as an officer of the Sri Lanka Foreign Service.  He took over the post of chairmanship of Sri Lanka Institute of Tourism and Hotel Management (SLITHM) in August 2008 and later appointed as Chairman of Sri Lanka Tourism Development Authority (SLTDA) and Sri Lanka Tourism Promotion Bureau (SLTPB) with effect from November and December 2008, respectively until February 2010. His career as a Foreign Service officer began in 1970 and has included postings to Sri Lanka diplomatic missions in Kuala Lumpur, New York, Bangkok, Washington D.C., Geneva and Beijing. He held several positions in the Ministry of Foreign Affairs including Director General (Multilateral Affairs) (1997-2000) and ending as Secretary, Ministry of Foreign Affairs (2003-2004). During his career, he served as Permanent Representative of Sri Lanka to the UN in Geneva (1992-1997), during which period he was concurrently accredited to the Holy See and as Permanent Representative of Sri Lanka to the United Nations in Vienna.  Later he served as Sri Lanka’s Ambassador to the People’s Republic of China (2000-2003), during which assignment he was concurrently accredited as Ambassador to the People’s Republic of Mongolia and the Democratic People’s Republic of Korea.  He also served as Acting Permanent Representative of Sri Lanka to the UN in New York (2004-2005) and ended his diplomatic career as Ambassador to the United States of America (2005-2008). Following the signing of the Ceasefire Agreement between the Government and the LTTE in 2002, he headed the Secretariat as Director General of the Secretariat for Coordinating the Peace Process (SCOPP) and functioned as one of the four members of the government negotiating team. Mr. Goonetilleke functions as Chairperson of the Pathfinder Foundation since 2010.

Admiral (Dr.) Jayanath Colombage is a former chief of Sri Lanka navy who retired after an active service of 37 years as a four-star Admiral. He is a highly decorated officer for gallantry and distinguished service. He is a graduate of Defence Services Staff College in India and Royal College of Defence Studies, UK. He holds a PhD from General Sir John Kotelawala Defence University. He also holds MSc on defence and strategic studies from Madras university and MA on International Studies from Kings college, London. He is a visiting lecturer at the University of Colombo, Defence Services Command and Staff college (Sri Lanka), Kotelawala Defence University, Bandaranaike Center for International Studies and Bandaranaike International Diplomatic Training Institute. He was the former Chairman of Sri Lanka Shipping Corporation and an adviser to the President of Sri Lanka on maritime affairs. He is a Fellow of Nautical Institute, London UK. Admiral Colombage is currently the Director of the Centre for Indo- Lanka Initiatives of the Pathfinder Foundation. He is also a member of the Advisory council of the ‘Institute of National Security Studies Sri Lanka.’ And a Guest Professor at Sichuan University in China.

Featured Image: 1941 map of Indian Ocean (National Geographic)

Indo-Asia-Pacific

How Australia’s Maritime Strategy and Partnerships in the Indo-Pacific Upset China

1 Comment

By David Scott

Introduction

On 4 September 2017, an Australian naval task group departed from Sydney  and embarked on a unique deployment called Indo-Pacific Endeavour 2017 to participate in a series of key naval exercises with a variety of partners in the Indian Ocean, the South China Sea and the Pacific – i.e. the Indo-Pacific. Its commander, Jonathan Earley, oversaw six ships and over 1300 personnel, making it the largest coordinated task group from Australia to deploy to the region since the early 1980s.

The immediate purposes of the exercise were given by the Australian Department of Defence as two-fold; namely soft security “focused on demonstrating the ADF’s Humanitarian and Disaster Relief regional response capability, as well as hard security “further supporting security and stability in Australia’s near region.” The latter was described as demonstrating “high-end military capabilities such as anti-submarine warfare.” Geopolitically this reflected what the Defence Minister Marise Payne called “heightened interests in the Indo-Pacific” for Australia, with frequently recurring China-related considerations.

China’s Ministry of Foreign Affairs did not comment on the Indo-Pacific Endeavour 2017 deployment. However, the Chinese state media was certain on Australian motives, running articles like “Australia-led military drills show tougher China stance” (Global Times, 7 September). In the article, Liu Caiyu argued that “Australia’s largest military exercises in the Indo-Pacific region show it has toughened its stance toward China, especially on South China Sea issues.” The People’s Daily wondered, pointedly, given this deployment into the South China Sea and East China Sea, “What does Australia want to do with the largest military exercise encircling China in 30 years?”

It was revealing that Indo-Pacific Endeavour 2017 was explained by the Australian Department of Defence as enhancing military cooperation with some of Australia’s “key regional partners”; specifically named as Brunei, Cambodia, the Federated States of Micronesia, India, Indonesia, Japan, Malaysia, the Philippines, the Republic of Korea, Singapore, Thailand, and Timor-Leste. Politically the absence of China as a partner was deliberate but accurate, and in which the range of other countries represented a degree of tacit external balancing on the part of Australia.

The Itinerary

The naval group was led by HMAS Adelaide, Australia’s largest flagship, commissioned in December 2015. HMAS Adelaide was joined at various moments by HMAS Darwin (guided missile frigate), HMAS Melbourne (guided missile frigate), HMAS Parramatta (anti-submarine/anti-aircraft frigate), HMAS Toowoomba (anti-submarine/anti-aircraft frigate), and HMAS Sirius (replenishment ship). These units highlighted Australia’s unique Indo-Pacific positioning given it faces both oceans, as units from Fleet Base East at Sydney (HMAS Adelaide, HMAS Darwin, HMAS Melbourne, and HMAS Parramatta) and from Fleet Base West at Perth (HMAS Toowoomba and HMAS Sirius) participated.

The task force’s first engagement activity announced on 8 September was for HMAS Adelaide to conduct aviation training with USS Bonhomme Richard, a large American amphibious assault ship, on the east coast of Australia. HMAS Adelaide then completed further amphibious landing craft and aviation training with the Republic of Singapore’s amphibious ship, RSS Resolution while deployed further up the east coast of Australia off the coast of Townsville.

The first external port call was carried out on 20 September as HMAS Adelaide, HMAS Darwin, and HMAS Toowoomba steamed into Dili, the capital of East Timor, to deliver a portable hospital ahead of Exercise Hari’i Hamutuk. This engineering exercise involves Australian, Japan, U.S., and East Timor’s military forces working side-by-side to build skills and support East Timor’s development. This set the seal nicely on their reconciliation over claims in the Timor Sea, achieved when the two sides reached agreement at the Permanent Court of Arbitration in The Hague.

HMAS Parramatta proceeded northward to conduct joint patrols from 22-26 September with the Philippine Navy in the Sulu Sea, as part of the annual Lumbas exercises running since 2007. HMAS Parramatta sailed eastwards to Palau for a three-day stop from 22-24 September. Significantly Palau recognizes Taiwan (ROC) rather than Beijing (PRC) as the legitimate government of mainland China. A further extension saw HMAS Parramatta visit Yap on 27 September. Its stay at Yap included cross-deck training with the Federated States of Micronesia (FSM) Patrol Boat FSS Independence, an Australian-gifted Pacific-class Patrol Boat. Both stops showed Australian naval outreach into the so-called “second island chain” (dier daolian) which Chinese naval strategy has long shown interest in penetrating, as with deployments of underwater survey vessels around the Caroline Islands in August 2017.

Philippine Chief of Naval Staff, Rear Admiral Allan Ferdinand Cusi and his staff with their host, Commander Joint Task Group 661.1, Captain Jonathan Earley RAN on the flight deck of HMAS Adelaide as it sails into Manila Bay for a visit to the Philippines during Indo Pacific Endeavour 2017. (Australian Ministry of Defense photo by LSIS Peter Thompson)

Meanwhile, HMAS Adelaide and HMAS Toowoomba paid a port call to Jakarta from 24-26 September. It was significant that this brought to an end a previous period of coolness between the two governments, at a time when Indonesia was becoming more assertive in its own claims over maritime waters in the South China Sea, renaming waters around the Natuna archipelago (which also fall within China’s 9-dash line) as the North Natuna Sea.

HMAS Adelaide and HMAS Parramatta then rendezvoused at the Malaysian port of Port Klang from 1-5 October to carry out joint Humanitarian and Disaster Relief exercises and demonstrations on 4 October. Relations with Malaysia have remained strong, anchored through the Australian presence at Butterworth Airbase under the Five Power Defence Agreement (5PDFA) and the bilateral 25-year old joint defense program between Australia and Malaysia.

 Australian naval units then retraced their steps and entered the South China Sea. These waters are mostly claimed by China within its 9-dash line, which includes the Spratly Islands (disputed in varying degrees with Indonesia, Malaysia, Brunei, Philippines and Vietnam) and with Beijing in control of the Paracels (disputed with Vietnam) since 1974. China viewed the arrival of the Australian Navy in the South China Sea with some unease, with the state media warning that the “Australian fleet must be wary of meddling in South China sea affairs” (Global Times, 24 September).

Having paid then a friendly port call to the small, oil-rich state of Brunei from 30 September to 2 October, HMAS Melbourne then moved up with HMAS Parramatta to Japan, where they arrived on 9 October to take part in the bilateral Nichi Gou Trident exercise with the Japanese Navy off the coast of Tokyo. The ships practiced anti-submarine warfare, ship handling, aviation operations, and surface gunnery. This exercise has been alternatively hosted between Australia and Japan since 2009. Security links with Japan have been considerably strengthened during the last decade since the Joint Declaration on Security Cooperation was signed in March 2007.

Simultaneously, further deployment into the Indian Ocean was carried out by HMAS Toowoomba which carried out a four-day goodwill visit to Port Blair from 12-15 October. Port Blair is the key archipelago possession of India dominating the Straits of Malacca and the Bay of Bengal, and the site for India’s front-line Andaman and Nicobar Command. Various joint exercises were carried out between the Indian Navy and Australian Navy. This reinforced the strengthening naval links between Australia and India, flagged up in the Framework for Security Cooperation signed in November 2014, and subsequently demonstrated with their bilateral AUSINDEX exercises in June 2017 off the western coast of Australia and in September 2015 in the Bay of Bengal.

Meanwhile, HMAS Adelaide and HMAS Darwin proceeded to the Philippines for a further goodwill visit from 10-15 October. Maritime links have been further strengthened of late with the donation of two Balikpapan-class heavy landing crafts by Canberra in 2015, and nominal-rate sale of three more in 2016. Australia’s concerns had been on show in Defense Secretary Marise Payne’s discussions in Manila on 11 September. These have been partly to bolster the Philippines against ISIS infiltration into the Muslim-inhabited southern province of Mindanao, but also to bolster the Philippines’ maritime capacity in the South China Seas against a rising China. With regard to the South China Sea, Australia has called for China to comply with the findings of the UNCLOS tribunal in July 2016, in the case brought by the Philippines, which rejected Chinese claims in the South China Seas.

HMAS Adelaide and HMAS Darwin then re-crossed the South China Sea to pay a port call at Singapore on 23 October. This maintains the regular appearance of Australian military forces at Singapore, which have been an ongoing feature of the 5 Power Defence Forces Agreement (5PDFA). While HMAS Darwin returned to Darwin, HMAS Adelaide paid a friendly port call at Papua New Guinea’s main port of Port Moresby on 11 November. Papua New Guinea is Australia’s closest neighbour, a former colony, and (like East Timor) the subject of Chinese economic blandishments.

HMAS Melbourne and Parramatta and a P-8A submarine hunter aircraft moved across from Japan to the Korean peninsula for an extended stay from 27 October – 6 November. This included their participation in the biannual Exercise Haedoli Wallaby, initiated in 2012, which focuses on anti-submarine drills with the South Korean Navy. This also reflected a reiteration of Australian readiness to deploy forces into Northeast Asia amid heightened tensions surrounding North Korean nuclear missile advancements. Naval logic given by the Task Group commander, Jonathan Earley was that “as two regional middle powers that share common democratic values as well as security interests, Haedoli Wallaby is an important activity for Australia and the ROK.” Wider trilateral activities were shown with the Melbourne and the Parramatta then carrying out anti-missile drills with U.S. and South Korean destroyers in the East China Sea on 6-7 November.

Australia’s Strategic Proclamations as Context

The general context for the Indo-Pacific Endeavour 2017 deployment was the explicit focus on the “Indo-Pacific” as Australia’s strategic frame of reference stressed in the Defence White Papers of 2013 and 2016, and rising concerns about China’s growing maritime presence.

This strategic context for the Indo-Pacific Endeavour 2017 deployment was elaborated at length by the Defence Minister Marise Payne at the Seapower Conference in Sydney on 3 October. Payne’s speech contained strong messaging on Australian assets, deployment, and the Indo-Pacific focus of Australian defense strategy.

With regard to assets, Payne announced and welcomed “the most ambitious upgrade of our naval fleet in Australia since the Second World War” to create “a regional superior future naval force being built in Australia which will include submarines, frigates, and a fleet of offshore patrol vessels.” She also noted her own pleasure in commissioning Australia’s “largest warship” (HMAS Adelaide, commissioned on 4 December 2015) and “most powerful” air warfare destroyer (HMAS Hobart, commissioned on 23 September 2017). Australia’s second air warfare destroyer, Brisbane, began sea trials off the coast of southern Australia in late November 2017. This current naval buildup could be seen as demonstrating external balancing, but of course this raises the question of external balancing against whom – to which the unstated answer is China.

With regard to deployments, Payne enthused on decisive opportunities for a fifth generation navy:

“Altogether these and those future capabilities will transform the Australian fleet into a fully operational, fifth generation navy. The RAN will be able to deploy task groups equipped with a wide range of capabilities, from high-end war fighting to responsive and agile humanitarian assistance … To envisage that future, high-end war fighting to humanitarian assistance and disaster relief, we also only need to look at the ADF’s Joint Task Group Indo-Pacific Endeavour 2017 that’s currently underway in the Indo-Pacific region.”

Finally, the whole Indo-Pacific nature of Australian maritime strategy was stressed:

“From the Malacca, the Sunda and Lombok Straits to the South and East China Seas, many of the most vital areas of globalisation and sources of geopolitical challenge are in our backyard. If the twenty-first century will be the Asian Century, then it will also be the Maritime Century. Just as surely as the balance of global economic and military weight is shifting in the Indo-Pacific, so too is it focused on the waters of the Indian and Pacific Oceans. With established and emerging maritime powers across the region rapidly expanding their naval capabilities, the waters to Australia’s north are set to teem with naval platforms, the numbers and the strength of which has never been seen before […] In a crowded and contested Indo-Pacific maritime sphere, Australia must present a credible deterrent strategy, and to do our part in contributing to the peace, stability and security, and to good order at sea […] Our naval capabilities will therefore be integral […] to the preservation of the rules-based global order, and safeguarding peace in the maritime Indo-Pacific.”

China was not specifically mentioned but was the unstated reason for much of these Indo-Pacific challenges that Australia felt it had to respond to, with its behavior in the South China Sea frequently the subject of the strictures on maintaining a “rules based” order.

The South China Sea issue was on public view at the Australia-U.S.-Japan trilateral strategic dialogue (TSD) meeting on 7 August 2017 where Australian Foreign Minister Julie Bishop joined her Japanese and U.S. counterparts in expressing “serious concerns” over “coercive” actions and reclamation projects being carried out and urged China to accept the ruling against it by the UNCLOS tribunal. Finally they announced their intentions to keep deploying in the South China Sea, into what they considered were international waters. In June 2017, Australia had already joined Japan, Canada, and the United States for two days of military exercises in the South China Sea.

As Vice Admiral Tim Barrett, Australia’s Chief of Naval Staff, noted in his speech on “Law of the Sea Convention in the Asia Pacific Region: Threats, challenges and opportunities,” despite “the increasingly aggressive actions taken by some nations to assert their claims over disputed maritime boundaries …[…] the Navy will continue to exercise our rights under international law to freedom of navigation and overflight.” Australian commentators were quick to point out its significance. In effect China was in mind as a threat and challenge. Although Australia has not taken a formal position on rival claims on South China Sea waters, it had strongly criticized Chinese reclamation projects and military buildups in the South China Sea, hence Global Time articles like “South China Sea issue drags Sino-Australian ties into rough waters” (20 June 2017).

Australian naval chief of staff Vice Admiral Tim Barrett (L) and Chinese naval chief of staff Admiral Shen Jinlong shake hands during an engagement in December 2017. (photo via ABC.net.au)

Even as Indo-Pacific Endeavour 2017 units ploughed across the Western Pacific, Australia officials joined their U.S., Japan, and Indian counterparts on 12 November in a revived Quad format on the sidelines of the ASEAN summit. Australian concerns, shared with its partners, were clearly expressed by the Department of Foreign Affairs and Trade (DFAT): “upholding the rules-based order in the Indo-Pacific and respect for international law, freedom of navigation […] and upholding maritime security in the Indo-Pacific.” The official Chinese response at the Ministry of Foreign Affairs was minimal, “we hope that such relations would not target a third party” (14 November), followed by sharper comments in the state media on Australian participation being unwise (Global Times, “Australia rejoining Quad will not advance regional prosperity, unity, 15 November). The so-called Quad had emerged in 2007 with meetings between officials on the sidelines of the ASEAN summit, with Australia joining in the Malabar exercises held in the Bay of Bengal by India, Japan, and the U.S. Australia subsequently withdrew from that format, though continuing to strengthen bilateral and trilateral naval links with these other three partners. This renewed Quad setting is likely to see Australia rejoin the Malabar exercises being held in 2018.

It was no surprise that this Indo-Pacific setting was reinforced with the Foreign Policy White Paper released on 23 November with its listing of “Indo-Pacific partnerships” in which “the Indo–Pacific democracies of Japan, Indonesia, India, and the Republic of Korea are of first order importance to Australia” as “major partners.” China’s absence from this listing of Indo-Pacific partners was revealing. Balancing considerations were tacitly acknowledged in the White Paper:

“To support a balance in the Indo–Pacific favourable to our interests and promote an open, inclusive, and rules-based region, Australia will also work more closely with  the region’s major democracies, bilaterally and in small groupings. In addition to the United States, our relations with Japan, Indonesia, India, and the Republic of [South] Korea are central to this agenda.”

China was again absent from this listing, which was no surprise given how the White Paper noted that “Australia is particularly concerned about the unprecedented pace and scale of China’s activities. Australia opposes the use of disputed features and artificial structures in the South China Sea for military purposes.” In China this was immediately rejected by the Ministry of Foreign Affairs as “irresponsible remarks on the South China Sea issue. We are gravely concerned about this…” and also in the state media (Global Times, “China slams Australian White Paper remarks on South China Sea,” 23 November). This explains the extreme sensitivity China had shown over the Indo-Pacific Endeavour 2017 deployment into the South China Sea.

Conclusion

Consequently 2017 ended by palpable Australia-China maritime friction, when China’s Ministry of Defense gave details of discussions between China’s Navy commander Shen Jinlong and his Australian counterpart Vice Admiral Tim Barrett. The Chinese statement said that “in the last year, the Australian military’s series of actions in the South China Sea have run counter to the general trend of peace and stability. This does not accord with … forward steps in cooperation in all areas between the two countries.” In retrospect Australia’s maritime strategy shows itself to be primarily Indo-Pacific oriented, with its increasing concerns over China generating a response of external balancing through naval exercises and cooperation with India, Japan, the U.S., and a multitude of other partners, and with an increasing focus on restraining China in the South China Sea. China has been upset.

David Scott is an independent analyst on Indo-Pacific international relations and maritime geopolitics, a prolific writer and a regular ongoing presenter at the NATO Defence College in Rome since 2006 and the Baltic Defence College in Tallinn since 2017. He can be contacted at davidscott366@outlook.com.

Featured Image: HMAS Adelaide sails the Timor Sea to deliver a mobile hospital to Dili, Timor Leste, as part of a multi-national Humanitarian Assistance and Disaster Relief exercise. (Australian Ministry of Defence photo by LSIS Peter Thompson)