Tag Archives: Russian Navy

No Money Back? History Lessons on the Russia MISTRAL Sale

Is there a case for historical analogies and the use of military history for contemporary decision-making? Are we just marking the centenary of World War One or, a hundred years on, are we going back to the future? Like others I acknowledge the value of history as a frame of reference, but I try to avoid (too close) analogies. Especially with World War One. Inconveniently, on 17 July 2014, Russian separatists in Ukraine shot down an innocent passenger aircraft killing 298 passengers and crew. Russia’s international credentials headed south, but questions remained also with regards to Ukraine’s role in this sorry episode. As recriminations were flying back and forth I felt reminded of the sinking in 1915 of the British liner LUSITANIA by the German submarine U-20. Then, 159 (neutral) American passengers were killed (out of a total of 1,198 casualties); the episode caused irreparable damage to Germany’s reputation and international relations in World War One.

And there I was. I suppose you can find such analogies everywhere, if you cast your net wide enough. But as the discussion flared up again about the sale to Russia of two MISTRAL-class amphibious assault ships (BPC-210 class) by France, I really had the impression that we have been there before in some way or another. One of the vessels (the VLADIVOSTOK) has already paid for and France is in a quandary whether or not to deliver the ship to Russia, a country against which the EU has by now imposed wide-ranging sanctions. Reversing the German government’s tacit approval of Paris’s sale of the ships to Russia, some German politicians have now suggested that instead the EU should step into the contract and buy the ships. France argues the crews have already arrived in France for familiarisation and France cannot back out of the contract.

Vladivostok
BPC-210 type amphibious assault ship VLADIVOSTOK fitting out at DCSN in St Nazaire, January 2014. (Photo: G Plagué, Shipspotting)

Rewind 100 years: on 2 August 1914 the Ottoman Empire ratified an alliance with the German Empire setting in motion a chain of events whose effects can still be felt today. This step had not been entirely unavoidable for the Entente powers. Unfortunately, the government in Istanbul had placed orders for two dreadnoughts with British shipyards (or rather: it had taken over a Brazilian contract in one case), one in 1911 and the other in 1913 (as well as one in 1914, but work never began on that order). As war loomed large the British government, at the behest of the First Lord of the Admiralty Sir Winston S Churchill, pre-emptively seized the two Ottoman battleships named Sultan Osman-ı Evvel and the Reşadiye after having stalled delivery of the already completed SULTAN OSMAN-I EVVEL for several weeks. The Admiralty offered a fixed payment per day for their usage in war, but this did not mollify the Ottoman government or public. The situation then was, of course, quite different from that of today, since France and Russia are not as war (as the British and Ottoman Empire would soon be after this episode), but the vignette offers a nice object lesson on the diplomatic and strategic reverberations of the cancellation of a major weapons deal in times of heightened tension.

The cancellation of the dreadnoughts’ delivery to the Ottoman Navy pushed Istanbul into the arms of the Central Powers. It also gave the Germans the opportunity to leverage the political and strategic impact of two vessels – the battlecruiser GOEBEN and the light cruiser BRESLAU – that were effectively bottled up inside the Mediterranean. Both ships were sent to the Ottoman Empire, which conveniently “purchased” the vessels as a replacement for the two dreadnoughts on 16 August 1914. However, these two ships were never an adequate replacement for the two heavy dreadnoughts kept by the British. It was only luck and the early demise of Czarist Russia that that prevented the small flotilla from being swept up in the Black Sea by the much bigger Russian dreadnoughts (IMPERATICA MARIJA class) that came into service in the course of the war. The Ottoman Empire also never fully recovered from the loss of her best naval crews that had been interned in Britain, even though the German crews expended much energy on training their Ottoman allies. In this respect, seizing the two vessels made a difference in the balance of power, though one that the Entente was never able to capitalise upon. Ultimately, Russia’s demise was also a result of the Entente’s inability to control the Bosporus.

OSMAN
Battleship SULTAN OSMAN I fitting out at Armstrong in Newcastle upon Tyne, ca. 1913. (Photo: Wikimedia Commons)

Acquiring the two Ottoman dreadnoughts in 1914 was a double edged sword for the Royal Navy. Although it increased the fleet size by two very powerful ships, those never quite fit into the fleet due to the different specifications to which they were built. Agincourt – originally a Brazilian prestige project, failed to impress Admiral John Jellicoe to the point that he initially refused to accept the ship into the Grand Fleet. The ship also required modifications, such as a conversion of the lavatories or addition (in the course of the war) of a better fire control system. The Royal Navy’s lack of enthusiasm for the two gift horses became apparent after the war, when Agincourt and Erin were the most modern major surface combatants to be scrapped in 1922 in order for Britain to meet her obligations under the Washington Naval treaty.

So what is to be done about the MISTRALs due to be delivered to Russia? Just like the dreadnoughts would have been valuable to Ottoman sea control in the Black Sea, the MISTRALs would be just the tool for Russia’s new “ambiguous warfare” and a valuable addition to re-asserting its sea control over the Black Sea rim, as Felix Seidler has argued in a recent post here. Indeed, his suspicion that at least one of the ships would be deployed to the Black Sea, rather than the Pacific, was borne out by a statement made by the Russian Navy on 27 July 2014, stating that one vessel would be based in Sevastopol. Indeed, not just as a C2 platform, but also as a floating base for special operations the MISTRALs would add very convenient capability given Russia’s current security environment and concept of operations in the Black Sea region.

As the Agincourt example shows, purchasing the ships brings its unique set of problems. Beyond the issue of technical integration into western forces, there is Russia’s political response to consider, which includes the small matter of Europe’s (especially Germany’s) dependence on Russian natural gas. The cancellation of the MISTRAL deal (technically only possible if the EU imposes level 3 sanctions) might just be enough to push Russia into retaliating with the “energy weapon”, something that might make even the most vocal German politician pause. France, however, is largely immune to this threat and has little to lose except its credibility as a weapons supplier and the loss of revenue from future arms deals with Russia.

France already has experience with having paid-for warships and problematic (embargoed) customers on her hands. In 1969 the Israelis recovered five Sa’ar 3 guided missile boats that had already been paid for from a French yard after the French had refused to hand them over. This was a somewhat offbeat example of how to resolve such a matter. After the French government under Charles de Gaulle imposed an arms embargo on Israel in 1968, the boats were sold to a mysterious Panamanian-based Norwegian firm which was of course a front for the Israelis. There is some controversy, but it appears that French intelligence was forewarned about Israeli intention to liberate the vessels. So was the shipbuilding supervisor, Felix Amiot, who was later blamed for his part in the affair, but vigorously defended himself by saying “Security is not my problem. My job was to build ships. I got along very well with the Israelis, but as far as I know that is not a crime.” Ironically, Amiot’s shipyard had won the contract largely because it was able to deliver a German-design, which the Germans themselves could not deliver to Israel in the first place due to their restrictive arms export policy. On the morning of Christmas Day 1969 the five boats surreptitiously left Cherbourg and began their transit to Israel. There was some faked outrage, but neither French Mirages who overflew the boats nor Russian, British or American warships engaged the unarmed missile boats on their way.

Two completed Israeli Sa’ar 3 “patrol” boats in Cherbourg in 1969, less their weapons. (Photo credit: forum.valka.cz; photo source: unknown)
Two completed Israeli Sa’ar 3 “patrol” boats in Cherbourg in 1969, less their weapons. (Photo credit: forum.valka.cz; photo source: unknown)

Whatever France’s tacit involvement was in the “escape” of the Stars of Cherbourg, the episode left the relationship between France and Israel markedly cooler for the next 10 years. Israel discontinued the purchase of Mirage aircraft and switched to US products for some time, although France is now again Israel’s largest arms supplier from the EU, especially for equipment that Israel is unable to obtain from the US. Given the protectiveness of France towards its defence industry, it is unlikely that the country would want to risk the highly lucrative arms sale (in the range of US$ 1.5 bn) to Russia just to please its EU neighbours. In any case, short of the EU implementing level 3 sanctions or impending hostilities by Russia against NATO or EU members it would seem unlikely that the MISTRAL deal could (and would) be cancelled without great cost to France – and potentially her European allies, if they are seen to be egging Paris on. More likely that France will try and temporize, hoping that the Ukraine conflict will blow over before the ships are to be formally handed over. Perhaps a lesson from the Ottoman battleships can still be learned here and some “unexpected” technical troubles and delays arising during the acceptance trials could buy France the time needed to avoid having to take an unpleasant decision.

Dirk Steffen is a Commander in the German Naval Reserve and the Director Maritime Security for Risk Intelligence. When not wrestling with West African maritime security issues he reflects on naval and military history, particularly the period between 1840 and 1920. Dirk holds an MA in Military Studies (Naval Warfare) from the American Military University. The views expressed in this article are his own.

Despite Lavish Funding, Russian Navy Dead In The Water

This Old House: The Russian navy HQ moves back to St. Petersburg.

As of 31 October, the Russian Navy moved its headquarters back to the Admiralty building in St. Petersburg where it had been based until 1925. This is further, if superficial, evidence of President Vladimir Putin’s desire to revitalize and modernize the Russian fleet, and “maintain Russia’s place as a leading sea power.” Also on 31 October, the head of the Russian Navy, Admiral Viktor Chirkov, stated that he expects to add “up to five warships and auxiliary ships every year” through 2020. That is not a particularly impressive figure, but it is nothing to scoff at either. The number of ships added to the Russian Navy’s lists is only half the story. If President Putin hopes to strengthen Russian sea power relative to other maritime powers, then the Russian shipbuilding plan must be competitive with what others are doing. After accounting for the rate of decommissioning of Russian ships and the amount actually budgeted for Russia’s shipbuilding plan to 2020, as compared to U.S. plans, for example, it quickly becomes apparent those five ships a year are insufficient to achieve Putin’s desired revitalization of the fleet.

According to the state-owned news agency RIA Novosti, the Russian government set aside $156 billion for shipbuilding to 2020, or roughly $19.5 billion annually. This funding is expected to result in eight nuclear missile submarines, 14 frigates, 35 corvettes, six small artillery ships, and six landing ships – a total of 69 vessels. The average cost per unit under this plan is $2.26 billion, with only a handful of the hulls major combat assets. On the surface, the only major concern is the rather high cost for ships with limited capabilities. However, since Putin is concerned with improving the Russian Navy in both absolute terms and relative to its rivals – he wants Russia to be a great power again- it is a useful exercise to compare this shipbuilding plan with those of other leading sea powers.

A recent Congressional Budget Office (CBO) report on the U.S. Navy’s 2013 30-year shipbuilding plan notes some interesting differences. The U.S. Navy plans to add 268 ships by 2042, at a CBO projected cost of $599 billion.1 This is just shy of $20 billion per year, with a mean 8.9 ships commissioned annually.2 The cost per ship, however, comes in at $2.23 billion on average, cheaper than their Russian counterparts.3 On top of this, the planned U.S. ships are much more capable vessels. The plan includes 70 Arleigh Burke-class destroyers, 12 new ballistic missile submarines, 46 new attack submarines, 18 amphibious warfare ships, 46 logistics and support ships, and several aircraft carriers.4 Furthermore, these figures exclude the Littoral Combat Ship (LCS), roughly equivalent to a Russian corvette. When the two plans are held up against each other – admittedly an inexact comparison given the different time frames – the Russian Navy will continue to decline vis-à-vis its U.S. counterpart.

If the Russian Navy is to match President Putin’s ambitions, the rate of construction will not only have to be competitive with other naval powers, but will also have to be sufficient to compensate for the number of vessels decommissioned annually. In 2011, for example, two SSBNs and five landing ships left the fleet while one frigate and six landing craft entered service.5 A net neutral quantitative change, but arguably a net negative qualitative change. In 2010, one SSBN, a cruiser, two destroyers, two frigates, nine patrol craft, 13 mine countermeasures vessels, and seven landing craft entered or re-entered Russian service. This is compared with the loss of one SSBN, 28 patrol craft, an amphibious ship, a landing ship, and 11 landing craft.6 That is a net loss of seven vessels, but an arguable gain in capabilities. In 2009, the Russian Federation Navy added four attack submarines, one destroyer, and a landing ship but lost one SSBN, a destroyer, six frigates, and a landing craft.7 This is a net loss of three vessels, and a definite decline in capabilities. Now, admittedly this is not a perfect record of the comings and goings in the Russian Federation Navy as The Military Balance could be inaccurate. The Russian military is not known for its transparency, after all. The trend over the last three years appears, however, to be a decline in the size of the Russian Navy with, perhaps, some countervailing improvement in capabilities in certain areas. In 2011, seven ships were decommissioned, in 2010, 42 left service, and in 2009, nine were removed from the lists. Given the age of the majority of Russian vessels, it is unavoidable that a significant portion of the current Russian fleet will have to be decommissioned over the next five to ten years. Some of the oldest ships in the Russian fleet happen to be some of the most capable, meaning the loss will not be simply quantitative. The addition of five ships a year until the end of the decade certainly will help rejuvenate the aging Russian fleet, but it will not counteract its decline to the extent desired.

The Russian Navy appears dead in the water at this point. President Putin may wish for Russia to “maintain its status [as] one of the leading naval powers,” but the fact is that the Russian fleet is in decline and present plans are insufficient to absolutely or relatively increase its size and capabilities.8 Russia may or may not be America’s – or any other state’s9 – main geopolitical foe, but in the naval arena it is not much of a contest. Without even more money, the Russian Navy looks set to continue its decades’ long decline.

Ian Sundstrom is a graduate of the War Studies Masters Program at King’s College London.  He is currently engaged on a research project for Imperial War Museum – Duxford in Cambridge, United Kingdom.


[1] Page 3.

[2] Page 7.

[3] Page 3.

[4] Pages 8-9.

[5] International Institute of Strategic Studies, The Military Balance 2012 and The Military Balance 2011

[6] International Institute of Strategic Studies, The Military Balance 2011 and The Military Balance 2010

[7] International Institute of Strategic Studies, The Military Balance 2010 and The Military Balance 2009

[8] The recent firing of Defense Minister Anatoly Serdyukov may signal a change in Putin’s designs for the military, but it is too soon to tell.

[9] Space considerations have prevented me from discussing other navies’ shipbuilding plans. The reader may wish to consider the trajectory of the British, Japanese, and Chinese navies and how they compare to the Russian fleet. My very brief, preliminary look suggests Russia is set to make some quantitative headway against Britain and Japan, but Russia’s position sandwiched between four major seas renders the gains less than impressive. Compared to the Chinese Navy Russia is in clear decline.