Written by W. Alejandro Sanchez, The Southern Tide addresses maritime security issues throughout Latin America and the Caribbean. It discusses the challenges regional navies face including limited defense budgets, inter-state tensions, and transnational crimes. It also examines how these challenges influence current and future defense strategies, platform acquisitions, and relations with global powers.
“The security environment in Latin America and the Caribbean is characterized by complex, diverse, and non-traditional challenges to U.S. interests.” –Admiral Kurt W. Tidd, Commander, U.S. Southern Command, before the 114th Congress Senate Armed Services Committee, 10 March 2016.
By Wilder Alejandro Sanchez
Brazil’s new helicopter carrier, PHM Atlantico (A 140), docked in Rio de Janeiro on 25 August 2018 after sailing across the Atlantic Ocean from Plymouth, United Kingdom, its former home. The vessel is the new pride and joy of the Brazilian Navy. However, apart from possessing an imposing appearance, how is this vessel useful to Brazil?
The New Ship
Atlantico was formerly known as HMS Ocean (L 12), an amphibious assault ship that belonged to the British Royal Navy. It was commissioned in 1998 and decommissioned earlier this year. The Brazilian government purchased it for 84 million British pounds. Among its characteristics the vessel displaces 21,000 tons, has a length of 203 meters, a max speed of 21 knots, and a range of up to 8,000 miles. According to the Brazilian Navy, the vessel is equipped with four 30mm DS30M Mk2 guns, two 1007 radars, one 1008 radar, and one Artisan 3D 997 radar. Atlantico transports a crew of 303 with only one female naval officer, Captain Márcia Freitas, chief of the vessel’s medical department. The ship can also transport as many as 800 marines. “It’s a new ship, in good condition. It can be operational for 20 to 30 years,” declared Brazilian Admiral Luiz Roberto Valicente to the Brazilian daily Estadao.
Atlantico can transport as many as 18 helicopters, but it is still unclear which type of aircraft the Brazilian Navy will deploy aboard its new vessel. On 5 September, the Brazilian aerospace company Helibras, a division of Airbus, tweeted a photo of H225M helicopters landing on the deck of Atlantico, hinting that these types of aircraft could be deployed on the new carrier. Additionally, the Estadao article declared that the carrier is compatible with all the models of helicopters currently operated by the Brazilian Navy.
It is worth noting that this is the third carrier that the Brazilian Navy has operated. Atlantico replaces the Clemencau-class carrier Sao Paulo (A 12), which was decommissioned in 2017. Previously, Brazil operated a Colossus-class aircraft carrier Minas Gerais (A 11), which was decommissioned in 2001.
Why Does Brazil Need a Carrier?
The standard explanation out of Brasilia for the purchase of the helicopter carrier is that it will help protect Brazil’s exclusive economic zone, which is rich with maritime resources such as fish and oil deposits. Moreover, in an interview with the Brazilian defense news website Defesanet, Capitan Giovani Corrêa, commander of Atlantico, explained that with the addition of the carrier, “the Navy will have a platform with dissuasive capabilities [which will help the] control of vast maritime areas…will help maintain security in the South Atlantic and…will protect Brazil at the international level.”
The statement about “dissuasive capabilities” raises the question of which nation could possibly attack Brazil in the first place. The country last fought an inter-state war when it deployed an expeditionary force to Europe to fight alongside the Allies during World War II. Even more, when it comes to conflicts with neighboring states, the last war that Brazil participated in was the Acre War (1899-1903) with Bolivia.
Additionally, it is important to mention that Latin American geopolitics are fairly stable these days (the situation in Venezuela notwithstanding), which means that the rest of the region does not view Brazil’s recent acquisition, or its similarly ambitious submarine and corvette programs, with concern. In other words, there have been no apparent moves by regional navies to upgrade their own defenses in response to the acquisition of Atlantico. Latin America is not experiencing an arms race these days and Brasilia’s relations with its neighbors are fairly cordial, which effectively rules out the hypothesis of a regional state attempting to obtain control of Brazilian waters by force.
Thus, apart from patrolling Brazil’s territorial waters looking for non-traditional threats (such as illegal fishing, drug trafficking, or piracy), what other duties will Atlantico perform? In the aforementioned interview, Captain Corrêa suggested the carrier could be used to support humanitarian operations and as a command and control center for a task force. This raises the hypothesis that the ship could be deployed to United Nations peacekeeping operations. One likely candidate is the UN Interim Force in Lebanon, which has a naval component, the Maritime Task Force. Brazil regularly deploys a vessel to this naval force – the current ship there is the frigate Liberal(F 43). Hence, Atlantico could similarly be deployed to the Mediterranean to serve as a command center, should the task force attempt to carry out a major operation there.
Finally, and perhaps most importantly for Brasilia, Atlantico will give the Brazilian Navy true blue water capability. That was the main purpose of the previous carrier, Sao Paulo, but the vessel spent more time docked and undergoing repairs than at sea, so hopefully for Brazil, Atlantico will perform much better.
The acquisition of the helicopter carrier Atlantico, alongside the PROSUB submarine program and the Tamandare corvette program, are examples of the Brazilian Navy aiming to become a true blue water navy in the 21st century. Domestically speaking, Brazil has little to fear about a conflict with a neighboring state, but Atlantico, should it perform better than its predecessor Sao Paulo, will be of great help to project the image of the marinha do Brasil well past the South Atlantic.
Wilder Alejandro Sanchez is a researcher who focuses on geopolitical, military and cyber security issues in the Western Hemisphere. Follow him on Twitter: @W_Alex_Sanchez.
The views expressed in this article are those of the author alone and do not necessarily reflect those of any institutions with which the author is associated.
Featured Image: PHM Atlantico entering her home port of Rio do Janeiro (Merco Press)
Technology adoption moves in fits and starts. The developing world cannot be forced into accepting new technology, but it can be enabled, and often in a surprising manner. A recent example is the leap in communications technology. During the 20th Century most of the world developed a robust network of terrestrial-based telecommunications based primarily on the ubiquitous land-line telephone system. Without this infrastructure in place Sub-Saharan African countries were largely left behind at the start of the information revolution. But at the turn of the new century something interesting happened. Rather than retroactively building an archaic phone system Africans embraced mobile phone technology. From 1999 through 2004 the number of mobile subscribers in Africa eclipsed those of other continents, increasing at a rate of 58 percent annually. Asia, the second fastest area of saturation, grew at only 34 percent during that time. The explosive growth of mobile phones and more recently smart phones across practically every African city and village has liberated economies and facilitated the free flow of information. This technology also enabled Africans to lead the world in mobile money payment solutions, bypassing increasingly obsolete banking systems.
Today, Africans have another opportunity to leap ahead in technology to protect one of their most important areas of commerce – their coastal seas. Africa’s maritime economy is absolutely critical to the continent’s growth and prosperity during the next few decades. On the edge of the Eastern Atlantic the Gulf of Guinea is bordered by eight West African nations, and is an extremely important economic driver. More than 450 million Africans derive commercial benefit from this body of water. The region contains 50.4 billion barrels of proven petroleum reserves and has produced up to 5.5 million barrels of oil per day. Additionally, over 90 percent of foreign imports and exports cross the Gulf of Guinea making it the region’s key connector to the global economy.
Favorable demographics and industrious populations put coastal Africans in a position to prosper, but an increase in illegal fishing activities and piracy since the early 2000s has severely impeded this potential. The growth in acts of piracy and armed robbery at sea in the Gulf of Guinea from 2000 onward points to the challenges faced by West African states.
According to Quartz Africa, illegal fishing activities in the region have a negative economic impact of $2-3 billion annually. “Fish stocks are not restricted to national boundaries, and that is why the solutions to end the overfishing of West Africa’s waters can only come from joint efforts between the countries of the region,” Ahmed Diame, Greenpeace’s Africa Oceans campaigner, said in a statement. Marine pollution, human, and narcotics trafficking are also major issues facing the region.
Due to the economic impact of illicit activities in and around West Africa a Summit of the Gulf of Guinea heads of state and government was held in 2013 in Yaoundé, Cameroon. This resulted in the adoption of the Yaoundé Declaration on Gulf of Guinea Security. Two key resolutions contained in the Declaration were the creation of an inter-regional Coordination Centre on Maritime Safety and Security for Central and West Africa, headquartered in Yaoundé, and the implementation of a new Code of Conduct Concerning the Prevention and Repression of Piracy, Armed Robbery Against Ships, and Illegal Maritime Activities in West and Central Africa. Adoption of this agreement has laid the foundation for critical information sharing and resource cooperation that can be used to combat piracy, illegal fishing, and other illicit activities in the Gulf of Guinea.
Though the Code of Conduct established an architecture for maritime security in the region, without enforcement on the water, diplomatic efforts are largely impotent. Key to enforcement is the ability to identify, track, and prosecute nefarious actors on the high seas and in coastal areas. So-called maritime domain awareness is gradually improving in the area, but current options for maritime surveillance are limited. The largest local navies have offshore patrol vessels capable of multi-day over-the-horizon operations, but even these vessels have limited enforcement capacity. Patrol vessels face maintenance issues and fuel scarcity. Shore-based radar systems at best reach out 30 or 40 nautical miles, but are plagued by power and maintenance issues. Moreover, a shore-based radar, even with signals correlated from vessels transmitting on the Automatic Identification System, only provides knowledge that a contact is afloat, not necessarily any evidence to illicit actions.
Latin American navies face similar maritime challenges to those in Africa and have learned that airborne surveillance is simply the best way to locate, track, identify, and classify surface maritime targets involved in illicit or illegal activity. A retired senior naval officer from the region related a study in the Caribbean narcotics transit zone to one of the authors that compared different surveillance mechanisms for the 11,000 square nautical mile area. The probability of detecting a surface target within six hours rose from only five percent with a surface asset to 95 percent when maritime patrol aircraft were included. Only a handful of coastal African countries have fixed-wing maritime patrol aircraft and helicopters, but these aircraft face similar issues to surface assets with fuel costs and mechanical readiness resulting in limited flight time on station.
Drone Solutions to African Maritime Insecurity
Unmanned aerial systems (UAS), or drones, as they are known colloquially, provide a way for African navies and coast guards to greatly enhance maritime security in a relatively inexpensive manner, similar to the ways mobile telephony revolutionized communications on the continent. Similar to the evolution of computing power outlined by Moore’s law tactical UAS are rapidly growing in capabilities while decreasing in cost. Improvements in sensors, endurance, and payload are advancing quickly. For any solution, acquisition cost, maintainability, and infrastructure required are key factors to be considered. The cost per flying hour of most UAS is negligible compared to their manned counterparts. Today’s fixed and rotary-wing systems, whether specifically designed for military use or for commercial applications, can be adapted for surveillance in a maritime environment without much additional cost.
Because each country has unique requirements and budgets no single UAS solution is appropriate. Maritime drones can be based ashore or on coastal patrol vessels. One viable option for countries with limited resources involves services contracted by Western Partners, a model which has already been proven in the region for other applications. Alternatively, the Yaoundé Code of Conduct provides a framework for a possible shared model. This agreement can provide the timely sharing of critical information ascertained by maritime surveillance and reconnaissance systems to aid in the enforcement of the maritime laws and agreements in the region. Contractor-operated drones could be allocated across countries by leadership in the five Zones delineated by the Code. Multinational cooperation on maritime security has already been tested in the annual Obangame Express exercise and during real-world counterpiracy operations. Understanding that not all countries have the investment capability to purchase their own stand-alone systems, consideration could be given to sharing the initial investment costs between countries. The logistics of system placement and asset availability would have to be determined by the participating countries themselves but the benefit of such a program would positively impact the entire region economically, enhance interoperability, and assist in regional stability.
Drones are already being operated across Africa by Africans. Zambia recently purchased Hermes 450 unmanned aerial vehicles for counter-poaching operations. There are also African unmanned systems flying surveillance missions over areas plagued by violent extremists groups. UAS are even being used to transport blood and medical supplies across the continent’s vast rural landscapes. Shifting these assets over water is a natural progression. One concern about using UAS is airspace deconfliction. However, this problem is minimized because there is little to no civil aviation in most parts of Africa. Additionally, most maritime UAS would be flying primarily at low altitudes over water from coastal bases.
The leap-ahead capabilities that unmanned surveillance aircraft could provide to coastal security around Africa are clearly evident. African navies with adequate resources should make acquisition of unmanned air systems a priority. Likewise, western foreign military assistance programs should focus on providing contracted or organic unmanned aircraft capabilities.
Captain Rawley, a surface warfare officer, and Lieutenant Commander Patmon, a naval aviator, are assigned to the U.S. Navy’s Sixth Fleet’s Maritime Partnership Program detachment responsible for helping West African countries enhance their maritime security. The opinions in this article are those of the authors alone and do not officially represent the U.S. Navy or any other organization
Featured Image: GULF OF GUINEA (March 26, 2018) A visit board search and seizure team member from the Ghanaian special boat service communicates with his team during a search aboard a target vessel during exercise Obangame Express 2018, March 26. (U.S. Navy photo by Mass Communication Specialist 1st Class Theron J. Godbold/Released)
One week before Christmas 2017 the USS Little Rock left Buffalo, New York on its maiden voyage to its future homeport in Florida. The crew of the newest Littoral Combat Ship in the Navy proudly entered the port of Montreal seven days later as part of a goodwill port visit between the United States and Canada. A frigid cold snap sank in while Little Rock sat pier-side and the St. Lawrence river froze over three weeks earlier than anticipated. Commercial icebreakers, frequently used to navigate the St. Lawrence river, were unable to operate after January 11th due to ice thickness, and the riverway was closed to traffic by the St. Lawrence River Authority. The Little Rock, the newest ship in the Navy, left Montreal nearly three months later once ice levels decreased sufficiently for the river authority to allow commercial icebreaker operation.
The story of the Little Rock unfolds across the Arctic, albeit on smaller scales, as climate change provides unprecedented access to the region. Fishermen push farther north, cruise lines dare to operate through the Northwest Passage, merchant shipping increasingly travels along Arctic routes, and native communities are forced to travel greater distances to maintain subsistence traditions. Within American waters the Coast Guard is solely responsible for providing mariners with safety from the elements, illicit activity, and man-made disasters. With limited resources they accomplish their mission in the areas they are able to access. With only two operable icebreakers the Coast Guard is unable to safely conduct their mission in regions which are increasingly accessible due to receding ice levels. This gap in capability exacerbates international and economic consequences of an increasingly accessible Arctic against American interests. To conduct sustained Arctic operations in the national interest new icebreakers are needed and soon.
The U.S. Coast Guard lists three active commissioned icebreakers; USCGC Polar Star, Polar Sea, and Healy. Of the three, only the Polar Star and Healy are capable of Arctic operations. The Polar Sea suffered major propulsion problems in 2010, relegating it to a spare part depot for the Polar Star, and where both ships are over 10 years past their designed service life of 30 years.1 Furthermore, Polar Star is reserved to ensure access to McMurdo station, rendering Healey the only commissioned vessel to access Arctic ice-covered regions.
The Coast Guard has 11 statutory missions, nine of which pertain to the Arctic and require icebreaking capability.2 The Healy solely executes these missions from the sea. In 2017 these missions included extensive research with 40 embarked scientists, ice breaking patrols miles north of the Alaskan coast, and search and rescue (SAR) training. These missions also include protection of marine living resources, drug interdiction, search and rescue, and migrant interdiction, which haven’t required persistent icebreaking capabilities in the recent past. Increasing levels of human activity in the Arctic indicate those missions are increasingly relevant and the recent dearth of those mission sets reflects a period of good fortune rather than trends to be continued. Finally, the Coast Guard allots 185 “Days Away from Homeport” (DAFH) per ship per year, including transit time and port visits to actual on-scene operations.3 Budgeting Healy’s DAFH reveals, optimistically, an icebreaker availability during only one-third of every year.4 The Coast Guard’s Arctic icebreaking forces are very capable but extremely limited. They are being are asked to do more now and will be asked to do even more in the future, but this will far outstrip existing resources.
Why Icebreakers Matter
Rapidly decreasing ice levels and increased human activity in the Arctic change the mission from seasonal operations to a year-round endeavor. Historically, Arctic patrols occur during warmer months when activity levels necessitate a Coast Guard presence. In 2012 a record low minimum sea ice extent was observed, followed closely by record low sea ice maximum extent in 2016.5 Those changes allow higher levels of human activity throughout the year, requiring a concomitant year-round icebreaking capability.
The lack of capability immediately threatens U.S. interests in the region including energy security, disaster response, and Maritime Domain Awareness. In the winter of 2011 Nome, Alaska nearly ran out of fuel used for heating and cooking. A Russian ice-hardened tanker managed to break through extensive inshore ice to provide refueling but no American assets were able to provide similar services. The refueling shows a fortunate coincidence of Russian capability and American need, however, an alternative scenario can be easily imagined.6 Privatized icebreakers such as the Aiviq, an ocean-going tug owned by Dutch Shell Oil company, provide extremely limited ability to assist offshore developments in production and disaster response.7
In congressional testimony, following the 2010 British Petroleum Deepwater Horizon oil spill, USCG Admiral Thad Allen stated the Coast Guard doesn’t have enough icebreakers to respond to a major spill north of the Alaskan coast.8 The World Wildlife Foundation models spills in oil and gas producing regions, such as the Barents and Beaufort Seas, and claims the ecological damage of those potential spills is greatly exacerbated by a lack of access which is in turn worsened by a lack of icebreakers.9 Maritime Domain Awareness requires constant monitoring via multiple sensors and engagement from multiple platforms. Much of this can be accomplished by remote sensing but human knowledge and experience on how to operate in Arctic environments cannot be replaced.10 The crew of the Healey comprises the majority of American government maritime experience in Arctic ice-bound environments, revealing a major gap in Maritime Domain Awareness. These examples project the need for more icebreakers to operate in the Arctic, although many needs already go unmet.
A 2011 report by the Department of Homeland Security Inspector General found the Coast Guard delinquent in meeting four interagency icebreaking missions including persistent assured access for the Department of Defense, fisheries enforcement, search and rescue, and winter research for the National Science Foundation and National Aeronautics and Space Administration.11 In total, governmental agencies made 32 requests for icebreaking services from the Healy in 2017, only 25 of which went fulfilled.12 Central to each deficiency is icebreaker availability, and even more requests could have been filed. Using the aforementioned “Days away from Homeport” allotment provided by the Coast Guard, a minimum of three icebreakers is required to provide persistent access and capability in the Arctic.
Critics contend that procuring more icebreakers is optimal but untenable within current budget constraints. The Coast Guard High Latitude Mission Analysis Report in 2010 concluded six icebreakers (three medium and three heavy) are required to meet mission demands in the Arctic and Antarctic.13 That same report cites four core missions as the minimum requirements driving icebreaker acquisition: Arctic West Science, Arctic North Patrol, McMurdo Station resupply, and Polar Freedom of Navigation missions.14 The consensus of multiple sources is that specific Arctic missions are going unmet and the minimum procurement requirements to close that gap illuminate the desperate need for more icebreakers.
Among Arctic nations the United States uniquely lacks robust icebreaking capabilities. Russia already boasts an icebreaking fleet 46 strong, including seven nuclear-powered vessels. Other nations, such as Finland, Canada, and Sweden all employ seven or more icebreakers, providing sufficient capability to operate routinely in Arctic waters.15 This disparity in capability opens the door for external intervention against American interests in the Arctic and challenges American leadership on Arctic issues.
The icebreaker gap exacerbates traditional maritime issues such as freedom of navigation and commerce by predetermining which nations can access waterways. Russia notably exploits this difference in the North Sea trade route where merchants may transit, aided by Russian icebreakers, for a hefty toll.16 Icebreakers further enable Arctic nations to conduct regular commerce in the Arctic during times the U.S. is unable to without their assistance. Additionally, as the Little Rock incident shows, ice heavily limits military mobility. The lack of domestic icebreakers makes freedom of navigation vulnerable to the whims and interests of countries with the capacity to outdo U.S. efforts. Ongoing international arbitration over Arctic economic claims under the United Nations Convention on the Law of the Sea could become a moot point if nations able to access disputed areas do so unilaterally and lay de facto claim to the resource rich region.
Freedom of access to Arctic areas has broader implications than the immediate effect of restricted access. International institutions are resource driven. Those who hold relevant resources in an international organization (such as NATO) are able to drive the agenda for how those resources are used. To date, the Arctic Council has passed three binding agreements. Two of those agreements, on search and rescue and maritime oil spill response, pave the way for icebreaker-laden states to take larger roles in the implementation of those agreements. If the United States is unable to match resource contributions for these efforts then the U.S. bargaining position for future Arctic Council resolutions will be significantly hampered.
It might seem that parity in the number of icebreakers is a worthwhile outcome. However, icebreaker parity with Russia is an undesirable and unachievable goal for American Arctic operations. The Arctic is central to the Russian way of life, demanding more and better ways to cope. An American icebreaking fleet simply needs the ability to access areas in pursuit of national interests and contribute to international efforts under existing agreements. Given the relative size of the American Arctic coastline and population compared to other Arctic countries a small but capable icebreaking fleet is sufficient to ensure American interests.
Funding and Procurement
The lack of action to date stems from a lack of funding and not recognition of the need. The Coast Guard traditionally lacks the independent funding to procure icebreakers or other large-scale expenditures. Consequently, large Coast Guard acquisitions frequently partner with the Navy Shipbuilding and Conversion Fund (SCF) to make the size of those acquisitions tenable within the context of the Coast Guard’s meager budget. The Coast Guard’s Procurement, Construction, and Improvement Fund is responsible for all new purchases and upgrades of the Coast Guard’s entire fleet with only a $1.54 billion budget.17 Conversely, the Navy was appropriated over $20 billion in 2017 explicitly for new ship construction.18 Icebreaker procurement considerations are included in the Navy’s new shipbuilding budget as part of a “block-buy” contract system. Under a block-buy system procurement costs over multiple years provide the total cost of a project as it is built. This process, combined with fixed cost contracts, helps decrease the total cost of the project and budget demands on a yearly basis. The Consolidated Appropriations Act of 2018 allots the Navy’s Shipbuilding and Conversion Fund $150 million for domestic construction of a heavy polar icebreaker to be built and transferred to the Coast Guard.19 This initial step is crucial, but insufficient, toward reestablishing an icebreaker fleet.
Detractors argue that foreign construction or leasing provide the best path to more icebreakers. The first option happens to be illegal, requiring a waiver from the president for foreign construction of military platforms.20 The political component of the equation removes the likelihood that foreign construction is viable considering domestic shipyards are capable of producing these ships. Additionally, domestic production provides domestic shipbuilding experience, a significant factor in reduced costs for purchases of multiple icebreakers. Because of those learned efficiencies projections for purchase drop nearly $200 million as additional platforms are purchased.21 Leasing is similarly constrained by the lack of available assets on the global market to provide medium to heavy icebreaking capability.22 To lease a heavy icebreaker it would have to be built, a process that takes a comparable amount of time to building them domestically. The only commercial icebreaker available for lease, the Aiviq, has a poor track record of performance, including responsibility for the grounding of a drilling rig in 2012 when it lost propulsion. For legal, political, and marketplace reasons leasing and foreign construction are untenable options for meeting American icebreaker needs.
Climate change provides unprecedented Arctic access but much of the region remains restricted by ice. The United States Coast Guard uses icebreakers to meet that challenge. Established icebreaker levels fail to meet current interagency demands and are projected to meet even fewer of those demands. International icebreaker competition has immediate economic first-mover consequences and institutional repercussions for nations with adequate Arctic resources. Building heavy icebreakers in the short-term to complement Healy proves the most tenable option while meeting the minimum requirements for Arctic capabilities and international obligations. In a resource-constrained budgetary environment prioritization of other interests prevented purchase of replacement icebreakers. Recent steps toward expansion of the icebreaker fleet are encouraging but remain insufficient to meet the minimum force level needed for persistent American Arctic presence.
Matt Hein is a Surface Warfare Officer currently studying for his Masters in Security Studies at Georgetown University. He can be found on twitter @Matt_TB_Hein. These views are presented in a personal capacity.
 O’ Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf. 9
 The two missions not explicitly linked to the Arctic are drug interdiction and human smuggling interdiction.
 O’ Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf. 48
 “One-Third” based on transit time from Seattle to Nome, and assumes three port visits of 5 days each while away from homeport subtracted from 185 days.
 Meador, Ron. “As Climate Change Reshapes the Arctic, Scientists Are Struggling to Keep Up.” MinnPost, 27 Apr. 2017, www.minnpost.com/earth-journal/2017/04/climate-change-reshapes-arctic-scientists-are-struggling-keep.
 Demarban, Alex. “Russian Icebreaker to Deliver Fuel to Nome, Highlighting Shortage of U.S. Icebreakers.” Anchorage Daily News, Anchorage Daily News, 5 Dec. 2011, www.adn.com/rural-alaska/article/russian-icebreaker-deliver-fuel-nome-highlighting-shortage-us-icebreakers/2011/12/05/.
 “Oil and Gas in the Arctic.” WWF, 17 Mar. 2018, wwf.panda.org/what_we_do/where_we_work/arctic/what_we_do/oil_gas/.
United States, Congress, Chief of Naval Operations. Maritime Domain Awareness Concept, 30 May 2007. www.navy.mil/navydata/cno/Navy_Maritime_Domain_Awareness_Concept_FINAL_2007.pdf.
 The Coast Guard’s Polar Icebreaker Maintenance, Upgrade, and Acquisition Program. Department Of Homeland Security, Office of Inspector General, 2011, www.oig.dhs.gov/assets/Mgmt/OIG_11-31_Jan11.pdf.
 O’Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf 26
 United States Coast Guard High Latitude Region Mission Analysis Capstone Summary. ABS Consulting, 2010, assets.fiercemarkets.net/public/sites/govit/hlssummarycapstone.pdf. 10
 United States Coast Guard High Latitude Region Mission Analysis Capstone Summary. ABS Consulting, 2010, assets.fiercemarkets.net/public/sites/govit/hlssummarycapstone.pdf. 12
 O’ Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf. 13
 Lavelle, Marianne. “Arctic Shipping Soars, Led by Russia and Lured by Energy.” National Geographic, National Geographic Society, 1 Dec. 2013, news.nationalgeographic.com/news/energy/2013/11/131129-arctic-shipping-soars-led-by-russia/.
 United States Coast Guard 2019 Budget Overview. United States Coast Guard 2019 Budget Overview, Coast Guard Office of Budget and Programs, 2018. http://www.uscg.mil/Portals/0/documents/budget/2019%20BIB_FINALw.pdf
 Labs, Eric. “The 2018 Outlook for Navy Shipbuilding.” Congressional Budget Office, 15 Jan. 2018, www.cbo.gov/publication/53446. 7
 O’Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf. 37
 O’ Rourke, Ronald. Coast Guard Polar Icebreaker Modernization: Background and Issues for Congress. Congressional Research Service, 2017, fas.org/sgp/crs/weapons/RL34391.pdf.19
 Judson, Jen. “The Icebreaker Gap.” The Agenda, 1 Sept. 2015, www.politico.com/agenda/story/2015/09/the-icebreaker-gap-000213.
Featured Image: 16 May 2003, Antarctica — Coast guard icebreaker travels through ice floes which have broker off sea ice edge in late summer, McMurdo Sound, Antarctica (Image by Norbert Wu/Minden Pictures/Corbis)
When it comes to U.S. military-technical assistance for Ukraine in the context of Russian aggression, sharing the Javelin anti-tank guided missile with the Ukrainian Ground Forces is what is typically mentioned. And at the beginning of March 2018 the U.S. State Department gave its approval for the provision of this kind of weaponry to Kyiv. There is nothing surprising in this, since the land forces of Ukraine bear the main burden of confronting and deterring further Russian aggression. However, today it is necessary to start talking about the needs of the other branches of the Armed Forces of Ukraine given the challenges facing them.
A Navy Adrift
The situation in the Ukrainian Navy is close to a catastrophic one. The Russian Federation’s occupation of the Crimea in 2014 especially negatively affected the fighting capabilities of the Ukrainian Navy as nearly 80 percent of the fleet was lost due to capture and defection. In fact, four corvettes (Lutsk, Khmelnitsky, Ternopil, Prydniprov’ia), two minesweepers (Chernigiv, Cherkasy), the large landing ship Konstantin Olshansky, and the submarine Zaporozhye were captured by Russian forces. In addition, Russian occupants captured and never returned up to 15 auxiliary vessels.
The urgent need for platforms in the Ukrainian Navy could be solved by Western country transfers to Kyiv of older ships, which are decommissioned or near retirement. Actually, from time-to-time this idea is voiced by certain American experts. The U.S. government, among other things, is ready to provide the Ukrainian Navy with two coastal guards ships of the Island class. They, in contrast to Ukrainian artillery boats of the Gyurza-M class, have better seaworthiness and greater autonomy. However, the simple transfer of platforms can only partly solve the problems the Ukrainian Navy faces today. Getting Western ships can solve the problem with minesweepers or auxiliary vessels. However, the main question remains unaddressed: how could the Ukrainian Navy counter attempts by the Russian Federation to use its domination of the Black Sea for further aggression?
As the result of Russian aggression Ukraine lost in Crimea ground-based anti-ship platforms, which were armed with Termit anti-ship cruise missiles. Similarly, after the Crimea occupation, the missile boat Pryluky was returned to Ukrainian authorities but lacked its two Termit anti-ship missiles.
Today the Ukrainian Navy is not able to properly counteract possible attempts by the Russian Black Sea Fleet to carry out an amphibious landing operation. In this contest it is necessary to recall that in 2014-2015 the Security Service of Ukraine exposed and broke down covert attempts to create the so-called secessionist Bessarabian People’s Republic. This fictional republic was going to be based on territories of a southern part of the Odessa oblast. In the event of the establishment of this illicit territory, the Russian Black Sea Fleet would have had the opportunity to freely land the necessary troops and to maintain sea lines of communication with a new pseudo-state bordering western Ukraine along with occupied Crimea. Ukraine in this case could not have prevented such contingencies, since the Navy does not have the necessary anti-ship capabilities to destroy combat and landing enemy vessels.
Although Ukraine is developing its own anti-ship cruise missile Neptune, the first public test of which took place in late January 2018, the system is still nascent. The relevant sea-based risks and threats for Ukraine still exist. In addition, the question is how many Neptune missiles Ukraine will be able to purchase annually for their Navy, given that the entire budget for modernization and procurement of equipment is only $600 million this fiscal year.
As a result, it is urgently necessary to start a dialogue on the possibility of transfer to Ukraine of American Harpoon anti-ship missiles with the necessary equipment for guidance and data exchange systems. The U.S. military budget for 2018 FY provides for the allocation of up to $200 million to enhance Ukraine’s defense capabilities, including the possibility of using these funds for purchase of coastal defense radars, minelayers, minesweepers, and littoral ships. This document captures a change in the paradigm of thinking and awareness in the Pentagon of Ukraine’s vulnerability to threats from the sea. However, as has been said above, only vessels or even radar systems will not be enough to remedy the shortfall.
The U.S. Navy is currently developing new generations of anti-ship missiles (LRASM, Tomahawk, and SM-6 anti-ship variants) that have much longer range than the current Harpoon anti-ship missile. However, in the context of a closed sea like the Black Sea, it will be enough for Ukrainian Navy to deploy the latest modification of the Harpoon missile – the Block II ER+. The radius of this modification is up to 134 nautical miles or 250 km. It is notable that the Ukrainian anti-ship missile “Neptune” will have a similar range. It is also indicative that Finland is considering the Harpoon Block II ER + as the main weapon for the future four frigates of the 2020 project, which will operate in the similarly constrained Baltic Sea.
The transfer to Ukraine of Harpoon Block II ER+ anti-ship cruise missiles and related equipment, together with their installation on future fleet and land-based anti-ship platforms, will not only eliminate significant gaps in the country’s defense capabilities. It will also help secure the safety of maritime trade, on which the economy of Ukraine depends critically. This decision will allow the United States to solve several important security issues in the Black Sea region at once. All this happens when the U.S. Navy has the smallest number of ships in almost a century (283 ships), and it faces the need for a permanent presence in numerous parts across the world’s oceans, including the Black Sea Basin. Strengthening the capabilities of the Ukrainian Navy will reduce the need for such presence. In addition, strengthening the anti-ship component of the Ukrainian armed forces will make its Navy a truly important component in any joint NATO Black Sea Fleet, an idea which has been discussed for several years. Today, the Ukrainian Navy cannot actually be an effective contributor to the joint efforts of the littoral states to contain the Russian Federation in the Black Sea basin. Ultimately, the presence of Harpoon Block II ER+ missiles together with the necessary radars and information exchange systems with other NATO countries will enable, in practice, to enhance the interoperability of the Ukrainian armed forces with NATO partners. In this way, it will contribute to the Euro-Atlantic integration of Ukraine and the fulfillment of the tasks of the Strategic Defense Bulletin.
Ukraine today, given the need of countering threats from the sea, is in a situation where the need for U.S. anti-ship missiles is much more important than obtaining Javelin ATGMs. The U.S. Defense Department’s budget for 2018 FY records the understanding that Washington should help Ukraine counteract not only land-based but also maritime threats that are actually much sharper, given the current state of the Ukrainian Navy. However, only the acquisition of appropriate anti-ship missiles such as the Harpoon Block II ER+ will enable the Ukrainian Navy to effectively counter the growing capabilities of the Russian Federation in the Black Sea. Such a bold decision will strengthen security in this part of the world, reduce the need for the United States to be constantly present, and make Ukraine a true contributor to Black Sea security.
Mykola Bielieskov is the Deputy Executive Director at the Institute of World Policy.
Featured Image: Day of the Ukranian Navy Ceremony, July 2016. (Ministry of Defence of Ukraine)