Category Archives: Capability Analysis

Analyzing Specific Naval and Maritime Platforms

Lego Combat Ship

What do kids do when they get new set of Legos? Immediately start construction. Maybe in the beginning they will follow the assembly instructions, but soon discipline breaks and creativity wins. LCS, thanks its modularity, resembles a Lego set in some respects. As Christopher Cavas noted on Information Dissemination:

Will some of the mission equipment not work well? Probably. Have something better? No problem. Change it. Bring stuff in and install it, ship stuff out, bring in different stuff.

While awaiting finalization of already defined mission modules, why not think about additional ones? For example, the SuW module has been designed to counter swarm attacks, based on experiences from Middle East operations. It would probably work well in Strait of Hormuz or even in Far Seas as defined by Dr. Andrew Erickson. But would it be as effective in China’s Near Seas? Later at Information Dissemination, Wayne P. Hughes summarizes his arguments in favor of distributed offensive power and risk. LCS is not conceptual like SeaLance, but installing Harpoons as a part of next SuW module could be a step in line with his reasoning.

ASW is another example. Although it stands for anti submarine warfare, is the conventional submarine the only underwater enemy of the future? If US Navy is pursuing autonomous robot projects, we should assume that our opponents are doing the same. The question arise what will be the best defense against future armed Bluefins or underwater gliders turned into intelligent mobile mines? Even if not armed, underwater robots are dangerous as scouts providing enemies with essential information. Will we need anti scouting module as well?

Recognizing all the challenges related to their development, inventing new modules seems to be unrealistic. Here our analogy could again be helpful. The inspiration for the whole concept of modularity came from Denmark, as did Legos. What Danes did with their StanFlex modules to minimize complexity and risk, was to take EXISTING systems and packed them into standardized container, a true Lego approach. So let us allow our creativity to wander, under subtle supervision of reason.

Indian Maritime Security After Mumbai


Captured Mumbai attacker Ajmal Kasab

Last week the Indian government announced that it had arrested Abu Jindal, an alleged Lashkar-e-Taiba leader accused of masterminding the November 2008 terrorist attacks in Mumbai which killed at least 160 people.  His capture was only the most recent of a series of arrests and trials in India, Pakistan, and the US of people involved in planning or participating in the attack.  Those events spurred a major re-evaluation of India’s maritime security posture, but the efforts that India has undertaken to improve those capabilities demonstrate some of the inherent difficulties of applying the concept of Maritime Domain Awareness to missions like counter-terrorism.

Following the attack the Indian Navy was designated as “the authority responsible for overall maritime security which includes coastal security and offshore security,” effectively relegating the Coast Guard from its primary coastal security role.  Organizationally, a series of Joint Operations Centers were established with responsibility over the various coastal regions, with the intent to institutionalize information sharing between the Navy, Coast Guard, and local agencies.  The Navy and Coast Guard began acquiring long and medium range surveillance aircraft and UAVs for a new “three-tier aerial surveillance grid.”   The Navy also set up a new coastal security unit, the Sagar Prahari Bal (SPB), with the mission of  day/night operations and “seaward anti-terrorist patrols.”

Despite these efforts, it does not seem like India’s improved maritime security framework has been successful.  In 2011 the Indian Comptroller and Auditor General issued a highly critical report stating that the Coast Guard “remains ill-equipped to discharge its enhanced role and meet the challenges of today… Post 26/11, the response of ICG and government has been ‘ad hoc’ as can be witnessed by increased patrolling, increased funding, fast tracking procurements.”  The most embarrasing instance was when a ship originally abandoned off the coast of Oman escaped detection by India’s new “multi-layered coastal security” system and washed ashore in Mumbai during July 2011.  Even though Indian authorities claimed that patrols have increased, as of 2011 the planned Command & Control network, radars, and AIS receivers enabling them had yet to be fielded as planned.  Only 250 or so of the 1000 SPB billets had been filled, and none of the planned 80 interceptor craft had been purchased.

 Whether or not India’s efforts at improving Maritime Domain Awareness and interagency cooperation between the Navy and Coast Guard are successful, it still remains unclear how either entity would have been able to act against the attackers.  It was later revealed that the US had provided warnings to the Indian government warning of a seaborne attack and that hotels were potential targets in Mumbai.  It is unclear whether those warnings were disseminated to Navy or Coast Guard units at the tactical level, or whether that would have even made a difference.

 According to the lone culprit captured alive after the attack, the attackers left Karachi on the ship “AL HUSSEINI,” and then hijacked a fishing trawler named “KUBER” in Indian waters.  They killed all the crew but the captain, who was then killed after guiding them to Mumbai.    The attacker claimed that the fishing trawler that they had hijacked had been detected by an Indian Navy or Coast Guard vessel, but that Navy or Coast Guard patrol did not stop the trawler.  Being detected was the event that spurred the attackers to leave the trawler and start their final movement ashore in small inflatable boats.

Assuming that story is true and the trawler was seen by the Navy or Coast Guard, there still is not necessarily a reason that those authorities would have had to justify them interdicting and boarding the suspect trawler.  It is plausible that they could have been ordered to stop all suspect vessels, but it is not clear that the trawler full of terrorists would have met the criteria of a suspect vessel at first glance (it was just a fishing boat heading to Mumbai).  Without a good description or location of the boat, how would the Indian Navy or Coast Guard target it?  This instance demonstrates the difficulty of both achieving something like total Maritime Domain Awareness, and then applying that knowledge to drive successful operations.

How often did Indian intelligence and/or the various maritime security agencies get warnings of this type, and if so, would the operational result of that be instructions to interdict all vessels in a certain area?  How would the boundaries of such a search area defined?  How would “suspect” vessels be identified without an accurate description of the target?  How long could any maritime force sustain widespread interdiction of suspect vessels?  Even an unlimited number of maritime platforms and ship-tracking sensors will not make any difference in terms of differentiating the bad guys from the rest of the civilian traffic if the bad guys are able to blend in.  Realistically, the only way that the Indians would have been successful in stopping the attackers would have actionable indicators derived from analysis or penetration of those illicit networks such as the location or description of a specific boat.

Lieutenant Commander Mark Munson is a Naval Intelligence Officer and currently serves on the OPNAV staff. He has previously served at Naval Special Warfare Group FOUR, the Office of Naval Intelligence and onboard USS ESSEX (LHD 2). The views expressed are solely those of the author and do not reflect the official viewpoints or policies of the Department of Defense or the U.S. Government.

The Counter-Piracy Failure: Andromeda Strain

We Won but We Failed: What We Should Learn

Quicker to learn?

In Andromeda Strain, the scientists of the Wildfire Team struggled against their pathogen foe, (spoiler alert) only to have their problems solved by circumstance and environment. An entire plot was written about a crisis team that, in the end, accomplished nothing. East African piracy, while by no means eradicated, looks perhaps to have peaked, and public interest waning possibly even faster. Sure, the Maersk Texas was attacked in May, but this single blip on the radar is a paltry show compared to the still-notable number of small-boat attacks off the coast of India, yacht abductions, and beach resort kidnappings.

Unfortunately, after almost a decade of engagement, the West’s maritime Wildfire team has had almost no hand in the changes on the high seas. A series of military incursions by neighbors, newfound vigor in the AU mission, and rise of PMC’s at sea have changed the state of play and cut the mission short, leaving a real possibility for naval leadership to miss the lessons learned from their recent miscalculations.

As the counter-piracy mission is fresh in our minds and before the threat fades into the jaws of vengeful regional militaries, we should use the opportunity to recognize and assess our failures as a force in countering piracy on the high seas.

The West Reacts to the Pathogen

In scope, the naval response to the threat of piracy appeared robust. Dozens of warships plied the waters in search of high-seas bandits. Area patrols ran alongside convoy escorts. Several multi-national coalitions (NATO, U.S.-led Combined Military Forces, the EU) ran operations concurrently with the independent efforts of ten or more countries at any one time. The Indian navy recently captured a stunning 61 pirates after a pitched gun battle. Over 20 nations now meet for the annual Shared Awareness and Deconfliction (SHADE) conference to build a united front against piracy. Maritime Patrol Aircraft and UAVs from multiple nations surveil the Internationally Recommended Transit Corridor (IRTC), pirate anchorages, and the open ocean. There was a reasonable expectation that such a massive military drag net might stymie piracy. However, the result was a better skilled and better organized pirate. As Napoleon said, “You must not fight too often with one enemy, or you will teach him all your art of war.”

Piracy’s Adaptation and Resistance

Until military action ashore cut short the party, coastal raids with small skiffs developed into multi-million dollar kidnapping operations with captured tankers converted to motherships. Pirates used UHF communications, skilled hostage negotiators, and money changers in Dubai. Merchants deactivated their automatic identification system (AIS), a system used for vessel safety during the height of piracy around the Straits of Malacca, as pirates at large used it as a homing beacon. Pirates adapted to the law-enforcement rules of engagement used by the respective patrolling navies, hiding or disposing of all pirate paraphernalia and making it next-to-impossible for maritime enforcers to get the convictions occasionally sought. Many pirates moved to new areas altogether, shifting operations away from patrols and avoiding the range of immediate military responses.

The focus of piracy shifted from capturing cargo to capturing people. Kidnapping was the name of the game. Due to an inability to enforce arrangements, some companies paid full ransom for captured employees and only received a fraction of their personnel in return. EUNAVFOR even reported more brazen tactics of avoiding capture, namely the threatened and actual torture of hostages.

This adaptation, combined with the lack of political stability, created threats beyond endangering global commerce. With Al-Qaeda operating in Somalia next to Al-Shabab, endless opportunities presented themselves for terrorist networks to simply generate profits through partnership or create havoc with vessels purchased from pirates. Rather than siphon off fuel for profits, the pirates could sell a vessel wholesale to terrorists who could use the vessel as a massive explosive in a civilian port, blockage in the mouth of a harbor, or a suicide battering ram against an unsuspecting warship. Capture-and-switch tactics with maritime commercial vehicles had precedent; the 1998 hijacking of the Petro Ranger being a case in point. It only takes a savvy pirate with the right connections to profit from the sale of hijacked tankers for acts of terrorism. Piracy is a crime of opportunity, and human beings are always good at finding new ones.

Breaking the Sea-Shore Learning Cycle

The key to breaking the adaptation puzzle is to boost the intensity of the counter-piracy dosage. One can have the best weapons in the world, but it won’t matter unless the operational concept is correct. The U.S. was weak on piracy, an inch-deep mile-wide river. Pirates waded easily across to tell their compatriots what they’d seen, creating a deadly sea-to-shore innovation cycle that improved pirate learning. This must be solved through more vigorous piracy prosecution, more aggressive rules of engagement (ROE)/posture, and a shore kinetic solution.

Instead, the U.S. released many captured pirates back into Somalia, only prosecuting those that attacked the rare U.S. flagged vessel. The idea behind this policy is that piracy is a crime, not a national security issue. If the vessel’s flag would not prosecute, there could be no trial or detention. Piracy is however very much a national security issue – not only does it drive up the cost of shipping and goods, but pulls mission-ready forces from other duties to keep the costs from rising higher. Sailors deployed to counter-piracy missions can attest to lengthy force protection details off the coast during RHIB transfers of detainees to shore. These temporary detentions were a waste of time and money, punishing piracy with nothing more than a few days in the ship’s center-line passageway with three squares meals and regular washes. The idea that pirates “learned” something from their capture was correct. The lesson was that they likely would survive encounters with U.S. warships and be returned to their anchorages. At the very least, more suspected vessels should have been diverted and escorted to ports where their hulls, cargo, and crew could be inspected and held if necessary. U.S. tactics involving capture had little meaning without a resolution other than emancipation. At worst, such impotent gestures actively undermined the authority of the U.S. presence.

Actions Louder than Words

These operations would have been aided by more lenient ROE and a higher level of aggressiveness in the U.S. posture toward piracy. This is a complicated subject as the rules were designed to maximize legitimacy and minimize controversy and liability. It is frustrating to read message traffic insisting on defining pirates clearly caught in the act as “suspected.” Pirates, when positively identified, are hailed and warned, but rarely destroyed. A comical irony is that an escort for a pirated vessel provides, if anything, little more than military protection for the pirates on the vessel.

Better ROE would be more aggressive, allowing the engagement and destruction of vessels with known associations to piracy. Once the chance to surrender is given, threats must be made good. To counter the use of human shields, a counter-offer must be made to pirates. The normal method, as I witnessed it, is that U.S. warships hail pirate vessels, occasionally fire warning shots, then are deterred by the presence of human shields or pirate threats to kill their hostages.

Ending Incentivization

Just as the U.S. has a standing policy not to negotiate with terrorists, the same should be clearly applied to pirates: remove the incentive to use hostages. Piracy is not about ideologies, but competing costs and benefits. The U.S. concept of operations places far too much stake on the presence of hostages, further imperiling mariners by encouraging their capture. Military policy should make hostage-taking and the use of human shields a non-factor. If uncooperative, all pirate vessels should be engaged with disabling or destructive fire. Rather than reducing the equation to capture or an escape with hostages, warships should amend the options: capture or death. If hostages are used as shields or threatened with death, the pirates should understand that they only further endanger their own lives by risking lethal retaliation. If hostages are killed by pirates, the responsibility lies with the pirates, not with the military endeavoring to save them. This is an unpleasant idea, but kinetic operations of this kind can rarely be conducted without at least a trace of regrettable collateral damage. Military planners should recognize this unfortunate inevitability and pursue the larger goal of protecting future mariners and an entire region’s stability.

Not Just the Sea

One development that did prove effective was stationing warships at pirate anchorages. This led to a better picture of piracy operations, their frequency, and capabilities. However, partially due to the presence of hostages, the infrastructure remained largely undisturbed. From only a few miles off the coast, a swath of defenseless pirate infrastructure was often in view of my own vessel. I remember SUVs brazenly shadowing us along the shore as we maneuvered close to the land. Small vessels were clearly visible transiting to and from shore with supplies for anchored pirated vessels. Pirate skiffs were propped up in clusters above the tide near supply shacks and rows of vehicles. Pirates came to rely on these facilities to coordinate their operations at sea while simultaneously maintaining a large stable of captured vessels and hostages. With rare exception, these shores were left alone, covered in equipment ripe for destruction. Again, military leaders were naturally worried about hostage collateral damage. Yet naval gunfire can be used to great effect against safe targets at pirate anchorages. UHF towers, clusters of empty vehicles, supply vessels, unattended skiffs, and the assorted support facilities onshore are all easy targets for naval gunfire. This is not only less expensive than leaving the pirates alone, launching 1.5 million dollar Tomahawks, or drone strikes, but terrifying for pirates realizing they could be bombarded at any moment with a ship offshore. This scorched-earth policy for pirate shore facilities should be common practice.

You’re Gonna Need a Bigger (and smaller) Boat

America’s military counter-piracy medication comes in the form of ships-of-the-line, namely DDGs and a few FFGs. While versatile craft, these are inherently conventional, centralized combatants designed for confrontations with modern navies. They are expensive, complicated blue-water craft weighed down with anti-submarine, anti-surface, and anti-air capabilities unsuited for the task of counter-piracy. VLS, AEGIS, torpedoes, Harpoon, towed arrays, sonobuoys, etc. have little to no use here. These platforms have a limited aviation capability and little room for detainees caught while on patrol. There are even FFGs deployed to Somalia without helicopters, making them next to useless when it comes to responding to calls for help outside of 20nm. Additionally, unlike the conventional warfare areas, there is no formal training regimen for these ships that deals with piracy specifically, their assigned mission.

Amphibious platforms, on the other hand, have the supplies and space to contain detainees for long periods without impacting crew effectiveness. Amphibious platforms also bring vital improved air assets/compatible flexibility not sufficiently present in CRUDES. The USS Oak Hill’s certification to carry riverine boats last summer demonstrates amphibious ships’ versatility with the ability to deploy patrol boats in concert with multiple air assets. Rather than a single ship and helicopter covering hundreds of miles of coastline, a whole swarm of air and sea assets, bolstered by a large detainee space and afloat support facility, become available in a single platform. These kinds of coastal patrol operations were executed to great effect during Vietnam using Landing Ship Tank (LST) vessels as bases to deploy Patrol Boats-Riverine (PBRs) and helicopters. A similar concept would be a far more effective counter-piracy force structure off Somalia.

Andromeda Strain: Not Walking Away Empty Handed

As regional entities take turns carving out pieces of the vacuum in which pirates operated, we will naturally let out a sigh of relief and enjoy a chance to walk away from the piracy issue. We must not, however, allow our efforts to be for naught; we must at a minimum take with us the important lessons from our failed efforts. Piracy is a crime of opportunity. It can only be deterred by changing the cost-benefit analysis and removing the chances to commit the crime. The United States’ incomplete capture strategy, backed up by weak actions/ROE, only taught pirates that, with a little innovation, the usual result of a run in with an American vessel was a free ride home.

Matt Hipple is a surface warfare officer in the U.S. Navy. The opinions and views expressed in this post are his alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense or the U.S. Navy. 

An Influence Squadron in the Making?

Commander Henry Hendrix’s Proceedings article “Buy Fords, Not Ferraris” has entered the canon of innovative naval concepts and has received extensive attention at Information Dissemination and elsewhere. One idea from his article: influence squadrons, or a group of ships centered around an amphibious flagship and emphasizing smaller, networked platforms to conduct presence operations, theater security cooperation, and irregular warfare.

Over at ID, Commander Chris Rawley just wrote about testing distributed maritime operations using UAVs which will become unemployed as operations in Afghanistan wind down. Though he focuses on the aviation side of the house, he does mention surface vessels:

Some of the goals of these [distributed operations] battle exercises would be to…


  • Develop ways to employ smaller ships as forward arming, refueling, and communications relays for these aircraft.
  • Employ the above concepts with various deployed nodes of special operations forces, Marine, and NECC elements, in an effort to understand the capabilities and limitations each of these units brings to the distributed littoral fight.

Undersecretary Bob Work spoke at a CATO Institute event yesterday (h/t CDR Salamander) regarding the future of the Navy’s surface fleet. While LCS dominated the discourse as usual, I found two of his slides very interesting and no one seems to be talking about them:




















To me, this looks like an “influence squadron” in the making. Take an LPD-17, a Burke-class DDG, two LCSs, and embark 4 Mk VI PBs in the well deck, combined with manned and unmanned aircraft from all ships and you’ll get a credible influence squadron. I could see a group of such ships and aircraft operating in the waters near Indonesia, other Pacific Islands, or the Straits of Malacca. This would be ideal for presence operations, HA/DR, capacity building for low-capability partners, theater security cooperation or – with the support of additional combatants – enforcing a blockade.  And to CDR Rawley’s point, can these vessels support a small UAV? Now seems the time to put such a group together and see what it can do – and it seems like the Navy’s senior leaders are thinking the same.

I had never heard of the Mark VI program until watching Secretary Work’s presentation, but I am very interested to know more. I’ve seen amphibs embark Riverine Command Boats and am curious how this program is related, if at all. Google results were nil after a few searches – can anyone with the gouge on this craft post to comments?

Finally, what is remarkable about this is that in only three years after CDR Hedrix’s article went to press, the Navy seems like it is seriously considering the implications of this radically different kind of deployment scheme. Though it may not seem fast to some, I think that compared to other historical shifts, the exploration of influence squadrons has occurred rather quickly.

The opinions and views expressed in this post are those of the author alone and are presented in his personal capacity. They do not necessarily represent the views of U.S. Department of Defense, the U.S. Navy, or any other agency.