Tag Archives: PLAN

Thinking about Prevention, Pt. 2

This is the second installment in a series on preventing an armed conflict between the U.S. and China. Click here to read the first installment.

Not stopping everything.

As part of the American shift in strategic focus to the Asia-Pacific, U.S. Secretary of Defense Leon Panetta is touring the region, and has made important stops, among others, in India and the Shangri-La Forum in Singapore. Before departing on his journey, he addressed the 2012 graduating class of the U.S. Naval Academy. In his speech he told the Midshipmen:

America’s future prosperity and security are tied to our ability to advance peace and security along the arc extending from the Western Pacific and East Asia into the Indian Ocean and South Asia.”

That prosperity and security rest on the Pacific living up to its name is true not only for the U.S. but also for China. Many believe this simple fact will be enough to prevent conflict. Among others, in his book The World is Flat, Thomas Friedman’s “Dell Theory” argues that no two countries both part of a major global supply chain like Dell’s will ever fight a war against each other, as long as they are both part of the same global supply chain.

However, hope that a rational fear of Mutual Economic Obliteration – Worldwide, or MEOW, is not enough. It does not absolve us of our duty to find other means of prevention. Rational calculations may factor little in the run-up to a conflict, at least those calculations about the good of the state rather than the good of the party or individual. This is especially true in China, where the military’s allegiance lies with the party and not the nation. As I mentioned in my first post, additional means of prevention fall generally into one of two distinct, but related categories: actions to sow respect, and those taken to create familiarity.

Reap What You Sow

In his speech at the Naval Academy, Secretary Panetta also outlined both of these approaches, calling on the Midshipmen to:

…strengthen defense ties with China. China’s military is growing and modernizing. We must be vigilant.  We must be strong. We must be prepared to confront any challenge. But the key to peace in that region is to develop a new era of defense cooperation between our countries – one in which our militaries share security burdens to advance peace in the Asia-Pacific and around the world.”

When Secretary Panetta says, “We must be vigilant. We must be strong,” he’s talking about those actions that sow respect. Maintaining a strong naval presence (60% of U.S. Navy surface ships by 2020), strong naval capabilities, and a dedication to naval professionalism. The seminal 2007 work, A Cooperative Strategy for 21stCentury Seapower (CS21), (which the CNO recently announced will soon undergo a revision process) discusses deterrence in similar terms, talking of combat power to “deter and dissuade potential adversaries and peer competitors.” Some of this reasoning relies on a rational actor China that might not always hold true. However, even when the prospect of delayed pain, such as a later economic calamity, does not induce one to seek peaceful solutions, one might be so induced by the prospect of a more immediate pain in the form of destruction at sea. Regional partnerships and alliances, with clear responsibilities and demonstrated support bolster respect for America’s potential military response. Credible combat power, on the scene or close at hand, can therefore help deter instances of spontaneous tactical aggression and calculated strategic aggression.


One view from China.

Yet, pursued by itself, such an approach could have negative side-effects. To forestall unilateral military action by the U.S.’ own emboldened partners, they must know that the U.S. will not back them, right or wrong, but only when they are in the right. More importantly, an array of regional allies and combat power lurking nearby can be viewed as a threatening encirclement, or as China now claims, a new attempt at “containment.” It is thus important to pair the attempts at sowing respect with a simultaneous drive to enhance familiarity.

Habits of Cooperation

The second aspect of Secretary Panetta’s address, aimed at enhancing familiarity, called for strengthening defense ties and security cooperation with China. A frequent refrain from some schools of foreign policy experts has been that bringing China into international institutions will help “bind” it to international norms, by giving it incentives to play “by the rules” and a chance to shape those rules. This has largely worked in the trade realm with China’s entry into the World Trade Organization in 2000, although with the hiccups expected from initiating such a large new player.

Headed for Somalia

In the security and defense fields, little progress has been made in bringing China into an active partnership beyond the standard “comprehensive” international treaties on arms and POW regulations. The PLAN’s counter-piracy task forces have offered one of the few chances to work together, if only from a distance.

This lack of progress is for a variety of reasons. The U.S. Congress restricted the extent to which the U.S. military can build its formal ties with China’s, mainly limiting agreements and operations to Search and Rescue (SAR) and Humanitarian Assistance / Disaster Response efforts. For China’s part, its leadership has a tendency to hold every exercise and bilateral meeting hostage to the ongoing political issues of arms sales to Taiwan and American meetings with the Dalai Lama. Additionally, those exercises and exchanges that do go forward are often viewed primarily as overt intelligence collection opportunities for the Chinese.

For prevention to truly work, the U.S. needs more normalized, integrated defense ties with the Chinese. While I am not the first to call for it, building “habits of cooperation,” is absolutely vital to diffusing those instances when misunderstanding and accidents lead to a stand-off with few face-saving options. In the Cold War the U.S. had red phones with the Russians and generally understood rules for behaving at sea. Today, the U.S. can do much more with the Chinese, who are not looking to export a world ideology. The U.S. and China have many mutual interests that extend beyond economics and piracy to terrorism and North Korea’s instability.

The time is ripe for a change in thinking about China’s military threat. While it is important to sow respect through U.S. combat capability, it is just as important to work on what CS21 calls “extended deterrence” – using effective Theater Security Cooperation activities to create security and remove the conditions for conflict. In the Asia-Pacific, removing conditions for conflict means turning China from a potential foe to an ally. More tested than Friedman’s Dell Theory, rare is the instance when allies fight a war. Such a task is of course easier said than done, and many high but not insurmountable hurdles lie in the way. In part 3 of this series I will examine one model for starting the process of strengthening prevention, with current realities and limitations in mind.

LT Scott Cheney-Peters is a surface warfare officer and the former editor of Surface Warfare magazine. The opinions and views expressed in this post are his alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy.

A Proposed Framework for Analysis of Chinese Naval Modernization


Fantasy or foresight?

There are two extremes in public discourse over China and the ambitious naval modernization campaign that the People’s Liberation Army-Navy (PLAN) has undertaken over the last two decades. On one hand, China is often presented as an existential threat whose massive naval build-up in both weapon quantity and quality, coupled with a newly aggressive foreign policy, makes it poised to directly challenge U.S. dominance of the high seas and hegemony in the Western Pacific. Meanwhile, at the other end of the spectrum, China is portrayed as a rational major player within an interlinked global economic system, for which conflict with the U.S. or other regional powers such as Japan, South Korea, and even Taiwan, would be unthinkable and ruinous. Regardless of which depiction is more representative of reality, in an era of impending defense cutbacks, budget battles of the near future will repeatedly reference Chinese naval modernization as the driving justification to buy, develop, or retain all sorts of weapons and capabilities.

What has really been missing from much of the public debate over the Chinese navy is a holistic analytic framework to aid understanding of the potential impact of China’s burgeoning capabilities in a Sino-American conflict. This would be done through a better understanding of Chinese intentions in terms of its doctrine and both foreign and domestic policies. Those policies are not necessarily aligned. Toshi Yoshihara and James Holmes’ Red Star over the Pacific discusses these issues, but their careful review of the evolution of Chinese naval strategy is not mirrored in discussions of China’s in the blogosphere. A focus on Chinese naval weapons system developments (the latest unveiling of a new Chinese ship, plane, missile, etc) can lead to both hysteria and conflicting calls for action. For instance, while the DF-21 Anti-Ship Ballistic Missile could potentially be a game-changing weapon impacting how war at sea will be fought in the future, it has yet to be fielded. However, some critics have already used its development to argue for the elimination of carriers and large surface combatants (because they are now potentially vulnerable), while others see its development as evidence of malign Chinese intent that justifies an American naval revitalization – presumably achieved by building many more large surface combatants.

A holistic analytic framework would assess 1) The elements of Chinese efforts comprising what is now commonly referred to as “Anti-Access/Area Denial (A2/AD) capabilities, 2) the “quantity and readiness” of Chinese maritime power, and 3) Chinese strategy and policy. These factors form a three-legged stool of sorts, all of which must be in place for the argument to rest that China has the ability and intent to do harm to U.S. forces at sea, and therefore a U.S. naval expansion designed to counter China is merited (rather than one to ensure the U.S. Navy has the combat capability to meet US foreign policy objectives around the world).


• Chinese developments in the cyber domain are often cited as significant threats to U.S. naval operations. These threats range from jamming U.S. satellite and wireless communications networks, disrupting communications and preventing the means for effective Command and Control (C2), to cyber attacks on U.S. information technology, crippling dependent American C2 systems. Is China capable of executing cyber attacks that can cripple U.S. combat operations afloat?
• China has made a significant effort to build and buy a variety of the most modern and capable naval and air platforms currently available. These include new submarines, ships, and airplanes. Are these qualitatively superior to their American counterparts?
• China is also acquiring a variety of cutting edge high-end anti-ship cruise missiles and the already noted DF-21. Will these make it impossible for an afloat task force in its current incarnation to operate at sea in the Western Pacific as the U.S. Navy has grown accustomed to? Will these prove too much for the current generation of American countermeasures?


How much does this matter?


• While all the new weapons mentioned above present an abstract threat to U.S. naval forces in the sense that they seem extremely capable and represent the cutting edge of technology, are they now or will they ever exist in large enough numbers to present an actual threat to U.S. Navy operations?
• In the event of a Chinese invasion of Taiwan, the Chinese wouldn’t necessarily need numerical superiority over the U.S. force assembled in response, but how much capability would they need to bring to the fight in order to accomplish the mission? Regardless of how much “quality” navy they bring, how much “quantity” does China need before the balance tips in their favor?
• While all this new technology might be highly capable, Can Chinese forces effectively use it to maximum effect? Can they maintain this equipment? Do they have the logistics and infrastructure to support fielding it in combat?
• Are Chinese efforts towards cyber dominance integrated with their improvements in more conventional naval weapons and capabilities?

Strategy and Policy:

• Why are the Chinese pursuing a naval build-up? Is it driven by a bureaucratic impulse of the PLAN, a nationalist desire to be the regional hegemon, or the result of what China perceives as external security threats by the U.S. or other regional powers?
• What would drive China towards attempting a military takeover of Taiwan? Have they figured out how they would actually fight with the navy they have built?
• Does Chinese maritime strategy reflect the same principles as those of the U.S. Navy’s, in which maritime forces are important because they are the critical enablers for power projection across the globe, or do they simply represent an expansion of land power?

There are many conflicting answers to these questions, pointing towards many different potential conclusions. There is no simple answer as to whether Chinese naval modernization represents a grave threat to U.S. interests or what that means to the U.S. Navy’s acquisition efforts. Regardless, the need for deep and sustained analysis of China is merited and should be a high priority. In the mean time, one should be wary of simplistic analysis using the latest splashy announcement of a new Chinese ship/plane/missile to justify a particular course of action, particularly when linked to future defense acquisition strategies (Build more ships! Build less ships! Shift focus to/from carriers/amphibs/fighter jets/subs/SOF/unmanned systems/cyber!) Chinese capabilities and intentions need to be understood in their totality before driving shifts in U.S. defense policy.

Lieutenant Commander Mark Munson is a Naval Intelligence Officer and currently serves on the OPNAVstaff. He has previously served as at Naval Special Warfare Group FOUR, the Office of Naval Intelligence and onboard USS ESSEX (LHD 2). The views expressed are solely those of the author and do not reflect the official viewpoints or policies of the Department of Defense or the U.S. Government. 

Thinking About Prevention, Pt. 1


How to keep the missiles in their tubes?

The panel debate last month at the Center for Naval Policy on U.S. strategy in the Asia Pacific helped start a discussion on potential strategies and the tools each would require. I served up my initial thoughts here.

As I noted, one of the difficulties in balancing the ends, ways, and means in any strategy designed to win an armed conflict is that the tools to win are not necessarily those that can help prevent the conflict from erupting in the first place, or to keep a conflict from escalating.


As many have remarked, neither the U.S. nor China would benefit from a protracted conflict between the two powerhouses. The 50-year stand-off between the U.S. and U.S.S.R. that preceded it had its own cold logic of prevention derived from the balance of nuclear first- and second-strike capabilities. MAD, or Mutual Assured Destruction as the calculus was known, did two things. First, it helped prevent direct conflict between the two belligerents, knowing that unchecked escalation could lead to a war of unlimited aims and means, and ultimately mutual destruction. For this reason both sides took great pains to disguise active participation of their combatants in hostilities against the other, such as Russians in the Korean War. Second, if direct violence ever did flare between the two, MAD was there to act as a check to prevent it from becoming a war of unlimited means – to keep the conflict “conventional.”  

In many ways a similar check acts to keep sabre-rattling from becoming sabre-thrusting due to the intertwined interests of the U.S. and China. In this arrangement, the devastation swiftly wrought by a conflict would be economic, and the blast-radius global. So, in an effort to coin a term that I’m sure will become widely used, I give you Mutual Economic Obliteration – Worldwide, or MEOW.

Yet an oft-repeated fact is that the unprecedented levels of economic interdependence in Europe prior to World War I could not prevent that war’s outbreak. So it is today. Economics and rationality maximizing polices of nations can certainly help, but can not alone prevent a conflict in the event of a range of scenarios driven by nationalist passions, the self-interests of individuals, or just plain accident.  

An Ounce of Prevention

So how can the U.S. aid prevention in these cases? Nothing can completely eliminate the possibility of armed conflict, thus even the most pacifist of prudent nations retain militaries and self-defense forces, but there are steps available beyond economic co-dependence. These can be categorized as those steps taken to sow respect (often involving means useful in the event prevention fails) and those taken to enhance familiarity. I will explore some of the options available in the next post, but by no means have all of the answers. In an environment of fiscal restraint and a time of hard budgeting choices we can’t lose focus on the importance of trying to prevent conflicts as much as we prepare to win them. Financial resources, time, and creative energies are needed for both equally important endeavors.

English Rules the Waves


AP Photo
“Ahoy Mateys!”                    

Reading last week about the joint Russian-Chinese naval exercise “Maritime Cooperation 2012” in the Yellow Sea, I was interested to learn that the Russians insisted bridge-to-bridge and exercise communications be conducted solely in Russian. This is further indication that the exercise, the largest for the two navies since 2005, is a sign of normalizing ties rather than of a burgeoning alliance. The pair had at first agreed to use both Chinese and Russian, but interestingly the Chinese acquiesced to Russian demands. Perhaps it was a simple lack of Mandarin speakers in the Russian fleet, but this seems unlikely given the effort each side takes to monitor the other’s activities. I was also curious, but not surprised, that neither side pushed for a compromise use of English.


English – or rather “Maritime English” – is, after all, the language of both maritime and air operations. British and then American naval and commercial power originally spread its use on the seas, but it was only in 1995 that the International Maritime Organization (IMO) codified English as the official language of mariners. This, however, built on prior agreements and was followed in 2001 by the adoption of the Standard Marine Communication Phrases to standardize safety terms and phrases such as the gem: “I am sinking. Please proceed to my assistance. What is your ETA at our distress position?”


Having a common language at sea is important (just ask the passengers on the Costa Concordia who couldn’t understand the crew’s Italian instructions, or for that matter the crewmembers who didn’t speak Italian). Like any accepted set of standards a common language facilitates safe interaction and commerce. The website of Maritime Tests of Language, a testing company, cites IMO statistics stating “80% of accidents taking place at sea are caused by human error, with half due to poor communication.”


Undoubtedly some of these mishaps are due to language comprehension difficulties – not a surprise if you can imagine trying to understand a heavily accented, non-native speaker trying to communicate something in a panic. The IMO has studied requiring a standardized Maritime English-language competency test as an amendment to its 1978 Convention on Standards of Training, Certification and Watchstanding, but so far has only posted guidelines.


Despite the growth of Chinese naval and commercial shipping prowess, I don’t foresee China pushing for Mandarin to rival or replace English as an official maritime language in the foreseeable future. Nonetheless, I do expect the PLAN to become more insistent on Mandarin’s use in joint exercises when its partner speaks a similarly non-English tongue.

Photo: AP