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The Chinese Dream and Beijing’s Grand Strategy

By Tuan N. Pham

At the 19th National Congress of the Chinese Communist Party (CCP), President Xi Jinping opened the assembly by delivering a seminal report to its members. The three hour-long speech emphatically reaffirmed a strategic roadmap for national rejuvenation and officially heralded a new era in Chinese national development. Beijing now seems, more than ever, determined to move forward from Mao Zedong’s revolutionary legacy and Deng Xiaoping’s iconic dictum (“observe calmly, secure our position, cope with affairs calmly, hide our capacities and bide our time, be good at maintaining a low profile, and never claim leadership”). Beijing also appears poised to expand its global power and influence through the ambitious Belt and Road Initiative, expansive build-up and modernization of the People’s Liberation Army (PLA), assertive foreign policy, and forceful public diplomacy. Underpinning these strategic activities are various ancillary strategies – maritime, space, and cyberspace – all interlinked with the grand strategy of the Chinese Dream.

Xi has irreversibly moved China away from the legacies of Mao and Deng, and resolutely set the country on the continued path of the Chinese Dream – a strategic roadmap for national rejuvenation (grand strategy) that interlinks all ancillary strategies. The following discourse will explore the cohesive alignment of these strategies and the connected strategic themes pervasive throughout them.

Grand Strategy

A closer examination of Xi’s remarks reveals Beijing’s true national ambitions. He spoke at great length about the “Four Greats – experience the great struggle in the new era, construct the great project of CCP building, and promote the great cause of socialism with Chinese characteristics, in order to realize China’s great dream of national rejuvenation.” All in all, the speech outlined Chinese strategic intent in terms of “what” (national rejuvenation), “when” (by what date should national rejuvenation be achieved by), and “how” (ways and means to achieve national rejuvenation).

The “what” and “when” is articulated as: “By 2049, China’s comprehensive national power and international influence will be at the forefront.” In other words, restore the Middle Kingdom’s status as a leading world power and civilization thereby realizing a “modern and powerful China” by 2049.

The “how” consists of several goals. First, promote abroad “socialism with Chinese characteristics in a new era (Xi’s Thoughts).” Until now, Beijing did not actively export its ideology to the world. However, Xi views Western liberal democracy (at best) as an obstruction to China’s rise and (at worst) as a threat to the Chinese Dream. He believes Chinese socialism is philosophically and practically superior to the diametrically opposed modern occidental thought as evidenced by China’s meteoric national development and economic growth; and as a way to catch up with the developed nations and prevent the regression to humiliating colonialism.

The second major goal is to displace the extant Western-oriented world order with one without dominant U.S. influence. This includes offering developing countries a strategic economic and political choice of Chinese “benevolent” governance involving mutual friendship but not encumbering alliances – economic development with political independence. In essence, take note of China, a rising power and growing economic juggernaut that does not have to make political accommodations, an appealing case to developing states, particularly those under authoritarian rule.

The third goal is to further develop the PLA to enable and safeguard national rejuvenation. Xi charges the PLA to realize military modernization by 2035 and become a world-class military by 2049, which means the PLA must attain regional preeminence by 2035 and global parity with the long-dominant U.S. military by 2049.

The fourth goal is to exercise a more assertive foreign policy to promote and advance the Chinese Dream. National security is now just as important as economic development. The new strategic approach calls for the balanced integration of both interests – long-term economic development with concomitant economic reforms intended to restructure and realign the global political and security order and safeguard and enhance the internal apparatuses of China’s socialist system until it can be the center of that new global order.

Maritime Strategy

Chinese maritime strategists have long called for a maritime strategy– top-level guidance and direction to better integrate and synchronize the multiple maritime lines of effort in furtherance of national goals and objectives (the Chinese Dream). For Beijing, last year’s historic and sweeping award on maritime entitlements in the South China Sea by the International Tribunal of the Permanent Court of Arbitration at the Hague – overwhelmingly favoring the Philippines over China – makes this strategic imperative even more urgent and pressing. Shortly after the ruling, the CCP’s Central Committee, State Council, and Central Military Commission signaled their intent to draft a maritime strategy in support of China’s strategic ambitions for regional preeminence and eventual global preeminence. The developing and evolving strategy proposes coordinating Beijing’s maritime development with efforts to safeguard maritime rights and interests.

China’s maritime activities are influenced by Mahanian and Corbettian principles and driven by its strategic vision of the ocean as “blue economic space and blue territory” – crucial for its national development, security, and status. Beijing is on a determined quest to build maritime power, and naval and security issues are only part of that strategic vision. The forthcoming maritime strategy will encompass more than just the PLA Navy, Coast Guard, and Maritime Militia. Also at play is China’s wide-ranging approach to maritime economic, diplomatic, environmental, and legal affairs. Therefore, the new strategy will need to balance two competing national priorities – building the maritime economy (economic development) and defending maritime rights and interests (national security).

A key component of the emerging maritime strategy is Chinese efforts to shape maritime laws to support national rejuvenation. Beijing will try to fill international and domestic legal gaps that it sees as hindering its ability to justify and defend current maritime territorial claims (East and South China Seas) and future maritime interests (possibly in the Indian Ocean, Arctic, and Antarctica) – part of a continuing effort to set the terms for international legal disputes it expects will grow as its maritime reach expands. These developing maritime laws bear watching as a public expression of Beijing’s strategic intent in the maritime domain and a possible harbinger for the other contested domains as well.

Space Strategy

Last December, China’s Information Office of the State Council published its fourth white paper on space titled “China’s Space Activities in 2016.” Since the white paper was the first one issued under Xi, it is not surprising that the purpose, vision, and principles therein are expressed in terms of his worldview and aspiration to realize the Chinese Dream. Therefore, one should read beyond the altruistic language and examine the paper through the realpolitik lens of the purpose and role of space to the Chinese Dream; the vision of space as it relates to the Chinese Dream; and the principles through which space will play a part in fulfilling the Chinese Dream.

Although the white paper is largely framed in terms of China’s civilian space program, the PLA is subtly present throughout the paper in the euphemism of “national security.” The references in the purpose, vision, and major tasks deliberately understate (or obfuscate) Beijing’s strategic intent to use its rapidly growing space program (largely military space) to transform itself into a military, economic, and technological power.

The white paper also highlights concerted efforts to examine extant international laws and develop accompanying national laws to better govern its expanding space program and better regulate its increasing space­-related activities. Beijing intends to review, and where necessary, update treaties and reframe international legal principles to accommodate the ever-changing strategic, operational, and tactical landscapes. By and large, China wants to leverage the international legal framework and accepted norms of behavior to advance its national interests in space without constraining or hindering its own freedom of action in the future where the balance of space power may prove more favorable.

Cyberspace Strategy

On the same day as the issuance of the “China’s Space Activities in 2016” white paper, the Cyberspace Administration of China also released Beijing’s first cyberspace strategy titled “National Cyberspace Security Strategy” to endorse Chinese positions and proposals on cyberspace development and security and serve as a roadmap for future cyberspace security activity. The strategy aims to build China into a cyberspace power while promoting an orderly, secure, and open cyberspace, and more importantly, defending its national sovereignty in cyberspace. The strategy interestingly characterizes cybersecurity as the “nation’s new territory for sovereignty”; highlights as one of its key principles “no infringement of sovereignty in cyberspace will be tolerated”; and states intent to “resolutely defend sovereignty in cyberspace” as a strategic task. Since then, Beijing has steadily increased policy, legal, and technical measures to tighten its state controls of the Internet – limiting the information flow to the populace and curbing the unwanted foreign influence of Western liberal democracy.  

Both the space white paper and cyberspace security strategy reflect Xi’s worldview and aspiration to realize the Chinese Dream. The latter’s preamble calls out the strategy as an “important guarantee to realize the Two Centenaries struggle objective and realize the Chinese Dream of the great rejuvenation of the Chinese nation.” Therefore, like the white paper, one should also read beyond the noble sentiments of global interests, global peace and development, and global security; and examine the strategy through the underlying context of the Chinese Dream. What is the purpose and role of cyberspace to national rejuvenation; the vision of cyberspace power as it relates to national rejuvenation; and through which principles will cyberspace play a role in fulfilling national rejuvenation?

The role of the PLA is likewise carefully understated (or obfuscated) throughout the strategy in the euphemism of “national security.” The references in the introduction, objectives, principles, and strategic tasks quietly underscore the PLA’s imperatives to protect itself (and the nation) against harmful cyberspace attacks and intrusions from state and non-state actors and to extend the law of armed conflict into cyberspace to manage the increasing international competition – both of which acknowledge cyberspace as a battlespace that must be contested and defended.   

The strategy also puts high importance on international and domestic legal structures, standards, and norms. Beijing wants to leverage the existing international legal framework and accepted norms of behavior to develop accompanying national laws to advance its national interests in cyberspace without constraining or hindering its own freedom of action in the future where the balance of cyberspace power may become more favorable.

Four months later in March, the Foreign Ministry and State Internet Information Office issued Beijing’s second cyberspace strategy titled “International Strategy for Cyberspace Cooperation.” The aim of the strategy is to build a community of shared future in cyberspace, notably one that is based on peace, sovereignty, shared governance, and shared benefits. The strategic goals of China’s participation in international cyberspace cooperation include safeguarding China’s national sovereignty, security, and interests in cyberspace; securing the orderly flow of information on the Internet; improving global connectivity; maintaining peace, security, and stability in cyberspace; enhancing the international rule of law in cyberspace; promoting the global development of the digital economy; and deepening cultural exchange and mutual learning.

The strategy builds on the previously released cyberspace security strategy and trumpets the familiar refrains of national rejuvenation; global interests, peace and development, and security; and development of national laws to advance China’s national interests in cyberspace. Special attention was again given to the contentious concept of cyberspace sovereignty in support of national security and social stability.

Connected Strategic Themes

Ends – Chinese Manifest Destiny. Chinese strategists have long called for a comprehensive and enduring set of strategies to better integrate and synchronize the multiple strategic lines of effort in furtherance of national goals and as part of a grand strategy for regional preeminence and ultimately global preeminence. National rejuvenation reflects their prevailing expansionist and revisionist sentiment, and is the answer to their calling. China is unquestionably a confident economic juggernaut and rising global power, now able to manifest its own national destiny – the Chinese Dream – and dictate increasing power and influence across the contested and interconnected global commons in support of national rejuvenation.

Ways – Global Commons Sovereignty (Economic Development and National Security). Beijing’s maritime activities are driven by its strategic vision of the ocean as “blue economic space and blue territory.” China seems to regard space and cyberspace very much in the same manner and context in terms of economic potential (value) and sovereign territory (land) that requires developing and defending respectively. For now, there appears more policy clarity, guidance, and direction for sovereignty in cyberspace, while space sovereignty seems more fluid and may still be evolving policy-wise. Nevertheless, Beijing still needs to balance the two competing national priorities – building the domain economy (economic development) and defending domain rights and interests (national security) – in all three contested and interconnected global commons.

Means – Laws to Support Strategy. Beijing seeks to shape international laws and norms and develop accompanying domestic laws to be more equitable and complementary to its national interests. The legal campaign is part of continuing efforts to set the terms for international legal disputes that Beijing expects will grow as its reach expands across domains. China wants to set the enabling conditions for future presence and operations (and perhaps preeminence) across the contested and interconnected global commons.

Risks – Western Liberal Democracy. Beijing largely sees Western liberal democracy (at best) as an impediment to China’s rise and (at worst) as a danger to national rejuvenation. Many Chinese view the United States as the embodiment of the diametrically opposed modern occidental thought that actively tries to contain their peaceful rise and prevent them from assuming their rightful place in the world. Therefore, they believe the Chinese Dream is not only a strategic roadmap for global preeminence, but also a strategic opportunity to right a perceived historical wrong (humiliating colonialism). China still feels disadvantaged by (and taken advantage of) a Western-dominated (and biased) system of international laws established when it was weak as a nation and had little say in its formulation.

Conclusion

At the end of the day, Beijing has a comprehensive and coherent grand strategy that guides, directs, and synchronizes its strategies. Washington would be prudent to take note and plan accordingly. Otherwise, America risks being outmaneuvered and outmatched across the contested and interconnected global commons and ceding U.S. regional and global preeminence to a more organized, flexible, and agile China. 

Tuan Pham has extensive experience in the Indo-Asia-Pacific, and is widely published in national security affairs and international relations. The views expressed therein are his own and do not reflect the official policy or position of the U.S. Government.

Featured Image: Chinese astronauts Jing Haipeng (L) and Chen Dong wave in front of a Chinese national flag before the launch of Shenzhou-11 manned spacecraft, in Jiuquan, China, October 17, 2016. (REUTERS/Stringer)

To Rule the (Air)Waves

By Tim McGeehan and Douglas Wahl

A new domain of conflict emerges as America transitions onto a wartime footing. Military, commercial, and private interests debate how to balance security, privacy, and utility for new technology that unleashes the free-flow of information. The President issues Executive Orders to seize and defend the associated critical infrastructure for exclusive government use for the duration of the conflict.

This is not the plot for a movie about a future cyber war, nor is it a forecast of headlines for late 2017; rather, the year was 1917 and the “new” technology was wireless telegraphy.

Long before anyone imagined WiFi, there was wireless telegraphy or simply “wireless.” This revolutionary technology ultimately changed the conduct of war at sea, making the story of its adoption and wartime employment timely and worthy of re-examination. While these events took place last century, they inform today’s discussion as the U.S. Navy grapples with similar issues regarding its growing cyber capabilities.

Wireless Unveiled

In 1896, Guglielmo Marconi filed the first patent for wireless telegraphy, redefining the limits of long range communication.1 Wireless quickly grew into a means of mass dissemination of information with applications across government, commerce, and recreation. The Russo-Japanese War of 1904-5 provided a venue to demonstrate its wartime utility, when Japanese naval scouts used their wireless to report critical intelligence concerning the Russian Fleet as it sailed for Tsushima Strait. This information allowed the Japanese Fleet to prepare a crippling attack on the Russians and secure victory at sea.2 

People came to believe that wireless communication was not only invaluable, but invulnerable, as described in 1915 by Popular Mechanics: “interference with wireless messages… is practically impossible. Telegraph wires and [submarine] cables may be cut, but a wireless wave cannot be stopped.”3

Naval Implications

Command and Control

Wireless profoundly impacted command and control (C2) at sea. Traditionally, on-scene commanders exercised C2 over ships in company via visual signals; once over the horizon, units relied on commander’s intent. Wireless changed this paradigm. By enabling the long-distance flow of information, wireless allowed a distant commander to receive reports from and issue orders to deployed units in real time, increasing a commander’s situational awareness (SA) and extending their reach. A 1908 newspaper article even referred to the Royal Navy’s wireless antenna at the Admiralty building as the “Conning Tower of the British Empire,” and that the First Sea Lord, “as he sits in his chair at Whitehall,” can “survey the whole area of possible conflict and direct the movements of all the fleets with as much ease as if they were maneuvering beneath his office windows.”4

While wireless did improve communication, it did not achieve harmony between the Fleet and its headquarters. A second 1908 article appeared with a self-explanatory title: “Fleet Commanders Fear Armchair Control During War by Means of Wireless.”5 Much as today, officers considered increased connectivity a mixed blessing; they appreciated the information flow but feared interference with their ability to command.6

Vulnerabilities and Opportunities

While wireless increased SA, it introduced new vulnerabilities. The discipline of Signals Intelligence grew with the ability to intercept communications from adversary ships. While Marconi claimed to have a secure means of transmission, this was quickly disproven in the 1903 “Maskelyne Affair,” when a wireless competitor hijacked Marconi’s public demonstration and transmitted an obscene Morse code message that was received in front of Marconi’s audience.7  This “spoofing” foreshadowed similar episodes in World War I (WWI) where false messages were sent by adversary operators impersonating friendly ones.8

Militaries understood the vulnerabilities of wireless even before the outbreak of WWI. The day after declaring war on Germany, the British cut five German undersea telegraph cables. This action degraded the Germans’ long-distance communications capability and forced them to rely on less secure wireless transmissions, which were vulnerable to interception.9

While the “internals” (content) of these signals held strategic value by revealing an adversary’s plans and intentions, the “externals” (emission characteristics) held tactical value. With the advent of direction finding (DF) capabilities, friendly units could locate transmitting adversary platforms (to include a new menace, the submarine). When combined with known locations of friendly units (self-reported by wireless), these positions provided a near-real time common operating picture (COP).

Mitigations and Countermeasures

Ships could mitigate some vulnerability by maintaining radio silence to deny adversary DF capabilities. A complementary tactic was the adoption of Fleet broadcasts, with headquarters transmitting to all units on a fixed schedule (analogous to today’s Global Broadcast System).10 This “push” paradigm allowed ships to passively receive information, vice having to transmit requests for it (and risk disclosing their location to adversary DF).

In 1906, The Journal of Electricity, Power, and Gas described early countermeasures, specifically jamming techniques, where in “war games one Fleet has kept plying its wireless apparatus incessantly thereby blocking the signals of its opponents until it has passed clear.”11 It analyzed the ‘recent’ Russo-Japanese War, noting that while Russian ships sortied from Port Arthur, “the powerful station on shore began to grind out the Russian alphabet, thus paralyzing the weaker [wireless] outfits of the Japanese pickets.”12 It criticized the Russians for not continually transmitting on their wireless to interfere with the Japanese scouts reporting on their position in the run up to Tsushima Strait.13 In 1915, Popular Mechanics even described how to counter jamming, by “making frequent changes of wave length at known intervals,” a practice known today as “frequency hopping.”14

Wireless, WWI, and the U.S. Navy

On the day America entered WWI, President Wilson issued Executive Order (EO)-2585, which directed “radio stations within the jurisdiction of the United States as are required for Naval communications shall be taken over by the Government…and furthermore that all radio stations not necessary to the Government of the United States for Naval communications, may be closed.”15 The New York Times ran the headline “GOVERNMENT SEIZES WHOLE RADIO SYSTEM; Navy Takes Over All Wireless Plants It Needs and Closes All Others.”16 Weeks later EO-2605A went further and directed the removal “all radio apparatus” from stations not required by the Navy.17 In addition, EO-2604 titled “Censorship of Submarine Cables, Telegraph, and Telephone Lines” gave the Navy additional authority over all submarine cables and the Army authority over all telegraph and telephone lines.”18 Thereafter, the military controlled all means of telecommunication in the United States.

Secretary of the Navy (SECNAV) Daniels had provided rationale for wireless seizure in 1916, when he explained that “control of the Fleet requires a complete and effective Naval radio system on our coasts” and instances of “mutual interference between the Government and commercial stations, ship, and shore, are increasing.”19 He saw no way to resolve the issue “except by the operation of all radio stations on the coast under one control” (the Navy).20

Class in session, at the Wireless School at the Washington Navy Yard, D.C. December 1904. Note schematic diagram on blackboard, and apparatus in use. (Naval History and Heritage Command)

Officials prohibited foreign ships in U.S. ports from using their wireless, sealed their transmitters, and sometimes even removed their antennae. The government shut down amateur operators altogether. Two years earlier, The Journal of Electricity, Power, and Gas opined the “Government would have a tremendous task on its hands if an attempt should be made to dismantle all privately-owned stations, as more than 100,000 of them exist.”21 Nonetheless, that is exactly what happened.

Federal agents worked to track down and secure unauthorized wireless sets and their rogue operators. The Navy assigned operators at newly commissioned “listening-in stations” to monitor signals in specific frequency bands for their geographic area.22 When a suspicious signal was detected, multiple stations triangulated the transmitter and “Naval investigators would immediately [be dispatched to] reach the spot in fast automobiles.”23 The Electrical Experimenter featured a series about a “radio detective” who worked tirelessly to hunt down wireless operators. The detective described false alarms, but also the genuine discovery of hidden antennae disguised as clotheslines, tracing wires to buildings, and catching rogue operators and foreign agents.24

It is worthy to note that even after seizing control of the wireless enterprise, the government recognized the economic impact of wireless and therefore directed the Navy to continue passing commercial traffic. In 1917, SECNAV Daniels reported that the Navy made a profit providing this service and submitted $74,852.59 to the Treasury.25

Comparisons

The wireless actions of 1917 projected into cyber actions of 2017 would be analogous to the Navy seizing control of the Internet, passing traffic on behalf of commercial entities (for profit), censoring all email, and establishing domestic monitoring stations with deployable teams to round up hackers. The backlash would be epic.

However, rebranding the story with different terminology makes it palatable. In 1917, the Navy “seized control of the spectrum” by operating all wireless infrastructure as a “warfighting platform,” thus ensuring it was “available, defendable, and ready to deliver effects.” Censoring traffic and closing unnecessary stations (and private sets) was “reducing the attack surface.”  Navy listening stations “conducted tailored Signals Intelligence” to detect enemy activity. This language should all sound familiar to Navy cyber personnel today, as “Operate the Network as a Warfighting Platform,” “Deliver Warfighting Effects through Cyberspace,” and “Conduct Tailored Signals Intelligence” are all goals extracted from the U.S. Fleet Cyber Command/TENTH Fleet (FCC/C10F) Strategic Plan.26 Like wireless, cyber capabilities are key to ensuring the flow of information, building a COP (associated FCC/C10F goal: “Create Shared Cyber Situational Awareness”), and enabling C2. While a crack team of Sailors might not jump into a “fast automobile” to hunt down an unauthorized Internet hotspot, the function is analogous to Cyber Protection Teams (CPTs) responding to intrusions on the DoD’s network.27 

While security partnerships between government and industry still exist, there are significant differences from 1917’s arrangements. The Navy could not seize control of the entire Internet as it did with all wireless capability in 1917. Wireless was in an “early adopter” phase and did not impact daily life and commerce to the extent of today’s Internet. Likewise, given the volume of email and internet traffic, censorship on the scale of 1917 is not feasible – even  if it was legal. Finally, while the Navy passing commercial traffic during WWI seems unusual now, the Navy actually had been routinely handling commercial traffic since 1912, when the Act to Regulate Radio Communication required that it “open Naval radio stations to the general public business” in places not fully served by commercial stations.28 That act effectively required the Navy to establish a commercial entity (complete with accounting) to oversee all duties of a commercial communication company; today this would essentially mean operating as an Internet Service Provider.29 In 1913, Department of the Navy General Order #10 opened all Naval ship communications to public business while in port; today’s Navy will most likely not turn its shipboard communications systems into public WiFi hotspots.30

Information Systems Technician 3rd Class John Erskine, Chief Information Systems Technician Jennifer Williams, Cryptologic Technician (Networks) 2nd Class Tyrone Fuller, and Information Systems Technician 2nd Class Amanda Kisner work together to assess the security of the computer networks aboard the aircraft carrier USS George H.W. Bush (CVN 77). (U.S. Navy photo)

The wireless story is also a cautionary tale. Even after the war was over, the Government did not want to relinquish control of the airwaves. Among multiple Executive Branch witnesses, SECNAV Daniels testified to Congress that “radio communications stands apart because the air cannot be controlled and the safe thing is that only one concern should control and own it” (the Navy).31 The President voiced his support, spurring headlines like “Wilson Approves Making Wireless a Navy Monopoly.” However, industry applied political pressure and successfully lobbied to restore wireless to commercial and private use in 1919.32 

Takeaways

It is tempting to think that this story is about technology. However, the most important lessons are about people. The final goal in today’s FCC/C10F Strategic Plan is to “Establish and Mature Navy’s Cyber Mission Forces”; the Navy of 1917 had similar challenges developing a workforce to exploit a new domain. Some of their approaches are applicable today (indeed, the Navy is already pursuing some of them):

  • The Navy of 1917 leveraged outside experience by strategically partnering with industry and amateur organizations to recruit wireless operators. In 1915, with war looming, the Superintendent of the Naval Radio Service foresaw a dramatic increase in the requirement for radio operators. He contacted wireless companies to request that they steer their employees towards obligating themselves to Government service in the event of war – the companies enthusiastically complied. He also contacted the National Amateur Wireless Association, which shared its membership rosters. By 1916, it had chapters organized to support their local Naval Districts and helped form the Naval Communication Reserve the following year.33 Patriotic amateurs even petitioned Congress to allow them to operate as “a thousand pair of listening ears” to monitor wireless transmissions from Germany.34  Today the opposite of 1917 happens, where the Navy loses trained, experienced personnel to contractors and commercial enterprise. While the Navy creates its own cyber warriors, it should continue tapping into patriotic pools of outside talent. Deepening relationships with companies by expansion of programs like “Tours With Industry” could help attract, train, and retain cyber talent.
  • The Navy established a variety of demanding training courses for wireless operators. One of the Navy’s earliest courses had non-trivial prerequisites (candidates had to be “electricians by trade” or have similar experience), lasted five months, and was not an introductory but rather a “post-graduate” course.35 Later, a growing Fleet and requirements for trained radiomen necessitated multi-level training. The Navy established radio schools in each Naval District to provide preliminary training and screen candidates for additional service. In 1917, it established a training program at Harvard. These programs provided the Navy over 100 radio operators per week in 1917 and over 400 per week by 1918.36  Today’s Navy should continue expanding its portfolio of cyber training courses to more fully leverage academia’s facilities and expertise.
Recruiting Poster: “What the Navy is Doing: Live and Learn” Showing students in the Navy radio wireless school, at Great Lakes Illinois, circa 1919. (Naval History and Heritage Command)
  • During the war, the Navy looked past cultural differences (and indiscretions) when drawing personnel from non-traditional backgrounds. The “wireless detective” described rogue wireless operators as “being of a perverse turn of mind,”37 and “a reckless lot – at times criminally mischievous.”38 However, the Navy leveraged these tendencies and employed former amateurs “who were familiar with the various tricks anyone might resort to in order to keep their receiving station open” to hunt secret wireless apparatus.39 Today’s cyber talent pool may not look or act like traditional recruits; however, they possess skills, experience, and mindsets critical to innovation. The Navy should weigh traditionally disqualifying enlistment criteria against talent, capability, and insight into adversarial tactics.
  • The Navy of 1917 offered flexible career paths to recruit skilled operators. Membership in the Naval Communication Reserve only required citizenship, ability to send/receive ten words per minute, and passing a physical exam.40 New members received a retainer fee until they qualified as “regular Naval radio operators” when their salary increased. There was no active duty requirement (except during war) and a member could request a discharge at any time.41 Today’s Navy should continue expanding flexible career paths allowing skilled cyber professionals to enter and exit active duty laterally (vice entering at the bottom and advancing traditionally).

Conclusion

There are several parallels between the advent of “wireless” warfare last century and today’s cyber warfare. In modern warfare, cyber capabilities are potential game changers, but many questions remain unanswered on how to best recruit, employ, and integrate cyber warriors into naval operations. Like wireless in 1917, it is easy to become focused on the technical aspects of a new capability and new domain. However, to fully wield cyber capabilities, the Navy needs to focus on the people and not the technology.

Tim McGeehan is a U.S. Navy Officer currently serving in Washington.  

Douglas T. Wahl is the METOC Pillar Lead and a Systems Engineer at Science Applications International Corporation.

The ideas presented are those of the authors alone and do not reflect the views of the Department of the Navy, Department of Defense, or Science Applications International Corporation.

References

[1] Tesla- Life and Legacy, 2004, http://www.pbs.org/tesla/ll/ll_whoradio.html

[2] Steel Ships at Tsushima – Five Amazing Facts About History’s First Modern Sea Battle, June 9, 2015, http://militaryhistorynow.com/2015/06/09/the-battleships-of-tsushima-five-amazing-facts-about-historys-first-modern-sea-battle/

[3]  G. F. Worts, Directing the War by Wireless, Popular Mechanics, May 1915, p. 650

[4] W. T. Stead, Wireless Wonders at the Admiralty, Dawson Daily News, September 13, 1908

[5] Fleet Commanders Fear Armchair Control During War by Means of Wireless, Boston Evening Transcript, May 2, 1908

[6] B. Scott, Restore the Culture of Command, USNI Proceedings, August 1915, https://www.usni.org/magazines/proceedings/2015-08/restore-culture-command ; D.A. Picinich, Mission Command in the Information Age: Leadership Traits for the Operational Commander, Naval War College, May 2013, http://www.dtic.mil/dtic/tr/fulltext/u2/a583531.pdf

[7] Lulz, Dot-dash-diss: The gentleman hacker’s 1903, New Scientist, https://www.newscientist.com/article/mg21228440-700-dot-dash-diss-the-gentleman-hackers-1903-lulz/

[8] H. J. B. Ward, Wireless Waves in the World’s War, The Yearbook of Wireless Telegraphy and Telephony, 1916, pp. 625-644, http://earlyradiohistory.us/1916war.htm

[9] Porthcurno, Cornwall: Cable Wars, May 2014, http://www.bbc.co.uk/programmes/p01wsdlh

[10] Navy’s Control of Radio a Big Factor in War, New York Herald, December 12, 1918,  http://earlyradiohistory.us/1918navy.htm

[11] H.C. Gearing, Naval Wireless Telegraphy on the Pacific Coast, Journal of Electricity, Power, and Gas, June 9, 1906, p. 309

[12] H.C. Gearing, Naval Wireless Telegraphy on the Pacific Coast, Journal of Electricity, Power, and Gas, June 9, 1906, p. 309

[13] H.C. Gearing, Naval Wireless Telegraphy on the Pacific Coast, Journal of Electricity, Power, and Gas, June 9, 1906, p. 309

[14] G. F. Worts, Directing the War by Wireless, Popular Mechanics, May 1915, p. 650

[15] Executive Order 2585, April 6, 1917,  http://www.presidency.ucsb.edu/ws/index.php?pid=75407

[16] Government Seizes Whole Radio System; Navy Takes Over All Wireless Plants It Needs and Closes All Others, The New York Times, April 8, 1917

[17] Executive Order 2605A, April 30, 1917, http://www.presidency.ucsb.edu/ws/index.php?pid=75415

[18] Executive Order 2604, April 28, 1917, http://www.presidency.ucsb.edu/ws/?pid=75413

[19] 1916 Annual Reports of the Department of the Navy, pp. 27-30

[20] 1916 Annual Reports of the Department of the Navy, pp. 27-30

[21] G. F. Worts, Directing the War by Wireless, Popular Mechanics, May 1915, p. 650

[22] P.H. Boucheron, Guarding the Ether During the War, Radio Amateur News, September, 1919, pp. 104, 141, http://earlyradiohistory.us/1919spy.htm

[23] P.H. Boucheron, Guarding the Ether During the War, Radio Amateur News, September, 1919, pp. 104, 141, http://earlyradiohistory.us/1919spy.htm

[24] P.H. Boucheron, A War-Time Radio Detective, lectrical Experimenter, May, 1920, pages 55, 102-106, http://earlyradiohistory.us/1920spy.htm

[25] 1917 Annual Reports of the Navy Department, p. 45

[26] U.S. Fleet Cyber Command/TENTH Fleet Strategic Plan 2015-2020, http://www.navy.mil/strategic/FCC-C10F%20Strategic%20Plan%202015-2020.pdf

[27] P.H. Boucheron, Guarding the Ether During the War, Radio Amateur News, September, 1919, pp. 104, 141, http://earlyradiohistory.us/1919spy.htm

[28] An Act to Regulate Radio Communication, SIXTY-SECOND CONGRESS. Session II, Chapter 287, August 13, 1912, pp. 302-308, https://www.loc.gov/law/help/statutes-at-large/62nd-congress/session-2/c62s2ch287.pdf

[29] An Act to Regulate Radio Communication, SIXTY-SECOND CONGRESS. Session II, Chapter 287, August 13, 1912, pp. 302-308, https://www.loc.gov/law/help/statutes-at-large/62nd-congress/session-2/c62s2ch287.pdf

[30] 1914 Annual Reports of the Navy Department, p. 219

[31] P. Novotny, The Press in American Politics, 1787-2012, 2014, p. 82

[32] P. Novotny, The Press in American Politics, 1787-2012, 2014, p. 83

[33] L.S. Howeth, Operations  and  Organization  of  United  States  Naval  Radio  Service  During  Neutrality  Period, History of Communications-Electronics in the United States Navy, 1963, pp. 227-235,  http://earlyradiohistory.us/1963hw19.htm

[34] P. Novotny, The Press in American Politics, 1787-2012, 2014, p. 79

[35] H.C. Gearing, The Electrical School, Navy Yard, Mare Island, Journal of Electricity, Power, and Gas, May 25, 1907, p. 395

[36] G. B. Todd, Early Radio Communications in the Twelfth Naval District, San Francisco, California, http://www.navy-radio.com/commsta/todd-sfo-01.pdf

[37] P.H. Boucheron, Guarding the Ether During the War, Radio Amateur News, September, 1919, pp. 104, 141, http://earlyradiohistory.us/1919spy.htm

[38] J. Keeley, 20,000 American “Watchdogs”, San Francisco Chronicle, January 30, 1916, http://earlyradiohistory.us/1916wat.htm

[39] P.H. Boucheron, Guarding the Ether During the War, Radio Amateur News, September, 1919, pp. 104, 141, http://earlyradiohistory.us/1919spy.htm

[40] L.S. Howeth, Operations  and  Organization  of  United  States  Naval  Radio  Service  During  Neutrality  Period, History of Communications-Electronics in the United States Navy, 1963, pp. 227-235,  http://earlyradiohistory.us/1963hw19.htm

[41] L.S. Howeth, Operations  and  Organization  of  United  States  Naval  Radio  Service  During  Neutrality  Period, History of Communications-Electronics in the United States Navy, 1963, pp. 227-235,  http://earlyradiohistory.us/1963hw19.htm

Featured Image: Soviet tracking ship Kosmonavt Yuri Gagarin.

Harvesting the Electromagnetic Bycatch

By Tim McGeehan

Most Navy bridge watchstanders have had the experience of adjusting their surface-search radar to eliminate sea clutter or rain. In relation to the task of detecting surface ships, these artifacts represent “noise,” just as when one tunes out unwanted transmissions or static to improve radio communications.

However, information can be gleaned indirectly from unintentionally received signals such as these to yield details about the operating environment, and it may reveal the presence, capabilities, and even intent of an adversary. This “electromagnetic bycatch” is a potential gold mine for the Navy’s information warfare community (IWC) in its drive to achieve battlespace awareness, and represents a largely untapped source of competitive advantage in the Navy’s execution of electromagnetic maneuver warfare (EMW).

Electromagnetic Bycatch

The term electromagnetic bycatch describes signals that Navy sensors receive unintentionally. These signals are not the intended target of the sensors and usually are disregarded as noise. This is analogous to the bycatch of the commercial fishing industry, defined as “fish which are harvested in a fishery, but which are not sold or kept for personal use, and includes economic discards [edible but not commercially viable for the local market] and regulatory discards [prohibited to keep based on species, sex, or size].”1

The amount of fisheries bycatch is significant, with annual global estimates reaching twenty million tons.2 Navy sensor systems also receive a significant volume of bycatch, as evidenced by efforts to drive down false-alarm rates, operator training to recognize and discard artifacts on system displays, and the extensive use of processing algorithms to filter and clean sensor data and extract the desired signal. Noise in the sensor’s internal components may necessitate some of this processing, but many algorithms aim to remove artifacts from outside the sensor (i.e., the sensor is detecting some sort of phenomenon in addition to the targeted one).

U.S. and international efforts are underway to reduce fishing bycatch by using more-selective fishing gear and methods.3 Likewise, there are efforts to reduce electromagnetic bycatch, with modifications to Navy sensors and processing algorithms via new installations, patches, and upgrades. However, it is unlikely that either form of bycatch ever will be eliminated completely. Recognition of this within the fishing industry has given rise to innovative efforts such as Alaska’s “bycatch to food banks” program that allows fishermen to donate their bycatch to feed the hungry instead of discarding it at sea.4 This begs the question: Can the Navy repurpose its electromagnetic bycatch too?

The answer is yes. Navy leaders have called for innovative ideas to help meet twenty-first century challenges, and do to so in a constrained fiscal environment. At the Sea-Air-Space Symposium in 2015, Admiral Jonathan W. Greenert, then-Chief of Naval Operations, called for the Navy to reuse and repurpose what it already has on hand.5 Past materiel examples include converting ballistic-missile submarines to guided-missile submarines; converting Alaska-class tankers to expeditionary transfer docks (ESDs), then to expeditionary mobile bases (ESBs); and, more recently, repurposing the SM-6 missile from an anti-air to an anti-surface and anti-ballistic missile role.6 However, the Navy needs to go even further, extending this mindset from the materiel world to the realm of raw sensor data to repurpose electromagnetic bycatch.

Over The River and To The Moon

The potential value of bycatch that U.S. fisheries alone discard exceeds one billion dollars annually (for context, the annual U.S. fisheries catch is valued at about five billion dollars).7 Likewise, the Navy previously has found high-value signals in its electromagnetic bycatch.

In 1922, Albert Taylor and Leo Young, two engineers working at the Naval Aircraft Radio Laboratory in Washington, DC, were exploring the use of high-frequency waves as new communication channels for the Navy. They deployed their equipment on the two sides of the Potomac River and observed the communication signals between them. Soon the signals began to fade in and out slowly. The engineers realized that the source of the interference was ships moving past on the river.8 Taylor forwarded a letter to the Bureau of Engineering that described a proposed application of this discovery:

If it is possible to detect, with stations one half mile apart, the passage of a wooden vessel, it is believed that with suitable parabolic reflectors at transmitter and receiver, using a concentrated instead of a diffused beam, the passage of vessels, particularly of steel vessels (warships) could be noted at much greater distances. Possibly an arrangement could be worked out whereby destroyers located on a line a number of miles apart could be immediately aware of the passage of an enemy vessel between any two destroyers in the line, irrespective of fog, darkness or smoke screen. It is impossible to say whether this idea is a practical one at the present stage of the work, but it seems worthy of investigation.9

However, this appeal fell on deaf ears; the idea was not considered worthy of additional study. Later, in 1930, after it was demonstrated that aircraft also could be detected, the newly formed Naval Research Laboratory (NRL) moved forward and developed the early pulsed radio detection systems whose successors are still in use today.10 What started as degradations in radio communication signals (owing to objects blocking the propagation path) evolved to being the signal of interest itself. Today that bycatch is used extensively for revealing the presence of adversaries, navigating safely, and enforcing the speed limit. It is known as RAdio Detection And Ranging, or simply by its acronym: RADAR.

Notebook entry of James H. Trexler, dated 28 January 1945, showing calculations for a long-distance communications link between Los Angeles, California, and Washington, D.C., via the Moon. (Courtesy of the Naval Research Laboratory)

During World War II, Navy radar and radio receivers became increasingly sensitive and began picking up stray signals from around the world. Instead of discarding these signals, the Navy set out to collect them. The NRL Radio Division had been investigating this phenomenon since the mid-1920s, and in 1945 NRL established a Countermeasures Branch, which had an interest in gathering random signals arriving via these “anomalous propagation” paths.11 By 1947, it had erected antennas at its Washington, DC, field site to intercept anomalous signals from Europe and the Soviet Union.12 Just the year before, the Army Signal Corps had detected radio waves bounced off the moon. The convergence of these events set the stage for one of the most innovative operations of the Cold War.

NRL engineer James Trexler, a member of the Countermeasures Branch, advocated exploiting the moon-bounce phenomenon for electronic intelligence (ELINT). He outlined his idea in a 1948 notebook entry:

From the RCM [Radio Counter Measures] point of view this system hold[s] promise as a communication and radar intercept device for signals that cannot be studied at close range where normal propagation is possible. It might be well to point out that many radars are very close to the theoretical possibility of contacting the Moon (the MEW [actually BMEWS, for Ballistic Missile Early Warning System] for example) and hence the practicability of building a system capable of intercepting these systems by reflections from the Moon is not beyond the realm of possibility.13

Trexler’s idea addressed a particular intelligence gap, namely the parameters of air- and missile-defense radars located deep within the Soviet border. With an understanding of these parameters, the capabilities of the systems could be inferred. This was information of strategic importance. As friendly ground and airborne collection systems could not achieve the required proximity to intercept these particular radar signals, the moon-bounce method provided a way ahead. All that was required was for both the Soviet radar and the distant collection site to have the moon in view at the same time. What followed were NRL’s Passive Moon Relay experiments (known as PAMOR) and ultimately the Intelligence Community’s Moon Bounce ELINT program, which enjoyed long success at collecting intelligence on multiple Soviet systems.14

Around this time, the Navy grew concerned about ionospheric disturbances that affected long-range communications.15 So the service employed the new moon-bounce propagation path to yield another Navy capability, the communications moon relay. This enabled reliable communications between Washington, DC, and Hawaii, and later the capability to communicate to ships at sea.16 Thus, what started as bycatch led to a search for the sources of stray signals, revealed adversary air- and missile-defense capabilities, and ultimately led to new communications capabilities for the Navy.

Extracting the Electromagnetic Terrain

Signals in the electromagnetic spectrum do not propagate in straight lines. Rather, they refract or bend on the basis of their frequency and variations in the atmospheric properties of humidity, temperature, and pressure. Signals can encounter conditions that direct them upward into space, bend them downward over the horizon, or trap them in ducts that act as wave guides. Knowing this electromagnetic terrain is critical to success in EMW, and can prove instrumental in countering adversary anti-access/area-denial capabilities.

Variation in electromagnetic propagation paths can lead to shortened or extended radar and communications ranges. Depending on the mission and the situation, this can be an advantage or a vulnerability. Shortened ranges may lead to holes or blind spots in radar coverage. This information could drive a decision for an alternate laydown of forces to mitigate these blind spots. It also could aid spectrum management, allowing multiple users of the same frequency to operate in closer proximity without affecting one another. Alternatively, extended radar ranges can allow one to “see” farther, pushing out the range at which one can detect, classify, and identify contacts. Signals of interest could be collected from more distant emitters. However, the adversary also can take advantage of extended ranges and detect friendly forces at a greater distance via radar, or passively collect friendly emissions. Identifying this situation could prompt one to sector, reduce power, or secure the emitter.

As the weather constantly changes, so too does signal propagation and the resultant benefit or vulnerability. Understanding these effects is critical to making informed decisions on managing emitters and balancing sensor coverage against the signature presented to the adversary. However, all these applications rely on sufficient meteorological data, which typically is sparse in space and time. More frequent and more distributed atmospheric sampling would give the U.S. Navy more-complete awareness of changing conditions and increase its competitive advantage.

Luckily, Navy radar sensors already collect a meteorological bycatch. Normally it is filtered out as noise, but emerging systems can extract it. The Hazardous Weather Detection and Display Capability (HWDDC) is a system that takes a passive tap from the output of the SPS-48 air-search radar (located on most big-deck amphibious ships and carriers) and repurposes it like a Doppler weather radar.17 Besides providing real-time weather information to support operations and flight safety, it can stream data to the Fleet Numerical Meteorology and Oceanography Center in Monterey, California, to feed atmospheric models. With this data, the models can generate better weather forecasts and drive electromagnetic propagation models for prediction of radar and communications-system performance.18 The Tactical Environmental Processor (TEP) will perform the same function by extracting atmospheric data from the SPY-1 radar.19

By passively using the existing radar feeds, HWDDC and TEP provide new capabilities while avoiding additional requirements for power, space, frequency deconfliction, and overall system integration that would be associated with adding a new radar, antenna, or weather sensor. There also is the potential to extract refractivity data from the radar returns of sea clutter.20 The multitude of radar platforms in the Navy’s inventory represents an untapped opportunity to conduct “through the sensor” environmental data collection in support of battlespace awareness.

Likewise, the Global Positioning System (GPS) also collects meteorological bycatch. As GPS signals pass through the atmosphere, they are affected by the presence of water vapor, leading to errors in positioning. The receiver or processing software makes corrections, modeling the water vapor effect to compensate, thereby obtaining accurate receiver positions. However, water vapor is a key meteorological variable. If the receiver location is already known, the error can be analyzed to extract information about the water vapor, and by using multiple receivers, its three-dimensional distribution can be reconstructed.21 Instead of dumping the bycatch of water vapor, it can be (and is) assimilated into numerical weather prediction models for improved short-range (three-, six-, and twelve-hour) precipitation forecasts.22

Do Not Adjust Your Set

There is also great potential to harvest bycatch from routine broadcast signals. While a traditional radar system emits its own pulse of energy that bounces back to indicate the presence of an object, passive systems take advantage of signals already present in the environment, such as television and radio broadcasts or even signals from cell towers or GPS.23 These signals propagate, encounter objects, and reflect off. This leads to the “multipath effect,” in which a transmitted signal bounces off different objects, then arrives at the same receiver at slightly different times owing to the varied distances traveled. (This is what used to cause the “ghost” effect on television, in which an old image seemed to remain on screen momentarily even as the new image was displayed.) Variations in this effect can be used to infer the presence or movement of an object that was reflecting the signals.

In a related concept, “multistatic” systems collect these reflections with multiple, geographically separated receivers, then process the signals to detect, locate, and track these objects in real time.24 These systems have proved effective. In a 2002 demonstration, Lockheed Martin’s Silent Sentry system tracked all the air traffic over Washington, DC, using only FM radio and television signal echoes.25 More recently, another passive system went beyond simple tracking and actually classified a contact as a small, single-propeller aircraft by using ambient FM radio signals to determine its propeller rotation rate.26 This level of detail, combined with maneuvering behavior, operating profiles, and deviations from associated pattern-of-life trends, could even give clues to adversary intent.

Passive radar systems have many advantages. They emit no energy of their own, which increases their survivability because they do not reveal friendly platform location and are not susceptible to anti-radiation weapons. They do not add to a crowded spectrum, nor do they need to be deconflicted from other systems because of electromagnetic interference. The receivers can be mounted on multiple fixed or mobile platforms. Technological advances in processing and computing power have taken much of the guesswork out of using passive systems by automating correlation and identification. Moving forward, there is great potential to leverage radar-like passive detection systems.

That being said, operators of the passive radar systems described may require extensive training to achieve proficiency. Even though the systems are algorithm- and processing-intensive, they may require a significant level of operator interaction to select the best signals to use and to reconfigure the network of receivers continually, particularly in a dynamic combat environment when various broadcasts begin to go offline. Likewise, the acquisition, distribution, placement, and management of the many receivers for multistatic systems (and their associated communications links) is a fundamental departure from the traditional employment of radar, and will require new concepts of operations and doctrine for employment and optimization. These efforts could be informed by ongoing work or lessons learned from the surface warfare community’s “distributed lethality” concept, which also involves managing dispersed platforms and capabilities.27

Challenges and Opportunities

Among the services, the Navy in particular has the potential to gain much from harvesting the electromagnetic bycatch. During war or peace, the Navy operates forward around the world, providing it unique access to many remote locations that are particularly sparse on data. Use of ships provides significant dwell time on station without requiring basing rights. Navy platforms tend to be sensor intensive, and so provide the means for extensive data collection. This extends from automated, routine meteorological observations that feed near-term forecasts and long-term environmental databases to preconflict intelligence-gathering applications that include mapping out indigenous signals for passive systems to use later.28 The mobility of Navy platforms allows for multiple units to be brought to bear, scaling up the effect to create increased capacity when necessary.

However, there are many challenges to overcome. The Navy soon may find itself “swimming in sensors and drowning in data”; managing this information will require careful consideration.29 Returning to the fishing analogy, to avoid wasting bycatch fishermen need to identify what they have caught in their nets, find someone who can use it, temporarily store it, transport it back to port, and get it to the customer before it spoils. Likewise, the Navy needs to dig into the sensor data and figure out exactly what extra information it has gathered, identify possible applications, determine how to store it, transfer it to customers, and exploit it while it is still actionable.

This hinges most on the identification of electromagnetic bycatch in the first place. As automation increases, sensor feeds should be monitored continuously for anomalies. Besides serving to notify operators when feeds are running outside normal parameters, such anomalous data streams should be archived and analyzed periodically by the scientists and engineers of the relevant systems command (SYSCOM) to determine the presence, nature, and identity of unexpected signals. Once a signal is identified, the SYSCOM team would need to cast a wide net to determine whether the signal has a possible application, with priority given to satisfying existing information needs, intelligence requirements, and science and technology objectives.30 

History has shown that this is a nontrivial task; remember that the original discovery and proposed application of radar were dismissed. If the unplanned signal is determined to have no current use, it should be noted for possible future exploitation. Subsequent sensor upgrades, algorithm improvements, and software patches then should strive to eliminate the signal from future incidental collection. If there is potential value in the incidental signal, upgrades, algorithms, and patches should optimize its continued reception along with the original signal via the same sensor, or possibly even demonstrate a requirement for a new sensor optimized for the new signal. The identified uses for the electromagnetic bycatch will drive the follow-on considerations of what and how much data to store for later exploitation and what data needs to be offloaded immediately within the limited bandwidth owing to its value or time sensitivity.

The analogy to fisheries bycatch also raises a regulatory aspect. Much as a fisherman may find that he has caught a prohibited catch (possibly even an endangered species) that he cannot retain, the same holds true for electromagnetic bycatch. It is possible that an incidental signal might reveal information about U.S. citizens or entities. Once the signal is identified, intelligence oversight (IO) requirements would drive subsequent actions. Navy IO programs regulate all Navy intelligence activities, operations, and programs, ensuring that they function in compliance with applicable U.S. laws, directives, and policies.31 IO requirements likely would force the SYSCOM to alter the sensor’s mode of operation or develop upgrades, algorithms, and patches to avoid future collection of the signal.

The Role of the Information Warfare Community

The Navy’s IWC is ideally suited to play a key role in responding to these challenges. Its personnel have experience across the diverse disciplines of intelligence, cryptology, electronic warfare, meteorology and oceanography (METOC), communications, and space operations, and assembling these different viewpoints might reveal instances in which one group can use another’s bycatch for a completely different application. IWC officers now come together to make connections and exchange expertise in formal settings such as the Information Warfare Basic Course and the Information Warfare Officer Milestone and Department Head Course. Further cross-pollination is increasing owing to the cross-detailing of officers among commands of different designators. Recent reorganization of carrier strike group staffs under the Information Warfare Commander construct has increased and institutionalized collaboration in operational settings. Restructuring has trickled down even to the platform level, where, for example, the METOC division has been realigned under the Intelligence Department across the carrier force. As a net result of these changes, the IWC has a unique opportunity to have new eyes looking at the flows of sensor data, providing warfighter perspectives in addition to the SYSCOM sensor review described above.

The Navy also can capitalize on the collective IWC’s extensive experience and expertise with issues pertaining to data collection, processing, transport, bandwidth management, archiving, and exploitation. Furthermore, the different components of the IWC share a SYSCOM (the Space and Naval Warfare Systems Command, or SPAWAR); a resource sponsor (OPNAV N2/N6); a type commander (Navy Information Forces); a warfighting-development center (the Navy Information Warfighting Development Center); and a training group (the Navy Information Warfare Training Group will be established by the end of 2017). This positions the IWC to collaborate across the doctrine, organization, training, materiel, leadership and education, personnel, and facilities  (DOTMLPF) spectrum. This will support shared ideas and unified approaches regarding the employment of emerging capabilities such as the machine-learning and “big-data” analytics that will sift through future electromagnetic bycatch. Ultimately, the members of the IWC can forge a unified way forward to develop the next generation of sensors, data assimilators, and processors.

Conclusion

While the Navy might not recognize exactly what it has, its sensors are collecting significant amounts of electromagnetic bycatch. The Navy’s forward presence positions it to collect volumes of unique data with untold potential. The associated electromagnetic bycatch is being used now, previously has yielded game-changing capabilities, and could do so again with future applications. Instead of stripping and discarding it during data processing, the Navy needs to take an objective look at what it can salvage and repurpose to gain competitive advantage. The fishing bycatch dumped every year could feed millions of people; the Navy needs to use its electromagnetic bycatch to feed new capabilities. Don’t dump it!

Tim McGeehan is a U.S. Navy Officer currently serving in Washington.  

The ideas presented are those of the author alone and do not reflect the views of the Department of the Navy or Department of Defense.

[1] Magnuson-Stevens Fishery Conservation and Management Act of 1976, 16 U.S.C. § 1802 (2) (1976), available at www.law.cornell.edu/.

[2] United Nations, International Guidelines on Bycatch Management and Reduction of Discards (Rome: Food and Agriculture Organization, 2011), p. 2, available at www.fao.org/.

[3] Ibid., p. 13; Lee R. Benaka et al., eds., U.S. National Bycatch Report First Edition Update 1 (Silver Spring, MD: NOAA National Marine Fisheries Service, December 2013), available at www.st.nmfs.noaa.gov/.

[4] Laine Welch, “Gulf Bycatch Will Help Feed the Hungry,” Alaska Dispatch News, June 4, 2011, www.adn.com/; Laine Welch, “Bycatch to Food Banks Outgrows Its Beginnings,” Alaska Fish Radio, August 3, 2016, www.alaskafishradio.com/.

[5] Sydney J. Freedberg Jr., “Tablets & Tomahawks: Navy, Marines Scramble to Innovate,” Breaking Defense, April 13, 2015, breakingdefense.com/.

[6] Sam Lagrone, “SECDEF Carter Confirms Navy Developing Supersonic Anti-Ship Missile for Cruisers, Destroyers,” USNI News, February 4, 2016, news.usni.org/; Missile Defense Agency, “MDA Conducts SM-6 MRBM Intercept Test,” news release, December 14, 2016, www.mda.mil/.

[7] Amanda Keledjian et al., “Wasted Cash: The Price of Waste in the U.S. Fishing Industry,” Oceana (2014), p. 1, available at oceana.org/.

[8] David Kite Allison, New Eye for the Navy: The Origin of Radar at the Naval Research Laboratory, NRL Report 8466 (Washington, DC: Naval Research Laboratory, 1981), p. 39, available at www.dtic.mil/.

[9] Ibid, p. 40.

[10] “Development of the Radar Principle,” U.S. Naval Research Laboratory, n.d., www.nrl.navy.mil/.

[11] David K. van Keuren, “Moon in Their Eyes: Moon Communication Relay at the Naval Research Laboratory, 1951–1962,” in Beyond the Ionosphere, ed. Andrew J. Butrica (Washington, DC: NASA History Office, 1995), available at history.nasa.gov/.

[12] Ibid.

[13] Ibid.

[14] Frank Eliot, “Moon Bounce ELINT,” Central Intelligence Agency, July 2, 1996, www.cia.gov/.

[15] Van Keuren, “Moon in Their Eyes.”

[16] Pennsylvania State Univ., From the Sea to the Stars: A Chronicle of the U.S. Navy’s Space and Space-Related Activities, 1944–2009 (State College, PA: Applied Research Laboratory, 2010), available at edocs.nps.edu/; Van Keuren, “Moon in Their Eyes.”

[17] SPAWAR Systems Center Pacific, “Hazardous Weather Detection & Display Capability (HWDDC),” news release, n.d., www.public.navy.mil/; Timothy Maese et al., “Hazardous Weather Detection and Display Capability for US Navy Ships” (paper presented at the 87th annual meeting of the American Meteorological Society, San Antonio, TX, January 16, 2007), available at ams.confex.com/.

[18] Tim Maese and Randy Case, “Extracting Weather Data from a Hybrid PAR” (presentation, Second National Symposium on Multifunction Phased Array Radar, Norman, OK, November 18, 2009), available at bcisensors.com/.

[19] Hank Owen, “Tactical Environmental Processor At-Sea Demonstration,” DTIC, 1998, www.handle.dtic.mil/.

[20] Ted Rogers, “Refractivity-from-Clutter,” DTIC, 2012, www.dtic.mil/.

[21] Richard B. Langley, “Innovation: Better Weather Prediction Using GPS,” GPS World, July 1, 2010, gpsworld.com/.

[22] Steven Businger, “Applications of GPS in Meteorology” (presentation, CGSIC Regional Meeting, Honolulu, HI, June 23–24, 2009), available at www.gps.gov/; Tracy Lorraine Smith et al., “Short-Range Forecast Impact from Assimilation of GPS-IPW Observations into the Rapid Update Cycle,” Monthly Weather Review 135 (August 2007),  available at journals.ametsoc.org/; Hans-Stefan Bauer et al., “Operational Assimilation of GPS Slant Path Delay Measurements into the MM5 4DVAR System,” Tellus A 63 (2011), available at onlinelibrary.wiley.com/.

[23] Lockheed Martin Corp., “Lockheed Martin Announces ‘Silent Sentry(TM)’ Surveillance System; Passive System Uses TV-Radio Signals to Detect, Track Airborne Objects,” PR Newswire, October 12, 1998, www.prnewswire.com/; Otis Port, “Super-Radar, Done Dirt Cheap,” Bloomberg, October 20, 2003, www.bloomberg.com/.

[24] Lockheed Martin Corp., “Silent Sentry: Innovative Technology for Passive, Persistent Surveillance,” news release, 2005, available at www.mobileradar.org/.

[25] Port, “Super-Radar, Done Dirt Cheap.”

[26] F. D. V. Maasdorp et al., “Simulation and Measurement of Propeller Modulation Using FM Broadcast Band Commensal Radar,” Electronics Letters 49, no. 23 (November 2013), pp. 1481–82, available at ieeexplore.ieee.org/.

[27] Thomas Rowden [Vice Adm., USN], Peter Gumataotao [Rear Adm., USN], and Peter Fanta [Rear Adm., USN], “Distributed Lethality,” U.S. Naval Institute Proceedings 141/1/1,343 (January 2015), available at www.usni.org/.

[28] “Automated Shipboard Weather Observation System,” Office of Naval Research, n.d., www.onr.navy.mil/.

[29] Stew Magnuson, “Military ‘Swimming in Sensors and Drowning in Data,’” National Defense, January 2010; www.nationaldefensemagazine.org/.

[30] U.S. Navy Dept., Naval Science and Technology Strategy: Innovations for the Future Force (Arlington, VA: Office of Naval Research, 2015), available at www.navy.mil/.

[31] “Intelligence Oversight Division,” Department of the Navy, Office of Inspector General, n.d., www.secnav.navy.mil/.

Featured Image: ARABIAN GULF (March 4, 2016) Electronics Technician 3rd Class Jordan Issler conducts maintenance on a radar aboard aircraft carrier USS Harry S. Truman (CVN 75). (U.S. Navy photo by Mass Communication Specialist 3rd Class Justin R. Pacheco/Released)

Sea Control 143 – Cyber Threats to Navies with Dr. Alison Russell

By Matthew Merighi 

Join us for the latest episode of Sea Control for a conversation with Dr. Alison Russell of Merrimack College about navies and their relationship with cyber. It’s about the distinct layers of cybersecurity, how navies use them to enhance their capabilities, and the challenges in securing and maintaining that domain.

Download Sea Control 143 – Cyber Threats to Navies with Alison Russell 

This interview was conducted by the Institute for Security Policy at Kiel University. A transcript of the interview between Alison Russell (AR) and Roger Hilton (RH) is below. The transcript has been edited for clarity. Special thanks to Associate Producer Cris Lee for producing this episode.

RH: Hello and Moin Moin, Center for International Maritime Security listeners. I am Roger Hilton, a nonresident academic fellow at the Institute for Security Policy at Kiel University, welcoming you back for another edition of the Sea Control series podcast. Did any listeners read the news on twitter, message your friend on Facebook, or even do some mobile banking? Are you streaming this podcast for your enjoyment? If you did any of the above, like myself, you are dependent on the internet. So logically, based on this fact, it should come as no surprise that contemporary navies are as well. Naval technological capabilities and strategies have exponentially evolved from the nascent beginnings. Steam ships have been replaced by nuclear powered carriers while cannons have been substituted for intercontinental ballistic missiles. No doubt the power of modern navies is awesome, and as a result, their dependency and reliance on the cyber realm must not be overlooked.

Consequently, does this interconnectedness between hardware and software in fact leave 21st century navies more exposed to attacks from invisible torpedoes than actual physical ones? Here to help us navigate the minefield of the cyber threats facing both naval strategy and security is Dr. Allison Russell, she’s a professor of political science and international relations at Merrimack College in Massachusetts and a nonresident researcher at the Center for Naval Analyses. In addition, she’s the author of two books, Cyber Blockade and more recently, Strategic A2AD in Cyberspace. Dr. Russell, thanks for coming aboard today.

AR: It is great to be speaking with you Roger. Thank you for having me in your program today.

RH: Well, let’s get right into it. There’s no doubt that cyberspace and threats associated with it are hot topics today. While much of the news coverage on cyber threats is focused on hackers spreading disinformation, or even potentially gaining access to critical infrastructure, can you provide an initial overview of the role cyber plays in the contemporary maritime environment and as well as some of the menaces targeting the Navy?

AR: I would be glad to. As you pointed out, much of the attention on cyber threats focuses on hackers, data thefts, cyber espionage, and information or influence campaigns. And those are important. But these really are not the biggest threats in the maritime environment. The threats naval forces face in a maritime environment vary depending upon the part of cyberspace we’re talking about.

See, there are four levels in cyberspace: the physical, the logic, the information, and the user layers. The physical layer is the physical infrastructure, the hardware that underpins the global grid that is the basis of cyberspace. Although we tend to think of the internet and cyberspace as wireless or in the cloud, it is very much reliant upon physical infrastructure at its most basic level. Fiber optic cables including undersea cables, and satellites comprise some of the more prominent features of the physical layers of cyberspace.

The second layer is the logic layer. This is the central nervous system of cyberspace. This is where the decision-making and routing occurs to send and receive messages to retrieve files, really to do anything in cyberspace. The request must be processed through the logic layer. The key element of the logic layer are things such as DNS, the Domain Name Servers, and internet protocols.

The third level is the information level. This is what we see when we go on the internet: Websites, chats, emails, photos, documents, apps. All of that is the information posted at this level. But it is reliant on the previous two levels in order to function.

Lastly, the fourth level is the user level: the humans who are using the devices and are interacting with cyberspace. They matter because cyberspace is a man-made entity and its topography can be changed by people. Cyberspace is critical to modern naval strategy and security because it underpins the essential communications networks and capabilities of naval forces. And adversaries will seek to destroy or degrade those capabilities in the event of a conflict. Cyberspace enables robust command and control, battlespace awareness, intelligence gathering, and precision targeting, which are at the core of mission success. These days navies must defend and maintain their freedom to operate within cyberspace in order to be effective forces at sea.

RH: Thanks for the brief outline. As I mentioned earlier the identity of the navy has changed greatly since its original inception into conflict theaters. Accordingly, the advent of cyberspace has added an entirely different dynamic to the field. And you mention some of them as well. Consequently, what are some of the new responsibilities that have arrived with the integration of cyber to navies? And in general, what is the role the navy plays within a larger national security architecture?

AR: The cyber capabilities are really integrated at all levels at the naval mission. So, the core capabilities navies seek to provide are the blue-water capabilities of forward presence, deterrence, control, sea control, and power projection, as well as maritime security and humanitarian assistance or disaster response. All of these core capabilities are supported and enhanced by cyber capabilities. Thus, the full spectrum of naval operations and the corresponding naval strategy involve cyber capabilities today.

For more technologically advanced navies, these cyber capabilities are so integrated into weapon systems and platforms, that they’ve become essential to full spectrum warfighting operations. For the less technologically advanced navies, cyber capabilities can still play an important role in augmenting other capabilities by providing command and control and acting as a force multiplier in certain situations. In addition to their blue water role, naval forces are responsible for providing cyber capabilities to support combatant commanders’ objectives in defense of national information networks and for fleet deployment. They are force providers to joint and interagency operations. They are supporters of the national mission and blue-water warriors all at the same time. As a result, they must have a holistic, full spectrum understanding of the role cyberspace plays from tactics to operations to grand strategy.

RH: That was a great encompassing of it. As you can see it comes full circle when you compare conflict theatres to human assistance missions which is great you mentioned. At the same time Dr. Russell, you cite out naval strategies are in a period of transition at the moment. Could you elaborate on these implications with regard to how cyberspace is impacting the current formation of national naval strategies?

AR: Yes, naval strategies are in a period of transition with regards to cyberspace. Most navies acknowledge the importance of cyberspace as a critical enabler, but there’s emerging recognition that cyberspace is also much more than that. Ultimately, cyberspace is a game changer for naval forces and security forces in general. All phases of conflict now have a cyber dimension. From phase zero planning to phase five stabilization and reconstruction, cyberspace affects all levels of war, from strategic to the operational to the tactical. All types of conflict are affected by cyberspace including conflicts in the other four domains. For naval forces in particular, cyberspace enables new kinds of fires: Cyber-fires. It improves situational awareness and enhances command and control.

It has also opened the door to new threats. Anti-access and area denial operations, improved targeting capabilities by adversaries, and presenting more targets for attack in the form of cyber-attacks. As naval forces adopt next technologies to leverage the unique capabilities of cyberspace, reliable access to cyberspace is a necessity. Assuring access to cyberspace and confident C2 for deployed forces regardless of the threat environment is a top priority for the U.S. Navy as well as for many others.

RH: There’s no doubt based on your texts and some of the other content out there that reliable access seems to be driving naval strategy and security, especially among the technically advanced navies. So thank you for mentioning that to the listeners.

We spoke about technologically advanced navies and less technologically advanced navies. To demonstrate some of the diversity in strategy, can you provide a quick comparison about how some of the national strategies have integrated cyberspace in their doctrine?

AR: Yes, I think a comparison of the U.S. and Russia helps to illustrates this.

RH: You couldn’t have picked two better countries to compare at the moment, so thank you for that selection, Dr. Russell.

AR: (Laughs) Well, there’s a lot of interesting things happening there. The current U.S. maritime strategy, the 2015 Cooperative Strategy for 21st Century Seapower, has incorporated cyberspace and cyber power into that strategy in a very robust way. The strategy talks exclusively about all domain access and cross-domain synergy. By which it means, synchronizing battlespace awareness with all the layers and sensors and intelligence within that, and synchronizing that with the short access to networks. Offensive and defensive cyber operations, electromagnetic maneuver warfare, and integrated kinetic and non-kinetic fires. All of this is apparent in U.S. maritime strategy as essential elements in supporting the naval mission. And it’s all spelled out.

In contrast, there is very little information that is publicly available about how cyberspace effects the Russian maritime strategy. At last check, Russian maritime strategy does not directly address cyberspace and cyber security as a maritime or naval responsibility. But it does recognize the importance of what it calls information support of maritime activities for the maintenance and development of global information systems, including systems for navigation, hydrographic, and other forms of security. Most of the publicly available Russian cyber strategy in general focuses on information operations and disinformation campaigns. Despite having advanced cyber-capabilities, there’s not much information available on how that is being integrated into the Russian naval strategy.

RH: You know, it’s very unfortunate that there was no release of any new information recently in St. Petersburg, they celebrated national Navy day with President Putin visiting. But I guess we’ll have to stay on the lookout for any new information.

Before we even go up into the highly integrated platforms of navies in cyber, you reference very acutely the Kremlin’s use of synchronized fires. Can you briefly elaborate on what this concept is and if we can expect to see a similar pattern in future conflict theaters?

AR: Yes, without a doubt I think we can expect to see a similar pattern in the future. For those who don’t know, during the Russia-Georgia War of 2008, Russian forces assaulted Georgia on land, in the air, and from the sea, while at the same time Georgia was subjected to destructive distributed denial of service or DDOS attacks on the websites of Georgian government offices, financial services, and in news agencies. So, this was a synchronized attack in multiple domains on Georgia from Russia simultaneously.

In the Russia-Ukraine conflict, similarly Ukraine suffered multiple cyber attacks in conjunction with that conflict, including cyber attacks targeting infrastructure. I think that these synchronized integrated fires will likely continue and eventually become the norm in conventional conflict unless some action is taken, diplomatically or otherwise, to limit the use of cyber fires or restrict the number of quote unquote “legitimate” cyber targets.

RH: Again, that’s Russia picking on countries that are less developed, but it would be interesting to see moving forward against another more developed or modern adversary if it would be as effective a concept. When assessing operational level warfare, as well as tactical level warfare, how does cyberspace enhance their application?

AR: Starting with the operational level, cyberspace operations can be categorized in three ways: Offensive action, defensive action, and network operations.

Offensive cyberspace operations are designed to project power through the application of force in or through cyberspace. They’re cyber attacks. Defensive cyberspace operations are intended to defend national or allied cyberspace systems or infrastructure. Network operations design, build, configure, secure, operate, and maintain information networks and the communications systems themselves to ensure the availability of data, the integrity of the system, and confidentiality. So those all work together on operational level.

So, to give an example, we already talked about how cyberspace enables assured command and control, integrated fires, battlespace awareness, intelligence, as well as protection and sustainment. It also enables naval maneuvers, with positioning, navigation, and timing support. For sea-based power projection, in a landscape that is very often devoid of signposts and landmarks, the ability to have precise navigational information and over-the-horizon situational awareness is particularly critical. Cyber and satellite-based global positioning and navigational systems provide this capability. Beyond the navy itself, commercial and academic institutions that provide support to the fleet or the military in the form of design, manufacturing, research, and other products and services, are also part of the broader environment for naval security.

So, naval security and warfighting advantage depends in part upon thwarting attacks on military or government sites, as well as securing sensitive information from cyber theft or cyber espionage. Sensitive information in the wrong hands can of course undermine the operational effectiveness of the fleet by improving targeting of naval forces by adversaries and increasing the adversary’s knowledge of how forces man, train, and equip for warfighting.

Moving to the tactical level, naval commanders must incorporate the use of cyber technologies into their battlefield tactics. In practical terms, this means that defensive and offensive cyber capabilities will be integrated alongside kinetic action. This is the integrated fires. Cyberspace can increase the effectiveness of traditional kinetic fires through improved intelligence and targeting. But it also presents new challenges for defensive operations to protect these systems from cyberattack as well as kinetic fires.

Cyberspace and cyber capabilities play a particularly important role in supporting network-centric weapon systems, such as the tactical Tomahawk missile, which the U.S. launched into Syria in April. Tactical Tomahawks receive in-flight targeting data from operational command centers. Similarly, carrier aviation maintenance programs rely on cyberspace to enable them to provide mission ready aircraft.

There are alternatives and workarounds to overcome system failures, but the point is that reliable access to cyberspace is critical to the successful employment of these systems. Naval security also depends upon the protection of access and critical information whether it is classified or not. For naval forces, this process of protecting critical information means educating and training sailors in good cyber hygiene habits and having cyber security integrated into the life cycles of systems.

 

RH: Moving on, we’ve discussed how naval strategies revolve around the four key layers. It is clear that the structure of cyberspace begins with the physical layer. Sometimes users forget how hardware like fiber optic cables and satellites are hidden from view in our daily use of cyberspace. It looks to be a frightening future as you provided a few examples that confirm how vulnerable these physical elements are to tampering.

An appropriate contextualization for the listeners of this threat was on display in a 2015 New York Times article that describes increased Russian submarine activity and how the construction of unmanned, undersea drones related to fiber optic cables is rattling the Pentagon. According to Rear Admiral Fredrick Roegge, commander of the Navy Submarine fleet Pacific (COMSUBPAC) he was quoted as saying, “I’m worried everyday about what the Russians could be doing.” What is your take on the threat to the physical layer and is this threat explicitly exaggerated? Or is it a feature that national security policy makers should be more concerned with?

AR: That’s a great question, I don’t believe that it’s exaggerated. The cables carrying global business for more than $10 trillion per day and 95 percent of daily communications. They are very important to our global economic and political structure.

Back in the 70s before there was a system as robust and widespread as it is today, the U.S. was willing to take great risks to tap into the cables in Soviet waters to gain intelligence. Now these cables carry much more information and have much more value in the present context. The Russians are seeking to identify and potentially exploit infrastructure weaknesses of the US and the West. So, I think it is absolutely worth being concerned about.

RH: Can you comment a little bit on what would happen in the event of tampering and what the process of repair might look like moving forward?

 AR: Well, it’s a little hard to speculate on exactly what would happen, but somethings that could happen is, cables could be severed, they could be cut, which would cause a slowdown in the system, and it would be difficult to repair them, particularly because these cables lie along the ocean bed, the floor of the ocean. And so, there are a certain number of ships in the world that can go to these places and fix the cables and that can be a process that is expensive and is time consuming. That’s just one scenario where the cables are cut.

Another scenario is that they can be potentially tapped into somehow. That is, of course, what the U.S. did to the Soviet Union in Operation Ivy Bells in the 1970s, and that was used for espionage purposes. So, something along those lines could be done with these cables with information being stolen or simply recorded and copied, but then passed along so that nobody knows that someone else was listening in. So, there are a variety of different things and they would require different responses, but some of them would be difficult to detect and to identify that there was a problem, while others like a cut in the cable would be immediately apparent.

RH: In terms of the logic layer, do you think it’s conceivable that a Stuxnet-like attack could seriously damage naval operations? It is worth noting to our audience that even in the case of air-gapped networks, which is what Iran was using, infections from viruses are still possible.

AR: I think it is entirely possible that a cyber-attack could manipulate the logic layer of cyberspace in a number of ways which could cause it to malfunction or shut down completely in order to inhibit the flow of data, which could directly affect naval operations. You make a very good point that even air-gap networks are still at risk. The Stuxnet attack happened 10 years ago, but it successfully targeted highly sensitive protected air-gap systems. And the technology and cyberweapons have advanced quite a lot in the decade since then.

RH: It seems like a bit of an antiquated question, but in the event, that a Stuxnet attack hit a naval operation, what would the response of the Navy be? I mean, do they still know how to use compasses and work like they did back in the day?

AR: (Laughs) This is a good question. But there are workarounds. There are capabilities that are redundant that have resiliency built in. Things would not function perfectly, but most things would still continue to function, so they would still be able to get to where they were going, but they wouldn’t be as effective as they’re intended to be. And so, it would be problematic. Absolutely.

RH: Just as an example for listeners though, but again theoretically, if there was a Stuxnet attack on an operation, it could kill the ability of network-centric weapons to function, correct?

 

AR: It has that potential, or could cause them to malfunction. So, an object could appear to go on course  go off course, or not be able to function entirely or, if it’s ordnance, explode too early, something along those lines.

It can cause a variety of effects, depending on exactly what type of attack it is and what it’s designed to do. Because these attacks – we say attacks in cyberspace happen very quickly because they do in cyberspace – but they also typically take a very long time to develop.

So, that’s another thing where we can develop the cyberweapons and keep them until you’re ready to use them, they do take a while to actually develop. But once you deploy them they happen almost immediately.

RH: A lot of those symptoms you just mentioned earlier about, sort of, missiles veering off course or exploding too early, that’s also a good way to look at the early stages of the North Korean missile program, which unfortunately has evolved to a dangerous point right now. But that’s also maybe a good example if you would agree about the various difficulties that come with a Stuxnet like attack on any sort of cyber infrastructure.

AR: I think that’s an excellent sample.

RH: Drives people crazy in Pyongyang. We have an established the crucial role of cyber for naval strategies, and touched on the composition and structure. Against this backdrop, what are the main opportunities for naval forces and policy makers moving forward with cyber?

AR: Well, there are many potential opportunities but there are three that I think are the most important and exciting.

The first is improved battlespace awareness. Cyber capabilities allow naval forces to have a better understanding of the environment in which they are operating and that is very very good for them.

The second is that cyberspace presents new opportunities for modelling and simulation to help naval forces prepare and train for warfighting.

And then third, as a new domain, cyberspace presents opportunities for cooperation with partner nations for developing, maintaining, and protecting a domain to ensure things like reliable access for allies and partners. And limiting the adversary’s maneuverability within the domain.

So, the domain is essentially a blank slate for cooperation within the international community. That provides some really exciting and interesting opportunities.

RH: Despite these improvements in the maritime domain, it is safe to say that you still remain skeptical of the numerous challenges that threaten naval security. Can you identify and describe some of the major threats? To either advanced technological navies or less advanced navies.

AR: Yes, and there are many challenges, but again I’ll pick the top three that I consider to be the most dangerous or the most important:

First, anti-access and area denial operations in cyberspace are the most significant challenge to the basic goals of naval forces: To retain freedom of maneuvering in cyberspace and deny freedom of action to the adversaries. Cyberspace is essential to naval operations so therefore; the protection of cyberspace is also essential. It doesn’t matter how new or fancy your ships are, if they don’t have the capabilities you need because you can’t access cyberspace. So, I think the most important challenge is, maintaining access to the domain.

The second is significant challenge for naval forces is that offense has the advantage. Threats in cyberspace develop faster than forces can protect against in many cases. The domain is constantly evolving, and innovation is happening so quickly that creating new systems, platforms, and tools occurs at a rapid pace. With the creation of new applications comes the opportunity for new vulnerabilities within the systems. Adversaries are constantly seeking new ways of attack or penetration of networks.

While defensive cyber operations have to work very hard to keep up with the constant onslaught of attacks, there are things like advanced persistent threats, APTs, that are these stealthy persistent attacks on a targeted computer system in order to continuously monitor and extract data. These are particularly problematic because they are so difficult to detect and could render significant damage. We just saw recently that a very prominent cyber security firm was actually targeted with the use APTs, which is very worrying given that they are a prominent cyber security firm. And in addition, the speed at which some cyber attacks can take place, the relatively low barriers on entry to cyberspace, and the potentially big impact of an attack provides a lot of incentive for attackers to keep trying. So, it’s difficult for defensive operations to keep up with them and innovate to protect against future attacks.

RH: I have to be honest Dr. Russell, based on our discussion and the litany of challenges, I’m more inclined to believe that navies will remain exposed to invisible torpedoes more so than physical ones. But hopefully the offensive actions and the various layers will become more resilient in defending and fighting them off. Undoubtedly, it has been an eye-opening podcast that has served to expand our collective assessment on the role of cyberspace and the implications for both naval strategy and security. As we sail off on another sea control series podcast Dr. Russell, do you have any operational takeaways for the listeners or the issues they should pay special attention to?

AR: Well, the rise of cyber capabilities of allies and adversaries such as precision targeting and long-range attacks on systems mean that navies will be simultaneously more connected and more vulnerable at sea than ever before. The modern Navy has so many capabilities that rely on cyberspace that it must not take access to cyberspace for granted. As our ships grow smarter and we invest more and more in the high-end capabilities that allow this unprecedented array of actions, let us not forget to simultaneously ensure that the cyber-connected systems are protected so that our new technology can be used effectively when it’s called upon.

Sun Tzu observed that it is best to win a war without fighting. If modern navies did not have access to cyberspace, it would be very difficult for them to fight. The goal of the navies in the future will be to retain freedom of maneuver and deny freedom of action to adversaries at sea. As well as in cyberspace.

RH: Dr. Russell, thank you again for taking the time to enlighten us on such a relevant and complicated issue.

If our listeners want to follow up in more detail on cyberspace and maritime strategy, or gain a better outlook on the general maritime domain, The Routledge Handbook of Naval Strategy and Security, edited by Sebastian Bruns and Joachim Krause, published in 2016 is an indispensable resource to have. Please check www.kielseapowerseries.com for more info on the book and other podcasts derived from the book.

With no shortage of maritime issues within the greater geopolitical landscape, I promise I will be back to keep CIMSEC listeners well-informed. From the Institute for Security Policy at Kiel University and its adjunct, the Center for Maritime Strategy and Security, I’m Roger Hilton saying farewell and auf wiedersehen.

Dr. Alison Russell is an Assistant Professor of Political Science and International Studies at Merrimack College.  The author of Cyber Blockades (Georgetown University Press, 2014), she worked for six years as a security analyst at the Center for Naval Analyses where she specialized in naval strategic planning. She holds a Ph.D. from the Fletcher School of Law and Diplomacy, an M.A. in International Relations from American University in Washington, D.C., and a B.A. in Political Science and French Literature from Boston College.

Roger Hilton is a nonresident academic fellow for the Institute for Security Policy at the University of Kiel.

Matthew Merighi is the Senior Producer for Sea Control.